Timothy B Dyk Financial Disclosure Report for 2010

8/3/2019 Timothy B Dyk Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/timothy-b-dyk-financial-disclosure-report-for-2010 1/12

AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Govermnent Act of 1978(5 U.S.C. app. §§ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t i a l )

DYK, TIMOTHY B.

4 . Ti t l e ( A r t i c l e I I I ju d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or pan-time)

U.S. CIRCUIT JUDGE - ACTIVE

7. Chambers or Office Address

717 MADISON PLACE, N.W.WASHINGTON , D.C. 20439

2. Courtor Organization

FEDERAL CIRCUIT

3 . D a t e o f R e p o r t

05/I 3/2011

5a. Report Type(check appropriate type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

R e v ie w in g O ff ic e r D a te

6. Reporting Period

01/01/2010to

12/31/2010

I M P O R TA N T N O T E S :The instructions accompanying this form must be followe ,I Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I . P O S I T I O N S .m e p o , i n g i , d i v id u u lo . l y ;s e , r , . 9 - 1 3of filing instructions.)

~- ~ N O N E(No reportable positions.)

POSITION

I. JUDICIAL COUNSELOR

2.

3.

4.

5.

NAME OF OR GAN IZATION/ENTITY

GILES RICH INN OF COURT

I I . A G R E E M E N T S .(Reporting individual only; seepp. 14-16 of filing instructlon~)

~-] NONE(No reportable agreements.)

DATE PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

Page 2 o f 12

N a m e o f P e r s o n R e p o r t in g

DYK, TIMOTHY B.

D a t e o f R e p o r t

0 5 1 1 3 1 2 0 1 1

I I I . N O N - IN V E S T M E N T I N C O M E .(Reporting indi,’idual and spouse; see pp. 17-24 of filing instructions.)

A. Flier ’s Non-Investm ent Incom e

~ (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE INCOME(your s , no t spouse ’s )

I. 2010 UNIVERSITY OF NEBRASKA - BOARD OF REGEN TS (ROYALTY) $446.00

2.

3.

4.

B . Spouse’s Non-Investment Income- t f j ,ouwere m arried during any portion of the reporting year, completethis section.

(Dollar amount not required except for honoraria.)

N O N E (N oreportable non-investment income.)

1.2010

2.2010

3.2010

4.2010

DATE SOURCE AND TYPE

UNIVERSITY OF MICHIGAN - SALARY

COMMON G OOD - HONORARIA $1,500

WASHINGTONUNIVERSITY - HONORARIA $4,000

PODESTA GROUP INC - SALARY A ND SELF-EMPLOYED CONSULTANT

I V . R E I M B U R S E M E N T S- transportation, lodging, food, entertalnmenL(Includes those to spouse and depen dent children," see pp. 25 -27 of f i l ing instruct ions.)

~ (No reportable reimbursements.)ONE

SOURCE D AT E S _ LOCATION PURPOSE

NEW YORKINTELLECTUALPROPERTY LAWASSOCIATION (NYIPLA)

03/26/2010 NEW YORK, NY NYIPLA - DINNER

ITEMS PAID OR PROVIDED

TRANSPORTATION, LODGING,MEALS

3o FEDERAL CIRCUIT BAR 11/19/2010 W A SHIN GTON , DC FCBA AN N UA L DIN NER MEALASSOCIATION

2. INTELLECTUAL 06/10/2010 WASHINGTON, DC IPO AWARDS, MEALPROPERTY OWNERS RECEPTION / DINNERASSOCIATION AT SMITHSONIAN



FINANCIAL DISCLOSURE REPORTPage 3 of 12

N a m e o f P e r so n R e p o r t i n g

DYK, TIMOTHY B .


05/13/201 I

4. AMERICAN 04/23/2010 WASHINGTON, DC AIPLA - MOOT COURTIN TELLECTU A L RECEPTIONPROPERTY LAWASSOCIATION (AIPLA)

MEAL

5. LINN ALLIANCE 05/20/2010 WASHINGTON, DC LINN ALLIANCE MEALRECEPTION

6. AMERICAN UNIVERSITY10/21/2010 WASHINGTON, DC AMERICAN MEALUNIVERSITY

7. GILES S. RICH INN OF 05/22/2010 WASHINGTON, DC GSR INN / FCBA MEALCOURT RECEPTION & DINNER

IN HONOR OF JUDGEMICHEL

8. HARVARD LAW SCHOOL10/13-14/2010 BOSTON, MA HARVARD LAW IP TRANSPORTATION, LODGING,CONFERENCE MEALS

9. BIOTECHNOLOG Y 10/26/2010 W ASHING TON, DC BIO IPCC LUNC HEON, MEAL

INDUSTRY ST REGISORGANIZATION

1 0 .





DYK, TIMOTHY B.


0 5 1 1 3 1 2 0 1 i

V. G I F T S .( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 2 8 - 3 1 o f f i l in g i n s t r u c t io n s . )

~ NONE(No reportable g~s.)

SOURCE DESCRIPTION

1.

2.

3.

4.

5.

VALUE

V l . L I A B I L I T I E S .(Includes those of spouseand dependentchildren; see pp. 32-33 of filing instructions.)

NONE (Noreportable liabilities.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

VA L U E C O D E




Page 5 o f 12

N a m e o f P e r s o n R e p o r t i n g

DYK, TIMOTHY B .


05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (Noreportable income, assets, or transactions.)

D e sc rip tio n o f A sse ts In c o m e d u rin g

( inc lud ing t rus t asse t s ) repor t ing per iod

0) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div., rent,(A-H) or int.)

Co

Gross va lue a t endof repor t ing por iod

(1) (2)V a lu e V a lu e

C o d e 2 M eth o d

(J-P) C o d e 3( Q - W )

Type (e.g.,

buy, se l l ,r e d e m p t i o n )

Transac t ions dur ing repor t ing per iod

(2) (3) (4)Date Va l u e Gain

m m / d d / y y C o d e 2 C o d e I(J-P) (A-H)

(5 )Ident i ty of

buyer / se l le r

(if privatet ransac t ion)

I. LOT - TRURO, MA ( PARCEL I) None($331,600)

2. CONDOMINIUM - N. M IAMI BEACH FL None($125,060)

3. CARLYLE FUND None

N S

M S

N T

5. CITIBANK BK DPT A I n t e r e s t T

Bu y 09/01/10 L(add’l)

6. HIGH POINT NC G/O A I n t e r e s t Redeemed 04/01/10 K

7. UTAH HSG CORP SINGLE FAM A I n t e r e s t Redeemed 07/01/10 K

8. I SHARES S&P NEW YORK BOND A I n t e r e s tFUND

9. FIRST NIAG RA FINANCIAL (COMM ON NoneSTOCK)

1 0 . US TREASURY BILL08/12/2010 A Interest

II .

L

J

T

T

Buy 12/14/10 L

Bu y 12121/10 J

Bu y 05/10/10 PI

Redeemed 08/12/10 PI A

1 2 . VANGUARD MM A In te r es t J

1 3 . U.S. TREASURYBILL 0 9 / 2 3 / 2 0 1 0

1 4 .

A I n t e r e s t Bu y 05/21/10 N

Redeemed 09/23/I 0 N

1 5 . BANK OF AMERICA (COMMON NoneSTOCK)

1 6 . NUVEEN M UNICPAL VALUE FUND D lnt./Div.

K

N

T

T

1 7 . Bu y 12/27/10 L(add’l)

I . Income Gain Codes: A =$ 1,000 or less B =$1.001 - $2,500 C =$2.501 - $5.000 D =$5,001 - $15,0~0(See Columns BI and D~) F -$50.0~1 - $100.0~1 G = $100.0~1 - $1,000.000 H I - $1 .O OO .0 01 - $ 5.0 ~.0 ~) H 2 = Mo re th an

2. Value Codes J = $15,000 or less K =$15.001 - $50.000 L - $ 50.001 - $ 100.000 M =$ 100,001 - $250,000

(See Columns CI and D3) N =$250.001 - $500.000 O =$500,001 - $1,000,000 PI =$1.000.001 - $5.000.000 P2 =$5.000,001 - $25 ,000,000

P3 $25,000,001 - $ 50.000.000 p4 = M ore than $50.000.000

3. Value Method Codes Q = A p p r - a i ~ a l R =Cosl (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V -Other W =Estimated

E =$15,001 - $50.0~0





DYK, TIMOTHY B.


05/13/2011

V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; sce pp. 34-60 of filing instructions.)

N O N E(No reportable income, assets, or transactions.)

Description of Assets Incom e during(including trust assets) reporting period

(1 ) (2 )Place "(X)" after each asset A mo unt Ty pe (e.g.,

exempt from prior disclosure Code I div., rent,(A-H) or in t . )

G r o s s v a l u e a t e n dofreporting period

(i) (2)Value ValueC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

(t )Type (e.g.,


Transactions during reporting period

(2) (3) (4)D a t e Value G a i n

m nd d d /y y C od e 2 C od e I(J-P) (A-H)

(5 )Iden t i ty o f

buyer/seller( i f p r iva te

t ransac t ion)

1 8 . VA N G U A R D M O N E Y M A R K E T F U N D D DividendT/E

1 9 . VA N G U A R D S H O RT T ER M T / E F U N D D Dividend

PI T

Sold 05/04/I 0 0

20 . N Y COMM BK CORP None K

21 . HUDSON CITI BANKCORP None J

22 . I -SHARES US PREFERRED STOCK A Dividend LINDEX

23 . I-SHARES S&P MUNI BOND FUND None L

24 . NORTHWEST BANK SHARES None J

25 . VANGUA RD INTERMEDIATE T/E A Dividend M

26 . VANGUAR D SHORTTERM T/E FUNDD Dividend

T Bu y

T Bu y

T Bu y

T Bu y

T Bu y

T Bu y

Sold

12/23/I 0 K

12/23/10 J

10/21/10 L

12/23/10 M

12/23/10 J

11/19/10 M

05/04/10 PI

27 .

28 .

29 .

30 .

31 .

32 .

33 .

34 .

ATLAS AIR WORLDWIDE (COMMONSTOCK)

CAPITOL FEDERAL FINANCIAL(COMMON STOCK)

BRIGHT PT INC (COMMON STOCK)

A

None

Dividend

None

J

K

J

T

T

T

Bu y 12/20/10 K

ASTORIA FINANCIAL (COMMONSTOCK)

HARRIS INTERACTIVE INC (COMMONSTOCK)

OSI SYSTEMS INC (COMMON STOCK)

None

None

None

J

J

J

T

T

T

Bu y 12/20/10

POWERW AVE TECH INC (COMMONSTOCK)

SIRONA DENTAL SYSTEMS INC(COMMON STOCK)

None

None

J

K

T

T

I . Income Gain Codes: A =$1.000 or less B $1.001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000(See Columns BIa n d194) F =$50.001 - $100.000 G =$100.001 - $1,0~0.000 HI =$1.000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J = $15,000 or less K -$15.001 - $50,000 L = $50,001 - $ 100,000 M -$ 100,001 - $250,000(See Columns CI and D3) N =’$250.001 - $500.000 O $500.001 - $1,000.00~ PI :$1.000.001 - $5.000,000 P2 =$5,000.001 - $25 .000.000

P3 =$25.000.001 - $50.000.090 P4 =More than $50.000.0003. Value Method Codes Q =Apprai:,,al R =Cost (Real Estate Only) S =As~’ssmcnt T =Cash Market

(See Column C2) U =Book Value V O t h e r W =Estimated

E =$15,001 - $50,000





DYK, TIMOTHY B.


05/13/2011

V I I. I N V E S T M E N T Sa n d T R U S T S- income, value, t ransact ions (Includes those of spouse and de pendent chi ldren; seepp. 34-60 of f i l ing instructions.)


A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(i) (2) (l) (2) (0 (2) (3) ] (4) (5 )

Place "(X)" after each asset AmountType (e.g., Value Value Type (e.g., D a t e Value i Gain Identity of

exempt from prior di~losure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 i Code I buyer/seller(A-H) or in t . ) (J-P) Code 3 redemption) (J-P) [ (A-H) (if private

(Q-W) I transaction)

35 . TETRATECH INC (COMMON STOCK) None J

36 . UNITED NATURAL FOODS (COMMONSTOCK)

None

37 . CAPMA RK BANK CD DUE 07/16/12 C Interest M

38 . WATIS WATER TECH (COMMON A DividendSTOCK)

! 3 9 . NUVEEN SELECT MATURITY A Interest(MUNICIPAL FUND)

!40. VANGUARD IRA #4 D Dividend

41 . - JAPAN FUND

J

J

N

T

T

T

Sold 01/19/10 M E

42 . - KAISER ALUMINUM CORP(,COMMON STOCK}

43 . - WILLIAMS COM GR INC. NOTES

Sold 01/14/10 J

44 . - RYDEX INVERSE S&P FUND Sold 01/04/10 L

45 . - I SHARES MSCI JAPAN

46 . - I SHARES MSCI S. KOREA Sold 01/21/10 M E

47 . - FIDELITY JAPAN SMA LL CO. FUND

;48. -VANGUARDMM

49 .

50 .

51 .

- GENERAL ELECTRIC CO (COMMONSTOCK)

- INTEL CORP (COMMON STOCK)

- NY TIMES CO (COMMON STOCK)

I . Income Gain Codes: A =$1.000 o r less B =$1,001 - $2,500 C =$2,501 - $5.000 D =$5,001 - $15.000

I.Scc Colunm s B I and D41 F =$50,001 - $100,0~O G -$ 100,001 - $ 1,000,000H 1 =$1.000.001 - $ 5.0~1,000 H 2= More than $5,000,000

2. Value Codes J -$15,0~0 or less K =$15,001 - $50.0~1 L =$50.001 - $ 100.0~0 M =$ 100.001 - $250,000

(See Columns C I and D31 N =$250,001 - $500,090 O -$500.001 - $ I,O00,0~O PI =$1,0~0,001 - $5.0~0,D0~P2 =$5,00~.0~1 - $25,00~,1~0

P3 =$25.00~.0~)1 - $50.00~.000 P4 =More than $50.0~0,0~)3. Value Method C od,’~. Q =Appraisal R =Cost (Real Estate Only) S =As~ssmcnt T =Cash Market

ISle Colunm C2) U =Book Valuc V =Olhcr W =Estimated

E =$15,001 - $50,000




Page 8 o f 12


DYK, TIMOTHY B .


05/I 3/2011

V I I . I N V E S T M E N T S a n d T R U S T S- income, value, transactions(Includesthose of spouse and dependent children; see pp. 34-60 of filing instructions.)


D e sc rip tio n o f A sse ts In c o m e d u rin g


(I) (2 )Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div., rent,(A-H) or int.)

Gross va lue a t end

of repor t ing per iod

0) (2)

Va l u e Va l u eC o d e 2 M e t h o d

(J-P) C o d e 3

( Q - W )

(i )Ty p o ( e . g . ,buy, sell,

redemption)


(2) (3) (4)D a t e Value Gain

mm/dd!yy Code 2 Code 1(J-P) (A-H)

(5 )Ident i ty of

buyer / se l le r(if private

t ransac t ion)

5 2. - C A PI TA L T RU S T IN C (C O MM O NSTOCK)

53 . - DOW CHEM ICAL BOND DUE 05 /15114

54 . VA N G U A R D I R A - #1

55 . - BP (COMMON STOCK)

56 . - BP (COMMON STOCK)

57 . - F IDELITY JAPAN SM C O FUND

C Dividend O T

Bu y

Sold

05/10/10

08/06/10

K

K

58 . - EXX ON MOBIL(COMMON STOCK)

59 . - I SHARES JAPAN INDEX FUND

Bu y 05125110 L

60 . -I-SHARES PREFERRED STOCK INDEX

61 . -JAPAN FUND

Bu y 10/18/10 L

Sold 01/15/10 L

62 . -THIRD AVE FOCUSED CREDIT FUND

63 . - N Y TIMES (COMMON STOCK)

64 . - MORGAN STANLEY SENIOR NOTES

65 . - VANGUARD MONEY MARKET

Bu y 08/23/10 M

6 6. - LU M IN E N T (C O MM O N ST OC K )

67 . VANGUARD IRA #2 Dividend T

68 . -VANGUARD MONEY MARKET

I. Income Gain Codes:

(See Columns B I and D4)

2. Value Codes(see Columns C I and D3)

3. Value Method Codes(see Column C2)

A =$ 1.000 or less

E =$50.0~1 -J =$15.000 or less

N =$250,001 - $500.0~0P3 =$25.000.001 - $50.000.000Q =Appraisal

U =Book Value

B =$1.001 - $2.500

G =$100,001 - $1,0(~,000

K =$15,001 - 550,000

O =$500.001 - $1

R =Cost(RealEstate Only)V -Other

C =$2,501 - $5,000H I =$ 1,000,001 - $5,000,0~L =$50,1)01 -

PI =$1.0~0,0~1 - $5.000.000P4 -More Ihan

S =AssessmentW =Estimated

=$5.001 - $15.000

H2 =Mor~ than $5.000.000M =$100.001 - $250.000P2 =$5,0~,~ I - $25.0~0.0~0

=Cash Market

E =$15.1)01 - $50,000




Page 9 of 12


DYK, TIMOTHY B.

D a ~ e o f R e p o r !

05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S- income, value, t ra n s a c t io n s a n c l u d e s th o s , o f s p o u s e a n a d e w n a , n tchildren; s e e p p . 3 4 - 6 0of filing instructions.)


Descr ip t ion of Asse ts I n c o m e d u r i n g


0) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div., rent,(A-H) or int .)

Gross va lue a t end

of repor t ing per iod

(l) (2)Va l u e Va l u e

C o d e 2 M e t ho d(J-P) C o d e 3

( Q - W )

(i )Type (e.g.,

buy, se l l ,

r e d e m p t i o n )

Transactionsdur ing repor t ing per iod

(2) (3) (4)Date Va l u e Gain

m m /d d/y y C o d e 2 C o d e I(J-P) (A-H)

(5 )Identity of

buyer/seller(if private

t r a n s ~ c t i o n )

69 . - FIDELITY INV TRUST JAPAN SMALLCO FUND

70. - DODGE & COX INT FUND

71 . - C I T IG R O U P ( C O M M O NSTOCK)

72 . -LUMINENT (COMMONSTOCK)

73 . - INTEL (COMMONSTOCK)

74 . - N Y T I M E S ( C O M M O NSTOCK)

75 . VANGUARD IRA# 3 C Dividend N

76 . - VANGUARD MM FUND

77 .

78 .

79 .

- I SHARES S& P PREFERRED STOCKINDEX FUND

- ROYAL DUTCH SHELL (COMMONS T O C K )

- THIRD AVE FOCUS CREDIT FUND

Bu y

Bu y

10/21/I0 K

10/14/10 L

80. - FAIR POINT COMMUNICATIONS(COMMON STOCK)

81. - INTEL CORP (COMMON STOCK)

82. TD WATERHO USE IRA #1 (CASH)

83 . TD W ATERHOUSE IRA #2

A Dividend J

A Dividend N

T

T

84. -SPEC SITUATION LIFE SCIENCESFUND

85 . W ELLS FARGO IRA (X) Dividend

I . Income Gain Codes:(See Columns B I andD 4 )

2. Value Codes(see Columns CI and

3. Value Method Codes(see Column C2)

A =$1,000 or lessF =$50,001 - $100,000J = $15,000 or less

N =$250.001 - $500,0{~P3 =S25.000,001 - $50,000.000Q =Appraisal

U =Book Value

B =$ 1,00 1 - $2,500

G =$100,001 - $1,000,000K =$15,001 -$50 ,000O =$500,001 - $1.000,000

R =Cost (Real Estal¢ Only)V =O~hcr

C =$2,501 - S5,000H I =$1,0~).001 - $5.000,000L =$50,001 - $100,000PI =$1.000.001 - $5.000,000P4 =More than $50.000,000S =As~cssmcnlW=Estimated

D =$5,001 - $ 15 ,000

H2 =More than $5,000.000M =$1 00,00 1 - $250.000P2 -$5.00{),001 - $25 .000,00~

T =Cash Market

E =$15,001- $ 5 0 , 0 0 0




Page 10 o f 12


DYK, TIMOTHY B.


05/13/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- income, value, t ransact ions (Includes those of spouse and d ependent chi ldren; see pp. 34-60 of f i l ing instruct ions.)


Descr ip t ion of Asse ts I n c o m e d u r i n g

( in c lu d in g tru st a sse ts ) re p o rtin g p e rio d

O) (2)Place" ( X ) "after each asset A m o u n t Type (e .g . ,

exempt from priordisclosure Code I div., rent,( A - H ) or int . )

G r o s s v a l u e a t e n dof repor t ing per iod

0) (2)Value Value

C o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)Type (e.g.,



(2) (3) (4) (5 )Date Va l u e Gain Ident i tyof

m m / d d / y y C o d e 2 C o d e l buyer / se l le r

(J-P) (A-H) (if private

t ransac t ion)

86.

87 .

88 .

189.

- MONEY MARKET (X)

- KAISER ALUMINUM (COMMONSTOCK) (X)

- KAISER ALUMINUMSENIOR NOTES

DUE02/15 /02 (X )M A S S M U T U A L L I F EIN S A Dividend K W

90 . ING LIFE INS C Dividend M

91. PNC BANK W ASH DC A I n t e r e s t K

T

T

92 . US BONDS C I n t e r e s t M T

93 . J .J . G UMBERG LIMITED PARTNERSHIP B Dist r ibut ionJ W

:94.

1. Incom e Gain Codes: A =$1,000 o r less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000

(See Column s BI and D-l) F = $50.001 - $100,000 G = $100.001 - $1.000,000 HI =$1.000.001 - $5,000.000 H2 More than $5,000.000

2. Value Codes J = $15.000 o r le ss K -$15.001 - $50,000 L $50,001 - $100.000 M =$100.001 - $250.000

(See Columns CI and D3) N =$250.001 - $500,000 O =$500,001 - $1,000.000 PI =$1.000,001 - $5.000.000P2 -$5,000.001 - $25.000.000

P3 =$25,000,001 - $50,000,000 P4 =More than $50.000.0003. Value Method Codes Q =Appraisal R =Co st (Real Esla le On ly ) S =A sse ssm ent T -Cash Market

(See Column C2) U =Book Value V = Other W =Estim ated

E = $ 1 5 , 1 ) 0 1- $5 0,000




Page 11 o f 12


DYK, TIMOTHY B.


05/13/2011

V I II . A D D I T IO N A L IN F O R M AT I O N O R E X P L A N A T I O N S .(Indicate part of report.)

I) TOTAL INCOME FOR IRA ACCO UNTS IS TOTAL INCOME AS R EPORTED BY CUSTODIAN OF ACCOU NT.

2) TRANSFERS FROM IRA ACCOUNTS TO THRIFT SAVINGS PLAN ACCOUNTS NOT SHOWN .

3) LINES 85-88, WELLS FARGO [PREVIOUSLY WA CHOVIA) IRA, CONTAINING KAISER ALUMINUM NOTES, WAS NOT REPORPRIOR REPORTS DATING BACK TO 2006 BECAUSE THE NOTES W ERE BELIEVED TO BE WORTHLESS DUE TO THE KAISER BANKRUPTC Y. IN JULY 2010, THERE WAS AN A DDITIONAL DISTRIBUTION FROM THE BANKRU PTCY, WHICH APPEAR ON L87. THE 2006-2009 REPORTS SHOULD BE A MENDED TO SHOW WELLS FARGO IRA CONTAINING KAISER ALUMINUM NOTEIN THE INCOME COLUM NS; IN THE VALUE COLUMN S ADD "J"FOR THE VALUE AND "W" FOR THE VALUE CODE.




Page 12 of 12

Name of Person Report ing

DYK, TIMOTHY B.

Date of Report

05/I 3/2011

IX. CERTIFICATION.

I ce r t ify tha t a l l in form at ion g iven above ( inc lud ing in form at ion per ta in ing to my spou se and m inor o r depend ent ch i ld ren , if any) i s

accura te , true , and com ple te to the bes t o f my knowledge an d be l ie f , and tha t any in format ion no t repor ted was wi thhe ld because i t met app l icprov is ions permi t t ing non-d isc losure .

I fu r the r ce r t ify t ha t ea rned income f rom o u t s ide employm en t and ho nora r i a and the accep tance o f g i f t s wh ich have been r epor tcom pliance wi th the provis ions of 5 U .S.C. app. § 501 e t . seq., 5 U.S.C. § 7353, and Jud ic ia l Conference regula t ions .

Signatu re: S/TIMOTHY B. DYK

NOTE: ANY INDIVIDUAL WHO KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUBJEAND C RIMINAL SANC TIONS (5 U.S.C. app. § 104)

Com m ittee on Financial DisclosureAd m inistrative Office of the United States CourtsSuite 2-301One Colum bus Circle , N.E.W ashington, D.C. 20544

Documents

Timothy B Dyk Financial Disclosure Report for 2010