2
Paper / Subject code: {-tJ06 / Financiar Sen'icgs Management TYgOr ( s" (v\ 'a- / A. t"t I U o-r-i1 Maximum Marks: 75 Duration: 21,/zhrs. All questions are compulsory carrying 15 marks each. Q.l. A) Fill in the blanks: (Any 8) (08) 1 . The process of managing the sales ledger of a client by a financial \ - - ' service company is called (i) Forfeiting (ii) Factoring (iii) Leasing (iv) Securitisation of debt 2. HUDCO was incorporated on April25. _ (i) less (ii) 1e88 (iii) te70 3. In the case of Securitisation. lhe trade debts and receivables are mostlv in tlre ltature of (i) Shorr rerm (ii) medium tenn (iii) long rerm 1iv) both medium arrd long term 4. The best suited fund to retail irrvestor is (i) Income fund (ii; Baranced fund liii) crowth r-und 1iv) Taxation lund 5. Depositary participant charges includes (i) Account opening fee (ii) demat fee (iii) custody cliarges (iv) all of these 6- A, ongoirrg credit arrangement simirar to a bank overdraft (i) Cash loan (ii1 Revolving creclit (iii) urrsecured finance 7. The merchant banker slrould register with: (i) 53JJ;l_.#tral Go,iemment (iii) SEBr (iv) State 8. DPM is a software provided by --- to the depositary parlicipant. (i) NSDL (ii) CDSL liii; snnr 1iv.lBank 9. Under factoring. the lactor acts in the capacity of (i) Arr agent of his clie,t (ii) a trustee (iii) a holder for varue (iv) an administrator 10. The irrstrutnents that are marked to the market are (i) Forward (ii) Furures (iii) Swaps (iv) Options Q,.1., B) . ,1. 2. a J, .... ,, .- 4rit. ) ). : 6;,, 7': 8. .Q. : .'" 1'0. State true or false: (Any 7) Griha pravesh is the basic schenre of LICFL for Resident Indians. Investment bankers provide expert advice to their clients regarding takeover, acquisitions and mergers, Pass through and pay through certificates have a rnultiple maturity structure. Merchant Banhers' services come under the control of RBI. Forward contracts can be traded only in organized exchanges. Mutual fund unit holders liave voting rightl. The tenn consumer credit refers to a transfer of wealth. Forfeiting is always done without any recourse to the client. Hypothecation is the opposite version of pledge. Depositary system provides liquidity in the capital market. (07) Page 1 of 2 OC2D7 7 7 O98F63A6EE24DAOFE58OBB I AO ITBR&RY p0wAl,i$ 64L67

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Page 1: TYgOr s A. tt I U o-r-i1 - MU) Question Papers

Paper / Subject code: {-tJ06 / Financiar Sen'icgs ManagementTYgOr ( s" (v\ 'a-

/ A. t"t I U o-r-i1

Maximum Marks: 75

Duration: 21,/zhrs.

All questions are compulsory carrying 15 marks each.

Q.l. A) Fill in the blanks: (Any 8) (08)1 . The process of managing the sales ledger of a client by a financial

\ - - 'service company is called

(i) Forfeiting (ii) Factoring (iii) Leasing (iv) Securitisation ofdebt

2. HUDCO was incorporated on April25. _(i) less (ii) 1e88 (iii) te703. In the case of Securitisation. lhe trade debts and receivables are mostlv

in tlre ltature of(i) Shorr rerm (ii) medium tenn (iii) long rerm 1iv) both

medium arrd long term4. The best suited fund to retail irrvestor is

(i) Income fund (ii; Baranced fund liii) crowth r-und 1iv)Taxation lund

5. Depositary participant charges includes(i) Account opening fee (ii) demat fee (iii) custody cliarges (iv)

all of these6- A, ongoirrg credit arrangement simirar to a bank overdraft

(i) Cash loan (ii1 Revolving creclit (iii) urrsecured finance7. The merchant banker slrould register with:(i)

53JJ;l_.#tral Go,iemment (iii) SEBr (iv) State

8. DPM is a software provided by --- to the depositary parlicipant.(i) NSDL (ii) CDSL liii; snnr 1iv.lBank9. Under factoring. the lactor acts in the capacity of(i) Arr agent of his clie,t (ii) a trustee (iii) a holder for varue

(iv) an administrator10. The irrstrutnents that are marked to the market are

(i) Forward (ii) Furures (iii) Swaps (iv) Options

Q,.1., B). ,1.

2.

aJ,

.... ,, .- 4rit.)).

: 6;,,

7':

8..Q.: .'" 1'0.

State true or false: (Any 7)Griha pravesh is the basic schenre of LICFL for Resident Indians.Investment bankers provide expert advice to their clients regardingtakeover, acquisitions and mergers,Pass through and pay through certificates have a rnultiple maturitystructure.Merchant Banhers' services come under the control of RBI.Forward contracts can be traded only in organized exchanges.Mutual fund unit holders liave voting rightl.The tenn consumer credit refers to a transfer of wealth.Forfeiting is always done without any recourse to the client.Hypothecation is the opposite version of pledge.Depositary system provides liquidity in the capital market.

(07)

Page 1 of 2

OC2D7 7 7 O98F63A6EE24DAOFE58OBB I AO

ITBR&RYp0wAl,i$

64L67

Page 2: TYgOr s A. tt I U o-r-i1 - MU) Question Papers

/Paper / Subject Code: 44306 / Financial Services Management

Define financial services. Explain the types of financial services.What are the features of rnercharrt bankers?

ORDefine Forfeiting. Explain its merits and demerits.Explain the advantages and disadvantages of mutualfund.

What is derivatives? What re the features of forwards and futurescontract?

Q.2.

Q.2.

Q.3.

a)b)

c)d)

a)

b)

c)d)

a)b)

c)d)

a)b)

a)b)c)d)e)

(08)(07)

(08)(07)

(08)

(07)

(08)(07)

(08)(07)

(08)(07)

(08)(07)

(1s)

Q.3.

Q.4.

Q.4.

Q.s.

Q.s.

State and explain merits arrd demerits ol'securitisation.OR

Define options and state its types.Define Securitisation. Explain its operationalmechanism in detail.

Explain briefly about the different lrousing firrance companies in lndia.Define consunler finance. Explain tlre types of consurner finarrce.

ORExplain the major issues of Housing Finance in Ilrclia.What are the sources olconsumer finance?

Highliglrt the key features of depositary system in lndia.Explain the procedure oI hypothecation.

ORWrite Short Notes on (Any 3)Scope of merclralrt banking irr IrrdiaDemateria lisationCharacteristics of Opt iorrsGrowth factors of,housirrg finance in IndiaRole of AMFI

** * * * * *x * * rr * * >F ** *** ** * * * *,8* * * * * * * * * * * * * * * * ** * * * * * *

64167': j'-

Page 2 of 2

OC2D7 7 7 098F63 A6EE2ADAOFE5 8 OBB I AO