Trott , Stephen S - Judicial Watch...8. On the basis of the information contained in this Repot and any modiications pertaining thereto, it is, in my opinion, in compliance with applicable

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Go.,ernment Act of 1978Rev. 11201I FOR CALENDAR YEAR 2010 (5 U.S.C. opp.§§ JOI-/ I I)

I. Penon Reporting (last name, first, middle initial)

TROIT, Stephen S.

2. Court or Organization

Ninth Circuit Court of Appeals

3. Date of Report

04/26/201 I

4. Title (Article Ill judges indicate active or senior status;

magistrate judges indicate full- or pan-time)

Circuit Judge, Senior Status

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

Sb. [{] Amended Repon

D Final

6. Reporting Period

01/01/2010 to

12/31/2010

7. Chambers or Office Address

U.S. Courthouse

550 W. Fort Street, Room 667 Boise, Idaho 83724

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

Board Member I. Boise Philharmonic Association & Foundation

2. Board Member Esther Simplot Performing Arts Center

3. Advisory Committee Member Childrens Home Society of Idaho

4.

5.

II, AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

D NONE (No reportable agreements.)

PARTIES AND TERMS

I. 2010 Vested interest in a retirement plan maintained by Los Angeles Cnty, CA. I was employed as an attorney between

1965/1981. I draw a retirement income monthly.

2.

3.

Trott , Stephen S.

-------------�

_T_ra_n _spo_rt_a _ti_ o _n ________ _

3.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 04/26/2011TROTI, Stephen S.Page 2of12

III. N 0 N-INV EST ME NT IN CO ME. (Reporting individual and spouse; SU pp. 17-U of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I. 2010 Los Angeles County California Retirement $12,000.00

2. 2010 "Highwaymen" LLC, Record Sales & Performance Fees $3,780.00

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

JV, REIMBURSEMENTS - transportation, lodging.food, entertainment

(Includes rhose lo spouse and dependenr children; see pp. 25-27 of filing instrucrions.)

D NONE (No reportable reimbursements.)

SOURCE

I. Idaho State Bar Conference

DATES

July 15-16, 2010

LOCATION

Idaho Falls, ID

PURPOSE

Lecture on Constitutional Interpretation Theory

ITEMS PAID OR PROVIDED

Transportation, hotel

2. Citizens Law Academy Sept. 8, 2010 Idaho Falls, ID Lecture on the Constitution Hotel

3. Harvard Law School Oct. 6, 2010 Cambridge, MA Lecture on Informants

4.

5.

Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of12 TROTI, Stephen S. 04/26/2011

V. GIFTS. (lnc/udn thou to spouse and dependentchildun; supp. 18-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

VALUE CODE

2.

3.

4.

5.

A.

(I) (2) (3) (4) (5)

FINANCIAL DISCLOSURE REPORT

Page 4of12

Name or Penon Reporting

TROTI, Stephen S.

Date or Report

04/26/2011

v I I. INV EST M ENTS and TR us TS - income, value, transactions (Includes those of spouse and deptndtnl chi/dun; SU pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

Description of Assets

B. c. D.

Income during Gross value at end Transactions during reporting period

( including trust assets) reporting period of reporting period

(I) (2) (I) (2)

Place "(X)" after each asset Amount Type (e.g., Value Value Type ( e.g., Date Value Gain Identity of

exempt from prior disclosure CodeI div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (l-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. All State Corp. All (X-1) A Dividend 1 T

2. Chevron Corp CVX (X-1) D Dividend M T

3. Exon Mobil Corp XOM (X-1) B Dividend L T

4. General Electric GE (X-1) A Dividend Sold

5. Realty Income Corp Reit 0(X-1) c Dividend L T

6. Verizon Comm. Com. VZ (X-1) A Dividend J T

7. Wisconsin Energy Corp. WEC (X-1) A Dividend Sold

8. San Diego Cnty CACTF Partn. Sharp 5.25% A Dividend J T

9. - CPN 5% due 8/15/28 Call 07/23/10@ 101.00

10. - Moody A3 - S&PA CUSIP (X-1)

11. Amer Balanced Fd Inc. CL C BALCX (X-1) A Dividend Sold

12. Black Rock FDS - Total Return - BCBCX A Dividend Sold (X-1)

13. Black Rock CA Muni Bond Fund Class I A A Dividend Sold MDCMX(X-1)

14. Calvert FD Income Fd CL C CIFCX (X-1) A Dividend Sold

15. Columbia FDS SER TRI Income Fd Class C A Dividend Sold CLOCX (X-1)

16. Columbia Tax-Ex Fd Class A COL TX (X-1) A Dividend Sold

17. Franklin CA TX Free Income FD Class A A Dividend Sold FKTFX (X-1)

08/26/10 J A

08/26/10 J A

07/16/10 K A

07/16/10 J A

07/14/10 K A

07/16/10 J A

07/16/10 J A

08/26/10 K A

07/16/10 K A

I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2.500 c =$2.501 - $5.000 0=$5.001- $15.000 E =Sl5.00I - S50.000

(Sec Columns Bl and 04) F =$50.001 · $100.000 G =$ I00.00 I -$1.000.000 I! I =$1.000.001 - $5.000.000 112 =More than $5.000.000

2. V:ilui: COOcs J =Sl5.000 ork"'Ss K =Sl5.00I -S50.000 L =S50.00I -SI00.000 M =SI00.001 -$250.000

(Sec Columns Cl and DJ) N =S250.001 - $500.000 0 =$ 00.00 I - S 1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =S5.000.001 - $25.000.000

ri =s2s.ooo.001 - s;o.000.000 N =More than $50.000.000

3. Value Method Codes Q =:oAppr:iisal R =Cost (Real Estate Only) S =Asscssrrien.1 T =Cash Market

(Se< Column C2J U =llook Value V =-01hc..T W =Estimated

A.

(2) (3) (5)


Page 5of12

Name of Person Reporting

TROTI, Stephen S.

Date of Report

04/26/2011

VI I. INVESTMENTS and TRUSTS - income, ..a1ue, transactions r1nc1udes thou of spouse and dependent children; see PP. 34-60 of filing instrumons.J



B. c. D.

Income during Gross value at end Transactions during reponing period

(including trust assets) reponing period ofreponing period

(I) (2) (I) (I) (2) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Dale Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. John Hancock CA TX Free Inc. FD CL A A Dividend Sold 08/26110 K A TACAX(X-1)

19. Pimco Total Return FD CL C PTTCX (X-1) A Dividend Sold 07/16/10 J A

20. Pioneer High Yield FD CL C PYLCX (X-1) A Dividend Sold 07116110 J A

21. Wells Fargo FDS-TR CA TX Free FD CL C A Dividend Sold 07116110 K B SCTCX (X-1)

22. Artio Globe Intl Fund EQII JETIX D Dividend Sold 05117110 J B

23. Calamos Growth Fund Class A CVGRX D Dividend Sold 05/ l 7110 J B

24. Dodge Cox Intl Stk Fd DODFX D Dividend J T

25. Dodge Cox Intl Stk Fd DODFX D Dividend J T Sold 11130110 J A (part)

26. Goldman Sachs TR Square Money MKT FD A Dividend J T Buy 12/20110 J FSMXX(X)

27. Growth Fund of America Class F GFAFX D Dividend J T

28. Growth Fund of America Class F GFAFX D Dividend J T Sold I l /30/10 J A (part)

29. Janus Inst Overseas FD JIGFX (X) A Dividend J T Buy 05117110 J

30. Janus Adv Mid Cap Value Cl I JMV AX A Dividend J T

31. Legg Mason Value Trust TR Inc NAV A Dividend J T LMNVX

32. Mutual Series FD Inc Discovery Fd CL A D Dividend Sold 05/17/10 J B TEDIX

33. Mutual Ser FD Inc Global Dis Fd CL Z A Dividend J T Buy 05117110 J MDISX (X)

34. Pimco Commodity - Real Return Stratigic A Dividend J T Sold 05/20110 J B Fund- PCRIX (part)

I. Income G;:iin Codes: A =$1.000 or less B =$1.00 I - $2.500 c =$2,501 - $5.000 D =$5.001 -$15.000 E =S 15.00 I - $50.000

(Sec Columns BI and D4) F =$50.001 -$100,000 G =$!00,001 -$1.000.000 Ill =$1.000,001 - $5.000.000 112 =More than $5.000,000

2. Value Codes J =515.000 or less K =515.001 - 550.000 L =550.001 - 5100.000 M =5100.001 - 5250.000

(St:c Columns Cl and DJ) N =5250.001 - 5500.000 0 =5500.001 - Sl.000.000 Pl =Sl.000.001 - $5.000.000 P2 =S5.000.00I - $25.000.000

PJ =$25.000.001 -$50.000.000 P4 =More than SS0.000.000

J. Valuc Method Ctxlcs Q =Appraisal R =Cost (Real Estate Only) S ""Asscssmcnl T =Cash Market

(Sec Column C2) U =!look Value V =0thL'T W =Estimated

of filing

(I)

Page 6of12

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

TROTI, Stephen S.

Date of Rtport

04/26/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes thou of spouu and dependent children; SU pp. 34-60 instructions.)

NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reponing period


D

(I) (2) (I) (2) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure

P lace "(X)" after each asset Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H} or int} (l-P) Codc3 redemption} (J-P) (A-H} (if private

(Q-W} transaction)

35. Pimco Commodity -Real Return Stratigic A Dividend J T Sold 11/30/10 J A Fund-PCRIX (part)

36. PIMCO Funds Pac Int Total Return PTIRX A Dividend J T

37. PIMCO Funds Pac Int Total Return PTIRX A Dividend J T Buy 04/15/10 J

38. PIMCO Funds Pac Int Total Return PTIRX A Dividend J T Sold 05/17/10 J A (part)

39. PIMCO Funds Pac Int Total Return PTIRX A Dividend J T Sold 12/15/10 J A

(part)

40. TCW FDS Inc Total Bond Fund TGLMX A Dividend Sold 04/05/10 J A

41. Vanguard Index Trust 500 Portfolio Inv Fd D Dividend J T VFINX

42. Vanguard Index Tr Small Cap STK A Dividend J T Portfolio Inv NAESX

43. Vanguard Bond Index FD Short Term A Dividend J T Buy 04/15/10 J VBISX (X)

44. Vanguard Fixed Income Sec. FD Short A Dividend J T Buy 04/15/10 J VFSTX (X)

45. Vanguard Mid Cap Index Fd CL I VIMSX D Dividend J T

46. Vanguard Bond Index VBMFX D Dividend J T

47. Vanguard Bond Index VBMFX A Dividend J T Buy 04/15/IO J

48. Vanguard Total Inst STK Index Fund A Dividend J T Buy 05117110 J VGTSX(X)

49. Vanguard Total Inst STK Index Fund A Dividend J T Buy 05117/10 J VGTSX

50. Vanguard Bond Index VBMFX A Dividend J T Sold 05117/10 J B (part)

51. Vanguard Bond Index VBMFX A Dividend J T Sold 12/15/10 J B (part)

I. Income Gain Codes: A 41.000 or less ll=$1.00 I - $2.500 c=$2.501-$5.000 0=$5,001-$15,000 E =$15.001 - $50.000

(See Columns Bl and 04) F =$50.00 I - $100.000 G =$!00.00 I - $1.000.000 Ill =$1,000.00t -$5.000.000 112 =More than $5.000.000

2. Value Codes J =S 15.000 or less K=SI 5.001 -$50.000 L=$50.001 -SI00.000 M=SI00.001 • $250.000

(See Columns Cl and 03) N =S250.00 I • $500.000 0=$500,00 I • S 1.000.000 Pl =Sl.000,001 -$5,000,000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.00 I • $50.000.000 N =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real E.stalC Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

B. D.

(I) (I) (3) (4)

Page 7of12

Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT 04/26/2011TROTT, Stephen S.

VII. INVESTMENTS and TRUSTS - income, volue, 11'ansoctions (Includes those of spouse and dependent children; SU PP. 34-60 of filing instructions.)


A. c. Description of Assets Income during Gross value at end Transactions during reponing p eriod

(including trust assets) reponing period of reponing period

(2) (2) (I) (2) (5) Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmldd/yy Code 2 Code I buyer/seller (A-H) or inl) (J-P) Codc3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

52. Artio Intl Equity Fund II JETIX A Dividend Sold 05/18/10 J B

53. Calamos Growth Fund Class A CVGRX A Dividend Sold 05/18/10 J A

54. Calamos Inv TR New Growth FD CL A Dividend J T Buy 05118/10 J CG RIX

55. Calamos Inv TR New Growth FD CL A Dividend J T Buy 07/16/10 J CG RIX

56. Cash & Money Market - Evergreen US Govt A Interest K T Portfolio

57. Dodge Cox Intl STK Fund DODFX A Dividend J T

58. Dodge Cox Intl STK Fund DODFX A Dividend J T Buy 07/16/10 K

59. Dodge Cox Intl STK Fund DODFX A Dividend J T Buy 08/26/10 J

60. Goldman Sachs TR FINL Square Money A Dividend J T Buy I1/23/10 K MKTFSMXX

61. Goldman Sachs TR FINL Square Money A Dividend J T Buy 12/20/10 J MKTFSMXX

62. Growth Fund American Fund - Class F A Dividend J T GFAFE

63. Growth Fund American Fund - Class F A Dividend J T Buy 08/26/10 J GFAFE

64. Janus Advisers Ser Adv Mid Cap Cl I A Dividend J T JMVAX

65. Janus Advisers Ser Adv Mid Cap Cl I A Dividend J T Buy 07116110 J JMVAX

66. Janus Advisers Ser Adv Mid Cap Cl I A Dividend J T Buy 08/26/10 J JMVAX

67. Janus lnvt FD Overseas - FD CL I JIGFX A Dividend J T Buy 05/18/10 J (X)

68. Janus lnvt FD Overseas - FD CL I JIGFX A Dividend J T Buy 07/16/10 J (X)

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 • $5,000 D =$5,001 • $15.000 E =$15.001 • $50.000

(See Columns BI and D4) f =$50.001 -$100.000 G =SI 00,00 I - $1,000,000 Ill =$1.000,001. $5.000.000 112 =More than $5.000.000

2. Valul! Codes J =St 5.000 or less K =$15.001 -$50.000 L =$50.00 I -SI 00.000 M =S I00.00 I -$250.000

(Sec Columns Cl and DJ) N =$250.00 I • $500.000 0 =$500.001 -Sl,000.000 Pl =Sl.000.001 -$5.000.000 P2 =$5.000.001 • $25.000.000

PJ =$25.000.001 - $50.000.000 P4 =More than $50.000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S == Asscssmcnl T=Cash Market

(Sec Column C2) U =llook Value V ={)thcr W =Estimat d

(I)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 8of12 04/26/2011TROTI, Stephen S.

VI I. INVESTMENTS and TRUSTS - incomt', value, transactions <1nc1ut1es 1hos" of spouse ant1 t1t'pt'nt1en1 children: set' PP. J4-6o ofJiline ins1ruc1ions.J


A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (2) (3) (4) (S) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmldd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

69. Legg Mason Value Trust TR Inc NAV D Dividend J T LMNVX

70. Legg Mason Value Trust TR Inc NAV A Dividend J T Buy LMNVX


72. Mutual Series FD Inc Discovery Fd CL A A Dividend Sold TEDIX

73. Mutual Ser FD Inc GLBL Discovery Fd CL A Dividend J T Buy 2 MDISX (X)


75. Mutual Ser FD Inc GLBL Discovery Fd CL A Dividend J T Buy 2 MDISX(X)

76. PIMCO Commodity Real Return PCRIX A Dividend J T Sold (part)

77. PIMCO Commodity Real Return PCRJX A Dividend J T Buy

78. PIMCO FDS Pac Invt Mgt Ser Total Return A Dividend J T Buy PTIRX(X)

79. PIMCO FDS Pac Invt Mgt Ser Total Return A Dividend J T Buy PTTRX(X)

80. PIMCO FDS Pac Invt Mgt Ser Total Return A Dividend J T Buy PTTRX(X)

81. TCW Funds Inc Total Return TGMLX A Dividend Sold

82. Vanguard Index Trust 500 Portfolio Inv A Dividend J T Fund VFINX

83. Vanguard Index Trust 500 Portfolio Inv A Dividend J T Buy Fund VFINX

84. Vanguard Index TR Small Cap Stock A Dividend J T Portfolio NAESX

85. Vanguard Index TR Small Cap Stock A Dividend J T Buy Portfolio NAESX

07116/10 K

08/26/10 J

05/18/10 J B

05/18/10 J

07/16/10 J

08/26/10 J

05/20/10 J A

08/26/10 J

04/15/10 J

07/16110 J

08/26/10 J

04/15/10 J B

07116110 J

07/16/10 J

I. Income Gain Codes: A =Sl,000 or less ll =$1.001 - $2.500 c =$2.501 - $5.000 D =$5.001 • S 15.000 E=S15.001-$50.000

(See Columns Bl and D4) F=$50.00 I - SI 00.000 G =$I 00.00 I -$1.000.000 Ill =$1.000.00t - $5.000.000 112 =More than $5.000.000

2. Valu.: Codes J =S 15.000 or less K =$15.001 -$50.000 L =$50.001 - SI00.000 M =SI00.001 - S250.000

(Sec Columns CI and DJ) N=$250.001 -$500.000 0 =Sl00.001 - Sl.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

PJ =$25.000.00 I • $50.000.000 N =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssm ....111 T -==Cash Marl t

(Sec Column C2) U =!look Value V =Other W =Estimated

D.

(2) (I) (3) (5)


Page 9of12

Name of Penon Reporting

TROIT, Slephen S.

Date of Report

04/26/2011

VII. INVESTMENTS and TRUSTS -income, l'a/ue, transactions (Includes those of spouse and dependtnt children; see PP. 34-60 of filing instructions.)


A. B. c.



(I) (2) (I) (2) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Dale Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

86. Vanguard Index TR Small Cap Slock A Dividend J T Buy 08/26/ IO J Portfolio NAESX

87. Vanguard Mid Cap Index Fd CL I VIMSX A Dividend J T

88. Vanguard Tolal Stk Index Fund VGTSX (X) A Dividend J T Buy 05/18/10 J

89. Vanguard Tolal Stk Index Fund VGTSX (X) A Dividend J T Buy 05/19/ IO J

90. Vanguard Total Stk Index Fund VGTSX (X) A Dividend J T Buy 07116/10 J

91. Vanguard Total Stk Index Fund VGTSX (X) A Dividend J T Buy 08/26/10 J

92. Vanguard Municipal Bond Fund VML TX A Dividend J T

93. Vanguard Municipal Bond Fund Lmtd Tenn A Dividend J T Buy 01/19/ IO J Tax Exempt VML TX

94. Vanguard Municipal Bond Fund Lmtd Tenn A Dividend J T Buy 05/18/10 J Tax Exempt VML TX

95. Vanguard Municipal Bond Fund Lmtd Tenn A Dividend J T Buy 07/16/ IO J Tax Exempt VML TX

96. Vanguard Municipal Bond Fund Lmtd Tenn A Dividend J T Buy 08/26/10 J Tax Exempt VML TX

97. Vanguard Municipal Bond Fund Lmtd Tenn A Dividend J T Sold 11/09/10 J B Tax Exempt VML TX (part)

98. Vanguard Municipal Bond Fund Lmtd Tenn A Dividend J T Sold 12/15110 J B Tax Exempt VML TX (part)

99. Vanguard Municipal Bond Fund Short Tenn D Dividend J T VWSTX

100. Vanguard Municipal Bond Fund Short Tenn B Dividend J T Buy 01/19/10 J VWSTX

IO I. Vanguard Municipal Bond Fund Short Term A Dividend J T Buy 06117/10 J VWSTX

102. Vanguard Municipal Bond Fund Short Term A Dividend J T Buy 08/26/10 J VWSTX

I. Income Gain Codes: A =$1.000 or less B =$1,001 · $2.500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =S 15.001 - $50.000

(Sec Columns Bl and 04) F =$50.001 - $100.000 G =$!00.00! - $1.000.000 111 =$1.000,001 - S5,000,000 112 =More than $5.000.000

2. Value Codes J =$15.000 or h:ss K =$15.001 - $50.000 L =$50.001 - SI00.000 M =SI00.001 - $250.000

(Sec Columns CI and DJ) N =$250.001 - $500.000 0 =$500.00 I - S 1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

PJ =$25.000.00! - $50.000.000 p..i =M ore than $50.000.000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


(5)

Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page IO of 12 TROTI, Stephen S. 04/26/2011

VII. INVESTMENTS and TRUSTS -incomt!, vatu,,, transactions rrncludes 1hoseofspousl!and dt!pmdmtchitdrm:se"PP. J4-60offitingins1ruc1ions.J


A. B. c. D.



(I) (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, rrun/dd/yy Code 2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

!03. Bonds - Boise Idaho Waste Water AMBAC A Interest Sold 07115/10 J A

104. Janus Fund JANSX B Dividend Sold 07116/10 K A

105. Janus Growth & Income JAG IX B Dividend Sold 07/16/10 K c

!06. IRA - US Bank Cash Equivalent c Interest K T

I. Income Gain Codes: A =$1.000 or less II =$1,001 -$2.500 c =$2,501 - $5,000 D =$5.001 - $15,000 E =Sl5,00I -S50.000

(See Columns BI and 04) F =$50.001 - $100.000 G =$100.001 -$1,000.000 HI =$1.000,001 -$5.000.000 112 =More 1han S5.000.000

2. Value Cock-s J =SI .000 or less K =S15.001 - $50.000 L =$50.001 - $100.000 M =SI00.001 - $250.000

(Sec Columns Cl a nd IJJ) N =$250.001 -S500.000 0 =Sl00.00 I -S 1,000.000 Pl =Sl.000.001 • $5.000.000 P2 =SS.000.001 • $25.000.000

Pl = $25.000.001 - $50.000.000 P4 =More 1han $50.000.000

3. Value Mc!hod Codes Q =Appraisal R =CoSI (Real Es1a1e Only) S =Assessment T =Cash Market

(Sec Column C2) U =Uook Value V =01hcr W =Estim<itcd

to:--:__::_j isG.]

bylitc£'t)f.t] from:-1


Page 11 of 12


TROTI, Stephen S.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicaupartofuporL)

Date of Report

04/26/2011

Section VII: This , except for line #106 (IRA U.S. Bank), belongs and separate asset held in three different accounts, which may make some of the reporting seem duplicative or redundant, which it is not.

(X-1)- lnherited in 2010

Note: This report consists of three separate accounts.

Re: Your letter of July 11, 2011 -Regarding my Financial Disclosure filing for 20I0

(I) Part VII, page 4, line 8 refers to an asset the description of which continues on lines 9 and 10. Lines 8, 9, and 10 describe one asset. That is what the "-"s on lines 9 and 10 mean. On line 10, you will find the "X-1" designation in parentheses signifying that this single asset was acquired in 2010 via inheritance deceased mother. Thus, it was exempt from prior disclosure because it was not previously[;]

(2) Part VII, page 5, line 21 refers to an asset similarly acquired during 2010 and should have been followed by "(X-1)" as exempt from prior disclosure.

Issue "(2)" has been corrected on page 5, line 21 of this Amended Financial Disclosure. I hope this adequately addresses your concerns.


Page 12of12

Name or Person Reporting

TROTI, Stephen S.

Date or Report

04/26/2011

IX. CERTIFICATION.

I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353 , and Judicial Conference regulations.

Signature: s/ Stephen S. TROTT

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO 10 in Government Act of 1978

Rev. 112011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§IOI-I I I)

I. Person Reporting (last name, first, middle initial)

TROTI, Stephen S.

2. Court or Organization

Ninth Circuit Court of Appeals

3. Date of Report

04/26/2011

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

Circuit Judge, Senior Status

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{I Annual

Sb. D Amended Report

D final

6. Reporting Period

01/01/2010 to

12/31/2010

7. Chambers or Office Addre"

U.S. Courthouse 550 W. Fort Street, Room 667 Boise, Idaho 83724

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applkable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must he followed. Complete all parts,

checking the NONE box for each part where J'OU have no reportable information. Sign on lost page.

I. POSI Tl 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1. Board Member Boise Philharmonic Association & Foundation

2. Board Member Esther Simplot Performing Arts Center

3. Advisory Committee Member Childrens Home Society of Idaho

4.

5.

II. AGREEMENTS. (Reporting indMdual only; see pp. U-16 of filing instructions.)

D NONE (No reportable agreements.)

PARTIES AND TERMS

I. 2010 Vested interest in a retirement plan maintained by Los Angeles Cnty, CA. I was employed as an attorney between

1965/l 98 l. I draw a retirement income monthly.

2.

3.

Trott , Stephen 5. A

_T_ra_n_spo_rt_a_ti_ o _n ________ _

3.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2of12 0412612011TROIT, Stephen S.

III. N 0 N-INVESTMENT IN CO ME, (Reponing individual and spouse; m pp. I 7-U of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.2010 Los Angeles County California Ret irement $12,000.00

2.2010 "Highwaymen" LLC, Record Sales & Performance Fees $3,780.00

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any ponion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I .

2.

4.

IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Idaho State Bar Conference

2. Citizens Law Academy

3. Harvard Law School

July 15-16, 2010

Sept. 8, 201 0

Oct. 6, 2010

Idaho Falls, ID

Idaho Falls, ID

Cambridge, MA

Lecture on Constitutional Transportation, hotel Interpretation Theory

Lecture on the Constitution Hotel

Lecture on Informants

4.

5.

3.

Page 3of12

FINANCIAL DISCLOSURE REPORT Name of Penon Reporting

TROlT, Slephen S.

Datt of Report

0412612011

V, GIFTS. (Includes those to spouse and dependtnt chi/dun; see pp. 28-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTlON VALUE

I.

2.

3.

4 .

.5.

VI. LIABILITIES. (Includes those of spouse and dependtnt children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

4.

5.

D.

(2) (I) (2) (4) (5)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 04/26/2011TROTT, Stephen S. Page 4of12

VII. INVESTMENTS and TRUSTS -income, vatu .. , transactions r1nc1udes 1hoseofspouuanddep endm1children:supp. 1<1-60 offili'ngins1ruc1ions.J


A. B. c. Description of Assets Income during Gross value at end Transactions during reponing period


(I) (I) (2) (3)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, nun/ddlyy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. All State Corp. All (X-1) A Dividend J T

2. Chevron Corp CVX (X-1) D Dividend M T

3. Exon Mobil Corp XOM (X-1) B Dividend L T

4. General Electric GE (X-1) A Dividend Sold 08/26/10 J A

5. Realty Income Corp Reil 0(X-1) c Dividend L T

6. Verizon Comm. Com. VZ (X-1) A Dividend J T

7. Wisconsin Energy Corp. WEC (X-1) A Dividend Sold 08/26/IO J A

8. San Diego Cnty CACTF Partn. Sharp 5.25% A Dividend J T

9. - CPN 5% due 8/15/28 Call 07/23/10@

101.00

10. - Moody A3 - S&PA CUSIP (X-1)

I I . Amer Balanced F d Inc. CL C BALCX (X-1) A Dividend Sold 07/16/10 K A

12. Black Rock FDS - Total Return - BCBCX A Dividend Sold 07/16/10 J A (X-1)

13. Black Rock CA Muni Bond Fund Class IA A Dividend Sold 07/14/10 K A MDCMX(X-1)

14. Calvert FD Income Fd CL C CIFCX (X-1) A Dividend Sold 07/16/10 J A

15. Columbia FDS SER TRI Income Fd Class C A Dividend Sold 07/16/10 J A CLOCX(X-1)

16. Columbia Tax-Ex Fd Class A COL TX (X-1) A Dividend Sold 08/26/10 K A

17. Franklin CA TX Free Income FD Class A A Dividend Sold 07/16/10 K A FKTFX (X-1)

I. Income Gain Codes: A =$ 1.000 or less B =$1.001 -$2.500 C =$2.501 -SS.000 D=SS.001 -SIS.000 E =SIS.001 -SS0.000

(Sec Columns BI and 04) F=$50.00 I - $I 00.000 G =$100.001 - St.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000

2. Valu.: Codes J =SI S.000 or lc-ss K =Sl5.00I -SS0.000 L =SS0.001 -SI00.000 M =SI00.001 -S2SO.OOO

(Sec Columns Cl and 03) N =S250.001 -SS00.000 O=SS00.001-$1.000.000 Pl =Sl.000.001 -SS.000.000 P2 =SS.000.001 -$25.000.000

PJ =$25.000.001 -SS0.000.000 P4 =M0<c than SS0.000.000

3. Value Mc1hod Codes Q=Appr::iisal K =Cost (Real E.st::ilc Only) S=Assessment T =Cash Markct

(Sec Column C2) U =Hool.; Value V =Olhcr W=Estimated

(2) (4) (5)


Page 5of12


TROTI, Stephen S.

Date of Report

04/26/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 1-1-60 of filing ins1ruc1ions.J


A. B. c. D.



(I) (2) (I) (2) (I) (3)

Place "(X)" afier each asset Amount Type ( e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J.P) Code3 redemption) (J.P) (A-H) ( if private

(Q-W) transaction)

18. John Hancock CA TX Free Inc. FD CL A A Dividend Sold TACAX(X-1)

19. Pimco Total Return FD CL C PTTCX (X-1) A Dividend Sold

20. Pioneer High Yield FD CL C PYLCX (X-1) A Dividend Sold

21. Wells Fargo FDS-TR CA TX Free FD CL C A Dividend Sold SCTCX

22. Artio Globe Intl Fund EQll JETIX D Dividend Sold

23. Calamos Growth Fund Class A CVGRX D Dividend Sold

24. Dodge Cox Intl Stk Fd DODFX D Dividend J T

25. Dodge Cox Intl Stk Fd DODFX D Dividend J T Sold (part)

26. Goldman Sachs TR Square Money MKT FD A Dividend J T Buy FSMXX (X)

27. Growth Fund of America Class F GFAFX D Dividend J T

28. Growth Fund of America Class F GFAFX D Dividend J T Sold (part)

29. Janus Inst Overseas FD JIGFX (X) A Dividend J T Buy

30. Janus Adv Mid Cap Value Cl I JMV AX A Dividend J T

31. Legg Mason Value Trust TR Inc NAV A Dividend J T LMNVX

32. Mutual Series FD Inc Discovery Fd CL A D Dividend Sold TEDIX

33. Mutual Ser FD Inc Global Dis Fd CL Z A Dividend J T Buy MDISX(X)

34. Pimco Commodity - Real Return Stratigic A Dividend J T Sold Fund- PCRIX (part)

08/26/IO K A

07/16/10 J A

07/16/IO J A

07/16/10 K B

05/17/10 J B

05/17/10 J B

11/30/10 J A

12/20/10 J

11/30/10 J A

05/17110 J

05/17110 J B

05/17/10 J

05/20/10 J B

I. Income Gain Codes: A =$1.000 or Jess B =$1,001 - $2500 C =$2,50 I - $5,000 D =$5.001 - $15.000 E =St5.00I -$50.000

(Sec Columns Ill and 04) F =$50.00J - $100.000 G =$100.001 • $1,000.000 Ill =$1,000.001 -$5.000.000 112 =More than $5.000.000

2. Value!' Cod1..-s J =S 15.000 or less K =$15.001 - $50.000 L =$50.001 - $100.000 M =$100.001 - $250.000

(Sec Columns Cl and 03) N =$250.001 -$500.000 0 =$500.001 • $1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

PJ =$25.000.001 -$50.000.000 P4 =More than $50.000.000

3. Voluc Method Codes Q =Appraisal R =Cost (Rcol lo.state Only) S =Assessment T =Cash Markct

(Sc-: Column C2) U =Hool Value V =Other W =Estimillcd

(2) (I) (3) (5)

Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS -income, valu e, transactions <1nc1udes1hose ofspouse andde penden1chi 1dr en:supp. u-60 offil ingins1ruc1ions.J


A. B. c. D.

Description of Assets Income during Gross value al end Transactions during reporting period


(I) (I ) (2) (2) (4) Place "(X)" after each asset Amount Type (e.g.• Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

35. Pimco Commodity - Real Return Stratigic A Dividend J T Sold Fund- PCRIX (part)

36. PIMCO Funds Pac Int Total Return PTfRX A Dividend J T

37. PIMCO Funds Pac Int Total Return PTIRX A Dividend J T Buy

38. PIMCO Funds Pac Int Total Return PTTRX A Dividend J T Sold

(part)

39. PIMCO Funds Pac Int Total Return PTIRX A Dividend J T Sold (part)

40. TCW FDS Inc Total Bond Fund TGLMX A Dividend Sold

41. Vanguard Index Trust 500 Portfolio Inv Fd D Dividend J T VFINX

42. Vanguard Index Tr Small Cap STK A Dividend J T Portfolio Inv NAESX

43. Vanguard Bond Index FD Short Term A Dividend J T Buy VBISX (X)

44. Vanguard Fixed Income Sec. FD Short A Dividend J T Buy VFSTX(X)

45. Vanguard Mid Cap Index Fd CL I VIMSX D Dividend J T

46. Vanguard Bond Index VBMFX D Dividend J T

47. Vanguard Bond Index VBMFX A Dividend J T Buy

48. Vanguard Total Inst STK Index Fund A Dividend J T Buy VGTSX(X)

49. Vanguard Total Inst STK Index Fund A Dividend J T Buy VGTSX

50. Vanguard Bond Index VBMFX A Dividend J T Sold (part)

51. Vanguard Bond Index VBMFX A Dividend J T Sold

(part)

11/30/10 J A

04/15/10 J

05/17/10 J A

12/15/10 J A

04/05/10 J A

04/15/10 J

04/15/10 J

04/15/10 J

05/17/10 J

05117/10 J

05/17/10 J B

12/15/10 J B

I. Income Gain Codes: A =$1.000 or less B=Sl.001-$2.500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =Sl5,001-S50.000

(Sec Columns Bl and 04) F =$50.001 -$100.000 G =$100.00 I -$1.000.000 Ill =$1,000,001-$5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000or1.:ss K =$15.001 -$50.000 L =$50.001 - SI00.000 M =SI00.001 - 1250.000

(Sec Columns Cl and DJ) N =$250.00 I - $500.000 0 =$500.001 -$1.000.000 Pl =Sl.000.001 - SS.000.000 P2 =$5,000.001 - $25.000.000

P3 =S25.000.001 - $50.000.000 N =More thaa $50,000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) Li :=Book Valu e V =Other W =Estimated

B.

(2) (2) (3) (S)


Page 7of12

Name or Penon Reporting

TROTT, Stephen S.

Date or Report

04/26/2011

VII. INVESTMENTS and TRUSTS - income, value, traruat:tioru (Includes thou of spouse and dependent children; SU pp. 34-60 of filing instructions.)

D NONE (No reportable income, ·assets, or transactions.)

A. c. D.



(I) (I) (2) (I) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

52. Anio Intl Equity Fund II JETIX A Dividend Sold 05/18/10 J B

53. Calamos Growth fund Class A CVGRX A Dividend Sold 05118110 J A

54. Calamos lnv TR New Growth FD CL A Dividend J T Buy 05/18/10 J CG RIX

55. Calamos Inv TR New Growth FD CL A Dividend J T Buy 07/16/10 J CG RIX

56. Cash & Money Market - Evergreen US Govt A Interest K T Ponfolio

57. Dodge Cox Intl STK Fund DODFX A Dividend J T

58. Dodge Cox Intl STK Fund DODFX A Dividend J T Buy 07/16/10 K

59. Dodge Cox Intl STK Fund DODFX A Dividend J T Buy 08/26/10 J

60. Goldman Sachs TR FINL Square Money A Dividend J T Buy I 1/23/10 K MKTFSMXX

61. Goldman Sachs TR FINL Square Money A Dividend J T Buy 12/20/10 J MKTFSMXX

62. Growth Fund American Fund - Class F A Dividend J T GFAFE

63. Growth Fund American Fund - Class F A Dividend J T Buy 08/26/10 J GFAFE

64. Janus Advisers Ser Adv Mid Cap Cl I A Dividend J T JMVAX



67. Janus Invt FD Overseas - FD CL I JIGFX A Dividend J T Buy 05/18/10 J (X)

68. Janus Inv! FD Overseas - FD CL I JIGFX A Dividend J T Buy 07/16/10 J (X)

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2.500 c =$2,501 -$5,000 D=$5.001-St5.000 E =Sl5,001-S50.000

(See Columns Bl and D4) F =$50.001 • $100.000 G =$ I00.00 I - $1.000.000 Ill =$1.000,001 - $5.000.000 112 =More than S5.000.000

2. Value Codes J =S 15.000 or less K =Sl5.00I -S50.000 L =S . 50.00 I -SI 00.000 M =SI00.001 • $250.000

(Sec Columns Cl and DJ) N =S250.00I -$500.000 0 =$500.00 I • S 1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =S5.000.001 • $25.000.000

PJ =$25.000.001 -S50.000.000 N =More than $50.000.000

3. Value Method Cocks Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U = !look Value V =Other W ==Estimated

A. D.


Page 8of12


TROIT, Stephen S.

Date of Report

04/2612011

VII. INVESTMENTS and TRUSTS - incoml!, vaful!, transactions (lndudl!S thOSI! ofspousl! and dependent chi/dun; Sl!I! pp. 34-60 of filing instructions.)


B. c.



(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

69. Legg Mason Value Trust TR Inc NAV D Dividend J T LMNVX

70. Legg Mason Value Trust TR Inc NAY A Dividend J T Buy

LMNVX


72. Mutual Series FD Inc Discovery Fd CL A A Dividend Sold TE DIX

73. Mutual Ser FD Inc GLBL Discovery Fd CL A Dividend J T Buy 2 MDISX(X)



76. PIMCO Commodity Real Return PCRIX A Dividend J T Sold

(part)

77. PIMCO Commodity Real Return PCRIX A Dividend J T Buy

78. PIM CO FDS Pac lnvt Mgt Ser Total Return A Dividend J T Buy PTTRX(X)

79. PIMCO FDS Pac lnvt Mgt Ser Total Return A Dividend J T Buy PTTRX(X)

80. PIM CO FDS Pac Invt Mgt Ser Total Return A Dividend J T Buy PTTRX (X)

81. TCW Funds Inc Total Return TGMLX A Dividend Sold

82. Vanguard Index Trust 500 Portfolio Inv A Dividend J T Fund VFINX

83. Vanguard Index Trust 500 Portfolio Inv A Dividend J T Buy Fund VFINX

84. Vanguard Index TR Small Cap Stock A Dividend J T Portfolio NAESX

85. Vanguard Index TR Small Cap Stock A Dividend J T Buy Portfolio NAESX

07116110 K

08/26/IO J

05/18/10 J B

05/18/10 J

07/16110 J

08/26/10 J

05/20/10 J A

08/26/IO J

04/15/10 J

07/16/10 J

08/26/10 J

04/15110 J B

07/16/IO J

07/16110 J

I. Incom e Gain Codes: A =$1.000 or less B =$1,001 -$2.500 c =$2.501 -$5.000 D =$5.001 -$15.000 E =Sl5.00I - S50.000

(See Columns Bl and 04) F =$50.00I - $I 00,000 G =$100.00 I - $1.000.000 HI =$1.000,001 -$5.000.000 112 =More than $5.000.000

2. Value Codes J =Sl5.000 or less K =Sl5.00I -S50.000 L =SS0.001 -Sl00.000 M =Sl00.001 -$250.000

(See Columns Cl and DJ) N =S250.001 -SS00.000 0 =$500.001 -Sl.000.000 Pl =Sl.000.001 -SS.000.000 P2 =$5.000.001 - $25.000.000

Pl =$25.000.00 I - SS0.000.000 P4 =More than $50.000.000

J. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


(I) (I) (3) (4)

Name or Person Reporting Dale or Report FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes t/1oseofspouu and dependent children: SUpp. 34-60of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value al end Transactions during reporting period

(including trust assets) reporting period ofreporiing period _

(2) (2) (I) (2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Ty pe (e.g., Dale Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or in!.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

86. Vanguard Index TR Small Cap Stock A Dividend J T Buy 08/26/10 J Portfolio NAESX

87. Vanguard Mid Cap Index Fd CL 1 VIMSX A Dividend J T



90. Vanguard Total Stk Index Fund VGTSX (X) A Dividend J T Buy 07/16110 J


92. Vanguard Municipal Bond Fund VMLTX A Dividend J T

93. Vanguard Municipal Bond Fund Lmtd Term A Dividend J T Buy 01/19/10 J Tax Exempt VML TX




97. Vanguard Municipal Bond Fund Lmtd Term A Dividend J T Sold 11/09/10 J B Tax Exempt VML TX (part)

98. Vanguard Municipal Bond Fund Lmtd Term A Dividend J T Sold 12/15/10 J B Tax Exempt VML TX (part)

99. Vanguard Municipal Bond Fund Short Term D Dividend J T VWSTX

100. Vanguard Municipal Bond Fund Short Term B Dividend J T Buy 01119/10 J VWSTX

IOI. Vanguard Municipal Bond Fund Short Term A Dividend J T Buy 06/17/10 J VWSTX

102. Vanguard Municipal Bond Fund Short Term A Dividend J T Buy 08/26/10 J VWSTX

I. Income Gain Codes: A =$1.000 or less B =Sl.001 • $2.500 c 42.501 • $5.1)00 D =$5.001 • $15,000 =$15.001 -$50.000

(See Columns Bl and 04) F =$50.00I • $I 00,000 G =$100.001 • $1.000.000 Ill =$1.000.001. $5.000.000 112 =More than $5.000.000

2. Value Codes J =S 15.000 or less K =$15.001 -$50.000 L =$50.001. $100.000 M =$100.001 -$250.000

(Sec Columns Cl and 03) N =S250.00I - $500.000 0 =$)00.001 - s 1.000.000 Pl =Sl.000.001 • $5.000.000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.00 I - $50.000.000 P-1 "'"More than SS-0.000.000

3. Value Method Codes Q =Appraisal R -==Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value v =Oth1..-r W =Estimated

(2)


Page 10ofl2


TROTI, Stephen S.

Dare of Report

04/26/2011

VI I. INVESTMENTS and TRUSTS - incom•, value, transactions rrnc1udes those of spouse and dependent childun: see PP. u-60 of filing instructions.)


A.


(including trust assets)

B. Income during

reporting period

c. Gross value at end

ofreporting period

D.

Transactions during reporting period

(I) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

103. Bonds - Boise Idaho Wasle Water AMBAC A Interest Sold 07115110 J A

104. Janus Fund JANSX B Dividend Sold 07/16/IO K A

105. Janus Growth & Income JAGIX B Dividend Sold 07/16/IO K c

106. IRA- US Bank Cash Equivalent c Interest K T

I. Income Gain Codes: A =$1.000 or less ll =$1,001 -$2.500 c =$2,501 • $5.000 D =$5.001 - $15.000 E =S15.00I -$50.000

(See Columns Bl and 04) F450.001-Sl00.000 G =$100.00 I - $1.000.000 Ill =$1,000.001 -$5.000.000 112 =More than $5.000.000

2. Value Codes J =S 15.000 or kss K =Sl5.00l -S50.000 L =S50.001 - SI00.000 M =SI00.001 - S250.000

(Sec Columns Cl and DJ) N =$250.001 - $500.000 o =S500.00I -Sl.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

PJ =$25.000.001 -$50.000.000 N =More than $50.000.000

3. Valu.: Method Codes Q =Appr:usal R =Cost (Real Estate Only) S =Assessment T =Cash Markel

{Sec Column C2) U =lk>ok Value V :oQthcr W Estimated

to'T7"J i4[]

Date of Report FINANCIAL DISCLOSURE REPORT

Page 11 of 12 04/26/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


TROTI, Stephen S.

and

(lndicalepartofrepor1.)

Section VII: This, except for line #106 (IRA U.S. Bank), belongs separate asset held in three different accounts, which may make some of the reporting seem duplicative or redundant, which it is not.

(X-1) - Inherited in 20 IO

Note: This report consists of three separate accounts.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 12of12 TROTT, Stephen S. 04/26/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ofS U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Stephen S. TROTT

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Documents

Trott , Stephen S - Judicial Watch...8. On the basis of the information contained in this Repot and any modiications pertaining thereto, it is, in my opinion, in compliance with applicable