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Legal Privacy Email Preferences Site Map Accessibility ICP13047075-3 Copyright © 2021 American Chemical Society WRITTEN BY RUMIANA TENCHOV Information Scientist, CAS Home > Blog > Understanding the nanotechnology in COVID-19 vaccines FEBRUARY 18 Understanding the nanotechnology in COVID-19 vaccines Lipid nanoparticles are a vital component of the Pfizer/BioNTech and Moderna mRNA COVID-19 vaccines , playing a key role in protecting and transporting the mRNA effectively to the right place in cells. They are next generation liposomes that use nanotechnology and are well suited to stable and efficient delivery of various therapeutics. Although mRNA vaccines have received much global interest as they are a new type of drug , lipid nanoparticles have held a recognised position in the mainstream of drug delivery systems (DDS) since the discovery of liposomes in the 1960s. Let us take a closer look at what liposomes are, their evolution and potential for use in other industries. Want to learn more about lipid nanoparticles and their new applications? Explore our peer reviewed article just published in ACS Nano Liposomes – the precursor to lipid nanoparticles Liposomes are closed lipid bilayer vesicles that spontaneously form in water (see fig. 1A) – essentially a fatty capsule. They were discovered in the 1960s and their potential as effective drug delivery systems was almost immediately recognized. Throughout the last few decades scientists have worked on the design of liposomes to control where they act, how long they circulate in the body, and where and when their contents are released. Liposomes have proven to be an extremely versatile nanocarrier platform because they can transport either hydrophilic drugs within the enclosed aqueous interior, or hydrophobic drugs within the hydrocarbon chain region of the lipid bilayer (see fig. 1B). They are enormously important in therapeutics, driving medicine forward, and have been used in numerous clinical trials for anticancer, anti- inflammatory, antibiotic, antifungal, and anaesthetic drug delivery as well as for the delivery of gene therapies. In fact, liposomes are the first nanomedicine delivery platform to successfully move from concept to clinical application. There are a number of approved pharmaceutical preparations, for example, Doxil for the delivery of the chemical inhibitor doxorubicin to treat ovarian cancer and Epaxal for the delivery of protein antigen as a hepatitis vaccine, and many more in the pipeline. Understanding how they have been developed will help us unlock potential future uses. Fig. 1. Schematic representation of: (A) liposome; (B) liposome encapsulating hydrophobic and hydrophilic drugs; (C) immunoliposome functionalized with targeting ligands; (D) sterically stabilized ("stealth") liposome functionalized with inert polymers such as PEG. Evolution as a targeted drug delivery system Despite their benefits, liposomes have a couple of disadvantages: they have a short circulation time in blood stream, are unstable in the human body, and lack selective targeting. There have been several key developments to their construction to overcome these challenges: 1. To enhance tissue targeting, the liposomes’ surface has been modified with ligands or antibodies which allow the liposome to recognise and bind to specific receptors on the cells (Fig 1C). These are referred to as i mmunoliposomes . 2. To improve their longevity in the blood stream, the surface has been coated in biocompatible inert polymers such as PEG (Fig 1D), which goes undetected . 3. To provide controlled release of the encapsulated drug, scientists have designed stimuli-responsive liposomes which are sensitive to temperature and pH levels. The membrane permeability is enhanced during a stimuli-triggered phase transition of the lipids in formulations. Lipid nanoparticles have a more complex internal lipid architecture and minimal internal aqueous presence than traditional liposomes. Further enhanced physical stability has been achieved by the development of solid lipid nanoparticles (SLN) and nanostructured lipid carriers (NLC), addressing one of the main limitations of emulsion-based formulations. Cubosomes are the most recent improvement which are highly stable nanoparticles formed from a lipid in cubic phase and stabilised by a polymer-based outer corona. Cationic Lipid Nanoparticles as carriers for nucleic acids Many of today’s drug molecules are small molecules and biologics. However, increasingly scientists are moving beyond traditional biopharmaceuticals to more complex and specialized therapies including oligonucleotides (RNA, mRNA, siRNA, and DNA-based molecules) that can fight disease at a genetic level. Nucleic acid-based drugs are a highly interesting new category of biologics that has emerged and a major challenge to their adoption has been ensuring their efficient delivery. This is because the physiochemical properties of the nucleic acids, such as a negative charge and hydrophilicity, prevent passive diffusion across the plasma membrane. They are also susceptible to nuclease degradation. For example, free mRNA, breaks down quickly in the body, thereby diminishing its effectiveness. To prevent this, and improve stability, advanced technology is required, and this is where lipid nanoparticles come into play. Presently, the most widely used non-viral vector system includes a synthetic positively charged (cationic) lipid. These form stable complexes known as lipoplexes with negatively charged (anionic) nucleic acids. Decorated by positively charged lipids (see fig. 2), nucleic acids are more stable and resistant to nuclease degradation. Fig. 2. Suggested structures of lipid nanoparticle vaccine carriers: mRNA organized in inverse lipid micelles inside the nanoparticle (A ); mRNA intercalated between the lipid bilayers (B ). Allergic reactions to the mRNA COVID-19 vaccines Despite their clear advantages for drug delivery, lipid nanoparticles have an unwanted side-effect; they have the potential to induce an allergic reaction , particularly for those who suffer with severe allergies. However, reactions are rare and researchers estimate a rate of 1.1 cases of anaphylaxis for every million first doses of the Pfizer/BioNTech COVID-19 vaccine. The compositions of the lipid nanoparticles are very similar for the two vaccines ( Pfizer/BioNTech and Moderna ): an ionizable cationic lipid, a PEGylated lipid, cholesterol, and the phospholipid distearoylphosphatidylcholine (DSPC) as a helper lipid. Scientists believe these reactions are related to the PEG-lipid component of the vaccine as the risk of sensitization appears to be higher with formulations comprising higher-molecule-weight PEG such as PEG3350 – PEG5000. It should be noted that mRNA vaccines contain only MW PEG2000. Table 1. Constituents of the lipid nanoparticle vehicles of the mRNA vaccines Lipid Name Abbreviation or Lab Code CAS Registry Number Pfizer/BioNTech vaccine ((4-hydroxybutyl)azanediyl) bis(hexane-6,1-diyl)bis(2- hexyldecanoate) ALC-0315 2036272-55-4 2-[(polyethylene glycol)-2000]- N,N-ditetradecylacetamide ALC-0159 1849616-42-7 1,2-distearoyl-sn-glycero-3- phosphocholine DSPC 816-94-4 cholesterol 57-88-5 Moderna vaccine heptadecan-9-yl 8-((2- hydroxyethyl)(6-oxo-6- (undecyloxy)hexyl)amino)octanoate SM-102 2089251-47-6 1,2-dimyristoyl-rac-glycero-3- methoxypolyethylene glycol- 2000 PEG2000- DMG 160743-62-4 1,2-distearoyl-sn-glycero-3- phosphocholine DSPC 816-94-4 cholesterol 57-88-5 Fig. 3. Structures of lipids of the mRNA delivery LNPs Future applications for Lipid Nanoparticles While lipid nanoparticles are pushing boundaries for drug delivery, they could also have huge potential in cosmeceuticals, cosmetics and nutrition industries as an alternative carrier to emulsions. There are many promising applications, for example, they are ideal for dermal applications of cosmetics, giving controlled release of actives and enhanced penetration to increase skin hydration. Furthermore, their excellent physical stability and compatibility with other ingredients means they can be added to existing formulations easily. Using these systems means emulsifiers are unnecessary, enabling scientists to create higher- quality products. For more information on advanced nanotechnologies and Lipid Nanoparticles sign up to our COVID-19 webinar . You can also explore the additional CAS COVID-19 resources including scientific insights Kulkarni, J. A., Thomson, S. B., Zaifman, J., Leung, J., Wagner, P. K., et al. (2020) Spontaneous, solvent-free entrapment of siRNA within lipid nanoparticles. Nanoscale 12, 23959-23966. SUBSCRIBE TO CAS BLOG FIRST NAME* LAST NAME* EMAIL ADDRESS* COMPANY/ORGANIZATION* JOB ROLE* Please Select Your privacy is important to CAS. More detail about how we use your information is in our privacy policy . SUBSCRIBE Share This Article ! 0 Comments CAS Disqus' Privacy Policy Login # 1 t Tweet f Share Sort by Newest LOG IN WITH OR SIGN UP WITH DISQUS Name Start the discussion… ? Be the first to comment. Subscribe Add Disqus to your site d Do Not Sell My Data CAS Comment Policy We welcome relevant and respectful comments. Please read our Comment Policy before commenting. Recommend ) 43 1 1, 21-22 2, 22-23 1 Yes, please send me email updates about CAS products & services, special offers, and news & events. 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Home > Blog > Understanding the nanotechnology in COVID-19 vaccines

FEBRUARY 18

Understanding thenanotechnology in COVID-19vaccinesLipid nanoparticles are a vital component of the Pfizer/BioNTech andModerna mRNA COVID-19 vaccines, playing a key role in protecting andtransporting the mRNA effectively to the right place in cells. They are nextgeneration liposomes that use nanotechnology and are well suited to stableand efficient delivery of various therapeutics.

Although mRNA vaccines have received much global interest as they are anew type of drug, lipid nanoparticles have held a recognised position in themainstream of drug delivery systems (DDS) since the discovery ofliposomes in the 1960s. Let us take a closer look at what liposomes are,their evolution and potential for use in other industries.

Want to learn more about lipid nanoparticles and their newapplications? Explore our peer reviewed article just published in ACSNano

Liposomes – the precursor to lipidnanoparticlesLiposomes are closed lipid bilayer vesicles that spontaneously form in water(see fig. 1A) – essentially a fatty capsule. They were discovered in the1960s and their potential as effective drug delivery systems was almostimmediately recognized. Throughout the last few decades scientists haveworked on the design of liposomes to control where they act, how long theycirculate in the body, and where and when their contents are released.

Liposomes have proven to be an extremely versatile nanocarrier platformbecause they can transport either hydrophilic drugs within the enclosedaqueous interior, or hydrophobic drugs within the hydrocarbon chain regionof the lipid bilayer (see fig. 1B).

They are enormously important in therapeutics, driving medicine forward,and have been used in numerous clinical trials for anticancer, anti-inflammatory, antibiotic, antifungal, and anaesthetic drug delivery as well asfor the delivery of gene therapies. In fact, liposomes are the firstnanomedicine delivery platform to successfully move from concept to clinicalapplication. There are a number of approved pharmaceutical preparations,for example, Doxil for the delivery of the chemical inhibitor doxorubicin totreat ovarian cancer and Epaxal for the delivery of protein antigen as ahepatitis vaccine, and many more in the pipeline. Understanding how theyhave been developed will help us unlock potential future uses.

Fig. 1. Schematic representation of: (A) liposome; (B) liposome encapsulating hydrophobic and hydrophilic drugs; (C) immunoliposome

functionalized with targeting ligands; (D) sterically stabilized ("stealth") liposome functionalized with inert polymers such as PEG.

Evolution as a targeted drug delivery system Despite their benefits, liposomes have a couple of disadvantages: they havea short circulation time in blood stream, are unstable in the human body, andlack selective targeting. There have been several key developments to theirconstruction to overcome these challenges:

1. To enhance tissue targeting, the liposomes’ surface has been modified with ligands orantibodies which allow the liposome to recognise and bind to specific receptors on thecells (Fig 1C). These are referred to as immunoliposomes.

2. To improve their longevity in the blood stream, the surface has been coated inbiocompatible inert polymers such as PEG (Fig 1D), which goes undetected.

3. To provide controlled release of the encapsulated drug, scientists have designedstimuli-responsive liposomes which are sensitive to temperature and pH levels. Themembrane permeability is enhanced during a stimuli-triggered phase transition of thelipids in formulations.

Lipid nanoparticles have a more complex internal lipid architecture andminimal internal aqueous presence than traditional liposomes. Furtherenhanced physical stability has been achieved by the development of solidlipid nanoparticles (SLN) and nanostructured lipid carriers (NLC), addressing one of the main limitations of emulsion-based formulations.Cubosomes are the most recent improvement which are highly stablenanoparticles formed from a lipid in cubic phase and stabilised by apolymer-based outer corona.

Cationic Lipid Nanoparticles as carriers fornucleic acidsMany of today’s drug molecules are small molecules and biologics.However, increasingly scientists are moving beyond traditionalbiopharmaceuticals to more complex and specialized therapies includingoligonucleotides (RNA, mRNA, siRNA, and DNA-based molecules) that canfight disease at a genetic level.

Nucleic acid-based drugs are a highly interesting new category of biologicsthat has emerged and a major challenge to their adoption has been ensuringtheir efficient delivery. This is because the physiochemical properties of thenucleic acids, such as a negative charge and hydrophilicity, prevent passivediffusion across the plasma membrane. They are also susceptible tonuclease degradation. For example, free mRNA, breaks down quickly in thebody, thereby diminishing its effectiveness.

To prevent this, and improve stability, advanced technology is required, andthis is where lipid nanoparticles come into play. Presently, the most widelyused non-viral vector system includes a synthetic positively charged(cationic) lipid. These form stable complexes known as lipoplexes withnegatively charged (anionic) nucleic acids. Decorated by positively chargedlipids (see fig. 2), nucleic acids are more stable and resistant to nucleasedegradation.

Fig. 2. Suggested structures of lipid nanoparticle vaccine carriers: mRNA organized in inverse lipid micelles inside the nanoparticle (A);

mRNA intercalated between the lipid bilayers (B ).

Allergic reactions to the mRNACOVID-19 vaccinesDespite their clear advantages for drug delivery, lipid nanoparticles have anunwanted side-effect; they have the potential to induce an allergic reaction,particularly for those who suffer with severe allergies. However, reactionsare rare and researchers estimate a rate of 1.1 cases of anaphylaxis forevery million first doses of the Pfizer/BioNTech COVID-19 vaccine.

The compositions of the lipid nanoparticles are very similar for the twovaccines (Pfizer/BioNTech and Moderna): an ionizable cationic lipid, aPEGylated lipid, cholesterol, and the phospholipiddistearoylphosphatidylcholine (DSPC) as a helper lipid. Scientists believethese reactions are related to the PEG-lipid component of the vaccine as therisk of sensitization appears to be higher with formulations comprisinghigher-molecule-weight PEG such as PEG3350 – PEG5000. It should benoted that mRNA vaccines contain only MW PEG2000.

Table 1. Constituents of the lipid nanoparticle vehicles of themRNA vaccines

Lipid NameAbbreviationor Lab Code

CAS RegistryNumber

Pfizer/BioNTech vaccine

((4-hydroxybutyl)azanediyl)bis(hexane-6,1-diyl)bis(2-hexyldecanoate)

ALC-0315 2036272-55-4

2-[(polyethylene glycol)-2000]-N,N-ditetradecylacetamide

ALC-0159 1849616-42-7

1,2-distearoyl-sn-glycero-3-phosphocholine

DSPC 816-94-4

cholesterol 57-88-5

Moderna vaccine

heptadecan-9-yl 8-((2-hydroxyethyl)(6-oxo-6-(undecyloxy)hexyl)amino)octanoate

SM-102 2089251-47-6

1,2-dimyristoyl-rac-glycero-3-methoxypolyethylene glycol-2000

PEG2000-DMG

160743-62-4

1,2-distearoyl-sn-glycero-3-phosphocholine

DSPC 816-94-4

cholesterol 57-88-5

Fig. 3. Structures of lipids of the mRNA delivery LNPs

Future applications for Lipid NanoparticlesWhile lipid nanoparticles are pushing boundaries for drug delivery, theycould also have huge potential in cosmeceuticals, cosmetics and nutritionindustries as an alternative carrier to emulsions.

There are many promising applications, for example, they are ideal fordermal applications of cosmetics, giving controlled release of actives andenhanced penetration to increase skin hydration. Furthermore, theirexcellent physical stability and compatibility with other ingredients meansthey can be added to existing formulations easily. Using these systemsmeans emulsifiers are unnecessary, enabling scientists to create higher-quality products.

For more information on advanced nanotechnologies and LipidNanoparticles sign up to our COVID-19 webinar. You can also explore theadditional CAS COVID-19 resources including scientific insights

Kulkarni, J. A., Thomson, S. B., Zaifman, J., Leung, J., Wagner, P. K., et al. (2020)Spontaneous, solvent-free entrapment of siRNA within lipid nanoparticles.Nanoscale 12, 23959-23966.

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