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1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries 4 th International Symposium on Pharmaceutical Melt Extrusion All rights reserved, 2011, Century Extrusion Why simulation ? Limited availability and cost of API‟s Evaluate alternate machine configurations, processes Virtual DOE Obtain information not otherwise available Thermal history Melt residence time Troubleshoot and optimize Accurately predict scale-up behavior Correlates w/degradation

Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Page 1: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

1

Understanding Melt Extrusion

Processes by Simulation

Presented by Adam Dreiblatt

Director, Process Technology

Evonik Industries

4th International Symposium on

Pharmaceutical Melt Extrusion

All rights reserved, 2011, Century Extrusion

Why simulation ?

Limited availability and cost of API‟s

Evaluate alternate machine configurations, processes

Virtual DOE

Obtain information not otherwise available

Thermal history

Melt residence time

Troubleshoot and optimize

Accurately predict scale-up behavior

Correlates w/degradation

Page 2: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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3

Extruders cannot differentiate between pharma polymers

and “traditional” thermoplastics

The extruder can only detect viscosity, degree-of-fill,

pressure, etc…

Hot melt extruder geometry is identical to “traditional”

polymer machinery – from the perspective of the melt in

the screw channel (intermeshing, co-rotating Erdmenger

self-wiping profile).

Simulation Strategy

4

Hot melt extrusion applications can use existing

modeling and simulation tools available for “traditional”

polymer processing.

Interpretation of results is critical to the successful use

of these tools…

Simulation Strategy

Page 3: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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What do we know about HME?

“BLACK BOX”

Composition

(Polymer + API + Excipients)

Product Properties

(e.g. Crystallinity, Dissolution, Stability)

We know much about the raw materials (e.g. chemistry)

We know much about the extruded product (e.g. functionality)

We do not know much about what happens in between…

What is inside the “Black Box”?

Composition

(Polymer + API + Excipients)

Product Properties

(e.g. Crystallinity, Dissolution, Stability)

Extruder type: Intermeshing, co-rotating, twin-screw

Diameter (mm), Length (L/D) = Free volume

Torque (Nm), Speed (rpm) = Available power

Screw design = Mixing, Specific Mechanical Energy

Die geometry = Size, shaping

“BLACK BOX”

Page 4: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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What do we know about the extruder?

Barrel / die temperature setpoints (°C)

Vacuum (mbar) Feed rate (g/min)

Screw

speed

(rpm)

Composition

(Polymer + API + Excipients)

Product Properties

(e.g. Crystallinity, Dissolution, Stability)

We know what we want to occur inside the extruder (melt, mix, etc.)

We are not so sure where, when and how it occurs…if it does…

What do we know about HME process?

Motor

Load

(kW)

Temperature, Pressure

Barrel / die temperature (actual) (°C)

We can measure average residence time, residence time distribution

We can measure specific energy input (mechanical, thermal)

Composition

(Polymer + API + Excipients)

Product Properties

(e.g. Crystallinity, Dissolution, Stability)

Page 5: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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System Analytical Model for Twin Screw Extrusion*

Machine Parameters Free Volume

Screw Configuration

Die Geometry

Process Parameters Screw Speed

Feed Rate

Barrel Temperature

Specific Energy Mechanical

Thermal

Melt Temperature

Residence Time

RTD

Physical Properties Morphology

Crystalinity

Rheology Mol. weight

Mw Distribution

Other Dissolution

Color

Product Quality

Attributes

Key System

Parameters

Extrusion

Parameters

Molecular

Structure

Shear Rate

Shear Stress

*Ref: Berhard Van Lengerich, PhD Thesis, Tech. Univ. Berlin

What don‟t we know about HME process?

Where is the

polymer

melting?

Where (when)

is the API

melting or

dissolving?

How long is

the API at high

temperature

(degradation)?

There is no method or instrumentation to obtain this data directly…

1D simulation can provide such insight to the HME process !

Page 6: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Simulation Step 1 - Define Geometry

Extruder type (manufacturer, model)

Free volume

Available power, maximum speed

Geometric parameters

Feeding and venting positions

Screw configuration

Die geometry

Page 7: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Assemble “virtual” extruder

14

Polymers

Solid state thermal and physical properties

Melt thermal and rheological properties

Rheological model

Solid additives

Solid state thermal and physical properties

Non-melting “inert” filler as API placebo

Rheological model

Liquid additives

Plasticizing effect

Simulation Step 2 - Define Raw Materials

Page 8: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Example Eudragit L100-55* Rheology

*20% TEC Plasticizer

16

Screw speed

Feed position

Feed temperature

Feed rate

Temperature profile

Simulation Step 3 - Define HME Process

Page 9: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Enter processing conditions

18

Degree-of-fill

Melting

Pressure

Temperature

Specific energy

Residence time

Viscosity

Mixing

Simulation Step 4 – Analyze Results

Page 10: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Specific mechanical energy is

0.151 kWh/kg

Average residence time is 45

seconds

Discharge melt temperature is

178-179°C

(note barrel temperature

setpoints are 150°C )

The tail of the RTD can lead to

degradation, discoloration, etc.

Page 11: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Mechanical Energy vs Screw Speed

Nearly 50% of

mechanical

energy is applied

to solid polymer

Degree-of Mixing vs Screw Speed

Quantitative

measure of

“mixing” to

compare screw

designs and

operating

conditions

Page 12: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Polymer Melting

Critical to know WHERE

polymer (API) is melting !

Where Is Polymer Melting ?

Page 13: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Polymer Melting vs Screw Speed

Melting of polymer occurs faster at higher screw speed

Exact position where polymer is

100% molten at 300 rpm

Melt temperature is 135°C when

polymer is 100% molten

Page 14: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Residence time for molten polymer

(in contact with API) is 22 seconds

Polymer Melting vs Feed Rate

Melting of polymer occurs faster at lower feed rate

Polymer begins melting very early at

very low feed rate

Page 15: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Residence Time vs Feed Rate

Mean residence time is a strong (non-linear) function of feed rate

Exact position where polymer starts

melting at low feed rate

Melting vs Barrel Temperature

Barrel heating has very little effect

on melting in twin-screw extruders

Page 16: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Product Temperature vs Barrel Temperature

Barrel temperature has small influence

on actual product temperature

Mechanical Energy vs Barrel Temperature

Lower barrel temperature and

resulting higher melt viscosity results

in higher mechanical energy input

Page 17: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Heat Transfer vs Barrel Temperature

Energy balance on HME process

reveals how much energy must be

removed through barrel cooling

system to result in lower discharge

temperature

Melt Viscosity vs Barrel Temperature

Increase in melt viscosity as a result of

barrel temperature settings below

actual melt temperature

Page 18: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Example API dissolving at 185°C –

exact location where this occurs at

2.5 kg/hr and 300 rpm

Example API dissolving at 185°C –

residence time from this point to

discharge is 6.13 seconds

Page 19: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Example API dissolving at 185°C –

because the dissolution occurs late

in the screw design, there is very

little mixing after this position

Example API dissolving at 185°C –

exact location where this occurs at

2.5 kg/hr and 450 rpm

Page 20: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Example API dissolving at 185°C –

residence time from this point to

discharge is 13.87 seconds

Example API dissolving at 185°C –

because the dissolution occurs

earlier in the screw design, there is

sufficient mixing after this position

Page 21: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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41

1D process simulation for HME applications is

commercially available and provides a cost-effective

tool to probe inside the extruder

Obtain data not otherwise available

Scale-up, process optimization

Eliminates „black box‟ concept

Quality by Design product/process development

Computer simulation can be used to model both solid

solution, solid dispersion and controlled release oral

solid dosage forms

Summary

42

Raw materials characterization for polymer/API remains a

challenge for any simulation/modeling technique

Multiple rheological models needed to simulate the

plasticizing effect of API‟s after polymer is molten

Requires polymer testing capabilities and expertise

Validation of simulation results requires resources and

commitment…

Summary - continued

Page 22: Understanding Melt Extrusion Processes by Simulation · 1 Understanding Melt Extrusion Processes by Simulation Presented by Adam Dreiblatt Director, Process Technology Evonik Industries

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Questions ?

44

Thank You !