Alan Pichanick 1
Abstract: Many commentators still take the Delphic speech in
the Charmides as Socrates’ (or Plato’s) opinion
of sôphrosunê. This is a misreading. The speaker
is Critias, a future tyrant, and close analysis reveals his
conception of self-knowledge, as a godlike andself-certain wisdom,
to be pervertedby histyrannical views.His concep- tion
of sôphrosunê must be distinguished from Socrates’
(‘knowledge of ignorance’), and while the former conception is
refuted in the dialogue, the latter is not.
I
The Problem of the Charmides
In Plato’s Charmides2 Socrates conducts an inquiry with the
young
Charmides and his guardian and cousin Critias, in order to find the
elusive
quality, sôphrosunê. Its elusiveness appears clearly in the
manifest failures to
define this virtue, a fate shared by other notions in the ‘early’
Platonic dia-
logues, such as the Euthyphro (piety), Laches
(courage), and the possibly
inauthentic Theages (wisdom). But for us, sôphrosunê seems even
more diffi-
cult to grasp from the outset. The word has a variety of meanings,
referring to
‘wisdom, discretion, self-respect, moderation, chastity,
temperance, pru-
dence’.3 We appear to be at a disadvantage, for we have no English
word that
somehow ties all these concepts together. 4
To begin with, then, it is not immediately evident how we should
even
translate sôphrosunê into English. Most translators
render it as ‘moderation’
or ‘temperance’ or even ‘self-discipline’. A more literal
translation of
sôphrosunê would be ‘sound-mindedness’. For ‘sôphrôn’ is the
result of a
combination of two other Greek words, sôs
and phrên.5 Sôs denotes safety,
soundness, or wholeness. Phrên can refer to one’s heart
or spirit, but in this
context refers to the mind, as the seat of thought. One who
possesses
POLIS. Vol. 22. No. 2, 2005
1 University Honors Program and Department of Philosophy, The
George Washing- ton University, Rome Hall 453, 801 22nd St. NW,
Washington, DC 20052. Email:
[email protected]
2 I have used the translation, with my own revisions, of W.R.M.
Lamb, Charmides (Harvard, 1986).
3 T.G. Tuckey, Plato’s Charmides (Amsterdam, 1968), p. 9.
4 See Plato’s Collected Dialogues, trans. and ed. Edith
Hamilton and Huntington
sôphrosunê would thus be sound-minded.6 Perhaps the best
approach,
though, is to leave sôphrosunê untranslated, as I will do
in what follows.
I will focus on the discussion between Critias and Socrates
regarding the
message of the oracle at Delphi: ‘Know yourself.’ This is the only
substantive
discussion in Plato of the oracle outside the Apology, and it
is thus worth pay-
ing careful attention to it, if one is at all interested in the
philosophy of Socra-
tes and those who in any way follow or depart from him. For
though
sôphrosunê may be elusive, the dialogue makes it clear that it
is deeply con-
nected, whatever its nature is, to the philosophical outlook of
Socrates, tying
together his ethical and epistemological stances. The task of
understanding
sôphrosunê is thus doubly important: not only will it give us
a supremely
insightful glimpse into Socrates and his philosophical activity, it
will also
yield a glimpse into ourselves, if its elusiveness is due, at least
partly, to a
modern understanding of human nature that is alien to that of
Socrates.
Yet the dialogue poses a perplexing problem. For though it presents
a dis-
cussion of self-knowledge, and ties this directly to the notion of
‘knowledge
of what one does and does not know’, Socrates concludes at the end
of the dia-
logue that this seemingly Socratic description of the
telos of his own philo-
sophical enterprise seems to be neither possible nor beneficial.
That is, by the
end of the dialogue Socrates and Critias appear to
be at a loss to explain how
one can ‘know what one does and does not know’, and whether this
will really
benefit us. Put simply, the strangeness of this Socratic dialogue
resides in its
inability to explain Socrates himself. This in itself may be the
reason for the
undeserved neglect of the dialogue, when compared to other Socratic
explora-
tions of the virtues.7 There are basically two responses one can
have if one
takes this problem of the dialogue seriously: either one accepts
Socrates’
rejection of Socratic knowledge of ignorance as the right
understanding of
sôphrosunê and accepts the consequences of such a rejection,
or one dis-
misses this rejection by explaining that the Socratic ideal of
knowledge of
ignorance is not in fact refuted in the dialogue. Those who follow
the former
path make a reasonable argument for distinguishing between the
views of
Socrates and Plato, and assert that Plato is using the dialogue to
show the limi-
tations of Socratic method, limitations that must be overcome by
Platonic
insights.8 Interestingly enough, those who are keen enough to draw
this sharp
distinction between Socrates and Plato do not draw a sharp enough
distinction
250 A. PICHANICK
6 T.G. West and G.S. West, Plato’s Charmides (Indianapolis,
1986), render the term as ‘sound-minded’ in their
translation.
7 This neglect has lessened recently, but most commentators still
seem to be missing some of the key elements of the dialogue which I
will discuss in this article.
TWO RIVAL CONCEPTIONS OF SÔPHROSUNÊ 251
between Socrates and Critias, the interlocutor in whose mouth
Plato first
places the words ‘self-knowledge’. But it is this distinction that
is crucial to a
proper response to the problem of the Charmides.
In examining Critias’ speech about the Delphic oracle, we will see
that the
dialogue brings into focus two distinct images of the
nature of sôphrosunê.
There are two views, call them the Critian and the Socratic, which
are in ten-
sion with, and even diametrically opposed to, one another. At the
heart of the
conflict between these two views is a battle between the tyrant and
the philos-
opher, and their corresponding tyrannical and philosophical visions
of the
limits and possibilities of human beings.9 This is further
confirmed, I will
argue, by the other extant discussion of the Delphic oracle in
Plato’s Apology,
where Socrates describes his own response to the words of
the oracle. In the
Charmides, Plato is presenting to us an engagement between Socrates
and a
kind of anti-Socrates, and is asking us to choose whose life is
best. When one
sees the distinction between the Socratic and Critian viewpoints,
it becomes
evident that the Critian view is incoherent while the Socratic
ideal of knowl-
edge of ignorance escapes refutation, even if it remains an ideal
to be further
explored. Plato, rather than critiquing the limitations of
Socrates’ method,
seems to be critiquing the flawed understanding of Socrates’
companions. In
the battle between the philosopher and the tyrant, the philosopher
walks away
victorious, even if (or perhaps because) it is not victory that is
his true
concern.
II
Sôphrosunê as Critian Self-Knowledge
At the middle of the dialogue Critias makes a remarkable claim,
that
sôphrosunê is identical to self-knowledge. He has been led to
make this claim
by Socrates’ elenchus, which revealed that Critias’ earlier
picture of a
59–77, R.F. Stalley, ‘Sôphrosunê in the Charmides’, in
Plato: Euthydemus, Lysis, Charmides, ed. T. Robinson
and L. Brisson (Sankt Augustin, 2000), pp. 265–77.
9 Critias and Charmides both turned out to be members of the
‘Thirty Tyrants’ who overthrewthe democracy.Critias’companionship
with Socrates is also one of the factors leading to the claim that
Socrates was the teacher of tyrants. The discussion of the
Charmides thus takes place with these issues present in the
background. AsI make clear, I believe the dialogue is a defence,
rather than a critique, of Socrates. As should be clear by what
follows, I am greatly indebted to the work of DavidLevine andTom
Schmid for this insight. (See further, D. Levine, Plato’s
Charmides [Ph.D. Dissertation, Pennsylva- nia State University,
1976]; and T. Schmid, Plato’s Charmides and the Socratic Ideal
of
sôphrôn individual as one who ‘does good things’10 is in fact
a picture of an
individual who is self-ignorant: though the person possessing
sôphrosunê does good things, there are times when he is
ignorant of the benefit of his
actions.11 This is significant, for the consequences are quite dire
for Critias,
who is older and more experienced than the youthful Charmides. Not
only
does it now look like he himself may not know what sôphrosunê is,
but Socra-
tes’ response suggests that Critias may not know what his own
good is. Socra-
tes subtly raises the possibility for Charmides and everyone else
to hear that
Critias himself may not understand what really is ‘his own
benefit’, and
thereby what is truly good. It seems that perhaps even the mature
Critias is
ignorant of himself, that his self-knowledge is inadequate and
superficial,
more shadowy than real.
The way has thus been paved for Critias’ longest speech, which
stands at
the centre of the dialogue and unambiguously asserts the primacy
of
self-knowledge. He has finally gotten a glimpse, though perhaps
only a shad-
owy one, of what his account needs: he sees that Socrates is
pointing to
self-knowledge, and thus is prompted to suggest it as a
definition.12 Having
earlier appealed to Hesiod, he now abandons the poet, and calls up
the Oracle
at Delphi as his authoritative witness:
For I would almost assert this to be sôphrosunê: knowing or
recognizing oneself (to gignoskein heauton); and I go along with
the one who put up a prescription of this sort in Delphi. For it
seems to me that this inscription was put up as if it were a
greeting ( prosrêsis) from the god to those coming in instead
of ‘hail’ (chaire), as if ‘hail’ were not correct, and they must
not exhort ( parakeleuesthai) one another to say this, but to
say ‘be sôphrôn’. Thus the god addresses ( prosagoreuei)
the ones coming into the temple dif- ferently than do human beings.
Such was the thinking of the one who put up the inscription, it
seems to me, and he asserts that the god always says to those
coming in nothing but ‘be sôphrôn’. But he says it in a quite
riddling way (ainigmatôdesteron), like a prophet (mantis).
For ‘know yourself’ (gnôthi sauton) and ‘be sôphrôn’ are the
same, as the inscription and I assert. But perhaps someone might
consider (oiêtheiê) them to be different, which happened, it seems
to me, to the ones laying down the later prescrip- tions, ‘Nothing
too much’ (mêden agan) and ‘A pledge, and ruin is near’ (to enguê
para d’ atê ). For they supposed ‘know yourself’ to be advice
or
252 A. PICHANICK
10 163e. Critias entered the conversation to defend the notion
that sôphrosunê was ‘doingof one’s own things’ (162c).
When Socrates presses him foran explanationof this phrase, Critias
claims that he means ‘the doing of good things’.
11 164c. Socrates gets Critias to admit that the doctor in treating
his patient does not know whether his treatment will be beneficial
or not. Socrates’ point is that the doctor knows how to cure the
patient’s sickness, but he does not know whetheritisgood for
the person to be healed. He thus seems to do good things without
knowing they are good, at least according to Critias’ view. A
similar argument can be seen in the Laches, 198d–199d.
TWO RIVAL CONCEPTIONS OF SÔPHROSUNÊ 253
counsel (sumboulên), not a greeting from the god to those coming
in. And so, in order that they might put up (anatheien) counsels no
less useful (chrêsimous), they wrote these and put them up.13
This is a complex and difficult speech the meaning of which is not
readily
clear. But it will be seen that perhaps the biggest mistake in
interpreting this
speech has been attributing its content to Plato or Socrates.14 In
what follows I
hope to make clear that the view Critias is putting forward,
consistent with
what he has heretofore presented, cannot be Socrates’ (or Plato’s)
opinion,
but is rather a twisted perversion of it.
To begin with, we should note the traditional link between
gnôthi sauton and sôphrosunê, which serves as the
background for this move by Critias.
Briefly, the traditional view emphasized the
restraining value of sôphrosunê:
living a sôphrôn life entailed shunning
one’s hubris, containing one’s ambi-
tion, and having the self-knowledge to bring this about, i.e.,
knowing one’s own human limitations.15 But Critias’ own
version will twist this conventional
view of sôphrosunê and self-knowledge. Rather than an
exhortation to human
beings to recognize their human limits and not attempt to transcend
them,
Critias’ view carries with it a doctrine of narcissistic
self-benefit that will be
shown to be more and more radical as the dialogue progresses. What
emerges
from this first speech are further suggestions that the
self-knowledge Critias
values is neither compatible with sôphrosunê, nor is it
Socratic. The concep-
tion Critias is here putting forward is essentially connected to
the definitions
and account he has already presented, most notably that the good is
defined by
what is his own, and he is attempting to defend his own
self-interested views
in calling upon and departing from the Delphic oracle’s
command to know
thyself.16
Critias begins by agreeing with the authoritative Oracle, and
begins to
describe the intention of the person who put up the inscription.
One expects to
hear an explanation of the words that are written in Delphi, but
this is not
forthcoming from Critias. Rather, his first comment about the
Delphic
inscription is that ‘Be sôphrôn’ is a greeting
( prosrêsis), and a more correct
greeting than ‘Hail!’ or ‘Rejoice!’ (chaire). The god thus greets
humans com-
ing into the temple in a different way than human beings greet each
other, and
13 164d–165a. 14 Hyland, The Virtue of Philosophy, pp. 88–93,
is especially guilty of this, which is
surprising since he agrees thatit is Critias’ conception of
self-knowledge, and not Socra- tes’, that is refuted in the
dialogue. As Schmid points out, Friedländer, Guthrie, and North
also come close to the same error in their readings of the passage
(Plato’s Charmides, p. 179, n. 32).
15 See Tuckey, Plato’s Charmides, pp. 9–10, 24;
Kahn, Plato and the Socratic Dia- logue, p. 191.
Critias asserts that the god is really exhorting
( parakeleuesthai) human beings
to greet each other similarly.
This is strange. First of all, at a basic level, what does it mean
to say that ‘Be
sôphrôn’ is a kind of greeting? Second, why is Critias
talking about this par-
ticular ‘greeting’ from the Delphic oracle? For, even though there
is the tradi-
tional link, the Delphic oracle does not mention sôphrosunê,
but only
self-knowledge. As Critias continues, his speech takes up the
latter question
first, and later the first question becomes his theme.
First, Critias claims that the inscription makes the connection
between
sôphrosunê and self-knowledge in a riddling
(ainigmatôdesteron) manner,
because it is done, after all, by a prophet (mantis). This is his
answer to the lat-
ter question: the inscription does not say ‘Be sôphrôn’, but
‘gnôthi sauton’,
because these are the same and because it is written by a riddler.
As Critias
continues explaining the ‘riddling’ manner of the oracle, the
traditional link
between self-knowledge and sôphrosunê comes more into
focus. For he men-
tions the two other inscriptions that were put up in Delphi:
‘Nothing too much
(mêden agan)’ and ‘A pledge, and ruin is near (to enguê para d’
atê)’.17 The
appearance of these inscriptions alongside ‘know yourself’
emphasizes the
traditional meaning that the Oracular inscription had. For the
latter two
remind human beings to recognize their limits: their inability to
understand,
predict, or rule all that is around them.18 Both emphasize the
importance of
knowing one’s place, and not transcending it. ‘Know yourself’ thus
carries
with it a corresponding meaning.
However, Critias now reveals that he is ready and willing to kick
away the
ground on which the traditional link
between sôphrosunê and self-knowledge
appeared to be standing, and assert his own
correct understanding of the true
Delphic inscription. In this way he begins to answer our first
question: what
does it mean to say that ‘Be sôphrôn’ is a kind
of greeting?
Critias asserts that the latter dedicators misinterpreted ‘know
yourself’ as
advice or counsel (sumboulên), rather than as a greeting. They
consequently
erroneously decided to put up advice that was no less ‘useful
(chrêsimous)’.
This is the sum of Critias’ response to our question, and though it
is brief it
does provide some illumination, if one considers the contrast
between what is
advice or counsel and what is a greeting. For instance,
Levine claims that,
‘“Counsel” is above all prescriptive, value laden, advice. As such
it proposes,
in the case of deficiency, a change in one’s own or
another’s doing or think-
ing, in oneself and in one’s way of life’. 19
254 A. PICHANICK
17 165a. 18 ‘Nothing too much’ emphasizes the moderation required
in our actions, while ‘A
pledge, and ruin is near’ indicates that promises only bring
trouble to human beings, for mere mortals do not really know if
they can keep them.
19 Levine, Plato’s Charmides, p. 175.
TWO RIVAL CONCEPTIONS OF SÔPHROSUNÊ 255
Seen in this light, it is clear that a greeting is unlike counsel
in all these
ways. It is not value laden, prescriptive, or aiming at change in
the other.
Advice such as ‘nothing too much’ holds one to a higher standard,
but with
regards to a greeting this is just not so. A greeting such as
‘Hail!’ or ‘Rejoice!
(Chaire)’ seems to be value free, and imposes no view of what is
good and bad
on the other.20 Thus self-knowledge or sôphrosunê are now
only tenuously
connected to, if not wholly separated from, knowledge of the good.
In addi-
tion to this, the content of a greeting seems to be a matter of
pure convention.
Whether one says ‘Hail’ or ‘Cheers’ or ‘Ciao’ is a phenomenon that
seems to
carry no significant content, philosophically speaking, and is
dependent on
the customs in one’s community, customs that are human, all too
human. It is
here that we further see Critias’ radical view come to light. For
his words ulti-
mately bring the god down to a human level: he is rejecting the
notion that the
‘superior’ god may be giving ‘mere humans’ advice, and is asserting
that the
gods are really participating in a value-free practice that humans
engage in
with one another.21
At the same time, however, Critias is asserting that few human
beings have
actually understood this correctly, and that he himself is one of
those who sees
into the mysteries, who is really at the level of the so-called
‘god’. True
self-knowledge and sôphrosunê are thus only in the
domain of the elite: it
seems only the superior can be truly sound in mind.22 So at the
same time that
Critias has brought the god down from the heavens, he has elevated
himself
and others like him to the super-human. In sum, Critias’
description of the
greeting ‘know yourself’ thus seems to be tied up with three other
beliefs:
1) Sôphrosunê is somehow ‘value-free’, for the greeting
from the gods is not advice.
20 Interestingly, ‘chaire’ is connected to charmê
(battle), which is at the root of Charmides’ own name
(see Liddell, Scott, and Jones, s.v. chaire). Critias is here
again trying desperately to save face by defending and praising the
youth he is responsible for, not from good intentions, but like a
pathologically narcissistic parent, or worse. It may seem that
‘rejoice!’ is not a value-free imperative, for rejoicing seems to
be a good thing. Yet this would still be reading the word
as advice, which Critias explicitly denies.
21 This hasbeen hinted at since thebeginningof Critias’ speech,with
hisemphasis on the‘dedicator’ who‘put up’the inscriptions. Thehuman
sourceof theinscription is high- lighted, while the intention of
the god is only mentioned secondarily. Schmid, The Socratic
Ideal,p. 179 n. 35, points out that Critiassays the inscription was
putup ‘as if’ it were from the god, and (p.180, n. 36) that he
repeatedly calls his account ‘his opinion (dokei moi)’. This not
only emphasizes the human element of the speech, but stresses
Critias’ vision of himself as a knower (cf. 165a, where Critias
pairs the dedicator with himself; see Levine, Plato’s
Charmides, p. 312, n. 25). Of course, as Schmid points out, calling
it an opinion signals its ‘low epistemic status’ even if Critias is
thereby trying to shield himself from refutation.
2) Sôphrosunê belongs only to the superior, godlike
human beings who can decipher this riddle of the gods.
3) Finally, these superior, godlike human beings replace the gods
themselves, for there is no longer any difference between the prac-
tices of human beings and gods.23
The picture yielded by these beliefs puts on display Critias’
doctrine of narcis-
sistic self-benefit. As Schmid sums it up, Critias’ views are the
‘amoral
human praise of self-certainty, not the divine moral counsel of
self-restraint’.
Levine suggests that ‘“Know Thyself” becomes “be thyself”, “do your
own
affairs” without restriction. It is the lion’s way: do what you
want . . . without
regard to bad or good other than one’s own advantage . . . ’
24
It is thus surprising that this passage has not aroused more
suspicion. As I
mentioned above, commentators have identified, or come close to
identify-
ing, the speech Critias makes here with Plato’s own opinion.25 In
fact, Critias’
presentation, at the very least, forces the reader instead to
ask the question: Is
Critias’ view of the Delphic oracle, and thereby of self-knowledge,
really
identical to Socrates’ own view? And my argument implies that the
answer to
this question must be a resounding no. Critias defines the
good by what he is and what he does. When Critias first
defended the notion of sôphrosunê as
‘doing one’s own things’, he made clear that all harmful things are
the affairs
of others (ta blabera panta allotria),26 while only the beneficial
things are
one’s own. It might be tempting to hear Critias as saying that the
‘good’ is his
guiding principle, and that what is one’s own is defined in
reference to this
ideal. But precisely the reverse is true: throughout the dialogue
Critias con-
firms that it is one’s own benefit, even though this is not clearly
defined, that
is the standard for good and bad. Hyland compares Critias’ position
to that of
Thrasymachus: ‘One is sôphrôn who does only that which is useful to
oneself;
anything that is harmful is someone else’s business, and so
sôphrosunê as
doing one’s own business is to be understood as doing only what is
useful to
oneself.’27 But Socrates showed that this definition, ‘the doing of
good
things’, failed as well insofar as it seemed that the
sôphrôn individual could
256 A. PICHANICK
23 See Schmid, TheSocraticIdeal, pp.37–9; Levine,
Plato’sCharmides,pp.175–7. 24 Schmid, The Socratic
Ideal, p. 38; Levine, Plato’s Charmides, p. 176. 25 The
cause for this seems to be a projection of a ‘Socratic’
interpretation of ‘know
thyself’ into the anti-Socratic speech. For instance, Hyland makes
the striking claim that Critias’ characterization of ‘know
yourself’ as a greeting is ‘a well-chosen image for the kind of
responsive openness to things which . . . [is] the interrogative
stance of philoso- phy’ (The Virtue of Philosophy, p. 90).
Levine,in his review of Hyland’s book, responds rightly:‘Critias is
anything but open . . . [T]he conclusion of this part of the
discussion is Critias’ exposure of his own deep-seated incapacity
for such openness at 169c–d.’ See Levine, ‘The Tyranny of
Scholarship’, Ancient Philosophy, 4 (1984), p. 69.
26 163c. 27 Hyland, The Virtue of Philosophy, p. 83. Cf.
Schmid, The Socratic Ideal, p. 34:
TWO RIVAL CONCEPTIONS OF SÔPHROSUNÊ 257
do good things without self-knowledge, i.e., without knowing his
own things.
Socrates thus implied that Critias himself may not in fact know
what is really
good for him. Perhaps Kant would describe the impasse this way:
‘doing
one’s own things without knowing the good is empty, while
doing the good
without knowing one’s own things is blind .’28
The suggestion Socrates seems to be making throughout is that
knowledge
of the self, qua human being, is somehow inseparable from
knowledge of the
good. But how is self-knowledge related to knowledge of the good?
This is the
question raised for those listening in on this conversation, while
Critias either
misses or refuses to see it. Socrates will thus attempt to get
clearer on the mat-
ter and in doing so he will show that Critias’ views of
self-knowledge and the
good continue to be problematic, and it is these views
that turn out to be inco-
herent by the end of the dialogue. This should not be surprising,
for we have
already been led to believe that Critias supposes that
self-knowledge is
value-free. Critias may believe that the essence
of sôphrosunê is self-knowl-
edge, but his understanding of self-knowledge is so perverted, that
ultimately
it will be impossible for him to relate self-knowledge to the good
at all, which
is exactly what happens in the final interchange with
Socrates.
III
Socrates’ Response in the Charmides
Socrates makes no comment about Critias’ description of the Delphic
Oracle.
Instead, he begins his response to Critias with a remarkably brief
question. He
says, ‘If knowing or recognizing (gignôskein) is what
sôphrosunê is, then
clearly it is some science (epistêmê), and an epistêmê of
something (tinos). Or
not?’29 Critias agrees immediately. But what does Critias believe
he is affirm-
ing when he affirmatively answers Socrates’ question? Given what I
have
already argued, we should suspect that Critias’ agreement stems
from his
underlying beliefs about sôphrosunê and the good, beliefs
that are tied up to
his narcissistic views.
But to see this more clearly, consider why Socrates is so insistent
on getting
at the ‘of what?’ (tinos) regarding this epistêmê.
Critias, in removing the
phrase ‘know yourself’ or ‘Be sôphrôn’ from the realm of
advice or counsel,
has narrowed the notion of self-knowledge considerably. The action
of know-
ing oneself, according to him, does not aim to bring about change
at all – as
making or even doing what is beautiful; it rather focuses on the
idea of procuring benefit for oneself and avoiding allharmas
“alien” . . . Critiasidentifies the good with what ben- efits
himself, in the sense of a calculating, narrow egoism.’
28 Cf.Kant’s commentaboutintuitions
andconcepts:CritiqueofPureReason,B76. 29 165c. This is the first
mention of epistêmê in theargument. This move from
gnôsis
Levine says, it is paradoxically a ‘counsel-free exhortation’30 —
and so the
question emerges: is such ‘knowledge’ really possible? If so, what
is it for? 31
By first asking him ‘of what’ this knowledge is, Socrates is
attempting to
show Critias that his answer to these questions will amount to an
incoherent
mess.
One possible answer to the question, ‘What is the object of this
epistêmê?’
would be the self or the soul. In fact, this seems to be what
Critias is suggest-
ing when he first mentions ‘oneself’ at 165c.32 This is a pivotal
moment in the
dialogue from which the conversation could take a quite different
turn from
the one it actually does. For Socrates and Critias could at this
point begin dis-
cussing more explicitly the nature of the self, and we would wind
up with a
conversation similar to the one that occurs in Alcibiades
I .33
But Critias chooses to respond to Socrates’ request for a
‘beautiful work’
by claiming that sôphrosunê is not like the
other epistêmai: ‘while all other
epistêmai are of something else, but not of themselves, this
one alone is an
epistêmê of all the others and of itself.’ 34 If we consider
carefully what is
implied in this definition, then we will see that it rests on
Critias’ narcissistic
doctrine. To possess an epistêmê which has all others and
itself as its object, is
to have a knowledge that is both all-inclusive and reflexive. It
has generality
and self-reference. If possible, the person who actually
possessed this would
seem to know all there is to know. Sôphrosunê, as defined by
Critias, seems to
be a divine wisdom. By now, it should not be surprising that
Critias promotes
such a conception, for this is explicitly the message of his speech
about the
Oracle.35 And the final culmination of this ‘divine wisdom’ is
manifested
258 A. PICHANICK
30 Levine, Plato’s Charmides, p. 181. 31 These are
preciselythe extended challenges Socrates puts to Critias in
theconclud-
ing arguments of the dialogue. 32 See Levine, Plato’s
Charmides, p. 181: ‘. . . then the further questioning would
center upon this “oneself”, what it is, or the question of the
whole man’ (p. 181). Cf. Schmid, The Socratic Ideal, p.
44.
33 Annas claims that this does not happen in the Charmides
because there is a confu- sion between self-knowledge and knowledge
of knowledge. See her ‘Self-Knowledge in Early Plato’, in
Platonic Investigations, ed. Dominic O’Meara (Washington, D. C.,
1985), pp. 135–6. I do not think this is the whole story, and I
argue that it is a mistake to suppose that the confusion here is
Socrates’ (or Plato’s) as opposed to Critias’. The con- versation
about self-knowledge in the Charmides looks the way it
does because it emerges in the context of
discussing sôphrosunê, and because of Critias’ attempt to link
self-knowledge withsôphrosunê, while having a flawed understanding
of both. It maybe Socrates who takes the conversation in a certain
direction, but Critias goes along with him and produces the
conceptions that Annas calls ‘confused’.
34 166c. We should be wondering by now whether this doctrine too
has its source in Socrates, and whether Critias’ understanding of
it twists the original. Cf.Levine, Plato’s Charmides, p. 194 and
Schmid, The Socratic Ideal, p. 50.
TWO RIVAL CONCEPTIONS OF SÔPHROSUNÊ 259
when Socrates and Critias construct a city in which the ruler
possessing
sôphrosunê has knowledge of all things past, present, and
future.36 In sum,
this super-human capacity is the main element of Critias’ vision of
‘human’
excellence: Critias’ views of self-knowledge and the good are tied
to his
desire to break his human bonds and be a god. It is clear by now
that this view
is diametrically opposed to a traditional understanding
of Critias’ authorita-
tive witness, the Delphic Oracle. I shall now argue that it is also
incompatible
with the alternative Socrates endorses.
In response to Critias’ reflexive view, Socrates asks a small
question of no
small import: ‘Therefore . . . [is] sôphrosunê also a
knowledge (epistêmê) of
ignorance (anepistêmosunês), if indeed it is of knowledge
(epistêmês)?’37
Socrates’ question here strongly echoes his description of his own
famous
claim of knowledge of ignorance in the Apology.38 He thus
finally prepares us
for a discussion of the two conceptions of sôphrosunê:
the Critian and the
Socratic. And though Critias’ understanding
of sôphrosunê will be shown to
be untenable, perhaps the Socratic view will escape refutation.
39
seller, occupations earlier degraded by Critias, but the one with
the knowledge that somehow stands above all these others, and
because of its reflexivity, needs nothing beyond itself. It is
the ruling science that coordinates all others to serve
its proper ends. This view combines the doctrine of self-interest
with an all powerful knowledge. Far from coming out of nowhere,
this is the logical outcome — the ultimate culmination — of the
views that Critias has expressed so far (Cf. Schmid, The
Socratic Ideal, p. 48.). Accordingly, the interpretations of both
Stalley and Tuozzo may need to be tweaked. Stalley claims
an epistêmê of knowledge in general is needed because
it just is general (Cf. Ion 531a–533c) and
because of the phenomenon of examining others. See R. Stalley,
‘Sôphrosunê in the Charmides’, in Plato: Euthydemus,
Lysis, Charmides, p. 271. Tuozzo’s explanation for
why sôphrosunê knows itself and the other knowledge is
that if we want to know if the other knowledges are beneficial, we
need the one that is the standard forbenefit. See T. Tuozzo,
‘Greetings from Apollo: Charmides 164c–165b, Epistle III ,
andtheStructure ofthe Charmides’,in Plato: Euthydemus, Lysis,
Charmides, p. 305. Both these claims may be right, but neither
explains why it is the Critian concep- tion of a ruling science and
not the Socratic conception of knowledge of ignorance which
addresses these problems. That is, sôphrosunê will turn
out to be vitally connected with the knowledgeof limitsin a
waythatCritias’ definition, but not Socrates’, fails tobe. It is
this vital Socratic connection that is the answer that Tuozzo and
Stalley call for, or so I hope to argue.
36 See 173b–174a. 37 166e. 38 21d. This by itself suggests that
knowledge of ignorance cannot be an impossible
paradox. Consistent with Socrates’ other uses in the Charmides, the
passage inthe Apol- ogy does not mention epistêmê
but eidenai. Accordingly, at 167a Socrates replaces
anepistêmosunê with ha mê oiden.
Sôphrosunê as Socratic Self-Knowledge
Socrates’ addition of ‘knowledge of ignorance’ leads to a
completely differ-
ent account of sôphrosunê. In his view, the sôphrôn individual
is open to what
is beyond his limits, in that there is some kind of recognition of
what is
beyond his knowledge. This calls for a very different orientation
to the good,
for the knowledge of limits removes the individual from the centre
of his
world. Rather than being elevated to the godlike, as Critias
suggests, human
beings now properly stand in that in-between realm, the realm
between beast
and god. Consequently, the good is not gobbled up by ‘one’s own
things’, as
Critias would have it. For it is the neglect of the knowledge of
ignorance, the
elevation of ourselves to the gods, that seems to carry with it a
confusion
between one’s own and the good.40
In this connection, it is crucial to consider Socrates’ description
of the Del-
phic Oracle in the Apology, which will further reveal how
different the
Socratic understanding is from that of Critias. In
the Apology, Socrates begins
his speech about the Delphic Oracle by suggesting that someone in
the audi-
ence might rightly ask, ‘But Socrates, what is your occupation or
task
( pragma)’? 41
Socrates raises this question after he has begun to debunk the
slanders
against him that ultimately have brought him to trial. It is
against this back-
ground that he calls upon the Oracle at Delphi as his authoritative
witness. For
he uses the words of the oracle to explain the cause of his
slandered
reputation:
What has caused my reputation (onoma) is nothing other than a
certain kind of wisdom (sophian). What kind of wisdomis this?
Perhaps it is human wis- dom (anthropinê sophia). For perhaps I may
be wise in this wisdom, while those whom I mentioned just noware
wise in something greater than human wisdom, or I do not know what
to say, for I do not understand it (epistamai).42
From the outset Socrates emphasizes that the difference between his
own
‘wisdom’ and that claimed by those he examines is the difference
between the
human and what is beyond the human. While his wisdom is confined to
the
limits of human beings, theirs, if it is true ‘wisdom’, somehow
transcends
these limits, a state of affairs that seems unintelligible. For as
Socrates
260 A. PICHANICK
future. For Critias it seems there are no limits to this wisdom he
calls sôphrosunê, a fact he does not realize will cause him
trouble when he agrees to Socrates’ reintroduction of
ignorance here, which already seems to be incompatible with
Critias’ own image of sôphrosunê.
40 Cf. Levine, Plato’s Charmides, pp. 210–1, 215–6, 220–1,
224; Schmid, The Socratic Ideal, pp. 56–7.
41 Apology, 20c. 42 20d–20e.
TWO RIVAL CONCEPTIONS OF SÔPHROSUNÊ 261
interprets the Delphic oracle, the highest ‘wisdom’ human beings
are capable
of achieving is defined by these limits and does not reach beyond
them.
Socrates explains that Chaerephon, the manic but well-liked
companion of
Socrates who also happens to be present for the discussion in the
Charmides,
was the individual who found out from the Delphic Oracle that no
one is wiser
than Socrates.43 Socrates’ response is one of utter incredulity.
Echoing the
passages in the Charmides, he says that the god is riddling
(ainittetai), for he
knows ( xunoida) that he is wise with respect to nothing
either great or small.44
Socrates assumes the god told a riddle, for the only alternative is
that he is
lying. This he says is impossible for him: whereas Critias seemed
to suggest
that the god bestowed upon humans a ‘value free exhortation’,
Socrates here
makes us wonder if this too might be absurd behaviour for the
god.
Socrates was perplexed, in aporia, for a long time and then
began an inves-
tigation that became his way of life, his well-known pragma.
Going to people
who had a reputation for wisdom, he attempted to show that there
must be
some human beings wiser than Socrates. But each time he did so he
discov-
ered that what the god said was true. For though each person
‘appeared wise to
many people and especially himself, he was not’.45 Socrates
describes the dif-
ference between himself and his interlocutors again in terms of
his
recognition of limits:
So I withdrew and thought to myself, ‘I am wiser than this man, for
it is likely that neither of us knows anything beautiful and good
(kalon kagathon), but this man thinks he knows something when he
does not, but I, when I do not know, do not think I do either. I
seem then to be wiser than this man in just this little thing: that
what I do not know (oida) I do not think I know either’.46
This image is in stark contrast to Critias’ picture of the Delphic
oracle. Critias
concluded that the ideal human life was that of a self-certain
knowledge of all
things past, present, and future, in the service of one’s own
narrow desires and
interests. But this is precisely the knowledge a god would have,
and it is
beyond the ken of human wisdom. Socrates confirms this in saying
that the
result, probably, of his investigation is that ‘the god is wise and
that his oracu-
lar response meant that human wisdom is worth little or nothing . .
. and that
“This man among you, human beings, is wisest who, like Socrates,
under-
stands (egnôken) that in truth he is worth nothing in respect to
wisdom”’. 47
43 21a. Notonly is Chaerephon ‘present’ in both the Charmides and
the Apology, but Socrates’ description of him
as manikos (crazy) is
interesting. Manikos seems to be the very opposite
of sôphrôn.
44 21b. Critias also said the Oracle was a ‘riddle’, clearly
invoking Socrates’ descrip- tion here. But the meanings of the two
riddles are not identical.
45 21c. 46 21d–e. 47 23b.
Socrates’ proclamations of ignorance thus, even if they are ironic,
contain
what he thinks to be a significant insight into the human soul. The
proper
understanding of human wisdom and its difference from the wisdom of
the
gods leads one to the highest wisdom that mere human beings can
reach. This
is the recognition of limits which seems to come out of Socrates’
small addi-
tion in the Charmides, ‘knowledge of ignorance’. Critias seeks
however to
make sôphrosunê and human wisdom ‘something greater
than it is’. 48 He
desires to replace the human wisdom that recognizes its very human
limits
with the wisdom of the gods. In doing so, not only has he
misunderstood the
nature and benefit of sôphrosunê, he has shown that his
own self-knowledge
is an illusion, a fantasy. As Socrates implies, humans have Critian
self-knowl-
edge only in their dreams.49 The waking reality of the tyrant’s
view of
self-knowledge and the good is incoherent: the most divine wisdom
is beyond
human reach. Critias’ doctrine is not only impious and hubristic,
but must
ultimately be false, in its failure to recognize the essentially
limited nature of
human beings. But while Critias’ vision dwindles into absurd
fantasy, the
Socratic conception of sôphrosunê may be able to
wake us from this tyranni-
cal nightmare. Socrates is showing us that it is in following his
path, not
Critias’, that we will achieve authentic self-knowledge and true
knowledge of
the good.
V
Conclusion
The two ideals on display thus seem to present opposed visions not
only of the
nature of sôphrosunê, but of human nature and,
ultimately, the best human
life. While the Critian standpoint transcends our human limits and
in so doing
leads to an incoherent mess, the Socratic view starts from a proper
under-
standing of human beings and thus escapes the refutation launched
against the
Critian view. In this paper I have not shown the details of
Socrates’ refutation,
but I have spelled out the discrete elements in each view, and how
they are
diametrically opposed to one another. When one sees this one is
left with
questions the dialogue raises (but does not answer) about the
nature of the
Socratic conception of self-knowledge.
For though the speech in the Apology supplies helpful
details to understand
the exchange in the Charmides, it remains somewhat unclear how
to spell out
the nature of ‘knowledge of ignorance’: to begin with, ignorance is
only a
lack, and so we are trying to define something negative.50
How is this to be
accomplished? And if we can spell out the nature of Socrates’
conception of
knowledge of ignorance, how do we relate it to Critias’ conception?
As has
262 A. PICHANICK
TWO RIVAL CONCEPTIONS OF SÔPHROSUNÊ 263
become clear, the two images are incompatible with one another. Yet
Critias
hinted that he has generated his view from what he takes to be
Socrates’ own
teaching. If the Critian conception is a twisted perversion of the
Socratic one,
how do we properly understand their deep connection? This question
is in the
background as Socrates now issues challenges to Critias. To be
brief: Socra-
tes’ argument in the remainder of the dialogue has three parts.
First, he reveals
that Critias cannot demonstrate the possibility, or the likelihood,
of a ‘knowl-
edge of itself and all other knowledges’. 51 Second, even if such a
knowledge
does exist, Socrates shows Critias that it cannot give us knowledge
of what we
do and do not know, but only knowledge that we do
and do not know.52
Finally, Socrates gets Critias to admit that even if this knowledge
could get
beyond ‘knowledge-that’ to ‘knowledge-what’, it would not thereby
be
knowledge of the good.53 In sum, Critias’ view
of sôphrosunê leads to the
troubling conclusion that it would be of no benefit to us. But I
believe Socra-
tes’ own view (unlike that of Critias) survives these challenges,
for they are
directed at Critias’ notion of the ruling science, not at the
Socratic notion of
knowledge of ignorance. It is Critias’ peculiar mix of universality
and
self-reference and his omission of the awareness of limits that
leads to such
absurd results. If this is so, then the Socratic alternative will
tie together
self-knowledge and knowledge of the good in a way that makes clear
its
possibility and benefit to human beings.
This is the task that remains to be done for the careful observers,
and it is
not an easy one. For the enigmatic nature of Socrates’ alternative
clearly lends
itself to misunderstanding and misuse, as Critias himself has
shown. But in
presenting this drama Plato has made those with a philosophical
nature more
aware of the illusions and self-ignorance of the tyrant, lest we
ever lose our
way. The stakes here are high, for by the end of the dialogue it
becomes clear
that the conflict between the philosopher and the tyrant is tied to
a broader ten-
sion – the tension between the practices of philosophy and
politics, and
whether it is possible for the city to be guided by the wisdom of
the philoso-
pher.54 Thus it is crucial to continue with the task or
pragma of understanding
51 167b–170c. 52 170d. The problem Critias confronts is this:
Someone with a knowledge of itself
andall other knowledges, if he examines anotherperson, will only be
able to tell this: that this person knows something. But he will
noteverbe able to say what it is that the person knows!This,of
course, is patently absurd, and Critias’ conception of knowledge is
there- fore deeply flawed.
53 173e–174c. This argument brings the dialogue full circle, for
Socrates had earlier showed Critias that hisnotion, ‘the doing of
good things’ didnot includeself-knowledge. Now, Critias is forcedto
seethat hisnotion of self-knowledge doesnot includethe good.
the philosopher’s authentic self-knowledge. I believe this remains
a question for Plato in the Charmides and the
later Platonic dialogues, and may even
require venturing into philosophical, political, and psychological
territory
unexplored by Socrates himself, even if it must at the same time
incorporate
Socrates’ insights into the limits and possibilities of human
beings. 55
Alan Pichanick THE GEORGE WASHINGTON
UNIVERSITY
264 A. PICHANICK
Plato in his ‘later’ dialogues, most notably in the Republic
and the Laws. Cf. Notomi, ‘Critias and the Origin of
Plato’s Political Philosophy’, pp. 248–9.