TRADEcho Web Portal User Guide - London Stock Exchange · 2020-01-30 · TRADEcho Web Portal User Guide 3.1.0-RevA January 24, 2019 8/47 2 Trade reporting Trade reporting is handled

TRADEcho Web Portal User Guide

3.1.0-RevA January 24, 2019

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© Copyright 2016-2018 London Stock Exchange plc and Boat Services Ltd. All rights reserved. No part of this document may be reproduced, copied, published, transmitted, or sold in any form or by any means without the expressed written permission of London Stock Exchange plc and Boat Services Ltd. London Stock Exchange and London Stock Exchange coat of arms device are trademarks of London Stock Exchange plc. Boat and TRADEcho are trademarks of Boat Services Ltd. Other product or company names mentioned herein may be the trademarks of their respective owners.

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TABLE OF CONTENTS 1 General features .............................................................................................................................. 5

1.1 User preferences .......................................................................................................................................................... 5 1.1.1 Password settings ........................................................................................................................................................ 5

1.2 Searching for, filtering, and sorting data ................................................................................................... 6 1.2.1 Searching for data ........................................................................................................................................................ 6 1.2.2 Filtering data .................................................................................................................................................................... 6 1.2.3 Sorting data ....................................................................................................................................................................... 6

1.3 Exporting data to a .csv file................................................................................................................................... 7

1.4 Save column layout .................................................................................................................................................... 7

2 Trade reporting ................................................................................................................................ 8

2.1 Managing trade reports ...........................................................................................................................................8 2.1.1 Entering trade reports ............................................................................................................................................... 8 2.1.2 Amending trade reports ........................................................................................................................................... 9 2.1.3 Canceling trade reports.......................................................................................................................................... 10 2.1.4 Releasing deferred trade reports .................................................................................................................... 10 2.1.5 Trade report settings ................................................................................................................................................ 10

2.2 Viewing trade reports .............................................................................................................................................13 2.2.1 Searching for trade reports .................................................................................................................................. 13 2.2.2 Viewing trade report details ................................................................................................................................ 13 2.2.3 Viewing trade report states ................................................................................................................................. 16

2.3 Validation rules............................................................................................................................................................ 16 2.3.1 Trade price validation .............................................................................................................................................. 16 2.3.2 Trade quantity validation ....................................................................................................................................... 16

3 Quoting ............................................................................................................................................... 18

3.1 Managing quotes ....................................................................................................................................................... 18 3.1.1 Entering quotes ............................................................................................................................................................ 18 3.1.2 Amending quotes ....................................................................................................................................................... 19 3.1.3 Canceling quotes ........................................................................................................................................................ 19 3.1.4 Suspending quoting on instruments ............................................................................................................ 20 3.1.5 Releasing suspension on quoting on instruments ............................................................................. 20

3.2 Viewing quotes ........................................................................................................................................................... 20 3.2.1 Searching for quotes ................................................................................................................................................ 21 3.2.2 Viewing quote depth ................................................................................................................................................ 21

4 Smart Report Router (SRR)........................................................................................................22

4.1 Managing SRR trade reports ............................................................................................................................ 22 4.1.1 Uploading SRR trade reports.............................................................................................................................. 22 4.1.2 Amending SRR trade reports .............................................................................................................................. 22 4.1.3 Canceling SRR trade reports .............................................................................................................................. 23

4.2 Viewing SRR trade reports ................................................................................................................................. 23 4.2.1 Searching for SRR trade reports ....................................................................................................................... 23

4.3 SRR replay ....................................................................................................................................................................... 23

4.4 SRR rules .......................................................................................................................................................................... 24 4.4.1 Accepting the default rules set ........................................................................................................................ 24 4.4.2 Amending the SRR rules set ............................................................................................................................... 24

4.5 SRR APA preference ............................................................................................................................................... 25 4.5.1 Viewing SRR APA preference ........................................................................................................................... 26

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4.5.2 Editing APA preference ......................................................................................................................................... 26 4.5.3 Viewing APA login settings .................................................................................................................................. 27 4.5.4 Editing APA login settings .................................................................................................................................... 28

5 Statistics and reports .................................................................................................................. 29

5.1 Report subscription management ............................................................................................................... 29 5.1.1 Adding report subscriptions ............................................................................................................................... 29 5.1.2 Removing report subscriptions ........................................................................................................................ 30 5.1.3 Viewing report subscription details .............................................................................................................. 30 5.1.4 Available report types ............................................................................................................................................ 30

5.2 Viewing the act on behalf log .........................................................................................................................30

5.3 Message inbox ..............................................................................................................................................................31

6 Administration ................................................................................................................................ 32

6.1 Member management .......................................................................................................................................... 32 6.1.1 Editing member settings ....................................................................................................................................... 32 6.1.2 Member settings ......................................................................................................................................................... 32

6.2 User management.................................................................................................................................................... 33 6.2.1 Adding users for a member ................................................................................................................................. 33 6.2.2 Editing user information .........................................................................................................................................34 6.2.3 Disabling users .............................................................................................................................................................35 6.2.4 Enabling users ...............................................................................................................................................................35 6.2.5 Changing passwords for users ..........................................................................................................................35 6.2.6 Viewing user details ................................................................................................................................................. 36 6.2.7 User settings .................................................................................................................................................................. 37

6.3 Access groups ............................................................................................................................................................. 39

7 Reference data ............................................................................................................................... 41

7.1 Instruments .................................................................................................................................................................... 41 7.1.1 Viewing instrument details................................................................................................................................... 41 7.1.2 Suspending quoting on instruments .............................................................................................................43 7.1.3 Releasing quoting on instruments ..................................................................................................................43

7.2 Delay models ................................................................................................................................................................ 43 7.2.1 Delay models .................................................................................................................................................................43 7.2.2 Supplementary deferral models ..................................................................................................................... 44 7.2.3 Supplementary deferral regimes ................................................................................................................... 44

7.3 Schedules ........................................................................................................................................................................ 45 7.3.1 Schedule states .......................................................................................................................................................... 45 7.3.2 On exchange holidays and on exchange half days ........................................................................... 46 7.3.3 Deferral schedules .................................................................................................................................................... 46

7.4 Currencies ....................................................................................................................................................................... 47

7.5 FX rates .............................................................................................................................................................................. 47

7.6 Countries .......................................................................................................................................................................... 47

7.7 Sectors ............................................................................................................................................................................... 47

7.8 Segments ......................................................................................................................................................................... 47

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1 General features Some features of TRADEcho Trade Reporting System can be performed from most pages. These features include managing own user preferences, changing own user password, general search functionality, and exporting data to a .csv file.

1.1 User preferences You can manage your own user preferences, such as changing your name, email address, and phone number. You can also change the password you use to log in to TRADEcho.

TO EDIT USER DETAILS

1. On the top menu, do one of the following:

o Click on your user name.

o Next to your user name, click the menu button ( ) and click Preferences.

The User Details page appears.

2. Click Edit and make your changes.

3. Click Save.

TO CHANGE PASSWORD

1. On the top menu, do one of the following:

o Click on your user name.

o Next to your user name, click the menu button ( ) and click Preferences.

The User Details page appears.

2. Click Change password.

3. Type your old password and a new password. For more information, see Password settings on page 5.

4. Click Submit.

1.1.1 Password settings Description Value

Minimum password length 8

Maximum password length 14

Minimum number of numeric characters 1

Minimum number of letters (A-Z or a-z) 1

Minimum number of special characters 1

Allowed special characters !"#$%&'()*+,-./:;<=>?@[\]^_`{|}~

Number of calendar days that a password is valid 60

Number of days before a password is set to expired that the system notifies the user

5

Number of password changes before the same password can be reused

5

Number of failed logon attempts before a user is locked

5

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1.2 Searching for, filtering, and sorting data In most pages, data are displayed in tables. You can search for, filter, and sort data displayed in the tables.

1.2.1 Searching for data You can search for data by providing search attributes. The process for searching is similar for all pages, but the search parameters that are available may vary.

The user may input values into the type-ahead fields either by typing with the keyboard or by pasting from the clipboard.

Multiple values must be separated with a comma (,). The drop-down list is not displayed in case of pasting multiple comma separated values at once.

TO SEARCH FOR DATA

Note: To include all available data in the search, go to step 2 in the instruction below. This is not applicable when mandatory search criteria are required.

1. On any page containing a search panel, do one or a combination of the following:

o Type your search term in the available standard search field.

o Click Add filter and select a parameter. Type your search term in the search field that appears.

2. Click Search.

A search for data is performed, and the results are presented in a table.

1.2.2 Filtering data You can decide which columns to display in a table.

TO DECIDE WHICH DATA SHOULD BE VISIBLE

1. On any page containing data in a table, click the table menu button ( ).

2. Select or deselect the column you want to change visibility on by clicking it. The filtering will not affect exporting of data.

1.2.3 Sorting data You can sort tables by column, in ascending or descending order. You can rearrange the order in which the columns are presented by dragging and dropping the column heading.

TO SORT DATA

In ascending order, click the column heading so that the symbol is displayed.

In descending order, click the column heading so that the symbol is displayed.

In default order, click the column heading so that neither the nor symbol is displayed.

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1.3 Exporting data to a .csv file Table data can be exported to a .csv (comma separated value) file to be modified in, for example, Excel. You can export all table data, or just selected data.

TO EXPORT ALL TABLE DATA TO A .CSV FILE

On any page containing data in a table, click Export. Note: On some pages you may have to search for data first. For more information,

see Searching for data on page 6.

The .csv file is downloaded and can be viewed in, for example, Excel.

TO EXPORT SELECTED DATA TO A .CSV FILE

1. On any page containing data in a table, select one or more rows by selecting the check box next to a row.

2. Click Export Selected. Note: On some pages you may have to search for data first. For more information,

see Searching for data on page 6.

The selected rows are downloaded as a .csv file, and can be viewed in, for example, Excel.

1.4 Save column layout A table view has a number of default columns for displaying data. You can select and re-order columns to personalize the table view. If you have a saved layout, this will be used when you open that page.

TO SAVE A TABLE LAYOUT

On any page containing data in a table, select Save Layout in the top menu. If you have saved a layout, this layout will be used next time you visit that page.

TO LOAD DEFAULT LAYOUT

If you want to return to the default layout, select Load Default Layout in the top menu.

TO LOAD SAVED LAYOUT

If you want to return to the saved layout, select Load Saved Layout in the top menu.

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2 Trade reporting Trade reporting is handled from the pages under TRADE REPORTS on the side menu.

You can enter, amend, and cancel trade reports from the web portal and see your recent, deferred, and rejected trade reports. You can also search for trade reports reported by your own member, or reported on behalf of you by another client if your member supports assisted reporting.

2.1 Managing trade reports Trade reports can be entered, canceled, and amended from the TRADEcho web portal. Deferred trade reports can also be released.

Note: On an on exchange holiday, no on-exchange trade reports may be submitted, amended, canceled, or released. Trade reports cannot be deferred to an on exchange holiday, they will instead be deferred to the following business day. For more information, see Schedules on page 45.

2.1.1 Entering trade reports Both single-sided and double-sided trade reports can be entered from the TRADEcho web portal. You can also upload trade reports from a .csv file.

TO ENTER A TRADE REPORT

1. Do one of the following:

o On the side menu, under TRADE REPORTS, click Enter Report.

o On the top menu, click Enter Trade Report.

The Enter Trade Report window opens.

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2. Enter appropriate values. For details, see Trade report settings on page 10.

3. Click Send.

TO UPLOAD A TRADE REPORT .CSV FILE

1. On the side menu, under TRADE REPORTS, click Upload Reports.

2. Click Select file... and browse to a .csv file containing trade reports to be uploaded.

3. Click Upload.

The Search page for trade reports is opened, showing the uploaded trade reports.

2.1.2 Amending trade reports If any of the attributes of an entered trade report was reported incorrectly, an amendment of the trade report can be made. If the amendment is made one business day or more after the original trade report is submitted it is regarded as a late amendment.

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TO AMEND A TRADE REPORT

1. On the Overview page for trade reports, on any table with trade reports,

click the menu button ( ) of the trade report you want to amend.

2. Click Amend report. The Enter trade report window opens.

3. Make the corrections to the trade report.

4. Click Send.

The original trade report is canceled and a new trade report with the amended information is entered in the system.

2.1.3 Canceling trade reports A trade report can be canceled from the TRADEcho web portal. The cancellation will be flagged as late if the trade report already has been published prior to the current trading day.

TO CANCEL A TRADE REPORT


click the menu button ( ) of the trade report you want to cancel.

2. Click Cancel report. A confirmation window appears.

3. Type a comment (optional).

4. Click Yes.

The trade report is canceled and the Cancel Trade Report is published if required.

2.1.4 Releasing deferred trade reports You can choose to override the deferral time to immediately publish a deferred trade report.

TO RELEASE A DEFERRED TRADE REPORT

1. On the Overview page for trade reports, on the Deferred Trade Reports table,

click the menu button ( ) of the deferred trade report you want to release.

2. Click Release report. A confirmation window appears.


4. Click Yes.

The trade report is immediately published by the system.

2.1.5 Trade report settings Field Description

Reporting Flow The reporting flow. Valid values:

APA—OTC—Default

APA—SI

Off-Book On-Exchange

Venue—MTF

Venue—OTF

Firm Trade ID The ID assigned to a trade by the Firm to track a trade within the Firm system. This ID can be assigned either before or after submission to the exchange or central counterparty.

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Pending Price Select to indicate that the price is pending. If selected, Publication Action Manual Deferral is not allowed.

Price Notation Valid values:

Monetary (Per Unit)—Default

Percentage

Basis Points

Yield

Reporting Capacity The capacity in which the transaction was executed. Valid values:

Deal (Principal)

Deal (Riskless Principal)

MTCH (Cross as Principal)

AOTC (Agent)

AOTC (Cross as Agent)

Counterparty LEI The counterparty’s Legal Entity Identifier. Available under additional party attributes for APA—OTC and APA—SI reporting flow.

Venue Of Execution Available if Reporting Flow is Venue—MTF or Venue—OTF.

Four character MIC code for the venue of execution.

Market Mechanism Available if Reporting Flow is Venue—MTF or Venue—OTF.

The market mechanism that has facilitated the trade (MMT Level 1). Valid values:

Central Limit Order Book

Quote driven market

Dark order book

Off Book

Periodic Auction

Request for Quotes

Hybrid Market

On Book Trading Mode Available if Reporting Flow is Venue—MTF or Venue—OTF.

Valid values:

Undefined Auction

Scheduled Opening Auction

Scheduled Closing Auction

Scheduled Intraday Auction

Unscheduled Auction

Continuous Trading

At Market Close Trading

Out of Main Session Trading

Negotiated Trade Select if the trade is negotiated.

Package Trade Package ID, Trade Number and Total Number of Trades required for package trades.

Intend To Clear Available if selected instrument is non-equity.

Select if intend to clear.

Dark Trade Available if Reporting Flow is Venue—MTF or Venue—OTF.

Select if the trade is a dark trade.

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Publication Action Publication options:

System Deferral—Select this option to let the system logic decide which deferral rule applies.

Manual Deferral—Select this option to manually defer the trade report to a selected deferral date and deferral time. If the system is closed at the entered deferral date, the trade report will be published the next opening day.

Publish Immediately—Select this option to publish the trade report immediately.

Do not publish—Select this option if you do not want the trade report to be published.

MMT Flags Market Model Typology (MMT) flags. You can select more than one. Valid values:

ACTX—Agency Cross Trade

BENC—Benchmark Trade

DUPL—Duplicative Trade Report

NLIQ—Negotiated Trade in Liquid Financial Instruments

NPFT—Non-Price Forming Trade

OILQ—Negotiated Trade in Illiquid Financial Instruments

PRIC—Negotiated Trade Subject to Conditions Other Than the Current Market Price

RFPT—Reference Price Trade

RPRI—Price Improvement

SDIV—Special Dividend Trade

TNCP—Trade not Contributing to the Price Discovery Process

ALGO—Algorithmic Trade

Pre-trade ILQD—Pre-trade Transparency Waiver for Illiquid Instrument on an SI (Equities and Equity likes only)

Pre-trade SIZE—Pre-trade Transparency Waiver for Above Standard Market Size on an SI (Equities and Equity likes only)

Deferral Reason ILQD—Publication Deferral for Illiquid Instrument

Deferral Reason LRGS—Publication Deferral for Large In Scale

Deferral Reason SIZE—Publication Deferral for Size Specific

Supplementary Deferral Regime

The supplementary deferral regime. Valid values:

None—Default

DATF/FULA

FWAF/FULJ

IDAF

LMTF/FULF

VOLO/FULV

VOLW/COAF

Extended DATF

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Flags You can flag the trade report to let the system know that certain rules should apply. You can select the following flags:

Price And Quantity Reviewed—Select this option to override the price and quantity validations. For more information on validations, see Validation rules on page 16.

Publish as Assisted Report—Available when Reporting Flow is APA—OTC or APA—SI. Select this option if the reported trade is an assisted report.

Apply Supplementary Deferral—Specifies if supplementary deferral should be applied to the trade report. Default is yes.

Target APA Select publication venue by setting Target APA to ECHO for the UK APA, or to ECEU for the EU APA.

2.2 Viewing trade reports From the Overview page for trade reports you can view your recent trade reports reported from the GUI. You can also see deferred and rejected trade reports, reported from the GUI and from FIX, for your access group. The number of trade reports made by your member today and yesterday, and the top reported instruments for your member can also be viewed. From the Search page for trade reports, you can search for and perform actions on trade reports. Users of members who allow assisted trade reporting can search and view trade reports published on their behalf on the Assisted Reports page.

2.2.1 Searching for trade reports You can search for specific trade reports from the Search page for trade reports. You can also perform actions on the trade reports from this page. For details on what can be performed, see Managing trade reports on page 8. If your member allows for assisted reporting, you can search for trade reports published on your behalf on the Assisted Reports page.

TO SEARCH FOR A TRADE REPORT

1. On the Search page for trade reports, select attributes to search for. For more information on searching, see Searching for data on page 6.

2. Click Search.

If the search attributes match any trade reports, they are shown in a table. Select the check box to the left of a row to perform actions on the trade report.

TO SEARCH FOR AN ASSISTED TRADE REPORT

1. On the Assisted Reports page for trade reports, select attributes to search for.

2. Click Search.

If the search attributes match any trade reports published on your behalf, they are shown in a table. Only the reporting client is allowed to perform actions such as cancels and amendments of the trade report.

2.2.2 Viewing trade report details You can view details of a trade report from the Overview page for trade reports.

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TO VIEW DETAILS OF A TRADE REPORT


click the menu button ( ) of the trade report you want to view the details of.

2. Click View report details. A dialog box appears.

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2.2.3 Viewing trade report states On the Overview page for trade reports you can view the state of your trade reports by looking at the symbol to the left of a trade report entry in a table.

The following states are available:

Symbol State

Accepted. Has been published

Deferred. Has not been published.

Deferred. Has been published with limited information.

Canceled. Has not been published.

Canceled. Has been published.

Rejected. Has not been published.

2.3 Validation rules Trade reports go through different validations in TRADEcho Trade Reporting System before they are accepted. First, all mandatory fields must be filled in correctly, and the instrument reported on must be active at the time of the report.

The following validations are described:

Trade price

Trade quantity

2.3.1 Trade price validation The trade price validation is a two step validation. First, the price change

percentage (|𝑅𝑒𝑝𝑜𝑟𝑡𝑒𝑑 𝑃𝑟𝑖𝑐𝑒 − 𝑅𝑒𝑓𝑒𝑟𝑒𝑛𝑐𝑒 𝑃𝑟𝑖𝑐𝑒|

𝑅𝑒𝑓𝑒𝑟𝑒𝑛𝑐𝑒 𝑃𝑟𝑖𝑐𝑒× 100) is compared with the allowed

price change percentage (𝑀𝑎𝑥 𝑃𝑟𝑖𝑐𝑒 𝑇ℎ𝑟𝑒𝑠ℎ𝑜𝑙𝑑). If it is lower or equal to this, the validation is successful and the validation process continues to quantity validation. If it is not successful, the acceptable price deviation (𝑇𝑖𝑐𝑘 𝑆𝑖𝑧𝑒 ×𝑀𝑎𝑥 𝑇𝑖𝑐𝑘 𝑁𝑢𝑚𝑏𝑒𝑟) is calculated. If the absolute price change (|𝑅𝑒𝑝𝑜𝑟𝑡𝑒𝑑 𝑃𝑟𝑖𝑐𝑒 −𝑅𝑒𝑓𝑒𝑟𝑒𝑛𝑐𝑒 𝑃𝑟𝑖𝑐𝑒|) is less than or equal to this, the validation is successful, and the validation process continues to quantity validation. Otherwise, the trade price validation fails, and the trade report is rejected.

Note: You can manually override the price and quantity validations by selecting the Price And Quantity Reviewed flag on the Enter Trade Report form.

2.3.2 Trade quantity validation The trade quantity validation compares the ADT on the instrument with the minimum ADT threshold set on the currency of the corresponding instrument.

If the ADT on the instrument is less than or equal to the minimum ADT threshold set for the currency of the corresponding instrument, the quantity validation is successful if:

o 𝑄𝑢𝑎𝑛𝑡𝑖𝑡𝑦 × 𝑅𝑒𝑝𝑜𝑟𝑡𝑒𝑑 𝑃𝑟𝑖𝑐𝑒 is less than or equal to the 𝑀𝑖𝑛𝑖𝑚𝑢𝑚 𝐴𝐷𝑇 𝑇ℎ𝑟𝑒𝑠ℎ𝑜𝑙𝑑 × 𝑀𝑎𝑥 𝑄𝑢𝑎𝑛𝑡𝑖𝑡𝑦 𝑇ℎ𝑟𝑒𝑠ℎ𝑜𝑙𝑑.

If the ADT on the instrument is greater than the minimum ADT threshold set for the currency of the corresponding instrument, the quantity validation is successful if:

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o 𝑄𝑢𝑎𝑛𝑡𝑖𝑡𝑦 × 𝑅𝑒𝑝𝑜𝑟𝑡𝑒𝑑 𝑃𝑟𝑖𝑐𝑒 is less than or equal to the 𝐴𝐷𝑇 ×𝑀𝑎𝑥 𝑄𝑢𝑎𝑛𝑡𝑖𝑡𝑦 𝑇ℎ𝑟𝑒𝑠ℎ𝑜𝑙𝑑.

Otherwise, the trade quantity validation fails, and the trade report is rejected.

Note: You can manually override the price and quantity validations by selecting the Price And Quantity Reviewed flag on the Enter Trade Report form.

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3 Quoting Quoting is handled from the pages under SI QUOTES on the side menu.

Quotes in TRADEcho Trade Reporting System exist only intraday and can be one side quotes, double side quotes (from the web portal only), quotes with depth, or quotes for multiple instruments (from FIX only).

From the web portal, you can enter quotes, amend quotes, cancel quotes, and suspend or release suspension on quotable instruments.

3.1 Managing quotes Quotes can be entered, canceled, and amended from the TRADEcho web portal. Quoting on instruments can also be suspended.

3.1.1 Entering quotes Quotes can be entered either one-sided (bid or ask) or double sided (bid and ask) from the TRADEcho web portal. Quoting for multiple instruments can be entered through FIX (see the FIX specification for details).

TO ENTER A QUOTE

1. Do one of the following:

o On the side menu, under SI QUOTES, click Enter Quotes.

o On the top menu, click Enter Quote.

The Enter Quotes window opens.

2. Enter appropriate values. To enter a quote with depth, click ..

3. Click Send.

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The quote is entered in the system. For common reject reasons, see Common reject reasons on page 19.

Common reject reasons

The most common reasons for a quote to be rejected is either that the instrument quoted on is suspended or halted (see Instruments on page 41) or that the quote is crossing, meaning the bid price is higher than the ask price.

3.1.2 Amending quotes The price and size of quotes can be updated at any time during the system opening hours.

TO AMEND A QUOTE

1. Search for the quote you want to amend, see Searching for quotes on page 21.

2. Select the check box to the left of the row corresponding to the quote you want to amend.

3. Click Amend Quote. A dialog box appears.

4. Change the price and/or size.

5. Click Update.

The status of the update is shown to the right of the row(s) in the Amend Quote dialog box.

The original quote is canceled and an updated quote, with a new Quote ID, is entered in the system.

3.1.3 Canceling quotes Quotes can be canceled by Quote ID or by Instrument ID. You can also cancel all quotes for all instruments.

TO CANCEL A QUOTE

1. Search for the quote you want to cancel, see Searching for quotes on page 21.

2. Select the check box to the left of the row corresponding to the quote you want to cancel.

3. Click Cancel Quote. A confirmation window appears.

4. Click Cancel Quotes.

The status of the cancel is shown to the right of the row(s) in the Cancel by Quote Id confirmation window and also under Status in the table showing the searched quotes.

The quote is canceled and a cancellation message is published to the market.

TO CANCEL ALL QUOTES FOR AN INSTRUMENT

1. Search for a quote on the instrument you want to cancel all quotes for, see Searching for quotes on page 21.

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2. Select the check box to the left of the row corresponding to a quote on the instrument you want to cancel all quotes for.

3. Click the arrow to the right of Cancel Quote, and click Cancel quotes for instrument. A confirmation window appears.


The status of the cancel is shown to the right of the row(s) in the Cancel by Instrument Id confirmation window and also under Status in the table showing the searched quotes.

All quotes are canceled for the instrument, and cancellation messages are published to the market.

TO CANCEL ALL QUOTES FOR ALL INSTRUMENTS

1. On the Overview page for SI quotes, click Cancel All Quotes. A confirmation window appears.


All quotes are canceled for all instruments, and cancellation messages are published to the market.

3.1.4 Suspending quoting on instruments You may suspend one or several quotable instruments for your own member. The suspension is lifted automatically at EOD.

TO SUSPEND QUOTING ON AN INSTRUMENT

1. On the Overview page for SI quotes, on the Instrument Watchlist for Active quotes per instrument, click an instrument in the table.

2. Click Suspend Instrument. A confirmation window appears.

3. Click Yes.

The instrument is suspended for quoting for your own member. The suspended instrument can be found on the Overview page for SI quotes under Suspended instruments.

3.1.5 Releasing suspension on quoting on instruments You can release the suspension on quoting on instruments so that quotes for that instrument can be entered again.

TO RELEASE SUSPENSION ON QUOTING ON AN INSTRUMENT

1. On the Overview page for SI quotes, on the Instrument Watchlist for Suspended instruments, click on a suspended instrument in the table.

2. Click Release Instrument. A confirmation window appears.

3. Click Yes.

The suspension on quoting on the instrument is lifted, and quoting on the instrument is allowed for your member.

3.2 Viewing quotes From the Overview page for SI quotes, you can view active quotes with best bid and ask prices per instrument and suspended instrument that are not valid for quoting. The table shows 25 entries, with the possibility to filter by instrument. From the Overview page for SI quotes, you can also suspend quoting on instruments and cancel all quotes. For more information, see Managing quotes

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on page 18. You can also view a graph of the total number of quotes for your member today versus yesterday.

On the Search page for SI quotes, you can search for quotes and perform amendments and cancels on quotes.

3.2.1 Searching for quotes You can search for quotes from the Search page for SI quotes. From here you can amend or cancel a specific quote. For more information on how this is performed, see Amending quotes on page 19 and Canceling quotes on page 19.

TO SEARCH FOR A QUOTE

1. On the Search page for SI quotes, select attributes to search for. For more information on searching, see Searching for data on page 6.

2. Click Search.

If the search attributes match any quotes, they are shown in a table. Select the check box to the left of a row to perform actions on the quote.

3.2.2 Viewing quote depth You can view quote depth on the Overview page for SI quotes.

TO VIEW QUOTE DEPTH

On the Overview page for SI quotes, on the Instrument Watchlist for Active quotes per instrument, click an instrument in the table.

The quote depth is displayed in the Quotes widget.

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4 Smart Report Router (SRR) Note: SRR functionality is only applicable for SRR eligible members of TRADEcho.

The SRR is a service where firms can drop-copy their trades to a repository, where configurable rules (see SRR rules on page 24) determine if the trade needs to be reported by the firm, in which case the trade gets reported to an APA. The APA preference is set per sub asset class, for more information see Viewing SRR APA preference on page 26. As an SRR Rules Administrator, you can set the preferred APA, see Editing APA preference on page 26.

As a user of an SRR eligible member, you can upload SRR trade reports through a .csv file and view trade reports reported through the SRR service from the TRADEcho web portal. You can also view the current active rules set and as an SRR Rules Administrator, you can accept and amend rules (for more information, see SRR rules on page 24). You can use the replay functionality to amend trade reports, using an updated rules set. For more information on the replay function, see SRR replay on page 23. The SRR functionality is located from the pages under SRR on the side menu of the TRADEcho web portal.

4.1 Managing SRR trade reports SRR trade reports can be uploaded, amended or canceled from the TRADEcho web portal.

4.1.1 Uploading SRR trade reports SRR trade reports can be bulk uploaded from the TRADEcho web portal through a .csv file. The file may not have more than 200 rows.

TO UPLOAD AN SRR TRADE REPORT .CSV FILE

1. On the side menu, under SRR, click Upload SRR Reports.

2. Click Select file... and browse to a .csv file containing SRR trade reports to be uploaded.

3. Click Upload.

The Search page for SRR trade reports is opened, showing the uploaded SRR trade reports.

4.1.2 Amending SRR trade reports If any of the attributes of an entered trade report was reported incorrectly, an amendment of the trade report can be made. If the amendment is made one business day or more after the original trade report is submitted it is regarded as a late amendment.

TO AMEND A SRR TRADE REPORT

1. On the side menu, under SRR, click Search.

2. Define any search criteria and click the Search button. The search result is displayed in the table below. page for SRR.

3. Select the trade report you want to amend in the search result table.

4. Click Amend report. The Update trade report window opens.

5. Make the corrections to the trade report.

6. Click Send.

The original trade report is updated.

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4.1.3 Canceling SRR trade reports A trade report can be canceled from the TRADEcho web portal. The cancellation will be flagged as late if the trade report already has been published prior to the current trading day.

TO CANCEL A SRR TRADE REPORT

1. On the side menu, under SRR, click Search.

2. Define any search criteria and click the Search button. The search result is displayed in the table below. page for SRR.

3. Select the trade report you want to cancel in the search result table.

4. Click Cancel report. A confirmation window appears.


6. Click Yes.

The SRR trade report is canceled.

4.2 Viewing SRR trade reports From the Overview page for SRR trade reports you can view information on your published and rejected SRR trade reports. You can also see statistics for your SRR trade reports. From the Search page for SRR trade reports, you can search for trade reports reported through the SRR service.

4.2.1 Searching for SRR trade reports You can search for specific trade reports.

TO SEARCH FOR AN SRR TRADE REPORT

1. On the Search page for SRR trade reports, select attributes to search for. For more information on searching, see Searching for data on page 6. Note: You can select more attributes to filter your search. Click Add filter and select

the attributes you want.

2. Click Search.

If the search attributes match any trade reports, they are shown in a table.

4.3 SRR replay You can apply the active set of SRR rules on historical SRR trade reports by performing an SRR replay. This leads to the trade reports being assessed anew, which may result in trade reports being sent through to the APA for publication or cancellation. If the replay is performed on a trade report from today, it will be treated as an amendment. If the trade report is from yesterday or older, it will be treated as a late amendment.

TO REPLAY SRR RULES ON A TRADE REPORT

Note: You can have a maximum of one replay in progress at any given time. A replay can be performed on a maximum of 1000 trade reports at a time. SRR rejected trade reports will not be replayed (SRR Status: Rejected). If a Trade Report has been rejected at the APA level, the Trade Report is included in the replay.

1. Perform a search for SRR trade reports, see Searching for SRR trade reports on page 23.

2. Select the check box next to the trade report(s) you want to replay SRR rules on.

3. Click Replay Rules. A confirmation window appears.

4. Click Yes.

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A result page is shown with information about the actions taken on the trade report(s).

4.4 SRR rules SRR rules are viewed and managed on the SRR Rules page, located under SRR on the side menu.

As an SRR user of TRADEcho, you can view the active SRR rules set. As a user with the SRR Rules Administrator user role, you can amend reporting obligation rules, add assisted reporting rules, and save the amendments of the entire rules set.

4.4.1 Accepting the default rules set SRR rules must initially be accepted by an SRR Rules Administrator (see User settings on page 37) before the SRR service can be used to report trades. The rules can later be amended, see Amending the SRR rules set on page 24.

TO ACCEPT THE DEFAULT RULES SET

1. On the SRR Rules page, click Accept Default Rules Set. A confirmation window appears.

2. Click Accept.

4.4.2 Amending the SRR rules set As an SRR Rules Administrator, you can amend reporting obligation rules and assisted reporting rules for your member. The amended rules must be accepted by a second SRR Rules Administrator user.

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TO AMEND REPORTING OBLIGATIONS

1. On the SRR Rules page, click Amend Rules Set. The form becomes editable.

2. Enter appropriate values.

3. (Optional) Add assisted reporting rules, see To add an assisted reporting rule below.

4. Click Save amended Rules Set. A confirmation window appears.

5. Click Amend.

The amended rule will be added with Pending state. It must be accepted by another SRR rules administrator before it will become the active SRR rules set.

TO ADD AN ASSISTED REPORTING RULE

1. On the SRR Rules page, click Amend Rules Set.

2. Click Add Assisted Reporting Rule. A form appears.


4. Click Amend.

5. Click Save amended Rules Set. A confirmation window appears.

6. Click Amend.

The amended rule will be added with Pending state. It must be accepted by another SRR rules administrator before it will become the active SRR rules set.

TO ACCEPT THE AMENDED RULES

Note: You cannot accept changes you made yourself. A second SRR Rules administrator needs to accept amended rules.

1. On the SRR Rules page, under Rules Sets, click on the rules set with state Pending.

2. Click Accept Rules Set. A confirmation window appears.

3. Click Accept.

The amended rules become Active.

TO REJECT THE AMENDED RULES

1. On the SRR Rules page, under Rules Sets, click on the rules set with state Pending.

2. Click Reject Rules Set. A confirmation window appears.

3. Click Reject.

The amended rules are rejected.

4.5 SRR APA preference To be able to send messages through the CBOE Europe APA or Tradeweb APA gateway, APA preferences and login settings need to be configured. The preferred APA settings per sub asset class and APA login settings for CBOE Europe APA and Tradeweb can be viewed and managed on the APA Preference page, located under SRR on the side menu.

MICs for configuration:

• ECHO – TRADEcho UK APA

• ECEU – TRADEcho EU APA

• BOTC – CBOE Europe APA (valid for both UK and EU)

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• TREA – Tradeweb UK APA

• TWEA – Tradeweb EU APA

As an SRR user of TRADEcho, you can view the preferred APA settings per sub asset class for your member and the login settings for CBOE Europe APA and Tradeweb. As a user with the SRR Rules Administrator user role, you can edit the preferred APA per sub asset class and enter APA login information.

4.5.1 Viewing SRR APA preference You can view the preferred APA per sub asset class for the SRR service for your member.

TO VIEW APA PREFERENCE

Under SRR in the side menu, click APA Preference.

The preferred APA per sub asset class is shown in a table on the APA Preference tab.

4.5.2 Editing APA preference The APA preference is configured on a sub-asset class level and is used as a default setting for routing trade reports to an APA.

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As an SRR Rules Administrator, you can change the preferred APA per sub asset class. For example, if all trade reports for Sovereign Bonds should be sent to Tradeweb, you select TREA or TWEA for the sub-asset class Sovereign Bond in the APA Preference table. This preferred APA will be used if no preferred APA is set (using Target APA) on the trade report. If no preferred APA is set on the trade report or on the sub asset class, the preferred APA will be ECHO.

TO EDIT AN APA PREFERENCE

1. On the APA Preference page, on the APA Preference tab, click Edit APA Preference. The form becomes editable.

2. Select the check box to the left of the row(s) you want to edit.

3. Click Set to <MIC code for APA>. Note: You can undo a set APA preference by selecting the check box to the left of

the same row and clicking Clear Preferred APA.

4. Click Save APA Preference. A confirmation window appears.

5. Click Confirm.

4.5.3 Viewing APA login settings You can view login settings to BATS and Tradeweb.

TO VIEW APA LOGIN SETTINGS

1. Under SRR in the side menu, click APA Preference.

2. Click the APA Login Settings tab.

The login settings for BATS and Tradeweb are displayed.

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4.5.4 Editing APA login settings As an SRR Rules Administrator, you can configure login settings for BATS and Tradeweb.

TO EDIT APA LOGIN SETTINGS

1. On the APA Preference page, on the APA Login Settings tab, enter login information for BATS and/or Tradeweb.

2. Click Save BATS/TradeWeb login.

The following attributes are available:

Field Usage Required

SenderCompID The login/username for the external APA Yes

SenderSubID The port ID at BATS Yes (for BATS)

Bats Participant ID The BATS member ID Yes (for BATS)

Primary host IP to primary host of APA Yes

Primary port Port number of primary host Yes

Secondary host IP to secondary host, only used in failover scenarios No

Secondary port Port number of secondary host No

The FIX session will be available the next trading day.

TO REMOVE APA LOGIN SETTINGS

1. On the APA Preference page, on the APA Login Settings tab, click Remove login for BATS and/or Tradeweb. A confirmation window appears.

2. Click Yes.

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5 Statistics and reports You can subscribe to and generate reports from the Reports page, and you can also view your recently generated reports. From the Act on Behalf Log page, you can view the actions taken on behalf of another user. You can also view system messages on the Message Inbox page.

5.1 Report subscription management From the Reports page, you can manage your report subscriptions.

5.1.1 Adding report subscriptions To view generated reports, you must first add a subscription to it.

TO ADD A REPORT SUBSCRIPTION

1. On the Reports page, click Add Subscription. A dialog box appears.

2. Select the check box next to the report(s) you want to subscribe to. For details, see Available report types on page 30.

3. Click Add Subscription.

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5.1.2 Removing report subscriptions You can remove a subscription to a report.

TO REMOVE A REPORT SUBSCRIPTION

1. On the Reports page, select the check box next to the report(s) for which you want to remove a subscription.

2. Click Remove Subscription. A confirmation window appears.

3. Click Yes.

5.1.3 Viewing report subscription details You can view details of your report subscriptions.

TO VIEW DETAILS OF A REPORT SUBSCRIPTION

1. On the Reports page, select the check box next to the report you want to view subscription details on.

2. Click View Details. A dialog box appears.

5.1.4 Available report types These are the available report types:

Name Frequency Description

Data Quality Report End of Business Week

APA data quality summary report.

EOD Summary Report APA Quotes

End of Day Client report showing end of day quotes details.

EOD Summary Report APA Trades

End of Day Client report showing trade report details for APA.

EOD Summary Report SRR

End of Day Client report showing trade report details for SRR.

5.2 Viewing the act on behalf log All actions taken when an administrator is acting on behalf of another user is logged and saved in TRADEcho. Both the administrator and the user that the administrator is acting on behalf of can see the actions that have been taken in act on behalf mode.

TO VIEW THE ACT ON BEHALF LOG

1. On the Act on Behalf Log page, select the date of the log you want to view.

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2. Click Search.

The log is displayed in a table, showing the actions made in act on behalf mode.

5.3 Message inbox From the message inbox, you can view alerts from the current business day regarding business or system events. The message type can be Info, Error, or Warning. The messages are generated from events in the system and you see those relevant for the access group you belong to.

TO REFRESH THE MESSAGE INBOX

On the Message Inbox page, click Refresh.

The inbox is refreshed.

TO VIEW DETAILS OF A MESSAGE

1. On the Message Inbox page, select the check box next to the message you want to view details on.


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6 Administration Some features in TRADEcho Trade Reporting System are accessible for administrative user roles only. Depending on your administrative role some of these features might be restricted.

6.1 Member management On the Member page, you can see your member details and edit settings.

6.1.1 Editing member settings A member admin can edit primary member ID for affiliations, set default member for LEI, allow assisted reporting for its member, and enable flag enrichment.

TO EDIT MEMBER SETTINGS

1. On the Members page, under Editable details, click Edit.

2. Enter appropriate values. For details, see Member settings on page 32.

3. Click Save.

6.1.2 Member settings Field Description

Primary Member ID for Affiliations

Enter the name of the primary member to use for affiliation. You can use a FIX account for this member to enter trade reports for your member.

Default Member For LEI Select this option if your member should be the default member for its LEI. This member will be used if a trade report is entered through FIX with the corresponding LEI set as counterparty.

Allows Assisted Reporting

Select this option if your member should allow assisted reporting.

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Enable Flag Enrichment Select this option in order for the member to get enriched deferral flags on trades which are eligible for reporting, either by the counterparty of the submitting firm, or by neither firm. This ensures the submitting firm will be in possession of the details to perform accurate transaction reporting.

SI MICs Enter the Systematic Internaliser MICs associated with the Member ID. The MICs are validated for SI Trade submission.

6.2 User management Users are managed on the Users page. You can add, edit, enable and disable, change password, and view details of users.

6.2.1 Adding users for a member You can add a new user for a member.

TO ADD A USER FOR A MEMBER

1. On the Users page, click Add user. A dialog box appears.

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2. Enter appropriate values. For details, see User settings on page 37.

3. Click Add User.

6.2.2 Editing user information You can change user information for a user, such as name, email address, phone number, connectivity role, and user role.

TO EDIT INFORMATION OF A USER

1. On the Users page, select the check box next to the user you want to edit.

2. Click Edit User. A dialog box appears.

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3. Edit the information. For more information, see User settings on page 37.

4. Click Save.

6.2.3 Disabling users You can disable specific users of a member. Disabled users do not have access to TRADEcho.

TO DISABLE A USER

1. On the Users page, select the check box next to the user(s) you want to disable.

2. Click Disable User(s). A confirmation window appears.

3. Click Disable.

6.2.4 Enabling users You can enable disabled users. Once enabled a user can access TRADEcho immediately.

TO ENABLE A USER

1. On the Users page, select the check box next to the user(s) you want to enable.

2. Click Enable User(s). A confirmation window appears.

3. Click Enable.

6.2.5 Changing passwords for users If a user has problems logging in or has forgotten their password, you can change the password for them.

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TO CHANGE THE PASSWORD FOR A USER

1. On the Users page, select the check box next to the user you want to change the password for.

2. Click Change Password. A dialog box appears.

3. Enter the new password.

4. Click Submit.

6.2.6 Viewing user details You can view details of a user.

TO VIEW DETAILS OF A USER

1. On the Users page, select the check box next to the user you want to view details of.


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6.2.7 User settings Field Description

User ID The name of the user.

Member ID The name of the member. Must match a member connected to TRADEcho.

Access Group Access groups are used to limit access to trade reports and quotes to a subset of users within a member. A user can only belong to one access group. For more information on access groups, see Access groups on page 39.

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Connectivity Role The following connectivity roles are available:

GUI User—a user connecting through the TRADEcho web portal.

FIX User—a user connecting through FIX. o Default FIX User for Member—Visible if FIX User

is selected. Setting this will override previous default user. TCR-S confirmations will be sent to the default FIX user when no user is specified as counterparty.

User Roles User roles for member users. There are different roles a user can have. These roles decide what part of the system, and which features a user has access to. A user can have more than one role.

The following roles are available:

Member User Admin—a user administrator for a member. Can manage its member's users.

Trade Report User—can enter, view, review, cancel, amend, and search trade reports within the own member and access group.

Quote User—can enter, view, cancel, suspend and release quoting on an instrument for the own member, and search quotes within the own member and access group.

Compliance User—can view and search trade reports and quotes that are alerted within the own member and access group. Can also run and view reports within the own member and access group.

Global Compliance User—can view and search trade reports and quotes across access groups within the own member. Can also run and view reports within the own member across access groups within the own member.

Affiliated Compliance User—can view and search trade reports across access groups within the own member and affiliate members.

SRR User Roles User roles for the SRR service.

Only applicable if you are an SRR eligible member.

The following roles are available:

SRR Trade Report User—can enter, view, cancel, amend, and search SRR trade reports within the own member and access group. Can view SRR rules and APA preference. Can replay SRR rules.

Note: To use the TRADEcho APA for publication, the user must also have the Trade Report User user role.

SRR Compliance User—can view and search SRR trade reports within the own member and access group. Can view SRR rules and APA preference.

SRR Affiliated Compliance User—can view and search SRR trade reports across access groups within the own member and affiliate members.

SRR Rules Administrator—can view, amend, and delete SRR rules. Can edit APA preference.

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6.3 Access groups Access groups are used to limit access to trade reports and quotes to a subset of users within a member. From the TRADEcho web portal you can add new access groups to members, set which access group should be the default for the member, enable and disable access groups, and view details of access groups.

TO VIEW DETAILS OF AN ACCESS GROUP

1. On the Access Groups page, select the check box next to the row of the access group you want to view details of.


TO ADD AN ACCESS GROUP

1. On the Access Groups page, click Add. A dialog box appears.

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3. Click Add Access Group.

TO EDIT AN ACCESS GROUP

1. On the Access Groups page, select the check box next to the row of the access group you want to edit.

2. Click Edit. A dialog box appears.


4. Click Save.

TO ENABLE AN ACCESS GROUP

1. On the Access Groups page, select one or more access groups (with Status Disabled) by selecting the check box next to their row.

2. Click Enable. A confirmation window appears.

3. Click Yes.

TO DISABLE AN ACCESS GROUP

1. On the Access Groups page, select one or more access groups (with Status Enabled) by selecting the check box next to their row.

2. Click Disable. A confirmation window appears.

3. Click Yes.

TO SET AN ACCESS GROUP AS MEMBER DEFAULT

1. On the Access Groups page, select the check box next to the row of the access group you want to set as member default.

2. Click Set As Member Default. A confirmation window appears.

3. Click Yes.

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7 Reference data Reference data is managed from the pages under REFERENCE DATA on the side menu.

7.1 Instruments You can manage instruments from the Instruments page. From here, you can view instrument details. Quote users can also suspend and release quoting on instruments. The suspension on quoting is per member and valid intraday.

7.1.1 Viewing instrument details You can view details of instruments.

TO VIEW DETAILS OF AN INSTRUMENT

1. On the Instruments page, search for instruments. For more information on searching, see Searching for data on page 6.

2. In the table showing instruments, select a check box to the left of a row.


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7.1.2 Suspending quoting on instruments You can suspend quoting on instruments.

TO SUSPEND QUOTING ON AN INSTRUMENT


2. In the table showing instruments, select one or more check boxes to the left of a row.

3. Click Suspend Quoting. A confirmation window appears.

4. Click Yes.

The quoting status of the instrument is changed to Suspended and the system will reject any new quotes on the instrument. All active SI quotes for the instrument are also canceled.

7.1.3 Releasing quoting on instruments You can release quoting on quoting suspended instruments, which enables them for quoting.

TO RELEASE QUOTING ON AN INSTRUMENT


2. In the table showing instruments, select one or more check boxes to the left of a row.

3. Click Release Quoting. A confirmation window appears.

4. Click Yes.

7.2 Delay models On the Delay Models page, you can find information about the delay models that decide the deferral rules. You can find information about supplementary deferral models and supplementary deferral regimes. For more regulatory information, see the FCA MiFID II page.

7.2.1 Delay models The delay model tables that decide the deferral rules can be viewed from the Delay Models page, on the Delay Models tab.

TO VIEW DELAY MODEL DETAILS

1. On the Delay Models page, on the Delay Models tab, in the table showing delay models, select a check box to the left of a row.


https://www.the-fca.org.uk/markets/mifid-ii

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7.2.2 Supplementary deferral models The supplementary deferral models can be viewed from the Delay Models page, on the Supplementary Deferral Models tab.

TO VIEW SUPPLEMENTARY DEFERRAL MODEL DETAILS

1. On the Delay Models page, on the Supplementary Deferral Models tab, in the table showing supplementary deferral models, select a check box to the left of a row.


7.2.3 Supplementary deferral regimes The supplementary deferral regimes can be viewed from the Delay Models page, on the Supplementary Deferral Regimes tab.

Note: You can group the regimes by different attributes. By default, they are grouped by country. Click Grouping by Country and select another attribute to change the grouping in the table.

TO VIEW SUPPLEMENTARY DEFERRAL REGIME DETAILS

1. On the Delay Models page, on the Supplementary Deferral Regimes tab, in the table showing supplementary deferral regimes, select a check box to the left of a row.


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7.3 Schedules Information on schedules, TRADEcho holidays, and system states can be viewed on the Schedules page. You can see today's schedule and the current state of the system, and all other schedules that exist in the system and their states presented in a table.

7.3.1 Schedule states The following states exist:

State Description

START OF DAY No users can access the system.

No quotes or trade reports are accepted.

PRE OPEN System admins can enter the system.

OPEN All users can access the system.

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PRE CLOSE System is available for quoting.

System is not available for trade reporting.

All users can access the system.

END OF DAY No users can access the system.

7.3.2 On exchange holidays and on exchange half days To the right on the Schedules page is a list of on exchange holiday and on exchange half day dates.

The on exchange holiday dates are displayed as an empty circle ( ) and the on exchange half day dates are displayed as a half filled circle ( ).

On these dates (afternoons for on exchange half days), actions on on-exchange trade reports (submit, amend, cancel, or release) are forbidden and no on-exchange trade reports will be scheduled for publication.

If it is an on exchange holiday or on exchange half day, the date will be highlighted, both on the Schedule Information and in the list of on exchange holiday and on exchange half day dates.

7.3.3 Deferral schedules Deferral information for specific countries or markets can be viewed from the Deferral Schedule tab.

TO VIEW A DEFERRAL SCHEDULE

1. On the Schedules page, on the Deferral Schedule tab, type a country or a market to search for.

2. Click on the name of the country or market, or press Enter.

The schedule times and holidays for the selected country and market are shown.

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7.4 Currencies The currencies used in TRADEcho can be viewed from the Currencies page.

TO VIEW CURRENCIES

On the Currencies page, perform a search for currencies. For more information on searching, see Searching for data on page 6.

The currencies are displayed in a table with IDs and names of the currency and the current ESMA exchange rates against EUR.

7.5 FX rates You can view FX rates (used for price validation) and ESMA FX rates (used for deferral validation) from the TRADEcho web portal.

TO VIEW FX RATES

1. On the FX Rates page, click either the FX Rates or ESMA FX Rates tab.

2. Perform a search. For more information on searching, see Searching for data on page 6.

The FX rates are displayed in a table.

7.6 Countries The countries available in TRADEcho can be viewed from the Countries page.

TO VIEW COUNTRIES

On the Countries page, perform a search for countries. For more information on searching, see Searching for data on page 6.

The countries are displayed in a table with IDs and names of the country.

7.7 Sectors You can view sector information from the TRADEcho web portal.

TO VIEW SECTOR INFORMATION

On the Sectors page, perform a search. For more information on searching, see Searching for data on page 6.

The sectors are displayed in a table.

7.8 Segments You can view segment information from the TRADEcho web portal.

TO VIEW SEGMENT INFORMATION

On the Segments page, perform a search. For more information on searching, see Searching for data on page 6.

The segments are displayed in a table.

Documents

TRADEcho Web Portal User Guide - London Stock Exchange · 2020-01-30 · TRADEcho Web Portal User Guide 3.1.0-RevA January 24, 2019 8/47 2 Trade reporting Trade reporting is handled