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UN Security Phase/Plan PAHO RRT October 2009
Security PhasesSecurity Phases
1 - Precautionary
2 - Restricted Movement
3 - Relocation
4 – Emergency Operations
5 - Evacuation
1 - Precautionary
2 - Restricted Movement
3 - Relocation
4 – Emergency Operations
5 - Evacuation
UN Security Phase/Plan PAHO RRT October 2009
Phase 1 Precautionary Phase 1 Precautionary
Declared when normal security conditions are disrupted
Increased staff security awareness required
DO implements in consultation with SMT
Advise UNDSS upon declaration
DO/SMT can go to No Phase or to Phase 2
DO approves all missions
Declared when normal security conditions are disrupted
Increased staff security awareness required
DO implements in consultation with SMT
Advise UNDSS upon declaration
DO/SMT can go to No Phase or to Phase 2
DO approves all missions
UN Security Phase/Plan PAHO RRT October 2009
Phase 2 Restricted Movement Phase 2 Restricted Movement
Higher level of alert required
SMT can employ
Only critical staff at office
Children stay home from school
DO implements in consultation with SMT
Advise UNDSS upon declaring
DO approves all missions
DO can downgrade
Higher level of alert required
SMT can employ
Only critical staff at office
Children stay home from school
DO implements in consultation with SMT
Advise UNDSS upon declaring
DO approves all missions
DO can downgrade
UN Security Phase/Plan PAHO RRT October 2009
Phase 3 Relocation Phase 3 Relocation
Security situation worsens
Security of staff/dependants not assured
DO/SMT must recommend relocation, via UNDSS, to Secretary-General for approval
If approved - dependants & non-essential staff relocated
DO approves all missions
Security situation worsens
Security of staff/dependants not assured
DO/SMT must recommend relocation, via UNDSS, to Secretary-General for approval
If approved - dependants & non-essential staff relocated
DO approves all missions
UN Security Phase/Plan PAHO RRT October 2009
Phase 4 Programme Suspension Phase 4 Programme Suspension
Security situation deteriorates
All internationally-recruited staff depart- except those directly involved with:
Emergency programmes
Humanitarian operations
Security management
Establish “ceiling” on number of staff remaining keyed to evacuation means
Complete all preparations of exit plan for remaining staff
DO approves all missions
Security situation deteriorates
All internationally-recruited staff depart- except those directly involved with:
Emergency programmes
Humanitarian operations
Security management
Establish “ceiling” on number of staff remaining keyed to evacuation means
Complete all preparations of exit plan for remaining staff
DO approves all missions
UN Security Phase/Plan PAHO RRT October 2009
Phase 5 Evacuation Phase 5 Evacuation
Security situation collapses
No guarantee of safety
DO/SMT recommends, via UNDSS, to Secretary-General for approval
Continuity of operations plan implemented Begin transition to National OIC and
SLO
Relocation of National staff - DO/SMT recommends, via UNDSS, for Secretary- General approval
No missions authorized
Security situation collapses
No guarantee of safety
DO/SMT recommends, via UNDSS, to Secretary-General for approval
Continuity of operations plan implementedBegin transition to National OIC and
SLO
Relocation of National staff - DO/SMT recommends, via UNDSS, for Secretary- General approval
No missions authorized
UN Security Phase/Plan PAHO RRT October 2009
OverviewOverview
Critical security planning document
Country specific
Field Security Coordination Officer prepares
SMT -
key role in preparation
Format in Field Security Handbook
Updated annually or as changes occur
UNDSS reviews and approves
Critical security planning document
Country specific
Field Security Coordination Officer prepares
SMT -
key role in preparation
Format in Field Security Handbook
Updated annually or as changes occur
UNDSS reviews and approves
UN Security Phase/Plan PAHO RRT October 2009
Essential ComponentsEssential Components
1. Security Situation Summary
2. Responsible Security Officials
3. Safe Havens-How To Reach
Air
Road
Other
1. Security Situation Summary
2. Responsible Security Officials
3. Safe Havens-How To Reach
Air
Road
Other
UN Security Phase/Plan PAHO RRT October 2009
4. Emergency Communications
5. Coordination Center & Concentration Point(s)
6. Essential Emergency Supplies
7. Warden Zone Maps
International
National
4. Emergency Communications
5. Coordination Center & Concentration Point(s)
6. Essential Emergency Supplies
7. Warden Zone Maps
International
National
Essential ComponentsEssential Components
UN Security Phase/Plan PAHO RRT October 2009
8. Continuity Of UN Operations Plan
9. National Staff Relocation Plan
10. UN Personnel Lists
International
National
8. Continuity Of UN Operations Plan
9. National Staff Relocation Plan
10. UN Personnel Lists
International
National
Essential ComponentsEssential Components
UN Security Phase/Plan PAHO RRT October 2009
Concentration Point (s)Concentration Point (s)
A safe centrally located facility at which all Int’l (& Nat’l) staff &
dependants consolidate in time of crisis
A safe centrally located facility at which all Int’l (& Nat’l) staff &
dependants consolidate in time of crisis
UN Security Phase/Plan PAHO RRT October 2009
Concentration Point Considerations
Concentration Point Considerations
Central location
Accessible
Away from potential target - government buildings, radio station
Adequate food, water & sanitation facilities available
Medical kits available
Communications facilities
Sufficient parking
Storage space - vehicles (official & personal)
Near potential evacuation sites:
Airport/airfield
Major roads
Port
Rail station
Central location
Accessible
Away from potential target - government buildings, radio station
Adequate food, water & sanitation facilities available
Medical kits available
Communications facilities
Sufficient parking
Storage space - vehicles (official & personal)
Near potential evacuation sites:
Airport/airfield
Major roads
Port
Rail station
UN Security Phase/Plan PAHO RRT October 2009
Zone Warden SystemZone Warden System
Identified by Wardens to consolidate staff/dependants in their zone for movement to Concentration Point.
Typically is staff residence, church, school or other large facility.
Identified by Wardens to consolidate staff/dependants in their zone for movement to Concentration Point.
Typically is staff residence, church, school or other large facility.
UN Security Phase/Plan PAHO RRT October 2009
Continuity of UN OperationsContinuity of UN Operations
UN operations after Phase Five declared:
Designated local staff member becomes agency OIC
Selected agency OIC is designated as Senior Locally-Recruited Officer (SLO) - acts as DO
SLO and OICs continue operations to extent possible
UN operations after Phase Five declared:
Designated local staff member becomes agency OIC
Selected agency OIC is designated as Senior Locally-Recruited Officer (SLO) - acts as DO
SLO and OICs continue operations to extent possible
UN Security Phase/Plan PAHO RRT October 2009
Emergency CommunicationsEmergency Communications
Must Have Emergency Communications System To Link
DO, SMT & Warden Systems
Must Have Emergency Communications System To Link
DO, SMT & Warden Systems
UN Security Phase/Plan PAHO RRT October 2009
Internal Country Communications Diagram
Internal Country Communications Diagram
Barbados
Sub-office“Papa”
Sub-office“Golf”
Sub-office“Yankee”
Sub-office“Victor”
HF 5060
VHF Tx 147.50Rx 152-70
HF 0800-1800; 50601800-0800: 3450
HF 5060
HF 5060
Tel: 1234Fax:5678
UN Security Phase/Plan PAHO RRT October 2009
External Country Communications Diagram
External Country Communications Diagram
Capital
SAFEHAVENTel: 1234Fax: 5678SAT: 2468HF: 5060
UNDSS
DPKOor
DPA
TEL: 1234FAX: 5678SAT: 2468VSAT: 3-1111
TEL: 1234FAX: 5678SAT:2468VSAT: 3-1111
UN Security Phase/Plan PAHO RRT October 2009
Emergency SuppliesEmergency Supplies
Must plan for:
Food
Water
Medical
Petrol/diesel
Identify requirements at:
Office
Concentration Point (s)
Coordination Center
Must plan for:
Food
Water
Medical
Petrol/diesel
Identify requirements at:
Office
Concentration Point (s)
Coordination Center