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Tim Date, ManagerRisk Management Planning Unit
State Emergency Response Commission
Risk Management Plan: Protecting the Community
Florida Division of Emergency
Management
Florida Accidental Release
Prevention and Risk
Management Planning
(ARP/RMP) Act
Safety Brief and Introductions
Risk Management Program Overview
Purpose of Section 112(r) and the Risk Management Program Requirements
Facilities Typically Regulated Under Risk Management Program
Risk Management Program Elements
Program Level Screening
Compliance Audits
Typical Enforcement Audit Findings
Division’s Audit Selection Criteria and Process
Federal Actions - Background Information
1984Releases of methyl isocyanate kills more
than 2,000 people in Bhopal, India.
1985As part of its Air Toxics Strategy, EPA
initiates the Chemical Emergency Preparedness Program (CEPPO).
Federal Actions - Background Information (cont’d)
1986 Emergency Planning & Community -Right-To-Know Act
(EPCRA),
Superfund Amendments and Reauthorization Act of 1986
Aka SARA/Title III States must establish State Emergency Response
Commissions (SERCs) and Local Emergency Planning Committees (LEPCs)
Covered facilities must provide site information to SERCs, LEPCs and local fire departments for emergency planning.
Development of the Toxic Release Inventory (TRI) to characterize pollutants emitted from covered facilities.
Emergency notification requirements for accidental releases of certain hazardous substances.
Federal Actions - Background Information (cont’d)
The resulting regulations that EPA adopted in accordance with Section 112(r) are the Chemical Accident Prevention Provisions (CAPP) found in 40 Code of Federal Regulations, Part 68. CAPP lists the regulated substances and their thresholds. The CAPP is commonly referred to as the Risk Management Program
Purpose of Section 112(r) and the Risk Management Program Requirements
To reduce & prevent accidental chemical releases.
To reduce the severity & minimize the consequences of chemical releases.
To improve coordination & communication between regulated facilities & local emergency preparedness & response agencies to improve emergency response.
Facilities Typically Regulated Under RMP
Drinking water treatment plants Wastewater treatment plants Food and cold storage facilities Ammonia retailers Chlorine repackaging and distributors Chemical manufacturers Utilities Petrochemical facilities Pulp mills Fertilizer producers Swimming pool service/supply businesses Military, energy installations (mostly federal
facilities)
Overview of Risk Management Program Requirements
If facilities use, store, manufacture, or process substances on the Section 112(r) list above Threshold Quantity (TQ), must develop and implement a Risk Management Program.
Section 112(r) Listed Chemicals - 77 Toxic Substances & 63 Flammable Substances.
Most Common Risk Management Program Chemicals in Florida - Ammonia, Chlorine, Sulfur Dioxide, Hydrochloric Acid, Hydrofluoric Acid, & Nitric Acid.
Requirements & Complexity vary based on Program Level of Process.
Program Level Screening for Regulated Processes
Regulated processes assigned to one of three program levels, based on: Potential for off-site consequences Accident history OSHA Process Safety Management (PSM) Within certain Standard Industrial Classification
(SIC) Codes identified as having significant accident history.
Program Level 1 - no offsite impacts Program Level 2 - streamlined prevention
program (7 components) Program Level 3 - full RMP program (12
components)
Submission of Risk Management Plan After developing a facility’s Risk
Management Program, a summary of the program must be submitted to the U. S. Environmental Protection Agency online through RMP*Esubmit
The summary, called a Risk Management Plan, includes information of all the requirements of the Risk Management Plan
Management of Risk
Identifying
Solution
Implementation
Document RiskDocument when solution should be implemented by
Document when solution was implemented
What is a compliance audit?Self audit of the covered process which triggers a
facilities need to file a Risk Management Plan with the EPA.
All elements should be reviewed and deficiencies noted tracked and assigned responsibility for completing necessary corrections.
U. S. Environmental Protection Agency, and Division of Emergency Management checklists or any auditing tool can be used to evaluate the program requirements.
Required to be completed every three years.
Building a Compliance Audit TeamFacility is required to have one person who is
knowledgeable about the covered process.Review the employee participation program
which should include who helped develop the Risk Management Program.
Operators, mechanics, administration, contractors, and consultants can be included.
“Sister facilities” and allied facilities may help bring outside eyes and ideas into the process.
Local responders
Other Requirements of a Compliance AuditA report must be generated.Responses to audit findings must be
documented.Action of findings must be documented.Must keep the past two compliance audits.Must certify that the compliance audit
evaluated the program.
Management System
A qualified person is assigned the overall responsibility of Risk Management Program development, implementation and integration.
Other persons responsible for implementing individual requirements of the Risk Management Program are documented through an organizational chart.
Hazard AssessmentOff-Site Consequence Analysis
o Worst-Case Release Scenario – Description of the vessel or pipeline and vessel
selected Assumptions and parameters used Rational for selection of assumptions
Alternative Release Scenarioo Description of scenarios identifiedo Assumptions and parameters usedo Rational for selection of assumptions
Method used to determine distance to endpoint Use of most recent Census data
Process Safety InformationMSDS sheetsBlock flow diagram Process chemistry definedMaximum intended inventorySafe Upper and Lower limits of: Temperature,
Pressure, flows, and compositionConsequences of deviations from the stated limits
Process Hazard Analysis (PHA)
If initial process hazard analysis was performed in 1999, was the five year revalidation performed in 2004
Has the facility determined and documented the priority order for conducting the process hazard analysis
Has the process hazard analysis addressed the following:Hazards of the processIdentification of any incident with potential for
catastrophic consequences (This should at least include the what was identified in the process safety information)
The facility has established a system to promptly address the team’s findings & recommendations, assures the recommendations are resolved in a timely manner and documented
Operating ProceduresDo the operating procedures include the following:
initial start up, normal operations, temporary operations, emergency shutdown, emergency operations, normal shut down, start up following a turnaround or after an emergency shutdown
Consequences of deviation from operating limits and steps required to avoid or correct deviations in operating limits are addressed
Quality control and maximum intended inventory must be defined.
Safety systems and their functions must be identified.
Annual certification that the operating procedures are current and accurate and procedures have been reviewed as often as necessary
TrainingEmployees involved in operating a process are
provided with initial trainingInitial training includes emphasis on safety and
health hazards, emergency operations and safe work practices
Refresher training is provided at least every 3 years
The facility ascertained and documented in a record that each employee involved in operating a process has received and understood the required training
Training records identify the employee, date of the training, and means used to verify that the employee understands the training
Mechanical IntegrityWritten procedures to maintain the on-going
mechanical integrity of process equipment are established and implemented
The facility has followed recognized and generally accepted good engineering practices for inspections and testing procedures
Each inspection and test is documentedEquipment deficiencies found outside
acceptable limits defined by the process safety information are corrected before further use or completed in a safe and timely manner
Management of ChangeWritten procedure to manage changes to
process chemicals, technology, equipment, and stationary sources that affect a covered process are established and implemented.
Operation, maintenance and/or contract employees whose job would be affected by the change are informed of, trained in, the change prior to start-up of the process.
If the change resulted in a change in operating procedures or practices, the procedures had been updated accordingly.
Completed management of change should be used for revalidating and updating associated program elements such as the process hazard analysis.
Pre-Start Up ReviewFor new and/or modified stationary sources is
performed when change or modification in a process was significant enough to require a change in process safety informationFor new stationary sources, process hazard
analysis has been performed and recommendations have been resolved
Modified stationary sources meet the requirements contained in the management of change
Incident InvestigationEach incident which resulted in, or could
reasonably have resulted in, a catastrophic release of a regulated substance has been investigated
Each incident investigation is initiated not later than 48 hours following the incident
At the conclusion of investigation, a report is preparedA system to address recommendations from
the report findings has been established and implemented
Employee ParticipationWritten plan of action regarding the
implementation of employee participation is developed
Employees and their representatives are consulted on the conduct and development of process hazard analyses and other elements of process safety management
Employees and their representatives are provided access to process hazard analyses and to all other information required to be developed by 40 Code of Federal Regulations, Part 68
Hot Work Permit
Hot Work permits are issued for each hot work operation conducted on or near a covered process
Hot work permits document that fire protection and prevention requirments in 29 CFR 1910.252(a) have been implemented prior to beginning hot work operationsExample of work performed with out a Hot
Work Permit-Bethune point Water Plant explosion – 2 fatalities
Contractors
When selecting a contractor, information regarding contractor safety performance and programs is obtained and evaluated.
Contractor is informed of all known potential fire, explosion or toxic release hazards related to the contractor's work and the process.
Contractor performance is periodically evaluated in fulfilling the obligations.
You can use Occupational Safety and Health Administration data and other insurance information.
May times, a company’s procurement policies already meet these requirements.
Emergency Response for Non-Responding FacilitiesToxic substances held above TQ are included in
the Local Emergency Planning Committee’s community emergency response plan and flammable substances above threshold quantity have response plans coordinated with the local fire department.
Appropriate mechanisms are in place to notify emergency responders.
Call down lists include the State Warning Point and the U. S. Environmental Protection Agency’s National Response Center within 15 minutes of a release.
Emergency Response Program Requirements for Responding FacilitiesWritten emergency response program is
developed & maintained onsite.Procedures/actions to be taken in event of
chemical release.Procedures for notifying the public & local
responders for releases.Information on first aid & medical treatment.Procedures for use of emergency response
equipment & inspection, testing & maintenance.
Emergency response program coordination with local responders.
Training for employees.
Releases subject to Section 304Section 304 requires certain releases of chemicals to be
reported by the facility owner or operator. There are two types of chemicals that require reporting under this section:Extremely Hazardous Substances (EHSs)Comprehensive Environmental Response, Compensation
and Liability Act (CERCLA) hazardous substances If an amount equal to, or greater than, the reportable
quantity is released or spilled from a fixed facility, notification must be made immediately (within 15 minutes) to:State Warning Point at (850) 413-9911National Response Center at (800) 424-8802
Within 7 days after a release it is required the O/O of the facility must provide one or more written follow-up emergency notices. The notice(s) must be submitted to the SERC and the
appropriate Emergency coordinator for the LEPC
General On-Site Audit Findings:
WTPs & WWTPs Ammonia refrigeration Chlorine & Other Chemical Repackagers
Inadequate documentation, development, and/or implementation of 1 or more prevention program components.
“Bookshelf” & Generic Programs. Good program, but not implemented.
Many facilities complying with technical aspects of program, but documentation incomplete.
Specific On-Site Audit FindingsHazard Assessments - Not available onsite; Incorrect
modeling parameters, no rational for selection of release scenarios
Incorrect program level statusProgram Level 1 - Public receptors were identified
within endpoint distances.Program Level 2 - Refrigeration facilities subject to
OSHA’s PSM.
Most deficiencies to date pertained to:Mechanical IntegrityOperating ProceduresTraining ProgramPHA
Specific On-Site Audit Findings:Mechanical Integrity - PM protocols not developed or
implemented. Inspection and testing not performed. Minimal record keeping.
Operating Procedures - Operating phases, limits not addressed. Mostly emergency shutdown & assignments. Not Certified
Training Program - Operator & Maintenance training / tracking incomplete. Documentation of how employees understood training.
Process Hazard Analysis - incomplete hazard ID (such as hurricanes, over pressurization, equipment failure, human error, etc.) – no follow-up on action items
Specific On-Site Audit Findings:Management of Change & Pre-Startup Safety
reviews and Employee Participation not performed.
Contractor Safety Program - Non-existent. Not implemented
Compliance audit has not been completed or action items have not been implemented
Emergency Response Program - Not coordinated with local responders. Procedures for ER equipment use & inspections not documented. Inadequate training.
• Previous and current accident history of facility• Overall accident history of other facilities in same industry• Facility location & proximity to population centers• Chemical & quantities of Program-regulated chemicals on-site• Compliance with or inspection by allied agency programs• High Risk and Results of compliance audits• Neutral, random oversight• Other factors deemed necessary to protect public safety & health.
Audit Selection Criteria
Overview of the Division’s RMP Audit Process
•Basic “Desk Audit” Focuses on the data contained in EPA data base (also complied with prior to on-site audit)
• Prior to On-Site Audit “Document Audit” this is a review of facility hard copy plan.
•On-Site Compliance Audit is a complete look at the facility and the hard copy plan.
Prior to site audits:
• Send audit notification letter requesting Risk Management Plan supporting documentation.• Request for process hazard analysis, training records, incident investigation reports, emergency response plan, compliance audit reports.• Use “Documentation Review / On-Site” Audit Checklist.• Review of supporting documentation.• This approach reduces time on-site. Helps determine focus of audit visit.• Schedule date(s) for on-site audit. Send notification of on-site audit.
RMP Audit Process (cont...)
• On-site audit activities - Focus on overall Risk Management Program• Plant Tour of facility’s process chemicals & operations.• Interview facility representatives.• Review of facility operations, procedures, supporting Risk
Management Plan documentation, etc.• Adequacy & completeness of Risk Management Program documentation.• Development & implementation of required Risk Management
Program elements.• Emergency Response - Coordination with local response agencies. • Document findings - “On-Site” Audit Checklist.
RMP Audit Process (cont...)
• Risk Management Program Audit Team - Usually 2 persons• Local Emergency Planning Committee Staff Contact invited to accompany team.• Audit agenda & assignments faxed prior to visit date.• Opening meeting (audit purpose/objectives, agenda, safety issues, etc.)• Tour of facility’s regulated chemicals and processes.• Review Risk Management Program supporting documentation.• Interview facility representatives.• Exit briefing (findings, identified deficiencies, recommendations, schedule for audit report, schedule for corrections, copy of audit checklist).
What to Expect During an On-Site Audit?
• The Division issues Preliminary Determination Report• Includes audit team’s observations, findings, recommendations.• Identifies deficiencies to be corrected.• Identifies necessary revisions to Risk Management Plan.• Includes timetable(s) for correcting deficiencies and/or revisingRisk Management Plan.
What to Expect After an On-Site Audit?
What to Expect After an On-Site Audit? (cont...)
• Facility Response to Audit Report
• Must be received within approved timetable(s).• Usually allow 60 - 90 days for corrections & revisions.• Written request for extension prior to deadline date, if needed.• Upon receipt & review of requested information, the Division issues:
Final Determination Report - If information correct & complete.Interim Audit Report - If additional information is necessary.
• Review the Division’s Audit Checklists.• Obtain & organize RMP supporting documentation prior to scheduled audit date.• Include Standard Operating Procedures, hazard assessments, process hazard analysis & process safety information, training records, maintenance logs, management of change forms, emergency response procedures, etc.• Determine appropriate facility personnel to include in audit.
How to Prepare for an RMP Audit?
Role of the Local Emergency Planning Committees (LEPCs)
LEPCs support the Emergency Planning and Community Right to Know Act (EPCRA) by using the data collected on Tier II’s to develop hazardous materials emergency plans used for responding to and recovering from releases or spills of hazardous or toxic substances
They also conduct Hazard Analysis for facilities within their districts
Department of Homeland Security Site Security for Chemical Facilities
http://www.dhs.gov/xprevprot/laws/gc_1166796969417.shtm
Questions?
Available Technical Assistance and Resources
Contact the Division’s Risk Management Planning Program staff at:(850) 413-9970(800) 635-7179 (Florida only)
Florida’s RMP Program web page for state & federal requirements, audit checklists, step-by-step guidelines.http://www.floridadisaster.org/cps/arprmp/start.htm
Guidance documents, model RMP plans, other RMP resources also available from EPAhttp://www.epa.gov/emergencies/index.htm
E-mail: [email protected]
