9
A l 0 ( " l ' Rr. l0 E 1 . Peno n Rqorti{t A1. fr1 . . Nd. £in ) 2 Co or Orato 4. Tllle (Aric l e Uljdgu l dcta c tiv1 or senior stat us; 5. Rt por Te (ch edc a pprpr t e l1t) a _ Wtial __ M _Fi 3. Dau o R.pr 6 Rep o rting Ferod Jau & Dec e 8. Rep r mo ctn p. = n . opfo n wt ap c ra o. R11i e w Om cc r . ... .. :. : . . ... . l ... · . r M 2 3 M AN JS III. NON-INVESTMENT INCOME. (l•poning indiv;ual a nd rpou .. : , .. pp. 1 7·24 o / lntmrl o ,, . ) SOURCEANDTYE V: c: ) il rfl - < O) .. 0 ( J r $ FINANCIAL DISCLOSUR REPORT in GemfA of1978, FOR CENAR YR 20 He, A Sc Ut Sia District Ct - Tea 1na.tr rr} udg1s indico1fit/. o pa1-rime) _ NoL Date Un,StltDhctJdge. Ave Reo Reu b th< Eth ic• (5 U.S.CAp. fJOJ.lJ) M 10, 205 20 tgh 31, 2004 7. Cha1crsor Of Addm On te bu of Chlfon cn l t ad . tereto, ib . 60 Est Hrs Sce #301 Bsl . T 78520 i corp eLlw a lOf.T NOT: Te iurncuou .iqra1yin9 thi fnrm bfolowed 4,e>!f1 N.NE bfor ?A/p@r 'ery0u lav n0 r¢[tai–)irr1'r Ci ilii's, Si$1) on las/’( ! •· · J. POSITIONS. (lpo rinz individual o•ly: "'pp. 9·1; o/ ln110ti on1.) POSmON NA OF ORGANIATION/ENTITY JI. AGREE ENTS. (R•om indivil on "'PP · J4./6tlnllrc.) DATE PS D NONE (No rle agel 2 DATE A. Filer's Non-Invetment Inco NONE (No rle no-invtl ic} 2 3 / !: = = : U # ( ; r .. ( o- - .. - GROSS s s B. Spouse's Non-Investmnt Incom - lyou were mrried during any pon o l reporting year, pleae complete this so (dollar at nt required except for bonoraria) 0 NONE (No ra no-mvtmt i.} I 2

UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

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Page 1: UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

At> l 0 ("l'P)

Rrt. ll200C

E

1 . Penon Rq>ortin:{LattA011U.. fir11 . .. Ntdl.. £nitinl) 2. C ourt or Orsan.t:tation

4 . Tllle (Arric le Uljudgu ln dicat• activ1 o r senior status; 5. Rtpor1 Type (che:dc appr<>prU te l'1Pt) a

_ Wtial _:{__ MnUal _Final

3. Dau of R.eport

6. Reporting Feriod

Janu Decem

8. Report modUlcatlons p.e= n.}! opfuion, with applica rtpla ons.

R111iewiP.g O m ccr

. . . . . . :.: . .,. ... . llti•

... · ..

r

ME

2

3

MAND J'ERMS

III. NON-INVESTMENT INCOME. (l1•poning indiv;,Jual and rpou .. : , .. pp. 1 7 ·24 o/ lnstmrlo,,, . ) SOURCEANDTYPE

V>::z c::: )> i'Tl r'T'l

-0 < O)> ....,

0 (") JTI

rv

$

FINANCIAL DISCLOSUR REPORT in GovemfM.nl Act of1978,

FOR CALENDAR YEAR 2004

Hanen, Andrew Scon United Siates District Court - Texas

1na/i.ttr r }udg1s indico.t1fit//.or pa11-rime) _ NominJLion, Date

Uni,edStll.tCJDhtrictJudge. Active

Report Required by th< Ethic• (5 U.S.C.App. flJOJ.llJ)

May 10, 2005

2004 through31, 2004

7. Chan1bcrsor Offiu Addrm On the buif of Che lnfonnation co:n.UJ.nedln tldr and .,.,. thereto,itb,.ln.

600 East Harrison Screet. #301 Bro-,nsville. Texas 78520

in cornplknce eLllws and

l/.f,PO,fi..TA.ifr NOTES: The ilurn;cuoiu .iµxqrnpa11yin9 this fonrrmus1 befollowed. 4,,e !!P$;f1* N..PNE b,oxfor /1p rl 'rf.iere_y0u llave n0 rep¢[tabi )i!Jor.rru11J'?rf.

Ccmpleie iz.lliii_'!s, Si$1) on las/pat ! •··

J. POSITIONS. (l1•po rinz individual o•ly: "'pp. 9·1; o/ln110.ction1.) POSmON NA OF ORGANIZATION/ENTITY

JI. AGREE ENTS. (R•pomn, individual only: "'PP · J4./6t>flnllrt1ctio"'.) DATE PARTIES

D NONE (No reportable agreemenlS.)

2

DATE

A. Filer's Non-Investment Income

NONE (No repcxtable noo-investmenl incane.}

2

3

!::! = = ::0U>

(") ;: rn .-..,., (.'")o- -<

.. - GROSS

s

s

B. Spouse's Non-Investment Income - lfyou were married during any portion of lh• reporting year, please complete this sedion. (dollar amount not required except for bonoraria)

0 NONE (No repatable noo-mvestment incane.}

I

2

Page 2: UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

N of ersM Reporting H

D

t

3

4 s

5 s

s

utransportation)

panelist transportation)

(transportation) May 20-21 - Houston, Texas · Federal Court Practice 2004 speake r {h otel and transportation) June 11 • Austin , Texas - New Direaors Orientation -federal court liaison

(transportation) June 23-24 - San Antonio, Texas · An nual Meeting-federal court liaison {cransportation, hotel, and meals)

a n (transportation, t

CREDITOR

VALUE

0

FiNANCIAL DISCLOSURE REPORT Andrew Scott anen

Dai.eofRcpat

May 10, 2005

IV. REIMBURSEMENTS -· transportation, lodging, food, encenainment. (Includes thou to spouse and dependent children. See pp. 25-27 oj lnsm1ctions.)

SOURCE DESCRIPI'ION

NONE {No such. reportable reimbursements.)

Scace Bar Real Escace & Probate Section

2 State Bar Real Esta e & Probate Section

American Cooference Institute

Texas Young Lawyer Association

Texa Bar CLE

6 State Bar of Texa

7 State Bar of Texas

8 State Bar of Texas

9 State Bar of Texas

Apr. 23-24 · SouthPadre Island, Texas · REPTI.. Council Meeting (meals)

Sept. 24-25 · Lajitas, Texas - REPTL Co ncil Meeting (meals, hotel and

Feb. 2-4 • Ne'v York, New York - Employment Practices Liabilicy Insurance (meals, hotel, and

Apr. 12 ·Austin, Texas ·Federal Judges Panel for the 2004 Federal Practice Seminar

Sept. 16-17 -Galvescon, Texas· Board of Directors Meeting-federal court li iso ho el, and meals)

Nov. 12 -Austin, Texas - The New Lawyer Course panelist (transportation)

V. GIFTS. (Includes those 10 spouse and dependent children. See pp. 28-31 of Instructions.)

SOURCE

0 NONE {No such reportable gifts.)

I

2

3

4

DESCRIPTION

VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of lnsrructions.)

D NONE (No reportable liabilities.)

1 PPH Mortgage Services (f/k/a Cendant Mortgage)

2

3

4

5

DESCRIPTION

Mgt on SP!, Texas Prop. (Par Vll, Line 76)

$

$

$

$

VALUE CODE*

Page 3: UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

I · <-... ' · -· ! H • . ;' .t

.

.

-

2

J

4

s

6

7

8

9

10

II

12

13

14

IS

16

' ;_.·: ,:;

{Non:p<stableiJ>OOIDO. lnDCKdON)

Slrino:

'.t'

Interesl T Buy c

K

2/10 J

Buy 2/10

Partial Sale 7114

J

S

Buy 2/10

-Oppenbeima App.

N_a(....__ D.te. af'lk;icwt FINANCIAL DISCLOSURE REPORT Andrew Soou Hanen May 10, 2005

VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse anddependent children. See pp. 34-57 ofInstructions.)

NONE a.U. or

IRA· Accounl #I· Treasury

IRA • Accounl #2

·Alliance Growth

-AlliWloe Premier

-Janus Small Cap

Mnrslco

-Oppenheimer App.

-Oppenbeuner App.

-Oppenheimer App.

App.

-Oakmtlrk PUnd

-Del. Group

-Fidelity Adv. Div.

•ViClOI')' Dlvenificd

-Horlford Growth

A M 11110

A Dividend T

Sold A

-Na1ions

J

Partial Sale 4114 J A

J A

Partial Sale 9129 A

-Oppenheimer Partial ale 10/13 J A

J

Page 4: UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

D reportable

transactions)

1 7 9/29

18 K T

1 9

zo 2/10

21

23

24 411 4

2S )

26 9129

27 J

28

Buy J 32

'

NMlC of PetSoo lkportins D.t1eofRcponFINANCIAL DISCLOSURE REPORT Andrew Scott Hanen May 10, 2005

VD. Page 2 INVESTMENTS and TRUSTS -- income, value, transactions (includes those of spo11.1e and d'pendtnt children. Se pp. 34-57 of lnttrnct1'.on.1.)

NONE assets. or

-Hartford Growth Buy J

-IRA Acct. #3 A Dividend

·Alliance Gro1,1,1h

-Alliance Premier Sale J A

-Janus Small Cap

22 -Nations Marsico

-Oppenheimer App. Buy 2/10 J A

-Oppenheimer App. Partial Sale J A

cNo income,

-Oppenheimer App. Partial Sale 7/14 A

-Oppenheimer App. Partial Sale J A

-Oppenheimer App. Partial Sale 10/13 A

·Oakmark Fund

29 -Del. Group

30 -Fidelity Adv. Div.

31 -victory Diversified

-Hartford Growtb 2110

Page 5: UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

ho ...

(l'lo ropottab le inco­tn.ruactlons)

33

3'

35

36

38

39

40

41

42

44

45 Municioal Bonds

46 i

Bond

MUOJcioa!

48

Interest

Interest T

Interest

Interest

Interest

In t erest T

c Interes t

Interest

Interest

Buy 9129 J

N""" <f Pmoo R.o«tinc Dat. ci il'P'X'FINANCIAL DISCLOSURE REPORT Andrew Saxt Hanen May IO, 2005

VII. Page 3 INVESTMENTS and TRUSTS -- income, value, transactions 11n.i..u.1ho,.of l(>OwuaNI J.,.oulmt dti/Jnn. Su Pf· J4-S7 of )

D NONE

asseu. ot

-Hanford Growth

Retirement Acct. #I C Dividend N T

-Fidelity Rel. Gov. MM

Retirement Acct. #2 B Interest L T

37 -Guardian MPS Gov.

Brokerage Acct. No. I

-Texas Pub. Fin. Auth. Municipal L T

Bood c

-Travis Cooniy Municipal Bood c L

-Haustoo ISO Municipal Boods c L T

-Pearland ISO Municipal Bonds c L T

43 -Killeen Tex. Municipal Bends c L T

-Katy Tex. ISD Municipal Bends

-Lubbock Tx. Tax & Wtrworks

-Univ. Tex. Rew. Fin. Mun cipal

c

c

Interest L

L

L

T

T

47 -Southlake Tex !Jr Water Boods

-Georgetown !SD Municipal Bood

D

c

L

L

T

T

Page 6: UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

D ( Norepottablcincome.

tnnsac:tions)

Interest

lnteres1 L

B onds lnter es t

Bonds L

lnter est

54 Interest L

56 r L

57 n Interest

Interest

59 Bond s

lnterest

60 n

Bonds Interest

61 Bonds

Interest T

Bonds Interest

63 Bonds

Interest

D M

FINANCIAL DISCLOSURE REPORT Name ol'Pc..-son Rcp<111.iog

Andrew Scott Hanen

Dare. oflkport

May 10, 2005

VIl. Page 4 INVESTMENTS and TRUSTS -- income, value, transactions 1po111 and d8(J81tdent children. See pp. J4·S7 of /rntnlctio,u.)

NONE assets., or

-Fl. Worth Tex !SD Municipal49

Bonds

50 -ur Dev. Municipal Bonds

Richardson Texas Municipal51 -

-Allen Texas Rfdg. Municipal 52

53 -Plano !SD Municipal Bonds

-Tax Free Money Market

55 Brokerage Acct #2

-Del Valle !SD Municipal Bonds

-DeSoto Tex !SD Municipal Bo ds

58 -Aldine Tex !SD Municipal Bonds

-HouslOJl Tex Water Mu icipal

-Brownsville Tex Municipal

-Lower Col. Riv. Auth. Municipal62

-Arlington Texas !SD Municipal

64 -Harris County Municipal Bonds

c

c

c

c

D

A

D

c

D

-Canadian Riv. Mun. Municipal D

D

c

c

D

Interest

Inte est

Interest

L

L

L

L

L

M

M

L

L

M

T

T

T

T

T

T

T

T

T

T

T

T

T

T

Page 7: UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

n n

(ln cJuJmho ..

D 65 Interest

Bon ds

66 n

B K Municioal Bonds

67 n

Mun. Bonds

68 In terest Mun. Bonds

69 r

Interes t T Municioal Bonds

10 - Houston Tex Wtr & Swr Zero

B Interest K Counon Municioal Bo nds

oB Interest K

Municioal

n n ds c Interest L T

n A In terest L

74 Interest J

B Interest T

0 Q

Ins #117 J

A Ins #7 1 4

J

79 Ins lt642

J

c Ins #8 17

nc T

Nwnc ol Pra.on Rcp0rting DmeofRcportFINANCIAL DISCLOSURE REPORT A drew Scon Ha en May l 0, 2005

VII. Page 5 INVESTl\tIENTS and TRUSTS-· income, value, transactions •f spous11 and thpendent childnrn. See pp. JJ-57 of Jnstrucn·qru,)

NONE (l"orepoiubleincome,assets. or ltatlsactions)

-University of N. Tex Municipal B K T

-Ald.ine Tex !SD Zero Coupo Interest T

-Tex. A&M rev. Zero Coupo B Interest K T

-Gal. Texas Pub. Zero Coupon B K T

-Houston Tex !SD Ze o Coupon B K

T

71 -Houst n Tex lSD Zero Coupon

Bonds T

72 -Sbaryla d !SD Mu icipal Bon

73 -CMA Tax Exempt Mo ey Market T

-Bank Money Market A T

75 Texas State Bank K

76 Garage - SPlTex. Prop. B Rent

77 A Div. T

78 Northwestern Mutual EOL Life Div. T

Northwestern Mutual Whole Life A Div. T

80 Northwestern Mutual Whole Life Div. L T

81 Northwestern Mutual Whole Life I s #811

Di v. L

Northwestern Mutual EOL Life

Page 8: UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

--

D 82 K T

:0111e of Report Name, ol Pctsoa Rcpcc'ling FINANCIAL DISCLOSURE REPORT

Andrew Scott Hanen May 10, 2005

VII. Page 6 INVESTMENTS and TRUSTS income, value, transactions (Tncludesrh.,,.f tpouse mid del!Mdtmt children. See pp. 34-57of lnstruction1.)

NONE (NorepOIUbleincome, assets. or UiUIS.1ctions)

Norlhwestern Mutual EOL Life #840

c Div.

Page 9: UidSl.J pe= ! n...ns #714 J 79 ns t642 J c ns #817 n c T FINANCIAL DISCLOSUE REPORT Nc l .n Rcting DmefRct A drew Scon Ha en ay l 0, 205 I. Page 5 ESTENTS ad TRUSTS-· ncoe, value,

_--'"-f-/ -'-1 _0-+}_o__'J_ __

I I

in compliance 5 U.S.C. § 7353 and Judicial Conference regulations.

Signature Da1e

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE nns REPORT MAy BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. App., § 104.)

Name of PmanRq>«ting

Andrew Scott Hanen May JO, 2005 FINANCIAL DISCLOSURE REPORT

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)

NOTES ON INVESTMENTS AND TRUSTS:

I. The HJS Partnership interes1 found in part VTI, Line 91 (and in par! m of last year's repor1 expired in December of 2003, so it was

not included in this year's repor1.

2. The Fidelity Adv. Div. !isled in par1 Vll. line 30 under IRA Acrount #3 is the same fund listed on r.he 2003 report in parl Vll. lines

48 and 49.

3. The Tax Free Money Markel contained in part Vll, line 54 of this year's report was not included last year because ii did not qualify.

4. The CMA Tax Exemp1 fund found in part VII, line 73 was !isled as a separale account last year (part Vll, line 89). but ii is more

properly included, as done herein, as a sub-accoun1 under Brokerage Account # 2.

5. The Money Market accoun1 listed in part VII, line 74 was !isled last year !isled in part VTI, line 90 as a "Municipal Money Markel".

It is more accurately described as a Bank Money Markel. IL, 100, is more properly listed as parl of the Brokerage Account #2 instead of

being a separate account. (See last year's note number 3(e) which describes the sub-account stams in brokerage account number 2.)

6. The Texas State Bank listing in part VTI, line 75 was not included in last year's report as ii did no1 qualify.

IX. CERTIFICATION.

I certify tbal all information given above (including information pertaining to my spouse andminor or dependent children, if any) is aocurate, true, and complete to the best of my knowledge and belief, and that any informa1ion no1 reported was withheld because it me1 applicable statutory proVisions perro!tting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance ofgifts whichhave been reported are