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Towards an Ontology of Military Plans and Planning 2 Barry Smith http://ncor.buffalo.edu/plan-ontology National Center for Ontological Research, Buffalo with thanks to Peter Morosoff (e-maps) 1

Towards an Ontology of Military Plans and Planning 2 Barry Smith National Center for Ontological Research, Buffalo

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Page 1: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

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Towards an Ontology of Military Plans and Planning 2

Barry Smithhttp://ncor.buffalo.edu/plan-ontologyNational Center for Ontological Research, Buffalo

with thanks to Peter Morosoff (e-maps)

Page 2: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

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On the Ontology of Deontic Elements

Page 3: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

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The Structure of the Promise

promiser promiseethe

promise

relations of one-sideddependence

Page 4: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

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The Structure of the Promise

promiser

promisee

act of speaking

act of registering

content

three-sided mutualdependence

Page 5: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

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The Structure of the Promise

oblig-ation

claim

promiser

promisee

act of speaking

act of registering

content

two-sided mutual dependence

Page 6: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

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The Structure of the Promise

promiser

promisee

act of speaking

act of registering

content F

oblig-ation

claim

action: do F

= tendency towards realization

Page 7: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

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Modifications of Social Acts

Sham promises

Lies as sham assertions (cf. a forged signature); rhetorical questions

Social acts performed in someone else’s name (representation, delegation)

Social acts with multiple addresses

Conditional social acts

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promiser

promisee

act of speaking

act of registering

content F

oblig-ation

claim

action: do F

The Background (Environment)

sincere intention

How modific-ations occur

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promiser

promisee

act of speaking

act of registering

content F

oblig-ation

claim

action: do F

The Background (Environment)

sincere intention

How modific-ations occur

Page 10: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

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promiser

promisee

act of speaking

act of registering

content F

oblig-ation

claim

action: do F

The Background (Environment)

sincere intention

How modific-ations occur

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promiser

promisee

act of speaking

act of registering

content F

oblig-ation

claim

action: do F

The Background (Environment)

sincere intention

How modific-ations occur

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promiser

promisee

act of speaking

act of registering

content F

oblig-ation

claim

action: do F

The Background (Environment, External Memory)

sincere intention

TRUST

Page 13: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

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Collective social acts

Singing in a choir

Conversation

Dancing

Arguing

Religious rituals

War

Page 14: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

commander

will to realize this goal in this way (command-ers intend)

plan specificatio

nincluding goal, COA

commit-ment plan

disposition: realize goal by

performing specified actions

Page 15: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Plan Ontology (fragment)

Draft of 09-14-2014

Page 16: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Ontology Materials to support the work on an adaptive plan ontology

http://ncor.buffalo.edu/plan-ontology/

http://milportal.ncor.buffalo.edu/ontologies

https://code.google.com/p/information-artifact-ontology/

Page 17: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Problems of Doctrinal Documents

• Little aid to computation

• Developed independently in divergent and non-principled ways

• Low possibility of aggregation causing failures of data integration initiatives

• New approaches needed that can enable computational discovery, retrieval, integration and processing of data

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Page 18: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Needs

• add individuals (Joint Chiefs of Staff)• add treatment of collective plan execution

(mediated through commands and through intermeshed documents)

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Page 19: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Collective social acts

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Page 20: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

First main thesis:the meshing of complex actions of large numbers of people is made possible through

1. modularization 2. hierarchically organized authorities

both resting essentially on 3. the meshing of (typically diagrammatic) documents4. systems of laws

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Page 21: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Orchestal score with staves

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Page 22: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

The Modularity of the Orchestral Score

Page 23: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

The actions of the players in an orchestral performance

• are intermeshed through the sets of intermeshed documents we call orchestral scores

These documents are plan specifications (sets of instructions for playing instruments)The conductor provides the authority

– to initiate commitment, thus to create a plan from a mere plan specification

– to resolve disputes which arise along the way, for example as to interpretation, tempo, …

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Page 24: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Scores bring it about that specific obligation series are distributed in coordinated fashion across large groups

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Page 25: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

players actions are coordinated and steered through time through conductor’s actions combined with intermeshed sets of instructions

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Massive shared agency presupposes modularity

Page 27: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Modularity of Orchestral Score

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reflects modularity of orchestra

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Page 30: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Authorities involved in maintaining the division of orchestral deontic labor that is involved in a symphony concert:

ConductorOrchestral section leaders (First violin …)Rehearsal (drill) managerOrchestra managerConcert hall manager~ Composer

– exerts authority only as mediated through the score

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Page 31: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Documents involved in maintaining the division of orchestral deontic labor

scores, sub-scorescontracts

orchestra manager and conductor orchestra manager and playersconcert hall manager and orchestra managerconcert hall manager and audience members (tickets)

laws, includingcopyright lawlaws governing public assemblylaws governing employment contractslaws governing sale of tickets

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between

Page 32: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

documents hold together the executions of horizontally and vertically meshed subplans

through drilldrill, too, is modularized

based on individual and small group practice all the way up to full orchestra rehearsal

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Page 33: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

How to do things with scores1. the author authors the score, thereby creates a possibility

of performance, and thereby creates the work2. conductor and orchestra use the score as the specification

of a plan (with subplans) and commit themselves to its execution,

3. the orchestra members committing themselves to accept the authority of the conductor

4. they use the score in to rehearsing the execution of their plan (develop score-coordinated expertise through drill)

5. they schedule a concert, thereby making a commitment to each other, to their employer, and to a prospective audience to perform that work

6. they perform the work33

Page 34: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Scott J. Shapiro, “Massively Shared Agency”, 2013

[Bratman, Searle …] ‘are unable to account for the existence of massively shared agency.

they ‘have largely concentrated on analyzing shared activities among highly committed participants. The working assumption has been that those who sing duets or paint houses together are all committed to the success of the activity.’

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Page 35: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Shapiro: To adapt standard theory of collective agency to deal with massively shared actions we

need to add authority

Authorities are … “mesh creating” mechanisms. When disputes between participants break out with respect to the proper way to proceed, authorities can create a mesh between the subplans of the participants by demanding that both sides accept a certain solution.

Basis for Shapiro’s theory of the nature of law

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Page 36: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Searle: Directions of fit• world-to-mind: a plan is formulated to

change the world (to make it conform to the mind of the planner …)

• mind-to-world: an assertion is about something in the world

• automatic mind-to-world-and-world-to-mind: I say “I promise to pay you $100 dollars” and thereby make it true that I promise to pay you $100 dollars

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Page 37: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

planning directions of fit• world-to-plan: the plan tells the world how to

shape itself to create actions that are in conformance with the plan and thereby achieve the plan objective

• plan-to-world: the plan specification, when the execution is completed successfully, serves as a record of this execution

• automatic plan-to-world-and-world-to-plan: the commander commits to a given plan specification and thereby brings into being a plan that is precisely in conformance to this specification 37

Page 38: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Living Blueprint

what begins as a plan

ends as a record • of process• of product

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Page 39: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Blueprint associated with multiple series of documents with deontic powers

chain of commitments from order to blueprint creation to acceptance of

blueprint to process of building

in accordance with blueprint

to acceptance of finished building 41

Page 40: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Plans will be modified along the way

physical changes to the building to meet building codes

changes in materials/suppliers

changes in allowed physical processes

changes in administrative (approval) processes

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Page 41: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Documents with different directions of fit become intermeshed through being

stapled together over time

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Page 42: Towards an Ontology of Military Plans and Planning 2 Barry Smith  National Center for Ontological Research, Buffalo

Second main thesis:there is a division of deontic labor effectuated through the medium of

intermeshed documents, which allow the deontic effects of episodic acts to be

extended through time

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