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1 EOSC547 EOSC547 : Tunnelling & Tunnelling & Underground Design Underground Design Topic 1 : Geological Hazards in Tunnelling 1 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt All major ancient civilizations developed tunneling methods. In Babylonia, tunnels were Tunnel Construction: In the Beginning Tunnel Construction: In the Beginning used extensively for irrigation; and a brick- lined pedestrian passage some 900 m long was built around 2180 BC under the Euphrates River to connect the l p l ith th 2 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt royal palace with the temple. Construction was accomplished by diverting the river during the dry season.

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EOSC547EOSC547::

Tunnelling & Tunnelling & Underground DesignUnderground Designg D gg D g

Topic 1: Geological Hazards

in Tunnelling

1 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

All major ancient civilizations developed tunneling methods. In Babylonia, tunnels were

Tunnel Construction: In the BeginningTunnel Construction: In the Beginning

y ,used extensively for irrigation; and a brick-lined pedestrian passage some 900 m long was built around 2180 BC under the Euphrates River to connect the

l p l ith th

2 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

royal palace with the temple. Construction was accomplished by diverting the river during the dry season.

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Tunnel Construction: In the BeginningTunnel Construction: In the BeginningThe Greeks and Romans both made extensive use of tunnels to reclaim land by drainage and for water aqueducts.

6th-century-BC Greek water tunnel on the i l f S m d i m 1100 m th h isle of Samos driven some 1100 m through limestone with a cross section about 2 x 2 m.

3 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Perhaps the largest tunnel in ancient times was a 1600 m long, 8 m wide, 10 m high road tunnel (the Pausilippo) between Naples and Pozzuoli, built in 36 BC.

Tunnel Construction: In the BeginningTunnel Construction: In the Beginning

4 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

In the AD 41, Romans used some 30,000 men to push a 6 km tunnel over 10 years to drain Lacus Fucinus. They worked from shafts 40 m apart and up to 125 m deep. Far more attention was paid to ventilation and safety measures when workers were freemen.

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Tunnel Construction: In the BeginningTunnel Construction: In the BeginningAncient construction was carried out using a succession of closely spaced shafts to provide ventilation. String line and plumb bobs were used for surveying.

Ventilation methods were primitive, often limited to waving a canvas at the mouth of the shaft, and most tunnels claimed the lives of hundreds or even thousands of the slaves used as workers.

5 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

To save the need for a lining, most ancient tunnels were located in strong rock, which was excavated by heating the rock with fire and suddenly cooling it by dousing with water causing the rock to spall.

Modern Beginnings: The ThamesModern Beginnings: The ThamesTunnelling in soft, water saturated ground began with Marc Brunel when he invented the principle of shield tunnelling and undertook a contract totunnel under the Thames between 1825 and 1841. His shield consisted of 12 independent cells in which workers hand excavated the ground behind a secure wall of ‘poling boards’. One board would be removed to provide access for digging, after which it would be replaced and pushed forward by hydraulic jacks to re-

th f t

6 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

engage the face support.

Brunel’s shield was 7 m high and 12 m wide, and enabled 36 miners to work the tunnel face at one time. The brickwork built right behind the ‘shield’ served as an abutment for the whole frame. On average, progress was 3-5 m/week.

Harding (1981)

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Modern Beginnings: The ThamesModern Beginnings: The ThamesFlooding was a constant problem for Brunel in tunnellingunder the Thames. In one such flood 6 In one such flood 6 men drowned. Brunel’s complaint to those offering advice on tunnelling in such difficult conditions, “In every case they make the ground to

7 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

suit the plan and not the plan to suit the ground”.

Completed in 1843, Brunel’s tunnel is still in full use as part of London’s Underground railway system, exactly as built!

Modern Beginnings: The ThamesModern Beginnings: The ThamesJames Greathead solved the problem of containing groundwater during the construction of subaqueous tunnels in loose soil, by combining shield tunnelling with the use of compressed air during his construction of the London Underground.

James Greathead’s 2.5 m diameter circular shield, propelled by screw jacks, employed the first use of cast iron lining segments.

8 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

This led to a considerable increase in the number of shield driven tunnels world-wide. At the beginning of the 20th century, the majority of the tunnels were built with Greathead shields.

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Geotechnical Geotechnical Challenges: Challenges: Gotthard Base TunnelGotthard Base Tunnel

9 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

The Known Knowns, Known Unknowns, & Unknown Unknowns

AlpTransitAlpTransit

In 1994 the Swiss voted an alpine protection article into their constitution, forbiddingthe expansion of road capacity in alpine regions. This forced the government to shift heavy goods traffic from road to rail.

To accommodate this, voters

10 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

To accommodate this, voters approved the “Alptransit” project to build new tunnels through the Gotthard and the Lötschberg.

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Reasons for the Base TunnelsReasons for the Base TunnelsIncreasing Population Demands & Commercial Traffic

- The Gotthard Road Tunnel, is the main north-south route through the gAlps, between Switzerland and Italy.

- 18,000 vehicles/day pass through the Gotthard Road Tunnel.

SafetySafety PollutionPollutionD

11 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Gotthard Road Tunnel Fire (2001) – 11 people killed

Drivers going through the Gotthard Road Tunnel inhale as many pollutants as if they smoked up to eight cigarettes.

AlpTransit Base TunnelsAlpTransit Base Tunnels

12 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

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Tunnelling & Geology Tunnelling & Geology –– The Swiss Base TunnelsThe Swiss Base Tunnels

TunnelLength(km)

Completion Date

Gotthard Base (CH) 57.1 2012*

World’s Longest Transportation TunnelsWorld’s Longest Transportation Tunnels

#30 Mount MacDonald (CAN) @ 14.6 km#43 New Cascade (USA) @ 12.5 km

( H) .

Brenner Base (AU) 55.4 2020

Sei-kan (Japan) 53.9 1988

Chunnel (ENG-FR) 50.5 1994

Loetschberg (CH) 34.6 2007

13 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Canada = 5 rail tunnels > 2 km USA = 4 rail tunnels > 2 km

Switzerland = 42 rail tunnels > 2 km

Gotthard Road Tunnel (CH) = 16.9 km

Tunnelling & Geology Tunnelling & Geology –– The Swiss Base TunnelsThe Swiss Base Tunnels

TunnelLength(km)

Completion Date

Gotthard Base (CH) 57.1 2012*

World’s Longest Transportation TunnelsWorld’s Longest Transportation Tunnels

COST:1998: $7.2 Billion2011: $9 7 Billion * ( H) .

Brenner Base (AU) 55.4 2020

Sei-kan (Japan) 53.9 1988

Chunnel (ENG-FR) 50.5 1994

Loetschberg (CH) 34.6 2007

Financing:

Modernisierung der BahnBauprogramm

2000 2005 2010 2015 2020 2025

GotthardSan Gottardo

2000 Lötschberg 2007

2011: $9.7 Billion

1998: $3.2 Billion2007: $4.3 Billion

14 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

10% Oil Tax 15% Loans55% Heavy Vehicle Tax20% 1% increase in VAT

7.5.2_

Mod

ern.Ba

hnen

.Baup

rogram

m_98

_016

1_S

2000 Lötschberg 2007

2000 Gotthard 2012

2000 1. Etappe 2005

2011 2.Etappe 2022

Infrastruktur

2002 2012

2006 Zimmerberg 2013

2006 Ceneri 2016

2011 2016

2007 2011

Neat

Bahn2000

Lärmschutz

AusbautenSt. Gallen – Arth-Goldau

VerbindungZürichsee – Gotthard

Anschluss aneuropäisches Hochleistungsnetz

Rollmaterial

2018

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LötschbergLötschberg Base TunnelBase Tunnel

Drill & Blast

TBM

Length = 34.6 km Total tunnel system = 88.1 km Excavated material = 16 million tonnes

80%80%

20%20%

15 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Th th f th Löt hb d d th

Geological Challenges: Lötschberg Base TunnelGeological Challenges: Lötschberg Base TunnelBuried Valleys: burial is the consequence of glacial down cutting and alluvial deposition. Buried valleys are a major concern in tunnelling as they are often deep (!!), with unknown thicknesses, and filled with water saturated sediments under high water pressures.

The path of the Lötschberg passed under the Gästern Valley, 200 m below the valley floor. It was estimated that the alluvial sediments extended 100 m below surface leaving 100 m of strong limestone to form the roof of the tunnel.

In actuality, the buried valley reached depths of more than 185 m. By July 24, 1908 th t l h d d d h th t

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1908, the tunnel had advanced such that only a thin wall of rock divided the working-face from the buried valley. Within seconds of that morning’s blast, 40,000m3 of water saturated sediments swept into the tunnel killing 25 men and filling the tunnel for a distance 1.25 km.

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Lötschberg Base Tunnel: Geological PrognosisLötschberg Base Tunnel: Geological Prognosis

17 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Loew

et

al.(

2000

)

Geological Challenges: Lötschberg Base TunnelGeological Challenges: Lötschberg Base TunnelKarst:

Given the porous nature of karst, large volumes of water and a high risk of water ingress was

d b 3 1 5mexpected over a section about 3 km long. It was constantly necessary to carry out preliminary boring in order to discover whether any large, water-filled karst sink-holes might endanger the tunnel driving operations.

1.5m

18 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

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Gotthard Base TunnelGotthard Base TunnelLength = 57 km Sedrun shaft = 800 m Pillar = 40 m widthExcavated material = 24 M tonnes

19 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Gotthard Gotthard Base TunnelBase Tunnel

20 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

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Gotthard Base Tunnel: Geological PrognosisGotthard Base Tunnel: Geological Prognosis

21 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Loew

et

al.(

2000

)

Geological Challenges: Gotthard Base TunnelGeological Challenges: Gotthard Base Tunnel

Geologic Unit Potential

Key Hazard Tectonic

Unit Max. Length

Cataclastic Faults High pressure water inflow.

Crystalline Massifs, Penninic Gneisses

100 @ 5m

Weak Rocks (Phillites Strongly squeezing Crystalline Massifs 1 3 km Weak Rocks (Phillites, Schists, Cataclasites)

Strongly squeezing ground.

Crystalline Massifs 1.3 km

Granites Rockburst. Crystalline Massifs >14 km

Sugar Grained Dolomites

Water saturated debris inflow, cohesionless rock.

(Par)autochthonous Triassic Sediments

200 m

Loew

et

al.(

2000

)

The first Gotthard rail tunnel was constructed between

22 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

The first Gotthard rail tunnel was constructed between 1872-1882, and cut the travel time from Zurich to Milan from 27 to 5.5 hours. However, 310 men died and 877 were incapacitated during construction of the 14.9 km tunnel. Numerable challenges and harsh conditions were encountered, many of which were augmented by the equally harsh contract signed by the tunnel designer Louis Favre .

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Geotechnical Challenges: Geotechnical Challenges: Known Known KnownsKnowns

Brittle Fault Zones

Zangerl et al. (2006)

23 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Brittle Fault Zones Brittle Fault Zones -- Water Water InflowsInflows

Loew et al. (2000)

Fault zones may form highly permeable conduits for groundwater leading to tunnel

24 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

groundwater, leading to tunnel inflows. Encountering large quantities of water may lead to flooding of the excavation, especially if there is no outlet for the water to drain to.

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Brittle Fault Zones Brittle Fault Zones –– Weak GroundWeak Ground

Granitic Fault Rocks Aar Massif(3=5MPa)

Laws et al. (2003)

25 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Brittle Fault Zones Brittle Fault Zones –– Ground SupportGround Support

26 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

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AmstegAmsteg (June 2005) (June 2005) –– West TBMWest TBM

... West TBM crosses hydrothermally altered rock adjacent to fault zone, enounters flows of 2-3 l/s that flushes loose

l h h d material into the cutter head.

Ehrbar (2008)

27 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

... 5 month delay, $10 million cost.

Geotechnical Challenges: Geotechnical Challenges: Known Known KnownsKnowns

Squeezing Ground – Tavetsch Massif

Squeezing ground refers to weak, plastic rock material which displaces i h l i d h

28 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

into the tunnel excavation under the action of gravity and induced stresses. This squeezing action may result in damage/failure to the ground support system, or require the costly re-excavation of the tunnel section.

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Geotechnical Challenges: Squeezing GroundGeotechnical Challenges: Squeezing Ground

Ehrbar & Pfenninger (1999)

29 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Squeezing Ground SupportSqueezing Ground Support

Fabbri (2004)

30 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

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Geotechnical Challenges: Geotechnical Challenges: Known UnknownsKnown Unknowns

Where ground possesses the ability to flow freely (i.e. “running ground”), for example with water saturated cohesionless materials, then special support and control p ppdifficulties can arise.

31 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Sugar-grained dolomites (granular & cohesionless).

Geotechnical Challenges: Running GroundGeotechnical Challenges: Running GroundSugar-grained dolomites (granular & cohesionless).

32 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

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Geotechnical Challenges: Running GroundGeotechnical Challenges: Running GroundThe tunnel will cross the Triassic Piora Zone, a highly weathered and fractured aquifer under high hydraulic pressure. Based on exploratory drilling, it was found that the tunnel will pass ~250 meters below the base of the aquifer through unweathered and unfractured dolomite/ anhydrite-sequences.

Considered the greatest geological risk to the feasibility and

33 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

f ysuccess of the tunnel project, in Nov. 2008 the TBM passed safely through the Piora.

Geotechnical Challenges: Geotechnical Challenges: Known UnknownsKnown Unknowns

Rockbursts involve sudden releases of stored strain energy through the failure of strong rock They manifest themselves through the

34 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

rock. They manifest themselves through the sudden ejection of rock into the excavation. Rockbursting potential is of special concern in cases of deep tunnelling where high stress concentrations form due to overburden loads or tectonic activity.

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StressStress--Controlled Failure & Stress PathControlled Failure & Stress Path

StressConcentration

1

Unstable

Stable

In-Situ Stress

Concentration

Wedge

35 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Stress PathRelaxation

3Kaiser et al. (2000)

High Overburden High Overburden –– SpallingSpalling & Rock Bursting& Rock BurstingBaeret al. (2007)

2.4 ML – Mar. 25, 2006

1.6 ML – Nov. 6, 2006

36 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

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Geotechnical Challenges Geotechnical Challenges –– Unknown UnknownsUnknown Unknowns

Subhorizontal Faults

37 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

FaidoFaido--BodioBodio: “Unexpected” Faults: “Unexpected” Faults

38 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Bonz

anig

o (2

007)

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FaidoFaido--BodioBodio: “Unexpected” Faults: “Unexpected” Faults

13’500

Amphibolite13’50014’00014’500

14’00014’500

Tm EST-Ost

Tm EST West

The total delay for

13 50014 00014 500 Tm EST-West

Faido BodioSqueezing ground blocks TBM

39 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

ypassing through these faults along this section:... one year.

Fault Zones & the Fault Zones & the FaidoFaido CrossCross--OverOver

Ehrbar (2008)

40 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Similar ground conditions (i.e. unexpected faults) at the Faido multipurpose cross-over station were responsible for a further 2-year delay and was over budget by more than 200%.

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FaidoFaido--BodioBodio: “Unexpected” Faults: “Unexpected” Faults

41 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

GBT: Other Geological ChallengesGBT: Other Geological Challenges

Bodio

42 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

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GBT: Other Geological ChallengesGBT: Other Geological Challenges

n´= n - fp

normal deformation(i.e. closure)

“Poison ratio” effect

43 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Zang

erl e

t al

.(20

08)

GBT: Other Geological ChallengesGBT: Other Geological Challenges

Given that tunnel overburden will exceed 2000m, temperatures as high as 45°C are projected. In addition, silicosis, an incurable disease of the lungs, caused by the unprotected respiration of quartz dust presents a potential hazard to workers. Ventilation designs must

More than 13 million m3 of waste rock will be generated, leading to environmental issues as to where to put it At the same time the

p gaccount for both factors to ensure worker safety.

44 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

put it. At the same time, the extraction of gravel resources for concrete in the Swiss midlands is becoming more difficult. The solution, therefore, was to specially break, sort & wash the waste rock so that it could be used for concrete aggregate.

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Lecture ReferencesLecture ReferencesBaer, M, Deichmann, N, Braunmiller, J, Clinton, J, Husen, S, Fäh, D, Giardini, D, Kästli, F,Kradolfer, U & Wiemer, S (2007). Earthquakes in Switzerland and surrounding regions during2006. Swiss Journal of Geosci.ences, 100: 517–528.

Bonzanigo, L (2007). Brittle tectonics in metamorphic rocks: Implications in the excavation of theBodio Section of the Gotthard Base Tunnel. In: Proceedings of the 1st Canada-US Rock MechanicsS i V T l & F i L d l 2 1141 1148Symposium, Vancouver. Taylor & Francis: London, vol. 2, pp. 1141-1148.

Ehrbar, H (2008). Gotthard Base Tunnel, Switzerland: Experiences with different tunnellingmethods. In: 2º Congresso Brasileiro de Túneis e Estruturas Subterrâneas Seminário Internacional“South American Tunnelling”.

Ehrbar, H & Pfenninger, I (1999). Umsetzung der Geologie in technische Massnahmen imTavetscher, Zwischenmassiv Nord. In: Tagungsband Zum Sympoisums Geologie AlpTransit(GEAT99), Zurich. A.A. Balkema, Rotterdam, pp. 381-394.

Fabbri, D (2004). The Gotthard-Base Tunnel: Project overview. In: 6th Annual TunnellingConference, Sydney.

45 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt

Hoek, E (2001). Big tunnels in bad rock: 2000 Terzaghi Lecture. ASCE Journal of Geotechnical andGeoenvironmental Engineering, 127(9): 726-740.

Kaiser, PK, Diederichs, MS, Martin, D, Sharpe, J & Steiner, W (2000). Underground works inhard rock tunnelling and mining. In Proceedings, GeoEng2000, Melbourne. Technomic Publishing:Lancaster, pp. 841-926.

Lecture ReferencesLecture ReferencesLaws, S, Eberhardt, E, Loew, S & Descoeudres, F (2003). Geomechanical properties of shearzones in the Eastern Aar Massif, Switzerland and their implication on tunnelling. Rock Mechanicsand Rock Engineering, 36(4): 271-303.

Loew, S, Ziegler, H-J & Keller, F (2000). AlpTransit: Engineering geology of the world’s longesttunnel system. In: Proceedings, GeoEng 2000, Melbourne. Technomic Publishing, Lancaster, 927–937.

Zangerl C Eberhardt E Evans KF & Loew S (2008) Consolidation settlements above deepZangerl, C, Eberhardt, E, Evans, KF & Loew, S (2008). Consolidation settlements above deeptunnels in fractured crystalline rock: Part 2 – Numerical analysis of the Gotthard highway tunnelcase study. International Journal of Rock Mechanics and Mining Sciences, 45(8): 1211-1225.

Zangerl, C, Loew, S & Eberhardt, E (2006). Structure, geometry and formation of brittlediscontinuities in anisotropic crystalline rocks of the Central Gotthard Massif, Switzerland. EclogaeGeologicae Helvetiae, 99(2): 271-290.

46 of 46 Tunnelling Grad Class (2012) Dr. Erik Eberhardt