UNC School of Medicine Basic Science Faculty Compensation Plan Proposal: Linking Performance with Resources and Rewards Robert N. Golden, M.D. Vice Dean,

UNC School of Medicine Basic Science Faculty Compensation Plan Proposal:Linking Performance with Resources and Rewards

Robert N. Golden, M.D. Vice Dean, UNC School of Medicine

Linking Performance with Resources and RewardsWhy do we need a compensation plan for the SOM basic science faculty?Brief background re: the nature of academic medical centers/schools of medicineGoals for the planSummary of the proposed planProcessEssential featuresExample

What are the missions of the UNC School of Medicine?Three essential missions:Clinical CareTeaching ResearchWoven into all missions: ServiceIdeally, these 3 missions are synergistic; however, there is a potential for competition among them for scarce resources

The School of Medicine (SOM) is one of a dozen schools that comprise UNC-CHIn FY04 SOM represented:33% of UNC-CH workforceOver 1300 faculty3300 Permanent employees (including faculty)2000 Temporary employees42% of UNC-CH operating expenditures53% of UNC-CH Sponsored Program Awards56% of UNC-CH indirects earned

Large educational and training programs:~640 medical students~320 AHS students~500 graduate students >650 residents

SOM$642m operating expenditures3,308 employees

HCS$1.1b operating expenditures9,000 employees

UNC Hospitals$586m expenditures5,100 employees(5,600 w/residents)Rex$327m expenditures3,600 employeesP&A$205m expenditures300 staff employees

AHEC$44.9m operating expenditures18 employeesMedical AirEst. $1.5m operating expenditures13 employeesSOM is also part of the UNC Health Care Enterprisea $1.8b entity w/ 12,363 employees**$1.8b double counts P&A expenditures as variations of their financials are included in both SOM and HCS reportsMedical Foundation24 employees$1.82m Exp; $10.3 awards

One Challenge:Third Party Payment for Physician Services

If charges posted in FY 2004 had the same payer mix and collection rates as were seen in FY 1998 (a six year span), receipts would have been 23% higher resulting in an additional $31.1M of revenue.

Chart2

70339521.39273383136.94200514167.498044598.47

70729894.77172448826.6138903003.0982156674.18

624608021173571369023610249945960

48300000744000005680000027000000

*Reporting Change- Effective 10/1/03, Intrah Health became a 501c3. FY03 included $21m of Intrah expenditures (primarily C&G); FY04 only includes $8m from Intah. Annual totals are, therefore, not fully comparable. If Intrah's 12 month expenditures had been included in FY04, total expenditures would have been more then $655m.

13%

28%

23%

36%

20%

37%

28%

16%

15%

37%

30%

18%

15%

31%

43%

11%

$207m

$320m

$464m

$642m

Faculty# 766

Faculty# 925

Faculty# 1,076

Faculty# 1,372

STATE APPROPRIATIONS

CONTRACTS & GRANTS

P&A Funds

OTHER (F&A, Trusts, Receipts)

Expenditures (Millions)

School of Medicine Five and Ten Year ComparisonsExpenditures By Fund Source(Excluding AHEC)

School and Areas

STATE APPROPRIATIONSSTATE RECEIPT SUPPORTEDOVERHEADCONTRACTS & GRANTSTRUSTS/OTHERP&A FundsTOTALSTATE APPROPRIATIONSSTATE RECEIPT SUPPORTEDOVERHEADCONTRACTS & GRANTSTRUSTS/OTHERP&A FundsTOTALSTATE APPROPRIATIONSCONTRACTS & GRANTSP&A FundsOTHER (F&A, Trusts, Receipts)TOTALSTATE APPROPRIATIONSCONTRACTS & GRANTSP&A FundsOTHER (F&A, Trusts, Receipts)TOTAL

Verified200470,339,521.396,928,754.6320,550,648.60273,383,136.9470,565,195.24200,514,167.40642,281,424.2011%1%3%43%11%31%100%200470,339,521273,383,137200,514,16798,044,598642,281,424

Verified200371,006,375.995,881,207.3721,644,975.45264,703,299.5771,188,471.72190,808,521.24625,232,851.3411%1%3%42%11%31%100%200371,006,376264,703,300190,808,52198,714,655625,232,851200470,339,521273,383,137200,514,16798,044,598642,281,424

Verified200272,263,384.995,323,900.1722,320,280.69225,241,489.3669,087,600.65177,173,407.68571,410,063.5413%1%4%39%12%31%100%200272,263,385225,241,489177,173,40896,731,782571,410,064200070,729,895172,448,827138,903,00382,156,674464,238,399

Verified200176,617,561.024,852,875.3215,974,023.72204,659,806.5572,838,827.30161,459,533.88536,402,627.7914%1%3%38%14%30%100%200176,617,561204,659,807161,459,53493,665,726536,402,628199562,460,802117,357,13690,236,10249,945,960320,000,000

Verified200070,729,894.774,459,183.0012,536,259.09172,448,826.6065,161,232.09138,903,003.09464,238,398.6415%1%3%37%14%30%100%200070,729,895172,448,827138,903,00382,156,674464,238,399199048,300,00074,400,00056,800,00027,000,000206,500,000

Verified199967,607,052.334,139,289.8811,079,433.30158,184,401.7758,925,491.06127,854,853.89427,790,522.2316%1%3%37%14%30%100%199967,607,052158,184,402127,854,85474,144,214427,790,522

Verified199866,607,636.943,790,162.439,810,956.42138,527,579.5453,741,323.62114,061,532.54386,539,191.4917%1%3%36%14%30%100%199866,607,637138,527,580114,061,53367,342,442386,539,191200411%43%31%15%100%

Not Verified199765,265,253.00128,444,503.00108,219,408.00359,419,515.0018%36%30%84%199765,265,253128,444,503108,219,40857,490,351359,419,515200015%37%30%18%100%

Not Verified199663,998,681.003,365,582.409,490,104.00121,140,725.0037,694,522.88100,859,092.00336,558,240.0019%1%3%36%11%30%100%199663,998,681121,140,725100,859,09250,559,742336,558,240199520%37%28%16%100%

Not Verified199562,460,802.003,100,000.008,339,203.00117,357,136.0038,506,757.0090,236,102.00320,000,000.0020%1%3%37%11%28%99%199562,460,802117,357,13690,236,10249,945,960320,000,000199023%36%28%13%100%

Not Verified199153,300,000.002,382,000.004,764,000.0085,200,000.0023,820,000.0067,600,000.00238,200,000.0022%1%2%36%10%28%100%199153,300,00085,200,00067,600,00032,100,000238,200,000

Not Verified199048,300,000.0074,400,000.0056,800,000.00206,500,000.0023%36%28%87%199048,300,00074,400,00056,800,00027,000,000206,500,000

Not Verified198330,888,500.0032,529,000.0026,976,500.00101,895,500.0030%32%11%26%100%198330,888,50032,529,00026,976,50011,501,500101,895,500

Not Verified197837,038,524.0020,248,962.0075,704,222.0049%197837,038,52420,248,9620.018,416,73675,704,222

Five Year Summary - Basic Sciences

STATE APPROPRIATIONSSTATE RECEIPT SUPPORTEDOVERHEADCONTRACTS & GRANTSTRUSTS/OTHER (Paymaster, Recharge,HC)UNC P&ATOTALSTATE APPROPRIATIONSSTATE RECEIPT SUPPORTEDOVERHEADCONTRACTS & GRANTSTRUSTS/OTHER (Paymaster, Recharge,HC)UNC P&ATOTAL

Verified200412,456,284.900.03,833,204.5148,896,109.442,162,199.820.067,347,798.6718%0%6%73%3%0%100%

Verified200312,997,791.440.03,497,661.5845,611,884.332,143,445.950.064,250,783.3020%0%5%71%3%0%100%

Verified200212,258,832.960.03,448,933.6036,809,297.001,726,250.690.054,243,314.2523%0%6%68%3%0%100%

Five Year Summary - Clinical Sciences

STATE APPROPRIATIONSSTATE RECEIPT SUPPORTEDOVERHEADCONTRACTS & GRANTSTRUSTS/OTHER (Paymaster, Recharge,HC)UNC P&ATOTAL

Verified200435,094,602.6642,791.852,437,436.7093,427,739.2241,926,519.22186,181,959.66359,111,049.3110%0%1%26%12%52%100%

Verified200336,402,973.5336,177.733,167,046.7892,644,749.0142,346,106.42176,124,618.80350,721,672.2710%0%1%26%12%50%100%

Verified200235,717,676.364,582,090.6882,957,984.6740,282,105.74162,043,868.55325,583,726.0011%0%1%25%12%50%100%

Five Year Summary - Centers/Programs


Verified20048,348,741.990.04,976,079.30119,930,784.4312,429,998.310.0145,685,604.036%0%3%82%9%0%100%

Verified20036,513,737.690.04,017,290.70103,396,760.9210,746,193.37124,673,982.685%0%3%83%9%0%100%

Verified20027492459.634,390,313.8383,426,905.9610,189,298.260.0105,498,977.687%0%4%79%10%0%100%

ClinicalBasic ScienceCenters/Programs/ CurriculaOther (DO, DLAM, Intrah, Teach)TotalClinicalBasic ScienceCenters/Programs/ CurriculaOther (DO, DLAM, Intrah, Teach)Total

Verified2004359,111,04967,347,799145,685,60470,136,972642,281,42456%10%23%11%100%

Verified2003350,721,67264,250,783124,673,98385,586,413625,232,85156%10%20%14%100%

Verified2002325,583,72654,243,314105,498,97886,084,046571,410,06457%9%18%15%100%

ClinicalBasicsCentersOther

School and Areas

0

0

0

0

0

0

0

$71m

$72m

$77m

$71m

$68m

$67m

$70m


School of Medicine State Appropriations As % of Expenditures Seven Year Trend 1998-2004(Excluding AHEC)

000000

000000

000000

000000

000000

000000

000000



STATE RECEIPT SUPPORTED

OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds

School of Medicine Seven Year Trend 1998-2004Expenditures By Fund Source(Excluding AHEC)

000

000

000

000

000

000

000

*Receipt Supported revenues not incluced*Reporting Change- Eff 10/1/03, Intrah Health became a 501c3. FY03 included $21m of Intrah expenditures (primarily C&G); FY04 only includes $8m from Intah. Annual totals are, therefore, not fully comparable. If Intrah's 12 month expenditures had been included in FY04, total expenditures would have been more then $655m.


CONTRACTS & GRANTS

P&A Funds

School of Medicine Seven Year Trend 1998-2004State vs Contract & Grant vs P&A Funding(Excluding AHEC)

0

0

0

0

0

0

$273.4m

$70.3m

$200.5m

$70.6m

$20.5m

Total: $642.3m

$77m

UNC School of Medicine 2003-2004 Expenditures By Funding Source(Excluding AHEC)

0

0

0

0

$359m

$146mm

$70m

$67mm

Total: $642m

UNC School of Medicine 2003-2004 Expenditures By Area(Excluding AHEC)

Other (DO, DLAM, Teach, Intrah thru 9/0311%

000

000

000

000


56%

57%

56%

10%

10%

9%

23%

20%

11%

14%

15%

18%

2002

2003

2004

Clinicals= 19 depts Basics=7 depts Centers=20 depts Other=DO, DLAM, Teachh, Intrah*

SOM Expenditures (in millions) By AreaFY02 vs FY03 vs FY04

0

0

0

0

0

0

$35m

$42m

$186m

$93m

Total: $359m; 19 depts

UNC School of Medicine 2003-2004 Expenditures By Clinicals(Excluding AHEC)

0

0

0

0

0

0

$13m

$2m

$4m

$45m

Total: $67m (7 depts)

UNC School of Medicine 2003-2004 Expenditures By Basic Science(Excluding AHEC)

0

0

0

0

0

0

$8m

$12m

$5m

$120m


UNC School of Medicine 2003-2004 Expenditures By Centers/Programs(Excluding AHEC)

000000

000000

000000

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds

School of Medicine Three Year Trend FY02-FY04Basic Sciences By Fund Source(Excluding AHEC)

0000

0000

0000

0000


13%

28%

23%

36%

20%

37%

28%

16%

15%

37%

30%

18%

15%

31%

43%

11%

207m

320m

464m

642m


CONTRACTS & GRANTS

P&A Funds




000000

000000

000000

$70m

$71m

$63m

$48m


School of Medicine State Appropriations As % of Expenditures 1990 Versus 2004(Excluding AHEC)

0

0

0

0

0

0

0

0

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds

School of Medicine Three Year Trend FY02-FY04Clinicals By Fund Source(Excluding AHEC)

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds

School of Medicine Three Year Trend FY02-FY04Centers/Programs By Fund Source(Excluding AHEC)

*Change in Reporting Structure- Effective 10/1/03, Intrah Health became a 501c3. FY03 totals included $21m of Intrah expenditures (primarily C&G); FY04 only includes $8m from Intah. Annual expenditures are, therefore, not fully comparable.If Intrah's 12 month expenditures had been included in SOM in FY04, total expenditures would havebeen more then $655m.

Faculty# 766Faculty# 925Faculty# 1,076Faculty# 1,372

Chart4

0.1095151109

0.1523568386

0.1951900062

0.2338983051



School and Areas


Verified200470,339,521.396,928,754.6320,550,648.60273,383,136.9470,565,195.24200,514,167.40642,281,424.2011%1%3%43%11%31%100%200470,339,521273,383,137200,514,16798,044,598642,281,424

Verified200371,006,375.995,881,207.3721,644,975.45264,703,299.5771,188,471.72190,808,521.24625,232,851.3411%1%3%42%11%31%100%200371,006,376264,703,300190,808,52198,714,655625,232,851200470,339,521273,383,137200,514,16798,044,598642,281,424

Verified200272,263,384.995,323,900.1722,320,280.69225,241,489.3669,087,600.65177,173,407.68571,410,063.5413%1%4%39%12%31%100%200272,263,385225,241,489177,173,40896,731,782571,410,064200070,729,895172,448,827138,903,00382,156,674464,238,399

Verified200176,617,561.024,852,875.3215,974,023.72204,659,806.5572,838,827.30161,459,533.88536,402,627.7914%1%3%38%14%30%100%200176,617,561204,659,807161,459,53493,665,726536,402,628199562,460,802117,357,13690,236,10249,945,960320,000,000

Verified200070,729,894.774,459,183.0012,536,259.09172,448,826.6065,161,232.09138,903,003.09464,238,398.6415%1%3%37%14%30%100%200070,729,895172,448,827138,903,00382,156,674464,238,399199048,300,00074,400,00056,800,00027,000,000206,500,000

Verified199967,607,052.334,139,289.8811,079,433.30158,184,401.7758,925,491.06127,854,853.89427,790,522.2316%1%3%37%14%30%100%199967,607,052158,184,402127,854,85474,144,214427,790,522

Verified199866,607,636.943,790,162.439,810,956.42138,527,579.5453,741,323.62114,061,532.54386,539,191.4917%1%3%36%14%30%100%199866,607,637138,527,580114,061,53367,342,442386,539,191200411%43%31%15%100%

Not Verified199765,265,253.00128,444,503.00108,219,408.00359,419,515.0018%36%30%84%199765,265,253128,444,503108,219,40857,490,351359,419,515200015%37%30%18%100%

Not Verified199663,998,681.003,365,582.409,490,104.00121,140,725.0037,694,522.88100,859,092.00336,558,240.0019%1%3%36%11%30%100%199663,998,681121,140,725100,859,09250,559,742336,558,240199520%37%28%16%100%

Not Verified199562,460,802.003,100,000.008,339,203.00117,357,136.0038,506,757.0090,236,102.00320,000,000.0020%1%3%37%11%28%99%199562,460,802117,357,13690,236,10249,945,960320,000,000199023%36%28%13%100%

Not Verified199153,300,000.002,382,000.004,764,000.0085,200,000.0023,820,000.0067,600,000.00238,200,000.0022%1%2%36%10%28%100%199153,300,00085,200,00067,600,00032,100,000238,200,000

Not Verified199048,300,000.0074,400,000.0056,800,000.00206,500,000.0023%36%28%87%199048,300,00074,400,00056,800,00027,000,000206,500,000

Not Verified198330,888,500.0032,529,000.0026,976,500.00101,895,500.0030%32%11%26%100%198330,888,50032,529,00026,976,50011,501,500101,895,500

Not Verified197837,038,524.0020,248,962.0075,704,222.0049%197837,038,52420,248,9620.018,416,73675,704,222



Verified200412,456,284.900.03,833,204.5148,896,109.442,162,199.820.067,347,798.6718%0%6%73%3%0%100%

Verified200312,997,791.440.03,497,661.5845,611,884.332,143,445.950.064,250,783.3020%0%5%71%3%0%100%

Verified200212,258,832.960.03,448,933.6036,809,297.001,726,250.690.054,243,314.2523%0%6%68%3%0%100%



Verified200435,094,602.6642,791.852,437,436.7093,427,739.2241,926,519.22186,181,959.66359,111,049.3110%0%1%26%12%52%100%

Verified200336,402,973.5336,177.733,167,046.7892,644,749.0142,346,106.42176,124,618.80350,721,672.2710%0%1%26%12%50%100%

Verified200235,717,676.364,582,090.6882,957,984.6740,282,105.74162,043,868.55325,583,726.0011%0%1%25%12%50%100%



Verified20048,348,741.990.04,976,079.30119,930,784.4312,429,998.310.0145,685,604.036%0%3%82%9%0%100%

Verified20036,513,737.690.04,017,290.70103,396,760.9210,746,193.37124,673,982.685%0%3%83%9%0%100%

Verified20027492459.634,390,313.8383,426,905.9610,189,298.260.0105,498,977.687%0%4%79%10%0%100%


Verified2004359,111,04967,347,799145,685,60470,136,972642,281,42456%10%23%11%100%

Verified2003350,721,67264,250,783124,673,98385,586,413625,232,85156%10%20%14%100%

Verified2002325,583,72654,243,314105,498,97886,084,046571,410,06457%9%18%15%100%


School and Areas

0

0

0

0

0

0

0

$71m

$72m

$77m

$71m

$68m

$67m

$70m



000000

000000

000000

000000

000000

000000

000000




OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds


000

000

000

000

000

000

000



CONTRACTS & GRANTS

P&A Funds


0

0

0

0

0

0

$273.4m

$70.3m

$200.5m

$70.6m

$20.5m

Total: $642.3m

$77m


0

0

0

0

$359m

$146mm

$70m

$67mm

Total: $642m



000

000

000

000


56%

57%

56%

10%

10%

9%

23%

20%

11%

14%

15%

18%

2002

2003

2004



0

0

0

0

0

0

$35m

$42m

$186m

$93m



0

0

0

0

0

0

$13m

$2m

$4m

$45m



0

0

0

0

0

0

$8m

$12m

$5m

$120m



000000

000000

000000

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds


0000

0000

0000

0000


13%

28%

23%

36%

20%

37%

28%

16%

15%

37%

30%

18%

15%

31%

43%

11%

207m

320m

464m

642m


CONTRACTS & GRANTS

P&A Funds




000000

000000

000000

$70m

$71m

$63m

$48m



0

0

0

0

0

0

0

0

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds


0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds



Source: SOM Finance and Business Operations OfficeSchool of Medicine Faculty Salaries Analysis By Year Shift in Funding Source For Salaries

33%

31%

30%

29%

27%

7%

40%

20%

7%

41%

21%

7%

41%

22%

8%

40%

23%

9%

38%

25%

0%

0%

0%

0%

1%

26%

9%

36%

28%

0%

25%

8%

38%

29%

0%

Chart10

0.184954596100.05691655240.72602387020.03210498130

0.202297789600.05443764890.70990394180.03336061970

0.22599712300.06358264880.6785960170.03182421120

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds

School of Medicine Three Year Trend FY02-FY04Basic Science Departments By Fund Source(Excluding AHEC)

School and Areas


Verified200470,339,521.396,928,754.6320,550,648.60273,383,136.9470,565,195.24200,514,167.40642,281,424.2011%1%3%43%11%31%100%200470,339,521273,383,137200,514,16798,044,598642,281,424

Verified200371,006,375.995,881,207.3721,644,975.45264,703,299.5771,188,471.72190,808,521.24625,232,851.3411%1%3%42%11%31%100%200371,006,376264,703,300190,808,52198,714,655625,232,851200470,339,521273,383,137200,514,16798,044,598642,281,424

Verified200272,263,384.995,323,900.1722,320,280.69225,241,489.3669,087,600.65177,173,407.68571,410,063.5413%1%4%39%12%31%100%200272,263,385225,241,489177,173,40896,731,782571,410,064200070,729,895172,448,827138,903,00382,156,674464,238,399

Verified200176,617,561.024,852,875.3215,974,023.72204,659,806.5572,838,827.30161,459,533.88536,402,627.7914%1%3%38%14%30%100%200176,617,561204,659,807161,459,53493,665,726536,402,628199562,460,802117,357,13690,236,10249,945,960320,000,000

Verified200070,729,894.774,459,183.0012,536,259.09172,448,826.6065,161,232.09138,903,003.09464,238,398.6415%1%3%37%14%30%100%200070,729,895172,448,827138,903,00382,156,674464,238,399199048,300,00074,400,00056,800,00027,000,000206,500,000

Verified199967,607,052.334,139,289.8811,079,433.30158,184,401.7758,925,491.06127,854,853.89427,790,522.2316%1%3%37%14%30%100%199967,607,052158,184,402127,854,85474,144,214427,790,522

Verified199866,607,636.943,790,162.439,810,956.42138,527,579.5453,741,323.62114,061,532.54386,539,191.4917%1%3%36%14%30%100%199866,607,637138,527,580114,061,53367,342,442386,539,191200411%43%31%15%100%

Not Verified199765,265,253.00128,444,503.00108,219,408.00359,419,515.0018%36%30%84%199765,265,253128,444,503108,219,40857,490,351359,419,515200015%37%30%18%100%

Not Verified199663,998,681.003,365,582.409,490,104.00121,140,725.0037,694,522.88100,859,092.00336,558,240.0019%1%3%36%11%30%100%199663,998,681121,140,725100,859,09250,559,742336,558,240199520%37%28%16%100%

Not Verified199562,460,802.003,100,000.008,339,203.00117,357,136.0038,506,757.0090,236,102.00320,000,000.0020%1%3%37%11%28%99%199562,460,802117,357,13690,236,10249,945,960320,000,000199023%36%28%13%100%

Not Verified199153,300,000.002,382,000.004,764,000.0085,200,000.0023,820,000.0067,600,000.00238,200,000.0022%1%2%36%10%28%100%199153,300,00085,200,00067,600,00032,100,000238,200,000

Not Verified199048,300,000.0074,400,000.0056,800,000.00206,500,000.0023%36%28%87%199048,300,00074,400,00056,800,00027,000,000206,500,000

Not Verified198330,888,500.0032,529,000.0026,976,500.00101,895,500.0030%32%11%26%100%198330,888,50032,529,00026,976,50011,501,500101,895,500

Not Verified197837,038,524.0020,248,962.0075,704,222.0049%197837,038,52420,248,9620.018,416,73675,704,222



Verified200412,456,284.900.03,833,204.5148,896,109.442,162,199.820.067,347,798.6718%0%6%73%3%0%100%

Verified200312,997,791.440.03,497,661.5845,611,884.332,143,445.950.064,250,783.3020%0%5%71%3%0%100%

Verified200212,258,832.960.03,448,933.6036,809,297.001,726,250.690.054,243,314.2523%0%6%68%3%0%100%



Verified200435,094,602.6642,791.852,437,436.7093,427,739.2241,926,519.22186,181,959.66359,111,049.3110%0%1%26%12%52%100%

Verified200336,402,973.5336,177.733,167,046.7892,644,749.0142,346,106.42176,124,618.80350,721,672.2710%0%1%26%12%50%100%

Verified200235,717,676.364,582,090.6882,957,984.6740,282,105.74162,043,868.55325,583,726.0011%0%1%25%12%50%100%



Verified20048,348,741.990.04,976,079.30119,930,784.4312,429,998.310.0145,685,604.036%0%3%82%9%0%100%

Verified20036,513,737.690.04,017,290.70103,396,760.9210,746,193.37124,673,982.685%0%3%83%9%0%100%

Verified20027492459.634,390,313.8383,426,905.9610,189,298.260.0105,498,977.687%0%4%79%10%0%100%


Verified2004359,111,04967,347,799145,685,60470,136,972642,281,42456%10%23%11%100%

Verified2003350,721,67264,250,783124,673,98385,586,413625,232,85156%10%20%14%100%

Verified2002325,583,72654,243,314105,498,97886,084,046571,410,06457%9%18%15%100%


School and Areas

0

0

0

0

0

0

0

$71m

$72m

$77m

$71m

$68m

$67m

$70m



000000

000000

000000

000000

000000

000000

000000




OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds


000

000

000

000

000

000

000



CONTRACTS & GRANTS

P&A Funds


0

0

0

0

0

0

$273.4m

$70.3m

$200.5m

$70.6m

$20.5m

Total: $642.3m

$77m


0

0

0

0

$359m

$146mm

$70m

$67mm

Total: $642m



000

000

000

000


56%

57%

56%

10%

10%

9%

23%

20%

11%

14%

15%

18%

2002

2003

2004



0

0

0

0

0

0

$35m

$42m

$186m

$93m



0

0

0

0

0

0

$13m

$2m

$4m

$45m



0

0

0

0

0

0

$8m

$12m

$5m

$120m



000000

000000

000000

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds


0000

0000

0000

0000


13%

28%

23%

36%

20%

37%

28%

16%

15%

37%

30%

18%

15%

31%

43%

11%

207m

320m

464m

642m


CONTRACTS & GRANTS

P&A Funds




000000

000000

000000

$70m

$71m

$63m

$48m



0

0

0

0

0

0

0

0

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds


0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds



Chart12

0.057306568100.0341562870.82321644080.08532070410

0.052246166800.0322223660.82933711350.08619435380

0.071019262900.04161475240.79078402270.09658196210

$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds


School and Areas


Verified200470,339,521.396,928,754.6320,550,648.60273,383,136.9470,565,195.24200,514,167.40642,281,424.2011%1%3%43%11%31%100%200470,339,521273,383,137200,514,16798,044,598642,281,424

Verified200371,006,375.995,881,207.3721,644,975.45264,703,299.5771,188,471.72190,808,521.24625,232,851.3411%1%3%42%11%31%100%200371,006,376264,703,300190,808,52198,714,655625,232,851200470,339,521273,383,137200,514,16798,044,598642,281,424

Verified200272,263,384.995,323,900.1722,320,280.69225,241,489.3669,087,600.65177,173,407.68571,410,063.5413%1%4%39%12%31%100%200272,263,385225,241,489177,173,40896,731,782571,410,064200070,729,895172,448,827138,903,00382,156,674464,238,399

Verified200176,617,561.024,852,875.3215,974,023.72204,659,806.5572,838,827.30161,459,533.88536,402,627.7914%1%3%38%14%30%100%200176,617,561204,659,807161,459,53493,665,726536,402,628199562,460,802117,357,13690,236,10249,945,960320,000,000

Verified200070,729,894.774,459,183.0012,536,259.09172,448,826.6065,161,232.09138,903,003.09464,238,398.6415%1%3%37%14%30%100%200070,729,895172,448,827138,903,00382,156,674464,238,399199048,300,00074,400,00056,800,00027,000,000206,500,000

Verified199967,607,052.334,139,289.8811,079,433.30158,184,401.7758,925,491.06127,854,853.89427,790,522.2316%1%3%37%14%30%100%199967,607,052158,184,402127,854,85474,144,214427,790,522

Verified199866,607,636.943,790,162.439,810,956.42138,527,579.5453,741,323.62114,061,532.54386,539,191.4917%1%3%36%14%30%100%199866,607,637138,527,580114,061,53367,342,442386,539,191200411%43%31%15%100%

Not Verified199765,265,253.00128,444,503.00108,219,408.00359,419,515.0018%36%30%84%199765,265,253128,444,503108,219,40857,490,351359,419,515200015%37%30%18%100%

Not Verified199663,998,681.003,365,582.409,490,104.00121,140,725.0037,694,522.88100,859,092.00336,558,240.0019%1%3%36%11%30%100%199663,998,681121,140,725100,859,09250,559,742336,558,240199520%37%28%16%100%

Not Verified199562,460,802.003,100,000.008,339,203.00117,357,136.0038,506,757.0090,236,102.00320,000,000.0020%1%3%37%11%28%99%199562,460,802117,357,13690,236,10249,945,960320,000,000199023%36%28%13%100%

Not Verified199153,300,000.002,382,000.004,764,000.0085,200,000.0023,820,000.0067,600,000.00238,200,000.0022%1%2%36%10%28%100%199153,300,00085,200,00067,600,00032,100,000238,200,000

Not Verified199048,300,000.0074,400,000.0056,800,000.00206,500,000.0023%36%28%87%199048,300,00074,400,00056,800,00027,000,000206,500,000

Not Verified198330,888,500.0032,529,000.0026,976,500.00101,895,500.0030%32%11%26%100%198330,888,50032,529,00026,976,50011,501,500101,895,500

Not Verified197837,038,524.0020,248,962.0075,704,222.0049%197837,038,52420,248,9620.018,416,73675,704,222



Verified200412,456,284.900.03,833,204.5148,896,109.442,162,199.820.067,347,798.6718%0%6%73%3%0%100%

Verified200312,997,791.440.03,497,661.5845,611,884.332,143,445.950.064,250,783.3020%0%5%71%3%0%100%

Verified200212,258,832.960.03,448,933.6036,809,297.001,726,250.690.054,243,314.2523%0%6%68%3%0%100%



Verified200435,094,602.6642,791.852,437,436.7093,427,739.2241,926,519.22186,181,959.66359,111,049.3110%0%1%26%12%52%100%

Verified200336,402,973.5336,177.733,167,046.7892,644,749.0142,346,106.42176,124,618.80350,721,672.2710%0%1%26%12%50%100%

Verified200235,717,676.364,582,090.6882,957,984.6740,282,105.74162,043,868.55325,583,726.0011%0%1%25%12%50%100%



Verified20048,348,741.990.04,976,079.30119,930,784.4312,429,998.310.0145,685,604.036%0%3%82%9%0%100%

Verified20036,513,737.690.04,017,290.70103,396,760.9210,746,193.37124,673,982.685%0%3%83%9%0%100%

Verified20027492459.634,390,313.8383,426,905.9610,189,298.260.0105,498,977.687%0%4%79%10%0%100%


Verified2004359,111,04967,347,799145,685,60470,136,972642,281,42456%10%23%11%100%

Verified2003350,721,67264,250,783124,673,98385,586,413625,232,85156%10%20%14%100%

Verified2002325,583,72654,243,314105,498,97886,084,046571,410,06457%9%18%15%100%


School and Areas

$71m

$72m

$77m

$71m

$68m

$67m

$70m






OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds




CONTRACTS & GRANTS

P&A Funds


$273.4m

$70.3m

$200.5m

$70.6m

$20.5m

Total: $642.3m

$77m


$359m

$146mm

$70m

$67mm

Total: $642m




56%

57%

56%

10%

10%

9%

23%

20%

11%

14%

15%

18%

2002

2003

2004



$35m

$42m

$186m

$93m



$13m

$2m

$4m

$45m



$8m

$12m

$5m

$120m



$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds



13%

28%

23%

36%

20%

37%

28%

16%

15%

37%

30%

18%

15%

31%

43%

11%

207m

320m

464m

642m


CONTRACTS & GRANTS

P&A Funds




$70m

$71m

$63m

$48m



$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds


$13m

$12.2m

$12.2m



OVERHEAD

CONTRACTS & GRANTS

TRUSTS/OTHER

P&A Funds



SOM is highly dependent on grant funds(> 43% of budget). What impact will the flattening of the NIH budget have?NIH Grant SupportUNC School of Medicine1970-present

Chart2

5766000

7393000

8061000

7813000

10833000

12014000

14957000

12737000

16917000

20071000

22848000

25420000

26373000

26384000

31355000

37864000

43705000

52406000

59060000

62815000

64887000

71205000

82567000

85032000

90361000

100125000

103876000

102268000

107998000

131692000

149473000

170500000

190500000

199091797

212868565

Year

Dollars

Chart1

Sheet1

1970$5,766,000

1971$7,393,000

1972$8,061,000

1973$7,813,000

1974$10,833,000

1975$12,014,000

1976$14,957,000

1977$12,737,000

1978$16,917,000

1979$20,071,000

1980$22,848,000

1981$25,420,000

1982$26,373,000

1983$26,384,000

1984$31,355,000

1985$37,864,000

1986$43,705,000

1987$52,406,000

1988$59,060,000

1989$62,815,000

1990$64,887,000

1991$71,205,000

1992$82,567,000

1993$85,032,000

1994$90,361,000

1995$100,125,000

1996$103,876,000

1997$102,268,000

1998$107,998,000

1999$131,692,000

2000$149,473,000

2001170,500,000

2002190,500,000

2003$199,091,797

2004$212,868,565.00

Sheet1

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Year

Dollars

NIH Support to UNC-Chapel Hill

Sheet2

Sheet3

Basic Science Faculty Compensation Plan: GoalsTo provide incentives and rewards for outstanding performance in teaching, research, and serviceTo provide a greater measure of fiscal security for each departmentTo create a meritocracy via a reward system that is similar in philosophy and approach to the current Clinical Faculty Compensation Plan

Basic Science Faculty Compensation Plan: ProcessIntention to develop such a plan was announced at a SOM Faculty MeetingAd Hoc committee formedFirst draft presented at Deans Advisory CommitteeRevised drafts presented at several town meetings, department chair meetings, and a SOM Faculty Meeting, and several department meetings. Input also sought from the Provosts Office and the Presidents Office.

Essential Features of the PlanApplies to tenure-track faculty in basic science departments* (approximately 140 current faculty)Current tenured faculty can elect to participate (or not) in the plan at its inceptionAll new faculty and non-tenured tenure track faculty will be automatically enrolledCurrent faculty who initially opt out can enroll later only with the approval of their chairSeveral procedures will be in place to review any grievances or complaints

Essential Features of the PlanSalary consists of two components:A. Academic Base Salary (with a floor set by rank)B. Variable ComponentFor existing faculty, their current salary will become their academic base salary, unless otherwise negotiated with the chair.For new faculty, the academic base will be determined at the time of recruitment.

Essential Features of the PlanThe aggregate academic base salaries for each department can never increase more than the increase in state funds for a given year.Each department will develop specific details for their compensation plan, which will be shared with the faculty and on file in the Deans Office. Plans will be reviewed at least every two years.Individual variable components can be adjusted up or down each year, based on productivity and achievement. The total salary for a faculty member cannot be reduced by more than 15% in any given year.

EXAMPLE: (DEPARTMENT GOAL = 50% GRANT SUPPORT)

FACULTY ACADEMIC BASE SALARY $100KGRANT SUPPORT (40% of 100K)$ 40KDEPARTMENTAL SUPPORT (60% of 100K)$ 60K

GRANT SUPPORT INCREASES TO 60% :VARIABLE COMPONENT: $ 10KTOTAL COMPENSATION:$110KGRANT SUPPORT (60% of $110K)$ 66KDEPARTMENTAL SUPPORT (40% OF $110K)$ 44KDEPARTMENTAL FUNDS OFF LOAD$ 16K

A good plan, well implemented, is better than a great plan that is poorly implemented.

In addition to understanding the budget outlook at the state level, when more then 42% of your operational funds comes from C&G, it is vital that you review the federal forecast as well.

Given that the doubling of the NIH budget has come to an end, and that their budget for the upcoming year is estimated to increase ~2% only, we have to ask ourselves- can we continue this trend??

Documents

UNC School of Medicine Basic Science Faculty Compensation Plan Proposal: Linking Performance with Resources and Rewards Robert N. Golden, M.D. Vice Dean,