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Medicine, Ethics, Law
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Tumbos Ethics & Law for 1st
& 2nd
yr Med
1
For 1st
& 2nd
yr Med
(I could put in this huge disclaimer regarding the accuracy of notes and how
these things change and the like but instead Ill just leave it to your discretion
note that these are frameworks particularly aimed at giving all the relevant
information required for the major topics of the yr)
Tumbos Ethics & Law for 1st
& 2nd
yr Med
2
Contents
1st
Year
1. Court System pg. 4
2. Negligence pg. 5
3. Emergency Medical Treatment pg. 6
4. Consent pg. 6
5. Competency pg. 7
6. Involuntary Admission pg. 9
7. Hierarchy of Decision Making pg. 9
8. Medical Regulation pg. 10
9. Abortion pg. 11
10. Transplantation pg. 12
11. Dr-Pt Relationship pg. 13
12. Aged Care Assessment Teams pg. 14
13. Certification pg. 15
14. Models of Illness pg. 16
Tumbos Ethics & Law for 1st
& 2nd
yr Med
3
Contents
2nd
Year
15. Consent (extension) pg. 18
16. Informed Decision Making pg. 19
17. Refusal of Treatment pg. 20
18. Substitute Decision Makers pg. 21
19. Confidentiality pg. 23
20. Defining Death (Brain Death and Organ Donation)
pg. 24
21. Euthanasia pg. 26
22. Notifiable Conditions pg. 28
23. Immunisation pg. 30
24. Doctors Health/Incapacity pg. 31
25. Boundary Violations pg. 32
26. Counter-Transference & Stereotyping pg. 33
27. Self-induced Disease pg. 34
28. Patient Concepts of Illness pg. 35
29. Medical Over-servicing/PBS pg. 35
30. Commercialisation of Medicine pg. 39
Tumbos Ethics & Law for 1st
& 2nd
yr Med
4
Court System
2 jurisdictions
1. Federal e.g. Medicare
2. State e.g. Criminal, negligence etc
2 areas of law
Civil
o Individual v Individual
o Balance of probabilities (standard of proof)
Criminal
o State v Individual
o Beyond reasonable doubt (standard of proof)
Crt Hierarchy:
Statutory Law: Acts of parliament and binding on the courts, they merely interpret these
documents
Common Law: Judge-made law, the law of precedent where decisions are binding on lower
crts in Australia decisions of the High Court are binding in all jurisdictions
High Court
Supreme Crt Full Crt Federal Crt Crt of Appeal Full Crt Family Crt
District Crt
Magistrates Crt
Specialised Crts
Tribunals
Federal Crt
Federal Magistrates
Crt
Commissions
Family Crt
State Jurisdiction Federal Jurisdiction
Tumbos Ethics & Law for 1st
& 2nd
yr Med
5
Negligence
For a case in negligence to succeed you must establish the following:
1) Duty of Care
a. This can arise automatically (as in a Dr-Patient relationship here consideration of
potential contractual nature and fiduciary obligations lead to this)
b. Reasonable forseeability (is it reasonably foreseeable that my actions might be such
to bring this person into my consideration based on the neighbour principle) &
c. Proximity Council of Sutherland v Heyman (1985) CLR (High Court decision)
i. Physical
ii. Causal
iii. Circumstantial (Lowns v Woods NSW court of appeal decision, only
binding in NSW)
d. Note Sullivan v Moody (2001) CLR (High Court decision) which said that to establish
a duty of care the test was reasonableness in the circumstances according to
community standards
2) Breach of the duty
a. This is a breach of the standard of care
b. Standard here is reasonable care
c. Development:
i. UK had the Bolam principle (helpful but not applied in Aust) a Dr is not
negligent where he acts in accordance with accepted practice
ii. Rogers v Whittaker CLR (High Court decision) Bolam doesnt apply in
relation to information given to a patient
iii. Civil Liability Act (CLA) 2003 [Legislation passed across the country providing
consistency between jurisdictions in relation to civil liability e.g. negligence]
Bolam w/ the Bolitho qualification (the peer opinion cannot be irrational)
d. Ultimately the question of breach is a determination by the court
3) Damage
a. Must be actual damage
b. This can include psychological harm
c. NB: Wrongful life
i. CLA s49A (failed sterilisation)
ii. s49B (failed contraceptive procedure or advise)
iii. Where a healthy baby is born the parents are unable to take action for
wrongful life
4) Causation
a. There must be a causal link established between the damage and the breach of duty
Defences to a claim of negligence:
Voluntary assumption of risk
Contributory negligence
Tumbos Ethics & Law for 1st
& 2nd
yr Med
6
Emergency Medical Treatment
There is no legal obligation in Qld to provide aid in an emergency setting voluntary
decision
However, there is an arguable ethical obligation
When you are involved in the care of a patient then there is a duty to attend (i.e. code blue
in hospital setting)
NT obligation to provide aid in any accident you are involved in
NSW Lowns v Woods (Crt of Appeal decision) when you are requested to attend then a
duty of care arises because of circumstantial proximity (arguably only when you are
purporting yourself out to be a Dr)
Note: once you commence giving first aid then you must continue until you are relieved or
physically unable to continue
But in Qld when a health professional provides first aid
o Law Reform Act (1995) ss15,16: protection from liability where aid in given in an
emergency situation, in good faith, for no reward, there was no impairment,
reasonable care and skill was used and there was no gross negligence
o CLA ss26,27: this is similar provision designed to protect groups like St Johns
Ambulance
o While not exactly Good Samaritan Legislation this is the closest available
Consent
Different actions are sought when a Dr treats a patient without consent
Civil law
o Trespass to person
o Assault (verbal) or Battery (physical)
Criminal law
o Assault (note Qld Criminal Code)
These relate to the application of force without consent
For valid consent you need to show:
1) Voluntary
a. Self explanatory the patient was voluntarily consent
b. Consider here the notion of Paternalism (see pg. 13)
2) Informed (disclosure of risks)
a. 2 limb test from Rogers v Whittaker
Tumbos Ethics & Law for 1st
& 2nd
yr Med
7
i. Objective component must inform patient of all information/risks a
reasonable person would want to know
ii. Subjective component must inform patient of all information/risks
relevant to their particular circumstances
3) Specific
a. Consent must be to a specific procedure & a specific Dr
4) Competent Pt
a. See below
Common Law defences:
Necessity (this is more than merely convenience)
Emergency situations
o Patient is unable to consent & to
o Prevent loss of life or limb
Competency
Presumption at law that all adults are competent: Negative Duty to Disprove Competency
This is based on global competency & rationality of decisions
To prove competence show:
1) Generally the patient can:
o (Receive)
o (Retain)
o (Comprehend)
o (Recall) information
2) Integrate
o This encompasses the general nature of the information given to patients
3) Evaluate
o The patient must be able to consider the information and balance it against their
own moral code
4) Make a decision
o In weighing up the information given the patient must be able to reach a decision
5) Defend that decision
o The patient must be able to defend the reasons behind their decision
6) Adhere to this to the point of treatment
o The patient must stay the course w/ their decision
Tumbos Ethics & Law for 1st
& 2nd
yr Med
8
Minors competence
Assumption of incompetence
Gillick (1986) UK decision adopted in Marions case (1992) CLR (High Court decision)
o A child can be shown competent using the above guidelines
o Query the ability of a child to refuse Rx in light of the decision in Gillick and other UK
decision a child cannot refuse Rx over parental consent where the Rx is in their
best interests, currently in Australia it is accepted that a child is not competent to
refuse Rx
Need to show the child has significant understanding/intelligence to fully understand what is
proposed
Specific Legislation re: Minors
South Australia legislation allowing those over 16yrs to be deemed competent to accept
medical Rx
NSW legislation allowing those over 14yrs to be deemed competent to accept medical Rx
QLD no specific legislation, application of common law to determine competency
General Notes
The burden will as the severity of risk s in terms of showing competence (especially for
minors)
Competency is not an absolute in that an individual may be competent to make certain
decisions while at the same time unable not competent for others
Types of competence
o Technical competence (Occurrent) cognitive (minors have this)
o Dispositional competence experience (this comes w/ age)
Confidentiality tracks competence
There is specific legislation in Qld to allow for blood transfusions to children even where the
parents do not consent (specifically designed to protect children of JWs)
Tumbos Ethics & Law for 1st
& 2nd
yr Med
9
Involuntary Admission
Mental Health Act (2000) QLD s13(1) outlines the requirements
Need to show:
1. Mental illness
2. Requires immediate Rx
3. Authorised hospital available
4. There is a risk of harm to self or others (must be real risk)
5. No less restrictive Rx is available
6. Pt lacks competence OR s13 (2) pt has unreasonably refused assessment
Hierarchy of decision makers
Guardianship and Administration Act (2000) Qld, Power of Attorney Act (1998) Qld
Medical matters:
1. Competent patient
2. Advanced Health Directive (legal instrument)
3. Guardian (appointed under the Act)
4. Attorney under an Enduring Power of Attorney
5. Statutory Health Attorney (e.g. continuing spouse, non-paid carer, friends or
relatives)
6. Adult Guardian (statutory body last resort)
Financial matters:
1. Administrator
2. Attorney
Tumbos Ethics & Law for 1st
& 2nd
yr Med
10
Medical Regulation
Drs have a number of duties
Under Criminal Law
(duties not to)
Under Civil Law In the Public Sphere
Intentionally cause death
Assist suicide
Cause death by gross negligence
Perform unlawful abortions
Be criminally negligent
Facilitate surrogacy
Cause GBH or assault
Defraud medicare -> Cth sphere
Attend
Diagnose
Treat
Follow-up
Disclose/inform
Keep confidence
Obtain consent
Use reasonable
care & skill
Report to the courts
Notify PPH issues
Certify accurately
Note that this is not an exhaustive list
Regulation of the medical profession:
o Health Practitioners Act
o Medical Practitioners Regulation Act
These provide for the Health Practitioners Tribunal
o District Crt Judges
o Assisted by health practitioners
Regulatory function:
o Conduct
o Competence
o Impairment
Actions:
o Deregister sexual misconduct
o Suspend clinical incompetence
o Can place limitations on practice
Tumbos Ethics & Law for 1st
& 2nd
yr Med
11
Abortion
Legal Issues
Has been decriminalised in: ACT, NT, Victoria
Other jurisdictions:
o Unlawful abortion is a crime
o However, defences are available (Menhennit rules necessity and proportion: R v
Davidson (1969) Victorian case)
Necessity: To preserve life from serious danger (either physical or mental
health)
Proportion: circumstances are not out of proportion to the danger averted
Development of the defence:
o R v Bourne (UK decision) necessity related to preservation of life
o R v Wald (NSW) extension of necessity to include economic factors
o K v T (QLD) judgment indicated that Menhennit rules would be applied in Qld
o R v Bayliss & Cullen (QLD) application of the Menhennit rules in Qld
o Vievers v Connolly (QLD) expansion of necessity beyond the pregnancy
Qld abortion is covered by statute: Qld Criminal Code (1899)
o s224 unlawful abortion is a crime
o s225 crime for a mother to procure an abortion
o s226 crime to supply the means of an abortion
o s282 statutory defence (in reality the Menhennit rules) this protects the medical
field where an abortion is provided:
In good faith (i.e. necessity)
Using reasonable care and skill (i.e. proportion)
o s292 right to life
The right to life arises after the foetus proceeds from the mother it is
deemed a person at law
o s313
(1) Killing an unborn child is a crime equivocal to murder
(2) Assault of a pregnant woman leading to injury or death of the foetus a
crime
The standard of proof is beyond reasonable doubt
Tumbos Ethics & Law for 1st
& 2nd
yr Med
12
Ethical Issues
Professional: AMA Code of Ethics (2004)
o Right to refuse service
Feel it is professionally unethical
Against moral convictions
For administrative reasons
Not in the patients best interests
Note that there is specific legislation governing this area: ACT, NT, Victoria, Tasmania, WA
Ethical viewpoints:
o Extreme Conservative
There is an inherent Right to Life (concept of ensoulment)
Generally religious
Focus on the potential of the embryo
o Extreme Liberal
Right requires and Interest which in turn requires a Concept
A foetus has no concept therefore no interest therefore no right
A right requires a particular person
Termination can be done at any stage of the pregnancy and there should be
no State interference
But a foetus has a right not to be harmed
o Intermediate
Abortion is morally serious but not always wrong
Foetus may have a strong right to life may be of significant value
Value proportional to Developmental Stage
Based on the potential for personhood
Transplantation
Governing legislation Transplantation & Anatomy Act (1979) Qld [ss8-15]
In relation to donation from minors living donation of regenerative tissue legally permitted
across Australia exception NT
o Note the ACT also allows for transplantation of non-regenerative tissue
Tumbos Ethics & Law for 1st
& 2nd
yr Med
13
Legal position in Qld
Must certify
o Terms of consent
o Requisite medical advice was given
o Consent was made in the presence of the practitioner
o Parents of the child are of sound mind
o Consent was freely given
o The child understood the nature & effect of the procedure
o The child was in agreement
Qld has a 24hr waiting period after consent before tissue removal
Ethical considerations
NHMRC guidelines
o Should be minimal risks to donor
o Donation should be to a person of whom the donor has an intimate relationship (e.g.
sibling) [i.e. provides them with an indirect benefit]
o Donation should be a last resort
o Transplant should be proven efficacious & expected benefits with a good chance the
risks & discomfort are outweighed by the benefits
o Parental consent obtained with the child agreeing or giving ascent to the procedure
should make the best effort in terms of the childs understanding (consistent w/
the age of the child)
o Donor/recipient risks
Tumbos Ethics & Law for 1st
& 2nd
yr Med
14
Responsibility to the patient and others
To act in the patients best interests
Need to respect and consider the rationality of patients (competence)
Determination
o Of competence (the rationality of the patient)
o Autonomy (consider the values of the patient) concept of Paternalism (balance
between Autonomy, Non-Maleficence and Beneficence)
Weak Paternalism -> imposition of Drs values on an incompetent patient
Strong Paternalism -> imposition of Drs values on a competent patient
Responsibility:
o Balance the values of Dr in light of the values of the community
o Rationality
ACAT
Multidisciplinary team which includes:
o Physiotherapists
o Occupational therapists
o Speech therapists
o Nurses
o Neuropsychologists
o Pharmacists
o Social workers
o Rehabilitation physician
Free assessment
Provide:
o Assessment
o Information
o Advice
Programs:
o CACP community aged care program [at home]
Department of Health and Aging determine the cost to the patient
o HACC home and community care program
Not just for aged but also invalids
Tumbos Ethics & Law for 1st
& 2nd
yr Med
15
o EACH extended aged care at home
Home care but level of aged care facility
o NRCP national respite for carers program
o Aged care facilities
Low level care
High level care
Certification
Drs have a public duty to certify correctly
Workers Compensation claims:
o Legal instrument
o Duty under the specific legislation to fill out the document correctly
o Must include specific diagnosis of the impairment
Drs cert (i.e. sick certificate) requirements
o Letterhead
o Patient name
o Incapacity
o Date seen, return to work, of certificate
o Signed
Do not backdate or postdate
Unless patient consents do not include diagnosis
Retrieved from Medical Board policy of April 2009
Tumbos Ethics & Law for 1st
& 2nd
yr Med
16
Models of Illness
Interaction which affects health requires balance
20th
Century (The changes seen in the above triad)
Living conditions (Environment)
o Fresh water
o Sewerage/efficient septic services
o Electricity: allowed for refrigeration
o Transport: food availability & diet
Medicine (Dr)
o Pharmacology: antibiotics
o Diagnostics: CT/MRT
o Aseptic technique/anaesthesia
o Specialisation
o Cost
o Technological innovation
o Transplantation
o Life extension/preservation
o IVF
Community expectations (Patient)
o knowledge expectations
o availability of information
o access to health
o Change in medical problems (DM, obesity)
o Aging population
General
There is now an burden of disease
Life expectancy has : population are unhealthy but live longer (QLYL Quality of life years
lost)
Health services:
Patient
Environment Dr
Tumbos Ethics & Law for 1st
& 2nd
yr Med
17
o Focus on prevention
o Increased involvement and development of PPH
o Move toward a more economic model move away from social view of health
service
In the 20th
century biggest inroads were made by in living conditions
In the 21st
century biggest inroads will be made by living activities/lifestyle
modifications
Traditionally medicine took a biomedical approach focus on the pathology, the disease
process as a biological entity
The increase in availability of information for patients among other changes in the 20th
century saw increasing value placed on the social aspects of health care
Currently approved model is the biopsychosocial theory combination of the biomedical,
social and psychological impacts of disease and providing holistic care
Tumbos Ethics & Law for 1st
& 2nd
yr Med
18
Consent (Extension)
Initial points covered in 1st
yr
Ethically consent is: the voluntary authorisation by an autonomous individual for another
person to perform/withhold a specific act
4 limbs to show valid consent
o Voluntary
o Informed
o Competent Patient
o Specific Dr/Specific procedure
Important to remember that a competent patient has the right to consent to or refuse
treatment (competence is not an absolute in that a patient may be competent to make a
decision about one aspect of their healthcare while incompetent in relation to other areas)
Failure to gain consent leads to actions in civil law: trespass to person battery (application
of force) or assault (fearing force will be applied) OR criminal law: assault
The nature of consent means there are specific challenges for the medical field:
o Consent is for a specific procedure note that conducting a different procedure (e.g.
removal of incorrect kidney, sterilization instead of appendectomy etc) can give rise
to actions in Trespass and Negligence (look over requirements for an action in
negligence in 1st
yr notes) unlike negligence an action for trespass does not require
actual damage
o Procedure must be legal: note that illegal abortions are a criminal offence thus a
patient cannot validly consent to these
o Consent is for a specific person (Doctor): here it is important to look at the wording
of specific instruments and consider public hospital settings (where a consultant
gains consent for a team)
As discussed in 1st
yr notes there are defences to this (notably emergency situations)
An action is trespass is based on a patients general understanding in that a patient must
have a general understanding of the procedure else an action in trespass may arise
Tumbos Ethics & Law for 1st
& 2nd
yr Med
19
Informed Decision Making
For valid consent the patient needs to be informed what constitutes this?
o This is an area of the law which has been developed over the years but now has
clear precent
This is more than merely a general understanding as seen from case law
Primary case is Rogers v Whittaker (1992) CLR High Court decision
o Mrs Whittaker underwent eye surgery to correct the cosmetic appearance of an eye
damaged some 40yrs prior during her childhood. Prior to the surgery she was
informed of the general risks but not of the 1:14,000 chance of developing
sympathetic opthalmia (a condition she subsequently developed and resultantly lost
all eyesight)
o In the lead up to the surgery she was very concerned that the wrong eye would be
operated upon and even while on the trolley outside the theatre checked w/ the
nursing staff that her good eye would not be touched
o The court chose not to follow the argument that the Bolam principle (acting in
accordance w/ the standard practice of a group of peers) should not apply to the
provision of information and developed a two limb test:
o The patient should be informed of
All information which a reasonable person would attach significance to
know in relation to risks, complications etc about the procedure (an
Objective limb general nature)
All information which that patient would attach significance to in relation to
the above aspects of the procedure (a Subjective limb) [a heavy onus]
o Further this test not only applied to the standard of care (when determining
whether the doctor had breached their duty) but also the question of causation
here the patient need only prove that they would not have gone ahead w/ the
procedure given the information a doctor failed to inform them of rather than the
typical reasonable person test
Rogers v Whittaker did leave some independence with the medical fraternity in relation to
informing patients there remains a therapeutic privilege which allows doctors to refrain
from disclosing certain information to patients which may in itself lead to significant harm
(query the notion of paternalism here)
Tumbos Ethics & Law for 1st
& 2nd
yr Med
20
The CLA was introduced in 2003 which aimed to limit public liability this Act maintained
the legal doctrines relating to tort law but looked at minimising the remedies available
o The Bolam principle was introduced in relation to standard of care however, the
Bolitho qualification was introduced such that peer opinion relied upon could not be
irrational (a court determination)
o However, for informed decision making the Rogers v Whittaker two limb test was
maintained w/ a slight modification:
Objective/proactive limb what a reasonable person would require
Subjective/reactive limb what the doctor knows or ought to know that the
patient would want to know
Arguably a lesser duty than that required under Rogers v Whittaker
Refusal of Treatment
As per consent to treatment a competent patient may validly refuse treatment (even to
death)
The onus on a doctor wishing to intervene is to show that the patient is not competent
(global presumption of competency for adults as discussed in yr 1)
Note that a patient must be informed of all the risks relating to any refusal
There is a multitude of viewpoints on this matter note English case law suggesting that a
right of choice exists for patients even where reasons are irrational, unknown or non-
existent
It is safe to say that in Australia provided a patient is adequately informed and competent
their decision will be binding even where a doctor considers it irrational
As discussed on below where a person is incompetent to refuse treatment the next step is
to determine a substitute decision maker
In relation to minors decision makers must act in their best interests and there are specific
legislative instruments which address this (note pg 8 and the refusal of blood transfusions
for children)
Tumbos Ethics & Law for 1st
& 2nd
yr Med
21
Substitute Decision Makers
A competent patient has the right to determine their own health matters
When incompetent there needs to be a substitute decision-maker for these matters
As outlined on pg 9 there is a hierarchy of decision makers note:
o Guardianship and Administration Act (2000) Qld, Power of Attorney Act (1998) Qld
Health decisions include the provision of or the withholding/withdrawing of life sustaining
measures
Advance Health Attorney (AHD legal instrument)
o Written document allowing a competent patient to make decisions relating to their
health care in the event they become incompetent to make decisions
o Only comes into effect when the individual loses competence
o 3 major requirements
Signed by a doctor
Signed by an independent witness
Statement of understanding signed by patient
o A valid AHD must be followed but exceptions in Qld
o An AHD may direct the withdrawal of life-sustaining treatment where:
The patient has: terminal illness or condition that is incurable/irreversible
and in the opinion of treating doctor and another doctor reasonable to
expect they will die within 1 yr OR
The patient is in a permanent vegetative state OR
The patient is permanently unconscious (no reasonable prospect of
regaining consciousness) OR
The patient has an illness/injury so serious that there is no reasonable
prospect of recovery such that life cant be sustained without continued
life-sustaining measures
o AND
For artificial nutrition and hydration must be considered
commencing/continuing would be inconsistent w/ Good Medical Practice
The patient has no reasonable prospect of regaining capacity for health
matters
o AMA support that a doctor need not follow an AHD when it is inconsistent with good
medical practice or where a doctor has a conscionable objection note there is no
Tumbos Ethics & Law for 1st
& 2nd
yr Med
22
Australian clinical practice guidelines relating to withholding/withdrawing treatment
but remember the CLA and reasonable peer opinion
Ethical issues
o Are the interests of the incompetent individual the same as the competent decision
maker? (same person different interests or even same interests different people)
In terms of argument a) the competent person has critical interests as
opposed to the experiential interests of the incompetent person critical
interests take priority as proxies entrusted w/ their interests and community
memory aims to honour their wishes
In terms of argument b) once individual is incompetent there is no individual
(no person) therefore there is no right to life and withdrawal of treatment is
not infringement
Patient concerns in terminal illness: loss of mental faculties, loss of control,
loss of independence [fear that an AHD may limit their care]
Doctors concerns: loss of control, uncertain legal position, AHD Euthanasia?
Statutory Health Attorney (SHA)
o Persons > 18yo who have a relationship w/ the individual
o Order of priority: spouse/partner (continuing), non-paid carer, friend or family, Adult
Guardian
o Where there is a dispute the Adult Guardian can act as mediator or make decisions
in lieu of the SHA
Adult Guardian (statutory body last resort)
o Independent statutory body report to Qld Parliament
o Protect incompetent adults (protect, investigate claims, mediate disputes, conciliate)
Can be appointed by the Guardianship and Administration Tribunal (GAAT), be nominated under an
EPA or AHD or act as SHA of last resort where no person takes over decision making
Tumbos Ethics & Law for 1st
& 2nd
yr Med
23
Confidentiality
Confidentiality tracks competence: a competent patient can expect a doctor to maintain
confidence (outside legislative requirements) in terms of their treatment
Ethically confidentiality can be considered as being of dual interest to patients:
o Individual interest patients have an individual concern in doctors maintaining
privacy (leads to better individualised care)
o Public interest trust in doctors will aid in the public image of the medical
profession (leads to better community care)
AMA ethical guidelines (2004)
o Outline a requirement to maintain confidence
o Exceptions: serious risk to patient or other, legal requirements, approved research
or overwhelming societal interests
Breach of confidence can give rise to legal action in negligence or equity (area of law
concerned with justice and provided fair outcomes to parties where one has acted in good
faith to their own detriment in the absence of legal protection)
A breach of confidence can also give rise to disciplinary action under the Health Practitioners
(Professional Standards) Act (1999) for professional misconduct
Exceptions to the doctrine of confidence under law: legislative requirements (e.g. Public
Health Act as discussed above), court orders, privilege (i.e. protection where disclosing
information to legal counsel (professional privilege) this may be limited), disciplinary
matters, substitute decision making (disclosure to relevant person to allow a decision to be
made in the patients best interests)
Disclosure outside of these limits can only occur w/ patient consent certain circumstances
lead to implied consent for example access of records by administrative staff
o In these circumstances there is a requirement for 3rd
parties to maintain confidence
o For implied consent the reasonable person test would apply in relation to what
constitutes consent look at actions and surrounding circumstances
o Note that medical students are covered by the Health Services Act (1991) Qld as
designated persons
There is a public interest defence covering disclosure where:
o Specific, serious and immediate risk of harm occurring
o Which is likely to be reduced by the disclosure
o Disclosure is kept to a minimum to protect privacy
Tumbos Ethics & Law for 1st
& 2nd
yr Med
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o Public interest in avoiding the risk outweighs public interest in maintaining
confidence
Note in relation to disclosure of information concerning children (minors):
o Can be by adult consent OR
o Child where they are considered competent and consent to disclosure OR
o Child where not competent and guardian consents to disclosure OR
o Child and disclosure considered in their best interests
Patient access to records
o The ownership of medical records resides w/ the person who created them (i.e.
health professional/hospital) [Breen v Williams (1995) CLR High Court decision]
Patients do have a right of access to medical records Privacy Amendment (Private Sector)
Act (2000) Cth)
Defining Death (Brain Death and Organ Donation)
The notion of death has changed as society has developed and medical processes improved
as a result there is a medicalisation of death (this has both positive and negative affects)
The concept of death in the practical sense leads to 3 important questions:
o How should we define death?
o What criteria should be satisfied?
o What tests can ensure these criteria are met?
It is can broadly be considered that death is the permanent cessation of integrated
functioning of a whole organism
There is the dichotomy between death and brain death which has become an issue as
advancements in medical technology have both provided for life sustaining measures and
the development of organ transplant procedures
Organ donation criteria (brain dead patient):
o There is an upper age limit
o Brain death
o Donor is ventilated in ICU w/ intact circulation
o No hx of malignancy (exception is primary brain tumour)
If patient dies in ICU organs + tissue can be donated
If patient dies elsewhere only tissue can be donated
Tumbos Ethics & Law for 1st
& 2nd
yr Med
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Criteria irreversible cessation of blood circulation OR brain function (as noted by 2
physicians)
Coma exclusions for brain death
o Drugs
o Metabolic causes
o Electrolyte disturbances ( or )
o Core body temp 35C
o Confirm neuromuscular conduction intact
o Systolic BP 80C
o Need proof of cause of death
Tests to satisfy criteria (by 2 doctors 1 a specialist)
o Papillary reflex absent
o Corneal reflex absent
o Gag reflex absent
o Cough reflex absent
o Ocular-vestibular reflex absent (water in eardrum)
o Apnoea test remove from ventilation PaCO2 65 + no breathing
o dead
If donor:
o Radiological Ix 4 vessel angiogram + radionucleoside scan
Once confirmed dead brain protection therapy + organ protection therapy
Legally need to check if on donor register or provision under will otherwise seek the
approval of the appropriate decision maker (note that donor on drivers licence is not
sufficient to over-rule the wishes of even a SHA)
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Euthanasia
Euthanasia is an issue of covering multiple areas
Terms:
o Voluntary euthanasia ending the life of a competent informed individual
o Active voluntary euthanasia action by another (usually doctor) at request of
competent informed individual to end that persons life
o Physician assisted suicide person ends own life (suicide) but is assisted by a
physician except to deliver fatal action
o Passive euthanasia controversial term generally used to describe the withholding
or withdrawing of treatment resulting in an individuals death
o Non-voluntary euthanasia action by another to end of the life of a non-competent
individual
o Involuntary euthanasia equivalent of murder, action by another to end the life of
a competent individual against their wishes
There is no legal right to die the argument for euthanasia is a right to die in the manner an
individual chooses:
o Based on self-evaluation
o Support is based on the concept of autonomy
o Opposition based on morally wrong to legislate will lead to abuse (various levels of
argument from religious to social conscience)
o Moral argument so both sides are often merely counter-arguments of the other
sides position
o Ethical argument that palliative care and euthanasia are compatible not alternatives
Legal position:
o Criminal Code Qld s300 (unlawful homicide is a crime murder); s311 aids,
counsels, procures another to kill themselves is guilty of a crime
o Criminal Code Qld s284 no defence to a charge of murder that the other person
consented to their death (cannot consent to assault and/or murder)
o To kill another includes both act and omission s296 Criminal Code
o Failure to provide necessities of life when under a duty to do so leaves an individual
criminally liable s285
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o In a medical setting failure to provide necessities will not constitute killing when a
competent patient refuses (note here the issue of AHDs) or it is futile (futile
treatment by its very nature cannot be necessary)
o Criminal Code Qld s282A provides legislative protection to medical practitioners
where the giving of palliative care leads to the death of an individual provided
Reasonable care
In good faith
With reasonable care and skill
o Crimes Legislation Amendment (Telecommunications Offences and Other Measures)
Act (2004) Qld promotion of suicide, counselling or incitement of suicide is a crime
Profession
o AMA officially is opposed to euthanasia (cf. Abortion where the profession has a
neutral standpoint)
o There is no specific reasoning outlined in the AMA 2007 Policy Statement on End of
Life Care relating to this viewpoint but it could be said the argument lies in the
Hippocratic discord this topic arises
o Note that the following are not considered euthanasia by the AMA: not initiating or
continuing life-prolonging measures, the administration of treatment or other action
intended to relieve symptoms which may have a secondary consequence of
hastening death
o As a result the AMA are in harmony w/ the current legal position in Qld
Jurisdictions
o NT first jurisdiction in the world to legalise voluntary euthanasia/physician assisted
suicide 1995 (this was overridden by the Cth government in 1997)
o Other jurisdictions Netherlands, Switzerland, Belgium, Luxenburg, Oregon
o Euthanasia is not currently legalised anyplace within Australia
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Notifiable Conditions
There are certain conditions which in Australia require immediate notification e.g. to
health authorities
Public Health Act (2005) Qld outlines requirements and also provides protection against
breach of confidentiality (s75 (7), (8))
o Chapter 3: Notifiable Conditions particularly infectious diseases and certain other
conditions
These are conditions which are of significance to public health
Doctors/Hospitals clinical diagnosis (s70), provisional diagnosis
Pathologists/laboratories pathological diagnosis, pathological request
These are outlined in Schedule 1 Public Health Regulation (Qld) 2005
(notification within 48hrs)
Immediate notifications covered in Schedule 2 Public Health Regulation (Qld)
2005 (immediately after examination or test result or request)
Examples: acute flaccid paralysis, acute rheumatic fever, adverse event
following vaccination, Chlamydia, Dengue fever, Hepatitis (Hep A), HIV
o Chapter 5: Child Health suspected child abuse and neglect
Requirement to report to Department of Child Safety (DOCS) where there is
a reasonable suspicion of abuse or neglect
Protection against breach of confidentiality and liability
Failure to report is an offence
o Chapter 6: Health Information Management
Perinatal statistics (s223)
Cancer notifications on the cancer registry (s241)
Pap smear registry (voluntary but duty to inform of existence and voluntary
nature plus document)
Certain cases where Doctors are required to report deaths e.g. Coroners Act (2003) Qld
o Also Births, Deaths and Marriages Registration Act (2003) Qld
Health professional (doctor or nurse) may be requested by a police officer to take a blood
sample for blood alcohol testing (Transport Operations (Road Use Management) Act (1995)
Qld) may refuse if reasonable belief this will be prejudicial to treatment of the individual
o Protection from liability if patient does not consent
Doctors must inform patients (Public Health Act)
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o Of the reasoning behind notification (s99)
o The patient must comply w/ contact information requirements (unless reasonable
excuse does not include self-incrimination) (s100)
o Duty not to disclose confidential information directly or indirectly (s77)
o Disclose by relevant person under the Act is exempt from this (s78)
o Notify using form PHU s70
Fitness to Drive
o There is no legal duty in Qld to inform Department of Transport as to an individuals
fitness to drive (cf. SA, NT)
o However, when you notify in good faith there is protection from liability
o The duty is on the licence holder to inform the Department therefore there is a
duty for a doctor who reasonably believes someone unfit to drive to highlight this to
the patient and to inform them of the risks of continuing to drive (negligence)
o The AMA oppose mandatory reporting
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Immunisation
Australian Vaccination network believe parents choice for childhood vaccination
Ethical issues of immunisation cover:
o Autonomy consent and rights of patients/parents
o Public health community interests
o Public policy introduction of compulsory vaccination? Public funding
Autonomy
o Here we have a parent consenting for a child
o Must take note of whos best interests are meant to be served (the child)
o Risk perception an issue risks are more real due to visibility than disease,
perceived low-risk of illness
Barriers to immunisation
o Socio-economic status
o Frequent moves
o Geographical
o Illness
o Dismissive attitude of medical profession
o Media
Public health
o Heard immunity aided by high vaccination rates
o But this leads to unvaccinated gaining benefit
o Since herd immunity aids the common good does failure to vaccinate constitute
harm to others? as such is there an obligation to be vaccinated
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Doctors Health/Impairment
Common health problems for doctors:
o Depression and suicide higher rates depression male doctors, higher rate suicide
3-4x female doctors as opposed general female community (question availability of
means and skill)
o Alcohol and substance abuse 7% doctors have a problem w/ substance abuse
(financial means, generally unsupervised work)
o Relationship difficulties pressures of work life, work hours, income pressures
(pressure to earn), personality of trainees (obsessive)
o Stress/burnout disenchanted, may impact on ability to relate to patients and
families, anger at the health system
Possible causes:
o Selective recruitment selection criteria may favour obsessive personalities, highly
driven in addition to stereotyping of the doctor role by students
o Public attitudes high expectations, little true understanding of burden of
responsibility, increasing litigation (leading to undermined confidence)
o Socialisation as students stresses associated, abuse (from substance to superiors),
concept of failure and high standard set by peers
o Type of patients treated note the feeling of helplessness associated with chronic
disease, self-destructive patients,
o Professional issues emotional demands associated with the profession, exposure
to suffering
Best practice
o Have your own GP
o Address issues and seek help do not self-prescribe
AMA Code of Ethics 2004
o First consider wellbeing of your patient
o Accept responsibility for your psychological and physical wellbeing as it may affect
your professional ability
Note particularly that physician impairment may still have stigma associated with it however
the Medical Board take kindly Drs who self-advise note there is a duty to advise of any
reasonable known impairment to your practice at registration and once evident
o Health Assessment and Monitoring Program
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Boundary Violations
Recap of the 4 bioethical principles
o Autonomy self determination
o Non-maleficence do no harm
o Beneficence act in the patients best interests
o Justice be fair in all dealings
Professional boundaries
o Designed to balance the patients vulnerability with the professionals powers
o Maintenance of these boundaries respects autonomy, is beneficent and serves non-
maleficence
o The relationship between a doctor and patient is fiduciary in nature this means
that the patient is relying upon (via the implied contract payment for services
rendered) the special skills (which are recognised by the community) of the
professional (here a doctor) and as such there is a higher obligation placed on the
professional to act in the patients best interests
o Boundaries are placed not only to protect the patient but also the doctor to save
them from being overwhelmed
Violations may be:
o Intentional or unintentional excursions return to normal limits of professional
relationship (imply no harmful long term effects)
o Violations imply harm to the patient here the needs of the patient are superseded
by the needs of the doctor
o Breaches can be:
Forming personal relationships
Sexual misconduct
Dual relationships
Accepting gifts
Office of Health Practitioner Registration Board
o 13 registration acts: particularly Health Practitioners (Professional Standards) Act
(1999) Qld designed to protect the public and uphold public confidence in the
profession
o Board can investigate where:
Receives a compliant
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Complaint referred from Health Rights Commission
In absence of complaint where reasonable belief conduct grounds for
disciplinary action
o Potential actions:
Reject the complaint
Refer to HRC or other entity
Investigate
Deal w/ impairment under the Act
Deal w/ complaint via disciplinary proceedings
Suspend/impose conditions on registrant
o Grounds for disciplinary action
Unsatisfactory professional conduct
Conviction for indictable offence
Failure to comply w/ conditions/undertakings under the Act
o Disciplinary action:
Advice, caution, reprimand
Enter an undertaking
Impose conditions on practice
Counter-Transference & Stereotyping
Generally
o Counter-Transference:
Emotional response to individual without basis
May be positive or negative
o Stereotyping
Attributing a global set of characteristics based on observed characteristics
Culturally based
Generally negative
A form of prejudice
Medically
o Transference:
Patients view of doctor
May be problematic where dependence or early termination
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May lead to regression of patient
o Counter-transference:
Doctors view of patient
Positive feelings may lead to boundary violations
Negative feelings may lead to deficient care
May lead to regression of doctor
Positive alliance
o Maximisation of placebo effect:
Expect successful outcome
Shared goals
Equal understanding of treatment process
Experience competent/caring doctor
o Requires positive counter-transference (not eroticised) with genuine regard for
patient
o Must contain negative counter-transference (this mustnt be contained but
shouldnt necessarily share w/ patient)
Self-Induced Disease
Form of counter-transference blaming the patient for their current condition
Estimate that 9% of hospital admissions avoidable through preventative care
Individual responsibilities to avoid illness but based on assumptions
o Freedom, choice and control of actions
o Ease of behaviour changes
o Lack of economic impediments
Australian Better Health Initiative government program targeted at early detection and
prevention of chronic diseases and sequelae
o Aim to improve coordination & communication between health services
Structural model looks at the frameworks around individuals
Government are committed to health expenditure but also receive substantial income from
certain substances (e.g. smoking, alcohol) reluctance to take unpopular action, rather
move to shift blame
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Patient Concepts of Illness
General principles apply:
o Patients are individuals first presenting w/ a series of symptoms seeking a
diagnosis
o Do not over-medicalise problems but rather aim to give holistic care
o Seek to provide care at the patients level do not over or under simplify the
provision of information
o Remember that a diagnosis can have a significant impact on the patient so provide
the best support possible in terms of the diagnosis itself, advice and treatment
options
o There is stigma associated with many conditions on the level of both society and
the medical profession (e.g. Chronic Fatigue) be aware of this and try not to
stereotype patients or counter-transfer
Medical Over-Servicing & The PBS
Administration of Medicare and the PBS by Medicare Australia (Cth)
Medicare may seek for the Director of Professional Services Review to review provision of
services by professionals suspected of inappropriate practice
o Unacceptable services
Rendering services
Prescribing
Over-servicing
o Unacceptable conduct
Look to records in determination good records are vital
Under regulation 7 inappropriate practice includes:
o 80 or more professional attendances on 20+ days in 12mth period
Mechanisms:
o Audits
o Systematic data analysis
o Targeted projects
o Public information: patients, practitioners, practice managers, professional bodies
Pharmaceutical Benefits Scheme:
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o Designed for public reimbursement for medications (keep cost of necessary
medications to community at a minimum)
o Medications listed on PBS if:
Needed for treatment of condition not covered by current drugs
acceptable cost-benefit
Current drugs but more effect/less toxic acceptable cost-benefit
Current drugs and as effective/safe similar/better cost-benefit
o Resource allocation based on:
Size of problem (public health)
Evidence (EBM)
Value for money (economic considerations)
Cost minimisation
Cost effectiveness
Cost utility (cost per QALY) look at area under curve
Restrictions designed to restrict use to specific patient groups by limiting PBS prescriptions
o Unrestricted
o Restricted benefit
o Authority required
Future challenges:
o demand
o Aging population both demand and capacity to pay
o Pharmacogenomics target Rx for best cost-benefit
o cost w/ cost effectiveness
o Uncertainty of predicted benefits leading to risk sharing
o effective patent life seek for earlier returns
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PBS approval:
MIMS
Therapeutic Goods Administration
Australian Drug Evaluation Committee
Register of Therapeutic Goods
Pharmaceutical Benefits Advisory Committee
Drug Utilisation
Subcommittee
Economics
Subcommittee
Minister
Pharmaceutical Benefits Schedule
Pharmaceutical Benefits Pricing
Authority
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Medical Review:
(Not improved or up to standard)
(Not improved/unsatisfactory)
(Looks at appropriate service/appropriate PBS use)
(Notify)
(After 2 Determining Authority referrals)
Practitioners Review
Programme
Written Concerns
& Interview
Complete Review Period
Determination
Improved
Complete Satisfied Medicare Australia
Medical Director Review
Professional
Services Review
Determining
Authority
Either:
- Review Dismissed
- Reprimands
- Disqualified from:
Medicare, PBS
- Repayment
Either:
- Reprimand
- Counsel
- Disqualified for 3 yrs
Medicare Australia
Participation Review
Committee
Review
Either:
- Satisfactory
- Disqualified for 5 yrs
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Commercialisation of Medicine
Primary concern advertising
o Medical Practitioners Registration Act (2001) Qld
s168 obligations of advertisers: must not be misleading or deceptive,
cannot contain endorsements or testimonies, cannot be disparaging of
other professionals, must only be for expertise held
s169 information to appear in advertisements
Note also anti-competitive arrangements such as RACP and RANZR (these are not
acceptable)