United States District Court District of Massachusetts ...securities.stanford.edu/filings-documents/1026/AOL... · Laura Martin represented by Eben P. Colby Skadden, Arps, Slate,

US District Court Civil Docket as of 06/18/2012 Retrieved from the court on July 20, 2012

United States District Court District of Massachusetts (Boston)

CIVIL DOCKET FOR CASE #: 1:02-cv-12146-NMG

Date Filed: 11/01/2002 Date Terminated: 01/19/2012 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

In re: CREDIT SUISSE -- AOL SECURITIES LITIGATION Assigned to: Judge Nathaniel M. Gorton Demand: $0 related Case: 1:02-cv-12236-NG Case in other court: First Circuit, 12-01750

Cause: 15:78m(a) Securities Exchange Act

Consolidated Plaintiff

James Uphoff represented by Daniel S. Sommers Cohen, Milstein, Hausfeld & Toll 1100 New York Avenue, NW West Tower, Suite 500 Washington, DC 20005 202-408-4600 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Donald R. Hall Kaplan Fox & Kilsheimer LLP 14th Floor 850 Third Avenue New York, NY 10022 212-687-1980 Fax: 212-687-7714 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frederic S. Fox Kaplan Fox & Kilsheimer LLP 14th Floor 850 Third Avenue New York, NY 10022 212-687-1980 Fax: 212-687-7714 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joel B. Strauss Kaplan, Fox & Kilsheimer LLP 14th Floor 850 Third Avenue New York, NY 10022 212-687-1980 Fax: 212-687-7714 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Melinda D. Campbell Kaplan Fox & Kilsheimer LLP 805 Third Avenue 14th Floor New York, NY 10022 212-687-1980 Fax: 212-687-7714 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Steven J. Toll Cohen, Milstein, Hausfeld and Toll 1100 New York Avenue, NW West Tower, Suite 500 Washington, DC 20005-3934 202-408-4600 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas G. Shapiro Shapiro Haber & Urmy LLP 53 State Street Boston, MA 02108 617-439-3939 Fax: 617-439-0134 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Todd S. Heyman Shapiro, Haber & Urmy, LLP 53 State St. Boston, MA 02109 617-439-3939 Fax: 617-439-0134 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED


Goodman Family Trust represented by Donald R. Hall (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frederic S. Fox (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joel B. Strauss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Melinda D. Campbell (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas G. Shapiro (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Todd S. Heyman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Bricklayers and Trowel Trades represented by Donald R. Hall International Pension Fund

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED






Adam M. Stewart Shapiro Haber & Urmy LLP 53 State Street 37th Floor Boston, MA 02109 617-439-3939 Fax: 617-439-0134 Email: [email protected] ATTORNEY TO BE NOTICED

Edward F. Haber Shapiro Haber & Urmy LLP 53 State Street 37th Floor Boston, MA 02109 617-439-3939 Fax: 617-439-0134 Email: [email protected] ATTORNEY TO BE NOTICED

Theodore M. Hess-Mahan Hutchings, Barsamian, Cross and Mandelcorn, LLP 110 Cedar St. Wellesley Hills, MA 02481 781-431-2231 Fax: 781-431-8726 Email: [email protected] TERMINATED: 01/09/2007 ATTORNEY TO BE NOTICED


Malka Birnbaum represented by Donald R. Hall

on Behalf of herself and all others

(See above for address) similarly situated

LEAD ATTORNEY ATTORNEY TO BE NOTICED




Theodore M. Hess-Mahan (See above for address) TERMINATED: 01/09/2007 LEAD ATTORNEY ATTORNEY TO BE NOTICED



Neil McCarty represented by Gregory Michael Egleston Egleston Law Firm 360 Furman Street Suite 443 New York, NY 11201 646-227-1700 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED


Menachem E. Lifshitz Bernstein, Liebhard & Lifshitz, LLP 10 East 40th Street

22nd Floor New York, NY 10016 212-779-1414 LEAD ATTORNEY ATTORNEY TO BE NOTICED


Plaintiff

Rodney W. Narbesky represented by Daniel S. Sommers Individually and on Behalf of all others

(See above for address)

similarly situated


Donald R. Hall (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Michelle H. Blauner Shapiro Haber & Urmy LLP 53 State Street 37th Floor Boston, MA 02109 617-439-3939 Fax: 617 439-0134 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Steven J. Toll

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



V.

Defendant

Credit Suisse First Boston represented by Avi S. Gesser Davis Polk & Wardwell 450 Lexington Ave New York, NY 10017 212-450-4429 Fax: 212-450-3429 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Dharma B. Frederick Davis Polk & Wardwell 450 Lexington Avenue New York, NY 10017 212-450-3081 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Gerald F. Rath Bingham McCutchen LLP 150 Federal Street Boston, MA 02110 617-951-8534 Fax: 617-951-8736 Email: [email protected] TERMINATED: 10/02/2008 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jennifer Newstead

Davis Polk & Wardwell 450 Lexington Avenue New York, NY 10017 212-450-4999 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lawrence Portnoy Davis Polk & Wardwell 450 Lexington Avenue New York, NY 10017 212-450-4322 Fax: 212-450-3322 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Robert A. Buhlman Bingham McCutchen LLP One Federal Street Boston, MA 02110-1726 617-951-8717 Fax: 617-951-8736 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Siobhan E. Mee Bingham McCutchen LLP One Federal Street Boston, MA 02110-1726 617-951-8000 Fax: 617-951-8736 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Amanda V. Muller Bingham McCutchen LLP - MA One Federal Street Boston, MA 02110-1726 617-951-8792 Email: [email protected] ATTORNEY TO BE NOTICED

Daniel J. Schwartz Davis Polk & Wardwell LLP 450 Lexington Avenue

New York, NY 10017 212-450-4000 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Jason D. Frank Bingham McCutchen, LLP 150 Federal Street Boston, MA 02110 617-951-8153 Fax: 617-951-8736 Email: [email protected] ATTORNEY TO BE NOTICED

Jonathan K Chang Davis Polk &Wardwell 450 Lexington Avenue New York, NY 10017 212-450-4322 Email: [email protected] ATTORNEY TO BE NOTICED

Sarah G. Kim Bingham McCutchen LLP - MA One Federal Street Boston, MA 02110 617-951-8768 Fax: 617-951-8736 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Jamie Kiggen represented by Avi S. Gesser (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Henry Putzel , III Law Office of Henry Putzell, III 565 Fifth Avenue Floor 9 New York, NY 10017 212-661-0066 Fax: 212-661-0415 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Lawrence Portnoy (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Siobhan E. Mee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Amanda V. Muller (See above for address) ATTORNEY TO BE NOTICED

Jason D. Frank (See above for address) ATTORNEY TO BE NOTICED

Sarah G. Kim (See above for address) ATTORNEY TO BE NOTICED

Defendant

Frank P. Quattrone represented by Barbara A. Winters Howard, Rice, Nemerovski, Canady, Falk Rabkin Three Embarcadero Center 7th Floor San Francisco, CA 94111-4024 415-434-1600 Fax: 415-217-5910 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jeffrey B. Rudman Wilmer Hale LLP 60 State Street Boston, MA 02109 617-526-6912 Fax: 617-526-5000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kenneth G. Hausman Arnold & Porter

Three Embarcadero Center 7th Floor San Francisco, CA 94111-4024 415-471-3100 Fax: 415-471-3400 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Mark A. Sheft Howard, Rice, Nemerovski, Canady, Falk & Rabkin Three Embarcadero Center 7th Floor San Francisco, CA 94111-4024 415-434-1600 Fax: 415-217-5910 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Stephen A. Jonas Wilmer Hale LLP 60 State Street Boston, MA 02109 617-526-6144 Fax: 617-526-5000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Adam Hornstine Wilmer Hale LLP 60 State Street Boston, MA 02109 617-526-6111 Fax: 617-526-5000 Email: [email protected] ATTORNEY TO BE NOTICED

Jared C. Miller Parker, Hudson, Rainer & Dobbs LLP 1500 Marquis Two Tower 285 Peachtree Center Avenue, NE Atlanta, GA 30303 404-523-5300 Email: [email protected] TERMINATED: 08/19/2008 ATTORNEY TO BE NOTICED

Timothy J. Perla Wilmer Cutler Pickering Hale and Dorr LLP (Bos) 60 State Street Boston, MA 02109 617-526-6696 Fax: 617-526-6000 Email: [email protected] ATTORNEY TO BE NOTICED

Jonathan A. Shapiro Wilmer Hale LLP 60 State Street Boston, MA 02109 617-526-6000 Fax: 617-526-5000 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Laura Martin represented by Eben P. Colby Skadden, Arps, Slate, Meagher & Flom LLP One Beacon Street Boston, MA 02108 617-573-4800 Fax: 617-573-4822 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

James R. Carroll Skadden, Arps, Slate, Meagher & Flom One Beacon Street 31st Floor Boston, MA 02108 617-573-4800 Fax: 617-573-4822 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Michael M. Millett Edwards Wildman Palmer LLP - MA 111 Huntington Avenue Boston, MA 02199 (617) 239-0764 Fax: (617) 316-8242 Email: [email protected]

TERMINATED: 08/31/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED


Michael W. Mitchell 200 Riverside Boulevard New York, NY 10069 212-472-1001 PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Elliot Rogers represented by Dean Kristy Clifford Chance US LLP One Market - Stuart Tower 8th Floor San Francisco, CA 94105 415-875-2387 Fax: 415-281-1350 Email: [email protected] TERMINATED: 12/13/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jeff E. Butler Clifford, Chance US LLP 31 West 52nd Street New York, NY 10019 212-878-8205 Fax: 212-878-8375 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Johanna Calabria Clifford Chance, LLP Steuart Tower - 8th Floor One Market San Francisco, CA 94105 415-778-4700 Fax: 415-778-4701 TERMINATED: 12/13/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Sean Murphy Clifford Chance US LLP 31 West 52nd Street New York, NY 10019-6131 TERMINATED: 12/13/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED


Warren L. Feldman Skadden, Arps, Slate, Meagher & Flom, LLP Four Times Square New York, NY 10036 212-735-2420 Fax: 917-777-2420 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Alejandra de Urioste Clifford Chance US LLP 31 West 52nd Street New York, NY 10019 212-878-8000 PRO HAC VICE ATTORNEY TO BE NOTICED

Amanda V. Muller (See above for address) ATTORNEY TO BE NOTICED

Jason D. Frank (See above for address) ATTORNEY TO BE NOTICED


Defendant

all defendants represented by Siobhan E. Mee (See above for address)



Defendant

all defendants

Interested Party

Jack McBride represented by Marc I. Gross Pomerantz, Levy, Hauder, Block & Grossman 100 Park Avenue 26th Floor New York, NY 10017-5516 212-661-1100 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Stanley M. Grossman Pomerantz Haudek Block Grossman & Gross 100 Park Avenue New York, NY 10017 212-661-1100 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Interested Party

Leaser Butler-Crockett represented by Daniel S. Sommers (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Steven J. Toll (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Theodore M. Hess-Mahan (See above for address) TERMINATED: 01/09/2007 LEAD ATTORNEY ATTORNEY TO BE NOTICED


Date Filed # Docket Text

11/01/2002

1 Complaint filed. Case assigned to Judge: Gertner. Receipt #: 42929 Amount:$ 150.00. Fee Status: pd (jf) (Entered: 11/04/2002)

11/04/2002

Summons issued for Credit Suisse First, Jamie Kiggen (jf) (Entered: 11/04/2002)

11/08/2002 2 Notice of appearance of attorney for Credit Suisse First in 1:02-cv-12146 by Gerald F. Rath, Robert A. Buhlman, Siobhan E. Mee, filed. c/s (jf) (Entered: 11/13/2002)

11/22/2002 3 Assented to Motion by Credit Suisse First in 1:02-cv-12146 to extend time to 1/31/03 to file responsive pleading , filed. c/s (jf) (Entered: 11/27/2002)

11/27/2002 Judge Nancy Gertner . Endorsed Order entered granting [3-1] Credit Suisse First Boston's assented to motion to extend time to 1/31/03 to file responsive pleading. cc:cl [EOD Date 11/27/02] (jf) (Entered: 11/27/2002)

12/31/2002 4 Motion by Jack McBride in 1:02-cv-12146 to consolidate the related cases, for appointment as lead plaintiff and for approval of his selection of lead counsel , filed. (jf) (Entered: 01/08/2003)

12/31/2002 5 Memorandum by Jack McBride in 1:02-cv-12146 in support of [4-1] motion to consolidate the related cases, for appointment as lead plaintiff and for approval of his selection of lead counsel , filed. (jf) (Entered: 01/08/2003)

12/31/2002 6 Motion by Bricklayers and in 1:02-cv-12146 to consolidate cases, appointment of lead I plaintiff and approval of lead plaintiff's choice of lead counsel , filed. (jf) (Entered:

01/08/2003)

12/31/2002

12/31/2002

12/31/2002

12/31/2002

7 Memorandum of Law by Bricklayers and in 1:02-cv-12146 in support of [6-1] motion to consolidate cases, appointment of lead plaintiff and approval of lead plaintiff's choice of lead counsel, filed. c/s (jf) (Entered: 01/08/2003)

Declaration of Bricklayers and in 1:02-cv-12146 of Joel B. Strauss in 1:02-cv-12146 , re: [6-1] motion to consolidate cases, appointment of lead plaintiff and approval of lead plaintiff's choice of lead counsel , filed. (jf) (Entered: 01/08/2003)

Proposed Order (i) Consolidating all related actions filed against Credit Suisse First Boston, Et Al. For violations of the securities exchange act of 1934; (ii)Appointing the Bricklayers and ......... by Bricklayers and in 1:02-cv-12146 received for filing. (jf) (Entered: 01/08/2003)

9 Motion by Leaser Butler- in 1:02-cv-12146 to consolidate cases, appointment as lead - plaintiff and approval of selection of lead counsel , filed. c/s (jf) (Entered: 01/08/2003)

12/31/2002 10 Memorandum of law by Leaser Butler- in 1:02-cv-12146 in support of [9-1] motion to consolidate cases, appointment as lead plaintiff and approval of selection of lead counsel filed. c/s (jf) (Entered: 01/08/2003)

12/31/2002 11 Declaration of Theodore M. Hess-Mahan in 1:02-cv-12146 , re: [9-1] motion to consolidate cases, appointment as lead plaintiff and approval of selection of lead counsel , filed. (jf) (Entered: 01/08/2003)

12/31/2002 Proposed Order (i) Consolidating all related actions; (ii) appointing plaintiff Leaser Butler-Crockett as Lead Plaintiff; and (iii) approving lead plaintiff's selection of lead counsel by Leaser Butler- in 1:02-cv-12146 received for filing. (jf) (Entered: 01/08/2003)

01/08/2003 Documents #4 - #11 sent to chambers (no oppositions filed yet) (jf) (Entered: 01/08/2003)

01/10/2003 12 Response by Credit Suisse First in 1:02-cv-12146 in opposition to [9-1] motion to consolidate cases, as lead plaintiff and approval of selection of lead counsel, filed. (ms) (Entered: 01/13/2003)

01/21/2003 14 RESPONSE and OPPOSITION to Motion re 4 Motion to Consolidate Cases, 9 Motion to Consolidate Cases filed by Bricklayers and Trowel Trades International Pension Fund. c/s(Filo, Jennifer) (Entered: 06/17/2003)

01/27/2003 15 ASSENTED TO MOTION for Second Extension of Time to File Answer by Credit Suisse First Boston.c/s(Filo, Jennifer) (Entered: 06/17/2003)

04/01/2003

13 Return of service executed as to Credit Suisse First in 1:02-cv-12146 with service on 11/5/02 filed. (jf) (Entered: 04/03/2003)

04/04/2003

16 MOTION for Extension of Time to serve a summons and complaint on Defendant - Jamie Kiggen by Rodney W. Narbesky.c/s(Filo, Jennifer) (Entered: 06/17/2003)

04/04/2003 17 DECLARATION of Theodore M. Hess-Mahan re 16 MOTION for Extension of Time by Rodney W. Narbesky. (Filo, Jennifer) (Entered: 06/17/2003)

04/12/2003 18 Letter/request (non-motion) from Bricklayers and Trowel Trades. (Filo, Jennifer) (Entered: 06/17/2003)

04/28/2003

05/13/2003

20 AFFIDAVIT OF SERVICE Executed by Rodney W. Narbesky. Jamie Kiggen served on 4/14/2003, answer due 5/5/2003. Acknowledgement filed by Rodney W. Narbesky. (Filo, Jennifer) (Entered: 06/17/2003) -

19 ASSENTED TO MOTION for Extension of Time for all defendants to file responsive pleading by Credit Suisse First Boston.c/s(Filo, Jennifer) (Entered: 06/17/2003)

06/19/2003 Judge Nancy Gertner : Electronic ORDER entered granting in part and denying in part 4 Jack McBride's Motion to Consolidate Cases the Related Actions, for appointment as lead plaintiff and for approval of his selection of lead counsel. "Consolidation allowed motion for appointment as lead counsel, denied." Notice mailed to counsel. (Filo, Jennifer) (Entered: 06/26/2003)

06/19/2003 Judge Nancy Gertner : Electronic ORDER entered granting 6 Motion of the Bricklayers and Trowel Trades International Pension Fund to Consolidate Cases, appointment of lead plaintiff and approval of lead plaintiff's choice of lead counsel. Notice sent to counsel. (Filo, Jennifer) (Entered: 06/26/2003)

06/19/2003 Judge Nancy Gertner : Electronic ORDER entered granting in part and denying in part 9 Motion of Leaser Butler-Crockett to Consolidate Cases, Appointment as Lead

Plaintiff and Approval of selection of lead counsel. "Allowed as to consolidation, denied as to the appointment of lead counsel." Notice mailed to counsel. (Filo, Jennifer) (Entered: 06/26/2003)

06/19/2003

06/19/2003

06/19/2003

06/19/2003

09/09/2003

Judge Nancy Gertner : Electronic ORDER entered granting 15 defendant Credit Suisse First Boston Corporation's Motion for Extension of Time to file responsive pleading. Notice mailed to counsel. (Filo, Jennifer) (Entered: 06/26/2003)

Judge Nancy Gertner : Electronic ORDER entered granting 16 Plaintiff's Motion for Extension of Time to serve a summons and complaint on defendant Jamie Kiggen. Notice mailed to counsel. (Filo, Jennifer) (Entered: 06/26/2003)

Judge Nancy Gertner : Electronic ORDER entered granting 19 Motion for Extension of Time (Filo, Jennifer) (Entered: 06/26/2003)

21 Judge Nancy Gertner : ORDER entered ORDER consolidating all related actions filed against Credit Suisse First Boston, Et Al. for violations of the Securities Exchange Act of 1934; Appointing the Bricklayers and Trowel Trades International Pension Fund as lead plaintiff Pursuant to ?21D(a)(3)(B) of the Securities Exchange Act of 1934; and Approving Lead Plaintiff's Choice of lead counsel. Notice mailed to counsel.(Filo, Jennifer) (Entered: 06/26/2003)

Proposed Document(s) received for filing. Document received: Stipulation and Proposed Scheduling Order. (Filo, Jennifer) (Entered: 09/11/2003)

09/10/2003 22 MOTION for Leave to Appear Pro Hac Vice by Frederic S. Fox, Joel B. Strauss and Donald R. Hall Filing fee $ 150, receipt number 50215. by Malka Birnbaum, Bricklayers and Trowel Trades International Pension Fund, Goodman Family Trust, Rodney W. Narbesky, James Uphoff.c/s(Filo, Jennifer) (Entered: 09/16/2003)

09/16/2003 23 Judge Nancy Gertner : ORDER entered STIPULATION AND SCHEDULING ORDER. cc/cl(Filo, Jennifer) (Entered: 09/18/2003)

09/17/2003 24 UNOPPOSED MOTION for Leave to Appear Pro Hac Vice by Lawrence Portnoy and I

Avi Gesser Filing fee $ 100.00, receipt number 50385. by Credit Suisse First Boston, Jamie Kiggen.c/s(Filo, Jennifer) (Entered: 09/26/2003)

09/17/2003 25 AFFIDAVIT of Lawrence Portnoy in Support re 24 MOTION for Leave to Appear Pro Hac Vice by Lawrence Portnoy and Avi Gesser Filing fee $ 100.00, receipt number 50385.. (Filo, Jennifer) (Entered: 09/26/2003)

09/17/2003 26 AFFIDAVIT of Avi Gesser in Support re 24 MOTION for Leave to Appear Pro Hac Vice by Lawrence Portnoy and Avi Gesser Filing fee $ 100.00, receipt number 50385.. (Filo, Jennifer) (Entered: 09/26/2003)

09/26/2003 Judge Nancy Gertner : Electronic ORDER entered granting 22 Motion for Leave to Appear Pro Hac Vice Added Frederic S. Fox for Goodman Family Trust; Rodney W. Narbesky; James Uphoff; Malka Birnbaum and Bricklayers and Trowel Trades International Pension Fund, Joel B. Strauss for Goodman Family Trust; Rodney W. Narbesky; James Uphoff; Malka Birnbaum and Bricklayers and Trowel Trades International Pension Fund, Donald R. Hall for Goodman Family Trust; Rodney W. Narbesky; James Uphoff; Malka Birnbaum and Bricklayers and Trowel Trades International Pension Fund (Filo, Jennifer) (Entered: 09/26/2003)

09/30/2003 Judge Nancy Gertner : Electronic ORDER entered granting 24 Defendants' Unopposed Motion for Leave to Appear Pro Hac Vice Added Lawrence Portnoy for Credit Suisse First Boston and Jamie Kiggen, Avi Gesser for Credit Suisse First Boston and Jamie Kiggen (Filo, Jennifer) (Entered: 09/30/2003)

10/01/2003

11/14/2003

11/25/2003

11/25/2003

27 Judge Nancy Gertner : ORDER entered STIPULATION AND REVISED SCHEDULING ORDER(Filo, Jennifer) (Entered: 10/06/2003)

28 Judge Nancy Gertner : ORDER entered ORDER consolidating cases(Filo, Jennifer) (Entered: 11/14/2003)

29 CONSOLIDATED AMENDED CLASS ACTION COMPLAINT For Violations of the Federal Securities Laws against Credit Suisse First Boston, Jamie Kiggen , filed by Malka Birnbaum, Bricklayers and Trowel Trades International Pension Fund, Goodman Family Trust, Neil McCarty, Rodney W. Narbesky, James Uphoff. (Attachments: # 1 Complaint part 2# 2 Complaint part 3)(Filo, Jennifer) (Entered:

- 12/09/2003)

30 AFFIDAVIT OF SERVICE Executed Credit Suisse First Boston served on 11/25/2003, answer due 12/15/2003; Jamie Kiggen served on 11/25/2003, answer due 12/15/2003.. (Filo, Jennifer) (Entered: 12/09/2003)

12/05/2003 31 SUMMONS Returned Executed Jamie Kiggen served on 12/4/2003, answer due 12/24/2003. (Filo, Jennifer) (Entered: 12/09/2003)

12/05/2003 32 SUMMONS Returned Executed Frank P. Quattrone served on 12/2/2003, answer due 12/22/2003. (Filo, Jennifer) (Entered: 12/09/2003)

12/05/2003

33 SUMMONS Returned Executed Credit Suisse First Boston served on 12/2/2003, answer due 12/22/2003. (Filo, Jennifer) (Entered: 12/09/2003)

12/10/2003

12/10/2003

12/10/2003

34 NOTICE of Appearance by Jonathan A. Shapiro on behalf of Frank P. Quattrone (Shapiro, Jonathan) (Entered: 12/10/2003)

35 NOTICE of Appearance by Stephen A. Jonas, Jeffrey B. Rudman, Jonathan A. Shapiro on behalf of Frank P. Quattrone c/s (Filo, Jennifer) (Entered: 12/12/2003)

36 SUMMONS Returned Executed Laura Martin served on 12/8/2003, answer due 12/29/2003. (Filo, Jennifer) (Entered: 12/12/2003)

SUMMONS Returned Executed Elliot Rogers served on 12/8/2003, answer due 12/29/2003. (Filo, Jennifer) (Entered: 12/12/2003)

ASSENTED TO MOTION for Leave to Exceed Page Limit by Credit Suisse First Boston, Jamie Kiggen, Laura Martin, Elliot Rogers. c/s(Filo, Jennifer) (Entered: 02/05/2004)

Judge Nancy Gertner : Electronic ORDER entered granting 38 ASSENTED TO Motion for Leave to Exceed Page Limit. (Filo, Jennifer) (Entered: 02/06/2004)

MOTION to Dismiss the Consolidated Amended Class Action Complaint by Frank P. Quattrone.(Shapiro, Jonathan) (Entered: 02/06/2004)

MEMORANDUM in Support re 39 MOTION to Dismiss the Consolidated Amended Class Action Complaint filed by Frank P. Quattrone. (Attachments: # 1

12/10/2003 37

02/04/2004 38

02/06/2004

02/06/2004 39

02/06/2004 40

02/06/2004 41

02/06/2004 42

Appendix)(Shapiro, Jonathan) (Entered: 02/06/2004)

MOTION to Dismiss by Credit Suisse First Boston, Jamie Kiggen, Laura Martin, Elliot Rogers.c/s(Filo, Jennifer) (Entered: 02/09/2004)

MEMORANDUM in Support re 41 MOTION to Dismiss filed by Elliot Rogers.c/s (Filo, Jennifer) (Entered: 02/09/2004)

02/06/2004 43 MEMORANDUM in Support re 41 MOTION to Dismiss filed by Credit Suisse First Boston, Jamie Kiggen, Laura Martin, Elliot Rogers. (Attachments: # 1 part 2)(Filo, Jennifer) (Entered: 02/09/2004)

02/06/2004 44 AFFIDAVIT of Lawrence J. Portnoy in Support re 41 MOTION to Dismiss. (Filo, Jennifer) (Entered: 02/09/2004)

02/06/2004 45 MOTION for Leave to Appear Pro Hac Vice by Kenneth G. Hausman, Barbara A. Winters, and Mark A. Sheft Filing fee $ 150.00, receipt number 53598. by Frank P. Quattrone.c/s(Filo, Jennifer) (Entered: 02/09/2004)

02/18/2004 Judge Nancy Gertner : Electronic ORDER entered granting 45 Motion for Leave to Appear Pro Hac Vice Added Kenneth G. Hausman for Frank P. Quattrone, Barbara A. Winters for Frank P. Quattrone, Mark A. Sheft for Frank P. Quattrone (Filo, Jennifer) (Entered: 02/18/2004)

02/26/2004

02/27/2004

03/17/2004

03/18/2004

03/24/2004

03/24/2004

46 MOTION for Extension of Time to March 19, 2004 to file opposition by Bricklayers and Trowel Trades International Pension Fund.(Hall, Donald) (Entered: 02/26/2004)

Judge Nancy Gertner : Electronic ORDER entered granting 46 Motion for Extension of Time (Filo, Jennifer) (Entered: 02/27/2004)

47 Joint MOTION for Extension of Time to March 24, 2004 to File Opposition to Defendants' Motions To Dismiss by Bricklayers and Trowel Trades International Pension Fund.(Hall, Donald) (Entered: 03/17/2004)

Judge Nancy Gertner : Electronic ORDER entered granting 47 Joint Motion for Extension of Time to file opposition to defendants motion to dismiss....ALLOWED TO 3/24/04. (Molloy, Maryellen) (Entered: 03/18/2004)

48 Opposition re 41 MOTION to Dismiss, 39 MOTION to Dismiss the Consolidated Amended Class Action Complaint filed by Bricklayers and Trowel Trades International Pension Fund. (Hall, Donald) (Entered: 03/24/2004)

49 MEMORANDUM in Opposition re 41 MOTION to Dismiss, 39 MOTION to Dismiss the Consolidated Amended Class Action Complaint (correction made to cover page only) filed by Bricklayers and Trowel Trades International Pension Fund. (Hall, Donald) (Entered: 03/24/2004)

04/16/2004 50 ASSENTED TO MOTION for Short Extension of Time to File Reply to Plaintiff's I Opposition to Defendants' Motion to Dismiss by Credit Suisse First Boston, Jamie

Kiggen, Laura Martin, Elliot Rogers.(Filo, Jennifer) (Entered: 04/26/2004)

04/16/2004 51 UNOPPOSED MOTION for Leave to Appear Pro Hac Vice by Dean Kristy and Johanna Calabria by Elliot Rogers.(Filo, Jennifer) (Entered: 04/26/2004)

04/16/2004 52 AFFIDAVIT of Dean Kristy re 51 MOTION for Leave to Appear Pro Hac Vice by

Dean Kristy and Johanna Calabria by Elliot Rogers. (Filo, Jennifer) (Entered: 04/26/2004)

04/16/2004 53 AFFIDAVIT of Johanna Calabria re 51 MOTION for Leave to Appear Pro Hac Vice by Dean Kristy and Johanna Calabria by Elliot Rogers. (Filo, Jennifer) (Entered: 04/26/2004)

04/16/2004 Filing fee: $ 50.00, receipt number 55328 regarding Motion to Appear Pro Hac Vice (Filo, Jennifer) (Entered: 04/28/2004)

04/28/2004 Judge Nancy Gertner : Electronic ORDER entered granting 50 ASSENTED TO Motion for Short Extension of Time to File Reply to Plaintiff's Opposition to Defendants' Motions to Dismiss (Filo, Jennifer) (Entered: 04/28/2004)

04/28/2004 54 First MOTION for Leave to File Excess Pages by Credit Suisse First Boston, Jamie Kiggen, Laura Martin, Elliot Rogers.(Mee, Siobhan) (Entered: 04/28/2004)

04/28/2004 Judge Nancy Gertner : Electronic ORDER entered granting 51 Unopposed Motion for Leave to Appear Pro Hac Vice Added Dean Kristy for Elliot Rogers, Johanna Calabria for Elliot Rogers (Filo, Jennifer) (Entered: 04/28/2004)

04/28/2004

55 First REPLY to Response to Motion re 41 MOTION to Dismiss filed by Elliot Rogers. (Mee, Siobhan) (Entered: 04/28/2004)

04/28/2004

56 First REPLY to Response to Motion re 41 MOTION to Dismiss filed by Credit Suisse First Boston, Jamie Kiggen, Laura Martin, Elliot Rogers. (Mee, Siobhan) (Entered: 04/28/2004)

04/28/2004 57 AFFIDAVIT in Support re 41 MOTION to Dismiss filed by Credit Suisse First Boston, Jamie Kiggen, Laura Martin, Elliot Rogers. (Attachments: # 1)(Mee, Siobhan) (Entered: 04/28/2004)

04/28/2004 58 REPLY to Response to Motion re 39 MOTION to Dismiss the Consolidated Amended Class Action Complaint filed by Frank P. Quattrone. (Attachments: # 1 Appendix of Unreported Cases)(Shapiro, Jonathan) (Entered: 04/28/2004)

06/03/2004

59 Judge Nancy Gertner : ORDER entered REFERRING CASE to Magistrate Judge Judith G. Dein Referred for: R&R MTN TO DISMISS, dkt #39 & #41.(Molloy, Maryellen) (Entered: 06/03/2004)

06/10/2004

06/14/2004

60 Assented to MOTION for Leave to File Supplemental Authority With Respect To Defendants' Motions to Dismiss by Bricklayers and Trowel Trades International Pension Fund.(Hall, Donald) (Entered: 06/10/2004)

Judge Judith G. Dein : Electronic ORDER entered granting 60 Motion for Leave to File Supplemental Authority. (Dambrosio, Jolyne) (Entered: 06/14/2004)

06/16/2004 61 NOTICE of Hearing on 39 MOTION to Dismiss the Consolidated Amended Class I Action Complaint, and 41 MOTION to Dismiss the Complaint. Motion Hearing set for

7/14/2004 02:30 PM in Courtroom 15 before Magistrate Judge Judith G. Dein. (Dambrosio, Jolyne) (Entered: 06/16/2004)

07/13/2004 62 MOTION to Substitute Attorney by Laura Martin.(Mee, Siobhan) (Entered: 07/13/2004)

07/13/2004 63 UNOPPOSED MOTION for Leave to Appear Pro Hac Vice by Sean Murphy by Credit Suisse First Boston, Elliot Rogers.(Filo, Jennifer) (Entered: 07/19/2004)

07/13/2004 Filing fee: $ 50.00, receipt number 57253 regarding Motion for Pro Hac Vice (Filo, Jennifer) (Entered: 07/29/2004)

08/02/2004 Judge Nancy Gertner : Electronic ORDER entered granting 63 Unopposed Motion for Leave to Appear Pro Hac Vice Added Sean Murphy for Elliot Rogers (Filo, Jennifer) (Entered: 08/02/2004)

09/23/2004 64 NOTICE of Appearance by Theodore M. Hess-Mahan on behalf of Bricklayers and Trowel Trades International Pension Fund (Hess-Mahan, Theodore) (Entered: 09/23/2004)

09/23/2004 65 Assented to MOTION for Leave to File Supplemental Authority Relating to Defendants' Motions to Dismiss by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A)(Hess-Mahan, Theodore) (Entered: 09/23/2004)

09/24/2004 Judge Judith G. Dein : Electronic ORDER entered granting 65 Assented To Motion for Leave to File Supplemental Authority. (Dambrosio, Jolyne) (Entered: 09/24/2004)

10/04/2004 66 Judge Nancy Gertner : ORDER entered ORDER consolidating cases(Filo, Jennifer) (Entered: 10/05/2004)

10/06/2004 67 Judge Nancy Gertner : AMENDED ORDER of Consolidation entered (Filo, Jennifer) (Entered: 10/07/2004)

01/27/2005 Judge Nancy Gertner : Electronic ORDER entered finding as moot 54 Motion for Leave to File Excess Pages (Molloy, Maryellen) (Entered: 01/27/2005)

01/27/2005 Judge Nancy Gertner : Electronic ORDER entered granting 62 Motion to Substitute Attorney. Added attorney Michael M. Millett for Laura Martin. (Molloy, Maryellen) (Entered: 01/27/2005)

01/27/2005 68 NOTICE of Appearance by Jason D. Frank on behalf of Credit Suisse First Boston (Frank, Jason) (Entered: 01/27/2005)

01/27/2005 69 MOTION for Leave to File Supplemental Authority by Credit Suisse First Boston. (Attachments: # 1)(Frank, Jason) (Entered: 01/27/2005)

01/28/2005

02/03/2005

02/11/2005

02/15/2005

Judge Judith G. Dein : Electronic ORDER entered granting 69 Defendants' Motion for Leave to File Supplemental Authority. (Dambrosio, Jolyne) (Entered: 01/28/2005)

70 RESPONSE to Motion re 69 MOTION for Leave to File Supplemental Authority LEAD PLAINTIFF'S RESPONSE TO THE SUBMISSION OF SUPPLEMENTAL AUTHORITY BY DEFENDANTS CREDIT SUISSE FIRST BOSTON LLC, CREDIT SUISSE FIRST BOSTON (USA), INC., JAMIE KIGGEN, LAURA MARTIN AND ELLIOT ROGERS filed by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) (Entered: 02/03/2005)

71 MOTION for Leave to File Supplemental Authority and Response to Plaintiffs' Supplemental Brief by Frank P. Quattrone.(Shapiro, Jonathan) (Entered: 02/11/2005)

Judge Judith G. Dein : Electronic ORDER entered granting 71 Frank Quattrone's

Motion for Leave to File Supplemental Authority (Dein, Judith) (Entered: 02/15/2005)

02/18/2005 72 RESPONSE to Motion re 71 MOTION for Leave to File Supplemental Authority and Response to Plaintiffs' Supplemental Brief LEAD PLAINTIFF'S RESPONSE TO DEFENDANT FRANK QUATTRONE'S MOTION FOR LEAVE TO SUBMIT SUPPLEMENTAL AUTHORITY IN SUPPORT OF MOTION TO DISMISS AND REPLY TO FRANK QUATTRONE'S RESPONSE TO PLAINTIFF'S SUPPLEMENTAL AUTHORITY AND BRIEFS filed by Bricklayers and Trowel Trades International Pension Fund. (Hall, Donald) (Entered: 02/18/2005)

03/08/2005 73 Judge Judith G. Dein : ORDER entered. REPORT AND RECOMMENDATIONS re 41 MOTION to Dismiss filed by Credit Suisse First Boston, Elliot Rogers, Jamie Kiggen, and Laura Martin; and 39 MOTION to Dismiss filed by Frank P. Quattrone. Recommendation: that the Motions be allowed and that the Complaint be dismissed without prejudice. Objections to R&R due by 3/22/2005.(Dambrosio, Jolyne) (Entered: 03/08/2005)

03/11/2005 74 STIPULATION AND [PROPOSED] ORDER RE: BRIEFING SCHEDULE CONCERNING 73 REPORT AND RECOMMENDATION ON DEFENDANTS' 41 MOTIONS TO DISMISS by bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) Modified on 3/14/2005 to correct docket text (Filo, Jennifer). (Entered: 03/11/2005)

03/14/2005 75 Judge Nancy Gertner : STIPULATION AND ORDER RE: BRIEFING SCHEDULE CONCERNING REPORT AND RECOMMENDATION ON DEFENDANTS' MOTIONS TO DISMISS entered. (Filo, Jennifer) (Entered: 03/16/2005)

04/08/2005

04/08/2005

76 Assented to MOTION for Leave to File Excess Pages LEAD PLAINTIFF'S ASSENTED TO MOTION FOR LEAVE TO FILE A MEMORANDUM OF LAW WHICH EXCEEDS TWENTY PAGES IN LENGTH by Bricklayers and Trowel Trades International Pension Fund.(Strauss, Joel) (Entered: 04/08/2005)

77 OBJECTION to 73 Report and Recommendations LEAD PLAINTIFF'S OBJECTIONS TO THE REPORT AND RECOMMENDATION OF THE MAGISTRATE JUDGE ON DEFENDANTS' MOTIONS TO DISMISS filed by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Strauss, Joel) (Entered: 04/08/2005)

04/08/2005

04/08/2005

04/08/2005

04/21/2005

78 AFFIDAVIT OF JOEL B. STRAUSS IN SUPPORT OF LEAD PLAINTIFF'S OBJECTIONS TO THE REPORT AND RECOMMENDATION OF THE MAGISTRATE JUDGE ON DEFENDANTS' MOTIONS TO DISMISS THE COMPLAINT filed by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Strauss, Joel) (Entered: 04/08/2005)

79 OBJECTION to 73 Report and Recommendations on Defendants' Motion to Dismiss (Limited) filed by Elliot Rogers. (Frank, Jason) (Entered: 04/08/2005)

80 OBJECTION to 73 Report and Recommendations filed by Frank P. Quattrone. (Shapiro, Jonathan) (Entered: 04/08/2005)

81 Assented to MOTION for Leave to File LEAD PLAINTIFF'S ASSENTED TO MOTION AND [PROPOSED] ORDER FOR LEAVE TO FILE A SUPPLEMENTAL MEMORANDUM OF LAW IN SUPPORT OF ITS OBJECTIONS TO THE REPORT

AND RECOMMENDATION OF THE MAGISTRATE JUDGE ON DEFENDANTS' MOTIONS TO DISMISS by Bricklayers and Trowel Trades International Pension Fund.(Strauss, Joel) (Entered: 04/21/2005)

04/29/2005 82 OBJECTION to 73 Report and Recommendations SUPPLEMENTAL MEMORANDUM OF LAW IN FURTHER SUPPORT OF LEAD PLAINTIFF'S OBJECTIONS TO THE REPORT AND RECOMMENDATION OF THE MAGISTRATE JUDGE ON DEFENDANTS' MOTIONS TO DISMISS filed by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) (Entered: 04/29/2005)

05/05/2005 Judge Nancy Gertner : Electronic ORDER entered granting 76 Assented to Motion for Leave to File Excess Pages, granting 81 Assented to Motion for Leave to File (Filo, Jennifer) (Entered: 05/05/2005)

05/16/2005 83 REPLY TO OBJECTION to 73 Report and Recommendations filed by Credit Suisse First Boston, Laura Martin, Elliot Rogers, Jamie Kiggen. (Mee, Siobhan) (Entered: 05/16/2005)

05/16/2005 84 REPLY TO OBJECTION to 73 Report and Recommendations filed by Elliot Rogers. (Mee, Siobhan) (Entered: 05/16/2005)

05/16/2005 85 LEAD PLAINTIFF'S RESPONSE TO THE LIMITED OBJECTIONS OF I DEFENDANTS FRANK QUATTRONE AND ELLIOTT ROGERS to 73 Report and

Recommendations OF THE MAGISTRATE JUDGE ON DEFENDANTS' MOTION TO DISMISS filed by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) Modified on 5/19/2005 to correct docket text (Filo, Jennifer). (Entered: 05/16/2005)

05/16/2005 86 REPLY TO OBJECTION to 73 Report and Recommendations of the Magistrate I Judge on Defendants' Motions To Dismiss filed by Frank P. Quattrone. (Shapiro,

Jonathan) (Entered: 05/16/2005)

09/23/2005 ELECTRONC NOTICE of Hearing on objections to report and recommendation:Hearing set for 9/29/2005 09:00 AM in Courtroom 2 before Judge Nancy Gertner. (Molloy, Maryellen) (Entered: 09/23/2005)

09/29/2005 ElectronicClerk's Notes for proceedings held before Judge Nancy Gertner : Hearing held on 9/29/2005 on objections to R&R. Ordered: Plf shall file an amend the complaint on or before 11/29/05. #39 Mtn to dismiss the consolidated action and #41 mtn to dismiss-Granted but dismissal deferred until plt files mtn to amend the complaint, court adjourned. (Court Reporter O'Hara.) (Molloy, Maryellen) Modified on 10/4/2005 (Molloy, Maryellen). (Entered: 09/29/2005)

09/29/2005 Judge Nancy Gertner : ElectronicORDER entered granting/deferred 39 Motion to Dismiss, granting/deferred 41 Motion to Dismiss, Adopting Report and Recommendations re 73 . (see clerks notes dated 9/29/05)(Molloy, Maryellen) (Entered: 09/29/2005)

10/18/2005 87 NOTICE of Appearance by Edward F. Haber on behalf of Bricklayers and Trowel Trades International Pension Fund (Haber, Edward) (Entered: 10/18/2005)

10/21/2005 E-Mail Notice returned as undeliverable. Name of Addressee: Johanna Calabria. Law firm contacted by the Clerk's Office, which informed the Court that this attorney is no

02/14/2006

longer with the firm. Attorney Calabria's e-mail address removed from her record to prevent the return of additional undeliverable messages. Law firm was asked to withdraw her appearance if appropriate, and to contact the attorney so that she may update her account. (Hurley, Virginia) (Entered: 10/21/2005)

10/27/2005 88 TRANSCRIPT of Hearing held on September 28, 2005 before Judge Gerter. Court I Reporter: Valerie A. O'Hara. The original transcripts are maintained in the case file in

the Clerk's Office. Copies may be obtained by contacting the court reporter at 617/737-2346 or the Clerk's Office. (Scalfani, Deborah) (Entered: 10/27/2005)

11/22/2005

11/25/2005

11/28/2005

12/08/2005

12/08/2005

12/13/2005

12/16/2005

02/09/2006

89 Joint MOTION for Extension of Time to 12/16/2005 to TO FILE SECOND AMENDED CONSOLIDATED COMPLAINT AND SET BRIEFING SCHEDULE by Bricklayers and Trowel Trades International Pension Fund.(Strauss, Joel) (Entered: 11/22/2005)

Judge Nancy Gertner : Electronic ORDER entered granting 89 Motion for Extension of Time TO FILE SECOND AMENDED CONSOLIDATED COMPLAINT AND SET BRIEFING SCHEDULE. (Gertner, Nancy) (Entered: 11/25/2005)

90 NOTICE of Appearance by Michelle H. Blauner on behalf of all plaintiffs (Blauner, Michelle) (Entered: 11/28/2005)

91 Assented to MOTION for Leave to Appear Pro Hac Vice by Warren Feldman and Jeff E. Butler and to Withdraw Other Counsel by Elliot Rogers. (Attachments: # 1 Declaration of Warren Feldman# 2 Declaration of Jeff. E. Butler)(Mee, Siobhan) (Entered: 12/08/2005)

Filing fee: $ 100.00, receipt number 68769 regarding Motion for leave to appear pro hac vice 91 (Filo, Jennifer) (Entered: 12/13/2005)

Judge Nancy Gertner: Electronic ORDER entered granting 91 Motion for Leave to Appear Pro Hac Vice. Added Warren L. Feldman for Elliot Rogers, Jeff E. Butler for Elliot Rogers. (Filo, Jennifer) (Entered: 12/13/2005)

92 AMENDED COMPLAINT Second Consolidated Amended Class Action Complaint For Violations Of The Federal Securities Laws against all defendants, filed by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Affidavit of Service)(Hall, Donald) (Entered: 12/16/2005)

93 Assented to MOTION for Leave to File Excess Pages by Credit Suisse First Boston, Laura Martin, Elliot Rogers, Jamie Kiggen.(Mee, Siobhan) (Entered: 02/09/2006)

02/14/2006 94 MOTION to Dismiss by Credit Suisse First Boston, Laura Martin, Jamie Kiggen.(Mee, Siobhan) (Entered: 02/14/2006)

02/14/2006 95 CORPORATE DISCLOSURE STATEMENT by Credit Suisse First Boston. (Mee, Siobhan) (Entered: 02/14/2006)

96 AFFIDAVIT in Support re 94 MOTION to Dismiss (of Lawrence J. Portnoy) . (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7# 8 Exhibit 8# 9 Exhibit 9# 10 Exhibit 10# 11 Exhibit 11# 12 Exhibit 12# 13 Exhibit 13# 14 Exhibit 14# 15 Exhibit 15# 16 Exhibit 16# 17 Exhibit 17# 18 Exhibit 18# 19 Exhibit 19# 20 Exhibit 20# 21 Exhibit 21# 22 Exhibit 22# 23 Exhibit 23# 24 Exhibit 24# 25 Exhibit 25# 26 Exhibit 26# 27 Exhibit 27# 28 Exhibit

28# 29 Exhibit 29# 30 Exhibit 30# 31 Exhibit 31# 32 Exhibit 32# 33 Exhibit 33# 34 Exhibit 34# 35 Exhibit 35# 36 Exhibit 36# 37 Exhibit 37# 38 Exhibit 38# 39 Exhibit 39# 40 Exhibit 40# 41 Exhibit 41# 42 Exhibit 42# 43 Exhibit 43# 44 Exhibit 44# 45 Exhibit 45# 46 Exhibit 46# 47 Exhibit 47# 48 Exhibit 48)(Mee, Siobhan) (Entered: 02/14/2006)

02/14/2006

02/14/2006

02/14/2006

97 MEMORANDUM in Support re 94 MOTION to Dismiss filed by Credit Suisse First Boston, Laura Martin, Jamie Kiggen. (Mee, Siobhan) (Entered: 02/14/2006)

98 MOTION to Dismiss by Elliot Rogers.(Mee, Siobhan) (Entered: 02/14/2006)

99 MEMORANDUM in Support re 98 MOTION to Dismiss filed by Elliot Rogers. (Mee, Siobhan) (Entered: 02/14/2006)

02/14/2006 100 MOTION to Dismiss Second Consolidated Amended Complaint by Frank P. Quattrone.(Shapiro, Jonathan) (Entered: 02/14/2006)

02/14/2006 101 MEMORANDUM in Support re 100 MOTION to Dismiss Second Consolidated Amended Complaint filed by Frank P. Quattrone. (Attachments: # 1 Exhibit)(Shapiro, Jonathan) (Entered: 02/14/2006)

02/17/2006 Judge Nancy Gertner: Electronic ORDER entered granting 93 Assented to Motion for Leave to File Excess Pages. (Filo, Jennifer) (Entered: 02/17/2006)

03/29/2006 102 Assented to MOTION for Leave to File Excess Pages by Bricklayers and Trowel Trades International Pension Fund.(Strauss, Joel) (Entered: 03/29/2006)

03/30/2006 Judge Nancy Gertner: Electronic ORDER entered granting 102 Assented to Motion for Leave to File Excess Pages (Filo, Jennifer) (Entered: 03/30/2006)

03/30/2006 103 NOTICE of Appearance by Todd S. Heyman on behalf of all plaintiffs (Heyman, Todd) (Entered: 03/30/2006)

03/31/2006 104 Opposition re 98 MOTION to Dismiss, 100 MOTION to Dismiss Second Consolidated Amended Complaint LEAD PLAINTIFF'S OPPOSITION TO DEFENDANTS FRANK QUATTRONE AND ELLIOTT ROGERS' MOTIONS TO DISMISS THE SECOND CONSOLIDATED AMENDED COMPLAINT filed by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) (Entered: 03/31/2006)

03/31/2006 105 MEMORANDUM in Opposition re 94 MOTION to Dismiss Plaintiff's Memorandum of Law In Opposition To Defendants Credit Suisse Securities (USA), LLC, Credit Suisse (USA), Inc., Jamie Kiggen and Laura Martin's Motion to Dismiss Second Consolidated Amended Class Action Complaint filed by Bricklayers and Trowel Trades International Pension Fund. (Heyman, Todd) (Entered: 03/31/2006)

04/17/2006 ELECTRONIC NOTICE of Hearing on pending Motions: 94 MOTION to Dismiss, 98 MOTION to Dismiss, 100 MOTION to Dismiss Second Consolidated Amended Complaint: Motion Hearing set for 6/29/2006 02:30 PM in Courtroom 2 before Judge Nancy Gertner. (no continuances will be entertained)(Molloy, Maryellen) (Entered: 04/17/2006)

04/18/2006 106 MOTION for Leave to File Excess Pages in Reply to Plaintiffs' Opposition to Motion to Dismiss by Credit Suisse First Boston, Laura Martin, Jamie Kiggen.(Mee, Siobhan)

(Entered: 04/18/2006)

04/21/2006

Judge Nancy Gertner: Electronic ORDER entered granting 106 Assented to Motion for Leave to File Excess Pages (Filo, Jennifer) (Entered: 04/21/2006)

05/01/2006 107 REPLY to Response to Motion re 94 MOTION to Dismiss filed by Credit Suisse First Boston, Laura Martin, Jamie Kiggen. (Mee, Siobhan) (Entered: 05/01/2006)

05/01/2006 108 REPLY to Response to Motion re 98 MOTION to Dismiss filed by Elliot Rogers. (Mee, Siobhan) (Entered: 05/01/2006)

05/01/2006 109 REPLY to Response to Motion re 100 MOTION to Dismiss Second Consolidated Amended Complaint filed by Frank P. Quattrone. (Shapiro, Jonathan) (Entered: 05/01/2006)

06/29/2006 ElectronicClerk's Notes for proceedings held before Judge Nancy Gertner : Motion Hearing held on 6/29/2006 re 98 MOTION to Dismiss filed by Elliot Rogers, 100 MOTION to Dismiss Second Consolidated Amended Complaint filed by Frank P. Quattrone, 94 MOTION to Dismiss filed by Credit Suisse First Boston,, Jamie Kiggen, Laura Martin...ORDERED: Plf shall file any supplemental briefs by 7/7/06; Dft's response due by 7/14/06, all matters taken under advisement, court adjourned. (Court Reporter O'Hara.) (Molloy, Maryellen) (Entered: 06/29/2006)

07/05/2006 110 Letter/request (non-motion) from Michelle H. Blauner. (Blauner, Michelle) (Entered: 07/05/2006) - -

07/06/2006 111 Letter/request (non-motion) from L. Portnoy. (Mee, Siobhan) Additional attachment(s) I added on 7/7/2006 (Filo, Jennifer). (Entered: 07/06/2006)

07/11/2006 112 TRANSCRIPT of Hearing held on June 29, 2006 before Judge Gertner. Court Reporter: Valerie A. O'Hara. The original transcripts are maintained in the case file in the Clerk's Office. Copies may be obtained by contacting the court reporter at 617/737-2346 or the Clerk's Office. (Scalfani, Deborah) (Entered: 07/11/2006)

07/12/2006 113 Letter/request (non-motion) from Counsel for defendants Credit Suisse Securities (USA) LLC, Credit Suisse (USA), Inc., Jamie Kiggen, and Laura Martin. (Mee, Siobhan) (Entered: 07/12/2006)

07/14/2006 114 MOTION to Strike 113 Letter/request (non-motion) Plaintiff's Motion to Strike Defendants' July 12 Submission to the Court by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A)(Heyman, Todd) (Entered: 07/14/2006)

07/18/2006 115 Opposition re 114 MOTION to Strike 113 Letter/request (non-motion) Plaintiff's I

Motion to Strike Defendants' July 12 Submission to the Court filed by Credit Suisse First Boston, Laura Martin, Jamie Kiggen. (Mee, Siobhan) (Entered: 07/18/2006)

07/18/2006 116 AFFIDAVIT of Lawrence Portnoy in Opposition re 114 MOTION to Strike 113 Letter/request (non-motion) Plaintiff's Motion to Strike Defendants' July 12 Submission to the Court filed by Credit Suisse First Boston, Laura Martin, Jamie Kiggen. (Mee, Siobhan) Additional attachment(s) added on 7/19/2006 (Filo, Jennifer). (Entered: 07/18/2006)

07/19/2006 Judge Nancy Gertner: Electronic ORDER entered denying 114 Motion to Strike

Defendants' July 12 Submission to the Court. (Filo, Jennifer) (Entered: 07/19/2006)

07/19/2006 117 NOTICE issued to Attorney Gregory Michael Egleston, Frederic S. Fox, Marc I. Gross, Stanley M. Grossman, Kenneth G. Hausman, Menachem E. Lifshitz, Lawrence Portnoy, Mark A. Sheft, Daniel S. Sommers, Steven J. Toll, Barbara A. Winters regarding mandatory use of ECF in compliance with Local Rule 5.4. Failure to comply may result in the imposition of sanctions. (Filo, Jennifer) (Entered: 07/19/2006)

07/25/2006 118 Assented to MOTION for Leave to File a Supplemental Memorandum of Law in Response to Defendants' July 12 Post-Argument Letter Brief by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A)(Heyman, Todd) (Entered: 07/25/2006)

08/01/2006 Judge Nancy Gertner: Electronic ORDER entered granting 118 Assented to Motion for Leave to File a Supplemental Memorandum of Law in Response to Defendants' July 12 Post-Argument Letter Brief; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures (Filo, Jennifer) (Entered: 08/01/2006)

08/02/2006 119 Supplemental Memorandum of Law in Response by Bricklayers and Trowel Trades International Pension Fund to 113 Letter/request (non-motion) Defendants' July 12 Post-Argument Letter Brief . (Heyman, Todd) (Entered: 08/02/2006)

08/30/2006 120 NOTICE of Appearance by Eben P. Colby on behalf of Laura Martin (Colby, Eben) (Entered: 08/30/2006)

08/30/2006 121 MOTION to Withdraw as Attorney by Laura Martin.(Millett, Michael) (Entered: 08/30/2006)

08/31/2006

Judge Nancy Gertner : Electronic ORDER entered granting 121 Motion to Withdraw as Attorney. (Filo, Jennifer) (Entered: 08/31/2006)

09/29/2006 Judge Nancy Gertner : Electronic ORDER entered denying 94 Motion to Dismiss, denying 98 Motion to Dismiss, denying 100 Motion to Dismiss...per order of Judge Gertner, MEMORANDUM TO FOLLOW. (Molloy, Maryellen) (Entered: 10/02/2006)

10/13/2006 122 MOTION for Extension of Time to November 17, 2006 to To File and Serve Responsive Pleadings to the Second Consolidated Amended Class action Complaint by all parties.(Frank, Jason) (Entered: 10/13/2006)

10/16/2006 Judge Nancy Gertner : Electronic ORDER entered granting 122 Assented to Motion for Extension of Time to November 17, 2006 to file and serve responsive pleadings to the second consolidated amended class action complaint. (Filo, Jennifer) (Entered: 10/16/2006)

10/19/2006 123 MOTION for Leave to Appear Pro Hac Vice by Michael W. Mitchell by Laura Martin. (Attachments: # 1 Exhibit A)(Colby, Eben) (Entered: 10/19/2006)

10/19/2006 Filing fee: $ 50.00, receipt number 75857 for 123 MOTION for Leave to Appear Pro Hac Vice by Michael W. Mitchell (Filo, Jennifer) (Entered: 10/23/2006)

10/23/2006 Judge Nancy Gertner : Electronic ORDER entered granting 123 Motion for Leave to Appear Pro Hac Vice. Added Michael W. Mitchell for defendant Laura Martin. (Filo,

Jennifer) (Entered: 10/23/2006)

10/23/2006

11/14/2006

11/16/2006

124 NOTICE issued to Attorney Michael W. Mitchell regarding mandatory use of ECF in compliance with Local Rule 5.4. Failure to comply may result in the imposition of sanctions. (Filo, Jennifer) (Entered: 10/23/2006)

125 MOTION for Leave to Appear Pro Hac Vice for admission of Henry Putzel, III by Jamie Kiggen. (Attachments: # 1 Affidavit of Henry Putzel, III)(Frank, Jason) (Entered: 11/14/2006)

126 NOTICE of Appearance by Jared C. Miller on behalf of Frank P. Quattrone (Miller, Jared) (Entered: 11/16/2006)

11/17/2006 127 ANSWER to Amended Complaint (Plaintiffs' Second Consolidated Amended Complaint) And Affirmative Defenses With Jury Demand by Laura Martin.(Colby, Eben) (Entered: 11/17/2006)

11/17/2006 128 ANSWER to Amended Complaint Second Consolidated Amended Class Action Complaint by Credit Suisse First Boston.(Frank, Jason) (Entered: 11/17/2006)

11/17/2006 129 ANSWER to Amended Complaint Second Consolidated Amended Class Action Complaint by Jamie Kiggen.(Frank, Jason) (Entered: 11/17/2006)

11/17/2006 130 ANSWER to Amended Complaint Second Consolidated Amended Class Action Complaint by Elliot Rogers.(Frank, Jason) (Entered: 11/17/2006)

11/17/2006 131 ANSWER to Amended Complaint (Second Consolidated Amended Class Action Complaint) by Frank P. Quattrone.(Shapiro, Jonathan) (Entered: 11/17/2006)

11/21/2006 132 STIPULATION and Proposed Scheduling Order by Credit Suisse First Boston, I Bricklayers and Trowel Trades International Pension Fund, Frank P. Quattrone, Laura

Martin, Elliot Rogers, Jamie Kiggen. (Frank, Jason) (Entered: 11/21/2006)

11/22/2006 133 Judge Nancy Gertner : STIPULATION and ORDER RE: SCHEDULING entered. (Filo, Jennifer) (Entered: 11/28/2006)

11/30/2006 134 Judge Nancy Gertner: MEMORANDUM AND ORDER: For the reasons articulated in my Memorandum and Order Re: Defendants' Motions to Dismiss issued 11/30/06, I hereby DENY Defendants' general motion to dismiss (document #94), DENY Defendant Rogers's motion to dismiss (document #98), and GRANT Defendant Quattrone's motion to dismiss (document #100). (MacDonald, Gail) Additional attachment(s) (full document) added on 12/1/2006 (Hurley, Virginia). (Entered: 11/30/2006)

11/30/2006 135 Judge Nancy Gertner : THIS IS TO REPLACE THE MEMORANDUM RELEASED EARLIER TODAY AS THAT DOCUMENT CONSISTED OF ONLY ONE PAGE. (MacDonald, Gail) (Entered: 11/30/2006)

12/01/2006

Notice of correction to docket made by Court staff. Full document attached to entry 134 . (Hurley, Virginia) (Entered: 12/01/2006)

12/07/2006 136 Judge Nancy Gertner: AMENDED MEMORANDUM AND ORDER RE: DEFENDANTS' MOTIONS TO DISMISS entered.(Filo, Jennifer) (Entered: 12/07/2006)

12/19/2006 Filing fee: $ 50.00, receipt number 77126 for 125 MOTION for Leave to Appear Pro Hac Vice for admission of Henry Putzel, III (Filo, Jennifer) (Entered: 12/20/2006)

12/20/2006 Judge Nancy Gertner : Electronic ORDER entered granting 125 Motion for Leave to Appear Pro Hac Vice. Added Henry Putzel, III for Jamie Kiggen. (Filo, Jennifer) (Entered: 12/20/2006)

01/05/2007 137 NOTICE of Withdrawal of Appearance by Theodore M. Hess-Mahan (Hess-Mahan, Theodore) (Entered: 01/05/2007)

02/09/2007 138 STIPULATION re 133 Order re: Scheduling Modification by Bricklayers and Trowel Trades International Pension Fund, Jack McBride. (Strauss, Joel) (Entered: 02/09/2007)

02/15/2007 139 Judge Nancy Gertner : STIPULATION and ORDER Re: Scheduling Modification entered. (Filo, Jennifer) (Entered: 02/15/2007)

02/22/2007 140 Assented to MOTION for Leave to File Excess Pages by Bricklayers and Trowel Trades International Pension Fund.(Hall, Donald) (Entered: 02/22/2007)

02/23/2007 141 MOTION for Leave to Appear Pro Hac Vice for admission of Melinda D. Rodon Filing fee $ 50, receipt number 1420725. by Rodney W. Narbesky, James Uphoff, Goodman Family Trust, Bricklayers and Trowel Trades International Pension Fund, Malka Birnbaum, Neil McCarty. (Attachments: # 1 Certification for Admission Pro Hac Vice)(Heyman, Todd) (Entered: 02/23/2007)

02/27/2007 Judge Nancy Gertner : Electronic ORDER entered granting 140 Motion for Leave to File Excess Pages (Filo, Jennifer) (Entered: 02/27/2007)

02/27/2007 Judge Nancy Gertner : Electronic ORDER entered granting 141 Motion for Leave to Appear Pro Hac Vice Added Melinda D. Rodon for Rodney W. Narbesky and James Uphoff (Filo, Jennifer) (Entered: 02/27/2007)

02/27/2007 142 NOTICE issued to Attorney Melinda D. Rodon regarding mandatory use of ECF in compliance with Local Rule 5.4. Failure to comply may result in the imposition of sanctions. (Filo, Jennifer) (Entered: 02/27/2007)

03/01/2007 143 Joint MOTION for Order Entering Stipulation and [Proposed] Protective Order by Credit Suisse First Boston. (Attachments: # 1 Stipulation and [Proposed] Protective Order)(Mee, Siobhan) (Entered: 03/01/2007)

03/02/2007 144 MOTION to Certify Class Plaintiff's Motion for Class Certification by Bricklayers and Trowel Trades International Pension Fund.(Strauss, Joel) Additional attachment(s) added on 3/14/2007 (Filo, Jennifer). (Entered: 03/02/2007)

03/02/2007 145 MEMORANDUM in Support re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification filed by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) Additional attachment(s) added on 3/14/2007 (Filo, Jennifer). (Entered: 03/02/2007)

03/02/2007 146 DECLARATION re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification DECLARATION OF SCOTT D. HAKALA by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) (Entered: 03/02/2007)

03/02/2007 147 AFFIDAVIT of service by Bricklayers and Trowel Trades International Pension Fund.

(Strauss, Joel) Additional attachment(s) added on 3/14/2007 (Filo, Jennifer). (Entered: 03/02/2007)

03/07/2007 148 Judge Nancy Gertner: ORDER entered; STIPULATION AND PROTECTIVE ORDER. (Attachments: # 1 Exhibit A)(Filo, Jennifer) (Entered: 03/07/2007)

03/29/2007 149 DECLARATION re 8 Declaration of Joel B. Strauss Correcting Exhibit to Previously Filed Declaration by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) (Entered: 03/29/2007)

04/10/2007 150 Assented to MOTION for Extension of Time to April 27, 2007 to File Opposition to Motion for Class Certification and to Exceed Page Limitation by Credit Suisse First Boston.(Mee, Siobhan) (Entered: 04/10/2007)

04/11/2007 Judge Nancy Gertner : Electronic ORDER entered granting 150 Assented to Motion for Extension of Time to April 27, 2007 to File Opposition to Motion for Class Certification and to Exceed Page Limitation by Credit Suisse First Boston (Filo, Jennifer) (Entered: 04/11/2007)

04/26/2007

04/26/2007

04/27/2007

151 Assented to MOTION to Seal Opposition Briefing to Plaintiff's Motion for Class Certification by Credit Suisse First Boston. (Attachments: # 1 Exhibit Stipulation and Protective Order)(Mee, Siobhan) (Entered: 04/26/2007)

Judge Nancy Gertner : Electronic ORDER entered granting 151 Assented to Motion to Seal Opposition Briefing to Plaintiff's Motion for Class Certification by Credit Suisse First Boston. (Filo, Jennifer) (Entered: 04/26/2007)

152 Opposition re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification [REDACTED VERSION pursuant to Stipulation and Protective Order] filed by all defendants. (Mee, Siobhan) (Entered: 04/27/2007)

04/27/2007 153 DECLARATION re 152 Opposition to Motion for Class Certification (DECLARATION OF RENE M. STULZ) by Credit Suisse First Boston, Frank P. Quattrone, Laura Martin, Elliot Rogers, Jamie Kiggen. (Attachments: # 1 Appendix A# 2 Appendix B# 3 Appendix C# 4 Exhibits)(Mee, Siobhan) (Entered: 04/27/2007)

04/27/2007 154 DECLARATION re 152 Opposition to Motion for Class Certification (DECLARATION OF AVI GESSER) by Credit Suisse First Boston, Frank P. Quattrone, Laura Martin, Elliot Rogers, Jamie Kiggen. (Attachments: # 1 Exhibit 1# 2 Exhibit 2 - REDACTED# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7# 8 Exhibit 8# 9 Exhibit 9# 10 Exhibit 10 - REDACTED# 11 Exhibit 11# 12 Exhibit 12 - REDACTED# 13 Exhibit 13)(Mee, Siobhan) (Entered: 04/27/2007)

04/27/2007 155 Sealed Opposition of Defendants Credit Suisse Securities (USA ) LLC, Credit Suisse (USA), Inc., Frank Quattrone, Elliott Rogers, Jamie Kiggen and Laura Martin to Plaintiff's Motion 144 for Class Certification. (Filo, Jennifer) (Entered: 05/15/2007)

04/27/2007 156 Sealed Exhibit 12 re 154 Declaration of Avi Gesser re 152 Opposition to Motion for Class Certification. (Filo, Jennifer) (Entered: 05/15/2007)

04/27/2007 157 Sealed Exhibit 10 re 154 Declaration of Avi Gesser re 152 Opposition to Motion for Class Certification. (Filo, Jennifer) (Entered: 05/15/2007)

04/27/2007 158 Sealed Exhibit 2 re 154 Declaration of Avi Gesser re 152 Opposition to Motion for

06/06/2007

Class Certification. (Attachments: # 1 Part Two# 2 Part Three# 3 Part Four)(Filo, Jennifer) (Entered: 05/15/2007)

159 Assented to MOTION for Extension of Time to June 29, 2007 to File Response/Reply Memorandum In Support Of Lead Plaintiffs Motion For Class Certification , MOTION for Leave to File Excess Pages, MOTION for Leave to File Defendants sur-reply on or before July 20, 2007, and Lead Plaintiff's sur-surreply on or before August 2, 2007 by Bricklayers and Trowel Trades International Pension Fund.(Hall, Donald) (Entered: 06/06/2007)

06/06/2007 160 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Jennifer G. Newstead Filing fee $ 50, receipt number 1549094. by Credit Suisse First

I Boston.(Mee, Siobhan) (Entered: 06/06/2007)

06/06/2007 161 Certificate of Good Standing re 160 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Jennifer G. Newstead Filing fee $ 50, receipt number 1549094. Certificate of Jennifer G. Newstead by Credit Suisse First Boston. (Mee, Siobhan) (Entered: 06/06/2007)

06/07/2007 Judge Nancy Gertner : Electronic ORDER entered granting 159 Motion for Extension of Time to June 29, 2007 to File Response/Reply/Memorandum In Support re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification ; granting 159 Motion for Leave to File Excess Pages; granting 159 Motion for Leave to File Defendants sur-reply on or before July 20, 2007, and Lead Plaintiff's sur-surreply on or before August 2, 2007 by Bricklayers and Trowel Trades International Pension Fund.(Filo, Jennifer) (Entered: 06/07/2007)

06/25/2007 Judge Nancy Gertner : Electronic ORDER entered granting 160 Motion for Leave to Appear Pro Hac Vice Added Jennifer Newstead for Credit Suisse First Boston (Filo, Jennifer) (Entered: 06/25/2007)

06/29/2007 162 REPLY to Response to Motion re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification Exhibits A, C, D, H thru K filed Under Seal filed by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit B# 2 Exhibit E-1# 3 Exhibit E-2# 4 Exhibit F# 5 Exhibit G# 6 Affidavit Declaration of Melinda D Rodon# 7 Affidavit Rebuttal Declaration of Scott D. Hakala)(Fox, Frederic) (Entered: 06/29/2007)

07/11/2007 163 First NOTICE of Change of Address by Frederic S. Fox (Fox, Frederic) (Entered: 07/11/2007)

07/13/2007 164 Sealed Memorandum of Points and Authorities in Reply to Defendants' Opposition to Plaintiff's Motion 144 for Class Certification (with Exhibits A,C,D, H thru K attached-too large to scan). (Filo, Jennifer) (Entered: 07/16/2007)

07/17/2007 165 MOTION to Seal Confidential Information Contained in Defendants' Motion to Compel by Frank P. Quattrone.(Shapiro, Jonathan) (Entered: 07/17/2007)

07/17/2007 166 MOTION to Compel Production of Documents by all defendants.(Shapiro, Jonathan) (Entered: 07/17/2007)

07/17/2007 167 MEMORANDUM in Support re 166 MOTION to Compel Production of Documents [Redacted Version pursuant to Stipulation and Protective Order] filed by all defendants. (Shapiro, Jonathan) (Entered: 07/17/2007)

07/17/2007 168 AFFIDAVIT in Support re 167 Memorandum in Support of Motion, 166 MOTION to Compel Production of Documents . (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C [Redacted]# 4 Exhibit D# 5 Exhibit E)(Shapiro, Jonathan) (Entered: 07/17/2007)

07/18/2007 Judge Nancy Gertner : Electronic ORDER entered granting 165 Motion to Seal Confidential Information Contained in Defendants' Motion to Compel by Frank P. Quattrone (Gaudet, Jennifer) (Entered: 07/18/2007)

07/18/2007 169 Sealed Memorandum of Law in support of defendants' motion 166 to compel filed by all defendants. (Gaudet, Jennifer) (Entered: 07/19/2007)

07/18/2007

07/19/2007

07/20/2007

07/20/2007

07/20/2007

170 Sealed Exhibit C re 168 Affidavit in support re 167 Memo in support filed by all defendants. (Gaudet, Jennifer) (Entered: 07/19/2007)

171 Assented to MOTION to Seal Confidential Information Contained in Sur-Reply by all defendants.(Mee, Siobhan) (Entered: 07/19/2007)

Judge Nancy Gertner : Electronic ORDER entered granting 171 Assented to Motion to Seal Confidential Information Contained in Sur-Reply by all defendants (Gaudet, Jennifer) (Entered: 07/20/2007)

172 Assented to MOTION to Seal Confidential Information by Frank P. Quattrone.(Miller, Jared) (Entered: 07/20/2007)

173 SUR-REPLY to Motion re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification filed by Credit Suisse First Boston, Laura Martin, Elliot Rogers, Jamie Kiggen. (Mee, Siobhan) (Entered: 07/20/2007)

07/20/2007 174 ADDENDUM re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification Declaration of Jennifer G. Newstead in Support of Defendants' Surreply filed by Credit Suisse First Boston, Laura Martin, Elliot Rogers, Jamie Kiggen. (Attachments: # 1 Exhibit Exhibit 1 Part A# 2 Exhibit Exhibit 1 Part B# 3 Exhibit Exhibit 1 Part C# 4 Exhibit Exhibit 1 Part D# 5 Exhibit Exhibit 2# 6 Exhibit Exhibit 3# 7 Exhibit Exhibit 4# 8 Exhibit Exhibit 5# 9 Exhibit Exhibit 6# 10 Exhibit Exhibit 7# 11 Exhibit Exhibit 8# 12 Exhibit Exhibit 9# 13 Exhibit Exhibit 10# 14 Exhibit Exhibit 11# 15 Exhibit Exhibit 12# 16 Exhibit Exhibit 13# 17 Exhibit Exhibit 14# 18 Exhibit Exhibit 15)(Mee, Siobhan) (Entered: 07/20/2007)

07/20/2007 175 MOTION for Leave to File Sur-Reply Memorandum in Opposition to Plaintiff's I Motion for Class Certification by Frank P. Quattrone. (Attachments: # 1 Exhibit 1 -

Defendant Frank Quattrone's Sur-Reply Memorandum in Opposition to Plaintiff's Motion for Class Certification)(Miller, Jared) (Entered: 07/20/2007)

07/20/2007 176 AFFIDAVIT in Support re 175 MOTION for Leave to File Sur-Reply Memorandum in Opposition to Plaintiff's Motion for Class Certification . (Attachments: # 1 Exhibit A [Redacted])(Miller, Jared) (Entered: 07/20/2007)

07/23/2007 Judge Nancy Gertner : Electronic ORDER entered granting 172 Assented to Motion to Seal; granting 175 Motion for Leave to File; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gaudet, Jennifer) (Entered: 07/23/2007)

07/23/2007 177 SUR-REPLY to Motion re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification [Redacted Version Pursuant to Stipulation and Protective Order] [Leave to file granted on July 23, 2007] filed by Frank P. Quattrone. (Miller, Jared) (Entered: 07/23/2007)

07/23/2007 178 AFFIDAVIT in Opposition re 144 MOTION to Certify Class Plaintiff's Motion for I

Class Certification. (Attachments: # 1 Exhibit A [Redacted])(Miller, Jared) (Entered: 07/23/2007)

07/23/2007 179 SEALED Sur-Reply of Defendants Credit Suisse Securities (USA) LLC, Credit Suisse (USA), Inc., Elliott Rogers, Jamie Kiggen and Laura Martin in further Opposition to Plaintiff's Motion 144 for Class Certification. (Gaudet, Jennifer) (Entered: 07/24/2007)

07/23/2007 180 Sealed Sur-Reply Memorandum in Opposition to Plaintiff's Motion 144 for Class Certification field by Frank Quattrone.. (Gaudet, Jennifer) (Entered: 07/24/2007)

07/23/2007 181 Sealed Exhibit A re 18 SEALED Sur-Reply Memorandum in Opposition to Plaintiff's Motion 144 for Class Certification filed by Frank Quattrone. (Gaudet, Jennifer) (Entered: 07/24/2007)

07/30/2007 182 Assented to MOTION for Extension of Time to 08/09/2007 to File Lead Plaintiffs Sur-Surreply Memorandum in Support of Lead Plaintiffs Motion for Class Certification and for Extension of Page Limitation to Fifteen (15) Pages by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) (Entered: 07/30/2007)

07/31/2007 Judge Nancy Gertner : Electronic ORDER entered granting 182 Assented to Motion for Extension of Time to 08/09/2007 to File Lead Plaintiffs Sur-Surreply Memorandum in Support of Lead Plaintiffs Motion for Class Certification and for Extension of Page Limitation to Fifteen (15) Pages by Bricklayers and Trowel Trades International Pension Fund. (Gaudet, Jennifer) (Entered: 07/31/2007)

08/06/2007 183

08/06/2007 184

MOTION to Seal Motion to File Confidential Material Under Seal by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) (Entered: 08/06/2007)

MEMORANDUM in Opposition re 166 MOTION to Compel Production of Documents (Redacted Version) filed by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 08/06/2007) -

08/06/2007 185 DECLARATION re 184 Memorandum in Opposition to Motion Declaration of Joel I B. Strauss by Bricklayers and Trowel Trades International Pension Fund.

(Attachments: # 1 Exhibit 1# 2 Exhibit 2 (Filed Under Seal))(Fox, Frederic) (Entered: 08/06/2007)

08/07/2007 Judge Nancy Gertner : Electronic ORDER entered granting 183 Motion to File Confidential Material Under Seal by Bricklayers and Trowel Trades International Pension Fund (Gaudet, Jennifer) (Entered: 08/07/2007)

08/07/2007 186 MOTION to Seal Assented-To Motion to File Confidential Materials Under Seal by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) (Entered: 08/07/2007)

08/07/2007 187 Sealed Memorandum in Opposition re 166 MOTION to Compel Production of Documents filed by Bricklayers and Trowel Trades International Pension Fund.

(Gaudet, Jennifer) (Entered: 08/09/2007)

08/07/2007 188 Sealed Exhibit 2 re 185 Declaration of Joel B. Strauss re 184 Memorandum in Opposition to Motion. (Gaudet, Jennifer) (Entered: 08/09/2007)

08/09/2007

Judge Nancy Gertner: Electronic ORDER entered granting 186 Assented to Motion to Seal. (Gaudet, Jennifer) (Entered: 08/09/2007)

08/09/2007 189 SUR-REPLY to Motion re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification filed by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 08/09/2007)

08/09/2007 190 DECLARATION re 189 Sur-Reply to Motion For Class Certification by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A thru E# 2 Exhibit F (1)# 3 Exhibit F (2)# 4 Exhibit F (3)# 5 Exhibit G Thru K (Filed Under Seal))(Fox, Frederic) (Entered: 08/09/2007)

08/09/2007 191 Sealed Sur-Surreply Memorandum in further support of Plaintiff's Motion for Class Certification filed by the plaintiffs. (Attachments: # 1 Certificate of Service)(Gaudet, Jennifer) (Entered: 08/22/2007)

08/09/2007 192 Sealed Declaration of Melinda D. Rodon in support of Plaintiff's sur-surreply Memorandum in Further Support of their Motion for Class Certification. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F part one# 7 Exhibit F part two# 8 Exhibit F part three# 9 Exhibit G# 10 Exhibit H# 11 Exhibit I# 12 Exhibit J# 13 Exhibit K)(Gaudet, Jennifer) (Entered: 08/22/2007)

08/29/2007 193 Assented to MOTION to Seal Confidential Information by all defendants.(Miller, Jared) (Entered: 08/29/2007)

08/29/2007 194 MOTION for Leave to File Reply Memorandum in Support of Motion to Compel Production of Documents by all defendants. (Attachments: # 1 Exhibit 1 - Defendants' Reply Memorandum in Support of Motion to Compel Production of Documents)(Miller, Jared) (Entered: 08/29/2007)

08/30/2007 Judge Nancy Gertner : Electronic ORDER entered granting 193 Assented to Motion to Seal; granting 194 Motion for Leave to File Reply Memorandum in Support of Motion to Compel Production of Documents by all defendants; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gaudet, Jennifer) (Entered: 08/30/2007)

08/30/2007 195 REPLY to Response to Motion re 166 MOTION to Compel Production of Documents filed by all defendants. (Miller, Jared) (Entered: 08/30/2007)

08/30/2007 197 Sealed Reply Memorandum in Support of 166 Motion to Compel Production of Documents by defendants. (Gaudet, Jennifer) (Entered: 09/12/2007)

08/31/2007 196 MOTION for Leave to File Lead Plaintiffs Opposition to Defendants Reply I Memorandum to Compel Production of Documents by Bricklayers and Trowel Trades

International Pension Fund.(Fox, Frederic) (Entered: 08/31/2007)

09/13/2007 Judge Nancy Gertner : Electronic ORDER entered granting 196 Motion for Leave to File Lead Plaintiffs Opposition to Defendants Reply Memorandum to Compel Production of Documents by Bricklayers and Trowel Trades International Pension Fund. (Gaudet, Jennifer) (Entered: 09/13/2007)

09/13/2007 198 BRIEF by Bricklayers and Trowel Trades International Pension Fund in Support of I Lead Plaintiffs Opposition to Defendants Reply Memorandum to Compel Production

of Documents . (Fox, Frederic) (Entered: 09/13/2007)

10/12/2007 Judge Nancy Gertner: Electronic ORDER entered granting in part and denying in part 166 Motion to Compel. "As an initial matter, the Court will consider Plaintiffs opposition to Defendants motion to compel. Defendants filed their unredacted memorandum in support the motion to compel on July 18, 2007; Plaintiff filed its opposition on August 6, 2007. Even under Plaintiffs reading of the relevant rules, its opposition was untimely filed, as 19 days had passed. Nonetheless, the Defendants have not been prejudiced by the untimely filing and the Court will consider the opposition. The parties should take care to timely file all papers in the future. With regard to the substance of Defendants motion, Plaintiffs fee arrangement with counsel and arrangement to pay the costs of litigation is relevant to the Courts appointment of a lead plaintiff. See In re Cendant Corp. Litig., 264 F.3d 201, 265 (3d Cir. 2001). Defendants motion requires the Court to balance the need to protect Plaintiffs privileged communications with counsel and Defendants entitlement to information about the structure of the retainer arrangement. Compare In re Grand Jury Witness (Salas), 695 F.2d 359, 362 (9th Cir. 1982) (correspondence between attorney and client which reveals the clients motivation for creation of the relationship or possible litigation strategy ought to be protected), with U.S. v. Strahl, 590 F.2d 10, 11 (1st Cir. 1978) (payment of legal fees is generally not considered a confidential communication). In light of the foregoing, Plaintiff is ordered to disclose documents pertaining to Plaintiffs fee arrangement with counsel and arrangement for paying the costs of litigation, redacting in good faith privileged information relating to Plaintiffs motives for pursuing the action, strategies for the litigation, the merits of the case, legal advice, and other confidential information." (Gaudet, Jennifer) (Entered: 10/12/2007)

10/12/2007 199 STIPULATION AND [PROPOSED] ORDER REGARDING SECOND SCHEDULING MODIFICATION by All Parties. (Fox, Frederic) (Entered: 10/12/2007)

10/15/2007 Judge Nancy Gertner: ELECTRONIC ENDORSEMENT approving 199 Stipulation filed by All Parties. (Gaudet, Jennifer) (Entered: 10/15/2007)

11/28/2007 200 Assented to MOTION to Seal Confidential Material by Bricklayers and Trowel Trades International Pension Fund.(Strauss, Joel) (Entered: 11/28/2007)

12/03/2007 Judge Nancy Gertner : Electronic ORDER entered granting 200 Motion to Seal (Gertner, Nancy) (Entered: 12/03/2007)

12/04/2007 201 MOTION to Compel Certain Deposition Testimony by Defendant Frank Quattrone by Bricklayers and Trowel Trades International Pension Fund.(Strauss, Joel) (Entered: 12/04/2007)

12/04/2007 202 MEMORANDUM in Support re 201 MOTION to Compel Certain Deposition Testimony by Defendant Frank Quattrone REDACTED VERSION filed by Bricklayers

and Trowel Trades International Pension Fund. (Strauss, Joel) (Entered: 12/04/2007)

12/04/2007 203 AFFIDAVIT of Joel B. Strauss in Support re 201 MOTION to Compel Certain Deposition Testimony by Defendant Frank Quattrone Exhibits 1, 3, & 4 Filed Under Seal filed by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) (Entered: 12/04/2007)

12/04/2007 204 Sealed Memorandum of Law in Support of Motion to Compel Certain Deposition Testimony by Defendant Frank Quattrone. (Gaudet, Jennifer) (Entered: 12/07/2007)

12/04/2007 205 Sealed Declaration of Joel B. Strauss in Support of Lead Plaintiff's Motion to Compel Certain Deposition Testimony by Defendant Frank Quattrone. (Attachments: # 1 Certificate of Service)(Gaudet, Jennifer) (Entered: 12/07/2007)

12/18/2007 206 Opposition re 201 MOTION to Compel Certain Deposition Testimony by Defendant Frank Quattrone and Cross-Motion for Protective Order filed by Frank P. Quattrone. (Shapiro, Jonathan) (Entered: 12/18/2007)

01/22/2008 207 STIPULATION and [Proposed] Order Regarding Third Scheduling Modification by All Parties. (Fox, Frederic) (Entered: 01/22/2008)

01/28/2008 Judge Judge Nancy Gertner: ELECTRONIC ENDORSEMENT approving 207 Stipulation and [Proposed] Order Regarding Third Scheduling Modification filed by All Parties (Gaudet, Jennifer) (Entered: 01/28/2008)

01/31/2008 208 Letter/request (non-motion) from Donald Hall to Honorable Nancy Gertner re impact of the Supreme Courts decision in Stoneridge Inv. Partners, LLC v. Scientific-Atlanta, Inc., 2008 U.S. LEXIS 1091 (January 15, 2008) (Stoneridge) on the pending motion for class certification. . (Hall, Donald) (Entered: 01/31/2008)

02/08/2008 209 Assented to MOTION for Leave to File Supplemental Materials in Further Opposition to Plaintiff's Motion for Class Certification and For Plaintiff to File a Response to Defendants' Supplemental Briefing by all defendants.(Mee, Siobhan) (Entered: 02/08/2008)

02/11/2008 Judge Nancy Gertner: Electronic ORDER entered granting 209 Assented to Motion for Leave to File Supplemental Materials in Further Opposition to Plaintiff's Motion for Class Certification and For Plaintiff to File a Response to Defendants' Supplemental Briefing; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gaudet, Jennifer) (Entered: 02/11/2008)

02/11/2008 210 Supplemental MEMORANDUM in Opposition re 144 MOTION to Certify Class Plaintiff's Motion for Class Certification [Leave to file granted on February 11, 2008] filed by all defendants. (Mee, Siobhan) (Entered: 02/11/2008)

02/11/2008 211 DECLARATION re 210 Memorandum in Opposition to Motion (Declaration of Avi Gesser in Support of Supplemental Memorandum of Defendants in Further Opposition to Plaintiff's Motion for Class Certification) [Leave to file granted on February 11, 2008] by all defendants. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Mee, Siobhan) (Entered: 02/11/2008)

02/12/2008 ELECTRONIC NOTICE of Hearing on Motion 144 MOTION to Certify Class

Plaintiff's Motion for Class Certification, 201 MOTION to Compel Certain Deposition Testimony by Defendant Frank Quattrone: Motion Hearing set for 3/17/2008 02:00 PM in Courtroom 2 before Judge Nancy Gertner. (Molloy, Maryellen) (Entered: 02/12/2008)

02/15/2008 212 STIPULATION and [Proposed] Order Regarding Fourth Scheduling Modification by I All Parties. (Fox, Frederic) (Entered: 02/15/2008)

02/19/2008 Judge Nancy Gertner: Electronic ORDER Approving 212 Stipulation Regarding Fourth Scheduling Modification filed by All Parties. (Gaudet, Jennifer) (Entered: 02/19/2008)

02/21/2008

02/27/2008

213 Joint MOTION to Continue Hearing on Lead Plaintiff's Motion for Class Certification and Lead Plaintiff's Motion to Compel Certain Deposition Testimony by Defendant Frank Quattrone to April 8 or April 9, 2008 by All Parties.(Mee, Siobhan) (Entered: 02/21/2008)

Judge Nancy Gertner: Electronic ORDER entered Granting 213 Motion to Continue. Hearing reset to 4/8/2008 02:15 PM in Courtroom 2 before Judge Nancy Gertner. (Molloy, Maryellen) (Entered: 02/27/2008)

02/28/2008 214 Assented to MOTION to Seal Confidential Material by All Parties.(Rodon, Melinda) (Entered: 02/28/2008)

02/29/2008 Judge Nancy Gertner: Electronic ORDER entered granting 214 Assented to Motion to Seal (Gaudet, Jennifer) (Entered: 02/29/2008)

02/29/2008 215 NOTICE by all defendants Notice of Supplemental Authority (Attachments: # 1 Exhibit A)(Mee, Siobhan) (Entered: 02/29/2008)

03/03/2008 216 REPLY to Response to 144 MOTION to Certify Class Plaintiff's Motion for Class Certification PLAINTIFF'S RESPONSE TO DEFENDATS' SUPPLEMENTAL MEMORANDUM IN FURTHER OPPOSITION TO PLAINTIFF'S MOTION FOR CLASS CERTIFICATION filed by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 03/03/2008)

03/03/2008 217 DECLARATION re 216 Reply to Response to Motion, DECLARATION OF MELINDA D. RODON IN SUPPORT OF PLAINTIFF'S RESPONSE TO DEFENDANTS' SUPPLEMENTAL MEMORANDUM IN FURTHER OPPOSITION TO PLAINTIFF'S MOTION FOR CLASS CERTIFICATION by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A THRU C, # 2 Exhibit D THRU L)(Fox, Frederic) (Entered: 03/03/2008)

03/03/2008 218 CERTIFICATE OF SERVICE by Bricklayers and Trowel Trades International Pension Fund re 216 Reply to Response to Motion, 217 Declaration,. (Fox, Frederic) (Entered: 03/03/2008)

03/04/2008 219 DECLARATION OF SCOTT D. HAKALA, PHD, CFA by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B-1, # 3 Exhibit B-2, # 4 Exhibit B-3, # 5 Exhibit B-4, # 6 Exhibit C-1, # 7 Exhibit C-1a, # 8 Exhibit C-2, # 9 Exhibit C-2a, # 10 Exhibit C-2b, # 11 Exhibit D, # 12 Exhibit E-1, # 13 Exhibit E-2, # 14 Exhibit F-1, # 15 Exhibit F-2, # 16 Affidavit of Service)(Fox, Frederic) (Entered: 03/04/2008)

03/04/2008 220 Sealed Response to Defendants' Supplemental Memorandum in Further Opposition to Plaintiff's Motion for Class Certification field by Plainitiff. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(Gaudet, Jennifer) (Entered: 03/10/2008)

03/04/2008 221 Sealed Declaration of Melinda D. Rodon in Support of Plaintiff's Response 220 to Defendants' Supplemental Memorandum in Further Opposition to Plaintiff's Motion for Class Certification. (Gaudet, Jennifer) (Entered: 03/10/2008)

03/04/2008 222 CERTIFICATE OF SERVICE by Plaintiffs re 221 Sealed Declaration, 220 Sealed Response. (Gaudet, Jennifer) (Entered: 03/10/2008)

04/08/2008 Electronic Clerk's Notes for proceedings held before Judge Nancy Gertner: Motion Hearing held on 4/8/2008 re: 201 MOTION to Compel Certain Deposition Testimony by Defendant Frank Quattrone filed by Bricklayers and Trowel Trades International Pension Fund: and 144 MOTION to Certify Class Plaintiff's Motion for Class Certification filed by Bricklayers and Trowel Trades International Pension Fund. Ordered: counsel shall file letters re: USCA First Circuit case IN RE: New Motor Vehicles, case decided on 3/28/08. Letters shall be filed on or before 4/15/08, all matters taken under advisement, court adjourned. (Court Reporter: O'Hara.)(Attorneys present: Atty Miller, Colby, Strauss, Shapiro, Mee, Heyman, Rodon, Fox, Crystal, Gesser, Schwartz) (Molloy, Maryellen) (Entered: 04/08/2008)

04/14/2008 223 TRANSCRIPT of Hearing held on April 8, 2008 before Judge Gertner. Court Reporter: Valerie A. O'Hara. The original transcripts are maintained by the Clerk's Office. Copies may be obtained by contacting the court reporter at 617/737-2346 or the Clerk's Office. (Scalfani, Deborah) (Scalfani, Deborah). (Entered: 04/14/2008)

04/15/2008 224 Letter/request (non-motion) from Kaplan Fox & Kilsheimer LLP regarding the Pending Motion for Class Certification . (Fox, Frederic) (Entered: 04/15/2008)

04/15/2008 225 Letter/request (non-motion) from Avi Gesser re In Re New Motor Vehicles and Pending Motion for Class Certification . (Mee, Siobhan) (Entered: 04/15/2008)

04/21/2008 226 STIPULATION and [Proposed] Order Regarding Fifth Scheduling Modification by All Parties. (Mee, Siobhan) (Entered: 04/21/2008)

04/22/2008 Judge Judge Nancy Gertner: ELECTRONIC ENDORSEMENT approving 226 Stipulation Regarding Fifth Scheduling Modification filed by All Parties. (Gaudet, Jennifer) (Entered: 04/22/2008)

04/24/2008 227 Letter/request (non-motion) from Kaplan Fox & Kilsheimer LLP to Judge Nancy Gertner in response to Defendants' April 15, 2008 letter to the Court. (Fox, Frederic) (Entered: 04/24/2008)

04/28/2008 228 NOTICE by all defendants Notice of Supplemental Authority (Attachments: # 1 I Exhibit A: 4/25/08 Order in In Re: Xcelera.com )(Mee, Siobhan) (Entered: 04/28/2008)

04/30/2008 Judge Nancy Gertner: Electronic ORDER entered.....In light of Judge Zobels Order of April 25, 2008, in In re: Xcelera.com Securities Litigation, Civ. A. No. 00-11649- RWZ (D. Mass. Apr. 25, 2008), the Court requests further briefing on the following issues: 1) whether, and to what extent, the methodological flaws identified by Judge Zobel undermine Dr. Hakalas conclusions in the instant case; 2) whether the Court can

resolve the issue of class certification without first conducting a full hearing pursuant to Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993); and 3) whether this cases present procedural posture puts the Court on different footing than Judge Zobel in evaluating the substance and weight of Dr. Hakalas conclusions. Plaintiffs brief shall be due 5/9/2008; Defendants response shall be due 5/19/2008. Briefs should be no longer than 15 pages. (Molloy, Maryellen) (Entered: 04/30/2008)

05/09/2008 229 BRIEF by Bricklayers and Trowel Trades International Pension Fund Responding to the Order dated April 30, 2008 and in Further Support of Class Certification. (Fox, Frederic) (Entered: 05/09/2008)

05/09/2008 230 AFFIDAVIT in Support re 229 Brief Declaration of Melinda D. Rodon . (Fox, Frederic) (Entered: 05/09/2008)

05/14/2008 Judge Nancy Gertner: Electronic ORDER entered granting 201 Motion to Compel Certain Deposition Testimony by Defendant Frank Quattrone by Bricklayers and Trowel Trades International Pension Fund. "Plaintiff's Motion to Compel (#201) is GRANTED. However, in order to avoid the expense and delay entailed in reconvening the deposition, Plaintiff shall submit its questions to Defendant Quattrone in writing by 5/27/08; Defendant Quattrone shall respond, likewise in writing, by 6/10/08." (Gaudet, Jennifer) (Entered: 05/14/2008)

05/14/2008 231 NOTICE issued to Attorney Barbara Winters, Steven Toll, Daniel Sommers, Mark Sheft, Henry Putzel, Lawrence Portnoy, Jennifer Newstead, Michael Mitchell, Menachem Lifshitz, Kenneth Hausman, Stanley Grossman, Marc Gross and Gegory Egleston regarding mandatory use of ECF in compliance with Local Rule 5.4. Failure to comply may result in the imposition of sanctions. (Gaudet, Jennifer) (Entered: 05/14/2008)

05/19/2008

05/19/2008

05/21/2008

232 Memorandum of Law in Response to the Court's Order of April 30, 2008, and in Further Opposition to Plaintiff's Motion 144 for Class Certification filed by all defendants. (Mee, Siobhan) Modified on 5/20/2008 (Gaudet, Jennifer). (Entered: 05/19/2008)

233 DECLARATION re 232 Memorandum in Response to the Court's Order of April 30, 2008, and in Further Opposition to Plaintiff's Motion 144 for Class Certification by all defendants. (Mee, Siobhan) Modified on 5/20/2008 (Gaudet, Jennifer). (Entered: 05/19/2008)

234 NOTICE of Change of Address or Firm Name by Robert A. Buhlman (Buhlman, Robert) (Entered: 05/21/2008)

05/21/2008 235 STIPULATION AND [PROPOSED] ORDER REGARDING SIXTH SCHEDULING MODIFICATION by All Parties. (Rodon, Melinda) (Entered: 05/21/2008)

05/27/2008 236 Assented to MOTION for Leave to File a Reply in Response to Defendants' Xcelera Memorandum by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) (Entered: 05/27/2008)

05/28/2008 Judge Nancy Gertner: Electronic ORDER entered granting 236 Assented to Motion for Leave to File a Reply in Response to Defendants' Xcelera Memorandum by Bricklayers and Trowel Trades International Pension Fund; Counsel using the Electronic Case Filing System should now file the document for which leave to file

has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gaudet, Jennifer) (Entered: 05/28/2008)

237 MEMORANDUM OF LAW by Bricklayers and Trowel Trades International Pension Fund to 232 Memorandum in Opposition to Motion. (Fox, Frederic) (Entered: 06/03/2008)

238 DECLARATION re 237 Memorandum of Law OF MELINDA RODON by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Affidavit of Service)(Fox, Frederic) (Entered: 06/03/2008)

Judge Nancy Gertner: ELECTRONIC ENDORSEMENT approving 235 Stipulation Regarding Sixth Scheduling Modification filed by All Parties. (Gaudet, Jennifer) (Entered: 06/06/2008)

239 BRIEF by all defendants Sur-Reply of Defendants in Response to the Court's Order of April 30, 2008 and in Further Opposition to 144 Plaintiff's Motion for Class Certification . (Mee, Siobhan) (Entered: 06/09/2008)

06/03/2008

06/03/2008

06/06/2008

06/09/2008

06/09/2008 240 DECLARATION re 239 Brief Declaration of Avi Gesser in Support of Sur-Reply of Defendants in Response to the Court's Order of April 30, 2008 and in Further Opposition to 144 Plaintiff's Motion for Class Certification by all defendants. (Mee, Siobhan) (Entered: 06/09/2008)

07/08/2008 241 STIPULATION AND [PROPOSED] ORDER REGARDING SEVENTH SCHEDULING MODIFICATION by All Parties. (Fox, Frederic) (Entered: 07/08/2008)


08/18/2008 242 MOTION to Withdraw as Attorney by Frank P. Quattrone.(Miller, Jared) (Entered: 08/18/2008)

08/19/2008 243 NOTICE of Appearance by Timothy J. Perla on behalf of Frank P. Quattrone (Perla, Timothy) (Entered: 08/19/2008)

08/19/2008

08/21/2008

08/22/2008

08/25/2008

Judge Nancy Gertner: Electronic ORDER entered granting 242 Motion to Withdraw as Attorney. (Gaudet, Jennifer) (Entered: 08/19/2008)

244 STIPULATION AND [PROPOSED] ORDER REGARDING EIGHTH SCHEDULING MODIFICATION by All Parties. (Fox, Frederic) (Entered: 08/21/2008)

Judge Nancy Gertner: ELECTRONIC ENDORSEMENT approving 244 Stipulation filed by All Parties. (Gaudet, Jennifer) (Entered: 08/22/2008)

245 Letter/request (non-motion) from Plaintiff's Counsel regarding Notice of Supplemental Authority . (Rodon, Melinda) (Entered: 08/25/2008)

09/02/2008 246 Assented to MOTION to Seal Confidential Materials by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) (Entered: 09/02/2008)

09/03/2008 247 Response to Plaintiff's Notice of Supplemental Authority Response by all defendants to

245 Letter/request (non-motion). (Mee, Siobhan) (Entered: 09/03/2008)

09/05/2008 248 MOTION to Compel Production of Documents and Testimony Related to Rene M. Stulzs Compensation (REDACTED VERSION) by Bricklayers and Trowel Trades International Pension Fund.(Rodon, Melinda) (Entered: 09/05/2008)

09/05/2008 249 DECLARATION of Melinda D. Rodon in Support of Plaintiffs Motion to Compel Production of Documents and Testimony Related to Rene M. Stulzs Compensation by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Rodon, Melinda) (Entered: 09/05/2008)

09/05/2008 252 SEALED MOTION to Compel by Bricklayers and Trowel Trades International Pension Fund.(Gaudet, Jennifer) (Entered: 09/16/2008)

09/05/2008 253 Sealed Declaration of Melinda D. Rodon in Support of Plaintiff's Motion 252 to I Compel. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5

Exhibit E, # 6 Exhibit F)(Gaudet, Jennifer) (Entered: 09/16/2008)

09/09/2008

09/09/2008

Judge Nancy Gertner: Electronic ORDER entered granting 246 Assented to Motion to Seal (Gaudet, Jennifer) (Entered: 09/09/2008)

250 Letter/request (non-motion) from Plaintiff's Counsel Replying to Defendants' Response to Plaintiff's Notice of Supplemental Authority . (Rodon, Melinda) (Entered: 09/09/2008)

09/15/2008 251 Assented to MOTION to Seal Confidential Materials by Credit Suisse First I Boston.(Mee, Siobhan) (Entered: 09/15/2008)

09/15/2008 254 Sealed Memorandum in Opposition to Plaintiff's Motion 252 to Compel filed by defendants Credit Suisse Securities (USA) LLC and Credit Suisse (USA), Inc., and Nonparty Cornerstone Research, Inc. (Gaudet, Jennifer) (Entered: 09/16/2008)

09/15/2008

09/16/2008

255 Sealed Declaration of Avi Gesser in Support of Memorandum 254 in Opposition to Plaintiff's Motion 252 to Compel. (Attachments: # 1 Exhibit one, # 2 Exhibit two, # 3 Exhibit three, # 4 Exhibit four part 1, # 5 Exhibit four part 2, # 6 Exhibit four part 3, # 7 Exhibit four part 4, # 8 Exhibit five, # 9 Exhibit six, # 10 Exhibit seven, # 11 Exhibit eight, # 12 Exhibit nine, # 13 Exhibit ten, # 14 Exhibit eleven, # 15 Exhibit twelve, # 16 Exhibit thirteen, # 17 Exhibit fourteen, # 18 Exhibit fifteen)(Gaudet, Jennifer) (Entered: 09/16/2008)

Judge Nancy Gertner: Electronic ORDER entered granting 251 Motion to Seal Confidential Materials by Credit Suisse First Boston. (Gaudet, Jennifer) (Entered: 09/16/2008)

09/22/2008 256 Assented to MOTION to Seal Confidential Materials by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) (Entered: 09/22/2008)

09/22/2008 257 REPLY to Response to 248 MOTION to Compel Production of Documents and Testimony Related to Rene M. Stulzs Compensation (REDACTED VERSION) filed by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 09/22/2008)

09/22/2008 258 DECLARATION re 257 Reply to Response to Motion DECLARATION OF

MELINDA D. RODON IN SUPPORT OF PLAINTIFFS REPLY MEMORANDUM IN FURTHER SUPPORT OF PLAINTIFFS MOTION TO COMPEL PRODUCTION OF DOCUMENTS AND TESTIMONY RELATED TO RENE M. STULZS COMPENSATION by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 09/22/2008)

09/22/2008 261 Sealed Reply Memorandum in Further Support of Plaintiff's Motion to Compel Production of Documents and Testimony Related to Rene M. Stulz's Compensation filed by Plaintiffs. (Unredacted version of docket entry 257 .) (Gaudet, Jennifer) (Entered: 10/01/2008)

09/26/2008 259 STIPULATION and [Proposed] Order Regarding Ninth Scheduling Modification by All Parties. (Mee, Siobhan) (Entered: 09/26/2008)

09/26/2008 260 Judge Nancy Gertner: ORDER entered granting 144 Motion to Certify Class (MacDonald, Gail) (Entered: 09/26/2008)

10/02/2008 262 NOTICE of Withdrawal of Appearance by Gerald F. Rath (Rath, Gerald) (Entered: 10/02/2008)

10/07/2008 Judge Nancy Gertner: ELECTRONIC ENDORSEMENT approving 259 Stipulation and [Proposed] Order Regarding Ninth Scheduling Modification by All Parties. (Gaudet, Jennifer) (Entered: 10/07/2008)

10/07/2008 263 NOTICE of Appearance by Adam M. Stewart on behalf of Bricklayers and Trowel Trades International Pension Fund (Stewart, Adam) (Entered: 10/07/2008)

10/10/2008 264 CORPORATE DISCLOSURE STATEMENT by Credit Suisse First Boston. (Mee, Siobhan) (Entered: 10/10/2008)

10/16/2008 265 STIPULATION and [Proposed] Order regarding Tenth Scheduling Modification by All Parties. (Mee, Siobhan) (Entered: 10/16/2008)


10/17/2008

266 NOTICE of Appearance by James R. Carroll on behalf of Laura Martin (Carroll, James) (Entered: 10/17/2008)

10/17/2008

267 MOTION to Withdraw as Attorney (Michael W. Mitchell) by Laura Martin.(Mitchell, Michael) (Entered: 10/17/2008)

10/21/2008 Judge Nancy Gertner: Electronic ORDER entered granting 256 Assented to Motion to Seal Confidential Materials by Bricklayers and Trowel Trades International Pension Fund. (Gaudet, Jennifer) (Entered: 10/21/2008)

10/21/2008 Judge Nancy Gertner: Electronic ORDER entered granting 267 Motion to Withdraw as Attorney. (Gaudet, Jennifer) (Entered: 10/21/2008)

11/03/2008 268 Assented to MOTION for Leave to File Excess Pages by Credit Suisse First Boston, Laura Martin, Jamie Kiggen.(Mee, Siobhan) (Entered: 11/03/2008)

11/03/2008 269 Assented to MOTION to Seal Document (To File Confidential Materials Under Seal) by all defendants.(Mee, Siobhan) (Entered: 11/03/2008)

11/04/2008 Judge Nancy Gertner: Electronic ORDER entered granting 268 Assented to Motion for Leave to File Excess Pages by Credit Suisse First Boston, Laura Martin, Jamie Kiggen; granting 269 Motion to Seal Document (To File Confidential Materials Under Seal) by all defendants. (Gaudet, Jennifer) (Entered: 11/04/2008)

11/04/2008 270 MOTION for Summary Judgment by Frank P. Quattrone.(Perla, Timothy) (Entered: 11/04/2008)

11/04/2008 271 MOTION for Summary Judgment by Credit Suisse First Boston, Laura Martin, Jamie Kiggen.(Mee, Siobhan) (Entered: 11/04/2008)

11/04/2008 272 MOTION for Summary Judgment by Elliot Rogers.(Mee, Siobhan) (Entered: 11/04/2008)

11/04/2008 273 MEMORANDUM in Support re 272 MOTION for Summary Judgment filed by Elliot Rogers. (Mee, Siobhan) (Entered: 11/04/2008)

11/04/2008 274 Statement of Material Facts L.R. 56.1 re 272 MOTION for Summary Judgment filed by Elliot Rogers. (Mee, Siobhan) (Entered: 11/04/2008)

11/04/2008

11/04/2008

11/04/2008

11/04/2008

275 SEALED Memorandum in Support of 270 Motion for Summary Judgment filed by Frank P. Quattrone. (Gaudet, Jennifer) (Entered: 11/12/2008)

276 Sealed Statement of Undisputed Material Facts in Support of Defendant Frank P. Quattrone's Motion 270 for Summary Judgment. (Gaudet, Jennifer) (Entered: 11/12/2008)

277 Sealed Declaration of Frank P. Quattrone in Support of Motion 270 for Summary Judgment. (Gaudet, Jennifer) (Entered: 11/12/2008)

278 Sealed Declaration of Timothy J. Perla in Support of Motion 270 for Summary Judgment filed by Frank P. Quattrone. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I)(Gaudet, Jennifer) (Entered: 11/12/2008)

11/04/2008 279 Sealed Memorandum of Law in Support of Motion 271 for Summary Judgment by Credit Suisse First Boston, Laura Martin, Jamie Kiggen. (Attachments: # 1 part two, # 2 part three)(Gaudet, Jennifer) (Entered: 11/12/2008)

11/04/2008

11/04/2008

280 Sealed Statement of Undisputed Material Facts in Support of Defendants' Motion 271 for Summary Judgment. (Attachments: # 1 part two, # 2 part three)(Gaudet, Jennifer) (Entered: 11/12/2008)

281 Sealed Declaration of Avi Gesser in Support of Defendants' Motion 271 for Summary Judgment. (Exhibits 1-167 too large to docket) (Gaudet, Jennifer) (Entered: 11/12/2008)

11/04/2008 282 Sealed Declaration of Elliott Rogers in Support 272 Motion for Summary Judgment. I

(Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Gaudet, Jennifer) (Entered: 11/12/2008)

11/04/2008 283 Sealed Declaration of Jeff E. Butler in support 272 Motion for Summary Judgment by Elliot Rogers. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(Gaudet, Jennifer) (Entered: 11/12/2008)

12/23/2008 284 NOTICE of Appearance by Adam Hornstine on behalf of Frank P. Quattrone (Hornstine, Adam) (Entered: 12/23/2008)

12/29/2008 285 STIPULATION and [Proposed] Order regarding Eleventh Scheduling Modification by All Parties. (Rodon, Melinda) (Entered: 12/29/2008)

12/29/2008 286 Judge Nancy Gertner: ORDER entered. STIPULATION AND ORDER regarding eleventh scheduling modification. (no further continuances)(Urso, Lisa) (Entered: 12/31/2008)

02/10/2009 287 Assented to MOTION to Seal Document Motion to File Confidential Documents Under Seal by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) (Entered: 02/10/2009)

02/17/2009 288 Sealed Memorandum of Law in Opposition to Defendants' Motions For Summary Judgment. (Attachments: # 1 Part Two)(Gaudet, Jennifer) (Entered: 02/24/2009)

02/17/2009 289 Sealed Declaration of Melinda D. Rodon in Support of Plaintiffs' Opposition to Defendants' Motions for Summary Judgment. (CD attached with exhibits) (Gaudet, Jennifer) (Entered: 02/24/2009)

02/17/2009 290 Sealed Statement of Material Facts in Support of Plaintiffs' Opposition to Defendants' Motions for Summary Judgment. (Attachments: # 1 Part Two)(Gaudet, Jennifer) (Entered: 02/24/2009)

02/18/2009 Judge Nancy Gertner: Electronic ORDER entered granting 287 Motion to Seal Document (Gaudet, Jennifer) (Entered: 02/18/2009)

03/30/2009 291 Assented to MOTION for Leave to File Excess Pages by Credit Suisse First Boston, Laura Martin, Jamie Kiggen.(Mee, Siobhan) (Entered: 03/30/2009)

03/30/2009 292 Assented to MOTION to Seal Document by all defendants.(Mee, Siobhan) (Entered: 03/30/2009)

03/31/2009 Judge Nancy Gertner: Electronic ORDER entered granting 291 Motion for Leave to File Excess Pages; granting 292 Motion to Seal Document. (Gaudet, Jennifer) (Entered: 03/31/2009)

04/02/2009 293 Assented to MOTION for Extension of Time to 04/03/2009 to File Response/Reply as to 270 MOTION for Summary Judgment by Frank P. Quattrone.(Hornstine, Adam) (Entered: 04/02/2009)

04/02/2009 Judge Nancy Gertner: Electronic ORDER entered granting 293 Assented to Motion for Extension of Time to File Response/Reply re 270 MOTION for Summary Judgment. Responses due by 4/3/2009. (Gaudet, Jennifer) (Entered: 04/02/2009)

04/02/2009 294 NOTICE of Change of Address or Firm Name by Siobhan E. Mee Notice of Warren Feldman's Change of Firm and Address (Mee, Siobhan) (Entered: 04/02/2009)

04/02/2009 295 STIPULATION and [Proposed] Order Regarding Briefing on Expert Preclusion by All Parties. (Mee, Siobhan) (Entered: 04/02/2009)

04/02/2009 296 Sealed Reply Memorandum of Law in Further Support of 271 Motion for Summary Judgment filed by Defendants.(Gaudet, Jennifer) (Entered: 04/17/2009)

04/02/2009 297 Sealed Reply Memorandum of Law in Further Support of 272 Motion for Summary Judgment filed by Elliott Rogers. (Gaudet, Jennifer) (Entered: 04/17/2009)

04/03/2009

04/15/2009

04/17/2009

04/17/2009

04/17/2009

04/17/2009

298 Sealed Reply Memorandum of Law in Further Support of 270 Motion for Summary Judgment filed by Frank P. Quattrone.(Gaudet, Jennifer) (Entered: 04/17/2009)

Judge Nancy Gertner: Electronic ORDER entered granting 295 Stipulation filed by All Parties. (Gaudet, Jennifer) (Entered: 04/16/2009)

299 Letter/request (non-motion) from Siobhan E. Mee regarding enclosed disk with electronic, hyperlinked versions of summary judgment materials filed under seal on 11/4/2008. (Gaudet, Jennifer) (Entered: 04/17/2009)

300 Letter/request (non-motion) dated January 8, 2009 from Siobhan E. Mee regarding corrected version of hyperlinked version of CD previously submitted. (Gaudet, Jennifer) (Entered: 04/17/2009)

301 Letter/request (non-motion) dated 3/30/2009 from Melinda D. Rodon regarding CD (enclosed) containing an electronic hyper-linked version of plaintiffs' opposition to Defendants' motions for summary judgment. (Gaudet, Jennifer) (Entered: 04/17/2009)

302 Assented to MOTION to Seal Two Exhibits to Gesser Declaration by all defendants.(Mee, Siobhan) (Entered: 04/17/2009)

04/21/2009 303 MOTION Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman by all defendants.(Mee, Siobhan) (Entered: 04/21/2009)

04/21/2009 304 MEMORANDUM in Support re 303 MOTION Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman filed by all defendants. (Mee, Siobhan) (Entered: 04/21/2009)

04/21/2009 305 DECLARATION re 303 MOTION Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman, 304 Memorandum in Support of Motion Declaration of Avi Gesser in Support of the Motion by all defendants. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4a, # 5 Exhibit 4b, # 6 Exhibit 4c, # 7 Exhibit 4d, # 8 Exhibit 5a, # 9 Exhibit 5b, # 10 Exhibit 6a, # 11 Exhibit 6b, # 12 Exhibit 6c, # 13 Exhibit 6d, # 14 Exhibit 7a, # 15 Exhibit 7b, # 16 Exhibit 7c, # 17 Exhibit 7d, # 18 Exhibit 8, # 19 Exhibit 9a, # 20 Exhibit 9b, # 21 Exhibit 9c, # 22 Exhibit 10a, # 23 Exhibit 10b, # 24 Exhibit 11a, # 25 Exhibit 11b, # 26 Exhibit 11c, # 27 Exhibit 11d, # 28 Exhibit 12, # 29 Exhibit 13a, # 30 Exhibit 13b, # 31 Exhibit 14a, # 32 Exhibit 14b, # 33 Exhibit 14c, # 34 Exhibit 15, # 35 Exhibit 16a, # 36 Exhibit 16b, # 37 Exhibit 16c, # 38 Exhibit 17, # 39 Exhibit 18, # 40 Exhibit 19, # 41 Exhibit 20)(Mee, Siobhan) (Additional attachment(s) added on 12/29/2011: # 42 Exhibit 21, # 43 Exhibit 22, # 44 Exhibit 23, # 45 Exhibit 4, # 46 Exhibit 25) (Moore, Kellyann). (Entered: 04/21/2009)

04/24/2009 Judge Nancy Gertner: Electronic ORDER entered granting 302 Motion to Seal Two Exhibits to Gesser Declaration by all defendants. (Gaudet, Jennifer) (Entered: 04/24/2009)

04/25/2009 306 Sealed Exhibit 15 and 17 in support 305 Declaration re 303 Motion to Preclude. (Attachments: # 1 Exhibit 15 Part Two, # 2 Exhibit 17)(Gaudet, Jennifer) (Entered: 05/01/2009)

04/25/2009 307 Letter/request (non-motion) from Siobhan E. Mee to clerk regarding CD (enclosed) of the interactive version of Defendants' Reply Memorandum of Law in Further Support of their Motion for Summary Judgment. (Gaudet, Jennifer) (Entered: 05/01/2009)

05/07/2009 ELECTRONIC NOTICE of Hearing on Motion 270 MOTION for Summary Judgment, 303 MOTION Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman, 272 MOTION for Summary Judgment, 271 MOTION for Summary Judgment...... Motion Hearing set for 7/1/2009 02:30 PM in Courtroom 2 before Judge Nancy Gertner. (Molloy, Maryellen) (Entered: 05/07/2009)

06/02/2009 308 STIPULATION Supplemental Stipulation and [Proposed] Order Regarding Briefing on Expert Preclusion by All Parties. (Mee, Siobhan) (Entered: 06/02/2009)

06/04/2009 309 Assented to MOTION to Seal Document Motion to File Confidential Materials Under Seal by Bricklayers and Trowel Trades International Pension Fund.(Rodon, Melinda) (Entered: 06/04/2009)

06/05/2009 Judge Nancy Gertner: Electronic ORDER entered granting 309 Motion to Seal Document (Gaudet, Jennifer) (Entered: 06/05/2009)

06/05/2009 310 MOTION to Preclude the Expert Opinions of Rene M. Stulz and John Deighton by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) Modified on 9/3/2009 (Gaudet, Jennifer). (Entered: 06/05/2009)

06/05/2009 311 MEMORANDUM in Support re 310 MOTION to Strike Plaintiffs' Motion to Preclude the Expert Opinions of Rene M. Stulz and John Deighton filed by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 06/05/2009)

06/05/2009 312 DECLARATION re 310 MOTION to Strike Plaintiffs' Motion to Preclude the Expert Opinions of Rene M. Stulz and John Deighton by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B (Filed Under Seal), # 3 Exhibit C (Filed Under Seal), # 4 Exhibit D, # 5 Exhibit E (Filed Under Seal), # 6 Exhibit F (Filed Under Seal))(Fox, Frederic) (Additional attachment(s) added on 6/22/2009: # 7 Exhibit B Part one (sealed), # 8 Exhibit B part two (sealed, # 9 Exhibit C (sealed), # 10 Exhibit E part one (sealed), # 11 Exhibit E part two (sealed), # 12 Exhibit F part one (sealed), # 13 Exhibit F part two (sealed)) (Gaudet, Jennifer). (Entered: 06/05/2009) -

06/05/2009 313 MEMORANDUM in Opposition re 303 MOTION Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman filed by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 06/05/2009)

06/05/2009 314 DECLARATION re 313 Memorandum in Opposition to Motion, by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D (Filed Under Seal), # 5 Exhibit E (Filed Under Seal), # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(Fox, Frederic) (Additional attachment(s) added on 6/22/2009: # 13 Exhibit D Part one (sealed), # 14 Exhibit D part two (sealed), # 15 Exhibit E part one (sealed), # 16 Exhibit E part two (sealed), # 17 Exhibit E part three) (Gaudet, Jennifer). (Entered: 06/05/2009)

06/05/2009 315 CERTIFICATE OF SERVICE by Bricklayers and Trowel Trades International Pension Fund re 314 Declaration, 312 Declaration, 310 MOTION to Strike Plaintiffs' Motion to Preclude the Expert Opinions of Rene M. Stulz and John Deighton , 313 Memorandum in Opposition to Motion, 311 Memorandum in Support of Motion. (Fox, Frederic) (Entered: 06/05/2009)

06/05/2009 316 SEALED (Unredacted Version) MEMORANDUM in Support re 310 MOTION to Strike Plaintiffs' Motion to Preclude the Expert Opinions of Rene M. Stulz and John Deighton filed by Bricklayers and Trowel Trades International Pension Fund. (Gaudet, Jennifer) (Entered: 06/22/2009)

06/18/2009 Judge Nancy Gertner: Electronic ORDER Approving re 308 Stipulation and [Proposed] Order Regarding Briefing on Expert Preclusion by All Parties.(Gaudet, Jennifer) (Entered: 06/19/2009)

06/23/2009 317 NOTICE of Change of Address or Firm Name by Siobhan E. Mee Notice of Firm Registration as an LLP and Name Change (Mee, Siobhan) (Entered: 06/23/2009)

06/30/2009 Notice of correction to docket made by Court staff. Correction: Docket entry for Electronic Order entered on 6/30/09 deleted. Corrected because: Docketed in error - incorrect case number. (Costello2, Helen) (Entered: 06/30/2009)

07/01/2009 Electronic Clerk's Notes for proceedings held before Judge Nancy Gertner: Motion Hearing held on 7/1/2009 re 272 MOTION for Summary Judgment filed by Elliot Rogers, 270 MOTION for Summary Judgment filed by Frank P. Quattrone, 271 MOTION for Summary Judgment filed by Credit Suisse First Boston, Jamie Kiggen, Laura Martin....all matters taken under advisement. (Court Reporter: O'hara.)(Attorneys present: Heyman, Hall, Rodon, Fox, Gesser, Chang, Butler, Putzel, Carroll, Colby, Mee, Shapiro, Hausman, Portnoy) (Molloy, Maryellen) (Entered: 07/01/2009)

07/02/2009 318 STIPULATION AND [PROPOSED] ORDER REGARDING POST-HEARING MEMORANDA by All Parties. (Fox, Frederic) (Entered: 07/02/2009)

07/06/2009 Judge Nancy Gertner: Electronic ORDER approving 318 Stipulation filed by All Parties. (Gaudet, Jennifer) (Entered: 07/06/2009)

07/06/2009 319 Transcript of Hearing held on July 1, 2009, before Judge Gertner. Court Reporter: Valerie A. O'Hara at 617/737-2346. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Redaction Request due 7/24/2009. Redacted Transcript Deadline set for 8/3/2009. Release of Transcript Restriction set for 10/1/2009. (Scalfani, Deborah) (Entered: 07/06/2009)

07/06/2009 320 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, a copy of which is attached to this entry.. (Scalfani, Deborah) (Entered: 07/06/2009)

07/08/2009 321 NOTICE of Appearance by Sarah G. Kim on behalf of Credit Suisse First Boston, Elliot Rogers, Jamie Kiggen (Kim, Sarah) (Entered: 07/08/2009)

07/08/2009 322 Supplemental MEMORANDUM in Opposition re 271 MOTION for Summary Judgment pursuant to July 6, 2009 Order of the Court filed by Bricklayers and Trowel

Trades International Pension Fund. (Fox, Frederic) (Entered: 07/08/2009)

07/08/2009 323 Supplemental MEMORANDUM in Support re 271 MOTION for Summary Judgment pursuant to July 6, 2009 Order of the Court filed by all defendants. (Mee, Siobhan) (Entered: 07/08/2009)

07/10/2009 324 Letter/request (non-motion) from Attorney Frederic Fox to Judge Gertner re plaintiffs' post-hearing memorandum concerning the summary judgment oral argument held on July 1, 2009. (Gaudet, Jennifer) (Entered: 07/20/2009)

07/10/2009 325 Letter/request (non-motion) from Attorney Frederic S. Fox to Judge Gertner regarding hard copy of slide presentation (attached, bound) from hearing on July 1, 2009. (Gaudet, Jennifer) (Entered: 07/20/2009)

07/20/2009 326 Assented to MOTION to Seal Document to File Confidential Materials Under Seal by Credit Suisse First Boston.(Kim, Sarah) (Entered: 07/20/2009)

07/20/2009 327 MEMORANDUM in Opposition re 310 MOTION to Strike Plaintiffs' Motion to Preclude the Expert Opinions of Rene M. Stulz and John Deighton filed by Credit Suisse First Boston. (Kim, Sarah) (Entered: 07/20/2009)

07/20/2009 328 DECLARATION re 327 Memorandum in Opposition to Motion Preclude Expert Opinions of Rene M. Stulz and John Deighton by Credit Suisse First Boston. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2a, # 3 Exhibit 2b, # 4 Exhibit 2c, # 5 Exhibit 2d, # 6 Exhibit 2e, # 7 Exhibit 2f, # 8 Exhibit 2g, # 9 Exhibit 2h, # 10 Exhibit 3a, # 11 Exhibit 3b, # 12 Exhibit 3c, # 13 Exhibit 3d, # 14 Exhibit 3e, # 15 Exhibit 3f, # 16 Exhibit 3g, # 17 Exhibit 3h, # 18 Exhibit 3i, # 19 Exhibit 3j, # 20 Exhibit 4a, # 21 Exhibit 4b, # 22 Exhibit 4c, # 23 Exhibit 4d, # 24 Exhibit 4e, # 25 Exhibit 4f, # 26 Exhibit 4g, # 27 Exhibit 4h, # 28 Exhibit 4i, # 29 Exhibit 5a, # 30 Exhibit 5b, # 31 Exhibit 6a, # 32 Exhibit 6b, # 33 Exhibit 7a, # 34 Exhibit 7b, # 35 Exhibit 8, # 36 Exhibit 9a, # 37 Exhibit 9b, # 38 Exhibit 10a, # 39 Exhibit 10b, # 40 Exhibit 11a, # 41 Exhibit 11b, # 42 Exhibit 12a, # 43 Exhibit 12b, # 44 Exhibit 13a, # 45 Exhibit 13b, # 46 Exhibit 14, # 47 Exhibit 15)(Kim, Sarah) (Entered: 07/20/2009)

07/20/2009 329 REPLY to Response to 303 MOTION Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman filed by all defendants. (Kim, Sarah) (Entered: 07/20/2009)

07/20/2009 330 DECLARATION re 329 Reply to Response to Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reiner Kraakman by all defendants. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2a, # 3 Exhibit 2b, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5a, # 7 Exhibit 5b, # 8 Exhibit 6a, # 9 Exhibit 6b, # 10 Exhibit 7a, # 11 Exhibit 7b, # 12 Exhibit 8a, # 13 Exhibit 8b, # 14 Exhibit 8c, # 15 Exhibit 8d, # 16 Exhibit 9a, # 17 Exhibit 9b, # 18 Exhibit 10a, # 19 Exhibit 10b, # 20 Exhibit 11a, # 21 Exhibit 11b, # 22 Exhibit 12a, # 23 Exhibit 12b, # 24 Exhibit 13a, # 25 Exhibit 13b)(Kim, Sarah) (Entered: 07/20/2009)

07/24/2009 Judge Nancy Gertner: Electronic ORDER entered granting 326 Motion to Seal Document to File Confidential Materials Under Seal (Gaudet, Jennifer) (Entered: 07/24/2009)

07/24/2009 331 Sealed Memorandum of Law of Defendants Credit Suisse Securities (USA) LLC and Credit Suisse (USA), Inc. in Opposition to Plaintiff's 310 Motion to Preclude the

Expert Opinions of Rene M. Stulz and John Deighton. (Gaudet, Jennifer) (Entered: 07/28/2009)

07/24/2009 332 Sealed Declaration of Avi Gesser in Support Defendants Credit Suisse Securities (USA) LLC and Credit Suisse (USA), Inc. 331 Opposition to Plaintiff's 331 Sealed Motion to Preclude the Expert Opinions of Rene M. Stulz and John Deighton. (Exhibits 1-15 attached, too large to scan)(Gaudet, Jennifer) (Entered: 07/28/2009)

07/29/2009 333 Assented to MOTION for Leave to File Defendants' Assented to Motion for Leave to File A Notice of Supplemental Authority (linked to other Motions #303; #270; #271; and #272) by all defendants.(Kim, Sarah) (Entered: 07/29/2009)

07/30/2009 Judge Nancy Gertner: Electronic ORDER entered granting 333 Motion for Leave to File A Notice of Supplemental Authority (linked to other Motions #303; #270; #271; and #272) by all defendants; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gaudet, Jennifer) (Entered: 07/30/2009)

07/30/2009 334 NOTICE by all defendants Defendants' Notice of Supplemental Authority (Linked to Docket # 333 (Defendants' Assented to Motion for Leave to File a Notice of Supplemental Authority (Linked to Other Motions #303; #270; #271 and #272)) (Attachments: # 1 Exhibit A)(Kim, Sarah) (Entered: 07/30/2009)

08/10/2009 335 Response by Bricklayers and Trowel Trades International Pension Fund to 334 Notice (Other), Notice (Other). (Fox, Frederic) (Entered: 08/10/2009)

08/18/2009 336 Assented to MOTION for Leave to File a Notice of Supplemental Authority by all defendants.(Kim, Sarah) (Entered: 08/18/2009)

08/19/2009 Judge Nancy Gertner: Electronic ORDER entered granting 336 ASSENTED TO Motion for Leave to File a Notice of Supplemental Authority by all defendants; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gaudet, Jennifer) (Entered: 08/19/2009)

08/19/2009 337 NOTICE by all defendants re 304 Memorandum in Support of Motion of Supplemental Authority (Attachments: # 1 Exhibit Opinion)(Kim, Sarah) (Entered: 08/19/2009)

08/31/2009 338 Assented to MOTION to Seal Confidential Materials by Bricklayers and Trowel Trades International Pension Fund.(Rodon, Melinda) (Entered: 08/31/2009)

09/03/2009 339 MOTION to Strike the July 20, 2009 Declaration of Rene M. Stulz by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) (Entered: 09/03/2009)

09/03/2009 340 MEMORANDUM in Support re 339 MOTION to Strike the July 20, 2009 Declaration of Rene M. Stulz filed by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 09/03/2009)

09/03/2009 341 REPLY to Response to 310 MOTION to Strike Plaintiffs' Motion to Preclude the Expert Opinions of Rene M. Stulz and John Deighton (REDACTED VERSION) filed

by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 09/03/2009)

09/03/2009 342 DECLARATION re 341 Reply to Response to Motion, by Bricklayers and Trowel Trades International Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Fox, Frederic) (Entered: 09/03/2009)

09/03/2009 343 CERTIFICATE OF SERVICE by Bricklayers and Trowel Trades International Pension Fund re 342 Declaration, 341 Reply to Response to Motion, 340 Memorandum in Support of Motion, 339 MOTION to Strike the July 20, 2009 Declaration of Rene M. Stulz . (Fox, Frederic) (Entered: 09/03/2009)

09/03/2009 344 SEALED (Unredacted Version) Reply Memorandum of Law in Further Support of Plaintiffs' 310 Motion to Preclude the Expert Opinions of Rene M. Stulz and John Deighton. (Gaudet, Jennifer) (Entered: 09/03/2009)

09/17/2009 Judge Nancy Gertner: Electronic ORDER entered granting 338 Assented to Motion to Seal Confidential Materials by Bricklayers and Trowel Trades International Pension Fund. (Gaudet, Jennifer) (Entered: 09/17/2009)

09/17/2009 345 Assented to MOTION to Seal Document 339 MOTION to Strike the July 20, 2009 Declaration of Rene M. Stulz Motion to File Confidential Materials Under Seal by Credit Suisse First Boston.(Kim, Sarah) (Entered: 09/17/2009)

09/17/2009 346 DECLARATION re 339 MOTION to Strike the July 20, 2009 Declaration of Rene M. Stulz Declaration of Avi Gesser by Credit Suisse First Boston. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6)(Kim, Sarah) (Entered: 09/17/2009)

09/17/2009 347 MEMORANDUM in Opposition re 339 MOTION to Strike the July 20, 2009 Declaration of Rene M. Stulz filed by Credit Suisse First Boston. (Kim, Sarah) (Entered: 09/17/2009)

10/16/2009 Judge Nancy Gertner: Electronic ORDER entered granting 345 Motion to Seal Document 339 MOTION to Strike the July 20, 2009 Declaration of Rene M. Stulz (Gaudet, Jennifer) (Entered: 10/16/2009)

11/10/2009 349 Assented to MOTION for Leave to File Corrected Exhibit to the Declaration of Avi Gesser (Docket No. 305) in Support of Defendants' Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman by all defendants.(Kim, Sarah) (Entered: 11/10/2009)

11/10/2009 351 Letter/request (non-motion) from defendants regarding attached CD. (Gaudet, Jennifer) (Entered: 11/13/2009)

11/12/2009 Judge Nancy Gertner: Electronic ORDER entered granting 349 Assented to Motion for Leave to File Corrected Exhibit to the Declaration of Avi Gesser (Docket No. 305) in Support of Defendants' Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman by all defendants; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gaudet, Jennifer) (Entered: 11/12/2009)

11/12/2009 350 EXHIBIT re 305 Declaration,,,, Corrected Exhibit 19 to the Declaration of Avi Gesser in Support of Defendants' Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman by all defendants. (Attachments: # 1 Exhibit Corrected Exhibit 19-A, # 2 Exhibit Corrected Exhibit 19- B)(Kim, Sarah) (Entered: 11/12/2009)

11/12/2009 352 Letter/request (non-motion) from plaintiffs regarding attached CD. (Gaudet, Jennifer) (Entered: 11/13/2009)

03/18/2010 353 Assented to MOTION for Leave to File a Notice of Supplemental Authority by all defendants.(Mee, Siobhan) (Entered: 03/18/2010)

03/19/2010 Judge Nancy Gertner: Electronic ORDER entered granting 353 Motion for Leave to File; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (York, Steve) (Entered: 03/19/2010)

03/19/2010 354 NOTICE by all defendants re 303 MOTION Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman, 272 MOTION for Summary Judgment, 270 MOTION for Summary Judgment, 271 MOTION for Summary Judgment Defendants' Notice of Supplemental Authority (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Mee, Siobhan) (Entered: 03/19/2010)

03/30/2010 355 Response by Bricklayers and Trowel Trades International Pension Fund to 354 Notice (Other), Notice (Other). (Fox, Frederic) (Entered: 03/30/2010)

03/31/2011 356 Assented to MOTION for Leave to File a Notice of Supplemental Authority by all defendants.(Mee, Siobhan) (Entered: 03/31/2011)

04/05/2011 Judge Nancy Gertner: ELECTRONIC ORDER entered granting 356 Motion for Leave to File Document ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gertner, Nancy) (Entered: 04/05/2011)

04/05/2011 Judge Nancy Gertner: ELECTRONIC ORDER entered: Defendants' assented to motion for leave to file supplemental authority has been filed when an opinion is in draft form, and its release is imminent. Thus, defendants have until April 13, 2011 to file supplemental authority; plaintiffs have until April 20, 2011 to respond. In addition to the Hill v. Gozani case, the parties are encouraged to address Matrixx Initiatives v. Siracusano, 2011 WL 977060 (U.S. decided march 22, 2011). (Gertner, Nancy) (Entered: 04/05/2011)

04/06/2011 357 Assented to MOTION for Leave to File Six Page Memorandum Addressing Supplemental Authority by all defendants.(Mee, Siobhan) (Entered: 04/06/2011)

04/07/2011 Judge Nancy Gertner: ELECTRONIC ORDER entered granting 357 Motion for Leave to File Document ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (York, Steve) (Entered: 04/07/2011)

04/13/2011 358 Notice by all Defendants of Supplemental Authority re 357 Assented to MOTION for Leave to File Six Page Memorandum Addressing Supplemental Authority , 272 MOTION for Summary Judgment, 270 MOTION for Summary Judgment, 271 MOTION for Summary Judgment (Mee, Siobhan) Modified on 4/14/2011 (Nicewicz, Craig). (Entered: 04/13/2011)

04/20/2011 359 Response by Bricklayers and Trowel Trades International Pension Fund to 358 Notice of Supplemental Authorities,. (Fox, Frederic) (Entered: 04/20/2011)

08/26/2011 360 Judge Nancy Gertner: MEMORANDUM AND ORDER entered denying 270 Motion for Summary Judgment; denying 271 Motion for Summary Judgment; denying 272 Motion for Summary Judgment (GAM) (Entered: 08/26/2011)

09/08/2011 361 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Daniel J. Schwartz Filing fee: $ 50, receipt number 0101-3572263 by Credit Suisse First Boston. (Attachments: # 1 Affidavit)(Mee, Siobhan) (Entered: 09/08/2011)

09/09/2011 362 MOTION to Seal Confidential Information Contained in Mr. Quattrone's Motion for Reconsideration by Frank P. Quattrone.(Hornstine, Adam) (Entered: 09/09/2011)

09/13/2011 363 MOTION for Reconsideration re 360 Order on Motion for Summary Judgment,, by Frank P. Quattrone.(Shapiro, Jonathan) (Entered: 09/13/2011)

09/13/2011 364 SEALED MEMORANDUM in Support re 363 MOTION for Reconsideration re 360 Order on Motion for Summary Judgment filed by Frank P. Quattrone. (Anderson, Jennifer) (Entered: 09/14/2011)

09/14/2011 365 MOTION for Leave to Appear Pro Hac Vice for admission of Jonathan K. Chang and Dharma Betancourt Frederick Filing fee: $ 100, receipt number 0101-3580631 by Credit Suisse First Boston. (Attachments: # 1 Chang Declaration, # 2 Frederick Declaration)(Mee, Siobhan) (Entered: 09/14/2011)

09/14/2011 366 REDACTION to 364 Memorandum in Support of Motion to Reconsider byFrank P. Quattrone. (Shapiro, Jonathan) (Entered: 09/14/2011)

09/22/2011 367 MOTION for Leave to Appear Pro Hac Vice for admission of Alejandra de Urioste Filing fee: $ 50, receipt number 0101-3593645 by Elliot Rogers. (Attachments: # 1 Declaration)(Mee, Siobhan) (Entered: 09/22/2011)

09/22/2011 368 MOTION for Reconsideration by Elliot Rogers.(Mee, Siobhan) (Entered: 09/22/2011)

09/22/2011 369 MEMORANDUM in Support re 368 MOTION for Reconsideration filed by Elliot Rogers. (Mee, Siobhan) (Entered: 09/22/2011)

09/27/2011 370 MOTION to Seal Plaintiff's Memorandum of Law in Opposition to Defendant Frank P. Quattrone's Motion for Reconsideration of Denial of Summary Judgment (UNREDACTED VERSION) by Bricklayers and Trowel Trades International Pension Fund.(Strauss, Joel) (Entered: 09/27/2011)

09/27/2011 371 Opposition re 363 MOTION for Reconsideration re 360 Order on Motion for Summary Judgment,, (REDACTED VERSION) filed by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) (Entered: 09/27/2011)

09/27/2011 375 SEALED Opposition re 363 MOTION for Reconsideration re 360 Order on Motion for Summary Judgment filed by Bricklayers and Trowel Trades International Pension

Fund. (Anderson, Jennifer) (Entered: 09/28/2011)

09/28/2011 372 MOTION for Order to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b) by Credit Suisse First Boston, Jamie Kiggen, Laura Martin.(Mee, Siobhan) (Entered: 09/28/2011)

09/28/2011 373 MEMORANDUM in Support re 372 MOTION for Order to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b) filed by Credit Suisse First Boston, Jamie Kiggen, Laura Martin. (Mee, Siobhan) (Entered: 09/28/2011)

09/28/2011 374 Amended MEMORANDUM in Support re 372 MOTION for Order to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b) (The Amended Memorandum corrects several non-substantive errors that were detected after the Memorandum [#373] was filed.) filed by Credit Suisse First Boston, Jamie Kiggen, Laura Martin. (Mee, Siobhan) (Entered: 09/28/2011)

10/05/2011 376 MOTION to Seal Plaintiffs Memorandum of Law in Opposition to Defendant Elliott Rogers Motion for Reconsideration of Denial of Summary Judgment (UNREDACTED VERSION) by Bricklayers and Trowel Trades International Pension Fund.(Campbell, Melinda) (Entered: 10/05/2011)

10/06/2011

10/07/2011

10/10/2011

377 MEMORANDUM in Opposition re 368 MOTION for Reconsideration (REDACTED VERSION) filed by Bricklayers and Trowel Trades International Pension Fund. (Strauss, Joel) (Entered: 10/06/2011)

ELECTRONIC NOTICE of Reassignment. Judge Nathaniel M. Gorton added. Judge Nancy Gertner no longer assigned to case. (Costello2, Helen) (Entered: 10/07/2011)

378 MOTION to Seal Proposed Reply Brief in Support of Mr. Quattrone's Motion to Reconsider by Frank P. Quattrone.(Shapiro, Jonathan) (Entered: 10/10/2011)

10/11/2011 379 MOTION to Seal Plaintiffs Memorandum of Law in Opposition to Defendants Motion to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. § 1292(b) by Bricklayers and Trowel Trades International Pension Fund.(Campbell, Melinda) (Entered: 10/11/2011)

10/11/2011 380 MOTION for Leave to File Reply Brief in Support of Mr. Quattrone's Motion to Reconsider by Frank P. Quattrone. (Attachments: # 1 Exhibit Proposed Reply Brief (Redacted Version))(Shapiro, Jonathan) (Entered: 10/11/2011)

10/12/2011 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 379 Motion to Seal Memorandum of Law in Opposition to Motion to Certify Questions for Interlocutory Appeal. (Patch, Christine) (Entered: 10/12/2011)

10/12/2011 381 SEALED MEMORANDUM in Opposition re 372 MOTION for Order to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b) filed by Bricklayers and Trowel Trades International Pension Fund. (Patch, Christine) (Main Document 381 replaced on 10/13/2011) (Patch, Christine). (Additional attachment(s) added on 10/13/2011: # 1 Certificate of Service) (Patch, Christine). (Entered: 10/12/2011)

10/12/2011 382 MEMORANDUM in Opposition re 372 MOTION for Order to Certify Questions for I Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b) filed by Bricklayers and Trowel

Trades International Pension Fund. (Strauss, Joel) (Entered: 10/12/2011)

10/18/2011 Judge Nathaniel M. Gorton:ELECTRONIC ORDER entered granting 361 Motion for Leave to Appear Pro Hac Vice. Added Daniel J. Schwartz. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at www.mad.uscourts.gov . Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Moore, Kellyann) (Entered: 10/18/2011)

10/18/2011 Judge Nathaniel M. Gorton:ELECTRONIC ORDER entered granting 367 Motion for Leave to Appear Pro Hac Vice. Added Alejandra de Urioste. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at www.mad.uscourts.gov . Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Moore, Kellyann) (Entered: 10/18/2011)

10/18/2011 Judge Nathaniel M. Gorton:ELECTRONIC ORDER entered granting 365 Motion for Leave to Appear Pro Hac Vice. Added Jonathan K. Chang and Dharma Betancourt Frederick. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at www.mad.uscourts.gov . Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Moore, Kellyann) (Entered: 10/18/2011)

10/18/2011 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 362 Motion to Seal; granting 370 Motion to Seal; granting 376 Motion to Seal; granting 378 Motion to Seal; granting 380 Motion for Leave to File Document ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Patch, Christine) (Entered: 10/18/2011)

10/18/2011 383 REPLY to Response to 363 MOTION for Reconsideration re 360 Order on Motion for Summary Judgment,, Redacted Version filed by Frank P. Quattrone. (Shapiro, Jonathan) (Entered: 10/18/2011)

10/18/2011 384 Judge Nathaniel M. Gorton: ORDER entered. (Moore, Kellyann) (Entered: 10/18/2011)

10/18/2011 385 Sealed REPLY to Response to 363 MOTION for Reconsideration re 360 Order on Motion for Summary Judgment,, filed by Frank P. Quattrone. (Patch, Christine) (Entered: 10/20/2011)

10/19/2011 ELECTRONIC NOTICE of Hearing. Status Conference set for 11/21/2011 11:00 AM in Courtroom 4 before Judge Nathaniel M. Gorton. Parties should come prepared to apprise the Court of any changes in the status of the case and to argue any outstanding motions.(Patch, Christine) (Entered: 10/19/2011)

10/26/2011 386 MOTION for Leave to File Reply Brief in Support of Their Motion to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b) by Credit Suisse First Boston, Jamie Kiggen, Laura Martin. (Attachments: # 1 Exhibit A: Proposed Reply Memorandum in Further Support of Defendants' Motion to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b))(Mee, Siobhan) (Entered: 10/26/2011)

10/27/2011 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 386 Motion for

Leave to File Document ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Patch, Christine) (Entered: 10/27/2011)

10/27/2011

11/01/2011

387 REPLY to Response to 372 MOTION for Order to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b), 386 MOTION for Leave to File Reply Brief in Support of Their Motion to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b) MOTION for Leave to File Reply Brief in Support of Their Motion to Certify Questions for Interlocutory Appeal Pursuant to 28 U.S.C. 1292(b) filed by Credit Suisse First Boston, Jamie Kiggen, Laura Martin. (Mee, Siobhan) (Entered:

- 10/27/2011)

388 STATUS REPORT by All Parties. (Mee, Siobhan) (Entered: 11/01/2011)

11/21/2011 ELECTRONIC Clerk's Notes for proceedings held before Judge Nathaniel M. Gorton: Status Conference held on 11/21/2011 denying 248 Motion to Compel, as duplicative; denying 339 Motion to Strike ; denying 363 Motion for Reconsideration ; denying 368 Motion for Reconsideration ; denying 372 Motion for Order. Court hears brief arguments of counsel re: Daubert Motions. Daubert Hearing set for 12/20/2011 10:00 AM in Courtroom 4 before Judge Nathaniel M. Gorton. Hearing will last no longer than 2 hours total. If witnesses are to testify, the opposing party will have the opportunity to cross-examine. Motions in limine, Exhibit/Witness Lists due by 2/27/2012; oppositions to motions, objections to exhibit/witness lists, proposed jury instructions, proposed voir dire, and proposed verdict form due 3/5/12. Jury Trial set for 3/19/2012 09:00 AM in Courtroom 4 before Judge Nathaniel M. Gorton. Court hears arguments of Defendant Quattrone's counsel re: Motion to reconsider. Court will take matter under advisement. (Court Reporter: Helana Kline at [email protected] .)(Attorneys present: Hall, Fox, Campbell, Heyman, Portnoy, Mee, Schwartz, Frederick, Putzel, Hausman, Hornstine, Colby, Carroll, Butler,) (Patch, Christine) Modified on 11/21/2011 (Patch, Christine). Modified on 11/22/2011 (Patch, Christine). (Entered: 11/21/2011)

11/21/2011 Set Deadlines/Hearings: Daubert Hearing set for 12/20/2011 10:00 AM in Courtroom 4 before Judge Nathaniel M. Gorton. Motions in limine, Exhibit/Witness Lists due by 2/27/2012; oppositions to motions, objections to exhibit/witness lists, proposed jury instructions, proposed voir dire, and proposed verdict form due 3/5/12. Jury Trial set for 3/19/2012 09:00 AM in Courtroom 4 before Judge Nathaniel M. Gorton. (Patch, Christine) Modified on 11/22/2011 (Patch, Christine). (Entered: 11/21/2011)

11/22/2011

11/22/2011

389 Transcript of Status Conference held on November 21, 2011, before Judge Nathaniel M. Gorton. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Helana Kline at [email protected] Redaction Request due 12/13/2011. Redacted Transcript Deadline set for 12/23/2011. Release of Transcript Restriction set for 2/21/2012. (Scalfani, Deborah) (Entered: 11/22/2011)

NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general-info.htm (Scalfani, Deborah)

(Entered: 11/22/2011)

11/22/2011 Notice of correction to docket made by Court staff. Correction: Clerk notes of 11/21/11 corrected because: Please be advised - the Daubert Hearing is set for 12/20/11 at 10:00 am; entry of 12/20/12 was made in error. (Patch, Christine) (Entered: 11/22/2011)

11/22/2011

12/02/2011

ELECTRONIC NOTICE OF RESCHEDULING Daubert Hearing set for 12/20/2011 10:00 AM in Courtroom 4 before Judge Nathaniel M. Gorton. (Patch, Christine) (Entered: 11/22/2011)

390 MOTION for Leave to Appear Pro Hac Vice for admission of Michael W. Mitchell Filing fee: $ 50, receipt number 0101-3699126 by Laura Martin. (Attachments: # 1 Exhibit A)(Colby, Eben) (Entered: 12/02/2011)

12/09/2011 391 Supplemental MEMORANDUM in Support re 303 MOTION Defendant's Motion to I Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard

Black and Reinier Kraakman filed by all defendants. (Mee, Siobhan) (Main Document 391 replaced on 12/16/2011) (Patch, Christine). (Entered: 12/09/2011)

12/09/2011 392 Supplemental MEMORANDUM in Opposition re 303 MOTION Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman filed by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 12/09/2011)

12/16/2011 Judge Nathaniel M. Gorton: ELECTRONIC ORDER entered granting 390 Motion for Leave to Appear Pro Hac Vice Added Michael W. Mitchell. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at www.mad.uscourts.gov . Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Moore, Kellyann) (Entered: 12/16/2011)

12/20/2011 ELECTRONIC Clerk's Notes for proceedings held before Judge Nathaniel M. Gorton: Daubert Hearing held on 12/20/2011. Court hears arguments of Plaintiffs. Plaintiff's call Dr. Scott Hakala, sworn. Plaintiff's call Dr. Laurentius Marais, sworn. Court hears arguments of Defendants. Rebuttal by Plaintiffs. Court takes the matter under advisement. (Court Reporter: Valerie OHara at [email protected] .)(Attorneys present: Hall, Fox, Strauss, Campbell, Frederick, Portnoy, Mee, Schwartz, Chang, Putzel, Hornstine, Mitchell, Butler,) (Patch, Christine) (Entered: 12/20/2011)

12/20/2011 393 Exhibit/Witness List for Daubert Hearing held on 12/20/11. (Patch, Christine) (Entered: 12/20/2011)

12/22/2011 394 Transcript of Daubert Hearing held on December 20, 2011, before Judge Nathaniel M. Gorton. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Valerie OHara at [email protected] Redaction Request due 1/12/2012. Redacted Transcript Deadline set for 1/23/2012. Release of Transcript Restriction set for 3/21/2012. (Scalfani, Deborah) (Entered: 12/22/2011)

12/22/2011 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at

http://www.mad.uscourts.gov/attorneys/general-info.htm (Scalfani, Deborah) (Entered: 12/22/2011)

12/29/2011 ELECTRONIC NOTICE issued requesting courtesy copy for 305 Declaration re 303 Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman, 304 Memorandum in Support of Motion Declaration of Avi Gesser in Support of the Motion by all defendants. Counsel who filed this document are requested to submit a courtesy copy of this document (or documents) to the Clerk's Office. These documents must be clearly marked as a Courtesy Copy and reflect the document number assigned by CM/ECF. (Moore, Kellyann) (Entered: 12/29/2011)

01/13/2012

01/19/2012

01/19/2012

395 Judge Nathaniel M. Gorton: ORDER entered. MEMORANDUM AND ORDER, denying as moot 310 MOTION to Strike Plaintiffs' Motion to Preclude the Expert Opinions of Rene M. Stulz and John Deighton filed by Bricklayers and Trowel Trades International Pension Fund, granting in part and denying in part 303 MOTION Defendant's Motion to Preclude the Expert Opinions of Scott D. Hakala, M. Laurentius Marais, Bernard Black and Reinier Kraakman filed by all defendants. "Having ruled that Dr. Hakalas event study is inadmissible and having concluded that, without it, plaintiffs cannot raise a triable issue of fact as to loss causation, the Court grants summary judgment sua sponte on Counts I and II in favor of the defendants." See Memorandum and Order for details.(Patch, Christine) Modified on 1/19/2012 (Patch, Christine). (Entered: 01/13/2012)

396 Judge Nathaniel M. Gorton: ORDER entered. JUDGMENT. "In accordance with the Court's sua sponte entry of summary judgment for the defendants on all counts on January 13, 2012, it is hereby ORDERED that the above-entitled action be dismissed." (Patch, Christine) (Entered: 01/19/2012)

Civil Case Terminated. (Patch, Christine) (Entered: 01/19/2012)

02/16/2012 397 MOTION for Reconsideration re 395 Memorandum & ORDER, Terminate Motions,,,,,, 396 Judgment, by Bricklayers and Trowel Trades International Pension Fund.(Fox, Frederic) (Entered: 02/16/2012)

02/16/2012 398 MEMORANDUM in Support re 397 MOTION for Reconsideration re 395 Memorandum & ORDER, Terminate Motions,,,,,, 396 Judgment, filed by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Entered: 02/16/2012)

02/16/2012 399 DECLARATION re 397 MOTION for Reconsideration re 395 Memorandum & ORDER, Terminate Motions,,,,,, 396 Judgment, by Bricklayers and Trowel Trades International Pension Fund. (Fox, Frederic) (Main Document 399 replaced on 2/22/2012 to extract exhibits) (Moore, Kellyann). (Additional attachment(s) added on 2/22/2012: # 1 Exhibit 1, # 2 Exhibit 3, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 7, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Appendix A) (Moore, Kellyann). (Entered: 02/16/2012)

02/22/2012 ELECTRONIC NOTICE issued requesting courtesy copy for 399 Declaration,,. Counsel who filed this document are requested to submit a courtesy copy of this document (or documents) to the Clerk's Office. These documents must be clearly marked as a Courtesy Copy and reflect the document number assigned by CM/ECF. (Moore, Kellyann) (Entered: 02/22/2012)

03/01/2012 400 Opposition re 397 MOTION for Reconsideration re 395 Memorandum & ORDER, Terminate Motions,,,,,, 396 Judgment, filed by all defendants. (Mee, Siobhan) (Entered: 03/01/2012)

03/16/2012 401

05/17/2012 402

NOTICE of Change of Address or Firm Name by Kenneth G. Hausman NOTICE OF FIRM COMBINATION (Hausman, Kenneth) (Entered: 03/16/2012)

Judge Nathaniel M. Gorton: ORDER entered. MEMORANDUM AND ORDER: " In accordance with the foregoing, plaintiffs' motion for reconsideration (Docket No. 397 ) is DENIED. So ordered." (Moore, Kellyann) (Entered: 05/18/2012)

06/13/2012 403 NOTICE OF APPEAL as to 395 Memorandum & ORDER, Terminate Motions,,,,,, 402 Memorandum & ORDER, 396 Judgment, by Bricklayers and Trowel Trades International Pension Fund Filing fee: $ 455, receipt number 0101-3986462 Fee Status: Not Exempt. NOTICE TO COUNSEL: A Transcript Report/Order Form, which can be downloaded from the First Circuit Court of Appeals web site at http://www.ca1.uscourts.gov MUST be completed and submitted to the Court of Appeals. Counsel shall register for a First Circuit CM/ECF Appellate Filer Account at http://pacer.psc.uscourts.gov/cmecf. Counsel shall also review the First Circuit requirements for electronic filing by visiting the CM/ECF Information section at http://www.ca1.uscourts.gov/efiling.htm . US District Court Clerk to deliver official record to Court of Appeals by 7/3/2012. (Fox, Frederic) (Entered: 06/13/2012)

06/14/2012 404 Certified and Transmitted Abbreviated Electronic Record on Appeal to US Court of Appeals re 403 Notice of Appeal, (Attachments: # 1 Page 2, # 2 Page 3, # 3 Docket Sheet)(Ramos, Jeanette) (Additional attachment(s) added on 6/19/2012: # 4 Corrected Clerk's Certificate) (Ramos, Jeanette). (Attachment 1 replaced on 6/19/2012) (Ramos, Jeanette). (Entered: 06/14/2012)

06/14/2012 USCA Case Number 12-1750 for 403 Notice of Appeal, filed by Bricklayers and Trowel Trades International Pension Fund. (Ramos, Jeanette) (Entered: 06/14/2012)

06/18/2012 405 NOTICE of Appearance by Amanda V. Muller on behalf of Credit Suisse First Boston, Jamie Kiggen, Elliot Rogers (Muller, Amanda) (Entered: 06/18/2012)

Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html