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ITS Technical Note 2 Technical Note 2 Two Stage Selection Model for ITS Applications Technical Note 2 Two Stage Selection Model for ITS Applications ITS Technical Note For Developing Countries Toshiyuki Yokota NRI July 22, 2004

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ITS Technical Note2Technical Note 2

Two Stage Selection Model forITS Applications

Technical Note 2

Two Stage Selection Model forITS Applications

ITS Technical NoteFor Developing Countries

Toshiyuki YokotaNRI

July 22, 2004

ITS Technical Note For Developing Countries

Acknowledgements

The authors and other people involved in this project would like to thank the members of the Transport Sector Board and numerous members of the World Bank’s Transport Network as well as external ITS authorities for their helpful contributions to this ITS Technical Note.

The preparation of ITS Technical Note 2 benefited from the dedicated assistance of Richard G. Scurfield, Anil S. Bhandari, Navaid A. Qureshi and Kavita Sethi. The author of ITS Technical Note 2 is Toshiyuki Yokota. The reviewers of ITS Technical Note 2 are Kan Chen, Patrick Hasson, Ishida Haruo, Mac Lister, James Luk, John Miles, Ozaki Haruo, Bob Peters, Tome Tanevski, and Richard J. Weiland.

The project has become a reality thanks to the hard work and professionalism of those who worked on it.

Toshiyuki YokotaSr. Transport Specialist

Transport and Urban Development DepartmentWorld Bank

1

2

2

Table of Contents

INTRODUCTION

1 STAGE 1: BENEFIT OVERVIEW MODEL

1.1 OVERVIEW MODEL: THE BENEFITS AND INCENTIVES FOR INTRODUCING ITS

1.2 CURRENT STATUS OF ADOPTING VARIOUS ITS FIELDS

2 STAGE 2: APPLICATION SELECTION MODELS

2.1 UNDERSTANDING MAJOR REQUIREMENTS BEFORE STARTING

2.2 APPLICATION SELECTION MODELS: ITS APPLICATIONS AND REQUIREMENTS

2.3 SELECTION EXAMPLE: CONSTRUCTING A TOLL ROAD THROUGH PUBLIC-PRIVATE

PARTNERSHIP, AND INTRODUCING ELECTRONIC TOLL COLLECTION (ETC)

APPENDIX 1 APPLICATION SELECTION MODELS

APPENDIX 2 FIGURES AND PICTURES OF THE BASIC DEVICES OF ITS

GLOSSARY

4

5

6

9

4

3

6

6

7

22

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ITS Technical Note

ITS Technical Note For Developing Countries

Introduction

ITS Technical Note 2 describes the relationship between ITS appl icat ions and thei r benef i ts , inc luding the requirements that must be met to actually introduce ITS applications. These requirements include areas of needed knowledge, needed technology, and infrastructure issues. These requirements must be met, not only at the time of initial deployment, but throughout the life the system, including its management and maintenance. Therefore, the process for selecting ITS applications must not only consider whether the benefits justify the cost, but also whether it is possible to meet all the necessary requirements for deployment.

The intended audience for this Note are decision makers and planners in developing countries that are considering introducing ITS, as well as those individuals who will be responsible for deploying ITS applications and who are trying to determine the knowledge and technology requirements needed to accomplish the introduction.

ITS Technical Note 1 introduced nine fields within ITS: Traveler Information, Traff ic Management, Demand Management, Road Management, Advanced Driving Assistance, Electronic Financial Transactions, Commercial Vehicle Management, Public Transport Management, and Incident and Hazard Response.

ITS is the application of IT to surface transportation and since IT can be applied to surface transportation in multiple ways, this gives rise to numerous applications. The fact that there are so many applications is itself a good thing. However, it is also true that this complex array of applications makes it difficult for road managers and other potential ITS adopters to decide on which ITS applications to introduce.

ITS Technical Note 2 introduces a model to support this

decision making process. To make these decisions, an evaluation must be made of existing capabilities, as well as of the potential benefits to be gained by introducing the applications. The model is organized as a Two-Stage Selection Model.

•Stage 1 – Benefit Overview Model:ITS and Benefits/Motivations

•Stage 2 – Application Selection Models:ITS applications and Requirements

The overall process of Two-Stage Selection is shown in figure 1.

Stage 1 models the relationship between the three kinds of benefits/motivations of ITS (Society-wide benefits (see ITS Technical Note 1 Section 2.2 for a description), Benefits to individuals (see ITS Technical Note 1 Section 2.2 for a description), and Additional motivations (see ITS Technical Note 1 Section 3.1 for a description)) and the nine fields of ITS.

In Stage 2, eight ITS fields, excluding Advanced Driving Assistance, is further subdivided into 40 ITS applications, and the overview on the requirements (technical requirements including standard and institutional requirements) for the introduction of each application is given. The reason for not including Advanced Driving Assistance in Stage 2 is that, although the possibility of vehicles with Advanced Driving Assistance capabilities cannot be denied entirely, the author considered it very unlikely that the assumed readership of this ITS Technical Note would undertake an initiative to actually plan and develop such systems.

Start

Stage 1

Select ITS fieldin response to objectives

Stage 2

Can requirements for this application be met?

EvaluationImplementation

Yes

No

Select the ITS application

Figure 1 The Application Selection Process

3

21 Stage 1: Benefit Overview Model

1.1 Overview Model: The Benefits and Incentives for Introducing ITS

The nine ITS fields introduced in ITS Technical Note 1 are as follows:

•Traveler Information (TF): Services to support traveler decision making before and during a trip: the travel mode to use, starting time, specific route, etc.

•Traffic Management (TM): Services to manage traffic flow on roads.

•Demand Management (DM): Services to reduce traffic demand on roads and congestion in urban areas by charging for road use and access to city centers and promoting the use of other travel modes.

•Road Management (RM): Services for the physical maintenance of roads and pavements, including repairs, snow clearance, etc.

•Advanced Driving Assistance (ADA): Automated systems to improve the performance of the vehicle and driver to make driving safer.

•Electronic Financial Transactions (EFT): Services to allow automatic electronic payment of tolls and fees, primarily on roads and bridges, but also to enter restricted city centers and sometimes to pay for parking charges, drive-through meals, etc.

•Commercial Vehicle Management (CVM): Services to support fleet and freight management, including automatic safety and credentials checking at borders.

•Public Transport Management (PTM): Services to improve the convenience and performance of public transport, for example schedule management and common fare payment

mechanisms.•Incident and Hazard Response (IHR): Services to respond to accidents and other emergencies, for example, by dispatching ambulances, fire trucks, etc.

Table 1 shows the relationship between the nine ITS fields and the three kinds of benefits/incentives. Some important points about this table include the following:

•It is based on approximately 130 ITS cases (including planned deployments) that are shown in the Appendix of the ITS Technical Note 1.

•Stars appear in the table to indicate direct, short-term effects. A means that the effects are quantifiable. A means that the effects are not readily quantifiable.

•Some effects are difficult to classify as Society-wide benefits, Benefits to individuals, or Additional incentives. Here, the following criteria are used: 1) Society-wide benefits affect not only the road users but the whole society; 2) Benefits to individuals are enjoyed mainly by users and road operators including infrastructure managers; and 3) Additional incentives are not directly related to surface transportation benefits, but rather to the effects of ITS on industry as a whole and on national policy.

•Within Society-wide benefits, “Increased Mobility” refers to effects that increase the speed of travel, but do not relieve congestion. “Congestion Relief” refers to effects that lead directly to less congestion.

Table 1 Nine ITS Fields and Three Kinds of Benefits/Incentives

Direct effects and issues to be solved by ITS in short term

Increased Mobility

Congestion Relief

Environment

Improved Safety

Better Highway AssetManagement

Improved Security

Less Travel Uncertainty

Efficiency for Operators

Efficiency for Users

Regional

Automobile

Infrastructure

IT Industry

TravelerInfor-

mation

1

2

3

TrafficManage-

ment

DemendManage-

ment

RoadManage-

ment

AdvancedDriver

Assistance

ElectronicFinancialTransac-

tions

CommercialVehicle

Manage-ment

PublicTransportManage-

ment

Incident &Hazard

Response

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ITS Technical Note

ITS Technical Note For Developing Countries

The intended use of the table can be summarized as follows:

•If, for example, congestion relief is desired, the ITS fields that make it possible are TM and DM (since stars appear under these ITS fields in the “Congestion Relief” row). The readers can consider the full range of benefits from these fields and then move to stage 2 to select appropriate applications.Conversely, if the reader is interested in a specific ITS field such as EFT or TI, the effects of the selected field can be understood by looking for stars in the corresponding column.

•If the desired effects cannot be had, the reader should consider options other than ITS.

1.2 Current Status of Adopting Various ITS Fields

Based on ITS deployments to date, the relationship between the nine ITS fields and the benefits/incentives can be summarized as follows:

Decision making

•Among the various ITS fields, certain ones can directly benefit individual or commercial entities. Adopting a field depends, however, on a sufficient number of individual or commercial entities finding it beneficial to procure the application (e.g. IT, ADA, EFT, CVM, PTM, and possibly RM and IHR).

•Certain other fields, like TM and DM, have large society-wide benefits, and benefits for individual and commercial entities are limited. Hence, adoption of these fields is only possible as a result of a political consensus.

•Less than half of the benefits shown are classified as easy to quantify ( ). Quantifying “Efficiency for Operators” will require a business management perspective. This situation makes it difficult to justify introduction of ITS which provides society-wide benefits by using traditional cost-benefit analysis.

Adoption

•TM and DM for congestion reduction etc. have limited benefits for individuals and few additional incentives, besides signal control. This has resulted in resistance from users and low adoption rates. These applications cannot be expected to be very popular. Other kinds of TM and DM have been difficult to introduce without a significant congestion problem or powerful political influence.

•The ITS fields where all three areas of benefits/incentives are well represented -- EFT, CVM, and PTM – have been well accepted by all stakeholders in many global regions. Based on this development, it can be concluded that ITS applications for fields with benefits in all three areas will be widely supported, making them easier to introduce.

•With ITS introductions in the past, the primary focus was on Society-wide benefits. However, by also considering benefits to individuals and additional incentives, RM and IHR will have significant benefits overall. Thus, RM and IHR are fields with potential and can be introduced simply and

effectively, particularly in developing countries.•TI was considered to be promising in the early stages of ITS (1990s), partly due to the simplicity of the applications and perceived demand. So far, however, there are few examples where TI systems have proven popular and produced admirable effects. One reason for this may be that the uncertainty of society-wide benefits has resulted in reluctant or slow infrastructure development by the public sector. Nevertheless, it is clear that applications can be highly successful if they provide benefits to individuals and have addit ional incentives. Moreover, they can be supported by the private sector alone (e.g., car navigation).

•In the ITS fields where automobile manufacturers have strong interests, such as TI, ADA (e.g., driving assistance), and IHR (e.g., incident response), ITS has experienced some popularity. Yet, this is limited to people who can afford vehicles with ITS options.

5

22. Stage 2: Application Selection Models

Stage 2 involves the process whereby one selects application(s) and identifies the requirements of specific services as a basis for assessing the feasibility of their introduction.

2.1 Understanding Major Requirements Before Starting

Major requirement areas are as follows:

•Required devices. Some services depend on users having access to a dedicated on-board unit (or a mobile phone), which may or may not be feasible in a particular area.

•Communications between users and the infrastructure or a communications center. Some applications may require dedicated systems, which may be difficult to obtain. Some systems may be able to use generic communications technology, which would make it easier to introduce the application.

•Communication between the infrastructure and communications centers. The issues are similar to those above.

•Required functions at centers. With some applications, communica t ions centers may requ i re ex t remely sophisticated software and operational resources. In other instances, a single server may be all that is necessary. If there is an existing center that handles similar or related tasks, the deployment will be significantly easier.

•Data needed prior to system operation. Many ITS services and applications rely on the availability of certain data, such as traffic volumes. It makes a substantial difference whether this data is readily available, or if additional technology is needed for to begin collecting it.

•Regulations. This refers mostly to the legal restrictions that may apply to the system. Regulations differ from place to place. For example, in areas that give high priority to information privacy, certain traveler information systems or surveillance systems may be difficult to implement.

• Inst i tut ional . Th is re fers to other legal and the organizational issues that affect ITS. Organizational structures and legal frameworks will have a large impact on the ease of ITS deployment.

•Technological standards. This refers to the various technical standards that may be applicable to the system.

Note that requirements of each country or area will vary significantly. Thus, policy makers should review their circumstances thoroughly before making any decisions.

2.2 Applicat ion Select ion Models: ITS Applications and Requirements

Appendix 1 depicts the eight application selection models (corresponding to the eight ITS fields – other than ADA), including identified 40 applications, based on the 130 ITS cases listed in the Appendix of ITS Technical Note 1. The overview of the services and their advantages and disadvantages are described in each application selection models. It should be noted that potential applications are

not l imited to those l isted here, and that many other applications are likely to appear in the future. In addition, the 40 services are not necessarily stand alone applications. In many cases, the systems can be combined with other systems. For example, traffic and road condition sensors that are introduced for “Traffic Management” can also be used for “Road Management.” A “Traveler Information” system may also contribute to many other applications. In this sense, the 40 ITS applications are interdependent. For an explanation of interdependencies, refer to the Box at the end of Section 3 and to ITS Technical Note 5: ITS System Architectures for Developing Countries.Starting from the ITS fields selected in Stage 1, candidate applications can be selected based on the services that each application provides. Next, the requirements for introducing the selected applications are described, including requirements on the user side, infrastructure requirements that service providers must meet, which entities can be service providers, the related legal framework, and technical standards that need to be considered in defining the system. If these requirements are met, or could be met, then the application can be introduced.

In order to make the requirements easier to understand, Appendix 2 shows several basic ITS components in pictures and figures.

The flow of the application selection models is as follows:

1. Selecting the Application (Selecting the Service)

l The desired applications are selected based on service type, characteristics, and benefits

2. Identifying the Requirements

For example:•User requirements for device features•Requirements for communications between users and the infrastructure or communications centers

•Requirements for communications between portions of the infrastructure

•Requirements for center functionality•Data that must be acquired prior to the start of system operation

•Regulations•Institutional issues•Mandatory standards•Optional standards

Judgment Criteria•Whether the services provided by the application can provide the intended benefits

•Whether it is possible to meet the requirements

After the application has been selected and in order to make a final judgment about introducing an ITS application, consideration must be given to its quantitative and qualitative benefits, costs, financial management issues, and the likelihood of public acceptance of the actual location of the installation site.

6

ITS Technical Note

ITS Technical Note For Developing Countries

2.3 Selection Example: Constructing a Toll Road through Public-Private Partnership, and Introducing Electronic Toll Collection (ETC)

1) Selecting the Service•Determine the charging basis for the toll structure (e.g., flat rate, distance based, point-to-point, etc.).

•For flat rate tolls, toll gates are needed only at the entrance.•For distance-based systems, the on-board unit of the vehicle records where the vehicle entered and exited and payment is based on the distance traveled. The infrastructure side also records the usage.

•Determine whether the toll would be pre-payment or post-payment.

2) RequirementsUser equipment•The vehicle requires an on-board unit that communicates with the ETC system.

IT Infrastructure•For communications with the vehicle, Dedicated Short-Range Communications (DSRC) is the typical choice.

•For communications between infrastructure components, dedicated lines or public communication lines can generally be used. In some areas, wireless communications (e.g., cellular) may be easier to implement. The decision should be based on installation cost, reliability, expected volume, and security considerations.

•Equipment to capture images of vehicles that did not pay tolls (e.g., CCTV cameras) is also required.

•A management center to monitor and control ETC operations will be necessary.

Prerequisite Data•To pursue vehicles that avoid paying tolls, coordination with the vehicle registration system is necessary.

Regulation•A determination must be made as to whether ETC is compatible with existing regulations concerning toll roads, information privacy, etc.

Selection of Organization•Since this model is for public-private partnerships, the intention is for the system to be developed and operated by the private sector.

Standards• S o m e c o m m o n s t a n d a rd s f o r E T C a re D S R C (communication standards), data dictionary format, standards for the on-board unit, and electronic payment standards/protocols.

•Are standards already in existence? If so, their applicability to this project should be determined.

•If there are no applicable standards available, they may need to be created. All major stakeholders, including public agencies, device manufacturers, and private sector concessionaires should participate in this process.

•ETC has many de facto standards in existence. When evaluating de facto standards, consideration should be given to the standards being used by other ETC systems within the country and/or region and whether the vendors of products meeting the de facto standard can serve the needs of this project.

3) Criteria for selectionService•Will users accept electronic payments? (ETC leads to reduction of labor costs and more reliable collections, which may make it possible to lower tolls for ETC users).

•Will the cost of the on-board units be acceptable to users?

Requirements•Will it be possible to meet all the necessary requirements both at the time of construction and also throughout system operation?

7

2Box. Selecting Multiple Applications and the System Architecture

It will be apparent, by actually going through Stage 2, that several similar items come out again and again. The nine ITS fields (Traveler Information, Traffic Management, Demand Management, Road Management, Advanced Driving Assistance, Electronic Financial Transactions, Commercial Vehicle Management, Public Transport Management, and Incident and Hazard Response) may seem like totally independent systems, but they actually have many overlaps, particularly in the devices that they use. In addition, many of the fields use traffic information (e.g., traffic volume, travel speed, vehicle location, etc.) Using cooking as an analogy, the ingredients and utensils may be similar between French and Italian culinary schools, but the cooking process makes for a quite different results. The same can be said of ITS.

When introducing two ITS applications, opportunities to share common elements should be explored, since this can reduce costs and produce efficiencies. At the same time, care must be taken to keep the cooperating systems from interfering with one another.

An ITS architecture can help sort out the sharing relationships among systems (see Technical Note 5 for detailed discussion of ITS system architectures). A system architecture provides an overall framework for ITS, showing the relationship among ITS (and other kinds of) applications. Having a system architecture beforehand is most helpful.

The U.S., Europe, and Japan have each created respective ITS system architectures that cover the nine fields of ITS. These architectures were intended to cover both current and future ITS services. Consequently, creating (and maintaining) the architectures was the result of great expense and effort.

In consideration of this, developing countries are urged to focus their system architectures on known, near-term applications and to develop them step by step, as new requirements arise.

8

ITS Technical Note

ITS Technical Note For Developing Countries

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pro

cess

, a

nd

m

an

ag

e in

form

atio

n

Pre

req

uis

ite

Da

taT

raff

ic in

form

atio

n

(co

ng

est

ion

, re

stri

ctio

n,

pa

rkin

g,

etc

.) w

ea

the

r,

tou

rist

& o

the

r e

ven

ts

Re

gu

lati

on

Lia

bili

ty is

sue

s fo

r fa

ulty

info

rma

tion

, co

mm

un

ica

tion

law

s

Org

an

iza

tio

nP

ub

lic (

roa

d

au

tho

ritie

s, la

w

en

forc

em

en

t)

Us

ers

' Eq

uip

me

nt

Mo

bile

ph

on

e,

SM

S,

Inte

rne

t, R

DS

-TM

C

Infr

a:

Inte

rfa

ce

/ C

om

mu

nic

ati

on

Ge

ne

ral p

urp

ose

co

mm

un

ica

tion

sy

ste

m

Infr

a:

Ce

nte

rD

igita

l ro

ad

ma

p.

cen

ter

to c

olle

ct,

pro

cess

, a

nd

m

an

ag

e in

form

atio

n

Pre

req

uis

ite

D

ata

Tra

ffic

info

rma

tion

(se

e

ab

ove

), w

ea

the

r, o

the

r e

ven

ts ,

tra

vel

&e

nte

rta

inm

en

t in

form

atio

n

Re

gu

lati

on

Lia

bili

ty is

sue

s fo

r fa

ulty

info

rma

tion

, co

mm

un

ica

tion

la

ws,

info

rma

tion

se

curi

ty

Org

an

iza

tio

nP

ho

ne

co

mp

an

ies,

p

riva

te s

erv

ice

p

rovi

de

rs

Us

ers

' Eq

uip

me

nt

Inte

ract

ive

co

mm

un

ica

tion

(I

nte

rne

t, m

ob

ile

ph

on

e)

Infr

a:

Inte

rfa

ce

/ C

om

mu

nic

ati

on

Ge

ne

ral p

urp

ose

co

mm

un

ica

tion

sy

ste

m

Infr

a:

Ce

nte

rD

igita

l ro

ad

ma

p,

cen

ter

to c

olle

ct,

pro

cess

, a

nd

m

an

ag

e in

form

atio

n

Pre

req

uis

ite

Da

taT

raff

ic in

form

atio

n (

see

a

bo

ve),

we

ath

er,

oth

er

eve

nts

, t

rave

l &

en

tert

ain

me

nt

info

rma

tion

Re

gu

lati

on

Lia

bili

ty is

sue

s fo

r fa

ulty

info

rma

tion

, co

mm

un

ica

tion

la

ws,

info

rma

tion

se

curi

ty

Org

an

iza

tio

nP

ho

ne

co

mp

an

ies,

p

riva

te s

erv

ice

p

rovi

de

rs

5)

Info

rma

tio

n t

hro

ug

h K

ios

ks

Info

rma

tion

pro

visi

on

to

pu

blic

tra

nsp

ort

use

rs:

Be

ne

fits

: S

am

e a

s 1

). B

en

efit

ing

pu

blic

tra

nsp

ort

u

sers

, w

ho

will

be

ne

fit f

rom

acc

ura

te a

nd

re

liab

le

info

rma

tion

th

at

wo

uld

aid

th

eir

mo

bili

ty.

6)

Su

bs

cri

pti

on

Se

rvic

es

Fe

e b

ase

d p

rovi

sio

n o

f in

form

atio

n c

olle

cte

d (

or

p

roce

sse

d)

by

the

pri

vate

se

cto

r:

Be

ne

fits

: S

am

e a

s 1

). W

ell

est

ab

lish

ed

se

rvic

e

an

d b

usi

ne

ss m

eth

od

th

at

pro

vid

es

bu

sin

ess

op

po

rtu

niti

es

for

pri

vate

se

cto

r a

nd

/or

Pu

blic

P

riva

te P

art

ne

rsh

ip.

7)

Pe

rso

na

lize

d S

erv

ice

In

form

atio

n p

rovi

sio

n t

ailo

red

to

ind

ivid

ua

l d

em

an

d.

Ex.

tra

vel t

ime

fo

reca

st b

ase

d o

n

act

ua

l tra

ffic

, in

form

atio

n o

n r

est

au

ran

ts a

nd

h

ote

l, e

ven

ts:

Be

ne

fits

: S

am

e a

s 1

). A

lso

ab

le t

o p

rovi

de

t

ailo

red

info

rma

tion

fo

r e

ach

ind

ivid

ua

l. B

usi

ne

ss o

pp

ort

un

itie

s fo

r p

riva

te s

ect

or

an

d p

ub

lic p

riva

te

pa

rtn

ers

hip

.

Us

ers

' Eq

uip

me

nt

No

ne

1C

on

t'd f

rom

last

pa

g 

ITS Technical Note For Developing Countries

11

* D

at

* D

igi

* P

os

Se

e S

Tra

vel

an

d c

on

s

Tra

ffic

Co

ntr

ol

Pre

pa

ratio

n f

or

Ma

na

ge

me

nt:

Tra

ffic

Su

rve

ilen

ce

1)

On

-Sit

e D

ata

Co

lle

cti

on

by

Ro

ad

S

ide

Un

it

Acq

uir

ing

info

rma

tion

at

a f

ixe

d p

oin

t

Be

ne

fits

: B

ett

er

info

rma

tion

co

llect

ion

fo

r r

ea

l-tim

e t

raff

ic m

an

ag

em

en

t a

nd

/or

cre

atin

g d

ata

ba

se f

or

tra

ffic

an

aly

sis,

pla

nn

ing

, a

nd

oth

er

ma

na

ge

me

nt,

lea

din

g t

o le

ss c

on

ge

stio

n a

nd

less

imp

act

to

th

e e

nvi

ron

me

nt.

In

cre

ase

s ce

rta

inty

, a

nd

op

po

rtu

niti

es

for

infr

ast

ruct

ure

ind

ust

ry.

Da

ta C

oll

ec

tio

n E

qu

ipm

en

tV

ari

ou

s ve

hic

le s

en

sors

, w

ea

the

r se

nso

rs,

etc

.

Co

mm

un

ica

tio

nD

ed

ica

ted

/ g

en

era

l pu

rpo

se

com

mu

nic

atio

n s

yste

m

Ce

nte

r F

ac

ilit

yD

ata

an

aly

sis

an

d s

tora

ge

Co

mm

un

ica

tio

nD

ed

ica

ted

co

mm

un

ica

tion

, m

ob

ile

ph

on

e,

da

ta r

ea

de

rs f

or

sto

rag

e

de

vice

Ce

nte

r F

ac

ilit

yD

ata

an

aly

sis

an

d s

tora

ge

Da

ta C

oll

ec

tio

n E

qu

ipm

en

tV

ari

ou

s ve

hic

le s

en

sors

, w

ea

the

r se

nso

rs,

etc

.

Re

gu

lati

on

Info

rma

tion

se

curi

ty

Org

an

iza

tio

nH

igh

wa

y a

dm

inis

tra

tor,

ne

cess

ar

Se

e S

ele

ctio

n M

od

el 1

: T

rave

ler

Info

rma

tion

fo

r T

ech

nic

al

req

uir

em

en

ts,

Inst

itutio

na

l Iss

ue

s a

nd

sta

nd

ard

s

2)

Mo

bil

e /

Pro

be

ca

r

Acq

uir

ing

info

rma

tion

usi

ng

mo

bile

e

qu

ipm

en

t a

nd

sp

eci

ally

eq

uip

pe

d v

eh

icle

s

Be

ne

fits

: S

am

e a

s 1

), w

ith t

he

ad

de

d b

en

efit

of

flexi

bili

ty o

f d

ata

co

llect

ion

.

3)

Va

ria

ble

Me

ss

ag

e S

ign

(V

MS

)

Co

nve

yin

g r

ea

l tim

e in

form

atio

n o

n

con

ge

stio

n,

rest

rict

ion

, p

ark

ing

ava

ilab

ility

thro

ug

h V

MS

Re

qu

ire

me

nt

Se

rvic

e P

rovi

de

r

Typ

e o

f S

erv

ice

Re

late

d I

nst

itutio

n

2.

Tra

ffic

Ma

na

ge

me

nt

IT I

nfr

a

Start

Goal

Sta

nd

ard

Be

ne

fits

: L

ess

un

cert

ain

ty a

nd

be

tte

r o

pp

ort

un

itie

s fo

r o

ptim

al a

ctio

ns

ba

sed

on

b

ett

er

info

rma

tion

.

Se

lect

y

sta

nd

ard

s fo

r:

a D

ictio

na

ry f

orm

at

tal R

oa

d M

ap

itio

nin

g S

yste

m

ele

ctio

n M

od

el 1

: e

r In

form

atio

n f

or

Pro

s

12

ITS Technical Note

Inci

de

nt

Ma

na

ge

me

nt

Tra

ffic

Re

gu

latio

n E

nfo

rce

me

nt

Da

ta c

oll

ec

tio

n E

qu

ipm

en

tT

raff

ic s

ign

als

, C

CT

V

Co

mm

un

ica

tio

nD

ed

ica

ted

/ g

en

era

l pu

rpo

se

com

mu

nic

atio

n,

mo

bile

ph

on

e

Ce

nte

r F

ac

ilit

yT

raff

ic s

ign

al c

on

tro

llers

CC

TV

Mo

nito

rs

Re

gu

lati

on

Re

gu

latio

ns

on

tra

ffic

co

ntr

ol i

n g

en

era

l (j

uri

sdic

tion

of

the

si

gn

al c

on

tro

l / r

oa

d

op

era

tor)

Org

an

iza

tio

nR

oa

d o

pe

rato

r, la

w

en

forc

em

en

tD

ata

co

lle

cti

on

eq

uip

me

nt

CC

TV

, va

rio

us

veh

icle

se

nso

rs

Co

mm

un

ica

tio

nD

ed

ica

ted

/ g

en

era

l pu

rpo

se

com

mu

nic

atio

n s

yste

m

Ce

nte

r F

ac

ilit

yT

raff

ic s

ign

al c

on

tro

llers

, C

CT

V

mo

nito

rs,

syst

em

so

ftw

are

(S

CA

TS

, S

CO

OT

, P

RO

DY

N,

etc

.)

Da

ta E

qu

ipm

en

tS

en

sors

, w

arn

ing

dis

pla

y

Co

mm

un

ica

tio

nN

on

e if

a d

ete

cto

r h

as

self

sto

rag

e

fun

ctio

n,

or

de

dic

ate

d li

ne

Ce

nte

r F

ac

ilit

yN

on

e

Da

ta E

qu

ipm

en

tS

en

sors

, C

CT

V,

Co

mm

un

ica

tio

nN

on

e if

a d

ete

cto

r h

as

self

sto

rag

e

fun

ctio

n,

or

de

dic

ate

d /

ge

ne

ric

com

mu

nic

atio

n

Ce

nte

r F

ac

ilit

yn

on

e

Re

gu

lati

on

Sa

fety

re

gu

latio

ns

Org

an

iza

tio

nL

aw

en

forc

em

en

t,

hig

hw

ay

ad

min

istr

ato

r

1)

Us

e E

xis

tin

g (

SC

AT

S,

SC

OO

T,

etc

.)

Pro

s:

Ma

ny

syst

em

s a

re e

xtre

me

ly

we

ll e

sta

blis

he

d a

nd

te

ste

d,

exc

elle

nt

tra

ck r

eco

rd,

hig

hly

sca

lab

le

Co

ns

: M

ay

no

t b

e f

it fo

r th

e r

eg

ion

's

req

uir

em

en

ts

2)

Cre

ate

Ori

gin

al

Pro

s:

Ca

n b

e t

ailo

red

to

th

e r

eg

ion

's

situ

tatio

nC

on

s:

Fu

nd

ing

, tim

e c

on

sum

ing

, n

o

test

ing

.

Se

lect

T

raff

ic m

an

ag

em

en

t sy

ste

m

4)

Fix

ed

tim

e s

ign

als

wit

h m

an

ua

l o

ve

rrid

e

Ch

an

ge

s tr

aff

ic s

ign

al p

ha

se a

t fix

ed

in

terv

als

Be

ne

fits

: In

cre

ase

d t

hro

ug

hp

ut

of

tra

ffic

,

lea

din

g t

o b

ett

er

mo

bili

ty a

nd

less

co

ng

est

ion

.

7)-

1 T

ick

eti

ng

(o

n-s

ite

)

Au

tom

atic

en

forc

em

en

t u

sin

g s

pe

ed

c

am

era

s a

nd

re

d li

gh

t ru

nn

ing

se

nso

rs

Be

ne

fits

: S

am

e a

s 6

).

6)

Wa

rnin

g

Au

tom

atic

wa

rnin

g u

sin

g s

pe

ed

dis

pla

ys a

nd

se

nso

rs

Be

ne

fits

: Im

pro

ved

dri

ver

be

ha

vio

r a

nd

co

mp

lian

ce.

Sa

fer

tra

ffic

lea

din

g t

o in

cre

ase

d m

ob

ility

, le

ss c

on

ge

stio

n a

nd

en

viro

nm

en

tal

imp

act

, le

ad

ing

to

less

tra

vel u

nce

rta

inty

.

5)

Fle

xib

le T

imin

g S

ign

als

Ch

an

gin

g t

he

sig

na

l ph

ase

de

pe

nd

ing

on

th

e t

raff

ic c

on

diti

on

Be

ne

fits

: S

am

e a

s 4

), w

ith a

dd

ed

a

dju

stm

en

t to

th

e t

raff

ic c

on

diti

on

s.

Da

ta E

qu

ipm

en

t (o

n v

eh

icle

)S

ecu

re O

BU

s w

ith p

osi

tion

ing

sy

ste

m &

dig

ital m

ap

with

re

gu

latio

n

Co

mm

un

ica

tio

nO

BU

re

ad

er

(pe

rio

dic

or

au

tom

atic

re

po

rtin

g)

7)-

2 T

ick

eti

ng

(o

ff-s

ite

) (H

azm

at

etc

.)

Vio

latio

n d

ete

ctio

n u

sin

g s

ecu

re O

BU

th

at

reco

rds

dri

vin

g in

form

atio

n

Be

ne

fits

: S

am

e a

s 6

).

Se

lect

S

tan

da

rd f

or:

A:

da

ta d

ictio

na

ryB

: p

osi

tion

ing

sy

ste

m

Se

e M

od

el 1

: T

rave

ler

Info

rma

tion

Sys

tem

fo

r p

ros

an

d c

on

s.

Goal

Start

Ce

nte

r F

ac

ilit

yD

ata

an

aly

sis

an

d s

tora

ge

fu

nct

ion

8)

Inc

ide

nt

no

tifi

ca

tio

n,

9)

Inc

ide

nt

Re

sp

on

se

, 1

0)

Inc

ide

nt

&

Ha

zma

t R

es

po

ns

e :

Se

e M

od

el 8

: In

cid

en

t M

an

ag

em

en

t S

yste

m

ITS Technical Note For Developing Countries

13

To

Re

du

ce D

em

an

d b

y C

ha

rgin

g

To

Util

ize

Pu

blic

Tra

nsp

ort

Us

ers

' E

qu

ipm

en

t

Inte

rne

t, p

ho

ne

IT I

nfr

aIn

tern

et,

ge

ne

ral

pu

rpo

se /

de

dic

ate

d

com

mu

nic

atio

n

syst

em

, V

MS

s

Ce

nte

r F

ac

ilit

y

Pre

req

uis

ite

Da

taP

ub

lic t

ran

spo

rt

info

rma

tion

, p

ark

ing

a

vaila

bili

ty in

form

atio

n

Re

gu

lati

on

No

ne

Org

an

iza

tio

nH

igh

wa

y a

dm

inis

tra

tors

, p

ub

lic t

ran

spo

rt

op

era

tors

, p

riva

te

sect

or

or

PP

P

Da

ta f

orm

at

N/a

Se

e S

ele

ctio

n M

od

el 5

: E

FT

1)

Pa

rk &

Rid

e

Pro

vid

es

info

rma

tion

on

pu

blic

t

ran

spo

rts

an

d p

ark

ing

sp

ace

at

the

sta

tion

s

Be

ne

fit:

Le

ss c

on

ge

stio

n t

hro

ug

h in

cre

ase

d p

ub

lic t

ran

spo

rt u

se,

lea

din

g

to

less

en

viro

nm

en

tal i

mp

act

an

d

incr

ea

sed

ce

rta

inty

of

tra

vel.

Ma

inly

in u

rba

n a

rea

s.

2)

Pri

cin

g b

y E

TC

Pri

cin

g u

sin

g E

lect

ron

ic T

ran

sact

ion

to

exp

loit

the

te

nd

en

cy t

o a

void

fin

an

cia

l b

urd

en

s to

low

er

tra

ffic

Be

ne

fit:

E

limin

ate

tra

ffic

co

ng

est

ion

in c

ha

rge

d a

rea

s o

r o

n c

ha

rge

d r

ou

tes,

als

o le

ad

ing

to

incr

ea

sed

sa

fety

, m

ain

ly in

urb

an

are

as.

Op

po

rtu

niti

es

for

eq

uip

me

nt

ve

nd

ors

fo

r in

fra

stru

ctu

re.

Goal

Start

Re

qu

ire

me

nt

Se

rvic

e P

rovi

de

r

Typ

e o

f S

erv

ice

Use

rR

ela

ted

In

stitu

tion

Sta

nd

ard

3.

De

ma

nd

Ma

na

ge

me

nt

2

14

ITS Technical Note

* D

ata

dic

tion

ary

* D

igita

l ro

ad

ma

p

Sn

ow

/Ice

Re

spo

nse

Ass

et

Ma

na

ge

me

nt

1)

As

se

t m

an

ag

em

en

t b

as

ed

on

hig

hw

ay

da

ta a

nd

tra

ffic

da

ta

Ma

na

ge

s ro

ad

s e

ffic

ien

tly u

sin

g D

ata

(ro

ad

inve

nto

ry,

roa

d c

on

diti

on

, m

ain

ten

an

ce r

eco

rds)

.

Be

ne

fit:

Be

tte

r m

ain

ten

an

ce,

lea

din

g t

o h

igh

er

secu

rity

, lo

ng

er

infr

ast

ruct

ure

life

an

d lo

we

r co

st.

Be

tte

r se

rvic

e f

or

use

rs d

ue

to

less

clo

sure

s a

nd

ro

ad

wo

rks.

2)

Sn

ow

/ic

e R

es

po

ns

e

Co

llect

s in

form

atio

n o

n s

no

w-

co

vere

d a

nd

icy

roa

ds

an

d

dis

pa

tch

es

ap

pro

pri

ate

re

spo

nse

.

Be

ne

fit:

Sa

me

as

1).

Qu

ick

an

d a

ccu

rate

re

spo

nse

to

sn

ow

/ice

em

erg

en

cy a

nd

min

imiz

ing

ris

k a

nd

d

am

ag

e o

f d

isa

ste

rs.

Us

ers

' Eq

uip

me

nt

Se

e M

od

el 1

: T

rave

ler

Info

rma

tion

Da

ta C

oll

ec

tio

n

Eq

uip

me

nt

Ro

ug

hn

ess

me

ters

, p

rofil

e

me

asu

res,

ski

d r

esi

sta

nce

, w

eig

ht

sen

sors

, va

rio

us

tra

ffic

ce

nso

rs

Ce

nte

r F

ac

ilit

yIn

form

atio

n m

an

ag

em

en

t sy

ste

m,

ma

inte

na

nce

ve

hic

le d

isp

atc

he

r a

cco

rdin

g t

o m

ain

ten

an

ce

pla

n b

ase

d o

n t

raff

ic

surv

eill

an

ceP

rere

qu

isit

e D

ata

Ma

inte

na

nce

re

cord

s, r

oa

d

ne

two

rk,

ge

og

rap

hic

al

info

rma

tion

alo

ng

ro

ad

s

Da

ta C

oll

ec

tio

n

Eq

uip

me

nt

We

ath

er

info

rma

tion

co

llect

ors

(ra

infa

ll/sn

ow

fall,

Ce

nte

r F

ac

ilit

yIn

form

atio

n m

an

ag

em

en

t sy

ste

m,

Ma

inte

na

nce

ve

hic

le d

isp

atc

he

r a

cco

rdin

g t

o m

ain

ten

an

ce

pla

n b

ase

d o

n t

raff

ic

surv

eill

an

ce

Pre

req

uis

ite

Da

taR

oa

d n

etw

ork

, g

eo

gra

ph

ica

l in

form

atio

n a

lon

g

roa

ds

1)

Us

e E

xis

tin

g

Pro

s:

we

ll e

sta

blis

he

d a

nd

te

ste

d.

Co

ns

: m

ay

be

to

o c

om

plic

ate

d

for

the

pu

rpo

se

2)

Es

tab

lis

h O

rig

ina

l P

ros

: ca

n b

e t

ailo

red

acc

ord

ing

to

pu

rpo

ses.

Co

ns

: tim

e a

nd

mo

ne

y co

nsu

min

g,

limite

d t

est

ing

an

d

tra

ck r

eco

rd

Re

gu

lati

on

La

ws

on

hig

hw

ay

ma

na

ge

me

nt

Re

qu

ire

me

nt

Se

rvic

e P

rovi

de

r

Typ

e o

f S

erv

ice

Use

rR

ela

ted

In

stitu

tion

Sta

nd

ard

Us

ers

' Eq

uip

me

nt

Se

e M

od

el 1

: T

rave

ler

Info

rma

tion

1)

Pu

bli

c (

hig

hw

ay

a

dm

inis

tra

tor)

Pro

s:

Ca

pa

bili

ty t

o p

rovi

de

se

rvic

es

in n

atio

nw

ide

or

reg

ion

w

ide

, e

asy

to

ke

ep

in

tero

pe

rab

ility

an

d e

xpa

nd

ab

ility

w

ith t

he

na

tion

al s

tan

da

rd.

Co

ns

: C

oo

rdin

atio

n o

f ve

hic

le

org

an

iza

tion

s, g

en

era

lly s

low

d

eci

sio

n m

aki

ng

, g

en

era

lly

ine

ffic

ien

t.

Se

lect

Org

an

iza

tion

2)

Pri

va

te s

ec

tor

(co

nc

es

sio

n)

Se

lect

ne

cess

ary

st

an

da

rds

for:

Start

Goal

IT I

nfr

a

4.

Ro

ad

Ma

na

ge

me

nt

Pro

s:

eff

icie

ncy

of

Ma

na

ge

me

nt,

re

du

ce p

ub

lic b

urd

en

, b

usi

ne

ss

op

po

rtu

nity

fo

r p

riva

te s

ect

or

an

d/

or

PP

PC

on

s:

Le

ss in

tero

pe

rab

ility

an

d

exp

an

da

bili

ty,

req

uir

es

a

con

cess

ion

co

ntr

act

roa

d s

urf

ace

co

nd

itio

n,

tem

pe

ratu

re,

win

d)

ITS Technical Note For Developing Countries

15

Re

qu

ire

me

nt

* D

SR

C (

com

mu

nic

atio

n)

* D

ata

Dic

tion

ary

fo

rma

t*

OB

U/lo

cke

d-b

ox

* E

lect

ron

ic p

aym

en

t p

roto

col

Ch

arg

e V

eh

icle

: E

TC

Us

ers

' Eq

uip

me

nt

OB

U f

or

pa

yme

nt,

D

SR

C

(co

mm

un

ica

tion

)

IT I

nfr

a: V

eh

icle

-in

fra

DS

RC

ga

tes

at

che

ck in

IT I

nfr

a:

Ga

te/C

en

ter

De

dic

ate

d o

r g

en

era

l p

urp

ose

co

mm

un

ica

tion

sy

ste

m,

CC

TV

ca

me

ras,

m

an

ag

em

en

t ce

nte

r

Pre

req

uis

ite

Da

taV

eh

icle

re

gis

tra

tion

da

ta

(Lic

en

se p

late

, tr

asp

on

de

r ta

g)

IT I

nfr

a:

Ve

hic

le-

infr

aD

SR

C g

ate

s a

t ch

eck

in a

nd

ou

t

IT I

nfr

a:

Ga

te/C

en

ter

De

dic

ate

d o

r g

en

era

l p

urp

ose

co

mm

un

ica

tion

sy

ste

m,

CC

TV

ca

me

ras,

m

an

ag

em

en

t ce

nte

r

Pre

req

uis

ite

Da

taV

eh

icle

re

gis

tra

tion

da

ta

(Lic

en

se p

late

, tr

asp

on

de

r ta

g)

1)

Pu

bli

c

Incl

ud

ing

:*

Hig

hw

ay

ad

min

istr

ato

r*

Ve

hic

le R

eg

isto

rs,

if a

ny

* T

raff

ic C

on

tro

l Ad

min

istr

ato

rs,

if a

ny

Pro

s:

Ca

pa

bili

ty o

f E

nfo

rce

me

nt.

C

oo

rdin

atio

n w

ith t

he

na

tion

al

sta

nd

ard

an

d in

tero

pe

rab

ility

. C

on

s:

Co

ord

ina

tion

of

veh

icle

o

rga

niz

atio

ns,

ge

ne

rally

slo

w

de

cisi

on

ma

kin

g,

ge

ne

rally

in

eff

icie

nt.

1)

Use

Exi

stin

gP

ros

: w

ell

est

ab

lish

ed

an

d t

est

ed

. L

ike

ly t

o h

ave

co

nfo

rmin

g

pro

du

cts,

fle

xib

ility

on

e

xpa

nd

ab

ility

an

d in

tero

pe

rab

ility

Co

ns

: L

imite

d o

ptio

n o

f d

evi

ces

an

d p

rovi

de

rs

Se

rvic

e P

rovi

de

r

Re

gu

lati

on

To

ll ro

ad

/are

a r

eg

ula

tion

,in

form

atio

n s

ecu

rity

, a

nd

fo

r 3

), S

tro

ng

re

gu

latio

n o

r in

stitu

tion

to

co

llect

use

rs'

fee

pe

rio

dic

ally

or

au

tom

atic

ally

Se

lect

ne

cess

ary

st

an

da

rds

for:

Us

er

Eq

uip

me

nt

Co

mm

un

ica

tion

sy

ste

m (

DS

RC

, m

ob

ile p

ho

ne

),se

cure

OB

Us

IT I

nfr

a: V

eh

icle

- in

fra

OB

U r

ea

de

r (P

eri

od

ic r

ep

ort

ing

(e

g.

Mo

nth

ly)

or

au

tom

atic

)

IT I

nfr

a:

Ga

te/C

en

ter

De

pe

nd

s o

n t

he

re

po

rtin

g

syst

em

, M

an

ag

em

en

t ce

nte

r

Pre

req

uis

ite

Da

taV

eh

icle

re

gis

tra

tion

da

ta

(Lic

en

se p

late

, tr

asp

on

de

r ta

g)

Us

ers

' Eq

uip

me

nt

OB

U f

or

pa

yme

nt,

D

SR

C

(co

mm

un

ica

tion

sy

ste

m)

Se

lect

Org

an

iza

tion

2)

Pri

va

te s

ec

tor

or

PP

PP

ros

: E

ffic

ien

cy o

f M

an

ag

em

en

t,

red

uce

d p

ub

lic b

urd

en

Co

ns

: L

ess

inte

rop

era

bili

ty a

nd

e

xpa

nd

ab

ility

, re

qu

ire

s a

co

nce

ssio

n c

on

tra

ct

3)

Mil

ea

ge

-Ba

se

d f

ee

co

lle

cti

on

w

ith

GP

S o

r ta

ch

og

rap

h

Re

cord

s m

ilea

ge

on

se

cure

OB

U.

Fa

res

are

pa

id a

cco

rdin

g t

o t

he

da

ta

colle

cte

d.

Be

ne

fits

: S

am

e a

s 1

). N

o t

oll

ga

te

faci

litie

s re

qu

ire

d.

2)

Mil

ea

ge

-Ba

se

d F

ee

Co

lle

cti

on

F

ee

s b

ase

d o

n t

he

dis

tan

ce b

etw

ee

n

the

en

tra

nce

an

d t

he

exi

t g

ate

B

en

efi

ts:

Sa

me

as

1).

Ea

sie

r to

ap

ply

fo

r n

etw

ork

ed

hig

hw

ays

with

ma

ny

ra

mp

s.

1)

Fla

t F

ee

/En

try

Fe

e C

oll

ec

tio

n

Co

llect

s fe

es

on

en

try

(or

exi

t) t

o c

ert

ain

se

ctio

n o

f ro

ad

s.

Be

ne

fits

: Im

pro

ved

ga

te t

hro

ug

hp

ut

by

allo

win

g e

asi

er

an

d f

ast

er

pa

yme

nt

of

tolls

. In

cre

ase

d e

ffic

ien

cy f

or

op

era

tors

an

d u

sers

. Im

pro

ved

mo

bili

ty le

ad

s to

less

en

viro

nm

en

tal

imp

act

an

d b

ett

er

safe

ty.

2)

Cre

ate

ne

w s

tan

da

rds

Pro

s:

Ca

n b

e t

ailo

red

to

pu

rpo

se

an

d t

raff

ic s

tate

.C

on

s:

Est

ab

lish

ing

th

e s

tan

da

rd is

co

stly

an

d t

ime

co

nsu

min

g,

diff

ere

nce

with

oth

er

ET

C if

exi

sts,

lim

ited

co

mp

etin

g v

en

do

rs t

o

pro

vid

e d

evi

ces

be

fore

cre

atin

g

en

ou

gh

ma

rke

t o

f E

TC

.

Start

Goal

5.

Ele

ctro

nic

Fin

an

cia

l Tra

nsa

ctio

n

Typ

e o

f S

erv

ice

Use

rR

ela

ted

In

stitu

tion

Sta

nd

ard

Co

nt'd

on

ne

xt p

ag

e

2ITS Technical Note

16

Ch

arg

e V

eh

icle

: E

TC

Se

e S

ele

ctio

n M

od

el 7

: P

ub

lic T

ran

spo

rt M

an

ag

em

en

t

4)

Ge

ne

ral

ele

ctr

on

ic p

ay

me

nt

Fa

re p

aym

en

t fo

r p

ub

lic t

ran

spo

rt

usi

ng

IC

ca

rds.

Be

ne

fits

: E

asi

er

an

d f

ast

er

fare

p

aym

en

t le

ad

ing

to

incr

ea

sed

use

of

pu

blic

tra

nsp

ort

. In

cre

ase

d m

ob

ility

a

nd

less

en

viro

nm

en

tal i

mp

act

.

3)

de

fa

cto

sta

nd

ard

of

exi

stin

g p

rod

uct

sP

ros

: N

o d

ela

ys in

th

e

intr

od

uct

ion

, m

an

y o

ptio

ns

in

ma

rke

t (b

ut

are

diff

ere

nt

spe

cific

atio

ns)

.C

on

s:

Po

ssib

le la

ck o

f in

tero

pe

rab

ility

, ri

sk o

f b

ein

g

ab

an

do

ne

d,

infle

xib

ility

of

exp

an

sio

n,

req

uir

es

ext

en

sive

re

liab

ility

te

st,

po

ssib

le d

isru

ptio

ns

cau

sed

by

the

fir

m's

we

ll-b

ein

g

Start

Goal

Co

nt'd

fro

m la

st p

ag

e

ITS Technical Note For Developing Countries

17

Fo

r L

og

istic

s

1)

Ca

rgo

/ve

hic

le t

rac

kin

g

Mo

nito

rs t

he

tru

ck lo

catio

n a

nd

ca

rgo

to

en

ha

nce

log

istic

s o

pe

ratio

ns

Be

ne

fits

: In

cre

ase

d e

ffic

ien

cy f

or

ea

ch t

rip

an

d t

he

ove

rall

de

live

ry s

yste

m,

ad

din

g t

o s

ecu

rity

cert

ain

ty,

a

nd

eff

icie

nt

log

istic

s. E

ffic

ien

cy le

ad

ing

to

incr

ea

sed

mo

bili

ty a

nd

Us

er

Eq

uip

me

nt

Po

sitio

nin

g

syst

em

, m

ob

ile

ph

on

e,

da

ta

sto

rag

e d

evi

ceV

eh

icle

-ce

nte

r c

om

mu

nic

ati

on

Wir

ele

ss

com

mu

nic

atio

n

Ce

nte

r F

ac

ilit

yC

en

ter

for

pa

yme

nt

ma

na

ge

me

nt

Pre

req

uis

ite

Da

taV

eh

icle

an

d c

arg

o

op

era

tion

da

ta

Re

gu

lati

on

No

ne

Org

an

iza

tio

nP

riva

te s

ect

or

Da

ta f

orm

at

No

t re

qu

ire

d,

if it

is

a c

lose

d s

yste

m in

a

pri

vate

co

mp

an

y

Re

qu

ire

me

nt

Se

rvic

e P

rovi

de

r

Typ

e o

f S

erv

ice

Use

rR

ela

ted

In

stitu

tion

Sta

nd

ard

IT I

nfr

a

6.

Co

mm

erc

ial V

eh

icle

Ma

na

ge

me

nt

l Goa

less

imp

act

to

th

e e

nvi

ron

me

nt.

Ve

hic

le-c

en

ter

co

mm

un

ica

tio

nD

ata

re

ad

ers

fo

r ta

cho

gra

ph

/sto

rag

e

de

vice

or

da

ta

tra

nsm

issi

on

de

vice

Ce

nte

r F

ac

ilit

yD

ata

re

cord

ing

an

d

pro

cess

ing

sys

tem

Us

er

Eq

uip

me

nt

Ta

cho

gra

ph

, d

ata

st

ora

ge

de

vice

Org

an

iza

tio

nP

riva

te s

ect

or

Pre

req

uis

ite

Da

ta

No

ne

Da

ta f

orm

at

No

ne

2)

Mo

nit

ori

ng

/ O

pe

rati

on

Re

co

rdin

g

Mo

nito

rs a

nd

re

cord

s o

pe

ratio

n

da

ta u

sin

g r

eco

rde

rs.

Th

is s

erv

ice

co

uld

incl

ud

e e

ng

ine

te

lem

etr

y/ m

on

itori

ng

an

d e

me

rge

ncy

no

tific

atio

n

Be

ne

fits

: B

ett

er

ma

na

ge

me

nt

of

dri

vers

an

d v

eh

icle

s, le

ad

ing

to

incr

ea

sed

se

curi

ty c

ert

ain

ty a

nd

/or

be

tte

r co

mp

lian

ce w

ith r

eg

ula

tion

s a

nd

sta

nd

ard

s.

Se

lect

re

gu

latio

n

Da

ta f

orm

at

Da

ta d

ictio

na

ry

form

at

ne

ed

s to

be

se

lect

ed

. S

ee

M

od

el 1

: T

rave

ler

Info

rma

tion

1 2

1)

Re

cord

ing

se

lf-g

uid

an

ce2

) R

eco

rdin

g a

uth

ori

ty's

in

spe

ctio

n /

mo

nito

rin

g

Start

2

18

ITS Technical Note

Fo

r E

me

rge

ncy

Fo

r S

ecu

rity

Us

er

Eq

uip

me

nt

Co

mm

un

ica

tion

sy

ste

m,

on

-bo

ard

u

nit

for

ele

ctro

nic

d

ata

Ve

hic

le-C

en

ter

Co

mm

un

ica

tio

nD

SR

C,

we

igh

t se

nso

rs

Ce

nte

r F

ac

ilit

yC

on

tro

l ce

nte

r in

clu

din

g

reg

istr

atio

n d

ata

m

atc

hin

g s

yste

m f

or

veh

icle

an

d c

arg

o,

we

igh

t cl

ea

ran

ce

syst

em

Pre

req

uis

ite

Da

taV

eh

icle

re

gis

tra

tion

, d

rive

r lic

en

se,

imm

igra

tion

da

ta

Us

er

Eq

uip

me

nt

Co

mm

un

ica

tion

sy

ste

m,

on

-bo

ard

u

nit

for

ele

ctro

nic

d

ata

Ve

hic

le-c

en

ter

co

mm

un

ica

tio

nD

SR

C,

we

igh

t se

nso

rs

Ce

nte

r F

ac

ilit

yC

on

tro

l ce

nte

r in

clu

din

g

reg

istr

atio

n d

ata

m

atc

hin

g s

yste

m f

or

veh

icle

an

d c

arg

o,

we

igh

t cl

ea

ran

ce s

yste

m

Pre

req

uis

ite

Da

taV

eh

icle

re

gis

tra

tion

, d

rive

r lic

en

se,

imm

igra

tion

da

ta

Re

gu

lati

on

Ro

ad

/ a

rea

re

gu

latio

n,

info

rma

tion

se

curi

ty,

Cu

sto

ms,

im

mig

ratio

ns

law

, in

tern

atio

na

l tra

de

a

gre

em

en

t

Org

an

iza

tio

nP

ub

lic (

roa

d

au

tho

ritie

s, la

w

en

forc

em

en

t, c

ust

om

s &

imm

igra

tion

off

ice

)

Re

gu

lati

on

Ro

ad

/are

a r

eg

ula

tion

re

ga

rdin

g h

ea

vy

veh

icle

s, in

form

atio

n

secu

rity

, ve

hic

le

sta

nd

ard

s

Org

an

iza

tio

nP

ub

lic (

roa

d

au

tho

ritie

s, la

w

en

forc

em

en

t)

DS

RC

(c

om

mu

nic

atio

n

sta

nd

ard

s),

Da

ta d

ictio

na

ry

form

at,

Sta

nd

ard

fo

r o

n-

bo

ard

un

it/lo

cke

d

bo

x sp

eci

fica

tion

Ele

ctro

nic

pa

yme

nt

sta

nd

ard

s/p

roto

cols

(Se

e S

tan

da

rd o

f S

ele

ctio

n m

od

el 5

: E

FT

)

Se

e S

ele

ctio

n M

od

el 8

: In

cid

en

t/se

curi

ty

an

d H

aza

rd N

otif

ica

tion

Sys

tem

3)

Bo

rde

r C

ros

sin

g

Ele

ctro

nic

bo

rde

r cu

sto

ms

an

d im

mig

ratio

ns

safe

ty in

spe

ctio

n u

sin

g p

re-r

eg

istr

atio

n

Be

ne

fits

: Im

pro

ved

eff

icie

ncy

of

cro

ss-b

ord

er

tra

de

an

d s

ecu

rity

, le

ad

ing

to

th

e s

am

e b

en

efit

s a

s 1

) a

nd

2).

4)

Ro

ad

sid

e I

ns

pe

cti

on

Ch

eck

s ve

hic

le w

eig

ht

an

d c

arg

o c

on

ten

t fr

om

th

e r

oa

dsi

de

Be

ne

fits

: Im

pro

ved

se

curi

ty a

nd

co

mp

lian

ce le

ad

ing

to

sim

ilar

be

ne

fits

as

2).

Le

ss o

verl

oa

din

g a

nd

da

ma

ge

to

th

e in

fra

stru

ctu

re.

5)

Ro

ad

sid

e I

nc

ide

nt

& H

azm

at

Re

sp

on

se

Em

erg

en

cy r

esp

on

se s

yste

m f

or

acc

ide

nts

invo

lvin

g v

eh

icle

s w

ith

ha

zma

t:

Be

ne

fits

: B

ett

er

an

d f

ast

er

resp

on

se

to in

cid

en

ts.

Imp

rove

d lo

gis

tics

Goal

Start

eff

icie

ncy

, se

curi

ty a

nd

ce

rta

inty

th

rou

gh

be

tte

r h

an

dlin

g o

f in

cid

en

ts.

ITS Technical Note For Developing Countries

19

Qu

alit

y o

f S

erv

ice

1)

Ele

ctr

on

ic P

ay

me

nt

Ta

riff

pa

yme

nt

for

pu

blic

tra

nsp

ort

u

sin

g I

C c

ard

s

Be

ne

fits

: E

asi

er

an

d f

ast

er

fare

p

aym

en

t le

ad

ing

to

incr

ea

sed

use

o

f p

ub

lic t

ran

spo

rt.

Incr

ea

sed

m

ob

ility

an

d le

ss e

nvi

ron

me

nta

l im

pa

ct.

Us

ers

' Eq

uip

me

nt

Sm

art

Ca

rd

Eq

uip

me

nt

at

Ve

hic

le /

T

erm

nin

als

Sm

art

Ca

rd R

ea

de

r

Ga

te/C

en

ter

Fa

cil

ity

Ce

nte

r fo

r p

aym

en

t m

an

ag

em

en

t

Ve

hic

le-I

nfr

a

Co

mm

un

ica

tio

n N

on

e

Eq

uip

me

nt

at

Te

rmin

als

&

Ve

hic

les

Dis

pla

ys a

t b

us

sto

ps

&

term

ina

ls,

po

sitio

nin

g

syst

em

s fo

r ve

hic

les

Ga

te/C

en

ter

Fa

cil

ity

Ve

hic

le t

rack

ing

sys

tem

Se

lect

N

ece

ssa

ry s

tan

da

rds

1)

Use

exi

stin

g2

) cr

ea

te o

rig

ina

l

Us

ers

' Eq

uip

me

nt

N/a

Ce

nte

r F

ac

ilit

yN

on

e

Us

ers

' Eq

uip

me

nt

Mo

bile

or

Inte

rne

t

Re

gu

lati

on

Org

an

iza

tio

nP

ub

lic s

ect

or

or

PP

P

Re

gu

lati

on

Co

mm

un

ica

tion

re

gu

latio

ns

if u

sin

g

de

dic

ate

d

com

mu

nic

atio

n

syst

em

Org

an

iza

tio

nP

ub

lic s

ect

or

or

PP

P

Re

gu

lati

on

Co

mm

un

ica

tion

re

gu

latio

ns

Org

an

iza

tio

nP

ub

lic s

ect

or

or

PP

P w

ith

coo

pe

ratio

n o

f si

gn

al c

on

tro

l

2)

Bu

s L

oc

ati

on

Acq

uir

ing

th

e lo

catio

n o

f p

ub

lic t

ran

spo

rt v

eh

icle

s, w

hic

h is

c

on

veye

d t

o t

he

use

rs

Be

ne

fits

: Im

pro

ved

ce

rta

inty

lea

din

g t

o in

cre

ase

d u

se o

f p

ub

lic t

ran

spo

rt.

Be

tte

r m

ob

ility

fo

r u

sers

, a

nd

eff

icie

ncy

fo

r o

pe

rato

rs a

nd

use

rs.

3)

Bu

s S

ign

al

Pri

ori

ty

Tra

ffic

sig

na

ls a

da

pt

the

ir p

ha

se t

o

giv

e p

rio

rity

to

bu

ses

Be

ne

fits

: B

ett

er

ad

he

ren

ce t

o

sch

ed

ule

. Im

pro

ved

re

liab

ility

an

d

con

ven

ien

ce,

lea

din

g t

o in

cre

ase

d

use

of

pu

blic

tra

nsp

ort

.

Eq

uip

me

nt

for

Ve

hic

les

Co

mm

un

ica

-tio

n d

evi

ce

with

sig

na

ls

7.

Pu

blic

Tra

nsp

ort

Ma

na

ge

me

nt

Re

qu

ire

me

nt

Se

rvic

e P

rovi

de

r

Typ

e o

f S

erv

ice

Use

rR

ela

ted

In

stitu

tion

Sta

nd

ard

IT I

nfr

a

* C

om

mu

nic

atio

n s

yste

m*

Da

ta D

ictio

na

ry f

orm

at

* D

igita

l Ro

ad

Ma

p*

Po

sitio

nin

g S

yste

m

Se

lect

ve

hic

le-i

nfr

a

com

mu

nic

atio

n1

) G

en

eri

c2

) D

ed

ica

ted

(e

g.

DS

RC

)3

) E

lect

ron

ic t

ag

Se

lect

ve

hic

le-i

nfr

a

com

mu

nic

atio

n1

) G

en

eri

c2

) D

ed

ica

ted

(e

g.

DS

RC

)3

) E

lect

ron

ic t

ag

Start

Goal

1

au

tho

rity

2

20

ITS Technical Note

Qu

alit

y o

f O

pe

ratio

n

Us

ers

' Eq

uip

me

nt

Ph

on

e o

r In

tern

et

Eq

uip

me

nt

for

Ve

hic

les

Po

sitio

nin

g

syst

em

, co

mm

un

i-ca

tion

sy

ste

m

Ce

nte

r F

ac

ilit

yM

an

ag

em

en

t ce

nte

r

Da

ta C

oll

ec

tio

n

Eq

uip

me

nt

Ta

cho

gra

ph

an

d

da

ta r

eco

rde

rs

Ce

nte

r F

ac

ilit

yD

ata

re

cord

ing

an

d

pro

cess

ing

sys

tem

Ve

hic

le-I

nfr

a

Co

mm

un

ica

tio

nD

ata

re

ad

ers

fo

r ta

cho

gra

ph

/sto

rag

e

de

vice

(e

.g.

me

mo

ry

card

) o

r d

ata

tra

nsi

tion

d

evi

ce

Re

gu

lati

on

Co

mm

un

ica

tion

re

gu

latio

ns

if u

sin

g

de

dic

ate

d

com

mu

nic

atio

n

syst

em

Org

an

iza

tio

nP

ub

lic s

ect

or

or

PP

P

Re

gu

lati

on

La

w o

n r

oa

d p

ub

lic

tra

nsp

ort

bu

sin

ess

if

req

uir

ed

Org

an

iza

tio

nP

ub

lic s

ect

or

or

PP

P

4)

De

ma

nd

Re

sp

on

siv

e B

us

/ T

ax

i

Ch

an

ge

s ro

ute

s o

r d

isp

atc

he

s o

f b

us

an

d t

axi

es

ba

sed

on

de

ma

nd

Be

ne

fits

: H

igh

er

con

ven

ien

ce f

or

use

rs.

Imp

rove

d r

elia

bili

ty a

nd

e

ffic

ien

cy f

or

bu

sse

s, le

ad

ing

to

in

cre

ase

d u

se o

f p

ub

lic t

ran

spo

rt.

5)

Mo

nit

ori

ng

/ o

pe

rati

on

R

ec

ord

ing

Mo

nito

rs a

nd

re

cord

s o

pe

ratio

n

da

ta u

sin

g r

eco

rde

rs,

Th

is s

erv

ice

co

uld

incl

ud

e e

ng

ine

te

lem

etr

y/m

on

itori

ng

an

d e

me

rge

ncy

n

otif

ica

tion

Be

ne

fits

: B

ett

er

ma

na

ge

me

nt

of

dri

vers

an

d v

eh

icle

s, le

ad

ing

to

in

cre

ase

d s

ecu

rity

ce

rta

inty

an

d/o

r b

ett

er

com

plia

nce

with

re

gu

latio

ns

an

d s

tan

da

rds.

Co

nt'd

fro

m la

st p

ag

e

Us

ers

' Eq

uip

me

nt

N/a

1

Se

lect

ve

hic

le-i

nfr

a

com

mu

nic

atio

n1

) G

en

eri

c2

) D

ed

ica

ted

(e

g.

DS

RC

)3

) E

lect

ron

ic t

ag

Start

ITS Technical Note For Developing Countries

2)

Inc

ide

nt

Ma

na

ge

me

nt

(A

uto

ma

ted

) in

cid

en

t re

po

rt a

nd

th

e d

isp

atc

h o

f e

me

rge

ncy

ve

hic

les.

Tra

cin

g s

erv

ice

s fo

r st

ole

n v

eh

icle

s:

Be

ne

fits

: B

ett

er

an

d f

ast

er

re

spo

nse

to

inci

de

nts

. Im

pro

ved

se

curi

ty a

nd

ce

rta

inty

th

rou

gh

b

ett

er

ha

nd

ling

of

inci

de

nts

.

Us

ers

' Eq

uip

me

nt

PD

A w

ith m

ob

ile

fun

ctio

n

Da

ta C

oll

ec

tio

n

Eq

uip

me

nt

N/a

Ce

nte

r F

ac

ilit

yM

an

ag

em

en

t ce

nte

r

Pre

req

uis

ite

D

ata

Ve

hic

le

reg

istr

atio

n

Us

ers

' Eq

uip

me

nt

Mo

bile

with

po

sitio

n

rep

ort

ing

fu

nct

ion

, in

cid

en

t d

ete

cto

rs

at

acc

ide

nt-

pro

ne

sp

ots

Da

ta C

oll

ec

tio

n

Eq

uip

me

nt

N/a

Ce

nte

r F

ac

ilit

yM

ob

ile p

ho

ne

s,

de

dic

ate

d r

ad

io w

ith

em

erg

en

cy

veh

icle

s,

Ma

na

ge

me

nt

cen

ter

Pre

req

uis

ite

Da

taL

oca

tion

of

po

lice

o

ffic

es

an

d

em

erg

en

cy s

erv

ice

, h

osp

ital

Se

lect

Org

an

iza

tion

Re

gu

lati

on

Sa

fety

re

gu

latio

ns,

re

gu

latio

ns

tha

t re

late

to

e

me

rge

ncy

ve

hic

le

op

era

tion

, in

form

atio

n

secu

rity

1)

Pu

bli

cE

nfo

rce

me

nt,

em

erg

en

cy,

roa

d

op

era

tor

1)

Inc

ide

nt

No

tifi

ca

tio

n (

sy

ste

m f

or

en

forc

em

en

t o

ffic

ers

)

La

w e

nfo

rce

me

nt

filin

g a

n a

ccid

en

t r

ep

ort

usi

ng

mo

bile

te

rmin

als

co

nn

ect

ed

to

a d

ata

ba

se:

Be

ne

fits

: B

ett

er

da

ta c

olle

ctio

n a

dd

ing

to

se

curi

ty a

nd

eff

icie

ncy

, a

nd

he

lpin

g t

o c

rea

te "

tra

ffic

acc

ide

nt

da

ta b

ase

".

8.

Inci

de

nt

an

d H

aza

rd R

esp

on

se

Re

qu

ire

me

nt

Se

rvic

e P

rovi

de

r

Typ

e o

f S

erv

ice

Use

rR

ela

ted

In

stitu

tion

IT I

nfr

a

Start

Re

gu

lati

on

To

ll ro

ad

/are

a r

eg

ula

tion

, in

form

atio

n s

ecu

rity

Org

an

iza

tio

nH

igh

wa

y a

dm

inis

tra

tor,

la

w e

nfo

rce

me

nt

Se

lect

N

ece

ssa

ry s

tan

da

rds

1)

Use

exi

stin

g2

) cr

ea

te o

rig

ina

l

* D

ata

Dic

tion

ary

fo

rma

t*

Dig

ital R

oa

d M

ap

* P

osi

tion

ing

Sys

tem

Goal

Sta

nd

ard

Pro

s:

Ca

pa

bili

ty t

o p

rovi

de

se

rvic

es

na

tion

wid

e o

r re

gio

n w

ide

Co

ns

: R

ela

tive

ly s

low

de

cisi

on

ma

kin

g

2)

Pri

va

te s

ec

tor

or

PP

PP

ros

: E

ffic

ien

cy o

f M

an

ag

em

en

t, r

ed

uce

p

ub

lic b

urd

en

, b

usi

ne

ss o

pp

ort

un

ity f

or

pri

vate

se

cto

r a

nd

/or

PP

P,

pro

vid

ing

p

ers

on

aliz

ed

se

rvic

eC

on

s:

Lim

ited

au

tho

rity

in e

me

rge

ncy

, lim

ited

ca

pa

bili

ty t

o p

rovi

de

se

rvic

es,

re

qu

ire

s st

ron

g c

oo

rdin

atio

n w

ith r

ela

ted

a

uth

ori

ties

3)

Ha

zma

t R

es

po

ns

e

Em

erg

en

cy r

esp

on

se s

yste

m f

or

a

ccid

en

ts in

volv

ing

ve

hic

les

with

h

azm

at

Be

ne

fits

: S

am

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21 Users’ Equipments

Appendix 2 Figures and Pictures of the Basic Devices of ITS

Figure 1 On-board Unit for ETC (Germany)

Figure 3 On-board Unit for ETC (Italy)

Figure 5 Adding Value to SmarTrip on a Passes/ Farecards Machine (USA)

Figure 2 An On-board Unit for ETC (Japan)

Figure 4 The Equipment for Collecting Mileage Data for the Heavy Vehicle Fee (Switzerland)

Figure 6 Octupus Card (Hong Kong)

22

ITS Technical Note

ITS Technical Note For Developing Countries

2 Communication System/Interface

Figure 7 Communication Between the Gate and Vehicle in ETC (Japan)

Figure 9 ERP Implemented Zone (left) and Entry Gate (right) (Singapore)

Figure 8 ETC in the Philippines (the Philippines)

Figure 10 Various Communication Using Beacons (Japan)

23

23 Data Collection Equipment

Figure 11 CCTV Traffic Camera (USA) Figure 12 CCTV image (Colombia)

Figure 13 Surface Sensors Figure 14 RWIS (Road Weather Information System) (Sweden)

Figure 15 Radar Camera for Enforcement (USA) Figure 16 Speed Warning System Using�Speed Radar (USA)

24

ITS Technical Note

ITS Technical Note For Developing Countries

4 Center Facilities

Figure 17 Traffic Control Center (Argentina) Figure 18 Road Traffic Control Center (China)

Figure 19 Traffic Management and Control System for the City of Poznan (Poland)

Figure 20 Monitor Room for a Tracking System Using GPS and Mobile Phone (Romania)

25

25 Information Provision

Figure 22 Road Traffic Information Provision by Cellular Phone SMS (the Philippines)

Figure 23 VMS at Rio-Niteroi Bridge

Figure 21 Webpage Providing Traffic Information (Thailand)

Figure 24 Public Transport Information System (Left: Britain, right: Australia)

VMSLighting Control Systems

26

ITS Technical Note

ITS Technical Note For Developing Countries

6 System Configuration

Figure 25 A Radio Station Studio in Jakarta (Indonesia)

Figure 26 Border Crossing System on Texas-Mexico Border

27

2

Figure 27 Public Transport Management System

Figure 28 System Diagram for Commercial Vehicle Management Systems

Figure 29 System Diagram for Incident Management Systems

28

ITS Technical Note

ITS Technical Note For Developing Countries

CCTV

DSRC

ETC

GNSS

GPS

HOV

ITS

OBU

PDA

PPP

RDS-TMC

SMS

VMS

Positioning System

Data dictionary

Smart card

Glossary

Closed circuit television

Dedicated short range communication

electronic toll collection

Global navigation satellite system. Generic term for systems such as GPS (US)

or galileo (EU etc.)

Global positioning system. A GNSS of USA

High occupancy vehicle

Intelligent Transport System

on-board unit

Personal digital assistance

Public private partnership

Radio data system - traffic message channel.

Short message system

variable message signs

A system used to determine the geographic location of a movable object,

like a vehicle or cargo container..

A formatted, computer-readable listing of data elements (including meaning

and format) and data messages (including meaning, usage, and format) for a

particular application or family of applications.

A card containing an integrated circuit that can store and (in some cases)

process data.

29