84
Ticker Name ISIN A AGILENT TECHNOLOGIES Inc US00846U1016 AA Alcoa Corporation US0138721065 AABA Altaba Inc. US0213461017 AAC AAC Holdings Inc US0003071083 AADR AdvisorShares Dorsey Wright AD US00768Y2063 AAL AMERICAN AIRLINES GROUP Inc US02376R1023 AAMC Altisource Asset Management Co VI02153X1080 AAME ATLANTIC AMERICAN CORP US0482091008 AAN AARON'S INC US0025353006 AAOI APPLIED OPTOELECTRONICS Inc US03823U1025 AAON AAON INC US0003602069 AAP ADVANCE AUTO PARTS INC US00751Y1064 AAPL APPLE Inc US0378331005 AAT AMERICAN ASSETS TRUST Inc US0240131047 AAU Almaden Minerals Ltd CA0202833053 AAV Advantage Oil & Gas Ltd CA00765F1018 AAWW ATLAS AIR WORLDWIDE HOLDINGS Inc US0491642056 AAXJ iShares MSCI All Country Asia ex Japan Index Fund US4642881829 AAXN Axon Enterprise Inc US05464C1018 AB ALLIANCEBERNSTEIN HOLDING L.P. US01881G1067 ABAC Renmin Tianli Group Inc VGG7500A1003 ABAX ABAXIS INC US0025671050 ABB ABB Ltd US0003752047 ABBV ABBVIE Inc US00287Y1091 ABC AMERISOURCEBERGEN Corp US03073E1055 ABCB AMERIS BANCORP US03076K1088 ABCD CAMBIUM LEARNING GROUP Inc US13201A1079 ABDC Alcentra Capital Corp US01374T1025 ABEO Abeona Therapeutics Inc US00289Y1073 ABEV Ambev SA US02319V1035 ABG ASBURY AUTOMOTIVE GROUP Inc US0434361046 ABIO ARCA biopharma Inc US00211Y4070 ABLX Ablynx NV US00372Y1055 ABM ABM INDUSTRIES Inc US0009571003 ABMD ABIOMED INC US0036541003 ABR ARBOR REALTY TRUST Inc US0389231087 ABRpA ARBOR REALTY TRUST Inc 8.250% SERIES A CumULATIVE REDEEMABLE PREFERRED STOCK US0389236037 ABRpB ARBOR REALTY TRUST Inc 7.75% SERIES B PREFERRED US0389237027 ABRpC ARBOR REALTY TRUST Inc 8.50% SERIES C CumULATIVE REDEEMABLE PREFERRED STOCK LIQUIDATION PREFERENCE US0389238017 ABT Abbott Laboratories US0028241000 ABTX Allegiance Bancshares Inc US01748H1077 ABUS Arbutus Biopharma Corp CA03879J1003 ABX BARRICK GOLD Corp CA0679011084 AC Associated Capital Group Inc US0455281065 ACAD Acadia Pharmaceuticals Inc US0042251084 ACBI Atlantic Capital Bancshares In US0482692037 ACC AMERICAN CAMPUS COMMUNITIES Inc US0248351001 ACCO ACCO Brands Corp US00081T1088 ACER Acer Therapeutics Inc US00444P1084 ACET ACETO CORP US0044461004 ACGL Arch Capital Group Ltd BMG0450A1053 ACH Aluminum Corp of China Ltd US0222761092 ACHC ACADIA HEALTHCARE COMPANY Inc US00404A1097 ACHN ACHILLION PHARMACEUTICALS Inc US00448Q2012 ACIA Acacia Communications Inc US00401C1080 ACIM SPDR MSCI ACWI IMI ETF US US78463X4759 ACIU AC Immune SA CH0329023102 ACIW ACI WORLDWIDE Inc US0044981019 ACLS AXCELIS TECHNOLOGIES INC US0545402085 ACM AECOM US00766T1007 ACN ACCENTURE PLC IE00B4BNMY34 ACNB ACNB CORP US0008681092 ACOR ACORDA THERAPEUTICS Inc US00484M1062 ACP Avenue Income Credit Strategie US05358E1064 ACRE ARES COMMERCIAL REAL ESTATE CORPORATION US04013V1089 ACRS Aclaris Therapeutics Inc US00461U1051 ACRX ACELRX PHARMACEUTICALS Inc US00444T1007 ACSF American Capital Senior Floati US02504D1081 ACST Acasti Pharma Inc CA00430K4028 ACTG ACACIA RESEARCH CORPORATION US0038813079 ACU ACME UNITED CORPORATION US0048161048 ACV AllianzGI Diversified Income & US01883J1088 ACWF iShares Edge MSCI Multifactor US46434V3160 ACWI iShares MSCI ACWI Index Fund US4642882579 ACWV iShares Edge MSCI Min Vol Glob US4642865251 ACWX iShares MSCI ACWI ex US ETF US4642882405 ACXM ACXIOM CORP US0051251090 ACY AEROCENTURY CORPORATION US0077371096 ADAP Adaptimmune Therapeutics Plc US00653A1079 ADBE ADOBE SYSTEMS INC US00724F1012 ADC AGREE REALTY CORPORATION US0084921008

Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

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Page 1: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

Ticker Name ISIN

A AGILENT TECHNOLOGIES Inc US00846U1016

AA Alcoa Corporation US0138721065

AABA Altaba Inc. US0213461017

AAC AAC Holdings Inc US0003071083

AADR AdvisorShares Dorsey Wright AD US00768Y2063

AAL AMERICAN AIRLINES GROUP Inc US02376R1023

AAMC Altisource Asset Management Co VI02153X1080

AAME ATLANTIC AMERICAN CORP US0482091008

AAN AARON'S INC US0025353006

AAOI APPLIED OPTOELECTRONICS Inc US03823U1025

AAON AAON INC US0003602069

AAP ADVANCE AUTO PARTS INC US00751Y1064

AAPL APPLE Inc US0378331005

AAT AMERICAN ASSETS TRUST Inc US0240131047

AAU Almaden Minerals Ltd CA0202833053

AAV Advantage Oil & Gas Ltd CA00765F1018

AAWW ATLAS AIR WORLDWIDE HOLDINGS Inc US0491642056

AAXJ iShares MSCI All Country Asia ex Japan Index Fund US4642881829

AAXN Axon Enterprise Inc US05464C1018

AB ALLIANCEBERNSTEIN HOLDING L.P. US01881G1067

ABAC Renmin Tianli Group Inc VGG7500A1003

ABAX ABAXIS INC US0025671050

ABB ABB Ltd US0003752047

ABBV ABBVIE Inc US00287Y1091

ABC AMERISOURCEBERGEN Corp US03073E1055

ABCB AMERIS BANCORP US03076K1088

ABCD CAMBIUM LEARNING GROUP Inc US13201A1079

ABDC Alcentra Capital Corp US01374T1025

ABEO Abeona Therapeutics Inc US00289Y1073

ABEV Ambev SA US02319V1035

ABG ASBURY AUTOMOTIVE GROUP Inc US0434361046

ABIO ARCA biopharma Inc US00211Y4070

ABLX Ablynx NV US00372Y1055

ABM ABM INDUSTRIES Inc US0009571003

ABMD ABIOMED INC US0036541003

ABR ARBOR REALTY TRUST Inc US0389231087

ABRpA ARBOR REALTY TRUST Inc 8.250% SERIES A CumULATIVE REDEEMABLE PREFERRED STOCK US0389236037

ABRpB ARBOR REALTY TRUST Inc 7.75% SERIES B PREFERRED US0389237027

ABRpC ARBOR REALTY TRUST Inc 8.50% SERIES C CumULATIVE REDEEMABLE PREFERRED STOCK LIQUIDATION PREFERENCE US0389238017

ABT Abbott Laboratories US0028241000

ABTX Allegiance Bancshares Inc US01748H1077

ABUS Arbutus Biopharma Corp CA03879J1003

ABX BARRICK GOLD Corp CA0679011084

AC Associated Capital Group Inc US0455281065

ACAD Acadia Pharmaceuticals Inc US0042251084

ACBI Atlantic Capital Bancshares In US0482692037

ACC AMERICAN CAMPUS COMMUNITIES Inc US0248351001

ACCO ACCO Brands Corp US00081T1088

ACER Acer Therapeutics Inc US00444P1084

ACET ACETO CORP US0044461004

ACGL Arch Capital Group Ltd BMG0450A1053

ACH Aluminum Corp of China Ltd US0222761092

ACHC ACADIA HEALTHCARE COMPANY Inc US00404A1097

ACHN ACHILLION PHARMACEUTICALS Inc US00448Q2012

ACIA Acacia Communications Inc US00401C1080

ACIM SPDR MSCI ACWI IMI ETF US US78463X4759

ACIU AC Immune SA CH0329023102

ACIW ACI WORLDWIDE Inc US0044981019

ACLS AXCELIS TECHNOLOGIES INC US0545402085

ACM AECOM US00766T1007

ACN ACCENTURE PLC IE00B4BNMY34

ACNB ACNB CORP US0008681092

ACOR ACORDA THERAPEUTICS Inc US00484M1062

ACP Avenue Income Credit Strategie US05358E1064

ACRE ARES COMMERCIAL REAL ESTATE CORPORATION US04013V1089

ACRS Aclaris Therapeutics Inc US00461U1051

ACRX ACELRX PHARMACEUTICALS Inc US00444T1007

ACSF American Capital Senior Floati US02504D1081

ACST Acasti Pharma Inc CA00430K4028

ACTG ACACIA RESEARCH CORPORATION US0038813079

ACU ACME UNITED CORPORATION US0048161048

ACV AllianzGI Diversified Income & US01883J1088

ACWF iShares Edge MSCI Multifactor US46434V3160

ACWI iShares MSCI ACWI Index Fund US4642882579

ACWV iShares Edge MSCI Min Vol Glob US4642865251

ACWX iShares MSCI ACWI ex US ETF US4642882405

ACXM ACXIOM CORP US0051251090

ACY AEROCENTURY CORPORATION US0077371096

ADAP Adaptimmune Therapeutics Plc US00653A1079

ADBE ADOBE SYSTEMS INC US00724F1012

ADC AGREE REALTY CORPORATION US0084921008

Page 2: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

ADES Advanced Emissions Solutions I US00770C1018

ADI ANALOG DEVICES Inc US0326541051

ADM ARCHER DANIELS MIDLAND COMPANY US0394831020

ADMA Adma Biologics Inc US0008991046

ADMP Adamis Pharmaceuticals Corp US00547W2089

ADMS Adamas Pharmaceuticals Inc US00548A1060

ADNT Adient PLC IE00BD845X29

ADOM ADOMANI Inc US00726A1007

ADP Automatic Data Processing US0530151036

ADRA BLDRS ASIA 50 ADR INDEX FUND US09348R1023

ADRD BLDRS DEVELOPED MARKETS 100 ADR INDEX FUND US09348R2013

ADRE BLDRS EMERGING MARKETS 50 ADR INDEX FUND US09348R3003

ADRO Aduro Biotech Inc US00739L1017

ADRU BLDRS EUROPE 100 ADR INDEX FUND US09348R4092

ADS ALLIANCE DATA SYSTEMS CORPORATION US0185811082

ADSK AUTODESK INC US0527691069

ADSW Advanced Disposal Services Inc US00790X1019

ADT ADT Inc US00101J1060

ADTN ADTRAN INC US00738A1060

ADUS ADDUS HOMECARE Corp US0067391062

ADVM Adverum Biotechnologies Inc US00773U1088

ADX ADAMS EXPRESS COMPANY US0062121043

ADXS Advaxis Inc US0076242082

AE ADAMS RESOURCES & ENERGY Inc US0063513081

AEB AEGON N.V. 5.29964% FLOATING RATE PERPETUAL CAPITAL SECURITIES NL0000062438

AED AEGON N.V. 6.50% PERPETUAL CAPITAL SECURITIES NL0000062420

AEE AMEREN CORPORATION US0236081024

AEG Aegon NV US0079241032

AEGN AEGION CORP US00770F1049

AEH AEGON N.V. 6.375% PERPETUAL CAPITAL SECURITIES NL0000021541

AEHR AEHR TEST SYSTEMS US00760J1088

AEIS ADVANCED ENERGY INDUSTRIES INC US0079731008

AEL AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY US0256762065

AEM Agnico Eagle Mines Ltd CA0084741085

AEMD Aethlon Medical Inc US00808Y2081

AEO AMERICAN EAGLE OUTFITTERS US02553E1064

AEP AMERICAN ELECTRIC POWER COMPANY Inc US0255371017

AER AerCap Holdings NV NL0000687663

AERI Aerie Pharmaceuticals Inc US00771V1089

AES AES CORPORATION US00130H1059

AET AETNA Inc US00817Y1082

AETI AMERICAN ELECTRIC TECHNOLOGIES US0255761092

AEY ADDVANTAGE TECHNOLOGIES GROUP Inc US0067433062

AEZS Aeterna Zentaris Inc CA0079754028

AFB AllianceBernstein National Mun US01864U1060

AFC ALLIED CAPITAL CORPORATION US01903Q2075

AFG AMERICAN FINANCIAL GROUP Inc US0259321042

AFH Atlas Financial Holdings Inc KYG062071157

AFI Armstrong Flooring Inc US04238R1068

AFK VanEck Vectors Africa Index ET US92189F8665

AFL AFLAC Inc US0010551028

AFMD Affimed NV NL0010872420

AFSI AMTRUST FINANCIAL SERVICES Inc US0323593097

AFSIpA AMTRUST FINANCIAL SERVICES Inc 6.75% NON-CumULATIVE PREFERRED STOCK SERIES A US0323594087

AFSIpB AMTRUST FINANCIAL SERVICES Inc DEPOSITARY SHARES EACH REPRESENTING 1/40TH OF A SHARE OF 7.25% NON-C US0323595076

AFSIpC AMTRUST FINANCIAL SERVICES IncDEPOSITARY SHARES EACH REPRESENTING 1/40 TH INTEREST IN A SHARE OF 7. US0323597056

AFSIpD AMTRUST FINANCIAL SERVICES INC US0323598872

AFT Apollo Senior Floating Rate Fu US0376361079

AFTY CSOP FTSE China A50 ETF/United US12649L1052

AG First Majestic Silver Corp CA32076V1031

AGC Advent Claymore Convertible Se US0076391079

AGCO AGCO CORPORATION US0010841023

AGD Alpine Global Dynamic Dividend Fund Shares of Beneficial Interest US02082E2054

AGEN Agenus Inc US00847G7051

AGF DB Agriculture Long Exchange T US25154H5330

AGFS AgroFresh Solutions Inc US00856G1094

AGG ISHARES CORE U.S. AGGREGATE BOND ETF US4642872265

AGGY WisdomTree Barclays Yield Enha US97717X5115

AGIO Agios Pharmaceuticals Inc US00847X1046

AGLE Aeglea BioTherapeutics Inc US00773J1034

AGM FEDERAL AGRICULTURAL MORTGAGE CORPORATION US3131483063

AGMpA FEDERAL AGRICULTURAL MORTGAGE CORPORATION 5.875% SER A US3131488013

AGMpB FEDERAL AGRICULTURAL MORTGAGE CORPORATION 6.875% NON-CumULATIVE PREFERRED STOCK SERIES B US3131488849

AGMpC FEDERAL AGRICULTURAL MORTGAGE CORPORATION 6.000% FIXED-TO-FLOATING RATE NON-CumULATIVE PREFERRED ST US3131488765

AGN ALLERGAN INC IE00BY9D5467

AGNC AGNC Investment Aktie US00123Q1040

AGNCB AMERICAN CAPITAL AGENCY Corp DEPOSITARY SHARES REPRESENTING 1/1000TH SERIES B PREFERRED STOCK US00123Q3020

AGND WisdomTree Barclays Negative D US97717W3640

AGO Assured Guaranty Ltd BMG0585R1060

AGQ ProShares Ultra Silver US74347W3530

AGR Avangrid Inc US05351W1036

AGRO Adecoagro SA LU0584671464

Page 3: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

AGRX Agile Therapeutics Inc US00847L1008

AGS PlayAGS Inc US72814N1046

AGTC Applied Genetic Technologies C US03820J1007

AGX ARGAN INC US04010E1091

AGYS AGILYSYS Inc US00847J1051

AGZ iShares Agency Bond ETF US4642881662

AGZD WisdomTree Barclays Interest R US97717W3806

AHC AH Belo Corp US0012821023

AHGP ALLIANCE HOLDINGS GPL.P. US01861G1004

AHH ARMADA HOFFLER PROPERTIES Inc US04208T1088

AHLpC ASPEN INSURANCE HOLDINGS LIMITED 5.95% FIXED-TO-FLOATING RATE PERPETUAL NON-CumULATIVE PREFERENCE S BMG053841547

AHPI Allied Healthcare Products Inc US0192222075

AHT ASHFORD HOSPITALITY TRUST Inc US0441031095

AHTpD ASHFORD HOSPITALITY TRUST Inc 8.45% SERIES D US0441034065

AI ARLINGTON ASSET INVESTMENT Corp US0413562051

AIA ISHARES ASIA 50 ETF US4642884302

AIC ARLINGTON ASSET INVESTMENT Corp US0413565021

AIEQ AI Powered Equity ETF US26924G8134

AIF Apollo Tactical Income Fund In US0376381036

AIG AMERICAN INTERNATIONAL GROUP Inc US0268747849

AIMC ALTRA INDUSTRIAL MOTION Corp US02208R1068

AIMT Aimmune Therapeutics Inc US00900T1079

AIN ALBANY INTERNATIONAL CORP CLASS A US0123481089

AINC Ashford Inc US0441041078

AINV Apollo Investment Corp US03761U1060

AIR AAR Corporation US0003611052

AIRG Airgain Inc US00938A1043

AIRI AIR INDUSTRIES GROUP US00912N2053

AIRR First Trust RBA American Indus US33738R7044

AIRT AIR T INC US0092071010

AIT APPLIED INDUSTRIAL TECHNOLOGIES Inc US03820C1053

AIV APARTMENT INVESTMENT AND MANAGEMENT COMPANY US03748R1014

AIVpA APARTMENT INVESTMENT AND MANAGEMENT COMPANY CLASS A CumULATIVE PREFERRED STOCK US03748R7623

AIW ARLINGTON ASSET INVESTMENT Corp 6.625% Notes DUE 2023 US0413563042

AIY APOLLO INVESTMENT CORPORATION 6.875% SENIOR Notes DUE 2043 US03761U4031

AIZ ASSURANT Inc US04621X1081

AJG ARTHUR J. GALLAGHER & CO. US3635761097

AJRD Aerojet Rocketdyne Holdings In US0078001056

AJX Great Ajax Corp US38983D3008

AKAM AKAMAI TECHNOLOGIES INC US00971T1016

AKAO Achaogen Inc US0044491043

AKBA Akebia Therapeutics Inc US00972D1054

AKCA Akcea Therapeutics Inc US00972L1070

AKER AKERS BIOSCIENCES INC US00973E1029

AKP Alliance California Municipal US0185461011

AKR ACADIA REALTY TRUST US0042391096

AKRX AKORN Inc US0097281069

AKS AK STEEL HOLDING Corp US0015471081

AKTS Akoustis Technologies Inc US00973N1028

AKTX Akari Therapeutics PLC US00972G1085

AL AIR LEASE CORPORATION US00912X3026

ALB ALBEMARLE CORPORATION US0126531013

ALBO Albireo Pharma Inc US01345P1066

ALCO ALICO INC US0162301040

ALD WisdomTree Asia Local Debt Fun US97717X8424

ALDR Alder Biopharmaceuticals Inc US0143391052

ALDX Aldeyra Therapeutics Inc US01438T1060

ALE ALLETE Inc US0185223007

ALEX ALEXANDER & BALDWIN Inc (NEW) US0144911049

ALFA AlphaClone Alternative Alpha E US26922A3059

ALFI ALPHACLONE INTERNATIONAL ETF US26922A8181

ALG ALAMO GROUP INC US0113111076

ALGN ALIGN TECHNOLOGY INC US0162551016

ALGT ALLEGIANT TRAVEL COMPANY US01748X1028

ALIM ALIMERA SCIENCES Inc US0162591038

ALJJ ALJ Regional Holdings Inc US0016271084

ALK ALASKA AIR GROUP Inc US0116591092

ALKS Alkermes PLC IE00B56GVS15

ALL THE ALLSTATE CORPORATION US0200021014

ALLE ALLEGION PUBLIC LIMITED COMPANY IE00BFRT3W74

ALLpA THE ALLSTATE CORPORATION DEPOSITARY SHARES US0200024083

ALLpB THE ALLSTATE CORPORATION 5.100% FIXED-TO-FLOATING RATE SUBORDINATED DEBENTURES DUE 2053 US0200023093

ALLpC THE ALLSTATE CORPORATION DEPOSITARY SHARES SERIES C US0200026062

ALLpD THE ALLSTATE CORPORATION DEPOSITARY SHARES SERIES D US0200028043

ALLpE THE ALLSTATE CORPORATION DEPOSITARY SHARES SERIES E US0200028795

ALLpF THE ALLSTATE CORPORATION DEPOSITARY SHARES SERIES F US0200028530

ALLT Allot Communications Ltd IL0010996549

ALLY Ally Financial Inc US02005N1000

ALLYpA GMAC CAPITAL TRUST I 8.125% FIXED RATE/FLOATING RATE TRUST PREFERRED SECURITIES SERIES 2 US3618602086

ALN American Lorain Corp US0272971005

ALNY Alnylam Pharmaceuticals Inc US02043Q1076

ALOG ANALOGIC CORP US0326572072

Page 4: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

ALOT ASTRO-MED INC US04638F1084

ALPN Alpine Immune Sciences Inc US02083G1004

ALQA Alliqua BioMedical Inc US0196213096

ALRM Alarm Com Holdings US0116421050

ALRN Aileron Therapeutics Inc US00887A1051

ALSK ALASKA COMMUNICATIONS SYSTEMS US01167P1012

ALSN ALLISON TRANSMISSION HOLDINGS Inc US01973R1014

ALT Altimmune Inc US02155H1014

ALTR Altair Engineering Inc US0213691035

ALTS Proshares Morningstar Alternat US74347B8138

ALTY Global X SuperDividend Alterna US37954Y8066

ALV Autoliv Inc US0528001094

ALX ALEXANDER'S Inc US0147521092

ALXN ALEXION PHARMACEUTICALS INC US0153511094

AM Antero Midstream Partners LP US03673L1035

AMAG Amag Pharmaceuticals Inc US00163U1060

AMAT APPLIED MATERIALS INC US0382221051

AMBA AMBARELLA Inc ORDINARY SHARES KYG037AX1015

AMBC AMBAC FINANCIAL GROUP Inc US0231398845

AMBR Amber Road Inc US02318Y1082

AMC AMC ENTERTAINMENT HOLDINGS Inc US00165C1045

AMCN AirMedia Group Inc US0094111095

AMCX AMC NETWORKS Inc CLASS A US00164V1035

AMD ADVANCED MICRO DEVICES US0079031078

AMDA AMEDICA CORPORATION US0234354076

AME AMETEK Inc US0311001004

AMED AMEDISYS INC US0234361089

AMEH Apollo Medical Holdings Inc US03763A2078

AMG AFFILIATED MANAGERS GROUP US0082521081

AMGN AMGEN INC US0311621009

AMGP Antero Midstream GP LP US03675Y1038

AMH American Homes 4 Rent US02665T3068

AMID American Midstream Partners LP US02752P1003

AMJ JPMorgan Alerian MLP Index ETN US46625H3654

AMKR AMKOR TECHNOLOGY INC US0316521006

AMLP ALERIAN MLP ETF US00162Q8666

AMN AMN Healthcare Services Inc US0017441017

AMNB AMERICAN NATIONAL BANKSHARES INC US0277451086

AMOT Allied Motion Technologies Inc US0193301092

AMOV America Movil SAB de CV US02364W2044

AMP AMERIPRISE FINANCIAL Inc US03076C1062

AMPE AMPIO PHARMACEUTICALS INC US03209T1097

AMPH Amphastar Pharmaceuticals Inc US03209R1032

AMRB AMERICAN RIVER BANKSHARES US0293261055

AMRC AMERESCO Inc US02361E1082

AMRH AMERI HOLDINGS INC US02362F1049

AMRK A-Mark Precious Metals Inc US00181T1079

AMRN Amarin Corp PLC US0231112063

AMRS Amyris Inc US03236M2008

AMRX Amneal Pharmaceuticals Inc US03168L1052

AMS AMERICAN SHARED HOSPITAL SERVICES US0295951059

AMSC American Superconductor Corp US0301112076

AMSF AMERISAFE Inc US03071H1005

AMSWA AMERICAN SOFTWARE Inc US0296831094

AMT American Tower US03027X1000

AMTD TD AMERITRADE HOLDING CORP US87236Y1082

AMTX AEMETIS Inc US00770K2024

AMU ETRACS ALERIAN MLP INDEX ETN US90267B6829

AMWD AMERICAN WOODMARK CORP US0305061097

AMX America Movil SAB de CV US02364W1053

AMZA INFRACAP MLP ETF US26923G1031

AMZN AMAZON.COM INC US0231351067

AN AUTONATION Inc US05329W1027

ANAB AnaptysBio Inc US0327241065

ANAT AMERICAN NATIONAL INSURANCE US0285911055

ANCB ANCHOR BANCORP US0328381043

ANCX ACCESS NATIONAL CORPORATION US0043371014

ANDE ANDERSONS INC/THE US0341641035

ANDV Tesoro Corp. US03349M1053

ANDX Andeavor Logistics LP US03350F1066

ANET ARISTA NETWORKS US0404131064

ANF ABERCROMBIE & FITCH CO. US0028962076

ANFI Amira Nature Foods Ltd VGG0335L1022

ANGI ANGI Homeservices Inc US00183L1026

ANGL VanEck Vectors Fallen Angel Hi US92189F4375

ANGO ANGIODYNAMICS Inc US03475V1017

ANH ANWORTH MORTGAGE ASSET CORPORATION US0373471012

ANHpA ANWORTH MORTGAGE ASSET CORP 8.625% SER A PFD US0373472002

ANHpB ANWORTH MORTGAGE ASSET CORPORATION 6.25% SERIES B PREFERRED US0373473091

ANHpC ANWORTH MORTGAGE ASSET CORPORATION 7.625% SERIES C CumULATIVE REDEEMABLE PREFERRED STOCK US0373474081

ANIK ANIKA THERAPEUTICS INC US0352551081

ANIP ANI PHARMACEUTICALS Inc US00182C1036

Page 5: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

ANSS ANSYS INC US03662Q1058

ANTH Anthera Pharmaceuticals Inc US03674U3005

ANTM ANTHEM Inc US0367521038

ANW Aegean Marine Petroleum Networ MHY0017S1028

ANY Sphere 3D Corp CA84841L2093

AOA iShares Core Aggressive Alloca US4642898591

AOBC American Outdoor Brands Corp US02874P1030

AOD ALPINE TOTAL DYNAMIC DIVIDEND FUND US0210602076

AOI Alliance One International Inc US0187723012

AOK iShares Core Conservative Allo US4642898831

AOM iShares Core Moderate Allocati US4642898757

AON AON GB00B5BT0K07

AOR iShares Core Growth Allocation US4642898674

AOS A.O. SMITH CORPORATION US8318652091

AOSL ALPHA AND OMEGA SEMICONDUCTOR LIMITED BMG6331P1041

AP AMPCO-PITTSBURGH Corp US0320371034

APA APACHE CORPORATION US0374111054

APAM ARTISAN PARTNERS ASSET MANAGEMENT Inc US04316A1088

APB ASIA PACIFIC FUND Inc US0449011065

APC ANADARKO PETROLEUM Corp US0325111070

APD AIR PRODUCTS & CHEMICALS Inc US0091581068

APDN Applied DNA Sciences Inc US03815U2015

APEI AMERICAN PUBLIC EDUCATION Inc US02913V1035

APF MORGAN STANLEY ASIA-PACIFIC FUND Inc US61744U1060

APH AMPHENOL CORPORATION US0320951017

APHB AmpliPhi Biosciences Corp US03211P3010

APLE Apple Hospitality REIT Inc US03784Y2000

APLS Apellis Pharmaceuticals Inc US03753U1060

APO APOLLO GLOBAL MANAGEMENT LLC US0376123065

APOG APOGEE ENTERPRISES INC US0375981091

APOP Cellect Biotechnology Ltd US15116C1027

APPF Symbol: APPF US03783C1009

APPN Appian Corp  US03782L1017

APPS DIGITAL TURBINE Inc US25400W1027

APRI APRICUS BIOSCIENCES Inc US03832V3078

APRN Blue Apron Holdings Inc US09523Q1013

APT Alpha Pro Tech Ltd US0207721095

APTI Apptio Inc US03835C1080

APTO Aptose Biosciences Inc CA03835T2002

APTS PREFERRED APARTMENT COMMUNITIES Inc US74039L1035

APTV Aptiv PLC JE00B783TY65

APU AmeriGas Partners LP US0309751065

APVO Aptevo Therapeutics Inc US03835L1089

APWC Asia Pacific Wire & Cable Corp BMG0535E1066

APY Apergy Corporation US03755L1044

AQ Aquantia Corp US03842Q1085

AQB AquaBounty Technologies Inc US03842K2006

AQMS Aqua Metals Inc US03837J1016

AQUA Evoqua Water Technologies Corp US30057T1051

AQXP Aquinox Pharmaceuticals Inc US03842B1017

AR ANTERO RESOURCES CORPORATION US03674X1063

ARA American Renal Associates Hold US0292271055

ARAY ACCURAY INCORPORATED US0043971052

ARC ARC DOCumENT SOLUTIONS Inc US00191G1031

ARCB ARCBEST CORPORATION US03937C1053

ARCC ARES CAPITAL CORPORATION US04010L1035

ARCH Arch Coal Inc US0393804077

ARCI APPLIANCE RECYCLING CENTERS OF AMERICA Inc US03814F2056

ARCO Arcos Dorados Holdings Inc VGG0457F1071

ARCT Arcturus Therapeutics Ltd IL0011280240

ARCW ARC Group Worldwide Inc US00213H1059

ARD Ardagh Group SA LU1565283667

ARDC Ares Dynamic Credit Allocation US04014F1021

ARDM Aradigm Corp US0385054004

ARDX Ardelyx Inc US0396971071

ARE ALEXANDRIA REAL ESTATE EQUITIES Inc US0152711091

ARES Ares Management LP US04014Y1010

AREX APPROACH RESOURCES Inc US03834A1034

ARGT GLOBAL X MSCI ARGENTINA ETF US37950E2596

ARI APOLLO COMMERCIAL REAL ESTATE FINANCE Inc US03762U1051

ARII AMERICAN RAILCAR INDUSTRIES Inc US02916P1030

ARKG ARK Genomic Revolution Multi-S US00214Q3020

ARKK ARK INNOVATION ETF US00214Q1040

ARKQ ARK Industrial Innovation ETF US00214Q2030

ARKR ARK RESTAURANTS CORP US0407121013

ARKW ARK Web x.0 ETF US00214Q4010

ARL AMERICAN REALTY INVESTORS Inc US0291741090

ARLP ALLIANCE RESOURCE PARTNERS LP US01877R1086

ARMK ARAMARK US03852U1060

ARMO Armo Biosciences, Inc. US04225U1043

ARNA ARENA PHARMACEUTICALS INC US0400476075

ARNC Arconic Inc US03965L1008

Page 6: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

AROC Archrock Inc US03957W1062

AROW ARROW FINANCIAL CORP US0427441029

ARQL ARQULE INC US04269E1073

ARR ARMOUR Residential REIT Inc US0423155078

ARRpA ARMOUR RESIDENTIAL REIT Inc 8.250% SERIES A CumULATIVE REDEEMABLE PREFERRED STOCK LIQUATION PREFERE US0423153099

ARRpB ARMOUR RESIDENTIAL REIT Inc 7.875% SERIES B CumULATIVE REDEEMABLE PREFERRED US0423154089

ARRS ARRIS International PLC GB00BZ04Y379

ARRY Array Biopharma Inc US04269X1054

ARTNA ARTESIAN RESOURCES CORP US0431132085

ARTW ARTS-WAY MANUFACTURING CO INC US0431681032

ARTX AROTECH CORPORATION US0426822039

ARW ARROW ELECTRONICS Inc US0427351004

ARWR Arrowhead Pharmaceuticals Inc US04280A1007

ASA ASA Gold and Precious Metals L BMG3156P1032

ASB ASSOCIATED BANC-CORP US0454871056

ASC Ardmore Shipping Corp MHY0207T1001

ASCMA ASCENT CAPITAL GROUP Inc SERIES A US0436321089

ASEA Global X FTSE Southeast Asia E US37950E6480

ASET Flexshares Real Assets Allocat US33939L7385

ASFI ASTA FUNDING INC US0462201098

ASG LIBERTY ALL-STAR GROWTH FD US5299001025

ASGN ON ASSIGNMENT INC US6821591087

ASH Ashland Global Holdings Inc US0441861046

ASHR DEUTSCHE X-TRACKERS HARVEST CSI 300 CHINA A-SHARES ETF US2330518794

ASHS Deutsche X-trackers Harvest CS US2330517549

ASHX Deutsche X-Trackers CSI 300 Ch US2330515238

ASIX AdvanSix Inc US00773T1016

ASLN Aslan Pharmaceuticals Ltd US04522R1014

ASMB ASSEMBLY BIOSCIENCES INC US0453961080

ASML ASML Holding N.V. - ADS represents 1 ordinary share USN070592100

ASNA ASCENA RETAIL GROUP Inc US04351G1013

ASND Ascendis Pharma A/S US04351P1012

ASNS Arsanis Inc US0428731097

ASPN Aspen Aerogels Inc US04523Y1055

ASPS Altisource Portfolio Solutions LU0445408270

ASR Grupo Aeroportuario del Surest US40051E2028

ASRV AMERISERV FINANCIAL INC US03074A1025

AST Asterias Biotherapeutics Inc US04624N1072

ASTC Astrotech Corp US0464842006

ASTE ASTEC INDUSTRIES INC US0462241011

ASUR ASURE SOFTWARE INC US04649U1025

ASX ADVANCED SEMICONDUCTOR US00756M4042

ASYS AMTECH SYSTEMS INC US0323325045

AT Atlantic Power Corp CA04878Q8636

ATAI ATA Inc/China US00211V1061

ATAX America First Multifamily Inve US02364V1070

ATEC Alphatec Holdings Inc US02081G2012

ATEN A10 Networks Inc US0021211018

ATGE Adtalem Global Education Inc US00737L1035

ATH Athene Holding Ltd BMG0684D1074

ATHM AUTOHOME Inc US05278C1071

ATHN ATHENAHEALTH Inc US04685W1036

ATHX ATHERSYS Inc COMMON STOCK US04744L1061

ATI Allegheny Technologies US01741R1023

ATKR Atkore International Group Inc US0476491081

ATLC ATLANTICUS HOLDINGS CORPORATION US04914Y1029

ATLO AMES NATL CORP US0310011004

ATMP Barclays ETN+ Select MLP ETNs US06742C7231

ATNI ATLANTIC TELE-NETWORK INC US00215F1075

ATNM Actinium Pharmaceuticals Inc US00507W1071

ATNX Athenex Inc US04685N1037

ATO ATMOS ENERGY CORPORATION US0495601058

ATOS ATOSSA GENETICS Inc US04962H2094

ATR APTARGROUP INC US0383361039

ATRA Atara Biotherapeutics Inc US0465131078

ATRC ATRICURE Inc US04963C2098

ATRI ATRION CORP US0499041053

ATRO ASTRONICS CORP US0464331083

ATRS Antares Pharma Inc US0366421065

ATSG AIR TRANSPORT SERVICES GROUP Inc US00922R1059

ATTO Atento SA LU1102842090

ATTU Attunity Ltd IL0010828825

ATU ACTUANT CORPORATION US00508X2036

ATUS Altice USA Inc US02156K1034

ATV Acorn International Inc US0048542049

ATVI ACTIVISION BLIZZARD Inc US00507V1098

ATXI Avenue Therapeutics Inc US05360L2051

AU ANGLOGOLD ASHANTI LIMITED US0351282068

AUBN AUBURN NATIONAL BANCORPORATION US0504731078

AUDC AudioCodes Ltd IL0010829658

AUMN GOLDEN MINERALS COMPANY US3811191069

AUO AU OPTRONICS CORP US0022551073

Page 7: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

AUPH AURINIA PHARMACEUTICALS INC CA05156V1022

AUSE WisdomTree Australia Dividend US97717W8102

AUY Yamana Gold Inc CA98462Y1007

AVA AVISTA CORPORATION US05379B1070

AVAL Grupo Aval Acciones y Valores US40053W1018

AVAV AEROVIRONMENT Inc US0080731088

AVB AVALONBAY COMMUNITIES Inc US0534841012

AVD AMERICAN VANGUARD CORPORATION US0303711081

AVEO AVEO PHARMACEUTICALS Inc US0535881090

AVGO Broadcom Limited US11135F1012

AVGR AVINGER Inc COMMON STOCK US0537342083

AVH Avianca Holdings SA US05367G1004

AVHI AV Homes Inc US00234P1021

AVID AVID TECHNOLOGY INC US05367P1003

AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES AND Income FUND US00764C1099

AVNW Aviat Networks Inc US05366Y2019

AVP AVON PRODUCTS Inc US0543031027

AVT AVNET Inc US0538071038

AVX AVX CORPORATION US0024441075

AVXL Anavex Life Sciences Corp US0327973006

AVY AVERY DENNISON Corp US0536111091

AVYA Avaya Holdings Corp US05351X1019

AWF ALLIANCEBERSTEIN GLOBAL HIGH Income FUND Inc US01879R1068

AWI ARMSTRONG WORLD INDUSTRIES Inc US04247X1028

AWK AMERICAN WATER WORKS COMPANY INC US0304201033

AWP Alpine Global Premier Properties Fund Alpine Global Premier Properties Fund of Beneficial Interest US02083A1034

AWR AMERICAN STATES WATER COMPANY US0298991011

AWRE AWARE INC US05453N1000

AWX AVALON HOLDINGS Corp US05343P1093

AXAS ABRAXAS PETROLEUM CORPORATION US0038301067

AXDX Accelerate Diagnostics Inc US00430H1023

AXE ANIXTER INTERNATIONAL INC US0352901054

AXGN AXOGEN Inc COMMON STOCK US05463X1063

AXJL WisdomTree Asia-Pacific ex-Jap US97717W8284

AXJV iShares Edge MSCI Min Vol Asia US46434V7468

AXL AMERICAN AXLE & MANUFACTURING HOLDINGS Inc US0240611030

AXON Axovant Sciences Ltd BMG0750W1047

AXP AMERICAN EXPRESS COMPANY US0258161092

AXR AMREP CORPORATION US0321591051

AXS Axis Capital Holdings Ltd BMG0692U1099

AXSM Axsome Therapeutics Inc US05464T1043

AXSpD AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D BMG0692U1172

AXTA Axalta Coating Systems Ltd BMG0750C1082

AXTI AXT INC US00246W1036

AXU Alexco Resource Corp CA01535P1062

AYI ACUITY BRANDS Inc US00508Y1029

AYR AIRCASTLE LIMITED BMG0129K1045

AYX Alteryx Inc US02156B1035

AZN ASTRAZENECA PLC US0463531089

AZO AUTOZONE Inc US0533321024

AZPN ASPEN TECHNOLOGY INC US0453271035

AZRE Azure Power Global Ltd MU0527S00004

AZRX AzurRx BioPharma Inc US05502L1052

AZUL Azul SA US05501U1060

AZZ AZZ INCORPORATED US0024741045

B BARNES GROUP Inc US0678061096

BA BOEING COMPANY US0970231058

BAB PowerShares Taxable Municipal Bond Portfolio US73937B4077

BABA ALIBABA GROUP HOLDING LIMITED US01609W1027

BABY NATUS MEDICAL INC US6390501038

BAC BANK OF AMERICA CORPORATION US0605051046

BACpD BANK OF AMERICA CORPORATION DEPOSITARY SHARES REPRESENTING 1/1000TH INTEREST IN A SHARE OF 6.204% N US0605058314

BACpE BANK OF AMERICA CORPORATION DEPOSITARY SHARES (REPRESENTING 1/1000TH OF A SHARE OF FLOATING RATE NO US0605058157

BACpI BANK OF AMERICA CORPORATION DEPOSITARY SHARES (REPRESENTING 1/1000TH OF A SHARE OF 6.625% NON-CumUL US0605057407

BACpL BANK OF AMERICA CORPORATION 7.25% NON-CumULATIVE PERPETUAL CONVERTIBLE PREFERRED STOCK SERIES L US0605056821

BACpW BANK OF AMERICA CORPORATION DEPOSITARY SHARES EACH REPRESENTING A 1/1000 TH INTEREST IN A SHARE OF US0605053448

BACpY BANK OF AMERICA CORPORATION DEPOSITARY SHARES REPRESENTING A 1/1000 TH INTEREST IN A SHARE OF 6.500 US0605053109

BAF BlackRock Municipal Income Inv US09250G1022

BAH BOOZ ALLEN HAMILTON HOLDING CORPORATION US0995021062

BAK Braskem SA US1055321053

BAM Brookfield Asset Management In CA1125851040

BANC BANC OF CALIFORNIA Inc US05990K1060

BANCpC BANC OF CALIFORNIA INC DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF 8.00% NO US05990K4031

BAND Bandwidth Inc US05988J1034

BANF BANCFIRST CORP US05945F1030

BANR Banner Corp US06652V2088

BANX StoneCastle Financial Corp US8617801043

BAP Credicorp Ltd. BMG2519Y1084

BAR Graniteshares Gold Trust US38748G1013

BAS Basic Energy Services Inc. US06985P2092

BASI BIOANALYTICAL SYSTEMS INC US09058M1036

BATRA Liberty Media Corp-Liberty Bra US5312297063

Page 8: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

BATRK Liberty Media Corp-Liberty Bra US5312298889

BAX BAXTER INTERNATIONAL Inc US0718131099

BB BlackBerry Ltd CA09228F1036

BBBY BED BATH & BEYOND INC US0758961009

BBC Virtus LifeSci Biotech Clinica US26923G3011

BBD Banco Bradesco SA US0594603039

BBDO Banco Bradesco SA US0594604029

BBF BlackRock Municipal Income Inv US09248H1059

BBGI BEASLEY BROADCASTING GROUP INC US0740141017

BBH VanEck Vectors Biotech ETF US92189F7261

BBK BLACKROCK Municipal BOND TRUST US09249H1041

BBL BHP Billiton PLC US05545E2090

BBN BlackRock Taxable Municipal Bo US09248X1000

BBOX BLACK BOX CORP US0918261076

BBP Virtus LifeSci Biotech Product US26923G2021

BBRC Columbia Beyond BRICs ETF US19762B1035

BBSI BARRETT BUSINESS SERVICES US0684631080

BBT BB&T CORPORATION US0549371070

BBTpD BB&T CORPORATION DEPOSITARY SHARES REPRESENTING 1/1000TH INTEREST IN A SHARE OF SERIES D NON-CumULA US0549372060

BBTpE BB&T CORPORATION DEPOSITARY SHARES EACH REPRESENTING 1/1000TH INTEREST IN A SHARE OF SERIES E NON-C US0549374041

BBTpF BB&T CORPORATION DEPOSITARY SHARES EACH REPRESENTING 1/1000TH INTEREST IN A SHARE OF SERIES F US0549376020

BBTpG BB&T CORPORATION DEPOSITARY SHARES EACH REPRESENTING 1/1000TH INTEREST IN A SHARE OF SERIES G NON-C US0549378000

BBVA Banco Bilbao Vizcaya Argentari US05946K1016

BBW BUILD-A-BEAR WORKSHOP Inc US1200761047

BBY BEST BUY COMPANY Inc US0865161014

BC BRUNSWICK CORPORATION US1170431092

BCBP BCB BANCORP INC (NJ) US0552981039

BCC BOISE CASCADE COMPANY US09739D1000

BCEI BONANZA CREEK ENERGY Inc US0977934001

BCH Banco De Chile Banco De Chile ADS US0595201064

BCLI Brainstorm Cell Therapeutics US10501E2019

BCM iPath Pure Beta Broad Commodit US06740P1140

BCO THE BRINK'S COMPANY US1096961040

BCOM B Communications Ltd IL0011076630

BCOR BLUCORA INC US0952291005

BCOV BRIGHTCOVE INC US10921T1016

BCPC BALCHEM CORPORATION US0576652004

BCRH Blue Capital Reinsurance Holdi BMG1190F1077

BCRX BIOCRYST PHARMACEUTICALS INC US09058V1035

BCS Barclays Plc US06738E2046

BCSpD BARCLAYS BANK PLC AMERICAN DEPOSITARY SHARES SERIES 5 US06739H3628

BCV Bancroft Fund Ltd US0596951063

BCX BlackRock Resources & Commodit US09257A1088

BDC BELDEN Inc US0774541066

BDCL ETRACS 2xLeveraged Long Wells US90267B7652

BDCS ETRACS Linked to the Wells Far US9026415888

BDD DB Base Metals Double Long Exc US25154K8412

BDGE BRIDGE BANCORP INC US1080351067

BDJ BlackRock Enhanced Equity Divi US09251A1043

BDL FLANIGAN'S ENTERPRISES INC US3385171059

BDN BRANDYWINE REALTY TRUST US1053682035

BDR BLONDER TONGUE LABORATORIES INC US0936981085

BDSI BIODELIVERY SCIENCES INTERNATIONAL Inc US09060J1060

BDX BECTON DICKINSON AND CO. US0758871091

BEAT BioTelemetry Inc US0906721065

BECN BEACON ROOFING SUPPLY Inc US0736851090

BEL Belmond Ltd BMG1154H1079

BELFA BEL FUSE INC US0773472016

BELFB BEL FUSE INC US0773473006

BEN FRANKLIN RESOURCES Inc US3546131018

BEP Brookfield Renewable Partners BMG162581083

BERY BERRY PLASTICS GROUP Inc US08579W1036

BF.A Brown-Forman Corp US1156371007

BF.B Brown-Forman US1156372096

BFAM BRIGHT HORIZONS FAMILY SOLUTIONS Inc US1091941005

BFIN BANKFINANCIAL CORPORATION US06643P1049

BFIT Global X Health & Wellness The US37954Y7985

BFK BlackRock Municipal Income Tru US09248F1093

BFO BlackRock Florida Municipal 20 US09250M1099

BFOR Barron's 400 ETF US00162Q7262

BFR BBVA Banco Frances SA US07329M1009

BFS Saul Centers Inc US8043951016

BFSpC SAUL CENTERS INC US8043956064

BFY BlackRock New York Municipal I US09249R1023

BFZ BlackRock California Municipal US09248E1029

BG BUNGE LIMITED BMG169621056

BGB Blackstone / GSO Strategic Cre US09257R1014

BGCA BGC PARTNERS Inc US05541T4085

BGCP BGC PARTNERS Inc US05541T1016

BGFV BIG 5 SPORTING GOODS CORP US08915P1012

BGG BRIGGS & STRATTON Corp US1090431099

BGH Barings Global Short Duration US06760L1008

Page 9: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

BGI Birks Group Inc CA09088U1093

BGNE BeiGene Ltd US07725L1026

BGR BlackRock Energy and Resources US09250U1016

BGS B&G FOODS INC US05508R1068

BGSF BG STAFFING Inc US05544A1097

BGT BlackRock Floating Rate Income US0919411043

BGX Blackstone/GSO Long-Short Cred US09257D1028

BGY BlackRock Enhanced Internation US0925241079

BHAC Barington/Hilco Acquisition Co US06759V1017

BHACR Barington/Hilco Acquisition Co US06759V1199

BHB BAR HARBOR BANKSHARES US0668491006

BHBK Blue Hills Bancorp Inc US0955731015

BHE BENCHMARK ELECTRONICS US08160H1014

BHGE Baker Hughes a GE Co US05722G1004

BHK BlackRock Core Bond Trust US09249E1010

BHLB BERKSHIRE HILLS BANCORP Inc US0846801076

BHP BHP Billiton Ltd US0886061086

BHV BlackRock Virginia Municipal B US0924811005

BHVN Biohaven Pharmaceutical Holdin VGG111961055

BIB PROSHARES ULTRA NASDAQ BIOTECHNOLOGY US74347R2141

BICK FIRST TRUST BICK INDEX FUND US33733H1077

BID SOTHEBY'S US8358981079

BIDU BAIDU Inc US0567521085

BIF Boulder Growth & Income Fund I US1015071012

BIG BIG LOTS Inc US0893021032

BIIB BIOGEN IDEC Inc US09062X1037

BIL SPDR BARCLAYS 1-3 MONTH T-BILL ETF US78468R6633

BIO BIO-RAD LABORATORIES IncCLASS A US0905722072

BIOC Biocept Inc US09072V2043

BIOL Biolase Inc US0909112072

BIOS BIOSCRIP Inc US09069N1081

BIP Brookfield Infrastructure Part BMG162521014

BIS ProShares UltraShort Nasdaq Bi US74347B7890

BIT BlackRock Multi-Sector Income US09258A1079

BITA BITAUTO HOLDINGS LIMITED US0917271076

BIV Vanguard Intermediate-Term Bon US9219378190

BIZD VanEck Vectors BDC Income ETF US92189F4110

BJK VanEck Vectors Gaming ETF US92189F8822

BJO iPath Series B Bloomberg Coffe US06746P5632

BJRI BJ'S RESTAURANTS Inc US09180C1062

BJZ BLACKROCK CALIFORNIA Municipal 2018 TERM TRUST US09249C1053

BK BANK OF NEW YORK MELLON CORPORATION US0640581007

BKCC BLACKROCK KELSO CAPITAL CORPORATION US0925331086

BKD BROOKDALE SENIOR LIVING Inc US1124631045

BKE THE BUCKLE Inc US1184401065

BKEP BLUEKNIGHT ENERGY PARTNERS L.P. US09625U1097

BKEPP Blueknight Energy Partners L.P., L.L.C. US09625U2087

BKF iShares MSCI BRIC ETF US4642866572

BKH BLACK HILLS CORPORATION US0921131092

BKI Black Knight Inc US09215C1053

BKJ BANCORP OF NEW JERSEY Inc US0599151083

BKK BlackRock Municipal 2020 Term US09249X1090

BKLN Invesco Senior Loan ETF US73936Q7694

BKN THE BLACKROCK INVESTMENT QUALITY Municipal TRUST US09247D1054

BKNG Booking Holdings Inc US09857L1089

BKpC THE BANK OF NEW YORK MELLON CORPORATION DEPOSITARY SHARES EACH REPRESENTING A 1/ 4000TH INTEREST IN US0640582096

BKS BARNES & NOBLE Inc US0677741094

BKSC BANK OF SOUTH CAROLINA US0650661020

BKT BLACKROCK Income TRUST Inc US09247F1003

BKU BANKUNITED INC US06652K1034

BKYI Bio-key International Inc US09060C3097

BL Blackline Inc US09239B1098

BLBD Blue Bird Corp US0953061068

BLCM Bellicum Pharmaceuticals Inc US0794811077

BLCN Reality Shares Nasdaq NextGen Economy ETF US75605A7028

BLD TopBuild Corp US89055F1030

BLDP Ballard Power Systems, Inc. CA0585861085

BLDR BUILDERS FIRSTSOURCE Inc US12008R1077

BLE BlackRock Municipal Income Tru US09249N1019

BLFS BioLife Solutions Inc US09062W2044

BLH BLACKROCK NEW YORK Municipal 2018 TERM TRUST US09248K1088

BLIN Bridgeline Digital Inc US10807Q4038

BLJ BlackRock New Jersey Municipal US09249A1097

BLK BLACKROCK Inc US09247X1019

BLKB BLACKBAUD INC US09227Q1004

BLL BALL CORPORATION US0584981064

BLMN BLOOMIN' BRANDS Inc COMMON STOCK US0942351083

BLMT BSB BANCORP Inc US05573H1086

BLOK Amplify Transformational Data Sharing ETF US0321086078

BLPH BELLEROPHON THERAPEUTICS Inc US0787711029

BLRX BioLine RX Ltd US09071M1062

BLUE Bluebird Bio Inc US09609G1004

Page 10: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

BLV VANGUARD LONG-TERM BOND ETF US9219377937

BLW BlackRock Limited Duration Inc US09249W1018

BLX Banco Latinoamericano de Comer PAP169941328

BMA Banco Macro SA US05961W1053

BME BlackRock Health Sciences Trus US09250W1071

BMI BADGER METER Inc US0565251081

BMLpG BANK OF AMERICA CORPORATION DEPOSITARY SHARES(EACH REPRESENTING A 1/1200TH INTEREST IN A SHARE OF B US0605056334

BMLpH BANK OF AMERICA CORPORATION DEPOSITARY SHARES(EACH REPRESENTING A 1/1200TH INTEREST IN A SHARE OF B US0605056250

BMLpI BANK OF AMERICA DEPOSITARY SHARES (EACH REPRESENTING 1/1200TH INTEREST IN A SHARE OF BANK OF AMERIC US0605056177

BMLpJ BANK OF AMERICA DEPOSITARY SHARES(EACH REPRESENTING 1/1200TH INTEREST IN A SHARE OF BANK OF AMERICA US0605055914

BMLpL BANK OF AMERICA DEPOSITARY SHARES(EACH REPRESENTING 1/1200TH INTEREST IN A SHARE OF BANK OF AMERICA US0605055831

BMRA Biomerica Inc US09061H3075

BMRC BANK OF MARIN BANCORP US0634251021

BMRN BIOMARIN PHARMACEUTICALS INC US09061G1013

BMS BEMIS COMPANY Inc US0814371052

BMTC BRYN MAWR BANK CORP US1176651099

BMY BRISTOL-MYERS SQUIBB CO. US1101221083

BNCL Beneficial Bancorp Inc US08171T1025

BND VANGUARD TOTAL BOND MARKET US9219378356

BNDX VANGUARD TOTAL INTERNATIONAL BOND ETF US92203J4076

BNED Barnes & Noble Education Inc US06777U1016

BNFT BENEFITFOCUS Inc US08180D1063

BNJ BlackRock New Jersey Municipal US09248J1016

BNO United States Brent Oil Fund L US91167Q1004

BNSO Bonso Electronics Internationa VG0985293088

BNY BlackRock New York Municipal I US09248L1061

BOCH BANK OF COMMERCE HOLDINGS (CA) US06424J1034

BOE BlackRock Enhanced Global Divi US0925011050

BOFI BOFL HOLDING Inc US05566U1088

BOH BANK OF HAWAII Corp US0625401098

BOIL ProShares Ultra Bloomberg Natu US74347Y7067

BOJA Bojangles' Inc US0974881007

BOKF BOK FINANCIAL CORP US05561Q2012

BOLD Audentes Therapeutics Inc US05070R1041

BOM DB Base Metals Double Short Ex US25154K8586

BOND PIMCO Active Bond Exchange-Tra US72201R7750

BOOM DMC Global Inc US23291C1036

BOOT Boot Barn Holdings Inc US0994061002

BORN China New Borun Corp US16890T1051

BOSC BOS Better On-Line Solutions IL0010828171

BOTJ Bank of the James Financial Gr US4702991088

BOTZ Global X Robotics & Artificial Intelligence ETF US37954Y7159

BOX Box Inc US10316T1043

BOXL Boxlight Corp US1031971096

BP BP PLC US0556221044

BPFH BOSTON PRIVATE FINANCIAL HOLDINGS Inc US1011191053

BPFHP Boston Private Financial Holdings, Inc. US1011193034

BPFHW Boston Private Financial Holdi US1011191137

BPI BRIDGEPOINT EDUCATION INC US10807M1053

BPK BLACKROCK Municipal 2018 TERM TRUST US09248C1062

BPL BUCKEYE PARTNERS L.P. US1182301010

BPMC Blueprint Medicines Corp US09627Y1091

BPMP BP Midstream Partners LP US0556EL1098

BPMX BioPharmX Corp US09072X1019

BPOP Popular Inc PR7331747001

BPOPM Popular, Inc. US73317H2067

BPT BP PRUDHOE BAY ROYALTY TRUST US0556301077

BPTH BIO-PATH HOLDINGS INC US09057N1028

BPY BROOKFIELD PROPERTY PARTNERS L.P. BMG162491077

BQH BlackRock New York Municipal B US09249P1066

BR BROADRIDGE FINANCIAL SOLUTIONS INC US11133T1034

BRC BRADY CORPORATION US1046741062

BREW Craft Brew Alliance Inc US2241221017

BRF VanEck Vectors Brazil Small-Ca US92189F8251

BRFS BRF SA US10552T1079

BRG Bluerock Residential Growth REIT Inc US09627J1025

BRID BRIDGFORD FOODS CORP US1087631032

BRK.A Berkshire Hathaway Inc US0846701086

BRK.B BERKSHIRE HATHAWAY CLASS B US0846707026

BRKL BROOKLINE BANCORP INC US11373M1071

BRKR BRUKER CORPORATION US1167941087

BRKS BROOKS AUTOMATION INC US1143401024

BRN BARNWELL INDUSTRIES Inc US0682211000

BRO BROWN & BROWN Inc US1152361010

BRS BRISTOW GROUP Inc US1103941035

BRSS GLOBAL BRASS AND COPPER HOLDINGS Inc US37953G1031

BRT BRT Apartments Corp US0556453035

BRX BRIXMOR PROPERTY GROUP Inc US11120U1051

BRZU Direxion Daily Brazil Bull 3X US25490K3150

BSAC Banco Santander Chile US05965X1090

BSBR Banco Santander Brasil SA US05967A1079

BSCI PowerShares BulletShares 2018 Corporate Bond Portfolio US18383M5307

Page 11: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

BSCJ PowerShares BulletShares 2019 Corporate Bond Portfolio US18383M5224

BSCK PowerShares BulletShares 2020 Corporate Bond Portfolio US18383M5141

BSCL PowerShares BulletShares 2021 Corporate Bond Portfolio US18383M2668

BSCM PowerShares BulletShares 2022 Corporate Bond Portfolio US18383M2585

BSCN PowerShares BulletShares 2023 Corporate Bond Portfolio US18383M2411

BSCO PowerShares BulletShares 2024 Corporate Bond Portfolio US18383M2338

BSCP PowerShares BulletShares 2025 Corporate Bond Portfolio US18383M1918

BSD BlackRock Strategic Municipal US09248T1097

BSE BlackRock New York Municipal I US09249U1051

BSET BASSETT FURNITURE INDUSTRIES I US0702031040

BSJI PowerShares BulletShares 2018 High Yield Corporate Bond Portfolio US18383M3815

BSJJ Invesco BulletShares 2019 High Yield Corporate Bond ETF US73939W4096

BSJK Invesco BulletShares 2020 High Yield Corporate Bond ETF US73939W6075

BSJL PowerShares BulletShares 2021 High Yield Corporate Bond Portfolio US73939W8055

BSJM PowerShares BulletShares 2022 US73939W8709

BSJN PowerShares BulletShares 2023 High Yield Corporate Bond Portfolio US18383M1835

BSL Blackstone / GSO Senior Floati US09256U1051

BSM Black Stone Minerals LP US09225M1018

BSMX Banco Santander (M?xico), S.A., Instituci?n de Banca M?ltiple, Grupo Financiero Santander M?xico US40053C1053

BSPM Biostar Pharmaceuticals Inc US0906783016

BSQR BSQUARE CORPORATION US11776U3005

BSRR SIERRA BANCORP US82620P1021

BST Blackrock Science & Technology US09258G1040

BSTC BIOSPECIFICS TECHNOLOGIES Corp US0909311062

BSV VANGUARD SHORT-TERM BOND ETF US9219378273

BSX BOSTON SCIENTIFIC Corp US1011371077

BT BT Group PLC US05577E1010

BTA BlackRock Long-Term Municipal US09250B1035

BTAL QuantShares US Market Neutral US3516807076

BTE Baytex Energy Corp CA07317Q1054

BTG B2Gold Corp CA11777Q2099

BTI BRITISH AMERICAN TOBACCO US1104481072

BTN BALLANTYNE STRONG INC US0585161054

BTO John Hancock Financial Opportu US4097352060

BTT BlackRock Municipal 2030 Targe US09257P1057

BTU Peabody Energy Corp US7045511000

BTX BIOTIME INC US09066L1052

BTZ BlackRock Credit Allocation In US0925081004

BUD ANHEUSER-BUSCH INBEV SA/NV US03524A1088

BUI BlackRock Utility and Infrastr US09248D1046

BURL Burlington Stores Inc US1220171060

BUSE First Busey Corp US3193832041

BUZ Buzz US Sentiment Leaders ETF US00162Q4947

BVN Cia de Minas Buenaventura SAA US2044481040

BVSN BROADVISION INC COM NEW US1114127061

BVX BOVIE MEDICAL CORPORATION US10211F1003

BVXV Biondvax Pharmaceuticals Ltd US09073Q1058

BW Babcock & Wilcox Enterprises I US05614L1008

BWA BORGWARNER Inc US0997241064

BWEN Broadwind Energy Inc US11161T2078

BWFG Bankwell Financial Group Inc US06654A1034

BWG LEGG MASON BW GLOBAL Income OPPORTUNITIES FUND Inc US52469B1008

BWINA BALDWIN & LYONS INC US0577551007

BWINB BALDWIN & LYONS INC US0577552096

BWP BOARDWALK PIPELINE PARTNERS LP US0966271043

BWX SPDR Bloomberg Barclays Intern US78464A5166

BWXT BWX Technologies Inc US05605H1005

BWZ SPDR Bloomberg Barclays Short US78464A3344

BX THE BLACKSTONE GROUP L.P US09253U1088

BXC BLUELINX HOLDINGS Inc US09624H2085

BXG Bluegreen Vacations Corp US09629F1084

BXMT Blackstone Mortgage Trust Inc US09257W1009

BXMX Nuveen S&P 500 Buy-Write Incom US6706ER1015

BXP BOSTON PROPERTIES Inc US1011211018

BXPpB BOSTON PROPERTIES Inc DEPOSITARY SHARES EACH REPRESENTING 1/100TH OF A SHARE OF THE ISSUER'S 5.25% US1011214087

BY Byline Bancorp Inc US1244111092

BYD BOYD GAMING CORPORATION US1033041013

BYFC BROADWAY FINANCIAL CORP/DEL US1114441058

BYLD iShares Yield Optimized Bond E US46434V7872

BYM BlackRock Municipal Income Qua US0924791041

BYSI Beyondspring Inc KYG108301006

BZF WisdomTree Brazilian Real Stra US97717W2402

BZH BEAZER HOMES USA Inc NEW US07556Q8814

BZM BlackRock Maryland Municipal B US09249L1052

BZQ ProShares UltraShort MSCI Braz US74347B2925

BZUN Baozun Inc. - American Depositary Shares US06684L1035

C CITIGROUP Inc US1729674242

C_pS CITIGROUP Inc DEPOSITARY SHARES EACH REPRESENTING A 1/1000TH INTEREST IN A SHARE OF 6.300% NONCumUL US1729673178

CA CA Inc US12673P1057

CAAP Corp America Airports SA LU1756447840

CAAS China Automotive Systems Inc US16936R1059

CABO Cable One Inc US12685J1051

Page 12: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

CAC CAMDEN NATIONAL CORPORATION US1330341082

CACC CREDIT ACCEPTANCE CORP US2253101016

CACG ClearBridge All Cap Growth ETF US5246821012

CACI CACI International Inc US1271903049

CADC China Advanced Construction Ma US1693652026

CADE Cadence BanCorp US12739A1007

CAE CAE Inc CA1247651088

CAF MORGAN STANLEY CHINA A SHARE FUND INC US6174681030

CAFD 8Point3 Energy Partners LP US2825391053

CAG Conagra Brands, Inc. US2058871029

CAH CARDINAL HEALTH Inc US14149Y1082

CAI CAI International Inc US12477X1063

CAJ CANON Inc US1380063099

CAKE CHEESECAKE FACTORY (THE) US1630721017

CAL Caleres Inc US1295001044

CALA Calithera Biosciences Inc US13089P1012

CALI China Auto Logistics Inc US16936J2024

CALL magicJack VocalTec Ltd IL0010823958

CALM CAL-MAINE FOODS INC US1280302027

CALX CALIX Inc US13100M5094

CAMP CALAMP Corp US1281261099

CAMT Camtek Ltd/Israel IL0010952641

CANE Teucrium Sugar Fund US88166A4094

CANF Can-Fite BioPharma Ltd US13471N1028

CAPE Barclays ETN+ Shiller CAPE ETN US06742A6698

CAPL CrossAmerica Partners LP US22758A1051

CAPR CAPRICOR THERAPEUTICS INC US14070B1017

CAR AVIS BUDGET GROUP Inc US0537741052

CARA CARA THERAPEUTICS Inc US1407551092

CARB CARBONITE INC COMMON STOCK US1413371055

CARG CarGurus Inc US1417881091

CARO CAROLINA FINL Corp NEW US1438731077

CARS Cars.com Inc US14575E1055

CART Carolina Trust Bancshares Inc US14422P1057

CARV Carver Bancorp Inc US1468756044

CARZ First Trust NASDAQ Global Auto US33734X3098

CASA Casa Systems Inc US14713L1026

CASH META FINANCIAL GROUP Inc US59100U1088

CASI CASI Pharmaceuticals Inc US14757U1097

CASM CAS MEDICAL SYSTEMS Inc US1247692098

CASS CASS INFORMATION SYSTEMS INC US14808P1093

CASY CASEY'S GENERAL STORES INC US1475281036

CAT CATERPILLAR Inc US1491231015

CATB Catabasis Pharmaceuticals Inc US14875P1075

CATC Cambridge Bancorp US1321521098

CATH Global X S&P 500 Catholic Valu US37954Y8892

CATM CARDTRONICS Inc GB00BYT18414

CATO CATO CORP US1492051065

CATY CATHAY GENERAL BANCORP US1491501045

CATYW Cathay General Bancorp US1491501128

CAVM Cavium Inc US14964U1088

CAW CCA INDUSTRIES Inc US1248671026

CB Chubb Ltd CH0044328745

CBA ClearBridge American Energy ML US1846911030

CBAK CBAK Energy Technology Inc US14986C1027

CBAN COLONY BANKCORP INC US19623P1012

CBAY CYMABAY THERAPEUTICS US23257D1037

CBB CINCINNATI BELL Inc US1718715022

CBBpB CINCINNATI BELL Inc DEP SHS US1718714033

CBD Cia Brasileira de Distribuicao US20440T2015

CBFV CB Financial Services Inc US12479G1013

CBIO Catalyst Biosciences Inc US14888D2080

CBK CHRISTOPHER & BANKS CORPORATION US1710461054

CBL CBL& ASSOCIATES PROPERTIES Inc US1248301004

CBLI Cleveland BioLabs Inc US1858602022

CBLpD CBL& ASSOCIATES PROPERTIES Inc DEPOSITARY SHARES EACH REPRESENTING A 1/10TH FRACTIONAL INTEREST OF US1248306052

CBLpE CBL & ASSOCIATES PROPERTIES Inc DepositorY SHARES EACH REPRESENTING A 1/10TH FRACTIONAL INTEREST OF US1248308033

CBM CAMBREX CORPORATION US1320111073

CBMG Cellular Biomedicine Group Inc US15117P1021

CBND SPDR Bloomberg Barclays Issuer US78464A1447

CBOE CBOE HOLDINGS Inc US12503M1080

CBON VanEck Vectors ChinaAMC China US92189F3799

CBPO China Biologic Products Holdings Inc KYG215151047

CBPX CONTINENTAL BUILDING PRODUCTS Inc US2111711030

CBRL CRACKER BARREL OLD COUNTRY STORE Inc US22410J1060

CBS CBS CORPORATION CLASS B US1248572026

CBSH COMMERCE BANCSHARES INC US2005251036

CBSHP COMMERCE BANCSHARES Inc DEPOSITARY SHARES EACH REPRESENTING A 1/1000TH INTEREST OF 6.00% SERIES B N US2005253016

CBT CABOT CORPORATION US1270551013

CBTX CBTX Inc US12481V1044

CBU COMMUNITY BANK SYSTEM US2036071064

CBZ CBIZ INC US1248051021

Page 13: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

CC Chemours Company (The) US1638511089

CCA MFS California Municipal Fund US59318C1062

CCBG CAPITAL CITY BANK GROUP INC US1396741050

CCCL China Ceramics Co Ltd VGG2113X1345

CCCR China Commercial Credit Inc US16891K1034

CCD Calamos Dynamic Convertible & US12811V1052

CCE Coca-Cola European Partners PL GB00BDCPN049

CCF CHASE CORPORATION US16150R1041

CCI Crown Castle International Cor US22822V1017

CCIH ChinaCache International Holdi US16950M1071

CCJ Cameco Corp CA13321L1085

CCK CROWN HOLDINGS Inc US2283681060

CCL CARNIVAL CORPORATION PA1436583006

CCLP CSI Compressco LP US12637A1034

CCM Concord Medical Services Holdi US2062771058

CCMP CABOT MICROELECTRONICS CORP US12709P1030

CCNE CNB FINANCIAL CORP/PA US1261281075

CCO CLEAR CHANNEL OUTDOOR HOLDINGS Inc US18451C1099

CCOI COGENT COMMUNICATIONS HOLDINGS Inc US19239V3024

CCRC China Customer Relations Cente VGG2118P1027

CCRN CROSS COUNTRY HEALTHCARE INC US2274831047

CCS Century Communities Inc US1565043007

CCU Cia Cervecerias Unidas SA US2044291043

CCXI CHEMOCENTRYX Inc US16383L1061

CDAY Ceridian HCM Holding Inc US15677J1088

CDC VictoryShares US EQ Income Enh US92647N8240

CDE COEUR MINING Inc US1921085049

CDK CDK Global Inc US12508E1010

CDL VictoryShares US Large Cap Hig US92647N8653

CDMO Avid Bioservices Inc US05368M1062

CDNA CAREDX Inc US14167L1035

CDNS CADENCE DESIGN SYSTEMS US1273871087

CDOR Condor Hospitality Trust Inc US20676Y4035

CDR CEDAR REALTY TRUST INC US1506022094

CDRpB CEDAR REALTY TRUST Inc 7.25% SERIES B CumULATIVE REDEEMABLE PREFERRED STOCK US1506024074

CDTI CLEAN DIESEL TECHNOLOGIES Inc US18449C5004

CDTX Cidara Therapeutics Inc US1717571079

CDW CDW Corp/DE US12514G1085

CDXC ChromaDex Corp US1710774076

CDXS CODEXIS INC US1920051067

CDZI CADIZ INC US1275372076

CE CELANESE CORPORATION US1508701034

CEA China Eastern Airlines Corp Lt US16937R1041

CECE CECO ENVIRONMENTAL CORP US1251411013

CECO CAREER EDUCATION CORP US1416651099

CEE THE CENTRAL EUROPE RUSSIA AND TURKEY FUND Inc US1534361001

CEFL ETRACS Monthly Pay 2xLeveraged US90270L8422

CEI Camber Energy Inc US13200M2017

CEIX CONSOL Energy Inc US20854L1089

CEL Cellcom Israel Ltd IL0011015349

CELG CELGENE CORP US1510201049

CELGZ Celgene Corp US1510201122

CELH Celsius Holdings Inc US15118V2079

CELP CYPRESS ENERGY PARTNERS L.P. US2327511075

CEM ClearBridge Energy MLP Fund In US1846921013

CEMB Ishares Emerging Markets Corporate Bond Etf US4642862514

CEMI Chembio Diagnostics Inc US1635722093

CEN Center Coast MLP & Infrastruct US1514611003

CENT CENTRAL GARDEN AND PET CO US1535271068

CENTA CENTRAL GARDEN & PET COMPANY US1535272058

CENX CENTURY ALUMINUM CO US1564311082

CEO CNOOC Ltd US1261321095

CEQP CRESTWOOD EQUITY PARTNERS LP US2263442087

CERC Cerecor Inc US15671L1098

CERN CERNER CORP US1567821046

CERS CERUS CORP US1570851014

CET CENTRAL SECURITIES Corp US1551231020

CETV Central European Media Enterpr BMG200452024

CETX Cemtrex Inc US15130G3039

CETXP Cemtrex Inc US15130G5018

CEV Eaton Vance California Municip US27826F1012

CEVA CEVA Inc US1572101053

CEW WISDOMTREE EMERGING CURRENCY STRATEGY FUND US97717W1339

CEZ VictoryShares Emerging Market US92647N8570

CF CF INDUSTRIES HOLDING Inc US1252691001

CFA VictoryShares US 500 Volatilit US92647N7663

CFBK Central Federal Corp US15346Q2021

CFCpB COUNTRYWIDE CAPITAL V 7.00% CAPITAL SECURITIES US2223882091

CFFI C&F FINANCIAL CORP US12466Q1040

CFFN CAPITOL FEDERAL FINANCIAL Inc US14057J1016

CFG CITIZENS FINANCIAL GROUP Inc US1746101054

CFMS ConforMIS Inc US20717E1010

Page 14: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

CFO VictoryShares US 500 Enhanced US92647N7820

CFR CULLEN/FROST BANKERS Inc US2298991090

CFRpA CULLEN/FROST BANKERS Inc 5.375% SER A US2298992080

CFRX CONTRAFECT CORPORATION US2123261024

CFX COLFAX CORPORATION US1940141062

CG THE CARLYLE GROUP L.P. COMMON UNITS US14309L1026

CGA China Green Agriculture Inc US16943W1053

CGC Canopy Growth Corp CA1380351009

CGEN Compugen Ltd IL0010852080

CGG CGG SA US12531Q2049

CGIX CANCER GENETICS Inc COMMON STOCK US13739U1043

CGNX COGNEX CORP US1924221039

CGO Calamos Global Total Return Fu US1281181065

CGW GUGGENHEIM S&P GLOBAL WATER INDEX ETF US18383Q5071

CHA CHINA TELECOM CORPORATION Ltd US1694261033

CHAD Direxion Daily CSI 300 China A US25459Y1165

CHAU Direxion Daily CSI 300 China A US25490K8696

CHCI Comstock Holding Cos Inc US2056842022

CHCO CITY HOLDING CO US1778351056

CHCT Community Healthcare Trust Inc US20369C1062

CHD CHURCH & DWIGHT CO. Inc US1713401024

CHDN CHURCHILL DOWNS INC US1714841087

CHE CHEMED CORPORATION US16359R1032

CHEF THE CHEF'S WAREHOUSE INC US1630861011

CHEK Check Cap Ltd IL0011336851

CHEP QuantShares U.S. Market Neutra US3516802028

CHFC CHEMICAL FINANCIAL CORP US1637311028

CHFN Charter Financial Corp/MD US16122W1080

CHFS CHF Solutions Inc US12542Q5080

CHGG Chegg Inc US1630921096

CHH CHOICE HOTELS INTNL. US1699051066

CHI Calamos Convertible Opportunit US1281171082

CHIE GLOBAL X CHINA ENERGY ETF US37950E5078

CHII GLOBAL X CHINA INDUSTRIALS ETF US37950E7058

CHIM GLOBAL X CHINA MATERIALS ETF US37950E2422

CHIQ Global X China Consumer ETF US37950E4089

CHIX GLOBAL X CHINA FINANCIALS ETF US37950E6068

CHK CHESAPEAKE ENERGY Corp US1651671075

CHKE CHEROKEE INC US16444H1023

CHKP CHECK POINT SOFTWARE TECHNOLOGIES Ltd IL0010824113

CHKpD CHESAPEAKE ENERGY Corp 4.5% Cum. CNVRTBL. PRFRD. STOCK US1651678427

CHKR Chesapeake Granite Wash Trust US1651851099

CHL China Mobile Ltd US16941M1099

CHMA Chiasma Inc US16706W1027

CHMG CHEMUNG FINANCIAL CORP US1640241014

CHMI CHERRY HILL MORTGAGE INVESTMENT CORPORATION US1646511014

CHN China Fund Inc/The US1693731077

CHNR China Natural Resources Inc VGG2110U1093

CHRS Coherus Biosciences Inc US19249H1032

CHRW C.H. ROBINSON WORLDWIDE Inc US12541W2098

CHS CHICOS FAS Inc US1686151028

CHSCL CHS INC CLASS B CumULATIVE REDEEMABLE PREFERRED STOCK SERIES 4 US12542R8034

CHSCM CHS INC CLASS B RESET RATE CumULATIVE REDEEMABLE PREFERRED STOCK SERIES 3 US12542R7044

CHSCN CHS INC PREFERRED CLASS B SERIES 2 RESET RATE US12542R5063

CHSCO CHS Inc US12542R3084

CHSCP CHS Inc US12542R2094

CHSP Chesapeake Lodging Trust US1652401027

CHT Chunghwa Telecom Co Ltd US17133Q5027

CHTR Charter Communications Inc US16119P1084

CHU China Unicom Hong Kong Ltd US16945R1041

CHUY CHUY'S HOLDINGS Inc COMMON STOCK US1716041017

CHW Calamos Global Dynamic Income US12811L1070

CHY Calamos Convertible and High I US12811P1084

CI CIGNA CORPORATION US1255091092

CIA CITIZENS Inc US1747401008

CIB Bancolombia SA US05968L1026

CIBR First Trust NASDAQ Cybersecuri US33734X8469

CIC Capitol Investment Corp IV KYG189201018

CIC.U Capitol Investment Corp IV KYG189201190

CID VictoryShares International Hi US92647N8810

CIDM CINEDIGM Corp US1724062096

CIEN CIENA CORPORATION US1717793095

CIF MFS Intermediate High Income F US59318T1097

CIFS China Internet Nationwide Fina VGG2120A1012

CIG Cia Energetica de Minas Gerais US2044096012

CII BLACKROCK ENHANCED CAPTIAL AND Income FUND Inc US09256A1097

CIK CREDIT SUISSE ASSET MANAGEMENT Income FUND Inc US2249161066

CIL VictoryShares International Vo US92647N8406

CIM Chimera Investment Corp US16934Q2084

CINF CINCINNATI FINANCIAL CORP US1720621010

CINR Ciner Resources LP US1724641097

CIO City Office REIT Inc US1785871013

Page 15: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

CIR CIRCOR INTERNATIONAL INC US17273K1097

CISN Cision Ltd KYG1992S1093

CIT CIT GROUP Inc US1255818015

CIU iShares Intermediate Credit Bo US4642886380

CIVB Civista Bancshares Inc US1788671071

CIVI Civitas Solutions Inc US17887R1023

CIX COMP X INTERNATIONAL Inc US20563P1012

CIZ VictoryShares Developed Enhanc US92647N8166

CIZN CITIZENS HOLDING CO. US1747151025

CJ C&J Energy Services Inc US12674R1005

CJJD China Jo-Jo Drugstores Inc US16949A2069

CJNK SPDR ICE BofAML Crossover Corp US78468R6062

CKH SEACOR HOLDINGS Inc US8119041015

CKPT Checkpoint Therapeutics Inc US1628281073

CKX CKX LANDS INC US12562N1046

CL COLGATE-PALMOLIVE COMPANY US1941621039

CLAR Clarus Corp US18270P1093

CLB Core Laboratories NV NL0000200384

CLBS Caladrius Biosciences Inc US1280582032

CLCT COLLECTORS UNIVERSE US19421R2004

CLD CLOUD PEAK ENERGY Inc US18911Q1022

CLDR Cloudera Inc US18914U1007

CLDT CHATHAM LODGING TRUST US16208T1025

CLDX CELLDEX THERAPEUTICS INC US15117B1035

CLF Cleveland-Cliffs Inc. US1858991011

CLFD CLEARFIELD Inc US18482P1030

CLGX CORELOGIC INC US21871D1037

CLH Clean Harbors Inc US1844961078

CLI MACK-CALI REALTY Corp US5544891048

CLIR CLEARSIGN COMBUSTION CORPORATION US1850641028

CLLS Cellectis SA US15117K1034

CLM Cornerstone Strategic Value Fu US21924B3024

CLMT CALUMET SPECIALTY PRODUCTS PARTNERS L.P. US1314761032

CLNE CLEAN ENERGY FUELS Corp US1844991018

CLNS Colony NorthStar Inc US19625W1045

CLPR Clipper Realty Inc US18885T3068

CLPS CLPS Inc KYG316421042

CLR CONTINENTAL RESOURCES Inc US2120151012

CLRB CELLECTAR BIOSCIENCES INC NEW US15117F3029

CLRO ClearOne Inc US18506U1043

CLSD Clearside Biomedical Inc US1850631045

CLSN Celsion Corp US15117N5032

CLUB TOWN SPORTS INTERNATIONAL HOLDINGS Inc US89214A1025

CLVS CLOVIS ONCOLOGY Inc US1894641000

CLW Clearwater Paper Corp US18538R1032

CLWT Euro Tech Holdings Co Ltd VGG320301275

CLX CLOROX COMPANY US1890541097

CLXT Calyxt Inc US13173L1070

CLY iShares 10+ Year Credit Bond E US4642895118

CLYH iShares Interest Rate Hedged 1 US46431W8120

CMA Comerica Incorporated US2003401070

CMBS iShares CMBS ETF US46429B3666

CMC COMMERCIAL METALS COMPANY US2017231034

CMCL Caledonia Mining Corp PLC JE00BF0XVB15

CMCM Cheetah Mobile Inc US1630751048

CMCO COLUMBUS MCKINNON CORP/NY US1993331057

CMCSA Comcast US20030N1019

CMCT CIM Commercial Trust Corp US1255251050

CMDT iShares Commodity Optimized Tr US45032K1025

CME CME Group US12572Q1058

CMF iShares California Muni Bond E US4642883569

CMFN CM FINANCE Inc US12574Q1031

CMG CHIPOTLE MEXICAN GRILL Inc US1696561059

CMI CumMINS Inc US2310211063

CMO CAPSTEAD MORTGAGE Corp US14067E5069

CMOpE CAPSTEAD MORTGAGE CORPORATION 7.50% SERIES E CumULATIVE REDEEMABLE PREFERRED STOCK US14067E6059

CMP COMPASS MINERALS INTERNATIONAL Inc US20451N1019

CMPR Cimpress NV NL0009272269

CMRE Costamare Inc MHY1771G1026

CMREpB COSTAMARE Inc 7.625% SERIES B CumULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK MHY1771G1109

CMREpC COSTAMARE Inc 8.50% SERIES C CumULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK $0.0001 PAR VALUE MHY1771G1281

CMRX Chimerix Inc US16934W1062

CMS CMS ENERGY CORPORATION US1258961002

CMSpB CONSUMERS ENERGY COMPANY $4.50 CumULATIVE PREFERRED US2105183048

CMT CORE MOLDING TECHNOLOGIES Inc US2186831002

CMTA Clementia Pharmaceuticals Inc CA1855751071

CMTL COMTECH TELECOMMUNICATIONS US2058262096

CMU MFS High Yield Municipal Trust US59318E1029

CN Deutsche X-trackers MSCI All C US2330517622

CNA CNA FINANCIAL CORPORATION US1261171003

CNAT CONATUS PHARMACEUTICALS Inc US20600T1088

CNBKA CENTURY BANCORP INC/MASS US1564321065

Page 16: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

CNC CENTENE CORPORATION US15135B1017

CNCE CONCERT PHARMACEUTICALS Inc US2060221056

CNCR Loncar Cancer Immunotherapy ET US26922A8264

CNDT Conduent Inc US2067871036

CNET ChinaNet Online Holdings Inc US16949H2013

CNFR Conifer Holdings Inc US20731J1025

CNHI CNH Industrial NV NL0010545661

CNHX CSOP MSCI China A Internationa US12649L2043

CNI CANADIAN NATIONAL RAILWAY CA1363751027

CNIT China Information Technology, Inc. - Ordinary Shares VGG211741001

CNK CINEMARK HOLDINGS Inc US17243V1026

CNMD CONMED CORP US2074101013

CNNE Cannae Holdings Inc US13765N1072

CNO CNO FINANCIAL GROUP Inc US12621E1038

CNOB ConnectOne Bancorp Inc US20786W1071

CNP CENTERPOINT ENERGY Inc US15189T1079

CNQ Canadian Natural Resources Ltd CA1363851017

CNS COHEN & STEERS Inc US19247A1007

CNSL CONSOLIDATED COMMUNICATIONS HOLDINGS Inc US2090341072

CNTF China Techfaith Wireless Commu US1694242074

CNTY CENTURY CASINOS INC US1564921005

CNX CONSOL ENERGY Inc US20854P1093

CNXT VanEck Vectors ChinaAMC SME-Ch US92189F6271

CNYA iShares MSCI China A ETF US46434V5140

CO CHINA CORD BLOOD CORP KYG211071009

COBZ COBIZ FINANCIALINC US1908971088

CODI Compass Diversified Holdings US20451Q1040

COF Capital One Financial US14040H1059

COFpC CAPITAL ONE FINANCIAL CORPORATION US14040H6009

COFpD CAPITAL ONE FINANCIAL CORPORATION SERIES D US14040H7098

COFpP CAPITAL ONE FINANCIAL CORPORATION US14040H4020

COG CABOT OIL & GAS Corp US1270971039

COHR COHERENT INC US1924791031

COHU COHU INC US1925761066

COKE COCA-COLA BOTTLING CO CONSOLIDATED US1910981026

COL ROCKWELL COLLINS Inc US7743411016

COLB COLUMBIA BANKING SYSTEMS INC US1972361026

COLD Americold Realty Trust US03064D1081

COLL Collegium Pharmaceutical Inc US19459J1043

COLM COLUMBIA SPORTSWEAR CO US1985161066

COMM COMMSCOPE HOLDING COMPANY Inc US20337X1090

COMT iShares Commodities Select Str US46431W8534

CONE CYRUSONE INC COMMON STOCK US23283R1005

CONN CONN'S Inc US2082421072

COO THE COOPER COMPANIES Inc US2166484020

COOL PolarityTE Inc US7310941080

COP ConocoPhillips US20825C1045

COPX Global X Copper Miners ETF US37954Y8306

COR CORESITE REALTY CORPORATION US21870Q1058

CORE CORE MARK HOLDING CO. Inc US2186811046

CORI Corium International Inc US21887L1070

CORN Teucrium Corn Fund US88166A1025

CORP PIMCO Investment Grade Corpora US72201R8170

CORR CorEnergy Infrastructure Trust US21870U5020

CORRpA CORENERGY INFRASTRUCTURE TRUST INC DEPOSITARY SHARES REPRESENTING A 1/100TH FRACTIONAL INTEREST OF US21870U3041

CORT CORCEPT THERAPEUTICS Inc US2183521028

COST COSTCO WHOLESALE CORP US22160K1051

COT Cott Corp CA22163N1069

COTV Cotiviti Holdings Inc US22164K1016

COTY COTY INC US2220702037

COUP Coupa Software Inc US22266L1061

COWN COWEN GROUP INC US2236226062

CP Canadian Pacific Railway Ltd CA13645T1003

CPA Copa Holdings SA PAP310761054

CPAC Cementos Pacasmayo SAA US15126Q2084

CPAH CounterPath Corp US22228P3029

CPB CAMPBELL SOUP COMPANY US1344291091

CpC CITIGROUP Inc DEPOSITARY SHARES EACH REPRESENTING A 1/1000TH INTEREST IN A SHARE OF 5.80% NON-CumUL US1729673665

CPE CALLON PETROLEUM COMPANY US13123X1028

CPEpA CALLON PETROLEUM COMPANY 10.0% SER A US13123X4097

CPER United States Copper Index Fun US9117181043

CPF CENTRAL PACIFIC FINANCIAL CORPORATION US1547604090

CPG Crescent Point Energy Corp CA22576C1014

CPHC CANTERBURY PARK HOLDING CORPORATION US13811E1010

CPHI China Pharma Holdings Inc US16941T1043

CPI IQ Real Return ETF US45409B6020

CPIX CumBERLAND PHARMACEUTICALS INC US2307701092

CpJ CITIGROUP Inc DEPOSITARY SHARES EACH REPRESENTING A 1/1000TH INTEREST IN A SHARE OF 7.125% FIXED RA US1729673582

CPK CHESAPEAKE UTILITIES US1653031088

CPL CPFL Energia SA US1261531057

CPLA CAPELLA EDUCATION COMPANY US1395941057

CPLG CorePoint Lodging Inc US21872L1044

Page 17: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

CPLP CAPITAL PRODUCT PARTNERS L.P. MHY110821078

CpP CITIGROUP Inc DEPOSITARY SHARES (EACH REPRESENTING A 1/1000TH INTEREST IN A SHARE OF 8.125% NON-Cum US1729675728

CPRT COPART INC US2172041061

CPRX CATALYST PHARMACEUTICAL PARTNERS Inc US14888U1016

CPS Cooper-Standard Holdings Inc US21676P1030

CPSH CPS TECHNOLOGIES Corp COMMON STOCK US12619F1049

CPSI COMPUTER PROGRAMS & SYSTEMS IN US2053061030

CPSS CONSUMER PORTFOLIO SERVICES US2105021008

CPST Capstone Turbine Corp US14067D4097

CPT CAMDEN PROPERTY TRUST US1331311027

CPTA Capitala Finance Corp US14054R1068

CQH Cheniere Energy Partners LP Ho US16411W1080

CQP CHENIERE ENERGY PARTNERS LP US16411Q1013

CQQQ GUGGENHEIM CHINA TECHNOLOGY ETF US18383Q1351

CR CRANE COMPANY US2243991054

CRAI CRA INTERNATIONAL Inc US12618T1051

CRAK VanEck Vectors Oil Refiners ET US92189F5851

CRAY CRAY Inc US2252233042

CRBN iShares MSCI ACWI Low Carbon T US46434V4648

CRBP Corbus Pharmaceuticals Holding US21833P1030

CRC California Resources Corp US13057Q2066

CRCM CARE.COM Inc US1416331072

CRED iShares US Credit Bond ETF US4642886208

CREE Cree Inc US2254471012

CREG China Recycling Energy Corp US1689132009

CRESY Cresud SACIF y A US2264061068

CRF Cornerstone Total Return Fund US21924U3005

CRH CRH PLC US12626K2033

CRHM CRH Medical Corp CA12626F1053

CRI CARTER'S Inc US1462291097

CRIS CURIS INC US2312692005

CRK Comstock Resources, Inc. US2057683029

CRL CHARLES RIVER LABORATORIES INTERNATIONAL Inc US1598641074

CRM SALESFORCE.COM Inc US79466L3024

CRMD CORMEDIX INC US21900C1009

CRMT AMERICA'S CAR MART INC US03062T1051

CRNT Ceragon Networks Ltd IL0010851660

CROC ProShares UltraShort Australia US74347W4603

CRON Cronos Group Inc CA22717L1013

CROP IQ Global Agribusiness Small C US45409B8349

CROX CROCS Inc US2270461096

CRR CARBO CERAMICS Inc US1407811058

CRS CARPENTER TECHNOLOGY CORP US1442851036

CRSP Crispr Therapeutics AG CH0334081137

CRT CROSS TIMBERS ROYALTY TRUST US22757R1095

CRTO Criteo SA US2267181046

CRUS Cirrus Logic Inc US1727551004

CRVL CORVEL CORP US2210061097

CRVS Corvus Pharmaceuticals Inc US2210151005

CRWS CROWN CRAFTS INC US2283091005

CRY CRYOLIFE Inc US2289031005

CRZO CARRIZO OIL & GAS INC US1445771033

CS Credit Suisse Group AG US2254011081

CSA VictoryShares US Small Cap Vol US92647N8323

CSB VictoryShares US Small Cap Hig US92647N8737

CSBR Champions Oncology Inc US15870P3073

CSCO CISCO SYSTEMS INC US17275R1023

CSD PowerShares S&P Spin-Off Portfolio US18383M6057

CSF VictoryShares US Discovery Enh US92647N7747

CSFL CENTERSTATE BANKS Inc US15201P1093

CSGP COSTAR GROUP INC US22160N1090

CSGS CSG SYSTEMS INTERNATIONAL US1263491094

CSII CARDIOVASCULAR SYSTEMS Inc US1416191062

CSIQ Canadian Solar Inc CA1366351098

CSJ iShares 1-3 Year Credit Bond E US4642886463

CSL CARLISLE COMPANIES Inc US1423391002

CSLT Castlight Health Inc US14862Q1004

CSM PROSHARES LARGE CAP CORE PLUS US74347R2489

CSOD CORNERSTONE ONDEMAND Inc US21925Y1038

CSPI CSP INC US1263891053

CSQ Calamos Strategic Total Return US1281251017

CSS CSS INDUSTRIES Inc US1259061075

CSSE Chicken Soup For The Soul Ente US16842Q1004

CSTE Caesarstone Ltd IL0011259137

CSTM Constellium NV NL0010489522

CSTR Capstar Financial Holdings Inc US14070T1025

CSU CAPITAL SENIOR LIVING US1404751042

CSV CARRIAGE SERVICES Inc US1439051079

CSWC CAPITAL SOUTHWEST CORP US1405011073

CSWI CSW Industrials Inc US1264021064

CSX CSX CORPORATION US1264081035

CTAS CINTAS CORP US1729081059

Page 18: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

CTB COOPER TIRE & RUBBER CO. US2168311072

CTBI COMMUNITY TRUST BANCORP INC US2041491083

CTEK CynergisTek Inc/DE US23258P1057

CTG Computer Task Group Inc US2054771025

CTHR CHARLES & COLVARD Ltd US1597651066

CTIB CTI INDUSTRIES CORP US1259613008

CTIC CTI BioPharma Corp US12648L6011

CTL CENTURYLINK Inc US1567001060

CTLT Catalent Inc US1488061029

CTMX CytomX Therapeutics Inc US23284F1057

CTO CONSOLIDATED-TOMOKA LAND CO. US2102261060

CTR ClearBridge Energy MLP Total R US18469Q1085

CTRE CareTrust REIT Inc US14174T1079

CTRL CONTROL4 CORPORATION US21240D1072

CTRN CITI TRENDS Inc US17306X1028

CTRP CTRIP.COM INTERNATIONAL Ltd. US22943F1003

CTRV CONTRAVIR PHARMACEUTICALS Inc COMMON STOCK US21234W2026

CTS CTS CORPORATION US1265011056

CTSH Cognizant Technology Solutions US1924461023

CTSO CytoSorbents Corp US23283X2062

CTT CatchMark Timber Trust Inc US14912Y2028

CTV QWEST CORPORATION 6.875% Notes DUE 2054 US74913G1058

CTWS CONNECTICUT WATER SERVICE INC US2077971016

CTXS CITRIX SYSTEMS INC US1773761002

CTY QWEST CORPORATION 6.125% Notes DUE 2053 US74913G6008

CUB CUBIC CORPORATION US2296691064

CUBA Herzfeld Caribbean Basin Fund US42804T1060

CUBE CUBESMART US2296631094

CUBI CUSTOMERS BANCORP INC US23204G1004

CUI CUI GLOBAL INC US1265762062

CUK Carnival PLC US14365C1036

CUO CONTINENTAL MATERIALS CORPORATION US2116153071

CUR NEURALSTEM Inc US64127R4011

CURE DIREXION DAILY HEALTHCARE BULL 3X SHARES US25459Y8764

CURO Curo Group Holdings Corp US23131L1070

CUT PowerShares MSCI Global Timber Portfolio US18383Q8794

CUTR CUTERA INC US2321091082

CUZ COUSINS PROPERTIES Inc US2227951066

CVA COVANTA HOLDING CORPORATION US22282E1029

CVBF CVB FINANCIAL CORP US1266001056

CVCO CAVCO INDUSTRIES Inc US1495681074

CVCY CENTRAL VALLEY COMMUNITY BNCP US1556851004

CVE CENOVUS ENERGY Inc CA15135U1093

CVEO Civeo Corp CA17878Y1088

CVG CONVERGYS CORPORATION US2124851062

CVGI COMMERCIAL VEHICLE GROUP Inc US2026081057

CVGW CALAVO GROWERS INC US1282461052

CVI CVR ENERGY Inc US12662P1084

CVIA Covia Holdings Corp US22305A1034

CVLT COMMAULT SYSTEMS Inc US2041661024

CVLY CODORUS VALLEY BANCORP INC US1920251048

CVM CEL-SCI Corp US1508376076

CVNA Carvana Co US1468691027

CVR CHICAGO RIVET & MACHINE CO. US1680881026

CVRR CVR REFINING LP US12663P1075

CVRS Corindus Vascular Robotics Inc US2187301096

CVS CVS HEALTH CORPORATION US1266501006

CVTI COVENANT TRANSPORTATION GROUP Inc US22284P1057

CVU CPI AEROSTRUCTURES Inc US1259193084

CVV CVD EQUIPMENT Corp US1266011030

CVX CHEVRON CORPORATION US1667641005

CVY PowerShares Zacks Multi-Asset Income Portfolio US18383M5067

CW CURTISS-WRIGHT Corp US2315611010

CWAY Coastway Bancorp Inc US1906321096

CWB SPDR BARCLAYS CONVERTIBLE SECURITIES ETF US78464A3591

CWBC COMMUNITY WEST BANCSHARES US2041571017

CWBR Cohbar Inc US19249J1097

CWCO Consolidated Water Co Ltd KYG237731073

CWH Camping World Holdings Inc US13462K1097

CWI SPDR MSCI ACWI EX-US ETF US78463X8487

CWST CASELLA WASTE SYSTEMS INC US1474481041

CWT CALIFORNIA WATER SERVICE US1307881029

CX Cemex SAB de CV US1512908898

CXDC China XD Plastics Co Ltd US16948F1075

CXE MFS High Income Municipal Trus US59318D1046

CXH MFS Investment Grade Municipal US59318B1089

CXO CONCHO RESOURCES Inc US20605P1012

CXP COLUMBIA PROPERTY TRUST Inc US1982872038

CXW CORRECTIONS CORPORATION OF AMERICA US21871N1019

CY CYPRESS SEMICONDUCTOR US2328061096

CYAD Celyad SA US1512052002

CYAN CYANOTECH CORP US2324373016

Page 19: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

CYB WisdomTree Chinese Yuan Strate US97717W1826

CYBE CYBEROPTICS CORP US2325171021

CYBR CYBERARK SOFTWARE Ltd. IL0011334468

CYCC Cyclacel Pharmaceuticals Inc US23254L4059

CYD China Yuchai International Ltd BMG210821051

CYH COMMUNITY HEALTH SYSTEMS Inc US2036681086

CYHHZ Community Health Systems Inc US2036681169

CYOU Changyou.com Ltd US15911M1071

CYRN CYREN Ltd IL0010832371

CYRX CryoPort Inc US2290503075

CYS CYS INVESTMENTS Inc US12673A1088

CYSpA CYS INVESTMENTS Inc 7.75% SERIES A CumULATIVE REDEEMABLE PREFERRED STOCK US12673A2078

CYSpB CYS INVESTMENTS Inc 7.50% SERIES B CumULATIVE REDEEMABLE PREFERRED STOCK $0.01 PAR VALUE US12673A3068

CYTK Cytokinetics Inc US23282W6057

CYTR CytRx Corp US2328286081

CYTX Cytori Therapeutics Inc US23283K4022

CZA PowerShares Zacks Mid-Cap Portfolio US18383M7204

CZFC CITIZENS FIRST CORP US17462Q1076

CZNC CITIZENS & NORTHERN CORPORATION US1729221069

CZR CAESARS ENTERTAINMENT CORPORATION US1276861036

CZWI CITIZENS COMMUNITY BANCORP Inc US1749031043

CZZ Cosan Ltd BMG253431073

D DOMINION RESOURCES Inc US25746U1097

DAC Danaos Corp MHY1968P1051

DAG DB Agriculture Double Long Exc US25154H5587

DAIO Data I/O Corp US2376901029

DAKT DAKTRONICS INC US2342641097

DAL DELTA AIR LINES Inc US2473617023

DAN DANA HOLDINGS Corp US2358252052

DAR DARLING INGREDIENTS Inc US2372661015

DARE Dare Bioscience Inc US23666P1012

DATA TABLEAU SOFTWARE Inc US87336U1051

DAVE FAMOUS DAVE'S OF AMERICA INC US3070681065

DAX Horizons DAX Germany ETF US44053G2075

DB Deutsche Bank AG DE0005140008

DBA PowerShares DB Agriculture Fund US73936B4086

DBAP Deutsche X-trackers MSCI AC As US2330518463

DBAW Deutsche X-trackers MSCI All W US2330518208

DBB POWERSHARES DB BASE METALS FUND US73936B7055

DBC POWERSHARES DB COMMODITY INDEX TRACKING FUND US73935S1050

DBD DIEBOLD INCORPORATED US2536511031

DBE POWERSHARES DB ENERGY FUND US73936B1017

DBEF Deutsche X-trackers MSCI EAFE US2330512003

DBEM Deutsche X-trackers MSCI Emerg US2330511013

DBEU Deutsche X-trackers MSCI Europ US2330518539

DBEZ Deutsche X-trackers MSCI Euroz US2330516970

DBGR Deutsche X-trackers MSCI Germa US2330514082

DBJP Deutsche X-trackers MSCI Japan US2330515071

DBKO Deutsche X-trackers MSCI South US2330518125

DBL DoubleLine Funds Trust - Doubl US2586231076

DBO POWERSHARES DB OIL FUND US73936B5075

DBP PowerShares DB Precious Metals Fund US73936B2007

DBS POWERSHARES DB SILVER FUND US73936B3096

DBUK Deutsche X-trackers MSCI Unite US2330518612

DBV PowerShares DB G10 Currency Harvest US73935Y1029

DBVT DBV Technologies SA US23306J1016

DBX Dropbox Inc US26210C1045

DCI DONALDSON COMPANY Inc US2576511099

DCIX Diana Containerships Inc MHY2069P5074

DCO DUCOMMUN INCORPORATED US2641471097

DCOM DIME COMMUNITY BANCSHARES US2539221083

DCP DCP Midstream LP US23311P1003

DCT DCT INDUSTRIAL TRUST Inc US2331532042

DDBI Legg Mason Developed EX-US Div US52468L1098

DDD 3D SYSTEMS CORP US88554D2053

DDE DOVER DOWNS GAMING & ENTERTAINMENT Inc US2600951048

DDEZ Wisdomtree Trust-Wisdomtree Dy US97717X2559

DDF DELAWARE INVESTMENTS DIVIDEND & Income FUND Inc US2459151039

DDG ProShares Short Oil & Gas US74347R2224

DDJP Wisdomtree Trust-Wisdomtree Dy US97717X2898

DDLS Wisdomtree Dynamic Currency He US97717X2716

DDM PROSHARES ULTRA DOW30 US74347R3057

DDP DB Commodity Short Exchange Tr US25154H4671

DDpA E.I. DU PONT DE NEMOURS AND COMPANY PREFERRED STOCK $3.50 SERIES US2635342080

DDpB E.I. DU PONT DE NEMOURS AND COMPANY PREFERRED STOCK $4.50 SERIES US2635343070

DDR DDR Corp US23317H1023

DDRpJ DDR CORP US23317H6071

DDRpK DDR Corp DEPOSITARY SHARES EACH REPRESENTING A 1/20 INTEREST IN A SHARE OF 6.250% CLASS K CumULATIV US23317H8051

DDS DILLARDS Inc US2540671011

DDT DILLARD'S CAPITAL TRUST I 7.50% CAPITAL SECURITIES US25406P2002

DDWM Wisdomtree Dynamic Currency He US97717X2633

DE DEERE & COMPANY US2441991054

Page 20: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

DEA Easterly Government Properties Inc US27616P1030

DECK DECKERS OUTDOOR CORP US2435371073

DEEF Deutsche X-trackers FTSE Devel US2330515154

DEF PowerShares Defensive Equity Portfolio US18383M8780

DEFA iShares Adaptive Currency Hedg US46435G6567

DEI DOUGLAS EMMETT Inc US25960P1093

DELT Delta Technology Holdings Ltd VGG8477B1058

DEM WisdomTree Emerging Markets Equity Income Fund US97717W3152

DEMG Deutsche X-trackers FTSE Emerg US2330514991

DENN DENNY'S CORP US24869P1049

DEO DIAGEO PLC US25243Q2057

DEPO DEPOMED Inc US2499081048

DERM Dermira Inc US24983L1044

DES WisdomTree US SmallCap Dividen US97717W6049

DESP Despegar.com Corp VGG273581030

DEST DESTINATION MATERNITY CORP US25065D1000

DEUS Deutsche X-trackers Russell 10 US2330514819

DEW WisdomTree Global High Dividen US97717W8771

DEWJ iShares Adaptive Currency Hedg US46435G6492

DEX Delaware Enhanced Global Divid US2460601071

DEZU iShares Adaptive Currency Hedg US46435G6641

DF DEAN FOODS COMPANY US2423702032

DFBG Differential Brands Group Inc US25374L1089

DFE WisdomTree Europe SmallCap Div US97717W8698

DFEN Direxion Daily Aerospace & Def US25460E6611

DFFN Diffusion Pharmaceuticals Inc US2537482067

DFIN Donnelley Financial Solutions US25787G1004

DFJ WisdomTree Japan SmallCap Divi US97717W8367

DFND Reality Shares DIVCON Dividend US75605A5048

DFP Flaherty & Crumrine Dynamic Pr US33848W1062

DFRG DEL FRISCO'S RESTAURANT GROUP Inc COMMON STOCK US2450771025

DFS Discover Financial Services US2547091080

DFVL iPath US Treasury 5-year Bull US06740P6503

DFVS iPath US Treasury 5-year Bear US06740P6438

DG DOLLAR GENERAL Corp US2566771059

DGAZ VelocityShares 3x Inverse Natu US22542D3733

DGICA DONEGAL GROUP INC US2577012014

DGICB DONEGAL GROUP INC US2577013004

DGII DIGI INTERNATIONAL INC US2537981027

DGL POWERSHARES DB GOLD FUND US73936B6065

DGLD VelocityShares 3x Inverse Gold US22542D6702

DGLY Digital Ally Inc US25382P2083

DGP DB Gold Double Long Exchange T US25154H7492

DGRE WisdomTree Emerging Markets Qu US97717W3236

DGRO iShares Core Dividend Growth E US46434V6213

DGRS WisdomTree U.S. SmallCap Quali US97717X6519

DGRW WisdomTree U.S. Quality Divide US97717X6691

DGS WisdomTree Emerging Markets Sm US97717W2816

DGSE DGSE COMPANIES Inc US23323G1067

DGT SPDR Global Dow ETF US78464A7063

DGX Quest Diagnostics US74834L1008

DGZ DB Gold Short Exchange Traded US25154H7310

DHCP Ditech Holding Corp US25501G1058

DHF Dreyfus High Yield Strategies US26200S1015

DHI D.R HORTON Inc US23331A1097

DHIL DIAMOND HILL INVESTMENT GROUP US25264R2076

DHR DANAHER CORPORATION US2358511028

DHS WisdomTree US High Dividend Fu US97717W2089

DHT DHT Holdings Inc MHY2065G1219

DHVW Diamond Hill Valuation-Weighte US26922A8751

DHX DHI Group Inc US23331S1006

DHY Credit Suisse High Yield Bond US22544F1030

DIA SPDR Dow Jones Industrial Aver US78467X1090

DIAX Nuveen Dow 30sm Dynamic Overwr US67075F1057

DIG ProShares Ultra Oil & Gas US74347R7199

DIM WisdomTree International MidCa US97717W7781

DIN DINEEQUITY Inc US2544231069

DIOD Diodes Inc US2545431015

DIS THE WALT DISNEY COMPANY US2546871060

DISCA DISCOVERY COMMUNICATIONS INC SERIES A US25470F1049

DISCB Discovery Communications Inc US25470F2039

DISCK DISCOVERY COMMUNICATIONS INC SERIES C US25470F3029

DISH DISH NETWORK Corp US25470M1099

DIT AMCON DISTRIBUTING CO. US02341Q2057

DIV Global SuperDividend US ETF US37950E2919

DIVA QuantShares Hedged Dividend In US3516808066

DIVY Reality Shares DIVS ETF US75605A1088

DJCI ETRACS Bloomberg Commodity Ind US9026416795

DJCO DAILY JOURNAL CORP US2339121046

DJD PowerShares Dow Jones Industrial Average Dividend Portfolio US18383M1751

DJP iPath Bloomberg Commodity Inde US06738C7781

DK DELEK US HOLDINGS Inc US24665A1034

Page 21: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

DKL DELEK LOGISTICS PARTNERS LP US24664T1034

DKS DICK'S SPORTING GOODS Inc US2533931026

DKT DEUTSCHE BANK CONTINGENT CAPITAL TRUST V 8.05% TRUST PFD. US25150L1089

DL China Distance Education Holdi US16944W1045

DLA DELTA APPAREL Inc US2473681037

DLB DOLBY LABORATORIES IncCLASS A US25659T1079

DLBS iPath US Treasury Long Bond Be US06740L4445

DLHC DLH HOLDINGS Corp US23335Q1004

DLN WisdomTree US LargeCap Dividen US97717W3079

DLNG Dynagas LNG Partners LP MHY2188B1083

DLPH Delphi Technologies PLC JE00BD85SC56

DLR DIGITAL REALTY TRUST Inc US2538681030

DLRpG DIGITAL REALTY TRUST Inc 5.875% SERIES G CumULATIVE REDEEMABLE PREFERRED STOCK $0.01 PAR VALUE US2538688894

DLRpH DIGITAL REALTY TRUST Inc 7.375% SERIES H CumULATIVE REDEEMABLE PREFERRED STOCK $0.01 PAR VALUE US2538688712

DLS WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND US97717W7609

DLTH Duluth Holdings Inc US26443V1017

DLTR DOLLAR TREE Inc US2567461080

DLX DELUXE CORPORATION US2480191012

DM Dominion Energy Midstream Part US2574541080

DMB DREYFUS Municipal BOND INFRASTRUCTURE FUND Inc US26203D1019

DMF Dreyfus Municipal Income Inc US26201R1023

DMLP DORCHESTER MINERALS LP US25820R1059

DMO Western Asset Mortgage Defined US95790B1098

DMPI DelMar Pharmaceuticals Inc US2470782077

DMRC DIGIMARC CORPORATION US25381B1017

DNB DUN & BRADSTREET CORP US26483E1001

DNBF DNB FINL CORP US2332371069

DNI DIVIDEND AND Income FUND US25538A2042

DNKN Dunkin' Brands Group Inc US2655041000

DNL WisdomTree Global ex-US Qualit US97717W8441

DNN Denison Mines Corp CA2483561072

DNO United States Short Oil Fund L US9126132052

DNOW NOW Inc US67011P1003

DNP DNP SELECT Income FUND Inc US23325P1049

DNR DENBURY RESOURCES Inc US2479162081

DO Diamond Offshore Drilling US25271C1027

DOC PHYSICIANS REALTY TRUST US71943U1043

DOD ELEMENTS Dogs of the Dow Linke US25153Q6585

DOG PROSHARES SHORT DOW30 US74347B2354

DOGZ Dogness International Corp VGG2788T1030

DOL WisdomTree International Large US97717W7948

DON WisdomTree US MidCap Dividend US97717W5058

DOO WisdomTree International Divid US97717W7864

DOOR Masonite International Corp CA5753851099

DORM DORMAN PRODUCTS Inc NEW US2582781009

DOV DOVER CORPORATION US2600031080

DOVA Dova Pharmaceuticals Inc US25985T1025

DOX AMDOCS LIMITED GB0022569080

DPG Duff & Phelps Global Utility I US26433C1053

DPK Direxion Daily Developed Marke US25459Y3559

DPLO DIPLOMAT PHARMACY Inc US25456K1016

DPS DR PEPPER SNAPPLE GROUP Inc US26138E1091

DPST Direxion Shares Etf Trust-Dire US25459Y1322

DPW DIGITAL POWER CORPORATION US2538621069

DPZ DOMINO'S PIZZA Inc US25754A2015

DQ Daqo New Energy Corp US23703Q2030

DRAD DIGIRAD CORPORATION US2538271097

DRD DRDGOLD Ltd US26152H3012

DRE DUKE REALTY Corp US2644115055

DRH DIAMONDROCK HOSPITALITY COMPANY US2527843013

DRI DARDEN RESTAURANTS Inc US2371941053

DRIO DarioHealth Corp US23725P1003

DRIP Direxion Daily S&P Oil & Gas E US25490K1253

DRN Direxion Daily Real Estate Bul US25459W7552

DRNA DICERNA PHARMACEUTICALS Inc US2530311081

DRQ DRIL-QUIP Inc US2620371045

DRR Market Vectors Double Short Eu US6174802800

DRRX DURECT CORP US2666051048

DRV Direxion Daily Real Estate Bea US25459Y3633

DRW WisdomTree Global ex-US Real E US97717W3319

DRYS DryShips Inc MHY2109Q7055

DS Drive Shack Inc US2620771004

DSE Duff & Phelps Select Energy ML US26433F1084

DSI iShares MSCI KLD 400 Social ET US4642885705

DSKE Daseke Inc US23753F1075

DSL DoubleLine Income Solutions Fu US2586221093

DSLV VelocityShares 3x Inverse Silv US22542D6546

DSM DREYFUS STRATEGIC Municipal BOND FUND Inc US26202F1075

DSPG DSP GROUP INC US23332B1061

DSS Document Security Systems Inc US25614T2006

DSU BlackRock Debt Strategies Fund US09255R2022

DSUM POWERSHARES CHINESE YUAN DIM SUM BOND PORTFOLIO US73937B7534

Page 22: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

DSW DSW INC CLASS A US23334L1026

DSWL Deswell Industries Inc VG2506391011

DSX Diana Shipping Inc MHY2066G1044

DSXpB DIANA SHIPPING INC 8.875% SERIES B CumULATIVE REDEEMABLE PERPETUAL PREFERRED SHARES $0.01 PAR VALUE MHY2066G1127

DTD WisdomTree US Total Dividend F US97717W1099

DTE DTE ENERGY COMPANY US2333311072

DTF DTF TAX-Free Income Inc US23334J1079

DTH WisdomTree International High US97717W8029

DTN WisdomTree US Dividend ex-Fina US97717W4069

DTO DB Crude Oil Double Short Exch US25154K8099

DTQ DTE ENERGY COMPANY 2012 SERIES C 5.25% JUNIOR SUBORDINATED DEBENTURES DUE 2062 US2333317012

DTRM Determine Inc US2506601077

DTUL iPath US Treasury 2-year Bull US06740L4692

DTUS iPath US Treasury 2-year Bear US06740L5194

DTYL iPath US Treasury 10-year Bull US06740L4932

DTYS iPath US Treasury 10-year Bear US06740L4510

DUC DUFF & PHELPS UTILITY & CORPORATE BOND TRUST US26432K1088

DUG ProShares UltraShort Oil & Gas US74348A5258

DUK Duke Energy US26441C2044

DUST Direxion Daily Gold Miners Ind US25490K1337

DVA DAVITA HEALTHCARE PARTNERS Inc US23918K1088

DVAX Dynavax Technologies Corp US2681582019

DVCR DIVERSICARE HEALTHCARE SERVICES INC US2551041013

DVD DOVER MOTORSPORTS US2601741075

DVEM Wisdomtree Emerging Markets Di US97717X2146

DVHL ETRACS Monthly Pay 2xLeveraged US90270L8596

DVMT Dell Technologies Inc Class V US24703L1035

DVN DEVON ENERGY CORPORATION US25179M1036

DVP ETF Series Solutions - Deep Va US26922A7019

DVY iShares Select Dividend ETF US4642871689

DVYA iShares Asia/Pacific Dividend US4642862936

DVYE iShares Emerging Markets Divid US4642863199

DVYL ETRACS Monthly Pay 2xLeveraged US90268G6070

DWAQ POWERSHARES DWA NASDAQ MOMENTUM PORTFOLIO US73935X2036

DWAS POWERSHARES DWA SMALLCAP MOMENTUM PORTFOLIO US73936Q7447

DWAT Arrow DWA Tactical ETF US0427657921

DWCH DATAWATCH CORP US2379172081

DWDP DowDuPont Inc US26078J1007

DWIN POWERSHARES DWA TACTICAL MULTI-ASSET Income PORTFOLIO US73937B3996

DWM WisdomTree International Equit US97717W7039

DWSN Dawson Geophysical Co US2393601008

DWT VelocityShares 3x Inverse Crud US17325E3099

DWTR POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO US73937B4986

DWX SPDR S&P International Dividen US78463X7729

DX DYNEX CAPITAL Inc US26817Q5062

DXB DEUTSCHE BANK CONTINGENT CAPITAL TRUST II 6.55% TRUST PREFERRED SECURITIES US25153X2080

DXC DXC Technology Co US23355L1061

DXCM DEXCOM Inc US2521311074

DXD ProShares UltraShort Dow30 US74348A5902

DXGE WisdomTree Germany Hedged Equi US97717W4481

DXJ WisdomTree Japan Hedged Equity US97717W8516

DXJF WisdomTree Japan Hedged Financ US97717W4630

DXJS WisdomTree Japan Hedged SmallC US97717W5215

DXLG DESTINATION XL GROUP Inc US25065K1043

DXpA DYNEX CAPITAL Inc 8.50% SERIES A CumULATIVE REDEEMABLE PREFERRED STOCK US26817Q7043

DXpB DYNEX CAPITAL Inc 7.625% SERIES B CumULATIVE REDEEMABLE PREFERRED STOCK US26817Q8033

DXPE DXP ENTERPRISES INC US2333774071

DXR DAXOR CORPORATION US2394671034

DXYN DIXIE GROUP INC US2555191004

DY DYCOM INDUSTRIES Inc US2674751019

DYB WisdomTree Dynamic Bearish U.S US97717X2971

DYLS WisdomTree Dynamic Long/Short US97717X3136

DYNT Dynatronics Corp US2681574016

DYSL DYNASIL CORP OF AMERICA US2681021000

DYY DB COMMODITY DOUBLE LONG ETN DUE APRIL 1 2038 US25154H4754

DZK DIREXION DAILY DEVELOPED MARKETS BULL 3X SHARES US25459W7891

DZZ DB GOLD DOUBLE SHORT ETN DUE FEBRUARY 15 2038 US25154H7567

E Eni SpA US26874R1086

EA Electronic Arts US2855121099

EAB FIRST MORTGAGE BONDS 4.90% SERIES DUE DECEMBER 1 2052 US29364D7619

EACQ Easterly Acquisition Corp US27616L1026

EAD Wells Fargo Income Opportuniti US94987B1052

EAE ENTERGY ARKANSAS Inc US29364D7536

EAF GrafTech International Ltd US3843135084

EARN ELLINGTON RESIDENTIAL MORTGAGE REIT US2885781078

EARS Auris Medical Holding AG CH0408330303

EAST Eastside Distilling Inc US2778023026

EAT BRINKER INTERNATIONAL Inc US1096411004

EBAY EBAY INC US2786421030

EBF ENNIS Inc US2933891028

EBIX EBIX INC US2787152063

EBMT EAGLE BANCORP MONTANA Inc US26942G1004

Page 23: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

EBND SPDR Bloomberg Barclays Emergi US78464A3914

EBS EMERGENT BIOSOLUTIONS Inc US29089Q1058

EBSB Meridian Bancorp Inc US58958U1034

EBTC ENTERPRISE BANCORP Inc US2936681095

EC Ecopetrol S.A. American Depositary Shares US2791581091

ECA Encana Corp CA2925051047

ECC Eagle Point Credit Co Inc US2698081013

ECF ELLSWORTH GROWTH AND Income FUND Ltd US2890741067

ECH iShares MSCI Chile Capped ETF US4642866408

ECHO ECHO GLOBAL LOGISTICS Inc US27875T1016

ECL ECOLAB Inc US2788651006

ECNS iShares MSCI China Small-Cap E US46429B2007

ECOL US ECOLOGY Inc US91732J1025

ECOM ChannelAdvisor Corp US1591791009

ECON Columbia Emerging Markets Cons US19762B5093

ECPG ENCORE CAPITAL GROUP Inc US2925541029

ECR Eclipse Resources Corp US27890G1004

ECT ECA Marcellus Trust I US26827L1098

ECYT ENDOCYTE Inc COMMON STOCK US29269A1025

ED CONSOLIDATED EDISON Inc US2091151041

EDAP EDAP TMS SA US2683111072

EDBI Legg Mason Emerging Markets Di US52468L2088

EDC DIREXION DAILY EMERGING MARKETS BULL 3X SHARES US25490K2814

EDD Morgan Stanley Emerging Market US6174771047

EDEN iShares MSCI Denmark Capped ET US46429B5232

EDF Stone Harbor Emerging Markets US86164T1079

EDGE Edge Therapeutics Inc US2798701098

EDGW EDGEWATER TECHNOLOGY INC US2803581022

EDI STONE HARBOR EMERGING MARKETS TOTAL Income FUND US86164W1009

EDIT Editas Medicine Inc US28106W1036

EDIV SPDR S&P Emerging Markets Divi US78463X5335

EDN Empresa Distribuidora Y Comerc US29244A1025

EDOG ALPS Emerging Sector Dividend US00162Q6686

EDOM WisdomTree Europe Domestic Eco US97717X3888

EDR Education Realty Trust Inc US28140H2031

EDU NEW ORIENTAL EDUCATION AND TECHNOLOGY GROUP Inc US6475811070

EDUC EDUCATIONAL DEVELOPMENT CORP US2814791057

EDV VANGUARD WORLD FUNDS EXTENDED DURATION ETF US9219107094

EDZ DIREXION DAILY EMERGING MARKETS BEAR 3X SHARES US25460E5472

EE EL PASO ELECTRIC COMPANY US2836778546

EEA European Equity Fund Inc/The US2987681028

EEFT EURONET WORLDWIDE INC US2987361092

EEH ELEMENTS SPECTRUM ETN US8702975041

EEI ECOLOGY AND ENVIRONMENT US2788781035

EELV PowerShares S&P Emerging Markets Low Volatility Portfolio US73937B6627

EEM ISHARES MSCI EMERGING MARKETS ETF US4642872349

EEMA iShares MSCI Emerging Markets US4642864262

EEMO PowerShares S&P Emerging Marke US46138E2899

EEMS iShares MSCI Emerging Markets US4642864759

EEMV iShares Edge MSCI Min Vol Emer US4642865335

EEP ENBRIDGE ENERGY PARTNERS US29250R1068

EEQ ENBRIDGE ENERGY MANAGEMENT L.L.C US29250X1037

EES WisdomTree US SmallCap Earning US97717W5629

EET ProShares Ultra MSCI Emerging US74347X3026

EEV ProShares UltraShort MSCI Emerging Markets US74347X5757

EEX Emerald Expositions Events Inc US29103B1008

EFA ISHARES MSCI EAFE ETF US4642874659

EFAD ProShares MSCI EAFE Dividend G US74347B8393

EFAV iShares Edge MSCI Min Vol EAFE US46429B6891

EFC ELLINGTON FINANCIAL LLC US2885223030

EFF Eaton Vance Floating-Rate Inco US2782841041

EFFE Global X JPMorgan Efficiente I US37950E1432

EFG ISHARES MSCI EAFE GROWTH ETF US4642888857

EFII ELECTRONICS FOR IMAGING US2860821022

EFNL iShares MSCI Finland Capped ET US46429B5158

EFO PROSHARES ULTRA MSCI EAFE US74347X5005

EFOI Energy Focus Inc US29268T3005

EFR Eaton Vance Senior Floating-Ra US27828Q1058

EFSC Enterprise Financial Services US2937121059

EFT Eaton Vance Floating-Rate Inco US2782791048

EFU ProShares UltraShort MSCI EAFE US74348A4756

EFV ISHARES MSCI EAFE VALUE ETF US4642888774

EFX EQUIFAX INCORPORATED US2944291051

EFZ ProShares Short MSCI EAFE US74347R3701

EGAN EGAIN CORPORATION US28225C8064

EGBN EAGLE BANCORP INC US2689481065

EGF BLACKROCK ENHANCED GOVERNMENT FUND Inc US09255K1088

EGHT 8X8 INC US2829141009

EGIF Eagle Growth & Income Opportun US26958J1051

EGL Engility Holdings Inc US29286C1071

EGLE Eagle Bulk Shipping Inc MHY2187A1432

EGLT EGALET CORPORATION US28226B1044

Page 24: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

EGN ENERGEN CORPORATION US29265N1081

EGO Eldorado Gold Corp CA2849021035

EGOV NIC INC US62914B1008

EGP EASTGROUP PROPERTIES Inc US2772761019

EGPT VanEck Vectors Egypt Index ETF US92189F7758

EGRX EAGLE PHARMACEUTICALS Inc US2697961082

EGY VAALCO ENERGY Inc US91851C2017

EHC HealthSouth Corp US29261A1007

EHI Western Asset Global High Inco US95766B1098

EHIC eHi Car Services Ltd US26853A1007

EHTH EHEALTH INC US28238P1093

EIA Eaton Vance California Municip US27828C1062

EIDO ISHARES MSCI INDONESIA ETF US46429B3096

EIG EMPLOYERS HOLDINGS Inc US2922181043

EIGI Endurance International Group US29272B1052

EIGR Eiger BioPharmaceuticals Inc US28249U1051

EIM Eaton Vance Municipal Bond Fun US27827X1019

EIO Eaton Vance Ohio Municipal Bon US27828L1061

EIP Eaton Vance Pennsylvania Munic US27828W1027

EIRL iShares MSCI Ireland Capped ET US46429B5075

EIS iShares MSCI Israel Capped ETF US4642866325

EIV Eaton Vance Municipal Bond Fun US27827K1097

EIX Edison International US2810201077

EKSO Ekso Bionics Holdings Inc US2826442020

EL The Estee Lauder Companies Inc US5184391044

ELD WisdomTree Emerging Markets Lo US97717X8671

ELEC Electrum Special Acquisition C VGG3105C1041

ELF elf Beauty Inc US26856L1035

ELGX ENDOLOGIX INC US29266S1069

ELJ ENTERGY LOUISIANA LLC FIRST MORTGAGE BONDS 5.25% SERIES DUE JULY 1 2052 US29364W5040

ELLI ELLIE MAE INC US28849P1003

ELLO Ellomay Capital Ltd IL0010826357

ELMD ELECTROMED INC US2854091087

ELON Echelon Corp US27874N3035

ELP Cia Paranaense de Energia US20441B4077

ELS EQUITY LIFESTYLE PROPERTIES Inc US29472R1086

ELSE ELECTRO-SENSORS INC US2852331022

ELTK Eltek Ltd IL0010828411

ELU ENTERGY LOUISIANA LLC FIRST MORTGAGE BONDS 4.70% SERIES DUE JUNE 1 2063 US29364W6030

ELVT Elevate Credit Inc US28621V1017

ELY CALLAWAY GOLF COMPANY US1311931042

EMAG VanEck Vectors Emerging Market US92189F4789

EMAN EMAGIN CORPORATION US29076N2062

EMB ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF US4642882819

EMBH iShares Interest Rate Hedged E US46431W8203

EMCB WisdomTree Emerging Markets Co US97717X7848

EMCF EMCLAIRE FINANCIAL CORP US2908281023

EMCG WisdomTree Emerging Markets Co US97717W5397

EMCI EMC INS GROUP INC US2686641091

EMD WESTERN ASSET EMERGING MARKETS Income FUND II Inc US95766A1016

EMDV ProShares MSCI Emerging Market US74347B8476

EME EMCOR GROUP INC US29084Q1004

EMES Emerge Energy Services LP US29102H1086

EMF Templeton Emerging Markets Fun US8801911012

EMFM Global X Next Emerging & Front US37950E2182

EMGF iShares Edge MSCI Multifactor US46434G8895

EMHY iShares Emerging Markets High Yield Bond ETF US4642862852

EMI Eaton Vance Michigan Municipal US27826D1063

EMIF iShares Emerging Markets Infra US4642882165

EMIH X-Trackers Emerging Markets Bo US2330517135

EMJ Eaton Vance New Jersey Municip US27828R1032

EMKR EMCORE Corp US2908462037

EML EASTERN COMPANY US2763171046

EMLC VanEck Vectors J.P. Morgan EM US92189F4946

EMLP First Trust North American Ene US33738D1019

EMMS Emmis Communications Corp US2915254005

EMN EASTMAN CHEMICAL COMPANY US2774321002

EMO ClearBridge Energy MLP Opportu US18469P1003

EMQQ Emerging Markets Internet and US3015058890

EMR EMERSON ELECTRIC CO. US2910111044

EMSH ProShares Short Term USD Emerg US74347B7064

EMTL SPDR DoubleLine Emerging Marke US78470P3091

ENBL Enable Midstream Partners LP US2924801002

ENDP Endo International PLC IE00BJ3V9050

ENFC Entegra Financial Corp US29363J1088

ENFR Alerian Energy Infrastructure US00162Q6769

ENG ENGLOBAL CORP US2933061069

ENIC Enel Chile SA US29278D1054

ENJ ENTERGY NEW ORLEANS Inc FIRST MORTGAGE BONDS 5.0% SERIES DUE DECEMBER 1 2052 US29364P5098

ENLC EnLink Midstream LLC US29336T1007

ENLK EnLink Midstream Partners LP US29336U1079

ENOR iShares MSCI Norway Capped ET US46429B4995

Page 25: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

ENPH ENPHASE ENERGY Inc US29355A1079

ENR Energizer Holdings Inc US29272W1099

ENS ENERSYS Inc US29275Y1029

ENSG THE ENSIGN GROUP Inc US29358P1012

ENSV Enservco Corp US29358Y1029

ENT GLOBAL EAGLE ENTERTAINMENT Inc US37951D1028

ENTA ENANTA PHARMACEUTICALS Inc US29251M1062

ENTG Entegris Inc US29362U1043

ENV ENVESTNET INC US29404K1060

ENVA ENOVA INTERNATIONAL Inc US29357K1034

ENX Eaton Vance New York Municipal US27827Y1091

ENY Guggenheim Canadian Energy Inc US18383Q6061

ENZ ENZO BIOCHEM Inc US2941001024

ENZL iShares MSCI New Zealand Cappe US4642891232

EOD Wells Fargo Global Dividend Op US94987C1036

EOG EOG RESOURCES Inc US26875P1012

EOI Eaton Vance Enhanced Equity In US2782741050

EOS Eaton Vance Enhanced Equity In US2782771081

EOT Eaton Vance National Municipal US27829L1052

EPAM EPAM SYSTEMS Inc US29414B1044

EPAY BOTTOMLINE TECHNOLOGIES INC US1013881065

EPC Edgewell Personal Care Co US28035Q1022

EPD ENTERPRISE PRODUCTS PARTNERS L.P. US2937921078

EPE EP ENERGY CORPORATION US2687851020

EPHE ISHARES MSCI PHILIPPINES ETF US46429B4086

EPI WisdomTree India Earnings Fund US97717W4226

EPM EVOLUTION PETROLEUM CORPORATION US30049A1079

EPOL iShares MSCI Poland Capped ETF US46429B6065

EPP iShares MSCI Pacific ex Japan US4642866655

EPpC EL PASO ENERGY CAPITAL TRUST I US2836782092

EPR EPR PROPERTIES US26884U1097

EPS WisdomTree US Earnings 500 Fun US97717W5884

EPU iShares MSCI All Peru Capped E US4642898427

EPV ProShares UltraShort FTSE Euro US74348A4343

EPZM EPIZYME Inc US29428V1044

EQAL Invesco Russell 1000 Equal Weight ETF US73937B5710

EQBK Equity Bancshares Inc US29460X1090

EQC Equity Commonwealth US2946281027

EQCpD EQUITY COMMONWEALTH 6 1/2% SERIES D CumULATIVE CONVERTIBLE PREFERRED SHARES US2946282017

EQFN Equitable Financial Corp US29448T1051

EQGP EQT GP Holdings LP US26885J1034

EQH AXA Equitable Holdings Inc US0545611057

EQIX EQUINIX INC US29444U7000

EQL ALPS EQUAL SECTOR WEIGHT ETF US00162Q2057

EQLT Alps Workplace Portfolio Fund US00162Q6504

EQM EQT MIDSTREAM PARTNERS LP US26885B1008

EQR Equity Residential US29476L1070

EQS EQUUS TOTAL RETURN Inc US2947661003

EQT EQT CORP US26884L1098

EQWL PowerShares Russell Top 200 Eq US73935X4503

EQWM Invesco Russell Midcap Equal Weight ETF US73935X4438

EQWS POWERSHARES RusselL 2000 EQUAL WEIGHT PORTFOLIO US73935X4354

ERA ERA GROUP Inc US26885G1094

ERC WELLS FARGO ADVANTAGE MULTI SECTOR Income FUND US94987D1019

ERF Enerplus Corp CA2927661025

ERH Wells Fargo Utilities and High US94987E1091

ERI Eldorado Resorts Inc US28470R1023

ERIC Telefonaktiebolaget LM Ericsso US2948216088

ERIE ERIE INDEMNITY CO US29530P1021

ERII ENERGY RECOVERY Inc US29270J1007

ERJ Embraer SA US29082A1079

EROS EROS INTERNATIONAL PLC IM00B86NL059

ERUS iShares MSCI Russia Capped ETF US46434G7988

ERX Direxion Daily Energy Bull 3X US25459W8881

ERY DIREXION DAILY ENERGY BEAR 3X SHARES US25459Y4540

ES Eversource Energy US30040W1080

ESBA Empire State Realty OP LP US2921021000

ESBK ELMIRA SAVINGS BANK ELMIRA NY US2896601026

ESCA ESCALADE INC US2960561049

ESE ESCO TECHNOLOGIES Inc US2963151046

ESEA Euroseas Ltd MHY235923098

ESES Eco-Stim Energy Solutions Inc US27888D1019

ESGR Enstar Group Ltd BMG3075P1014

ESIO ELECTRO SCIENTIFIC INDUSTRIES US2852291002

ESL ESTERLINE TECHNOLOGIES US2974251009

ESLT Elbit Systems Ltd IL0010811243

ESNC EnSync Inc US29359T1025

ESND Essendant Inc US2966891028

ESNT ESSENT GROUP Ltd BMG3198U1027

ESP ESPEY MFG. & ELECTRONICS CORP US2966501049

ESPR Esperion Therapeutics Inc New US29664W1053

ESQ Esquire Financial Holdings Inc US29667J1016

Page 26: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

ESRT EMPIRE STATE REALTY TRUST Inc US2921041065

ESRX Express Scripts US30219G1085

ESS ESSEX PROPERTY TRUST INC US2971781057

ESSA ESSA BANCORP Inc US29667D1046

ESTE Earthstone Energy Inc US27032D3044

ESV Ensco PLC GB00B4VLR192

ESXB Community Bankers Trust Corp US2036121067

ETB Eaton Vance Tax-Managed Buy-Wr US27828X1000

ETE ENERGY TRANSFER EQUITY L.P. US29273V1008

ETFC E*TRADE FINANCIAL CORPORATION US2692464017

ETG EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND Income FUND US27828S1015

ETH ETHAN ALLEN INTERIORS INC US2976021046

ETHO Etho Climate Leadership US ETF US26924G8886

ETJ Eaton Vance Risk-Managed Diver US27829G1067

ETM ENTERCOM COMMUNICATIONS US2936391000

ETN EATON CORP PLC IE00B8KQN827

ETO EATON VANCE TAX-ADVANTAGED GLOBAL DIV OPPOR FUND US27828U1060

ETP ENERGY TRANSFER PARTNERS L.P. US29278N1037

ETR ENTERGY CORPORATION US29364G1031

ETSY Etsy Inc US29786A1060

ETV Eaton Vance Tax-Managed Buy-Wr US27828Y1082

ETW Eaton Vance Tax Managed Global US27829C1053

ETX Eaton Vance Municipal Income 2 US27829U1051

ETY Eaton Vance Tax-Managed Divers US27828N1028

EUDG WisdomTree Europe Quality Divi US97717X6105

EUDV ProShares MSCI Europe Dividend US74347B5407

EUFN iShares MSCI Europe Financials Sector Index Fund US4642891802

EUFX ProShares Short Euro ETF US74347W7424

EUM ProShares Short MSCI Emerging US74347R3966

EUMV iShares Edge MSCI Min Vol Euro US46434V7203

EUO PROSHARES ULTRASHORT EURO US74347W8828

EURL Direxion Daily FTSE Europe Bul US25459Y2809

EURN Euronav NV BE0003816338

EUSA iShares MSCI USA Equal Weighte US4642866812

EUSC Wisdomtree Europe Hedged Small US97717X5529

EV EATON VANCE Corp US2782651036

EVA Enviva Partners LP US29414J1079

EVBG Everbridge Inc US29978A1043

EVBN EVANS BANCORP INC US29911Q2084

EVC ENTRAVISION COMMUNICATION US29382R1077

EVF Eaton Vance Senior Income Trus US27826S1033

EVFM Evofem Biosciences Inc US30048L1044

EVG Eaton Vance Short Duration Div US27828V1044

EVGBC Eaton Vance Global Income Buil US27830G8630

EVGN Evogene Ltd IL0011050551

EVH Evolent Health Inc US30050B1017

EVHC Envision Healthcare Corp US29414D1000

EVI ENVIROSTAR INC US29414M1009

EVJ Eaton Vance New Jersey Municip US27826V1061

EVK Ever-Glory International Group US2997662042

EVLMC Eaton Vance TABS 5 to 15 Year US27830Y8075

EVLO Evelo Biosciences Inc US2997341035

EVLV EVINE Live Inc US3004871055

EVM Eaton Vance California Municip US27828A1007

EVN Eaton Vance Municipal Income T US27826U1088

EVO Eaton Vance Ohio Municipal Inc US27826G1094

EVOK EVOKE PHARMA Inc US30049G1040

EVOL EVOLVING SYSTEMS Inc US30049R2094

EVOP Evo Payments Inc US26927E1047

EVP Eaton Vance Pennsylvania Munic US27826T1016

EVR EVERCORE PARTNERS Inc US29977A1051

EVRG Evergy Inc US30034W1062

EVRI Everi Holdings Inc US30034T1034

EVSTC Eaton Vance Stock NextShares US27830G6089

EVT Eaton Vance Tax-Advantaged Div US27828G1076

EVTC EVERTEC Inc PR30040P1032

EVV Eaton Vance Limited Duration I US27828H1059

EVX VanEck Vectors Environmental S US92189F3047

EVY Eaton Vance New York Municipal US27826W1045

EW EDWARDS LIFESCIENCES CORP US28176E1082

EWA iShares MSCI Australia ETF US4642861037

EWBC EAST-WEST BANCORP INC US27579R1041

EWC iShares MSCI Canada ETF US4642865095

EWD iShares MSCI Sweden Capped ETF US4642867562

EWEM PowerShare MSCI Emerging Markets Equal Country Weight Portfolio US78355W5360

EWG iShares MSCI Germany ETF US4642868065

EWGS iShares MSCI Germany Small-Cap US46429B4656

EWH ISHARES MSCI HONG KONG ETF US4642868719

EWI ISHARES MSCI ITALY CAPPED ETF US46434G8309

EWJ ISHARES MSCI JAPAN ETF US46434G8226

EWK iShares MSCI Belgium Capped ET US4642863017

EWL ISHARES MSCI SWITZERLAND CAPPED ETF US4642867497

Page 27: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

EWM iShares MSCI Malaysia ETF US46434G8143

EWMC PowerShares S&P MidCap 400 Equal Weight Portfolio US7393716805

EWN iShares MSCI Netherlands ETF US4642868149

EWO iShares MSCI Austria Capped ET US4642862027

EWP ISHARES MSCI SPAIN CAPPED ETF US4642867646

EWQ ISHARES MSCI FRANCE ETF US4642867075

EWRE PowerShares S&P 500 Equal Weight Real Estate Portfolio US78355W4868

EWS ISHARES MSCI SINGAPORE ETF US46434G7806

EWSC PowerShares S&P SmallCap 600 Equal Weight Portfolio US7393716565

EWT ISHARES MSCI TAIWAN ETF US46434G7723

EWU ISHARES MSCI UNITED KINGDOM ETF US46435G3341

EWUS iShares MSCI United Kingdom Sm US46429B4169

EWV ProShares UltraShort MSCI Japa US74348A4590

EWW iShares MSCI Mexico Capped ETF US4642868222

EWX SPDR S&P Emerging Markets Smal US78463X7562

EWY ISHARES MSCI SOUTH KOREA CAPPED ETF US4642867729

EWZ ISHARES MSCI BRAZIL CAPPED ETF US4642864007

EWZS iShares MSCI Brazil Small-Cap US4642891315

EXAS EXACT SCIENCES CORP US30063P1057

EXC EXELON CORPORATION US30161N1019

EXD Eaton Vance Tax-Advantaged Bon US27829M1036

EXEL EXELIXIS INC US30161Q1040

EXFO EXFO Inc CA3020461073

EXG Eaton Vance Tax-Managed Global US27829F1084

EXI ISHARES GLOBAL INDUSTRIALS ETF US4642887297

EXK Endeavour Silver Corp CA29258Y1034

EXLS EXLSERVICE HOLDINGS Inc US3020811044

EXP EAGLE MATERIALS Inc US26969P1084

EXPD EXPEDITORS INTERNATIONAL OF WASHINGTON Inc US3021301094

EXPE Expedia US30212P3038

EXPO EXPONENT INC US30214U1025

EXPR EXPRESS INC US30219E1038

EXR EXTRA SPACE STORAGE Inc US30225T1025

EXT WisdomTree US Total Earnings F US97717W5967

EXTN Exterran Corp US30227H1068

EXTR EXTREME NETWORKS US30226D1063

EYE National Vision Holdings Inc US63845R1077

EYEG EyeGate Pharmaceuticals Inc US30233M1071

EYES Second Sight Medical Products US81362J1007

EYPT EyePoint Pharmaceuticals Inc US30233G1004

EZA iShares MSCI South Africa ETF US4642867802

EZJ PROSHARES ULTRA MSCI JAPAN US74347X7084

EZM WisdomTree US MidCap Earnings US97717W5702

EZPW EZCORP INC US3023011063

EZU iShares MSCI EMU ETF US4642866085

F FORD MOTOR COMPANY US3453708600

FAB First Trust Multi Cap Value Al US33733C1080

FAD First Trust MultiCap Growth Al US33733F1012

FAF FIRST AMERICAN FINANCIAL CORPORATION US31847R1023

FALN iShares Fallen Angels USD Bond US46435G4745

FAM First Trust Aberdeen Global Op US3373191077

FAN FIRST TRUST GLOBAL WIND ENERGY ETF US33736G1067

FANG DIAMONDBACK ENERGY Inc US25278X1090

FANH Fanhua Inc US30712A1034

FARM FARMER BROS CO US3076751086

FARO FARO TECHNOLOGIES INC US3116421021

FAS Direxion Daily Financial Bull 3x Shares US25459Y6941

FAST FASTENAL CO US3119001044

FAT FAT Brands Inc US30258N1054

FATE FATE THERAPEUTICS Inc US31189P1021

FAUS First Trust Australia AlphaDEX US33737J2160

FAX ABERDEEN ASIA-PACIFIC Income FUND Inc US0030091070

FAZ DIREXION DAILY FINANCIAL BEAR 3X SHARES US25490K5395

FB FACEBOOK Inc CLASS A US30303M1027

FBC Flagstar Bancorp Inc US3379307057

FBGX FI Enhanced Large Cap Growth E US9026777808

FBHS FORTUNE BRANDS HOME & SECURITY Inc US34964C1062

FBIO Fortress Biotech Inc US34960Q1094

FBIZ FIRST BUSINESS FINANCIAL SERVICES Inc US3193901002

FBK FB Financial Corp US30257X1046

FBM Foundation Building Materials US3503921062

FBMS FIRST BANCSHARES Inc US3189161033

FBNC FIRST BANCORP/NC US3189101062

FBND FIDELITY TOTAL BOND ETF US3161883091

FBNK FIRST CONNECTICUT BANCORP Inc US3198501039

FBP First BanCorp/Puerto Rico PR3186727065

FBR FIBRIA CELULOSE S.A. US31573A1097

FBSS FAUQUIER BANKSHARES INC US3120591082

FBT First Trust NYSE Arca Biotechn US33733E2037

FBZ First Trust Brazil AlphaDEX Fu US33737J1337

FC FRANKLIN COVEY COMPANY US3534691098

FCA First Trust China AlphaDEX Fun US33737J1410

Page 28: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

FCAN First Trust Canada AlphaDEX Fu US33737J2087

FCAP FIRST CAPITAL INC US31942S1042

FCAU Fiat Chrysler Automobiles NV NL0010877643

FCB FCB Financial Holdings Inc US30255G1031

FCBC FIRST COMMUNITY BANCSHARES INC US31983A1034

FCCO FIRST COMMUNITY CORP US3198351047

FCCY 1ST CONSTITUTION BANCORP US31986N1028

FCEL FuelCell Energy, Inc. US35952H5028

FCF FIRST COMMONWEALTH FINANCIAL CORPORATION US3198291078

FCFS FirstCash Inc US33767D1054

FCG First Trust Natural Gas ETF US33733E8075

FCN FTI CONSULTING Inc US3029411093

FCNCA FIRST CITIZENS BANCSHARES INC US31946M1036

FCO Aberdeen Global Income Fund In US0030131090

FCOM Fidelity MSCI Telecommunicatio US3160928731

FCOR FIDELITY CORPORATE BOND ETF US3161881012

FCPT Four Corners Property Trust In US35086T1097

FCRE FC Global Realty Inc US30258F1021

FCSC FIBROCELL SCIENCE Inc US3157214079

FCT FIRST TRUST SENIOR FLOATING RATE Income FUND II US33733U1088

FCVT First Trust Exchange Traded Fu US33739Q5071

FCX FreePORT-MCMORAN Inc US35671D8570

FDBC Fidelity D&D Bancorp Inc US31609R1005

FDC First Data Corp US32008D1063

FDD First Trust STOXX European Sel US33735T1097

FDEF FIRST DEFIANCE FINANCIAL CORP US32006W1062

FDEU First Trust Dynamic Europe Equ US33740D1072

FDIS Fidelity MSCI Consumer Discret US3160922049

FDIV First Trust Strategic Income E US33739Q3092

FDL First Trust Morningstar Divide US3369171091

FDM First Trust Dow Jones Select M US33718M1053

FDN First Trust Dow Jones Internet US33733E3027

FDP FRESH DEL MONTE PRODUCE Inc KYG367381053

FDS FACTSET RESEARCH SYSTEMS US3030751057

FDT First Trust Developed Markets US33737J1741

FDTS First Trust Developed Markets US33737J4067

FDUS FIDUS INVESTMENT Corp US3165001070

FDX FEDEX CORPORATION US31428X1063

FE FirstEnergy Corp US3379321074

FEDU Four Seasons Education Cayman US35101A1016

FEEU FI Enhanced Europe 50 ETN US06742C1291

FEI First Trust MLP and Energy Inc US33739B1044

FEIM FREQUENCY ELECTRONICS Inc US3580101067

FELE FRANKLIN ELECTRIC CO INC US3535141028

FELP FORESIGHT ENERGY PARTNERS LP US34552U1043

FEM First Trust Emerging Markets A US33737J1824

FEMB First Trust Emerging Markets L US33739P2020

FEMS First Trust Emerging Markets S US33737J3077

FEN First Trust Energy Income and US33738G1040

FENG Phoenix New Media Ltd US71910C1036

FENY FIDELITY MSCI ENERGY INDEX ETF US3160924029

FEO FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND US33731K1025

FEP First Trust Europe AlphaDEX Fu US33737J1170

FET FORUM ENERGY TECHNOLOGIES Inc US34984V1008

FEU SPDR STOXX Europe 50 ETF US78463X1037

FEUZ First Trust Eurozone AlphaDEX US33737J5056

FEX First Trust Large Cap Core Alp US33734K1097

FEYE FIREEYE Inc US31816Q1013

FEZ SPDR EURO STOXX 50 ETF US78463X2027

FF FutureFuel Corp US36116M1062

FFA FIRST TRUST ENHANCED EQUITY Income FUND. US3373181094

FFBC FIRST FINANCIAL BANCORP US3202091092

FFBCW First Financial Bancorp US3202091175

FFC Flaherty & Crumrine Preferred US3384781007

FFG FBL FINANCIAL GROUP US30239F1066

FFHL Fuwei Films Holdings Co Ltd KYG3704F1101

FFIC FLUSHING FINANCIAL CORP US3438731057

FFIN FIRST FINANCIAL BANKSHARES INC US32020R1095

FFIV F5 NETWORKS INC US3156161024

FFKT FARMERS CAPITAL BANK CORP US3095621062

FFNW FIRST FINANCIAL NORTHWEST INC US32022K1025

FFR First Trust FTSE EPRA/NAREIT D US33736N1019

FFTY Innovator IBD 50 ETF US45782C1027

FFWM First Foundation Inc US32026V1044

FG FGL Holdings KYG3402M1024

FGB First Trust Specialty Finance US33733G1094

FGBI First Guaranty Bancshares Inc US32043P1066

FGD First Trust DJ Global Select D US33734X2009

FGEN FibroGen Inc US31572Q8087

FGM First Trust Germany AlphaDEX F US33737J1907

FGP Ferrellgas Partners LP US3152931008

FHB First Hawaiian Inc US32051X1081

Page 29: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

FHK First Trust Hong Kong AlphaDEX US33737J2400

FHLC Fidelity MSCI Health Care Inde US3160926008

FHN FIRST HORIZON NATIONAL CORPORATION US3205171057

FHNpA FIRST HORIZON NATIONAL CORPORATION DEPOSITARY SHARES EACH REPRESENTING A 1/4000TH INTEREST IN A SHA US3205172048

FHY First Trust Strategic High Inc US3373533047

FI Frank's International NV NL0010556684

FIBK FIRST INTERSTATE BANCSYSTEMS INC CLASS A US32055Y2019

FICO FAIR ISAAC CORPORATION US3032501047

FIDU Fidelity MSCI Industrials Inde US3160927097

FIEG FI Enhanced Global High Yield US25155L2934

FIEU CS FI Enhanced Europe 50 ETN US22542D1000

FIF First Trust Energy Infrastruct US33738C1036

FIGY FI Enhanced Global High Yield US06742C1523

FIHD FI Enhanced Global High Yield US90274D2181

FII FEDERATED INVESTORS Inc US3142111034

FILL iShares MSCI Global Energy Pro US4642863439

FINL FINISH LINE US3179231002

FINU ProShares UltraPro Financial S US74348A5829

FINX Global X FinTech ETF US37954Y8140

FINZ ProShares UltraPro Short Finan US74348A1869

FIS FIDELITY NATIONAL INFORMATION SERVICES Inc US31620M1062

FISI FINANCIAL INSTITUTIONS INC US3175854047

FISK Empire State Realty OP LP US2921023089

FISV FISERV INC US3377381088

FIT Fitbit Inc US33812L1026

FITB Fifth Third Bancorp US3167731005

FITBI FIFTH THIRD BANCORP DEPOSITARY SHARES US3167736053

FIVE Five Below Inc US33829M1018

FIVN Five9 Inc US3383071012

FIW First Trust Water ETF US33733B1008

FIX COMFORT SYSTEMS USA Inc US1999081045

FIXX Homology Medicines Inc US4380831077

FIZZ NATIONAL BEVERAGE Corp US6350171061

FJP First Trust Japan AlphaDEX Fun US33737J1584

FKO First Trust South Korea AlphaD US33737J1667

FKU First Trust United Kingdom Alp US33737J2244

FL FOOT LOCKER Inc US3448491049

FLAG WeatherStorm Forensic Accounti US3015054006

FLAT iPath US Treasury Flattener ET US06740L4858

FLC Flaherty & Crumrine Total Retu US3384791089

FLDM Fluidigm Corp US34385P1084

FLEX FLEXTRONICS INTERNATIONAL Ltd SG9999000020

FLGE Credit Suisse FI Large Cap Gro US22542D4236

FLGT Fulgent Genetics Inc US3596641098

FLIC FIRST OF LONG ISLAND CORP/THE US3207341062

FLIR FLIR SYSTEMS INC US3024451011

FLKS Flex Pharma Inc US33938A1051

FLL FULL HOUSE RESORTS Inc US3596781092

FLM First Trust Global Engineering US33736M1036

FLN First Trust Latin America Alph US33737J1253

FLO FLOWERS FOODS Inc US3434981011

FLOT ISHARES FLOATING RATE BOND ETF US46429B6552

FLOW SPX FLOW Inc US78469X1072

FLR FLUOR CORPORATION US3434121022

FLRN SPDR Bloomberg Barclays Invest US78468R2004

FLRT Pacific Asset Enhanced Floatin US00768Y5942

FLS FLOWSERVE CORPORATION US34354P1057

FLT FLEETCOR TECHNOLOGIES Inc US3390411052

FLTB Fidelity Ltd Term Bond ETF US3161882002

FLTR VANECK VECTORS INVESTMENT GRADE FLOATING RATE ETF US92189F4862

FLWS 1-800-FLOWERS.COM INC US68243Q1067

FLXN FLEXION THERAPEUTICS Inc US33938J1060

FLXS FLEXSTEEL INDUSTRIES US3393821034

FLY Fly Leasing Ltd US34407D1090

FM iShares MSCI Frontier 100 ETF US4642861458

FMAO Farmers & Merchants Bancorp In US30779N1054

FMAT Fidelity MSCI Materials Index US3160928814

FMB First Trust Managed Municipal US33739N1081

FMBH First Mid-Illinois Bancshares US3208661062

FMBI FIRST MIDWEST BANCORP INC/IL US3208671046

FMC FMC CORPORATION US3024913036

FMF First Trust Morningstar Manage US33739G1031

FMI FOUNDATION MEDICINE Inc US3504651007

FMK First Trust Mega Cap AlphaDEX US33737M5085

FMN Federated Premier Municipal In US31423P1084

FMNB FARMERS NATL BANC CORP OH US3096271073

FMO Fiduciary/Claymore MLP Opportu US31647Q1067

FMS Fresenius Medical Care AG & Co US3580291066

FMX FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. US3444191064

FMY First Trust Mortgage Income Fu US33734E1038

FN Fabrinet KYG3323L1005

FNB F.N.B. CORP US3025201019

Page 30: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

FNBG FNB Bancorp/CA US3025151016

FNBpE F.N.B. CORPORATION REPRESENTING A 1/40TH INTEREST IN A SHARE OF FIXED-TO-FLOATING RATE NON-CumULATI US30255P1030

FNCB FNCB Bancorp Inc US3025781093

FNCL Fidelity MSCI Financials Index US3160925018

FND Floor & Decor Holdings Inc US3397501012

FNDA Schwab Fundamental U.S. Small US8085247638

FNDB Schwab Fundamental U.S. Broad US8085247893

FNDC Schwab Fundamental Internation US8085247489

FNDE Schwab Fundamental Emerging Ma US8085247307

FNDF Schwab Fundamental Internation US8085247554

FNDX Schwab Fundamental U.S. Large US8085247711

FNF FNF Group US31620R3030

FNGN FINANCIAL ENGINES Inc US3174851002

FNGU BMO REX MicroSectors FANG Inde US0636798722

FNHC FEDERATED NATIONAL HOLDING COMPANY US31422T1016

FNI First Trust Chindia ETF US33733A1025

FNJN Finjan Holdings Inc US31788H3030

FNK First Trust Mid Cap Value Alph US33737M2017

FNLC FIRST BANCORP Inc (ME) US31866P1021

FNSR FINISAR CORP US31787A5074

FNWB First Northwest Bancorp US3358341077

FNX First Trust Mid Cap Core Alpha US33735B1089

FNY First Trust Mid Cap Growth Alp US33737M1027

FOE FERRO CORPORATION US3154051003

FOF Cohen & Steers Closed-End Oppo US19248P1066

FOLD AMICUS THERAPEUTICS INC US03152W1099

FOMX Foamix Pharmaceuticals Ltd IL0011334385

FONE First Trust NASDAQ Smartphone US33737K1060

FONR FONAR CORPORATION US3444374058

FOR FORESTAR GROUP Inc US3462321015

FORD FORWARD INDUSTRIES INC-N Y US3498623004

FORK Fuling Global Inc KYG3729B1023

FORM FORMFACTOR Inc US3463751087

FORR FORRESTER RESEARCH INC US3465631097

FORTY Formula Systems 1985 Ltd US3464141056

FOSL Fossil Group US34988V1061

FOX Twenty-First Century Fox Inc US90130A2006

FOXA TWENTY-FIRST CENTURY FOX Inc CLASS A US90130A1016

FOXF FOX FACTORY HOLDING Corp COMMON STOCK US35138V1026

FPA First Trust Asia Pacific ex-Ja US33737J1097

FPAY FlexShopper Inc US33939J3032

FPE First Trust Preferred Securiti US33739E1082

FPF First Trust Intermediate Durat US33718W1036

FPH Five Point Holdings LLC US33833Q1067

FPI Farmland Partners Inc US31154R1095

FPL First Trust New Opportunities US33739M1009

FPRX FIVE PRIME THERAPEUTICS Inc US33830X1046

FPX First Trust US Equity Opportun US3369201039

FPXI First Trust International IPO US33734X8535

FR FIRST INDUSTRIAL REALTY TRUST Inc US32054K1034

FRA BLACKROCK FLOATING RATE Income STRATEGIES FUND Inc US09255X1000

FRAC Keane Group Inc US48669A1088

FRAK VanEck Vectors Unconventional US92189F6685

FRAN FRANCESCA'S HOLDINGS CORP US3517931040

FRBA FIRST BANK US31931U1025

FRBK REPUBLIC FIRST BANCORP INC US7604161072

FRC FIRST REPUBLIC BANK US33616C1009

FRCpD FIRST REPUBLIC BANK DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF 5.50% NONCu US33616C8863

FRCpE FIRST REPUBLIC BANK DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF 7.00% NONCu US33616C8608

FRD FRIEDMAN INDUSTRIES INC US3584351056

FRED FRED'S INC US3561081007

FREL Fidelity MSCI Real Estate Inde US3160928574

FRGI FIESTA RESTAURANT GROUP Inc US31660B1017

FRI First Trust S&P REIT Index Fun US33734G1085

FRME FIRST MERCHANTS CORP US3208171096

FRN PowerShares Frontier Markets Portfolio US18383Q8380

FRO Frontline Ltd/Bermuda BMG3682E1921

FRPH FRP Holdings Inc US30292L1070

FRPT Freshpet Inc US3580391056

FRSH PAPA MURPHY'S HOLDINGS INC US6988141007

FRT Federal Realty Investment Trus US3137472060

FRTA Forterra Inc US34960W1062

FSB Franklin Financial Network Inc US35352P1049

FSBC FSB Bancorp Inc/NY US30289C1027

FSBW FS BANCORP Inc COMMON STOCK US30263Y1047

FSCT ForeScout Technologies Inc US34553D1019

FSD First Trust High Income Long/S US33738E1091

FSFG FIRST SAVINGS FINANCIAL GROUP INC US33621E1091

FSI Flexible Solutions Internation US33938T1043

FSIC FS INVESTMENT CORP US3026351078

FSLR FIRST SOLAR Inc US3364331070

FSNN Fusion Connect Inc US36116X1028

Page 31: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

FSP FRANKLIN STREET PROPERTIES CORP US35471R1068

FSS FEDERAL SIGNAL Corp US3138551086

FSTA Fidelity MSCI Consumer Staples US3160923039

FSTR FOSTER (LB) CO US3500601097

FSZ First Trust Switzerland AlphaD US33737J2327

FT Franklin Universal Trust US3551451038

FTA First Trust Large Cap Value Al US33735J1016

FTAG First Trust Indxx Global Agric US33734X8121

FTAI Fortress Transportation & Infr US34960P1012

FTC First Trust Large Cap Growth A US33735K1088

FTCS First Trust Capital Strength E US33733E1047

FTD FTD COMPANIES Inc COMMON STOCK US30281V1089

FTEC Fidelity MSCI Information Tech US3160928087

FTEK FUEL TECH Inc US3595231073

FTF Franklin Limited Duration Inco US35472T1016

FTFT Future FinTech Group Inc US36117V1052

FTGC First Trust Global Tactical Co US33739H1014

FTHI FTHI/First Trust Exchange-Trad US33738R3084

FTI FMC TECHNOLOGIES Inc GB00BDSFG982

FTK FLOTEK INDUSTRIES Inc US3433891021

FTLB First Trust Exchange-Traded Fu US33738R4074

FTLS First Trust Exchange-Traded Fu US33739P1030

FTNT FORTINET INC US34959E1091

FTNW FTE Networks Inc US30283R4020

FTR FRONTIER COMMUNICATIONS Corp US35906A3068

FTRI First Trust Indxx Global Natur US33734X8386

FTSD Franklin Liberty Short Duratio US3535061085

FTSI FTS International Inc US30283W1045

FTSL First Trust Senior Loan ETF US33738D3098

FTSM First Trust Enhanced Short Mat US33739Q4082

FTV Fortive Corp US34959J1088

FTXL First Trust Nasdaq Semiconduct US33738R8117

FUD ETRACS CMCI Food Total Return US9026417371

FUE ELEMENTS Linked to the MLCX Bi US8702971990

FUL H.B. FULLER COMPANY US3596941068

FULT FULTON FINANCIAL CORP US3602711000

FUN CEDAR FAIR L.P. US1501851067

FUNC FIRST UNITED CORP US33741H1077

FUND Sprott Focus Trust Inc US85208J1097

FUT ProShares Managed Futures Stra US74347B5324

FUTY Fidelity MSCI Utilities Index US3160928657

FV First Trust Dorsey Wright Focu US33738R6053

FVC First Trust Dorsey Wright Dyna US33738R8786

FVD First Trust Value Line Dividen US33734H1068

FVE FIVE STAR QUALITY CARE Inc US33832D1063

FVL First Trust Value Line 100 Exc US33735G1076

FWDB MADRONA GLOBAL BOND ETF US00768Y8342

FWDD MADRONA DOMESTIC ETF US00768Y8599

FWDI MADRONA INTERNATIONAL ETF US00768Y8425

FWONA Liberty Media Corp-Liberty For US5312298707

FWONK Liberty Media Corp-Liberty For US5312298541

FWP Forward Pharma A/S US34986J1051

FWRD FORWARD AIR CORP US3498531017

FXA Guggenheim CurrencyShares Australian Dollar Trust US23129U1016

FXB Guggenheim CurrencyShares British Pound Sterling Trust US23129S1069

FXC Guggenheim CurrencyShares Canadian Dollar Trust US23129X1054

FXCH Guggenheim CurrencyShares Chinese Renminbi Trust US23131C1071

FXD First Trust Consumer Discretio US33734X1019

FXE Guggenheim CurrencyShares Euro Currency Trust US23130C1080

FXF Guggenheim CurrencyShares Swiss Franc Trust US23129V1098

FXG First Trust Consumer Staples A US33734X1191

FXH First Trust Health Care AlphaD US33734X1431

FXI ISHARES CHINA LARGE-CAP ETF US4642871846

FXL First Trust Technology AlphaDE US33734X1761

FXN First Trust Energy AlphaDEX Fu US33734X1274

FXO First Trust Financial AlphaDEX US33734X1357

FXP PROSHARES ULTRASHORT FTSE CHINA 50 OF PROSHARES TRUST US74347B2271

FXR First Trust Industrials/Produc US33734X1506

FXS Guggenheim CurrencyShares Swedish Krona Trust US23129R1086

FXSG Guggenheim CurrencyShares Singapore Dollar Trust ETF US23130K1007

FXU First Trust Utilities AlphaDEX US33734X1845

FXY Guggenheim CurrencyShares Japanese Yen Trust US23130A1025

FXZ First Trust Materials AlphaDEX US33734X1688

FYC First Trust Small Cap Growth A US33737M3007

FYLD Cambria Foreign Shareholder Yi US1320613003

FYT First Trust Small Cap Value Al US33737M4096

FYX First Trust Small Cap Core Alp US33734Y1091

G GENPACT LIMITED BMG3922B1072

GAA Cambria Global Asset Allocatio US1320616071

GAB THE GABELLI EQUITY TRUST Inc US3623971013

GABC GERMAN AMERICAN BANCORP Inc US3738651047

GABpD THE GABELLI EQUITY TRUST Inc 5.875% SER D CumULATIVE PFD US3623977051

Page 32: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

GABpG THE GABELLI EQUITY TRUST Inc SERIES G CumULATIVE PREFERRED US3623971765

GABpH THE GABELLI EQUITY TRUST Inc 5.00% SERIES H CumULATIVE PREFERRED STOCK US3623978612

GAIA Gaia Inc US36269P1049

GAIN Gladstone Investment Corp US3765461070

GAINO GLADSTONE INVESTMENT CORPORATION 6.75% SERIES B CumULATIVE TERM PREFERRED STOCK US3765463050

GAL SPDR SSgA Global Allocation ET US78467V4005

GALT Galectin Therapeutics Inc US3632252025

GAM General American Investors Co US3688021043

GAMpB GENERAL AMERICAN INVESTORS COMPANY INC 5.95% CumUL PFD STOCK SER B US3688024013

GAMR Purefunds Video Game Tech Etf US26924G7060

GARD Reality Shares DIVCON Dividend US75605A6038

GARS GARRISON CAPITAL Inc US3665541039

GASL Direxion Daily Natural Gas Rel US25490K3499

GASS StealthGas Inc MHY816691064

GASX Direxion Daily Natural Gas Rel US25490K1170

GBAB GUGGENHEIM BUILD AMERICA BONDS MANAGED DURATION TRUST US4016641072

GBCI GLACIER BANCORP INC US37637Q1058

GBDC GOLUB CAPITAL BDC Inc US38173M1027

GBF iShares Government/Credit Bond US4642885960

GBL GAMCO INVESTORS Inc US3614381040

GBLI Global Indemnity Ltd KYG3933F1054

GBNK GUARANTY BANCORP US40075T6073

GBR NEW CONCEPT ENERGY INC US6436111065

GBT Global Blood Therapeutics Inc US37890U1088

GBX THE GREENBRIER COMPANIES Inc US3936571013

GCAP GAIN CAPITAL HOLDINGS Inc US36268W1009

GCBC GREENE COUNTY BANCORP INC US3943571071

GCC WisdomTree Continuous Commodit US97718W1080

GCE Claymore CEF GS Connect ETN US3622731046

GCI Gannett Co Inc US36473H1041

GCO GENESCO INC US3715321028

GCOW Pacer Global Cash Cows Dividen US69374H7098

GCP GCP Applied Technologies Inc US36164Y1010

GCV THE GABELLI CONVERTIBLE AND Income SECURITIES FUND Inc US36240B1098

GCVpB GABELLI CONVERTIBLE AND Income SECURITIES FUND SERIES 6.00% CumULATIVE US36240B3078

GCVRZ Sanofi US80105N1138

GD GENERAL DYNAMICS CORPORATION US3695501086

GDDY GoDaddy Inc US3802371076

GDEN Golden Entertainment Inc US3810131017

GDI Gardner Denver Holdings Inc US36555P1075

GDL GDL Fund/The US3615701048

GDLpB THE GDL FUND US3615703028

GDO Western Asset Global Corporate US95790C1071

GDOT GREEN DOT CORPORATION US39304D1028

GDS GDS Holdings Ltd US36165L1089

GDV Gabelli Dividend & Income Trus US36242H1041

GDVpA GABELLI DIVIDEND & Income TRUST 5.875% SER A US36242H2031

GDVpD THE GABELLI DIVIDEND & Income TRUST 6.00% SERIES D CumULATIVE PREFERRED SHARES US36242H5000

GDX Market Vectors Gold Miners ETF US92189F1066

GDXJ Market Vectors Junior Gold Miners ETF US92189F7915

GDXS Proshares Ultrashort Gold Mine US74348A1943

GDXX Proshares Trust-Proshares Ultr US74347B4822

GE GENERAL ELECTRIC COMPANY US3696041033

GEB GENERAL ELECTRIC CAPITAL CORPORATION 4.875% Notes DUE OCTOBER 15 2052 US3696224282

GEF GREIF Inc US3976241071

GEL GENESIS ENERGY L.P. US3719271047

GEM Goldman Sachs ActiveBeta Emerg US3814302069

GEMP Gemphire Therapeutics Inc US36870A1088

GEN Genesis Healthcare Inc US37185X1063

GENC GENCOR INDUSTRIES Inc US3686781085

GENE Genetic Technologies Ltd US37185R2085

GEO THE GEO GROUP Inc US36162J1060

GEOS Geospace Technologies Corp US37364X1090

GER Goldman Sachs MLP Energy and R US38148G1076

GERN GERON CORP US3741631036

GES GUESS? Inc US4016171054

GEVO Gevo Inc US3743964062

GEX VanEck Vectors Global Alternat US92189F5026

GF NEW GERMANY FUND INC US6444651060

GFA Gafisa SA US3626074005

GFED GUARANTY FEDERAL BANCSHARES IN US40108P1012

GFF GRIFFON CORP US3984331021

GFI Gold Fields Ltd US38059T1060

GFN GENERAL FINANCE CORPORATION US3698221013

GFNCP General Finance Corporation US3698225071

GFNSL GENERAL FINANCE CORPORATION SENIOR Notes DUE 2021 US3698227051

GFY Western Asset Variable Rate St US9576671088

GG GOLDCORP Inc CA3809564097

GGAL Grupo Financiero Galicia S.A. - American Depositary Shares, Class B Shares underlying US3999091008

GGB Gerdau SA US3737371050

GGG GRACO INC US3841091040

GGM Guggenheim Credit Allocation F US40168G1085

Page 33: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

GGN GAMCO Global Gold Natural Reso US36465A1097

GGNpB GAMCO GLOBAL GOLD NATURAL RESOURCES & Income TRUST 5.00% SERIES B US36465A3077

GGP GGP Inc. US36174X1019

GGPpA GENERAL GROWTH PROPERTIES Inc 6.375% SERIES A CumULATIVE REDEEMABLE PREFERRED STOCK US36174X2009

GGT THE GABELLI MULTIMEDIA TRUST Inc US36239Q1094

GGTpB GABELLI MULTIMEDIA TRUST Inc 6.00% SERIES B US36239Q3074

GGZ Gabelli Global Small and Mid C US36249W1045

GHC GRAHAM HOLDINGS COMPANY US3846371041

GHDX GENOMIC HEALTH Inc US37244C1018

GHII Guggenheim S&P High Income Inf US18383Q7218

GHL GREENHILL & CO. Inc US3952591044

GHM GRAHAM CORPORATION US3845561063

GHS REX Gold Hedged S&P 500 ETF US3015058635

GHY PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND INC US74433A1097

GHYG iShares Global High Yield Corp US4642861789

GIFI Gulf Island Fabrication Inc US4023071024

GIGM GigaMedia Ltd SG9999014831

GII SPDR S&P Global Infrastructure US78463X8552

GIII G-III APPAREL GROUP Ltd US36237H1014

GIL Gildan Activewear Inc CA3759161035

GILD GILEAD SCIENCES INC US3755581036

GILT Gilat Satellite Networks Ltd IL0010825102

GIM TEMPLETON GLOBAL Income FUND (DELAWARE) US8801981064

GIS GENERAL MILLS Inc US3703341046

GJV SYNTHETIC FIXED-Income SECURITIES Inc 7.00% FIXED RATE STRUCTURED REPACKAGED ASSET-BACKED TRUST SEC US8631172066

GKOS Glaukos Corp US3773221029

GLAD Gladstone Capital Corp US3765351008

GLBS Globus Maritime Ltd MHY272653087

GLBZ GLEN BURNIE BANCORP US3774071019

GLD SPDR GOLD TRUST SPDR GOLD SHARES US78463V1070

GLDD GREAT LAKES DREDGE & DOCK CORPORATION US3906071093

GLDI Credit Suisse X-Links Gold Sha US22542D4806

GLDW SPDR Long Dollar Gold Trust US98146B1044

GLF Gulfmark Offshore Inc US4026295059

GLL PROSHARES ULTRASHORT GOLD US74347W3951

GLMD Galmed Pharmaceuticals Ltd IL0011313900

GLNG Golar LNG Ltd BMG9456A1009

GLO Clough Global Opportunities Fu US18914E1064

GLOB Globant SA LU0974299876

GLOG GasLog Ltd BMG375851091

GLOP GasLog Partners LP MHY2687W1084

GLOW Glowpoint Inc US3798872012

GLP GLOBAL PARTNERS LP US37946R1095

GLPG Galapagos NV US36315X1019

GLPI Gaming and Leisure Properties US36467J1088

GLQ Clough Global Equity Fund US18914C1009

GLRE Greenlight Capital Re Ltd KYG4095J1094

GLT GLATFELTER US3773161043

GLTR ETFS Physical Precious Metal B US26922W1099

GLU Gabelli Global Utility & Incom US36242L1052

GLUpA THE GABELLI GLOBAL UTILITY & Income TRUST SERIES A US36242L2043

GLUU Glu Mobile Inc US3798901068

GLV Clough Global Dividend and Inc US18913Y1038

GLW CORNING INCORPORATED US2193501051

GLYC GLYCOMIMETICS Inc US38000Q1022

GM GENERAL MOTORS COMPANY US37045V1008

GME GAMESTOP Corp CLASS A US36467W1099

GMED GLOBUS MEDICAL INC US3795772082

GMF SPDR S&P Emerging Asia Pacific ETF US78463X3017

GMLP Golar LNG Partners LP MHY2745C1021

GMO GENERAL MOLY Inc US3703731022

GMOM CAMBRIA GLOBAL MOMENTUM ETF US1320615081

GMRE Global Medical REIT Inc US37954A2042

GMS GMS Inc US36251C1036

GMZ Goldman Sachs MLP Income Oppor US38147W1036

GNBC GREEN BANCORP INC US39260X1000

GNC GNC Holdings Inc US36191G1076

GNCA GENOCEA BIOSCIENCES Inc US3724271040

GNE GENIE ENERGY Ltd US3722842081

GNEpA GENIE ENERGY Ltd. SERIES 2012-A PREFERRED STOCK $0.01 PAR VALUE US3722843071

GNL Global Net Lease Inc US3793782018

GNMA iShares GNMA Bond ETF US46429B3336

GNMK GENMARK DIAGNOSTICS Inc US3723091043

GNMX Aevi Genomic Medicine Inc US00835P1057

GNR SPDR S&P GLOBAL NATURAL RESOURCES ETF US78463X5418

GNRC GENERAC HOLDINGS INC US3687361044

GNRT Gener8 Maritime Inc MHY268891089

GNRX VanEck Vectors Generic Drugs E US92189F5778

GNT GAMCO Natural Resources Gold & US36465E1010

GNTX GENTEX CORP US3719011096

GNTY Guaranty Bancshares Inc/TX US4007641065

GNUS Genius Brands International In US37229T3014

Page 34: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

GNW GENWORTH FINANCIAL Inc US37247D1063

GOF Guggenheim Strategic Opportuni US40167F1012

GOGL Golden Ocean Group Ltd BMG396372051

GOGO GOGO Inc US38046C1099

GOL Gol Linhas Aereas Inteligentes US38045R2067

GOLD Randgold Resources Ltd US7523443098

GOLF Acushnet Holdings Corp US0050981085

GOOD GLADSTONE COMMERCIAL CORPORATION - REIT US3765361080

GOODP Gladstone Commercial Corporation US3765362070

GOOG Alphabet Inc. Class C US02079K1079

GOOGL Alphabet Inc. Class A US02079K3059

GOOS Canada Goose Holdings Inc CA1350861060

GORO GOLD RESOURCE CORPORATION COM STK US38068T1051

GOV GOVERNMENT PROPERTIES Income TRUST US38376A1034

GOVT iShares US Treasury Bond ETF US46429B2676

GPC GENUINE PARTS COMPANY US3724601055

GPI GROUP 1 AUTOMOTIVE Inc US3989051095

GPIC GAMING PARTNERS INTERNATIONAL CORPORATION US36467A1079

GPK GRAPHIC PACKAGING HOLDING COMPANY US3886891015

GPL Great Panther Silver Ltd CA39115V1013

GPM Guggenheim Enhanced Equity Inc US40167B1008

GPMT Granite Point Mortgage Trust I US38741L1070

GPN GLOBAL PAYMENTS Inc US37940X1028

GPOR GULFPORT ENERGY Corp US4026353049

GPP Green Plains Partners LP US3932211069

GPRE GREEN PLAINS Inc US3932221043

GPRK Geopark Ltd BMG383271050

GPRO GoPro Inc. US38268T1034

GPS THE GAP Inc US3647601083

GPT Gramercy Property Trust US3850023082

GPX GP STRATEGIES Corp US36225V1044

GQRE FlexShares Global Quality Real US33939L7872

GRA W.R GRACE & CO. US38388F1084

GRBK Green Brick Partners Inc US3927091013

GRC GORMAN-RUPP COMPANY US3830821043

GREK Global X MSCI Greece ETF US37950E3669

GRES IQ Global Resources ETF US45409B8836

GRF Eagle Capital Growth Fund Inc US2694511005

GRFS Grifols SA US3984384087

GRI Cohen & Steers Global Realty M US00162Q1067

GRID First Trust NASDAQ Clean Edge US33737A1088

GRIF GRIFFIN LAND & NURSERIES INC US3982311009

GRMN GARMIN Ltd CH0114405324

GROW US GLOBAL INVESTORS INC US9029521005

GRPN Groupon Inc US3994731079

GRU ELEMENTS Linked to the MLCX Gr US8702972154

GRUB GrubHub Inc. US4001101025

GRVY Gravity Co Ltd US38911N2062

GRX Gabelli Healthcare & WellnessR US36246K1034

GRXpA THE GABELLI HEALTHCARE & WELLNESS TRUST 5.76% SERIES A CumULATIVE PREFERRED SHARES US36246K2024

GRXpB THE GABELLI HEALTHCARE & WELLNESS TRUST 5.875% SERIES B CumULATIVE PREFERRED SHARES US36246K3014

GS GOLDMAN SACHS GROUP Inc US38141G1040

GSAT GLOBALSTAR INC US3789734080

GSB GLOBALSCAPE INC US37940G1094

GSBC GREAT SOUTHERN BANCORP INC US3909051076

GSBD Goldman Sachs BDC Inc US38147U1079

GSC GS Connect S&P GSCI Enhanced C US38144L8524

GSD WISDOMTREE GLOBAL SMALLCAP DIVIDEND FUND US68003W5094

GSEU Goldman Sachs ActiveBeta Europ US3814303059

GSG iShares S&P GSCI Commodity Ind US46428R1077

GSH Guangshen Railway Co Ltd US40065W1071

GSHTU Gores Holdings II Inc US3828672085

GSIE Goldman Sachs ActiveBeta Inter US3814301079

GSIT GSI TECHNOLOGY US36241U1060

GSJY Goldman Sachs ActiveBeta Japan US3814304040

GSK GLAXOSMITHKLINE PLC US37733W1053

GSKY GreenSky Inc US39572G1004

GSL Global Ship Lease Inc MHY271831056

GSLC Goldman Sachs ActiveBeta U.S. US3814305039

GSLpB GLOBAL SHIP LEASE Inc 8.75% SER B MHY271831213

GSM Ferroglobe PLC GB00BYW6GV68

GSP iPath GSCI Total Return Index US06738C7948

GSpA GOLDMAN SACHS GROUP Inc (THE) DEPOSITARY SHARES US38143Y6656

GSpB GOLDMAN SACHS GROUP DEPOSITARY SHARES (1/1000 INTEREST OF 6.2% NON-Cum. PRFRD. STOCK SERIES B) US38144X5005

GSpC GOLDMAN SACHS GROUP DEP. SHARES (1/1000 INT. OF FLOATING RATE NON-Cum. PRFRD. STK. SER C) US38144X6094

GSpD GOLDMAN SACHS GROUP Inc (EACH REPRESENTING 1/1000TH INTEREST IN A SHARE OF FLOATING RATE NON-CumULA US38144G8042

GSpJ GOLDMAN SACHS GROUP Inc 5.50% SER J US38145G3083

GSpK GOLDMAN SACHS GROUP Inc THE 6.375% US38148B1089

GSS Golden Star Resources Ltd CA38119T1049

GST GASTAR EXPLORATION Inc US36729W2026

GSTpA GASTAR EXPLORATION Inc 8.625% SERIES A CumULATIVE PREFERRED STOCK US36729P2074

GSTpB GASTAR EXPLORATION Inc 10.75% SERIES B CumULATIVE PREFERRED STOCK US36729P3064

Page 35: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

GSUM Gridsum Holding Inc US3981321009

GSVC GSV CAPITAL Corp US36191J1016

GSY PowerShares Ultra Short Duration Portfolio US18383M6545

GT GOODYEAR TIRE & RUBBER US3825501014

GTE Gran Tierra Energy Inc US38500T1016

GTES Gates Industrial Corp PLC GB00BD9G2S12

GTIM GOOD TIMES RESTAURANTS Inc US3821408792

GTLS CHART INDUSTRIES Inc US16115Q3083

GTN GRAY TELEVISION Inc US3893751061

GTO PowerShares Total Return Bond Portfolio US18385P7050

GTS Triple-S Management Corp PR8967491088

GTT GTT Communications Inc US3623931009

GTXI GTX Inc US40052B2079

GTY GETTY REALTY Corp US3742971092

GULF WisdomTree Middle East Dividen US97717X3052

GUNR FlexShares Global Upstream Nat US33939L4077

GURE Gulf Resources Inc US40251W3097

GURU GLOBAL X GURU INDEX ETF US37950E3412

GUSH Direxion Daily S&P Oil & Gas E US25490K3564

GUT Gabelli Utility Trust US36240A1016

GUTpA GABELLI UTILITY TRUST 5.625% SER A CumUL PFD SHS US36240A2006

GV GOLDFIELD CORPORATION US3813701055

GVA GRANITE CONSTRUCTION Inc US3873281071

GVAL CAMBRIA GLOBAL VALUE ETF US1320614092

GVI iShares Intermediate Governmen US4642886125

GVP GSE SYSTEMS Inc US36227K1060

GWB GREAT WESTERN BANCORP Inc US3914161043

GWGH GWG Holdings Inc US36192A1097

GWPH GW Pharmaceuticals Plc US36197T1034

GWR GENESEE & WYOMING Inc US3715591059

GWRE Guidewire Software Inc US40171V1008

GWRS Global Water Resources Inc US3794631024

GWW W.W. GRAINGER Inc US3848021040

GWX SPDR S&P International Small C US78463X8719

GXC SPDR S&P China ETF US78463X4007

GXF Global X FTSE Nordic Region ET US37950E1010

GXG GLOBAL X MSCI COLOMBIA ETF US37950E2000

GYB CORPORATE ASSET BACKED Corp CABCO TRUST 2004-101 GOLDMAN SACHS FLOAT US12679N2036

GYLD Arrow Dow Jones Global Yield E US04273H1041

GYRO Gyrodyne LLC US4038291047

GZT Gazit-Globe Ltd IL0001260111

H HYATT HOTELS CORPORATION US4485791028

HA HAWAIIAN HOLDINGS Inc US4198791018

HABT Habit Restaurants Inc/The US40449J1034

HACK ETFMG Prime Cyber Security ETF US26924G2012

HACV iShares Edge MSCI Min Vol Glob US4642891158

HACW iShares Currency Hedged MSCI A US46435G8548

HAE Haemonetics Corp US4050241003

HAFC HANMI FINANCIAL CORP US4104952043

HAHA CSOP China CSI 300 A-H Dynamic US12649L3033

HAIN HAIN CELESTIAL GRP DL-,01 US4052171000

HAIR Restoration Robotics Inc US76133C1036

HAL Halliburton Company US4062161017

HALL HALLMARK FINANCIAL SERVICES Inc US40624Q2030

HALO Halozyme Therapeutics Inc US40637H1095

HAO Guggenheim China Small Cap ETF US18383Q8539

HAP VanEck Vectors Natural Resourc US92189F8418

HAS HASBRO Inc US4180561072

HASI HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INC US41068X1000

HAUD iShares Currency Hedged MSCI A US46435G6070

HAWK Blackhawk Network Holdings Inc US09238E1047

HAWX iShares Currency Hedged MSCI A US46435G8472

HAYN HAYNES INTERNATIONAL Inc US4208772016

HBAN HUNTINGTON BANCSHARES INC US4461501045

HBANP Huntington Bancshares Incorporated US4461504015

HBB Hamilton Beach Brands Holding US40701T1043

HBCP HOME BANCORP Inc US43689E1073

HBI HANESBRANDS INC US4103451021

HBIO Harvard Bioscience Inc US4169061052

HBK HAMILTON BANCORP Inc COMMON STOCK US4070151067

HBM Hudbay Minerals Inc CA4436281022

HBMD HOWARD BANCORP Inc COMMON STOCK US4424961054

HBNC HORIZON BANCORP INDIANA US4404071049

HBP Huttig Building Products Inc US4484511047

HCA HCA HOLDINGS Inc US40412C1018

HCAC Hennessy Capital Acquisition C US42588L1052

HCAP Harvest Capital Credit Corp US41753F1093

HCC Warrior Met Coal Inc US93627C1018

HCCI HERITAGE-CRYSTAL CLEAN Inc US42726M1062

HCHC HC2 HOLDINGS Inc US4041391073

HCI HCI GROUP Inc US40416E1038

HCKT HACKETT GROUP INC (THE). US4046091090

Page 36: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

HCLP HI-CRUSH PARTNERS LP US4283371098

HCM Hutchison China MediTech Ltd US44842L1035

HCOM Hawaiian Telcom Holdco Inc US4200311060

HCP HCP Inc US40414L1098

HCSG HEALTHCARE SERVICES GROUP US4219061086

HD HOME DEPOT Inc US4370761029

HDAW Deutsche X-trackers MSCI All W US2330515980

HDB HDFC BANK LIMITED US40415F1012

HDEF Deutsche X-trackers MSCI EAFE US2330516301

HDG ProShares Hedge Replication ET US74347X2945

HDGE AdvisorShares Ranger Equity Be US00768Y8839

HDP Hortonworks Inc US4408941031

HDS HD Supply Holdings Inc US40416M1053

HDSN HUDSON TECHNOLOGIES INC US4441441098

HDV ISHARES CORE HIGH DIVIDEND ETF US46429B6636

HE Hawaiian Electric Industries I US4198701009

HEAR TURTLE BEACH CORPORATION COMMON STOCK US9004502061

HEB HEMISPHERX BIOPHARMA INC US42366C3016

HECO EcoLogical Strategy ETF US86280R2094

HEDJ WisdomTree Europe Hedged Equit US97717X7012

HEEM iShares Currency Hedged MSCI E US46434G5099

HEES H&E EQUIPMENT SERVICES Inc US4040301081

HEFA iShares Currency Hedged MSCI E US46434V8037

HEFV iShares Edge MSCI Min Vol EAFE US46435G7144

HEI HEICO CORPORATION US4228061093

HELE HELEN OF TROY Ltd BMG4388N1065

HEMV iShares Edge MSCI Min Vol EM C US46434G8713

HEP HOLLY ENERGY PARTNERS L.P. US4357631070

HEpU HECO CAPITAL TRUST III 6.5% QUIPS US4041562004

HEQ John Hancock Hedged Equity & I US47804L1026

HES HESS CORPORATION US42809H1077

HESM Hess Midstream Partners LP US4281041032

HEUS iShares Currency Hedged MSCI E US46435G6807

HEUV iShares Edge MSCI Min Vol Euro US46435G6989

HEWC iShares Currency Hedged MSCI C US46435G7060

HEWG iShares Currency Hedged MSCI G US46434V7047

HEWI iShares Currency Hedged MSCI I US46435G8217

HEWJ iShares Currency Hedged MSCI J US46434V8862

HEWL iShares Currency Hedged MSCI S US46435G8704

HEWP iShares Currency Hedged MSCI S US46435G8134

HEWU iShares Currency Hedged MSCI U US46435G8621

HEWW iShares Currency Hedged MSCI M US46435G8050

HEWY iShares Currency Hedged MSCI S US46435G8886

HEZU iShares Currency Hedged MSCI E US46434V6395

HF HFF INC CLASS A US40418F1084

HFBC HOPFED BANCORP INC US4397341045

HFBL HOME FEDERAL BANCORP Inc OF LOUISIANA US43708L1089

HFC HOLLYFRONTIER CORP US4361061082

HFWA HERITAGE FINANCIAL CORP US42722X1063

HFXE IndexIQ ETF Trust - IQ 50 Perc US45409B5527

HFXI IndexIQ ETF Trust - IQ 50 Perc US45409B5600

HFXJ IndexIQ ETF Trust - IQ 50 Perc US45409B5378

HGH THE HARTFORD FINANCIAL SERVICES GROUP Inc 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042 US4165185046

HGI PowerShares Zacks International Multi-Asset Income Portfolio US18383Q8042

HGSD WisdomTree Global Hedged Small US97717X4209

HGSH China HGS Real Estate Inc US16948W1009

HGT HUGOTON ROYALTYTRUST US4447171020

HGV Hilton Grand Vacations Inc US43283X1054

HHC THE HOWARD HUGHES CORPORATION US44267D1072

HHS HARTE-HANKS Inc US4161961036

HHYX iShares Currency Hedged Intern US46435G7979

HI HILLENBRAND INC US4315711089

HIBB HIBBETT SPORTS Inc US4285671016

HIE Miller/Howard High Dividend Fu US6003791018

HIFR InfraREIT Inc US45685L1008

HIFS HINGHAM INSTITUTION FOR SAVING US4333231029

HIG THE HARTFORD FINANCIAL SERVICES GROUP Inc US4165151048

HIHO Highway Holdings Ltd VGG4481U1066

HII HUNTINGTON INGALLS INDUSTRIES Inc US4464131063

HIIQ HEALTH INSURANCE INNOVATIONS Inc US42225K1060

HIL HILL INTERNATIONAL INC US4314661012

HILO Columbia EM Quality Dividend E US19762B3015

HIMX Himax Technologies Inc US43289P1066

HIO Western Asset High Income Oppo US95766K1097

HIPS GraniteShares HIPS US High Income ETF US26922A8678

HIVE Aerohive Networks Inc US0077861062

HIW Highwoods Properties Inc US4312841087

HIX Western Asset High Income Fund US95766J1025

HJPX iShares Currency Hedged JPX-Ni US46435G7227

HJV MS STRUCTURED ASSET Corp SATURNS J.C. PENNEY COMPANY Inc DEBENTURE BACKED SERIES 2007-01 7.00 % CAL US80412E2028

HK Halcon Resources Corp US40537Q6052

HL HECLA MINING COMPANY US4227041062

Page 37: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

HLF HERBALIFE Ltd. KYG4412G1010

HLG Hailiang Education Group Inc US40522L1089

HLI Houlihan Lokey, Inc. Class A US4415931009

HLIT HARMONIC INC US4131601027

HLNE Hamilton Lane Inc US4074971064

HLT HILTON WORLDWIDE HOLDINGS Inc US43300A2033

HLX HELIX ENERGY SOLUTIONS GROUP Inc US42330P1075

HMC HONDA MOTOR CO. Ltd. US4381283088

HMG HMG/Courtland Properties Inc US4042321004

HMHC Houghton Mifflin Harcourt Co US44157R1095

HMLP Hoegh LNG Partners LP MHY3262R1009

HMN HORACE MANN EDUCATORS CORPORATION US4403271046

HMNF HMN FINANCIAL INC US40424G1085

HMNY HELIOS AND MATHESON ANALYTICS Inc US42327L2007

HMST HOMESTREET INC US43785V1026

HMSY HMS HOLDINGS Corp US40425J1016

HMTA HomeTown Bankshares Corp US43787N1081

HMTV HEMISPHERE MEDIA GROUP Inc US42365Q1031

HMY Harmony Gold Mining Co Ltd US4132163001

HNI HNI CORPORATION US4042511000

HNNA HENNESSY ADVISORS Inc US4258851009

HNP Huaneng Power International In US4433041005

HNRG HALLADOR ENERGY CO. US40609P1057

HNW Pioneer Diversified High Incom US7236531015

HOFT HOOKER FURNITURE CORP US4390381006

HOG HARLEY-DAVIDSON Inc US4128221086

HOLD AdvisorShares Sage Core Reserv US00768Y6510

HOLI Hollysys Automation Technologi VGG456671053

HOLX HOLOGIC INC US4364401012

HOMB HOME BANCSHARES Inc US4368932004

HOME At Home Group Inc US04650Y1001

HOML ETRACS Monthly Reset 2xLeverag US90274P3029

HON HONEYWELL INTERNATIONAL Inc US4385161066

HOS HORNBECK OFFSHORE SERVICES Inc US4405431069

HOV HOVNANIAN ENTERPRISES Inc CLASS A US4424872038

HOVNP Hovnanian Enterprises Inc US4424871121

HP HELMERICH & PAYNE Inc US4234521015

HPE Hewlett Packard Enterprise Co. US42824C1099

HPF John Hancock Preferred Income US41013X1063

HPI John Hancock Preferred Income US41013W1080

HPJ Highpower International Inc US43113X1019

HPP HUDSON PACIFIC PROPERTIES Inc US4440971095

HPQ HP Inc US40434L1052

HPR HighPoint Resources Corp US43114K1088

HPS John Hancock Preferred Income US41021P1030

HPT Hospitality Properties Trust US44106M1027

HQCL Hanwha Q CELLS Co Ltd US41135V3015

HQH TEKLA HEALTHCARE INVESTORS US87911J1034

HQL Tekla Life Sciences Investors US87911K1007

HQY HEALTHEQUITY INC US42226A1079

HR Healthcare Realty Trust Inc US4219461047

HRB H&R BLOCK Inc US0936711052

HRC HILL-ROM HOLDINGS Inc US4314751029

HRG HRG Group Inc US40434J1007

HRI Herc Holdings Inc US42704L1044

HRL HORMEL FOODS CORPORATION US4404521001

HRS HARRIS CORPORATION US4138751056

HRTG Heritage Insurance Holdings Inc US42727J1025

HRTX Heron Therapeutics Inc US4277461020

HRZN HORIZON TECHNOLOGY FINANCE Corp US44045A1025

HSBC HSBC HOLDINGS PLC US4042804066

HSBCpA HSBC HOLDINGS PLC Inc ADS(1/40 SHR 6.2% NON-Cum. DLR PREF. SHRS. SERA) US4042806046

HSC Harsco Corp US4158641070

HSCZ iShares Currency Hedged MSCI E US46435G8399

HSEA HSBC HOLDING PLC 8.125% PERPETUAL CAPITAL SECURITIES US4042807036

HSEB HSBC HOLDINGS PLC US4042808026

HSGX Histogenics Corp US43358V1098

HSIC HENRY SCHEIN INC US8064071025

HSII HEIDRICK & STRUGGLES INC US4228191023

HSKA HESKA CORP US42805E3062

HSON HUDSON GLOBAL Inc US4437871068

HSPX Horizons S&P 500 Covered Call US44053G6035

HST HOST HOTELS & RESORTS Inc US44107P1049

HSTM HealthStream Inc US42222N1037

HSY THE HERSHEY COMPANY US4278661081

HT Hersha Hospitality Trust US4278255009

HTA Healthcare Trust of America In US42225P5017

HTBI HOMETRUST BANCSHARES Inc COMMON STOCK US4378721041

HTBK HERITAGE COMMERCE CORP US4269271098

HTBX Heat Biologics Inc US42237K3005

HTD John Hancock Tax-Advantaged Di US41013V1008

HTGC HERCULES TECHNOLOGY GROWTH CAPITAL Inc US4270965084

Page 38: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

HTGM HTG Molecular Diagnostics Inc US40434H1041

HTH Hilltop Holdings Inc US4327481010

HTHT CHINA LODGING GROUP LIMITED US16949N1090

HTLD HEARTLAND EXPRESS INC US4223471040

HTLF HEARTLAND FINANCIAL USA Inc US42234Q1022

HTpC HERSHA HOSPITALITY TRUST 6.875% SERIES C CumULATIVE REDEEMABLE PREFERRED SHARES OF BENEFICIAL INTER US4278254010

HTUS HULL TACTICAL US ETF US3015058064

HTY John Hancock Tax-Advantaged Gl US41013P7490

HTZ HERTZ GLOBAL HOLDINGS INC US42806J1060

HUBB Hubbell Inc US4435106079

HUBG HUB GROUP INC US4433201062

HUBS HUBSPOT Inc US4435731009

HUD Hudson Ltd BMG464081030

HUM HUMANA Inc US4448591028

HUN HUNTSMAN CORPORATION US4470111075

HURC HURCO COS INC US4473241044

HURN HURON CONSULTING GROUP Inc US4474621020

HUSA HOUSTON AMERICAN ENERGY CORP US44183U1007

HUSE US Market Rotation Strategy ET US86280R1005

HUYA HUYA Inc. American depositary shares, each representing one Class A ordinary share US44852D1081

HVT HAVERTY FURNITURE COMPANIES Inc US4195961010

HWBK HAWTHORN BANCSHARS Inc US4204761039

HWC Hancock Whitney Corp. US4101201097

HWCC HOUSTON WIRE & CABLE COMPANY US44244K1097

HWKN HAWKINS INC US4202611095

HXL HEXCEL CORPORATION US4282911084

HY HYSTER-YALE MATERIALS HANDLING INC US4491721050

HYB New America High Income Fund I US6418768007

HYD VanEck Vectors High-Yield Muni US92189F3617

HYEM VanEck Vectors Emerging Markets High Yield Bond ETF US92189F3534

HYG ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF US4642885135

HYGH iShares Interest Rate Hedged H US46431W6066

HYGS Hydrogenics Corp CA4488832078

HYH Halyard Health Inc US40650V1008

HYHG ProShares High Yield-Interest US74348A5415

HYI WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND Inc US95768B1070

HYIH X-trackers High Yield Corp Bon US2330517473

HYLD PERITUS HIGH YIELD ETF US00768Y5033

HYLS First Trust Exchange-Traded Fu US33738D4088

HYMB SPDR Nuveen S&P High Yield Mun US78464A2841

HYND WisdomTree WisdomTree Negative US97717W3988

HYS PIMCO 0-5 Year High Yield Corp US72201R7834

HYT BLACKROCK CORPORATE HIGH YIELD FUND Inc US09255P1075

HYXU iShares International High Yie US4642862100

HYZD WisdomTree Interest Rate Hedge US97717W4309

HZN Horizon Global Corp US44052W1045

HZNP HORIZON PHARMA PLC IE00BQPVQZ61

HZO MARINEMAX Inc US5679081084

I Intelsat SA LU0914713705

IAC IAC/InterActiveCorp US44919P5089

IAE Voya Asia Pacific High Dividen US92912J1025

IAF Aberdeen Australia Equity Fund US0030111035

IAG IAMGOLD Corp CA4509131088

IAGG iShares International Aggregat US46435G6724

IAI iShares U.S. Broker-Dealers & US4642887941

IAK ISHARES U.S. INSURANCE ETF US4642887867

IART INTEGRA LIFESCIENCES HOLDINGS US4579852082

IAT iShares US Regional Banks ETF US4642887784

IAU ISHARES GOLD TRUST US4642851053

IBA Industrias Bachoco SAB de CV US4564631087

IBB ISHARES NASDAQ BIOTECHNOLOGY ETF US4642875565

IBCD iShares iBonds Mar 2020 Term C US46432FAK30

IBCE iShares iBonds Mar 2023 Term C US46432FAN78

IBCP INDEPENDENT BANK Corp US4538386099

IBDC iShares iBonds Mar 2020 Term C US46432FBC05

IBDD iShares iBonds Mar 2023 Term C US46432FAZ09

IBDH iShares iBonds Dec 2018 Term C US46434VAA89

IBDK iShares iBonds Dec 2019 Term C US46434VAU44

IBDL iShares iBonds Dec 2020 Term C US46434VAQ32

IBDM iShares iBonds Dec 2021 Term C US46434VBK52

IBDN iShares iBonds Dec 2022 Term C US46434VBA70

IBDO iShares iBonds Dec 2023 Term C US46434VAX82

IBDP iShares iBonds Dec 2024 Term C US46434VBG41

IBDQ iShares iBonds Dec 2025 Term C US46434VBD10

IBIO IBIO INC US4510331048

IBKC IBERIABANK CORP US4508281080

IBKR INTERACTIVE BROKERS GROUP Inc US45841N1072

IBM INTERNATIONAL BUSINESS MACHINES CORPORATION US4592001014

IBMG iShares iBonds Sep 2018 Term M US46429B5802

IBMH iShares iBonds Sep 2019 Term M US46429B5646

IBMI iShares iBonds Sep 2020 Term M US46434V5710

IBMJ iShares iBonds Dec 2021 Term M US46435G7896

Page 39: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

IBMK iShares iBonds Dec 2022 Term M US46435G7557

IBN ICICI Bank Ltd US45104G1040

IBND SPDR Bloomberg Barclays Intern US78464A1512

IBOC INTERNATIONAL BANCSHARES CORP US4590441030

IBP INSTALLED BUILDING PRODUCTS Inc US45780R1014

IBTX INDEPENDENT BANK GROUP Inc US45384B1061

IBUY Amplify Online Retail ETF US0321081020

ICAD Icad Inc US44934S2068

ICBK COUNTY BANCORP Inc COMMON STOCK US2219071089

ICCC IMMUCELL CORP US4525253062

ICD Independence Contract Drilling US4534153097

ICE Intercontinental Exchange Inc US45866F1049

ICF iShares Cohen & Steers REIT ET US4642875649

ICFI ICF INTERNATIONAL Inc US44925C1036

ICHR Ichor Holdings Ltd KYG4740B1059

ICL Israel Chemicals Ltd IL0002810146

ICLN ISHARES GLOBAL CLEAN ENERGY ETF US4642882249

ICLR ICON PLC IE0005711209

ICOL iShares MSCI Colombia Capped E US46434G2021

ICON ICONIX BRAND GROUP Inc US4510551074

ICPT INTERCEPT PHARMACEUTICALS Inc US45845P1084

ICSH iShares Ultra Short-Term Bond US46434V8789

ICUI ICU MEDICAL INC US44930G1076

ICVT iShares Convertible Bond ETF US46435G1022

IDA IDACORP Inc US4511071064

IDCC INTERDIGITAL Inc US45867G1013

IDE Voya Infrastructure Industrial US92912X1019

IDHQ PowerShares S&P International Developed Quality Portfolio (S&P International Developed High US73936T8053

IDLB POWERSHARES FTSE INTERNATIONAL LOW BETA EQUAL WEIGHT PORTFOLIO US73937B4804

IDLV PowerShares S&P International Developed Low Volatility Portfolio US73937B6882

IDMO Invesco S&P International Deve US46138E2220

IDN Intellicheck Inc US45817G2012

IDOG ALPS International Sector Divi US00162Q7189

IDRA IDERA PHARMACEUTICALS Inc US45168K3068

IDSA INDUSTRIAL SERVICES OF AMERICA US4563141039

IDSY ID SYSTEMS INC US4494891033

IDT IDT CORPORATION CLASS B US4489475073

IDTI INTEGRATED DEVICE TECHNOLOGY I US4581181066

IDU iShares US Utilities ETF US4642876977

IDV iShares International Select D US4642884484

IDX VanEck Vectors Indonesia Index US92189F8335

IDXG Interpace Diagnostics Group In US46062X2045

IDXX IDEXX LABORATORIES INC US45168D1046

IEC IEC ELECTRONICS Corp US44949L1052

IEF ISHARES 7-10 YEAR TREASURY BOND ETF US4642874402

IEFA ISHARES CORE MSCI EAFE ETF US46432F8427

IEI ISHARES 3-7 YEAR TREASURY BOND ETF US4642886612

IEMG iShares Core MSCI Emerging Mar US46434G1031

IEO iShares U.S. Oil & Gas Explora US4642888519

IEP ICAHN ENTERPRISES L.P US4511001012

IESC IES Holdings Inc US44951W1062

IEUR ISHARES CORE MSCI EUROPE ETF US46434V7385

IEUS iShares MSCI Europe Small-Cap US4642884971

IEV ISHARES EUROPE ETF US4642878619

IEX IDEX CORPORATION US45167R1041

IEZ ISHARES U.S. OIL EQUIPMENT & SERVICES ETF US4642888444

IFEU iShares Europe Developed Real US4642884716

IFF INTERNATIONAL FLAVORS & FRAGRANCES Inc US4595061015

IFGL iShares International Develope US4642884898

IFLY PUREFUNDS DRONE ECONOMY STRATEGY ETF US26924G8050

IFN THE INDIA FUND Inc US4540891037

IFON InfoSonics Corp US4567841071

IFV First Trust Dorsey Wright Inte US33738R8869

IGA Voya Global Advantage and Prem US92912R1041

IGC INDIA GLOBALIZATION CAPITAL Inc US45408X3089

IGD Voya Global Equity Dividend an US92912T1007

IGE iShares North American Natural US4642873743

IGF iShares Global Infrastructure US4642883726

IGHG ProShares Investment Grade-Int US74347B6074

IGI Western Asset Investment Grade US95790A1016

IGIH X-Trackers Investment Grade Bo US2330517390

IGLD Internet Gold-Golden Lines Ltd IL0010834435

IGM iShares North American Tech ET US4642875490

IGN iShares North American Tech-Mu US4642875318

IGOV iShares International Treasury US4642881175

IGR CBRE CLARION GLOBAL REAL ESTATE Income FUND US12504G1004

IGT International Game Technology GB00BVG7F061

IGV ISHARES NORTH AMERICAN TECH-SOFTWARE ETF US4642875151

IHC INDEPENDENCE HOLDING COMPANY US4534403070

IHD Voya Emerging Markets High Inc US92912P1084

IHDG WisdomTree International Hedge US97717X5941

IHE ISHARES U.S. PHARMACEUTICALS ETF US4642888360

Page 40: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

IHF iShares U.S. Healthcare Provid US4642888287

IHG InterContinental Hotels Group US45857P7078

IHI ISHARES U.S. MEDICAL DEVICES ETF US4642888105

IHT InnSuites Hospitality Trust US4579191085

IHY VanEck Vectors International H US92189F4458

IID Voya International High Divide US92912Y1091

IIF Morgan Stanley India Investmen US61745C1053

III INFORMATION SERVICES GROUP Inc US45675Y1047

IIIN INSTEEL INDUSTRIES Inc US45774W1080

IIJI Internet Initiative Japan Inc US46059T1097

IIM INVESCO VALUE Municipal Income TRUST US46132P1084

IIN INTRICON CORPORATION US46121H1095

IIPR Innovative Industrial Properti US45781V1017

IIVI II-VI INC US9021041085

IJH ISHARES CORE S&P MID-CAP ETF US4642875078

IJJ iShares S&P Mid-Cap 400 Value US4642877058

IJK iShares S&P Mid-Cap 400 Growth US4642876068

IJR iShares Core S&P Small-Cap ETF US4642878049

IJS iShares S&P Small-Cap 600 Valu US4642878791

IJT iShares S&P Small-Cap 600 Grow US4642878874

IKNX IKONICS CORP US45172K1025

ILF ISHARES LATIN AMERICA 40 ETF US4642873909

ILMN ILLUMINA INC US4523271090

ILPT Industrial Logistics Propertie US4562371066

ILTB iShares Core 10+ Year USD Bond US4642894798

IMAX IMAX Corp CA45245E1097

IMDZ Immune Design Corp US45252L1035

IMGN IMMUNOGEN INC US45253H1014

IMH IMPAC MORTGAGE HOLDINGS Inc US45254P5089

IMI Intermolecular Inc US45882D1090

IMKTA INGLES MARKETS INC US4570301048

IMLP iPath S&P MLP ETN US06742A7506

IMMR IMMERSION CORP US4525211078

IMMU IMMUNOMEDICS INC US4529071080

IMMY IMPRIMIS PHARMACEUTICALS Inc US45323A2015

IMNP IMMUNE PHARMACEUTICALS Inc US45254C2008

IMOM MomentumShares International Q US02072L3006

IMOS ChipMOS TECHNOLOGIES INC US16965P1030

IMPV IMPERVA INC US45321L1008

IMTM iShares Edge MSCI Internationa US46434V4499

IMUC IMMUNOCELLULAR THERAPEUTICS Ltd. US4525362046

INAP INTERNAP CORPORATION US45885A4094

INB Cohen & Steers Global Income B US19248M1036

INBK FIRST INTERNET BANCORP US3205571017

INCO Columbia India Consumer ETF US19762B7073

INCY INCYTE GENOMICS INC US45337C1027

INDA iShares MSCI India ETF US46429B5984

INDB INDEPENDENT BANK CORP/MA US4538361084

INDL Direxion Daily MSCI India Bull US25490K3317

INDY iShares India 50 ETF US4642895290

INF Brookfield Global Listed Infra US11273Q1094

INFI INFINITY PHARMACEUTICALS Inc US45665G3039

INFN INFINERA CORPORATION COMMON STOCK US45667G1031

INFO IHS Markit Ltd BMG475671050

INFU INFUSYSTEM HLDGS INC US45685K1025

INFY Infosys Ltd US4567881085

ING ING Groep NV US4568371037

INGN INOGEN INC US45780L1044

INGR INGREDION INCORPORATED US4571871023

INKM SPDR SSgA Income Allocation ET US78467V2025

INN SUMMIT HOTEL PROPERTIES Inc US8660821005

INO Inovio Pharmaceuticals Inc US45773H2013

INOD INNODATA Inc US4576422053

INOV Inovalon Holdings Inc US45781D1019

INPX Inpixon US45790J3059

INR Market Vectors Rupee/USD ETN US61747W2659

INS INTELLIGENT SYSTEMS Corp US45816D1000

INSI Insight Select Income Fund US45781W1099

INSM Insmed Inc US4576693075

INST Instructure Inc US45781U1034

INSW International Seaways Inc MHY410531021

INSY INSYS THERAPEUTICS Inc US45824V2097

INT WORLD FUEL SERVICES CORPORATION US9814751064

INTC INTEL CORP US4581401001

INTF iShares Edge MSCI Multifactor US46434V2741

INTG INTERGROUP CORPORATION (THE) US4586851044

INTL INTL. FCStone Inc US46116V1052

INTT INTEST CORPORATION US4611471008

INTU INTUIT INC US4612021034

INTX INTERSECTIONS Inc US4609813013

INUV INUVO INC US46122W2044

INVA Innoviva Inc US45781M1018

Page 41: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

INVE Identiv Inc US45170X2053

INVH Invitation Homes Inc US46187W1071

INWK INNERWORKINGS Inc US45773Y1055

INXN InterXion Holding N.V. Ordinary Shares (0.01 nominal value) NL0009693779

INXX Columbia India Infrastructure US19762B8063

IO ION Geophysical Corp US4620442073

IONS Ionis Pharmaceuticals Inc US4622221004

IOO ISHARES GLOBAL 100 ETF US4642875722

IOR Income Opportunity Realty Inve US4529261087

IOSP INNOSPEC Inc US45768S1050

IOTS Adesto Technologies Corp US00687D1019

IOVA Iovance Biotherapeutics Inc US4622601007

IP INTERNATIONAL PAPER CO. US4601461035

IPAC ISHARES CORE MSCI PACIFIC ETF US46434V6965

IPAR INTER PARFUMS INC US4583341098

IPAS IPASS Inc US46261V1089

IPAY ETFMG Prime Mobile Payments ET US26924G4091

IPCC INFINITY PROPERTY & CASUALTY C US45665Q1031

IPCI Intellipharmaceutics Internati CA4581731011

IPDN Professional Diversity Network US74312Y2028

IPE SPDR Bloomberg Barclays TIPS E US78464A6560

IPFF iShares International Preferre US46429B1355

IPG THE INTERPUBLIC GROUP OF COMPANIES Inc US4606901001

IPGP IPG PHOTONICS CORPORATION US44980X1090

IPHI INPHI CORPORATION US45772F1075

IPHS INNOPHOS HOLDINGS Inc US45774N1081

IPI INTREPID POTASH INC US46121Y1029

IPIC iPic Entertainment Inc US46263D1063

IPKW POWERSHARES INTERNATIONAL BUYBACK ACHIEVERS PORTFOLIO US73937B6213

IPLpD INTERSTATE POWER AND LIGHT COMPANY 5.10% SER D US4610708566

IPO RENAISSANCE IPO ETF US7599372049

IPOA Social Capital Hedosophia Hold KYG8250R1039

IPOS Renaissance International IPO US7599373039

IPSC IPSCO Tubulars Inc US46265D1046

IPWR Ideal Power Inc US4516221045

IQ iQIYI Inc US46267X1081

IQDE FlexShares International Quali US33939L8110

IQDF FlexShares International Quali US33939L8375

IQDG WisdomTree International Quali US97717X1312

IQDY FlexShares International Quali US33939L8292

IQI INVESCO QUALITY Municipal SECURITIES US46133G1076

IQLT iShares Edge MSCI Internationa US46434V4564

IQV Quintiles IMS Holdings Inc US46266C1053

IR INGERSOLL-RAND PLC IE00B6330302

IRBT IROBOT CORPORATION US4627261005

IRCP IRSA Propiedades Comerciales S US4635881034

IRDM IRIDIUM COMMUNICATIONS Inc US46269C1027

IRET Investors Real Estate Trust US4617301035

IRIX IRIDEX CORP US4626841013

IRL NEW IRELAND FUND INC US6456731040

IRM IRON MOUNTAIN Inc US46284V1017

IRMD IRADIMED CORPORATION US46266A1097

IROQ IF BANCORP Inc US44951J1051

IRR Voya Natural Resources Equity US92913C1062

IRS IRSA Inversiones y Representac US4500472042

IRT INDEPENDENCE REALTY TRUST INC US45378A1060

IRTC iRhythm Technologies Inc US4500561067

IRWD IRONWOOD PHARMACEUTICALS Inc CL A US46333X1081

ISBC Investors Bancorp Inc US46146L1017

ISCA INTERNATIONAL SPEEDWAY CORP US4603352018

ISCF iShares Edge MSCI Multifactor US46434V2667

ISD Prudential Short Duration High US74442F1075

ISDR Issuer Direct Corp US46520M2044

ISF ING GROEP N.V. 6.375% ING PERPETUAL HYBRID CAPITAL SECURITIES US4568376085

ISG ING GROEP N.V. 6.125% ING PERPETUAL DEBT SECURITIES US4568375095

ISHG iShares 1-3 Year International US4642881258

ISIG INSIGNIA SYSTEMS INC US45765Y1055

ISNS IMAGE SENSING SYSTEMS INC US45244C1045

ISR ISORAY INC US46489V1044

ISRA VanEck Vectors Israel ETF US92189F6354

ISRG INTUITIVE SURGICAL Inc US46120E6023

ISRL ISRAMCO INC US4651414066

ISSC INNOVATIVE SOLUTIONS & SUPPORT US45769N1054

ISTB iShares Core 1-5 Year USD Bond US46432F8591

ISTR INVESTAR HOLDING CORPORATION US46134L1052

ISZE iShares Edge MSCI Internationa US46435G5080

IT GARTNER Inc US3666511072

ITA ISHARES U.S. AEROSPACE & DEFENSE ETF US4642887602

ITB ISHARES U.S. HOME CONSTRUCTION ETF US4642887529

ITCB Itau CorpBanca US45033E1055

ITCI INTRA-CELLULAR THERAPIES Inc US46116X1019

ITE SPDR Bloomberg Barclays Interm US78464A6727

Page 42: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

ITEQ BlueStar TA-BIGTECH Israel Tec US26924G8704

ITG INVESTMENT TECHNOLOGY GRP US46145F1057

ITGR Integer Holdings Corp US45826H1095

ITI ITERIS INC US46564T1079

ITIC INVESTORS TITLE CO US4618041069

ITM VanEck Vectors AMT-Free Interm US92189F5448

ITOT iShares Core S&P Total US Stoc US4642871507

ITRI ITRON INC US4657411066

ITRM Iterum Therapeutics PLC IE00BF3W0Q35

ITRN Ituran Location and Control Lt IL0010818685

ITT ITT Inc US45073V1089

ITUB Itau Unibanco Holding SA US4655621062

ITUS ITUS Corp US45069V2034

ITW ILLINOIS TOOL WORKS Inc US4523081093

IUSB iShares Core Total USD Bond Ma US46434V6130

IUSG iShares Core S&P U.S. Growth E US4642876712

IUSV iShares Core S&P U.S. Value ET US4642876639

IVAC INTEVAC INC US4611481080

IVAL ValueShares International Quan US02072L2016

IVC INVACARE CORPORATION US4612031017

IVE iShares S&P 500 Value ETF US4642874089

IVH Ivy High Income Opportunities US4658931054

IVLU iShares Edge MSCI Internationa US46435G4091

IVOG VANGUARD S&P MID-CAP 400 GROWTH ETF US9219328690

IVOO VANGUARD S&P MID-CAP 400 ETF US9219328856

IVOV VANGUARD S&P MID-CAP 400 VALUE ETF US9219328443

IVR INVESCO MORTGAGE CAPITAL Inc US46131B1008

IVRpA INVESCO MORTGAGE CAPITAL Inc 7.75% SERIES A CumULATIVE REDEEMABLE PREFERRED STOCK US46131B2097

IVRpB INVESCO MORTGAGE CAPITAL Inc 7.75% FIXED-TO-FLOATING SERIES B CumULATIVE REDEEMABLE PREFERRED STOCK US46131B4077

IVTY Invuity Inc US46187J2050

IVV ISHARES CORE S&P 500 ETF US4642872000

IVW iShares S&P 500 Growth ETF US4642873099

IVZ INVESCO Ltd BMG491BT1088

IWB ISHARES RusselL 1000 ETF US4642876225

IWC iShares Micro-Cap ETF US4642888691

IWD ISHARES RusselL 1000 VALUE ETF US4642875987

IWF iShares Russell 1000 Growth ET US4642876142

IWL ISHARES RusselL TOP 200 ETF US4642894467

IWM Ishares Russell 2000 Etf US4642876555

IWN ISHARES RusselL 2000 VALUE ETF US4642876308

IWO ISHARES RusselL 2000 GROWTH ETF US4642876480

IWP iShares Russell Mid-Cap Growth US4642874816

IWR ISHARES RusselL MID-CAP ETF US4642874998

IWS iShares Russell Mid-Cap Value US4642874733

IWV ISHARES RusselL 3000 ETF US4642876894

IWX iShares Russell Top 200 Value US4642894202

IWY iShares Russell Top 200 Growth US4642894384

IX ORIX Corp US6863301015

IXC ISHARES GLOBAL ENERGY ETF US4642873412

IXG iShares Global Financials ETF US4642873339

IXJ ISHARES GLOBAL HEALTHCARE ETF US4642873255

IXN ISHARES GLOBAL TECH ETF US4642872919

IXP ISHARES GLOBAL TELECOM ETF US4642872752

IXUS iShares Core MSCI Total Intern US46432F8344

IYC iShares U.S. Consumer Services US4642875805

IYE ISHARES U.S. ENERGY ETF US4642877967

IYF iShares US Financials ETF US4642877884

IYG iShares U.S. Financial Service US4642877702

IYH ISHARES U.S. HEALTHCARE ETF US4642877629

IYJ ISHARES U.S. INDUSTRIALS ETF US4642877546

IYK iShares US Consumer Goods ETF US4642878122

IYLD iShares Morningstar Multi-Asse US46432F8757

IYM ISHARES U.S. BASIC MATERIALS ETF US4642878387

IYR ISHARES U.S. REAL ESTATE ETF US4642877397

IYT ISHARES TRANSPORTATION AVERAGE ETF US4642871929

IYW ISHARES U.S. TECHNOLOGY ETF US4642877215

IYY ISHARES DOW JONES U.S. ETF US4642878460

IYZ ISHARES U.S. TELECOMMUNICATIONS ETF US4642877132

IZEA IZEA Inc US46603N3017

JACK JACK IN THE BOX Inc US4663671091

JAG Jagged Peak Energy Inc US47009K1079

JAGX Jaguar Health Inc US47010C3007

JAKK JAKKS PACIFIC INC US47012E1064

JASN Jason Industries Inc US4711721062

JASO JA Solar Holdings Co. Ltd US4660902069

JAX J Alexander's Holdings Inc US46609J1060

JAZZ Jazz Pharmaceuticals PLC IE00B4Q5ZN47

JBHT JB HUNT TRANSPORT SERVICES INC US4456581077

JBL JABIL CIRCUIT Inc US4663131039

JBLU JETBLUE AIRWAYS CORP US4771431016

JBN CORPORATE BACKED CALLABLE TRUST CERTIFICATES J.C. PENNEY DEBENTURE-BACKED SERIES 2007-1 TRUST US21988T2078

JBR CORPORATE BACKED CALLABLE TRUST CERTIFICATES J.C. PENNY DEBENTURE-BACKED SERIES 2006-1 TRUST US21988S2095

Page 43: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

JBSS JOHN B. SANFILIPPO & SON US8004221078

JBT JOHN BEAN TECHNOLOGIES CORPORATION US4778391049

JCAP Jernigan Capital Inc US4764051052

JCE Nuveen Core Equity Alpha Fund US67090X1072

JCI Johnson Controls International PLC IE00BY7QL619

JCOM j2 Global Inc US48123V1026

JCP J.C. PENNEY COMPANY Inc US7081601061

JCS COMMUNICATIONS SYSTEMS Inc US2039001050

JCTCF Jewett-Cameron Trading Co Ltd CA47733C2076

JD JD.COM INC US47215P1066

JDD Nuveen Diversified Dividend & US6706EP1058

JDST Direxion Daily Junior Gold Min US25460E8773

JE Just Energy Group Inc CA48213W1014

JEC Jacobs Engineering Group US4698141078

JEF Jefferies Financial Group Inc. US47233W1099

JELD JELD-WEN Holding Inc US47580P1030

JEMD Nuveen Emerging Markets Debt 2 US67077P1012

JEQ Aberdeen Japan Equity Fund Inc US00306J1097

JETS US Global Jets ETF US26922A8421

JFR Nuveen Floating Rate Income Fu US67072T1088

JGH Nuveen Global High Income Fund US67075G1031

JHA Nuveen High Income December 20 US67075P1030

JHDG WisdomTree Japan Hedged Qualit US97717X5867

JHG Janus Henderson Group PLC JE00BYPZJM29

JHI John Hancock Investors Trust US4101421034

JHMA John Hancock Multifactor Mater US47804J8009

JHMC John Hancock Multi-Factor Cons US47804J3059

JHME John Hancock Multifactor Energ US47804J7019

JHMF John Hancock Multi-Factor Fina US47804J4040

JHMH John Hancock Multi-Factor Heal US47804J5039

JHMI John Hancock Multifactor Indus US47804J8835

JHML John Hancock Multi-Factor Larg US47804J1079

JHMM John Hancock Multi-Factor Mid US47804J2069

JHMS John Hancock Multifactor Consu US47804J8751

JHMT John Hancock Multi-Factor Tech US47804J6029

JHMU John Hancock Multifactor Utili US47804J8678

JHS John Hancock Income Securities US4101231037

JHX James Hardie Industries PLC US47030M1062

JHY Nuveen High Income 2020 Target US67075L1026

JILL J. Jill Inc US46620W1027

JJGB iPath Series B Bloomberg Grain US06746P5228

JJSF J&J SNACK FOODS CORP US4660321096

JKD iShares Morningstar Large-Cap US4642871275

JKE iShares Morningstar Large-Cap US4642871192

JKF iShares Morningstar Large-Cap US4642881092

JKG iShares Morningstar Mid-Cap ET US4642882082

JKH iShares Morningstar Mid-Cap Gr US4642883072

JKHY HENRY (JACK) & ASSOCIATES US4262811015

JKI iShares Morningstar Mid-Cap Va US4642884062

JKJ iShares Morningstar Small-Cap US4642885051

JKK iShares Morningstar Small-Cap US4642886042

JKL iShares Morningstar Small-Cap US4642887032

JKS JINKOSOLAR HOLDINGS CO US47759T1007

JLL JONES LANG LASALLE Inc US48020Q1076

JLS Nuveen MORTGAGE OPPORTUNITY TERM FUND US6707351093

JMBA Jamba Inc US47023A3095

JMEI Jumei International Holding Lt US48138L1070

JMF Nuveen Energy MLP Total Return US67074U1034

JMLP Nuveen All Cap Energy MLP Oppo US67075E1082

JMM Nuveen Multi-Market Income Fun US67075J1079

JMP JMP GROUP LLC US46629U1079

JMPB JMP GROUP Inc 8.00% SENIOR Notes DUE 2023 US46629U2069

JMT Nuveen Mortgage Opportunity Te US67074R1005

JNCE Jounce Therapeutics Inc US4811161011

JNJ JOHNSON & JOHNSON US4781601046

JNK SPDR BARCLAYS HIGH YIELD BOND ETF US78464A4177

JNP Juniper Pharmaceuticals Inc US48203L1070

JNPR JUNIPER NETWORKS INC US48203R1041

JNUG DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X SHARES US25460E8518

JOB GEE Group Inc US36165A1025

JOBS 51job Inc US3168271043

JOE ST. JOE COMPANY US7901481009

JOF Japan Smaller Capitalization F US47109U1043

JONE JONES ENERGY Inc US48019R1086

JOUT JOHNSON OUTDOORS INC US4791671088

JP Jupai Holdings Ltd US48205B1070

JPC Nuveen Preferred Income Opport US67073B1061

JPEH JPMorgan Diversified Return Eu US46641Q7043

JPEM JPMorgan Diversified Return Em US46641Q3083

JPEU JPMorgan Diversified Return Eu US46641Q6052

JPGE JPMorgan Diversified Return Gl US46641Q1004

JPI Nuveen Preferred & Income Term US67075A1060

Page 44: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

JPIH JPMorgan Diversified Return In US46641Q5062

JPIN JPMorgan Diversified Return In US46641Q2093

JPM JPMORGAN CHASE & CO. US46625H1005

JPMpA JPMORGAN CHASE & CO. DEPOSITARY SHARES EACH REPRESENTING A 1/400 INTEREST IN A SHARE OF 5.45% NON-C US46637G1242

JPMpB JPMORGAN CHASE & CO. 6.70% NON-CumULATIVE PREFERRED STOCK SERIES T US48127A1613

JPMpE JPMORGAN CHASE & CO. DEPOSITARY SHARES EACH REPRESENTING A 1/400TH INTEREST IN A SHARE OF 6.30% NON US4812467003

JPMpF JPMORGAN CHASE & CO. US48127R4618

JPMV iShares Edge MSCI Min Vol Japa US46434V7120

JPN Deutsche X-trackers Japan JPX- US2330516632

JPNL Direxion Daily Japan 3x Bull S US25459Y4136

JPS Nuveen Preferred Securities In US67072C1053

JPUS JPMorgan Diversified Return US US46641Q4073

JPXN iShares JPX-Nikkei 400 ETF US4642873826

JQC Nuveen Credit Strategies Incom US67073D1028

JRI Nuveen Real Asset Income and G US67074Y1055

JRJC China Finance Online Co Ltd US1693791048

JRO Nuveen FLOATING RATE Income OPPORTUNTY FUND US6706EN1001

JRS Nuveen Real Estate Income Fund US67071B1089

JRVR James River Group Holdings Ltd BMG5005R1079

JSD Nuveen Short Duration Credit O US67074X1072

JSM SLM Corporation US63938C4050

JSMD Janus Detroit Street Trust Jan US47103U2096

JSML Janus Detroit Street Trust Jan US47103U1007

JT Jianpu Technology Inc US47738D1019

JTA Nuveen Tax-Advantaged Total Re US67090H1023

JTD Nuveen TAX-ADVANTAGE DIVIDEND GROWTH FUND US67073G1058

JTPY JetPay Corp US4771771098

JVA COFFEE HOLDING CO. Inc US1921761052

JW.A JOHN WILEY & SONS Inc CLASS A US9682232064

JW.B John Wiley & Sons Inc US9682233054

JWN NORDSTROM Inc US6556641008

JXI ISHARES GLOBAL UTILITIES ETF US4642887115

JXSB JACKSONVILLE BANCORP INC US46924R1068

JYNT Joint Corp/The US47973J1025

K KELLOGG COMPANY US4878361082

KAI KADANT Inc US48282T1043

KALA Kala Pharmaceuticals Inc US4831191030

KALU KAISER ALUMINUM CORPORATION US4830077040

KAMN KAMAN CORP US4835481031

KANG iKang Healthcare Group Inc US45174L1089

KAP KCAP FINANCIAL Inc US48668E2000

KAR KAR AUCTION SERVICES Inc US48238T1097

KARS KraneShares Electric Vehicles US5007678270

KB KB FINANCIAL GROUP INC US48241A1051

KBA KraneShares Bosera MSCI China US5007674055

KBAL Kimball International Inc US4942741038

KBE SPDR S&P Bank ETF US78464A7972

KBH KB HOME US48666K1097

KBR KBR Inc US48242W1062

KBSF KBS Fashion Group Ltd MHY460022038

KBWB POWERSHARES KBW BANK PORTFOLIO US73937B7468

KBWD POWERSHARES KBW HIGH DIVIDEND YIELD FINANCIAL PORTFOLIO US73936Q7934

KBWP PowerShares KBW Property & Casualty Insurance Portfolio US73936Q7777

KBWR POWERSHARES KBW REGIONAL BANKING PORTFOLIO US73937B7120

KBWY POWERSHARES KBW PREMIUM YIELD EQUITY REIT PORTFOLIO US73936Q8197

KCAP KCAP Financial Inc US48668E1010

KCE SPDR S&P Capital Markets ETF US78464A7717

KCNY Kraneshares E Fund China Comme US5007677025

KDMN Kadmon Holdings Inc US48283N1063

KE KIMBALL ELECTRONICS Inc US49428J1097

KED KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY US48660Q1022

KEG Key Energy Services Inc US49309J1034

KELYA KELLY SERVICES INC US4881522084

KELYB Kelly Services Inc US4881523074

KEM KEMET CORPORATION US4883602074

KEMP KraneShares FTSE Emerging Mark US5007678015

KEMQ KraneShares Emerging Markets C US5007678767

KEN Kenon Holdings Ltd/Singapore SG9999012629

KEP Korea Electric Power Corp US5006311063

KEQU KEWAUNEE SCIENTIFIC CORP US4928541048

KERX KERYX BIOPHARMACEUTICALS INC US4925151015

KEX KIRBY CORPORATION US4972661064

KEY KeyCorp US4932671088

KEYS Keysight Technologies Inc US49338L1035

KEYW THE KEYW HOLDING CORPORATION US4937231003

KF KOREA FUND INC US5006342092

KFFB KENTUCKY FIRST FEDERAL BANCORP US4912921081

KFRC KFORCE INC US4937321010

KFS Kingsway Financial Services In CA4969042023

KFY KORN/FERRY INTERNATIONAL US5006432000

KFYP KraneShares Zacks New China ET US5007672075

KGC Kinross Gold Corp CA4969024047

Page 45: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

KGJI Kingold Jewelry Inc US49579A2042

KHC KRAFT HEINZ COMPANY US5007541064

KIDS OrthoPediatrics Corp US68752L1008

KIE SPDR S&P INSURANCE ETF US78464A7899

KIM KIMCO REALTY Corp US49446R1095

KIMpI KIMCO REALTY CORPORATION CLASS I DEPOSITARY SHARES US49446R7944

KIMpJ KIMCO REALTY CORPORATION CLASS J DEPOSITARY SHARES EACH OF WHICH REPRESENTS A ONE-ONE THOUSANDTH FR US49446R7787

KIMpK KIMCO REALTY CORPORATION CLASS K DEPOSITARY SHARES EACH OF WHICH REPRESENTS A ONE-ONE THOUSANDTH FR US49446R7456

KIN KINDRED BIOSCIENCES Inc US4945771099

KINS KINGSTONE COMPANIES Inc US4967191051

KIO KKR Income OPPORTUNITIES FUND US48249T1060

KIRK KIRKLAND'S INC US4974981056

KKR KKR & CO. L.P. US48248M1027

KLAC KLA-TENCOR CORP US4824801009

KLDW Knowledge Leaders Developed Wo US30151E6086

KLIC Kulicke & Soffa Industries Inc US5012421013

KLXI KLX Inc US4825391034

KMB KIMBERLY-CLARK Corp US4943681035

KMDA Kamada Ltd IL0010941198

KMF Kayne Anderson Midstream/Energ US48661E1082

KMG KMG Chemicals Inc US4825641016

KMI Kinder Morgan US49456B1017

KMM Deutsche Multi-Market Income T US25160E1029

KMPA KEMPER CORPORATION 7.375% SUBORDINATED DEBENTURES DUE 2054 US4884012091

KMPH KemPharm Inc US4884451075

KMPR KEMPER CORPORATION US4884011002

KMT KENNAMETAL INC US4891701009

KMX CARMAX Inc US1431301027

KN Knowles Corp US49926D1090

KND KINDRED HEALTHCARE Inc US4945801037

KNDI Kandi Technologies Group Inc US4837091010

KNL KNOLL INC US4989042001

KNOP KNOT OFFSHORE PARTNERS LP MHY481251012

KNOW Direxion All Cap Insider Senti US25459Y7691

KNSA Kiniksa Pharmaceuticals Ltd BMG5269C1010

KNSL Kinsale Capital Group Inc US49714P1084

KNX Knight-Swift Transportation Ho US4990491049

KO COCA-COLA COMPANY US1912161007

KODK EASTMAN KODAK COMPANY US2774614067

KOF Coca-Cola Femsa SAB de CV US1912411089

KOIN Innovation Shares NextGen Protocol ETF US3015057645

KOL MARKET VECTORS-COAL ETF US92189F8095

KOLD ProShares UltraShort Bloomberg US74347W3878

KONA KONA GRILL Inc US50047H2013

KONE Kingtone Wirelessinfo Solution US4968802045

KOOL Cesca Therapeutics Inc US1571312024

KOP KOPPERS HOLDINGS Inc US50060P1066

KOPN KOPIN CORP US5006001011

KORS MICHAEL KORS HOLDINGS LIMITED VGG607541015

KORU Direxion Daily South Korea Bul US25459Y5208

KOS KOSMOS ENERGY Ltd. BMG5315B1072

KOSS KOSS CORP US5006921085

KPTI Karyopharm Therapeutics Inc US48576U1060

KR THE KROGER CO. US5010441013

KRA KRATON PERFORMANCE POLYMERS Inc US50077C1062

KRC KILROY REALTY Corp US49427F1084

KRE SPDR S&P REGIONAL BANKING ETF US78464A6982

KREF KKR Real Estate Finance Trust US48251K1007

KRG KITE REALTY GROUP TRUST US49803T3005

KRNT Kornit Digital Ltd IL0011216723

KRNY Kearny Financial Corp/MD US48716P1084

KRO KRONOS WORLDWIDE Inc US50105F1057

KS KAPSTONE PAPER AND PACKAGING CORPORATION US48562P1030

KSA iShares MSCI Saudi Arabia Capp US46434V4234

KSM Deutsche Strategic Municipal I US25159F1021

KSS KOHL'S CORPORATION US5002551043

KST Deutsche Strategic Income Trus US25160F1093

KSU Kansas City Southern US4851703029

KT KT Corp US48268K1016

KTCC KEY TRONIC CORP US4931441095

KTF Deutsche Municipal Income Trus US25160C1062

KTH STRUCTURED PRODUCTS CORTS PECO ENERGY CAP TRUST III 8% CERT. US22080R2067

KTN STRUCTURED PRODUCTS CORTS AON CAPITAL A 8.205% CERT. US22532R1014

KTOS KRATOS DEFENSE & SECURITY SOLUTIONS Inc US50077B2079

KTOV Kitov Pharmaceuticals Hldgs US49803V1070

KTP STRUCTURED PRODUCTS CORTS J.C. PENNEY DEBS 7 5/8% CERT. US2208031003

KTWO K2M Group Holdings Inc US48273J1079

KURA Kura Oncology Inc US50127T1097

KVHI KVH INDUSTRIES INC US4827381017

KW KENNEDY-WILSON HOLDINGS Inc US4893981070

KWEB KRANESHARES CSI CHINA INTERNET ETF US5007673065

KWR QUAKER CHEMICAL Corp US7473161070

Page 46: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

KXI iShares Global Consumer Staple US4642887370

KYE Kayne Anderson Energy Total Re US48660P1049

KYNpF KAYNE ANDERSON MLP INVESTMENT COMPANY 3.500% SERIES F MANDATORY REDEEMABLE PREFERRED SHARES $25.00 US4866066016

KYO KYOCERA CORPORATION US5015562037

L LOEWS CORPORATION US5404241086

LABD Direxion Daily S&P Biotech Bea US25460E5399

LABL MULTI-COLOR CORP US6253831043

LABU DIREXION DAILY S&P BIOTECH BULL 3X SHARES US25490K3234

LAD LITHIA MOTORS Inc US5367971034

LADR LADDER CAPITAL CORP US5057431042

LAKE LAKELAND INDUSTRIES INC US5117951062

LALT POWERSHARES MULTI-STRATEGY ALTERNATIVE PORTFOLIO US73935B8708

LAMR Lamar Advertising Co US5128161099

LANC LANCASTER COLONY CORP US5138471033

LAND GLADSTONE LAND CORPORATION US3765491010

LARK LANDMARK BANCORP INC US51504L1070

LAUR Laureate Education Inc US5186132032

LAWS LAWSON PRODUCTS US5207761058

LAYN LAYNE CHRISTENSEN CO US5210501046

LAZ Lazard Ltd BMG540501027

LB L Brands, Inc. US5017971046

LBAI LAKELAND BANCORP INC US5116371007

LBIX Leading Brands Inc CA52170U2074

LBJ Direxion Daily Latin America B US25490K2996

LBRDA Liberty Broadband Corp US5303071071

LBRDK Liberty Broadband Corp US5303073051

LBRT Liberty Oilfield Services Inc US53115L1044

LBTYA Liberty Global PLC GB00B8W67662

LBTYB Liberty Global PLC GB00B8W67779

LBTYK Liberty Global PLC GB00B8W67B19

LBY LIBBEY INC US5298981086

LC LendingClub Corp US52603A1097

LCI LANNETT COMPANY Inc US5160121019

LCII LCI Industries US50189K1034

LCM Advent/Claymore Enhanced Growt US00765E1047

LCNB LCNB CORPORATION US50181P1003

LCUT LIFETIME BRANDS Inc US53222Q1031

LD iPath Bloomberg Lead Subindex US06739H2638

LDF LATIN AMERICAN DISCOVERY FD US51828C1062

LDL LYDALL Inc US5508191062

LDOS LEIDOS HOLDINGS Inc US5253271028

LDP Cohen & Steers Limited Duratio US19248C1053

LDRI POWERSHARES LADDERRITE 0-5 YEAR CORPORATE BOND PORTFOLIO US73937B5892

LDUR PIMCO Enhanced Low Duration Ac US72201R7180

LE Lands' End Inc US51509F1057

LEA Lear Corp US5218652049

LEAD Reality Shares DIVCON Leaders US75605A4058

LECO LINCOLN ELECTRIC HOLDINGS INC US5339001068

LEDS SemiLEDs Corp/Taiwan US8166452040

LEE LEE ENTERPRISES Inc US5237681094

LEG LEGGETT & PLATT Inc US5246601075

LEGR First Trust Indxx Innovative Transaction & Process ETF US33741X2018

LEJU Leju Holdings Ltd US50187J1088

LEMB ISHARES EMERGING MARKETS LOCAL CURRENCY BOND ETF US4642865178

LEN LENNAR CORPORATION CLASS A US5260571048

LENB Lennar Corp US5260573028

LENS Presbia PLC IE00BJ0X7W22

LEO DREYFUS STRATEGIC MunicipalS Inc US2619321076

LEU Centrus Energy Corp US15643U1043

LEVB Level Brands Inc US52730Q2093

LFC China Life Insurance Co Ltd US16939P1066

LFGR Leaf Group Ltd US52177G1022

LFIN Longfin Corp US54304F1066

LFUS LITTELFUSE INC US5370081045

LFVN Lifevantage Corp US53222K2050

LGC Legacy Acquisition Corp US5246431036

LGCY LEGACY RESERVES LP US5247073043

LGCYO LEGACY RESERVES LP 8% SERIES B FIXED-TO-FLOATING RATE CumULATIVE REDEEMABLE PERPETUAL PREFERRED UNI US5247075022

LGCYP LEGACY RESERVES LP 8% SERIES A FIXED-TO-FLOATING RATE CumULATIVE REDEEMABLE PERPETUAL PREFERRED UNI US5247074033

LGI Lazard Global Total Return and US52106W1036

LGIH LGI Homes, Inc. US50187T1060

LGL THE LGL GROUP Inc US50186A1088

LGLV SPDR SSGA US Large Cap Low Vol US78468R8043

LGND LIGAND PHARMACEUTICALS Inc US53220K5048

LH LABORATORY CORPORATION OF AMERICA HOLDINGS US50540R4092

LHC Leo Holdings Corp KYG5463L1059

LHCG LHC GROUP LLC US50187A1079

LHO LASALLE HOTEL PROPERTIES US5179421087

LHOpI LASALLE HOTEL PROPERTIES 6.375% SERIES I CumULATIVE REDEEMABLE PREFERRED SHARES OF BENEFICIAL INTER US5179428017

LII LENNOX INTERNATIONAL Inc US5261071071

LINC LINCOLN EDUCATIONAL SERVICES US5335351004

LIND Lindblad Expeditions Holdings US5352191093

Page 47: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

LINK Interlink Electronics Inc US4587513023

LION FIDELITY SOUTHERN CORPORATION US3163941053

LIQT LiqTech International Inc US53632A1025

LIT GLOBAL X LITHIUM ETF US37954Y8553

LITB LightInTheBox Holding Co Ltd US53225G1022

LITE LUMENTUM HOLDINGS Inc COMMON STOCK US55024U1097

LIVE Live Ventures Inc US5381423087

LIVN LivaNova PLC GB00BYMT0J19

LJPC La Jolla Pharmaceutical Co US5034596040

LKFN LAKELAND FINANCIAL CORP US5116561003

LKM NQ Mobile Inc US53577L1052

LKOR FlexShares Credit-Scored US Lo US33939L7534

LKQ LKQ CORPORATION US5018892084

LKSD LSC Communications Inc US50218P1075

LL LUMBER LIQUIDATORS HOLDINGS Inc US55003T1079

LLEX Lilis Energy Inc US5324032011

LLL L3 Technologies, Inc. US5024131071

LLNW LIMELIGHT NETWORKS Inc US53261M1045

LLY ELI LILLY & CO. US5324571083

LM LEGG MASON Inc US5249011058

LMAT LEMAITRE VASCULAR Inc US5255582018

LMBS First Trust Low Duration Oppor US33739Q2003

LMFA LM Funding America Inc US5020741071

LMFAW LM Funding America Inc US5020741154

LMLP ETRACS Monthly Pay 2xLeveraged US90273A2078

LMNR LIMONEIRA CO. US5327461043

LMNX LUMINEX CORP US55027E1029

LMRK Landmark Infrastructure Partne US51508J1088

LMT LOCKHEED MARTIN Corp US5398301094

LN LINE Corp US53567X1019

LNC LINCOLN NATIONAL Corp US5341871094

LND BrasilAgro - Co Brasileira de US10554B1044

LNDC Landec Corp US5147661046

LNG CHENIERE ENERGY Inc US16411R2085

LNN LINDSAY CORPORATION US5355551061

LNT ALLIANT ENERGY Corp US0188021085

LNTH Lantheus Holdings Inc US5165441032

LOAN MANHATTAN BRIDGE CAPITAL Inc US5628031065

LOB Live Oak Bancshares Inc US53803X1054

LOCO El Pollo Loco Holdings Inc US2686031079

LODE Comstock Mining Inc US2057502013

LOGI Logitech International SA CH0025751329

LOGM LOGMEIN INC US54142L1098

LOOP Loop Industries Inc US5435181046

LOPE GRAND CANYON EDUCATION INC US38526M1062

LOR LAZARD WORLD DIVIDEND & Income FUND Inc US5210761095

LORL LORAL SPACE AND COMMUNICATIONS Inc US5438811060

LOW LOWE'S COMPANIES Inc US5486611073

LOWC SPDR MSCI ACWI Low Carbon Targ US78463X1946

LOXO Loxo Oncology Inc US5488621013

LPCN Lipocine Inc US53630X1046

LPG Dorian LPG Ltd MHY2106R1100

LPI Laredo Petroleum Inc US5168061068

LPL LG Display Co Ltd US50186V1026

LPLA LPL Financial Holdings Inc US50212V1008

LPNT LIFEPOINT HOSPITALS INC US53219L1098

LPSN LIVEPERSON INC US5381461012

LPT LIBERTY PROPERTY TRUST US5311721048

LPTH LIGHTPATH TECHNOLOGIES INC US5322578056

LPX LOUISIANA-PACIFIC Corp US5463471053

LQ La Quinta Holdings Inc US50420D1081

LQD iShares iBoxx $ Investment Gra US4642872422

LQDH iShares Interest Rate Hedged C US46431W7056

LQDT LIQUIDITY SERVICES Inc US53635B1070

LRAD LRAD CORP US50213V1098

LRCX LAM RESEARCH CORP US5128071082

LRGF iShares Edge MSCI Multifactor US46434V2824

LRN K12 INC COMMON STOCK US48273U1025

LSBK LAKE SHORE BANCORP Inc US5107001076

LSCC LATTICE SEMICONDUCTOR CORP US5184151042

LSI LSI ORD US53223X1072

LSTR LANDSTAR SYSTEM INC US5150981018

LSXMA Liberty Media Corp-Liberty Sir US5312294094

LSXMB Liberty Media Corp-Liberty Sir US5312295083

LSXMK Liberty Media Corp-Liberty Sir US5312296073

LTBR Lightbridge Corp US53224K2033

LTC LTC PROPERTIES Inc US5021751020

LTL ProShares Ultra Telecommunicat US74347R2638

LTM LATAM Airlines Group S.A. US51817R1068

LTN Union Acquisition Corp KYG9366W1015

LTPZ PIMCO 15+ Year U.S. TIPS Index US72201R3049

LTRPA Liberty TripAdvisor Holdings I US5314651028

Page 48: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

LTRPB Liberty TripAdvisor Holdings I US5314652018

LTRX Lantronix Inc US5165482036

LTS LADENBURG THALMANN FINANCIAL SERVICES INC US50575Q1022

LTSpA LADENBURG THALMANN FINANCIAL SERVICES Inc 8.00% SER A US50575Q2012

LTXB LEGACYTEXAS FINANCIAL GROUP INC US52471Y1064

LUB LUBY'S INC US5492821013

LUK LEUCADIA NATIONAL Corp US5272881047

LULU LULULEMON ATHLETICA Inc US5500211090

LUNA LUNA INNOVATIONS INCORPORATED US5503511009

LUV SOUTHWEST AIRLINES CO. US8447411088

LVHD Legg Mason Low Volatility High US52468L4068

LVL PowerShares S&P Global Dividend Opportunities Index Portfolio US18383M8608

LVNTB Liberty Interactive Corporation US53071M8644

LVS LAS VEGAS SANDS Corp US5178341070

LW Lamb Weston Holdings Inc US5132721045

LWAY LIFEWAY FOODS INC US5319141090

LX LexinFintech Holdings Ltd US5288771034

LXFR Luxfer Holdings PLC GB00BNK03D49

LXFT Luxoft Holding Inc VGG572791041

LXP LEXINGTON REALTY TRUST US5290431015

LXPpC LXNGTN.REALTY TRUST 6.5% SER C Cum. CNVRTBL. US5290433094

LXRX Lexicon Pharmaceuticals Inc US5288723027

LXU LSB INDUSTRIES INC US5021601043

LYB LYONDELLBASELL INDUSTRIES N.V. CLASS A NL0009434992

LYG Lloyds Banking Group PLC US5394391099

LYTS LSI INDUSTRIES INC US50216C1080

LYV LIVE NATION ENTERTAINMENT Inc US5380341090

LZB LA-Z-BOY INCORPORATED US5053361078

M MACY'S Inc US55616P1049

MA MASTERCARD INCORPORATED US57636Q1040

MAA MID-AMERICA APARTMENT COMMUNITIES Inc US59522J1034

MAB Eaton Vance Massachusetts Muni US27828K1088

MAC THE MACERICH COMPANY US5543821012

MACK MERRIMACK PHARMACEUTICALS Inc US5903282094

MAG MAG Silver Corp CA55903Q1046

MAGS Magal Security Systems Ltd IL0010829161

MAIN MAIN STREET CAPITAL CORPORATION US56035L1044

MAMS MAM Software Group Inc US55277Q2012

MAN MANPOWERGROUP US56418H1005

MANH MANHATTAN ASSOCIATES INC US5627501092

MANT MANTECH INTERNATIONAL CORP US5645631046

MANU Manchester United Plc KYG5784H1065

MAR MARRIOT INTERNATIONAL CLASS A COMMON STOCK US5719032022

MARA Marathon Patent Group Inc US56585W3025

MARK REMARK MEDIA INC US75955K1025

MARPS Marine Petroleum Trust US5684231070

MAS MASCO CORPORATION US5745991068

MASI MASIMO CORPORATION US5747951003

MAT MATTEL Inc US5770811025

MATR MATTERSIGHT Corp US5770971084

MATW MATTHEWS INTERNATIONAL CORP US5771281012

MATX MATSONS Inc US57686G1058

MAV PIONEER Municipal HIGH Income ADVANTAGE TRUST US7237621005

MAYS MAYS (J.W.) INC US5784731003

MB Mindbody Inc US60255W1053

MBB ISHARES MBS ETF US4642885887

MBCN Middlefield Banc Corp US5963042040

MBFI MB FINANCIAL CORP US55264U1088

MBG SPDR Bloomberg Barclays Mortga US78464A3831

MBI MBIA Inc US55262C1009

MBII Marrone Bio Innovations Inc US57165B1061

MBIO Mustang Bio Inc US62818Q1040

MBOT Microbot Medical Inc US59503A1051

MBRX Moleculin Biotech Inc US60855D1019

MBSD Flexshares Trust-Flexshares Di US33939L7799

MBT MOBILE TELESYSTEMS OJSC US6074091090

MBTF MBT FINANCIAL CORPORATION US5788771021

MBUU Malibu Boats Inc US56117J1007

MBVX MabVax Therapeutics Holdings I US55414P5044

MBWM MERCANTILE BANK CORP US5873761044

MC Moelis & Company US60786M1053

MCA BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND INC US09254N1037

MCB Metropolitan Bank Holding Corp US5917741044

MCBC Macatawa Bank Corp US5542251021

MCC MEDLEY CAPITAL CORPORATION US58503F1066

MCD MCDONALD'S CORPORATION US5801351017

MCEP MID-CON ENERGY PARTNERS LP US59560V1098

MCF CONTANGO OIL & GAS CO. US21075N2045

MCFT MCBC Holdings Inc US55276F1075

MCHI ISHARES MSCI CHINA ETF US46429B6719

MCHP MICROCHIP TECHNOLOGY INC US5950171042

MCHX MARCHEX Inc CLASS B US56624R1086

Page 49: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

MCI Barings Corporate Investors US06759X1072

MCK MCKESSON CORPORATION US58155Q1031

MCN Madison Covered Call & Equity US5574371002

MCO MOODY'S CORPORATION US6153691059

MCR MFS Charter Income Trust US5527271093

MCRB Seres Therapeutics Inc US81750R1023

MCRI MONARCH CASINO & RESORT INC US6090271072

MCRN Milacron Holdings Corp US59870L1061

MCRO IQ Hedge Macro Tracker ETF US45409B2060

MCS THE MARCUS CORPORATION US5663301068

MCV MEDLEY CAPITAL CORPORATION 6.125% SENIOR Notes DUE 2023 US58503F3047

MCY MERCURY GENERAL Corp US5894001008

MD MEDNAX INC (HOLDING COMPANY) US58502B1061

MDB MongoDB Inc US60937P1066

MDC M.D.C. HOLDINGS Inc US5526761086

MDCO MEDICINES CO US5846881051

MDGS Medigus Ltd US58471G2012

MDIV First Trust Multi-Asset Divers US33738R1005

MDLY Medley Management Inc US58503T1060

MDLZ Mondelez International US6092071058

MDP MEREDITH CORPORATION US5894331017

MDR MCDERMOTT INTERNATIONAL PAL1201471A1

MDRX ALLSCRIPTS-MISYS HEALTHCARE SOLUTION US01988P1084

MDSO MEDIDATA SOLUTIONS Inc US58471A1051

MDT Medtronic plc IE00BTN1Y115

MDU MDU RESOURCES GROUP Inc US5526901096

MDWD MediWound Ltd IL0011316309

MDXG MIMEDX GROUP INC US6024961012

MDY SPDR S&P MidCap 400 ETF Trust US78467Y1073

MDYG SPDR S&P 400 Mid CapGrowth ETF US78464A8210

MDYV SPDR S&P 400 Mid Cap Value ETF US78464A8392

MEAR iShares Short Maturity Municip US46431W8385

MED MEDIFAST Inc US58470H1014

MEDP Medpace Holdings Inc US58506Q1094

MEET MEETME INC US58513U1016

MEI METHODE ELECTRONICS US5915202007

MEIP MEI Pharma Inc US55279B2025

MELI MercadoLibre, Inc. US58733R1023

MELR Melrose Bancorp Inc US5855531001

MEN BLACKROCK MUNI ENHANCED FUND Inc US09253Y1001

MEOH Methanex Corp CA59151K1084

MERC Mercer International Inc US5880561015

MERpK MERRILL LYNCH CAPITAL TRUST I US5901992041

MESO Mesoblast Ltd US5907171046

MET METLIFE Inc US59156R1086

METC Ramaco Resources Inc US75134P3038

METpA METLIFE Inc FLOATING RATE NON CumL SERIES A US59156R5046

MFA MFA FINANCIAL INC US55272X1028

MFApB MFA FINANCIAL Inc 7.50% SERIES B CumULATIVE REDEEMABLE PREFERRED STOCK US55272X4097

MFCB MFC Bancorp Ltd KYG606301037

MFD Macquarie/First Trust Global I US55607W1009

MFG MIZUHO FINANCIAL GROUP Inc US60687Y1091

MFGP Micro Focus Intl PLC ADS each representing One Ord Sh US5948373049

MFL BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND US09254P1084

MFM MFS Municipal Income Trust US5527381066

MFNC MACKINAC FINANCIAL CORPORATION US5545711096

MFO MFA FINANCIAL Inc 8.00% SR NTS DUE 2042 US55272X3008

MFSF MUTUALFIRST FINANCIAL INC US62845B1044

MFT BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND US09254T1007

MFV MFS SPECIAL VALUE TRUST US55274E1029

MG MISTRAS GROUP Inc US60649T1079

MGA Magna International Inc CA5592224011

MGC VANGUARD MEGA CAP 300 INDEX ETF US9219108738

MGEE MGE ENERGY INC US55277P1049

MGF MFS Government Markets Income US5529391006

MGI MoneyGram International Inc US60935Y2081

MGIC Magic Software Enterprises Ltd IL0010823123

MGK VANGUARD MEGA CAP GROWTH ETF US9219108167

MGLN MAGELLAN HEALTH SERVICES Inc US5590792074

MGM MGM RESORTS INTERNATIONAL US5529531015

MGNX MacroGenics, Inc. US5560991094

MGP MGM Growth Properties LLC US55303A1051

MGPI MGP INGREDIENTS INC US55303J1060

MGRC MCGRATH RENTCORP US5805891091

MGU MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RETURN FUND Inc US55608D1019

MGV VANGUARD MEGA CAP VALUE ETF US9219108407

MGYR MAGYAR BANCORP Inc US55977T1097

MHD BLACKROCK MUNIHOLDINGS FUND Inc US09253N1046

MHE BlackRock Massachusetts Tax-Ex US09258E1091

MHF Western Asset Municipal High I US95766N1037

MHH MASTECH HOLDINGS Inc US57633B1008

MHI Pioneer Municipal High Income US7237631087

Page 50: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

MHK MOHAWK INDUSTRIES Inc US6081901042

MHLD Maiden Holdings Ltd BMG5753U1128

MHN BlackRock MuniHoldings New Yor US09255C1062

MHO M/I HOMES Inc US55305B1017

MHpA MAIDEN HOLDINGS Ltd. 8.25% NON-CumULATIVE PREFERENCE SHARES SERIES A BMG5753U1201

MIC MACQUARIE INFRASTRUCTURE COMPANY LLC US55608B1052

MICR Micron Solutions Inc US59511X1054

MICT MICRONET ENERTEC TECHNOLOGIES Inc US5951171025

MIDD MIDDLEBY CORP US5962781010

MIDU Direxion Daily Mid Cap Bull 3X US25459W7305

MIDZ Direxion Daily Mid Cap Bear 3x US25490K8100

MIE Cohen & Steers MLP Income and US19249B1061

MIK Michaels Cos Inc/The US59408Q1067

MILN Global X Millennials Thematic US37954Y7647

MIME Mimecast Ltd GB00BYT5JK65

MIN MFS INTERMEDIATE Income TRUST US55273C1071

MINC AdvisorShares Newfleet Multi-S US00768Y7278

MIND MITCHAM INDUSTRIES INC US6065011040

MINI MOBILE MINI INC US60740F1057

MINT PIMCO Enhanced Short Maturity US72201R8337

MITK MITEK SYSTEMS Inc US6067102003

MITL Mitel Networks Corp CA60671Q1046

MITT AG MORTGAGE INVESTMENT TRUST Inc US0012281053

MITTpA AG MORTGAGE INVESTMENT TRUST Inc US0012282044

MITTpB AG MORTGAGE INVESTMENT TRUST INC US0012283034

MIW Eaton Vance Michigan Municipal US27828M1045

MIXT MiX Telematics Ltd US60688N1028

MIY BlackRock MuniYield Michigan Q US09254V1052

MJ ETFMG Alternative Harvest ETF US26924G5080

MJCO MAJESCO US56068V1026

MKC MCCORMICK & COMPANY INCORPORATED NON-VTG CS US5797802064

MKGI Monaker Group Inc US6090112003

MKL MARKEL CORPORATION US5705351048

MKSI MKS INSTRUMENTS INC US55306N1046

MKTX MARKETAXESS HOLDINGS Inc US57060D1081

MLAB MESA LABORATORIES INC US59064R1095

MLCO Melco Crown Entertainment Limited US5854641009

MLHR HERMAN MILLER INC US6005441000

MLI MUELLER INDUSTRIES Inc US6247561029

MLM MARTIN MARIETTA MATERIALS US5732841060

MLN VanEck Vectors AMT-Free Long M US92189F5364

MLNT Melinta Therapeutics Inc US58549G1004

MLNX Mellanox Technologies Ltd IL0011017329

MLP MAUI LAND & PINEAPPLE CO. US5773451019

MLPA GLOBAL X MLP ETF US37950E4733

MLPC C-Tracks ETNs based on Perform US17321F2011

MLPG ETRACS Alerian Natural Gas MLP US9026416209

MLPI ETRACS Alerian MLP Infrastruct US9026416464

MLPS ETRACS 1xMonthly Short Alerian US9026416126

MLPX Global X MLP & Energy Infrastr US37950E2265

MLPY Morgan Stanley Cushing MLP Hig US61760E8460

MLR MILLER INDUSTRIES Inc US6005512040

MLSS Milestone Scientific Inc US59935P2092

MLVF Malvern Bancorp Inc US5614091032

MMAC MMA Capital Management LLC US55315D1054

MMC MARSH & MCLENNAN COMPANIES Inc US5717481023

MMD MainStay DefinedTerm Municipal US56064K1007

MMI Marcus & Millichap Inc US5663241090

MMLP MARTIN MIDSTREAM PARTNERS LP US5733311055

MMM 3M COMPANY US88579Y1010

MMP MAGELLAN MIDSTREAM PARTNERS L.P. US5590801065

MMS MAXIMUS Inc US5779331041

MMSI MERIT MEDICAL SYSTEMS INC US5898891040

MMT MFS Multimarket Income Trust US5527371083

MMTM SPDR S&P 1500 Momentum Tilt ET US78468R7052

MMU Western Asset Managed Municipa US95766M1053

MMV Eaton Vance Massachusetts Muni US27826E1047

MMYT MakeMyTrip Ltd MU0295S00016

MN MANNING & NAPIER Inc US56382Q1022

MNA IQ Merger Arbitrage ETF US45409B8000

MNDO Mind CTI Ltd IL0010851827

MNE BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND Inc US09255F1093

MNGA MagneGas Corp US55939L4005

MNI McClatchy Co/The US5794893033

MNK MALLINCKRODT PUBLIC LIMITED COMPANY IE00BBGT3753

MNKD MANNKIND CORPORATION US56400P7069

MNLO Menlo Therapeutics, Inc. US5868581027

MNOV MEDICINOVA INC US58468P2065

MNP Western Asset Municipal Partne US95766P1084

MNR MONMOUTH REAL ESTATE INVESTMENT CORP US6097201072

MNRO MONRO MUFFLER INC US6102361010

MNST MONSTER BEVERAG US61174X1090

Page 51: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

MNTA MOMENTA PHARMACEUTICALS Inc US60877T1007

MNTX MANITEX INTERNATIONAL Inc US5634201082

MO ALTRIA GROUP Inc US02209S1033

MOAT VanEck Vectors Morningstar Wid US92189F6438

MOBL MobileIron Inc US60739U2042

MOC COMMAND SECURITY CORPORATION US20050L1008

MOD MODINE MANUFACTURING CO US6078281002

MODN MODEL N Inc US6075251024

MOFG MIDWESTONE FINANCIAL GROUP US5985111039

MOG.B Moog Inc US6153943013

MOH MOLINA HEALTHCARE Inc US60855R1005

MOM QuantShares U.S. Market Neutra US3516801038

MOMO Momo Inc US60879B1070

MON MONSANTO COMPANY US61166W1018

MOO VanEck Vectors Agribusiness ET US92189F7006

MORN MORNINGSTAR Inc US6177001095

MORT VanEck Vectors Mortgage REIT I US92189F4524

MOS Mosaic US61945C1036

MOSC Mosaic Acquisition Corp KYG628481098

MOSY MOSYS Inc US6197182081

MOTI VanEck Vectors Morningstar Int US92189F5935

MOV MOVADO GROUP Inc US6245801062

MOXC Moxian Inc US6246972078

MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND US09255G1076

MPAA MOTORCAR PARTS OF AMERICA Inc US6200711009

MPB MID PENN BANCORP Inc US59540G1076

MPC Marathon Petroleum US56585A1025

MPCT iShares Trust iShares MSCI Glo US46435G5320

MPLX MPLX LP US55336V1008

MPpD MISSISSIPPI POWER COMPANY DEPOSITARY SHARES (EACH REPRESENTING ONE-FOURTH OF A SHARE OF 5.25% SERIE US6054177737

MPV Barings Participation Investor US06761A1034

MPW MEDICAL PROPERTIES TRUST Inc US58463J3041

MPWR MONOLITHIC POWER SYSTEMS Inc US6098391054

MPX MARINE PRODUCTS Corp US5684271084

MQT BLACKROCK MUNI YIELD QUALITY FUND II Inc US09254G1085

MQY BLACKROCK MUNI YIELD QUALITY FUND INC US09254F1003

MRAM Everspin Technologies Inc US30041T1043

MRBK Meridian Bank/Malvern PA US58958P1049

MRC MRC GLOBAL INC US55345K1034

MRCC Monroe Capital Corp US6103351010

MRCY MERCURY SYSTEMS Inc US5893781089

MRGR Proshares Merger ETF US74348A5662

MRIN MARIN SOFTWARE INCORPORATED US56804T2050

MRK Merck and Co Inc. US58933Y1055

MRLN MARLIN BUSINESS SERVICES CORP US5711571068

MRNS Marinus Pharmaceuticals Inc US56854Q1013

MRO Marathon Oil US5658491064

MRSN Mersana Therapeutics Inc US59045L1061

MRT MedEquities Realty Trust Inc US58409L3069

MRTN MARTEN TRANSPORT Ltd US5730751089

MRTX MIRATI THERAPEUTICS Inc COMMON STOCK US60468T1051

MRUS Merus NV NL0011606264

MRVL Marvell Technology Group Ltd BMG5876H1051

MS Morgan Stanley US6174464486

MSA MSA Safety Inc US5534981064

MSB MESABI TRUST US5906721015

MSBF MSB Financial Corp/MD US55352L1017

MSCI MSCI Inc US55354G1004

MSD Morgan Stanley Emerging Market US61744H1059

MSEX MIDDLESEX WATER CO US5966801087

MSF Morgan Stanley Emerging Market US61744G1076

MSFT MICROSOFT CORP US5949181045

MSG Madison Square Garden Co/The US55825T1034

MSGN MSG Networks Inc US5535731062

MSI MOTOROLA SOLUTIONS Inc NEW US6200763075

MSL MIDSOUTH BANCORP Inc US5980391057

MSM MSC INDUSTRIAL DIRECT CO. Inc CLASS A US5535301064

MSN EMERSON RADIO Corp US2910872033

MSON MISONIX INC US6048711039

MSP Madison Strategic Sector Premi US5582681087

MSpA MORGAN STANLEY FLOATING RATE NON-CumULATIVE PREFERRED SERIES A US61747S5047

MSpE MORGAN STANLEY DEP SHARES EACH REPRESENTING 1/1000TH OF SHARE OF FIXED TO FLOATING RATE SER E US61762V2007

MSpF MORGAN STANLEY SERIES F US61763E2072

MSpG MORGAN STANLEY 6.625% US61762V5075

MSpI MORGAN STANLEY DEPOSITARY SHARES EACH REPRESENTING 1/1000TH OF A SHARE OF FIXED-TO-FLOATING RATE NO US61761J4067

MSTR MICROSTRATEGY INC US5949724083

MT ArcelorMittal US03938L2034

MTB M&T BANK Corp US55261F1049

MTBC MEDICAL TRANSCRIPTION BILLING Corp US58464J1051

MTCH Match Group Inc US57665R1068

MTD METTLER-TOLEDO INTL US5926881054

MTDR MATADOR RESOURCES COMPANY US5764852050

Page 52: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

MTEX Mannatech Inc US5637712036

MTFB Motif Bio PLC US6197841017

MTG MGIC INVESTMENT Corp US5528481030

MTGE AMERICAN CAPITAL MORTGAGE INVESTMENT Corp US55378A1051

MTGEP AMERICAN CAPITAL MORTGAGE INVESTMENT CORP 8.125% SER A US55378A2042

MTH MERITAGE HOMES CORPORATION US59001A1025

MTL MECHEL OAO US5838406081

MTLp Mechel OJSC Pfd US5838405091

MTLS Materialise NV US57667T1007

MTN VAIL RESORTS Inc US91879Q1094

MTNB Matinas BioPharma Holdings Inc US5768101058

MTOR MERITOR Inc US59001K1007

MTP Midatech Pharma PLC US59564R1041

MTR MESA ROYALTY TRUST US5906601068

MTRN MATERION CORPORATION US5766901012

MTRX Matrix Service Co US5768531056

MTSC MTS SYSTEMS CORP US5537771033

MTSI M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS Inc US55405Y1001

MTSL MER Telemanagement Solutions L IL0010826191

MTT Western Asset Municipal Define US95768A1097

MTUM iShares Edge MSCI USA Momentum Factor ETF US46432F3964

MTW THE MANITOWOC COMPANY Inc US5635714059

MTX MINERALS TECHNOLOGIES INC US6031581068

MTZ MASTEC Inc US5763231090

MU MICRON TECHNOLOGY Inc US5951121038

MUA BLACKROCK MUNI ASSETS FUND Inc US09254J1025

MUB iShares National Muni Bond ETF US4642884146

MUC BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND INC US09254L1070

MUE BLACKROCK MUNIHOLDINGS QUALITY FUND II INC US09254C1071

MUH BLACKROCK MUNIHOLDINGS FUND II Inc US09253P1093

MUI BLACKROCK MUNIYIELD NEW JERSEY QUALITY FUND Inc US09253X1028

MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND Inc US09254X1019

MUNI PIMCO Intermediate Municipal B US72201R8667

MUR MURPHY OIL Corp US6267171022

MUS BLACKROCK MUNIHOLDINGS QUALITY FUND Inc US09254A1016

MUSA Murphy USA Inc US6267551025

MUX McEwen Mining Inc US58039P1075

MVBF MVB Financial Corp US5538101024

MVC MVC CAPITAL Inc US5538291023

MVF BLACKROCK MUNIVEST FUND INC US09253R1059

MVIS MicroVision Inc US5949603048

MVO MV Oil Trust US5538591091

MVT BLACKROCK MUNIVEST FUND II US09253T1016

MVV PROSHARES ULTRA MIDCAP400 US74347R4048

MWA MUELLER WATER PRODUCTS Inc US6247581084

MX MagnaChip Semiconductor Corp US55933J2033

MXC MEXCO ENERGY CORP US5927701012

MXE THE MEXICO EQUITY AND Income FUND Inc US5928341057

MXF Mexico Fund Inc/The US5928351023

MXI ISHARES GLOBAL MATERIALS ETF US4642886950

MXIM MAXIM INTEGRATED PRODUCTS US57772K1016

MXL MAXLINEAR Inc US57776J1007

MXWL MAXWELL TECHNOLOGIES INC US5777671067

MYC BLACKROCK MUNI YIELD CALIFORNIA FUND Inc US09254M1053

MYD BLACKROCK MUNIYIELD FUND Inc US09253W1045

MYE MYERS INDUSTRIES Inc US6284641098

MYF BLACKROCK MUNI YIELD INVESTMENT FUND Inc US09254R1041

MYGN MYRIAD GENETICS INC US62855J1043

MYI BLACKROCK MUNIYIELD QUALITY FUND III Inc US09254E1038

MYJ BLACKROCK MUNI YIELD NEW JERSEY FUND Inc US09254Y1091

MYL MYLAN N.V. ORDINARY SHARES NL0011031208

MYN BLACKROCK MUNIYIELD NEW YORK QUALITY FUND Inc US09255E1029

MYND MYnd Analytics Inc US62857N2027

MYO Myomo Inc US62857J1025

MYOK MyoKardia Inc US62857M1053

MYOS MYOS CORPORATION US62857P1084

MYOV Myovant Sciences Ltd BMG637AM1024

MYRG MYR GROUP INC US55405W1045

MYY PROSHARES SHORT MIDCAP400 US74347R8007

MZA BlackRock MuniYield Arizona Fu US09254K1097

MZF Managed Duration Investment Gr US56165R1032

MZOR Mazor Robotics Ltd. - American Depositary Shares US57886P1030

MZZ PROSHARES ULTRASHORT MIDCAP400 US74348A3436

NAC Nuveen CA DIV ADVTG MUNI FD US67066Y1055

NAD Nuveen DIV ADVTG MUNI FD US67066V1017

NAII NATURAL ALTERNATIVES INTERNATIONAL Inc US6388423021

NAIL Direxion Shares Etf Trust-Dire US25490K5965

NAK Northern Dynasty Minerals Ltd CA66510M2040

NAKD Naked Brand Group Inc US6298392001

NAN Nuveen NY DIV ADVTG MUNI FD US67066X1072

NANO NANOMETRICS INC US6300771051

NANR SPDR S&P North American Natura US78463X1524

Page 53: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

NAO Nordic American Offshore Ltd BMG657721087

NAOV NANOVIBRONIX INC US63008J1088

NAP Navios Maritime Midstream Part MHY621341046

NAT Nordic American Tankers Ltd BMG657731060

NATH Nathan's Famous Inc US6323471002

NATI National Instruments Corp US6365181022

NATR Nature's Sunshine Products Inc US6390271012

NAUH NATIONAL AMERICAN UNIVERSITY HOLDINGS Inc US63245Q1058

NAV NAVISTAR INTERNATIONAL US63934E1082

NAVB Navidea Biopharmaceuticals Inc US63937X1037

NAVG NAVIGATORS GROUP INC US6389041020

NAVI NAVIENT CORPORATION US63938C1080

NAZ Nuveen ARIZONA PREMIUM Income Municipal FUND US67061W1045

NBB Nuveen BUILD AMERICA BOND FUND US67074C1036

NBD Nuveen Build America Bond Oppo US67074Q1022

NBEV New Age Beverages Corp US64157V1089

NBH Neuberger Berman Intermediate US64124P1012

NBHC NATIONAL BANK HOLDINGS Corp US6337071046

NBIX Neurocrine Biosciences Inc US64125C1099

NBL NOBLE ENERGY Inc US6550441058

NBLX Noble Midstream Partners LP US65506L1052

NBN NORTHEAST BANCORP US6639042091

NBO Neuberger Berman New York Inte US64124K1025

NBR NABORS INDUSTRIES Ltd. BMG6359F1032

NBRV Nabriva Therapeutics PLC IE00BYQMW233

NBTB NBT BANCORP INC US6287781024

NBW Neuberger Berman California In US64123C1018

NBY NovaBay Pharmaceuticals Inc US66987P2011

NC NACCO INDUSTRIES Inc US6295791031

NCA Nuveen CALIFORNIA Municipal VALUE FUND Inc US67062C1071

NCB Nuveen CALIFORNIA Municipal VALUE FUND 2 US6706EB1062

NCBS Nicolet Bankshares Inc US65406E1029

NCI Navigant Consulting Inc US63935N1072

NCLH NORWEGIAN CRUISE LINE HOLDINGS Ltd. ORDINARY SHARES BMG667211046

NCMI NATIONAL CINEMEDIA Inc US6353091076

NCOM National Commerce Corp US63546L1026

NCR NCR CORPORATION US62886E1082

NCS NCI BUILDING SYSTEMS INC US6288522047

NCSM NCS Multistage Holdings Inc US6288771024

NCTY The9 Limited - American Depository Shares representing one ordinary share US88337K1043

NCV AllianzGI Convertible & Income US0188281036

NCZ AllianzGI Convertible & Income US0188251096

NDAQ NASDAQ OMX GROUP Inc (THE) US6311031081

NDLS NOODLES & COMPANY CLASS A US65540B1052

NDP Tortoise Energy Independence F US89148K1016

NDRO Enduro Royalty Trust US29269K1007

NDSN Nordson Corp US6556631025

NE Noble Corp plc GB00BFG3KF26

NEA Nuveen AMT-Free Quality Munici US6706571055

NEAR iShares Short Maturity Bond ET US46431W5076

NEE NextEra Energy Inc. US65339F1012

NEM NEWMONT MINING Corp US6516391066

NEN New England Realty Associates US6442061049

NEO NeoGenomics Inc US64049M2098

NEOG Neogen Corp US6404911066

NEON Neonode Inc US64051M4024

NEOS Neos Therapeutics Inc US64052L1061

NEP NextEra Energy Partners LP US65341B1061

NERV Minerva Neurosciences Inc US6033801068

NETE Net Element Inc US64111R3003

NETS Netshoes Cayman Ltd KYG6455X1079

NEU NEWMARKET CORPORATION US6515871076

NEV Nuveen Enhanced Municipal Valu US67074M1018

NEWM New Media Investment Group Inc US64704V1061

NEWR New Relic Inc US64829B1008

NEWT Newtek Business Services Corp US6525262035

NEXA Nexa Resources SA LU1701428291

NEXT NextDecade Corp US65342K1051

NFBK Northfield Bancorp Inc US66611T1088

NFEC NF Energy Saving Corp US6290993004

NFG NATIONAL FUEL GAS CO. US6361801011

NFJ AllianzGI NFJ Dividend Interes US01883A1079

NFLT Virtus Newfleet Multi-Sector U US26923G7079

NFLX NETFLIX INC US64110L1061

NFO PowerShares Insider Sentiment Portfolio US18383M2098

NFRA FlexShares STOXX Global Broad US33939L7955

NFX NEWFIELD EXPLORATION COMPANY US6512901082

NGD New Gold Inc CA6445351068

NGE GLOBAL X MSCI NIGERIA ETF US37954Y6656

NGG National Grid PLC US6362744095

NGHC NATIONAL GENERAL HOLDINGS CORP US6362203035

NGHCP NATIONAL GENERAL HOLDINGS CORP PREFERRED STOCK SERIES A US6362207093

Page 54: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

NGL NGL ENERGY PARTNERS LP US62913M1071

NGS NATURAL GAS SERVICES GROUP Inc US63886Q1094

NGVC NATURAL GROCERS BY VITAMIN COTTAGE INC US63888U1088

NGVT Ingevity Corp US45688C1071

NH NantHealth Inc US6301041074

NHA Nuveen Municipal 2021 Target T US6706871026

NHC NATIONAL HEALTHCARE Corp US6359061008

NHF NexPoint Credit Strategies Fun US65340G2057

NHI National Health Investors Inc US63633D1046

NHLD National Holdings Corp US6363752063

NHS Neuberger Berman High Yield St US64128C1062

NHTC Natural Health Trends Corp US63888P4063

NI NISOURCE Inc US65473P1057

NIB iPath Bloomberg Cocoa Subindex US06739H3131

NICE Nice Ltd US6536561086

NICK Nicholas Financial Inc CA65373J2092

NID Nuveen Intermediate Duration M US6706711065

NIE AllianzGI Equity & Convertible US0188291019

NIHD NII Holdings Inc US62913F5089

NIM Nuveen Select Maturities Munic US67061T1016

NINE Nine Energy Service Inc US65441V1017

NIQ Nuveen Intermediate Duration Q US6706771036

NJR NEW JERSEY RESOURCES CORP US6460251068

NJV Nuveen New Jersey Municipal Va US6707021092

NK NantKwest Inc US63016Q1022

NKE NIKE Inc US6541061031

NKG Nuveen Georgia Quality Municip US67072B1070

NKSH National Bankshares Inc US6348651091

NKTR NEKTAR THERAPEUTICS US6402681083

NKX Nuveen California AMT-Free Qua US6706511085

NL NL INDUSTRIES Inc US6291564077

NLNK NEWLINK GENETICS CORPORATION US6515111077

NLR VanEck Vectors Uranium+Nuclear US92189F6016

NLS NAUTILUS Inc US63910B1026

NLSN NIELSEN N.V. GB00BWFY5505

NLST NETLIST INC US64118P1093

NLY ANNALY CAPITAL MANAGEMENT. Inc US0357104092

NLYpC ANNALY CAPITAL MANAGEMENT Inc 7.625% SERIES C CumULATIVE REDEEMABLE US0357107061

NLYpD ANNALY CAPITAL MANAGEMENT Inc 7.50% SERIES D CumULATIVE REDEEMABLE PREFERRED STOCK US0357108051

NM Navios Maritime Holdings Inc MHY621961033

NMFC New Mountain Finance Corp US6475511001

NMI Nuveen Municipal Income US67062J1025

NMIH NMI HOLDINGS Inc CLASS A COMMON STOCK US6292093050

NMKpC NIAGARA MOHAWK POWER CORPORATION PREFERRED STOCK 3.90% SERIES US6535224090

NML Neuberger Berman MLP Income Fu US64129H1041

NMM Navios Maritime Partners LP MHY622671029

NMpG NAVIOS MARITIME HOLDINGS Inc AMERICAN DEPOSITARY SHARES EACH REPRESENTING 1/100TH OF A 8.75% SERIES US63938Y1001

NMpH NAVIOS MARITIME HOLDNGS Inc 8.625% SER H US63938Y3080

NMR Nomura Holdings Inc US65535H2085

NMRD Nemaura Medical Inc US6404421090

NMS Nuveen Minnesota Quality Munic US6707341029

NMT MA PREM INC MUNI FD US67061E1047

NMY Nuveen MARYLAND PREMIUM Income Municipal FUND US67061Q1076

NMZ Nuveen Municipal High Income O US6706821039

NNA Navios Maritime Acquisition Co MHY621591012

NNBR NN INC US6293371067

NNC Nuveen NORTH CAROLINA PREMIUM Income Municipal FUND US67060P1003

NNDM Nano Dimension Ltd US63008G1040

NNI NELNET Inc CLASS A US64031N1081

NNN NATIONAL RETAIL PROPERTIES Inc US6374171063

NNNpE NATIONAL RETAIL PROPERTIES Inc 5.70% SER E US6374178092

NNVC NanoViricides Inc US6300872032

NNY Nuveen NY Municipal VALUE US67062M1053

NOA North American Energy Partners, Inc. (no par) CA6568441076

NOAH NOAH HOLDINGS LIMITED US65487X1028

NOBL ProShares S&P 500 Dividend Ari US74348A4673

NOC NORTHROP GRUMMAN Corp US6668071029

NOG NORTHERN OIL AND GAS Inc COMMON STOCK US6655311099

NOK NOKIA CORPORATION US6549022043

NOM Nuveen Missouri Quality Munici US67060Q1085

NOMD Nomad Foods Ltd VGG6564A1057

NORW GLOBAL X MSCI NORWAY ETF US37950E7470

NOV NATIONAL OILWELL VARCO Inc US6370711011

NOVN Novan Inc US66988N1063

NOVT Novanta Inc CA67000B1040

NOW SERVICENOW INC US81762P1021

NP Neenah Paper Inc US6400791090

NPK NATIONAL PRESTO INDUSTRIES Inc US6372151042

NPN Nuveen Pennsylvania Municipal US67074K1051

NPO ENPRO INDUSTRIES US29355X1072

NPTN NEOPHOTONICS CORP US64051T1007

NPV Nuveen VA PREM INC MUNI FD US67064R1023

Page 55: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

NQP Nuveen PENNSYLVANIA INVESTMENT QUALITY Municipal FUND US6709721087

NR NEWPARK RESOURCES Inc US6517185046

NRCIB NATIONAL RESEARCH CORP CLASS B US6373723013

NRE NorthStar Realty Europe Corp US66706L1017

NRG NRG ENERGY Inc US6293775085

NRIM NORTHRIM BANCORP INC US6667621097

NRK Nuveen New York AMT-Free Quali US6706561072

NRO Neuberger Berman Real Estate S US64190A1034

NRP Natural Resource Partners LP US63900P6088

NRT NORTH EUROPEAN OIL ROYALTY TRUST US6593101065

NRZ NEW RESIDENTIAL INVESTMENT CORP US64828T2015

NS NUSTAR ENERGY L.P. US67058H1023

NSA National Storage Affiliates Tr US6378701063

NSC NORFOLK SOUTHERN Corp US6558441084

NSEC NATIONAL SECURITY GROUP INC US6375461026

NSH NUSTAR GP HOLDINGS LLC US67059L1026

NSIT INSIGHT ENTERPRISES INC US45765U1034

NSL Nuveen Senior Income Fund US67067Y1047

NSM Nationstar Mortgage Holdings I US63861C1099

NSP Insperity, Inc. US45778Q1076

NSPR InspireMD Inc US45779A8045

NSS NUSTAR LOGISTICS L.P. 7.625% FIXED-TO-FLOATING RATE SUBORDINATED Notes DUE 2043 US67059T2042

NSSC Napco Security Technologies In US6304021057

NSTG NanoString Technologies Inc US63009R1095

NSYS NORTECH SYSTEMS INC US6565531042

NTAP NETAPP INC US64110D1046

NTB Bank of N.T. Butterfield & Son Limited BMG0772R2087

NTC Nuveen CONNECTICUT PREMIUM Income Municipal FUND US67060D1072

NTCT NETSCOUT SYSTEMS INC US64115T1043

NTEC Intec Pharma Ltd IL0011177958

NTES NetEase Inc US64110W1027

NTG TORTOISE MLP FUND Inc US89148B1017

NTGR NETGEAR Inc US64111Q1040

NTIC NORTHERN TECHNOLOGIES INTERNATIONAL Corp US6658091094

NTIP Network-1 Technologies Inc US64121N1090

NTLA Intellia Therapeutics Inc US45826J1051

NTN NTN Buzztime Inc US6294106066

NTNX Nutanix Inc. US67059N1081

NTP Nam Tai Property Inc VGG639071023

NTRA Natera Inc US6323071042

NTRI NUTRISYSTEM Inc US67069D1081

NTRP Neurotrope Inc US64129T2078

NTRS NORTHERN TRUST CORP US6658591044

NTRSP NORTHERN TRUST CORPORATION US6658598726

NTWK NetSol Technologies Inc US64115A4022

NTX Nuveen TEXAS QUALITY Income Municipal FUND US6709831050

NTZ Natuzzi SpA US63905A1016

NUAN NUANCE COMMUNICATIONS Inc US67020Y1001

NUE NUCOR CORPORATION US6703461052

NUGT Direxion Daily Gold Miners Index Bull 3X Shares US25460E8443

NUM Nuveen MICHIGAN QUALITY Income Municipal FUND US6709791031

NUO Nuveen OHIO QUALITY Income Municipal FUND US6709801012

NURO NeuroMetrix Inc US6412557083

NUS NUSKIN ENTERPRISES Inc US67018T1051

NUV Nuveen Municipal VALUE FUND Inc US6709281009

NUVA NUVASIVE Inc US6707041058

NUW Nuveen AMT-Free Municipal Valu US6706951059

NVAX Novavax Inc US6700021040

NVCN Neovasc Inc CA64065J1066

NVCR Novocure Ltd JE00BYSS4X48

NVDA NVIDIA CORP US67066G1040

NVEC NVE CORP US6294452064

NVEE NV5 HOLDINGS Inc US62945V1098

NVFY NOVA LIFESTYLE Inc US66979P1021

NVG Nuveen AMT-Free Municipal Cred US67071L1061

NVGS Navigator Holdings Ltd MHY621321089

NVIV InVivo Therapeutics Holdings C US46186M2098

NVLN Novelion Therapeutics Inc CA67001K2020

NVMI Nova Measuring Instruments Ltd IL0010845571

NVO NOVO-NORDISK A/S US6701002056

NVR NVR Inc US62944T1051

NVRO Nevro Corp US64157F1030

NVS NOVARTIS AG US66987V1098

NVTA INVITAE CORPORATION US46185L1035

NVTR Nuvectra Corp US67075N1081

NVUS Novus Therapeutics Inc US67011N1054

NWBI NORTHWEST BANCSHARES INC US6673401039

NWE NORTHWESTERN CORPORATION US6680743050

NWFL NORWOOD FINANCIAL CORP US6695491075

NWHM THE NEW HOME COMPANY Inc US6453701079

NWL NEWELL BRANDS INC US6512291062

NWLI National Western Life Group In US6385171029

Page 56: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

NWN NORTHWEST NATURAL GAS US6676551046

NWPX NORTHWEST PIPE CO US6677461013

NWS News Corp US65249B2088

NWSA News Corporation US65249B1098

NWY NEW YORK & COMPANY Inc US6492951024

NX Quanex Building Products Corp US7476191041

NXC Nuveen California Select Tax-F US67063R1032

NXJ Nuveen New Jersey Quality Muni US67069Y1029

NXN Nuveen New York Select Tax-Fre US67063V1044

NXP Nuveen Select Tax-Free Income US67062F1003

NXPI NXP Semiconductors NV NL0009538784

NXQ Nuveen Select Tax-Free Income2 US67063C1062

NXR Nuveen Select Tax-Free Income3 US67063X1000

NXRT NexPoint Residential Trust Inc US65341D1028

NXST NEXSTAR BROADCASTING GROUP Inc CLASS A US65336K1034

NXTD NXT-ID Inc US67091J2069

NXTM NXSTAGE MEDICAL Inc US67072V1035

NYCB New York Community Bancorp Inc US6494451031

NYCBpU NEW YORK COMMUNITY CAPITAL TRUST V (BonuSES) US64944P3073

NYF iShares New York Muni Bond ETF US4642883239

NYH Eaton Vance New York Municipal US27828T1097

NYLD NRG Yield Inc US62942X4051

NYLD.A NRG Yield Inc US62942X3061

NYMT NEW YORK MORTGAGE TRUST Inc US6496045013

NYMTP New York Mortgage Trust, Inc. US6496047092

NYMX Nymox Pharmaceutical Corp BSP733981026

NYNY Empire Resorts Inc US2920523055

NYRT NEW YORK REIT Inc US64976L1098

NYT NEW YORK TIMES CO. US6501111073

NYV Nuveen New York Municipal Valu US6707061007

NZF Nuveen Municipal Credit Income US67070X1019

O REALTY Income CORPORATION US7561091049

OA Orbital ATK Inc US68557N1037

OAK OAKTREE CAPITAL GROUP LLC US6740012017

OAS OASIS PETROLEUM Inc US6742151086

OASI O'Shares FTSE Asia Pacific Qua US3516808223

OASM Oasmia Pharmaceutical AB US67421W1099

OBAS Optibase Ltd IL0011355166

OBCI OCEAN BIO-CHEM INC US6746311066

OBLN Obalon Therapeutics Inc US67424L1008

OBNK Origin Bancorp Inc US68621T1025

OBSV ObsEva SA CH0346177709

OC OWENS CORNING US6907421019

OCC Optical Cable Corp US6838272085

OCFC OCEANFIRST FINANCIAL CORP US6752341080

OCIP OCI PARTNERS LP US67091N1081

OCLR OCLARO Inc US67555N2062

OCN OCWEN FINANCIAL CORPORATION US6757463095

OCSI Oaktree Strategic Income Corp US67402D1046

OCSL Oaktree Specialty Lending Corp US67401P1084

OCUL Ocular Therapeutix Inc US67576A1007

OCX Oncocyte Corp US68235C1071

ODC OIL-DRI CORPORATION OF AMERICA US6778641000

ODFL OLD DOMINION FREIGHT LINE US6795801009

ODP OFFICE DEPOT Inc US6762201068

OEC Orion Engineered Carbons SA LU1092234845

OEF iShares S&P 100 ETF US4642871010

OFC CORPORATE OFFICE PROPERTIES TRUST US22002T1088

OFED OCONEE FEDERAL FINANCIAL CORP US6756071055

OFG OFG BANCORP PR67103X1020

OFGpA OFG BANCORP SER A 7.125% PR67103X2010

OFGpB OFG BANCORP 7.0% SER B PR67103X3000

OFGpD OFG BANCORP 7.125% NON-CumULATIVE PERPETUAL PREFERRED STOCK SERIES D PR67103X4099

OFIX Orthofix International NV ANN6748L1027

OFLX OMEGA FLEX Inc US6820951043

OFS OFS Capital Corp US67103B1008

OGCP Empire State Realty OP LP US2921022099

OGE OGE ENERGY Corp US6708371033

OGEN Oragenics Inc US6840233026

OGS ONE Gas Inc US68235P1084

OHAI OHA Investment Corp US67091U1025

OHGI One Horizon Group Inc US68235H3049

OHI OMEGA HEALTHCARE INVESTORS Inc US6819361006

OHRP Ohr Pharmaceutical Inc US67778H2004

OI OWENS ILLINOIS Inc US6907684038

OIA Invesco Municipal Income Oppor US46132X1019

OIBR.C Oi SA US6708515001

OIH VanEck Vectors Oil Services ET US92189F7188

OII OCEANEERING INTERNATIONAL Inc US6752321025

OIIM O2Micro International Ltd US67107W1009

OIS OIL STATES INTERNATIONAL Inc US6780261052

OKE ONEOK Inc US6826801036

Page 57: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

OKTA Okta Inc US6792951054

OLBK OLD LINE BANCSHARES Inc US67984M1009

OLED Universal Display Corporation US91347P1057

OLEM iPath Pure Beta Crude Oil ETN US06740P2213

OLLI Ollie's Bargain Outlet Holding US6811161099

OLN OLIN Corp US6806652052

OLO DB Crude Oil Long Exchange Tra US25154K8669

OLP ONE LIBERTY PROPERTIES Inc US6824061039

OMAB Grupo Aeroportuario del Centro US4005011022

OMAD One Madison Corp KYG6772P1000

OMC OMNICOM GROUP Inc US6819191064

OMCL OMNICELL INC US68213N1090

OMED ONCOMED PHARMACEUTICALS Inc US68234X1028

OMER OMEROS CORPORATION US6821431029

OMEX Odyssey Marine Exploration Inc US6761182012

OMF OneMain Holdings Inc US68268W1036

OMI OWENS & MINOR Inc US6907321029

OMN OMNOVA SOLUTIONS Inc US6821291019

OMNT Ominto Inc US68217C2089

ON ON Semiconductor Corporation US6821891057

ONB OLD NATIONAL BANCORP 4 US6800331075

ONCE Spark Therapeutics Inc US84652J1034

ONCS OncoSec Medical Inc US68234L2079

ONDK On Deck Capital Inc US6821631008

ONEO SPDR Russell 1000 Momentum Foc US78468R7623

ONEQ FIDELITY NASDAQ COMPOSITE INDEX FUND ETF-TRACKING NASDAQ COMPOSITE INDEX US3159128087

ONEV SPDR Russell 1000 Low Volatili US78468R7540

ONEY SPDR Russell 1000 Yield Focus US78468R7706

ONP Orient Paper Inc US68619F2056

ONS Oncobiologics Inc US68235M1053

ONTX Onconova Therapeutics Inc US68232V3069

ONVO ORGANOVO HLDGS INC US68620A1043

OOMA Ooma Inc US6834161019

OPB Opus Bank US6840001027

OPBK OP BANCORP US67109R1095

OPGN OpGen Inc US68373L2088

OPHC OptimumBank Holdings Inc US68401P4037

OPHT Ophthotech Corp US6837451037

OPK OPKO HEALTH Inc US68375N1037

OPNT Opiant Pharmaceuticals Inc US6837501039

OPOF OLD POINT FINANCIAL CORP US6801941070

OPTN Optinose Inc US68404V1008

OPTT Ocean Power Technologies Inc US6748704078

OPY OPPENHEIMER HOLDINGS Inc US6837971042

ORA ORMAT TECHNOLOGIES Inc US6866881021

ORAN Orange SA US6840601065

ORBC ORBCOMM INC US68555P1003

ORBK Orbotech Ltd. - Ordinary Shares IL0010823388

ORC ORCHID ISLAND CAPITAL Inc US68571X1037

ORCL ORACLE CORP US68389X1054

ORG The Organics ETF US47103U6055

ORGS ORGENESIS INC US68619K2042

ORI OLD REPUBLIC INTERNATIONAL CORPORATION US6802231042

ORIG Ocean Rig UDW Inc KYG669641188

ORIT ORITANI FINANCIAL Corp NEW US68633D1037

ORLY O'REILLY AUTOMOTIVE Inc US67103H1077

ORM Owens Realty Mortgage Inc US6908281081

ORMP Oramed Pharmaceuticals Inc US68403P2039

ORN ORION MARINE GROUP Inc US68628V3087

ORPN Bioblast Pharma Ltd IL0011319527

ORRF ORRSTOWN FINL SVCS INC US6873801053

OSBC OLD SECOND BANCORP INC US6802771005

OSBCP Old Second Bancorp, Inc. US6802801042

OSG Overseas Shipholding Group Inc US69036R8631

OSIS OSI SYSTEMS INC US6710441055

OSK OSHKOSH Corp US6882392011

OSN Ossen Innovation Co., Ltd. US6884102087

OSTK OVERSTOCK.COM INC US6903701018

OSUR ORASURE TECHNOLOGIES INC US68554V1089

OTEL Otelco Inc US6888233011

OTIC Otonomy Inc US68906L1052

OTIV On Track Innovations Ltd IL0010834682

OTTR OTTER TAIL CORP US6896481032

OTTW Ottawa Bancorp Inc US6891951054

OUNZ VanEck Merk Gold Shares US9210781012

OUSA O'Shares FTSE US Quality Divid US3516808553

OUT Outfront Media Inc US69007J1060

OVAS Ovascience Inc US69014Q1013

OVBC OHIO VALLEY BANC CORP US6777191064

OVID Ovid therapeutics Inc US6904691010

OVLY OAK VALLEY BANCORP US6718071052

OXBR Oxbridge Re Holdings Ltd KYG6856M1069

Page 58: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

OXFD Oxford Immunotec Global PLC GB00BGFBB958

OXLC OXFORD LANE CAPITAL CORP US6915431026

OXLCO Oxford Lane Capital Corp. US6915433006

OXM OXFORD INDUSTRIES Inc US6914973093

OXSQ Oxford Square Capital Corporation US69181V1070

OXY Occidental Petroleum US6745991058

OZM OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC US67551U1051

OZRK Bank of the Ozarks US0639041062

P PANDORA MEDIA INC US6983541078

PAA PLAINS ALL AMERICAN PIPELINE L.P. US7265031051

PAC Grupo Aeroportuario del Pacifi US4005061019

PACB PACIFIC BIOSCIENCES OF CALIFORNIA Inc US69404D1081

PACW PACWEST BANCORP US6952631033

PAF POWERSHARES FTSE RAFI ASIA PACIFIC EX-JAPAN PORTFOLIO US73936T8541

PAG PENSKE AUTOMOTIVE GROUP Inc US70959W1036

PAGG POWERSHARES GLOBAL AGRICULTURE PORTFOLIO US73936Q7025

PAGP Plains GP Holdings LP US72651A2078

PAGS PagSeguro Digital Ltd KYG687071012

PAH Platform Specialty Products Co US72766Q1058

PAHC Phibro Animal Health Corp US71742Q1067

PAI Western Asset Income Fund US95766T1007

PAK GLOBAL X MSCI PAKISTAN ETF US37950E6894

PALL ETFS PHYSICAL PALLADIUM SHARES US26923A1060

PAM Pampa Energia S.A. Pampa Energia S.A. US6976602077

PANL Pangaea Logistics Solutions Lt BMG6891L1054

PANW PALO ALTO NETWORKS INC US6974351057

PAR PAR Technology Corp US6988841036

PARR Par Pacific Holdings Inc US69888T2078

PATI Patriot Transportation Holding US70338W1053

PATK PATRICK INDUSTRIES INC US7033431039

PAY VERIFONE SYSTEMS Inc US92342Y1091

PAYC Paycom Software Inc US70432V1026

PAYX PAYCHEX INC US7043261079

PB Prosperity Bancshares Inc US7436061052

PBA Pembina Pipeline Corp CA7063271034

PBCT PEOPLE'S UNITED FINANCIAL INC US7127041058

PBD POWERSHARES GLOBAL CLEAN ENERGY PORTFOLIO US73936T6156

PBE PowerShares Dynamic Biotech &Genome US73935X8561

PBF PBF ENERGY INC US69318G1067

PBFX PBF Logistics LP US69318Q1040

PBH PRESTIGE BRANDS HOLDINGS Inc US74112D1019

PBHC Pathfinder Bancorp Inc US70319R1095

PBI PITNEY BOWES Inc US7244791007

PBIB Porter Bancorp Inc US7362332063

PBIP Prudential Bancorp Inc US74431A1016

PBIpB PITNEY BOWES INC .6.70% Notes DUE 2043 US7244795065

PBJ PowerShares Dynamic Food & Beverage US73935X8496

PBP PowerShares S&P 500 BuyWrite Portfolio US73936G3083

PBPB POTBELLY CORPORATION COMMON STOCK US73754Y1001

PBR Petroleo Brasileiro SA US71654V4086

PBS PowerShares Dynamic Media US73935X8231

PBSK POAGE BANKSHARES Inc US7302061095

PBT PERMIAN BASIN ROYALTY TRUST US7142361069

PBW POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO US73935X1129

PBYI PUMA BIOTECHNOLOGY INC US74587V1070

PCAR PACCAR INC US6937181088

PCEF POWERSHARES CEF Income COMPOSITE PORTFOLIO US73936Q8437

PCF Putnam High Income Securities US7467791072

PCG PG&E CORPORATION US69331C1080

PCGpA PACIFIC GAS AND ELECTRIC COMPANY 6% 1ST PFD. US6943082064

PCGpB PACIFIC GAS AND ELECTRIC COMPANY 5 1/2% 1ST PFD. US6943083054

PCGpC PACIFIC GAS AND ELECTRIC COMPANY 5% 1ST PFD. US6943084045

PCGpD PACIFIC GAS AND ELECTRIC COMPANY 5% RED. 1ST PFD. US6943085034

PCGpE PACIFIC GAS AND ELECTRIC COMPANY 5% RED. 1ST PFD.A US6943086024

PCGpG PACIFIC GAS AND ELECTRIC COMPANY 4.80% RED. 1ST PFD. US6943087014

PCGpH PACIFIC GAS AND ELECTRIC COMPANY 4.50% RED. 1ST PFD. US6943088004

PCGpI PACIFIC GAS & ELECTRIC COMPANY 4.36% RED 1ST PFD US6943088830

PCH POTLATCH CORPORATION US7376301039

PCI PIMCO Dynamic Credit and Mortg US72202D1063

PCK PIMCO California Municipal Inc US72200M1080

PCM PCM Fund Inc US69323T1016

PCMI PCM Inc US69323K1007

PCN PIMCO CORPORATE & Income STRATEGY FUND US72200U1007

PCQ PIMCO California Municipal Inc US72200N1063

PCRX PACIRA PHARMACEUTICALS Inc US6951271005

PCSB PCSB Financial Corp US69324R1041

PCTI PC-TEL INC US69325Q1058

PCTY Paylocity Holding Corp US70438V1061

PCY POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO US73936T5737

PCYG PARK CITY GROUP Inc NEW US7002153044

PCYO PURE CYCLE CORPORATION US7462283034

PDBC PowerShares Optimum Yield Diversified Commodity Strategy No K-1 Portfolio US73937V1061

Page 59: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

PDCE PDC Energy Inc US69327R1014

PDCO PATTERSON COMPANIES Inc US7033951036

PDEX PRO-DEX INC NEW US74265M2052

PDFS PDF SOLUTIONS INC US6932821050

PDI Pimco Dynamic Income Fund US72201Y1010

PDLI PDL BIOPHARMA Inc US69329Y1047

PDM PIEDMONT OFFICE REALTY TRUST Inc US7201902068

PDN PowerShares FTSE RAFI Developed Markets ex-U.S. Small-Mid Portfolio US73936T7717

PDP POWERSHARES DWA MOMENTUM PORTFOLIO US73935X1533

PDS Precision Drilling Corp CA74022D3085

PDT JOHN HANCOCK PREMIUM DIVIDEND FUND US41013T1051

PDVW pdvWireless Inc US69290R1041

PE Parsley Energy Inc US7018771029

PEB PEBBLEBROOK HOTEL TRUST US70509V1008

PEBK PEOPLES BANCORP OF NORTH CAROL US7105771072

PEBO PEOPLES BANCORP INC/OH US7097891011

PEBpC PEBBLEBROOK HOTEL TRUST 6.50% SERIES C US70509V4077

PED PEDEVCO Corp US70532Y3036

PEG Public Service Enterprise Group US7445731067

PEGA PEGASYSTEMS INC US7055731035

PEGI PATTERN ENERGY GROUP Inc CLASS A US70338P1003

PEI Pennsylvania Real Estate Inves US7091021078

PEIpB PENNSYLVANIA REAL ESTATE INVESTMENT TRUST 7.375% SERIES B CumULATIVE REDEEMABLE PERPETUAL PREFERRED US7091025038

PEIX Pacific Ethanol Inc US69423U3059

PEJ PowerShares Dynamic Leisure & Entertainment Portfolio US73935X7571

PEK VanEck Vectors ChinaAMC CSI 30 US92189F7592

PEN Penumbra Inc US70975L1070

PENN PENN NATIONAL GAMING INC US7075691094

PEO Adams Natural Resources Fund I US00548F1057

PEP PEPSICO Inc US7134481081

PER SandRidge Permian Trust US80007A1025

PERI Perion Network Ltd IL0010958192

PERY PERRY ELLIS INTERNATIONAL INC US2888531041

PES PIONEER ENERGY SERVICES Corp US7236641087

PESI Perma-Fix Environmental Servic US7141572039

PETS PETMED EXPRESS Inc US7163821066

PETX ARATANA THERAPEUTICS Inc US03874P1012

PETZ TDH Holdings Inc VGG870841027

PEX ProShares Global Listed Privat US74348A5332

PEY POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO US73935X3026

PEZ POWERSHARES DWA CONSUMER CYCLICALS MOMENTUM PORTFOLIO US73935X4198

PF Pinnacle Foods Inc US72348P1049

PFBC Preferred Bank/Los Angeles CA US7403674044

PFBI PREMIER FINANCIAL BANCORP US74050M1053

PFD Flaherty & Crumrine Preferred US3384801060

PFE PFIZER Inc US7170811035

PFF ISHARES U.S. PREFERRED STOCK ETF US4642886877

PFG PRINCIPAL FINANCIAL GROUP Inc US74251V1026

PFGC Performance Food Group Co US71377A1034

PFH CORPORATE ASSET BACKED CORPORATION CABCO TRUST FOR J.C. PENNEY DEBENTURES (7 5/8% DEBENTURES DUE MA US1267972081

PFI POWERSHARES DWA FINANCIAL MOMENTUM PORTFOLIO US73935X3778

PFIE PROFIRE ENERGY INC US74316X1019

PFIG PowerShares Fundamental Investment Grade Corporate Bond Portfolio ETF US73937B7617

PFIN P&F INDUSTRIES US6928305084

PFIS Peoples Financial Services Cor US7110401053

PFL PIMCO Income Strategy Fund US72201H1086

PFLT PENNANTPARK FLOATING RATE CAPITAL Ltd US70806A1060

PFM POWERSHARES DIVIDEND ACHIEVERS PORTFOLIO US73935X7324

PFMT PERFORMANT FINANCIAL CORPORATION US71377E1055

PFN PIMCO Income STRATEGY FUND II US72201J1043

PFNX Pfenex Inc US7170711045

PFO FLAHERTY & CRUMRINE PREFERRED Income OPPORTUNITY FUND INCORPORATED US33848E1064

PFPT PROOFPOINT Inc US7434241037

PFS PROVIDENT FINANCIAL SERVICES Inc US74386T1051

PFSI PENNYMAC FINANCIAL SERVICES Inc CLASS A US70932B1017

PFSW PFSWEB Inc US7170982067

PFXF VanEck Vectors Preferred Secur US92189F4292

PG PROCTER & GAMBLE COMPANY US7427181091

PGAL Global X MSCI Portugal ETF US37950E1929

PGC PEAPACK-GLADSTONE FINANCIAL CORP US7046991078

PGF Invesco Financial Preferred ETF US73935X2291

PGH Pengrowth Energy Corp CA70706P1045

PGHY POWERSHARES GLOBAL SHORT TERM HIGH YIELD BOND PORTFOLIO US73936Q7108

PGJ POWERSHARES GOLDEN DRAGON CHINA PORTFOLIO US73935X4016

PGLC Pershing Gold Corp US7153022048

PGNX PROGENICS PHARMACEUTICALS INC US7431871067

PGP PIMCO Global StocksPLUS & Inco US7220111030

PGR PROGRESSIVE CORPORATION US7433151039

PGRE Paramount Group Inc US69924R1086

PGTI PGT INC US69336V1017

PGX POWERSHARES PREFERRED PORTFOLIO US73936T5653

PGZ Principal Real Estate Income F US74255X1046

Page 60: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

PH PARKER HANNIFIN CORP US7010941042

PHB PowerShares High Yield Corporate Bond Portfolio US73936T5570

PHD Pioneer Floating Rate Trust US72369J1025

PHDG PowerShares S&P 500 Downside Hedged Portfolio US73935B8054

PHG Koninklijke Philips NV US5004723038

PHH PHH CORPORATION US6933202029

PHI PLDT Inc US69344D4088

PHII PHI INC US69336T1060

PHIIK PHI Inc US69336T2050

PHK PIMCO High Income Fund US7220141078

PHM PULTEGROUP Inc US7458671010

PHO POWERSHARES WATER RESOURCE PORTFOLIO US73935X5757

PHT PIONEER HIGH Income TRUST US72369H1068

PHX PANHANDLE OIL AND GAS Inc US6984771062

PI Impinj Inc US4532041096

PICB POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO US73936Q8353

PICK iShares MSCI Global Metals & M US46434G8481

PICO PICO HOLDINGS INC US6933662057

PID POWERSHARES INTERNATIONAL DIVIDEND ACHIEVERS PORTFOLIO US73935X7167

PIE POWERSHARES DWA EMERGING MARKETS MOMENTUM PORTFOLIO US73936Q2075

PIH 1347 Property Insurance Holdings Inc US68244P1075

PII POLARIS INDUSTRIES Inc US7310681025

PILL Direxion Daily Pharmaceutical & Medical Bull 3X Shares US25490K4893

PIM Putnam Master Intermediate Inc US7469091000

PIN Invesco India ETF US73935L1008

PINC Premier Inc US74051N1028

PIO POWERSHARES GLOBAL WATER PORTFOLIO US73936T6230

PIR PIER 1 IMPORTS Inc US7202791080

PIRS Pieris Pharmaceuticals Inc US7207951036

PIXY ShiftPixy Inc US82452L1044

PIY ML Depositor PREFERREDPLUS 8.375% CITIZENS COMMUN CERT. CZN-1 US7404348812

PIZ POWERSHARES DWA DEVELOPED MARKETS MOMENTUM PORTFOLIO US73936Q1085

PJC PIPER JAFFRAY COMPANIES US7240781002

PJH PRUDENTIAL FINANCIAL Inc 5.75% JUNIOR SUBORDINATED Notes DUE 2052 US7443206070

PJP PowerShares Dynamic Pharmaceuticals US73935X7993

PJT PJT Partners Inc US69343T1079

PK Park Hotels & Resorts Inc US7005171050

PKB PowerShares Dynamic Build & Construction US73935X6664

PKBK PARKE BANCORP Inc US7008851062

PKD PARKER DRILLING COMPANY US7010811013

PKE PARK ELECTROCHEMICAL Corp US7004162092

PKG PACKAGING CORP OF AMERICA US6951561090

PKI PERKINELMER Inc US7140461093

PKO PIMCO Income Opportunity Fund US72202B1008

PKOH PARK-OHIO HOLDINGS CORP US7006661000

PKW POWERSHARES BUYBACK ACHIEVERS PORTFOLIO US73935X2861

PKX POSCO US6934831099

PLAB PHOTRONICS INC US7194051022

PLAY DAVE & BUSTER'S ENTERTAINMENT Inc US2383371091

PLBC PLUMAS BANCORP US7292731020

PLCE CHILDREN'S PLACE Inc US1689051076

PLD PROLOGIS Inc US74340W1036

PLG Platinum Group Metals Ltd CA72765Q6013

PLND VanEck Vectors Poland ETF US92189F7832

PLNT Planet Fitness Inc US72703H1014

PLOW DOUGLAS DYNAMICS Inc US25960R1059

PLPC PREFORMED LINE PRODUCTS CO US7404441047

PLSE Pulse Biosciences Inc US74587B1017

PLT PLANTRONICS Inc US7274931085

PLUG Plug Power, Inc. US72919P2020

PLUS EPLUS INC US2942681071

PLW POWERSHARES 1-30 LADDERED TREASURY PORTFOLIO US73936T5240

PLX Protalix BioTherapeutics Inc US74365A1016

PLXP PLx Pharma Inc US72942A1079

PLXS PLEXUS CORP US7291321005

PLYM Plymouth Industrial REIT Inc US7296401026

PM PHILIP MORRIS INTERNATIONAL Inc US7181721090

PMBC PACIFIC MERCANTILE BANCORP US6945521002

PMD PSYCHEMEDICS CORPORATION US7443752057

PME Pingtan Marine Enterprise Ltd KYG7114V1023

PMF PIMCO Municipal Income Fund US72200R1077

PML PIMCO Municipal Income Fund II US72200W1062

PMM PUTNAM MANAGED Municipal Income US7468231037

PMO Putnam Municipal Opportunities US7469221037

PMR PowerShares Dynamic Retail US73935X6177

PMT PENNYMAC MORTGAGE INVESTMENT TRUST US70931T1034

PMTS CPI Card Group Inc. US12634H1014

PMX PIMCO Municipal Income Fund II US72201A1034

PNBK Patriot National Bancorp Inc US70336F2039

PNC PNC Financial Services Group US6934751057

PNCpP THE PNC FINANCIAL SERVICES GROUP Inc US6934758573

PNCpQ THE PNC FINANCIAL SERVICES GROUP Inc US6934758326

Page 61: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

PNF PIMCO New York Municipal Incom US72200T1034

PNFP PINNACLE FINANCIAL PARTNERS IN US72346Q1040

PNI PIMCO New York Municipal Incom US72200Y1029

PNK Pinnacle Entertainment Inc US72348Y1055

PNM PNM RESOURCES Inc US69349H1077

PNNT PennantPark Investment Corp US7080621045

PNQI POWERSHARES NASDAQ INTERNATIONAL PORTFOLIO US73935X1467

PNR Pentair PLC IE00BLS09M33

PNRG PRIMEENERGY CORP US74158E1047

PNTR Pointer Telocation Ltd IL0010826274

PNW PINNACLE WEST CAPITAL CORPORATION US7234841010

PODD Insulet Corp US45784P1012

POL POLYONE CORPORATION COMMON SHARES US73179P1066

POLA Polar Power Inc US73102V1052

POOL POOL CORPORATION US73278L1052

POPE POPE RESOURCES DEPOSITARY RECEIPTS OF LIMITED PARTNERSHIP UNITS US7328571077

POR PORTLAND GENERAL ELECTRIC COMPANY US7365088472

POST POST HOLDINGS Inc US7374461041

POWI POWER INTEGRATIONS INC US7392761034

POWL POWELL INDUSTRIES INC US7391281067

PPA PowerShares Aerospace & Defense Portfolio US73935X6904

PPBI PACIFIC PREMIER BANCORP INC US69478X1054

PPC PILGRIMS PRIDE CORPORATION US72147K1088

PPG PPG INDUSTRIES Inc US6935061076

PPH VanEck Vectors Pharmaceutical US92189F6925

PPIH Perma-Pipe International Holdi US7141671039

PPL PPL Corporation US69351T1060

PPLT ETFS PHYSICAL PLATINUM SHARES US26922V1017

PPR Voya Prime Rate Trust US92913A1007

PPSI Pioneer Power Solutions Inc US7238363003

PPT PUTNAM PREMIER Income TRUST US7468531006

PQG PQ Group Holdings Inc US73943T1034

PRA PROASSURANCE CORPORATION US74267C1062

PRAA PRA Group Inc US69354N1063

PRAH PRA Health Sciences, Inc. US69354M1080

PRAN Prana Biotechnology Ltd US7397272045

PRB VanEck Vectors Pre-Refunded Mu US92189F5109

PRCP PERCEPTRON INC US71361F1003

PRF POWERSHARES FTSE RAFI US 1000 PORTFOLIO US73935X5831

PRFT PERFICIENT INC US71375U1016

PRFZ POWERSHARES FTSE RAFI US 1500 SMALL-MID PORTFOLIO US73935X5674

PRGO Perrigo Co PLC IE00BGH1M568

PRGS PROGRESS SOFTWARE CORP US7433121008

PRGX PRGX GLOBAL Inc US69357C5031

PRH PRUDENTIAL FINANCIAL Inc 5.70% DUE 2053 US7443207060

PRI PRIMERICA INC US74164M1080

PRIM PRIMORIS SERVICES CORPORATION US74164F1030

PRK PARK NATIONAL CORPORATION US7006581075

PRKR PARKERVISION INC US7013543001

PRLB PROTO LABS INC US7437131094

PRME First Trust Heitman Global Pri US33739Q6061

PRMW PRIMO WATER CORPORATION US74165N1054

PRN POWERSHARES DWA INDUSTRIALS MOMENTUM PORTFOLIO US73935X3695

PRNT The 3D Printing ETF US00214Q5009

PRO PROS HOLDINGS Inc US74346Y1038

PROV PROVIDENT FINANCIAL HLDGS US7438681014

PRPH PROPHASE LABS Inc US74345W1080

PRPO Precipio Inc US74019L1070

PRQR ProQR Therapeutics NV NL0010872495

PRSC THE PROVIDENCE SERVICE CORPORATION US7438151026

PRSP Perspecta Inc US7153471005

PRSS CAFEPRESS Inc US12769A1034

PRTA Prothena Corp PLC IE00B91XRN20

PRTK Paratek Pharmaceuticals Inc US6993743029

PRTO Proteon Therapeutics Inc US74371L1098

PRTS U.S. AUTO PARTS NETWORK Inc US90343C1009

PRTY Party City Holdco Inc US7021491052

PRU PRUDENTIAL FINANCIAL Inc US7443201022

PS Pluralsight Inc US72941B1061

PSA Public Storage US74460D1090

PSApA PUBLIC STORAGE DEPOSITARY SHARES EACH REPRESENTING 1/1000 OF A 5.875% CumULATIVE PREFERRED SHARE OF US74460W7920

PSApU PUBLIC STORAGE DEPOSITARY SHARES EACH REPRESENTING 1/1000 OF A 5.625% CumULATIVE PREFERRED SHARE OF US74460W6021

PSApV PUBLIC STORAGE DEPOSITARY SHARES EACH REPRESENTING 1/1000 OF A 5.375% CumULATIVE PREFERRED SHARE OF US74460W8001

PSApW PUBLIC STORAGE DEPOSITARY SHARES EACH REPRESENTING 1/1000 OF A 5.20% CumULATIVE PREFERRED SHARE OF US74460W8753

PSApX PUBLIC STORAGE DEPOSITARY SHARES EACH REPRESENTING 1/1000 OF A 5.20% CumULATIVE PREFERRED SHARE OF US74460W1071

PSApY PUBLIC STORAGE DEPOSITARY SHARES EACH REPRESENTING 1/1000 OF A 6.375% CumULATIVE PREFERRED SHARE OF US74460W8423

PSApZ PUBLIC STORAGE DEPOSITARY SHARES EACH REPRESENTING 1/1000 OF A 6.00% CumULATIVE PREFERRED SHARE OF US74460W8266

PSAU PowerShares Global Gold & Precious Metals Portfolio US73936Q8767

PSB PS BUSINESS PARKS Inc US69360J1079

PSBpU PS BUSINESS PARKS Inc DEPOSITARY SHARES EACH REPRESENTING 1/1000 OF A SHARE OF 5.75% CumULATIVE PRE US69360J6698

PSBpV PS BUSINESS PARKS Inc DEPOSITARY SHARES EACH REPRESENTING 1/1000 OF A SHARE OF 5.70% CumULATIVE PRE US69360J6441

PSCC PowerShares S&P SmallCap Consumer Staples Portfolio US73937B6056

Page 62: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

PSCD PowerShares S&P SmallCap Consumer Discretionary Portfolio US73937B5066

PSCE PowerShares S&P SmallCap Energy Portfolio US73937B7047

PSCF Invesco S&P SmallCap Financial US46138E1560

PSCH PowerShares S&P SmallCap Health Care Portfolio US73937B8862

PSCI PowerShares S&P SmallCap Industrials Portfolio US73937B8789

PSCM PowerShares S&P SmallCap Materials Portfolio US73937B8524

PSCT PowerShares S&P SmallCap Information Technology Portfolio US73937B8607

PSCU PowerShares S&P SmallCap Utilities Portfolio US73937B8375

PSDO Presidio Inc US74102M1036

PSEC PROSPECT CAPITAL CORPORATION US74348T1025

PSET Principal Price Setters Index US74255Y2019

PSF Cohen & Steers Select Preferre US19248Y1073

PSI PowerShares Dynamic Semiconductors US73935X7811

PSJ PowerShares Dynamic Software US73935X7738

PSK SPDR Wells Fargo Preferred Sto US78464A2924

PSL POWERSHARES DWA CONSUMER STAPLES MOMENTUM PORTFOLIO US73935X3935

PSMT PRICESMART INC US7415111092

PSO Pearson PLC US7050151056

PSP PowerShares Listed Private Equity US73935X1954

PSQ PROSHARES SHORT QQQ US74347B7148

PSR POWERSHARES ACTIVE U.S. REAL ESTATE FUND US73935B5084

PST ProShares UltraShort Lehman 7- US74347R3131

PSTG Pure Storage Inc US74624M1027

PSTI Pluristem Therapeutics Inc US72940R1023

PSX Phillips 66 US7185461040

PSXP Phillips 66 Partners LP US7185492078

PTC PTC INC US69370C1009

PTCT PTC THERAPEUTICS Inc US69366J2006

PTEN PATTERSON-UTI ENERGY INC US7034811015

PTEU Pacer Trendpilot European Inde US69374H8088

PTF PowerShares DWA Technology Momenum Portfolio US73935X3448

PTGX Protagonist Therapeutics Inc US74366E1029

PTH POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO US73935X3513

PTI Proteostasis Therapeutics Inc US74373B1098

PTIE PAIN THERAPEUTICS INC US69562K5065

PTLA Portola Pharmaceuticals Inc US7370101088

PTLC Pacer Trendpilot 750 ETF US69374H1059

PTMC Pacer Trendpilot 450 ETF US69374H2040

PTN PALATIN TECHNOLOGIES Inc US6960774031

PTNQ Pacer NASDAQ-100 Trendpilot ET US69374H3030

PTNR Partner Communications Co Ltd US70211M1099

PTR PetroChina Co Ltd US71646E1001

PTSI PAM TRANSPORTATION SERVICES US6931491061

PTX PERNIX THERAPEUTICS HOLDINGS Inc US71426V3069

PTY PIMCO Corporate & Income Oppor US72201B1017

PUB People's Utah Bancorp US7127062096

PUI POWERSHARES DWA UTILITIES MOMENTUM PORTFOLIO US73935X5914

PUK Prudential PLC US74435K2042

PUKpA PRUDENTIAL PUBLIC LIMITED CO. 6.50% PERP SUB CAPITAL SEC. GB00B0G40271

PULM Pulmatrix Inc US74584P1030

PUMP ProPetro Holding Corp US74347M1080

PUTW Wisdomtree Cboe S&P 500 Putwri US97717X5602

PUW POWERSHARES WILDERHILL PROGRESSIVE ENERGY PORTFOLIO US73935X1616

PVBC Provident Bancorp Inc US74383X1090

PVG Pretium Resources Inc CA74139C1023

PVH Phillips-Van Heusen US6936561009

PVI POWERSHARES VRDO TAX Free WEEKLY PORTFOLIO US73936T4334

PVTL Pivotal Software Inc US72582H1077

PW Power REIT US73933H1014

PWB PowerShares Dynamic LargeCap Growth US73935X6094

PWC PowerShares XTF: Dynamic Market Portfolio US73935X1046

PWOD PENNS WOODS BANCORP INC US7084301032

PWpA POWER REIT 7.75% SERIES A CumULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK LIQUIDATION PREFERENCE $2 US73933H2004

PWR QUANTA SERVICES Inc US74762E1029

PWV PowerShares Dynamic LargeCap Value US73935X7084

PWZ POWERSHARES CALIFORNIA AMT-Free Municipal BOND PORTFOLIO US73936T4417

PX PRAXAIR Inc US74005P1049

PXD PIONEER NATURAL RESOURCE CO. US7237871071

PXE PowerShares Dynamic Energy E&P US73935X6581

PXF PowerShares FTSE RAFI Developed Markets ex-U.S. Portfolio US73936T7899

PXH POWERSHARES FTSE RAFI EMERGING MARKETS PORTFOLIO US73936T7634

PXI POWERSHARES DWA ENERGY MOMENTUM PORTFOLIO US73935X3851

PXJ PowerShares Dynamic Oil Services US73935X6250

PXLG PowerShares Russell Top 200 Pure Growth Portfolio US7393711020

PXLV PowerShares Russell Top 200 Pure Value Portfolio US7393712010

PXLW PIXELWORKS INC US72581M3051

PXMG PowerShares Russell Midcap Pure Growth Portfolio US73935X8074

PXMV PowerShares Russell Midcap Pure Value Portfolio US73935X8801

PXQ PowerShares Dynamic Networking US73935X8157

PXR PowerShares Global Emerging Markets Infrastructure US73937B2097

PXS Pyxis Tankers Inc MHY717261066

PXSG PowerShares Russell 2000 Pure Growth Portfolio US73935X8728

Page 63: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

PXSV PowerShares Russell 2000 Pure Value Portfolio US73935X8645

PY Principal Shareholder Yield In US74255Y3009

PYDS Payment Data Systems Inc US70438S2023

PYN PIMCO New York Municipal Incom US72201E1055

PYPL PayPal Holdings Inc. US70450Y1038

PYS MERRILL LYNCH Depositor Inc PPLUS CLASS A 6.30% CALLABLE TRUST CERTIFICATES SERIES RRD-1 (ISSUED BY US73941X5932

PYZ POWERSHARES DWA BASIC MATERIALS MOMENTUM PORTFOLIO US73935X4271

PZA POWERSHARES NATIONAL AMT-Free Municipal BOND PORTFOLIO US73936T4748

PZC PIMCO California Municipal Inc US72201C1099

PZD POWERSHARES CLEANTECH PORTFOLIO US73935X2788

PZG Paramount Gold Nevada Corp US69924M1099

PZI PowerShares Zacks Micro Cap US73935X7407

PZN PZENA INVESTMENT MANAGEMENT Inc CLASS A US74731Q1031

PZT POWERSHARES NEW YORK AMT-Free Municipal BOND PORTFOLIO US73936T4581

PZZA PAPA JOHN'S INTERNATIONAL INC US6988131024

QABA First Trust NASDAQ ABA Communi US33736Q1040

QADA QAD INC US74727D3061

QADB QAD Inc US74727D2071

QAI IndexIQ ETF Trust - IQ Hedge M US45409B1070

QAT iShares MSCI Qatar Capped ETF US46434V7799

QBAK QUALSTAR CORP US74758R2085

QCAN SPDR MSCI Canada StrategicFact US78463X3769

QCLN First Trust NASDAQ Clean Edge US33733E5006

QCOM QUALCOMM INC US7475251036

QCP Quality Care Properties Inc US7475451016

QCRH QCR HOLDINGS INC US74727A1043

QD Qudian Inc US7477981069

QDEF FlexShares Quality Dividend De US33939L8458

QDEL QUIDEL CORP US74838J1016

QDEU SPDR MSCI Germany StrategicFac US78463X3504

QDF FlexShares Quality Dividend In US33939L8607

QDYN FlexShares Quality Dividend Dy US33939L8524

QED IQ Hedge Event-Driven Tracker US45409B4041

QEFA SPDR MSCI EAFE StrategicFactor US78463X4346

QEMM SPDR MSCI Emerging Markets Str US78463X4262

QEP QEP RESOURCES Inc US74733V1008

QES Quintana Energy Services Inc US74875T1034

QGBR SPDR MSCI United Kingdom Strat US78463X3355

QGEN QIAGEN NV NL0012169213

QGTA IQ LEADERS GTAA TRACKER ETF US45409B5113

QHC Quorum Health Corp US74909E1064

QID PROSHARES ULTRASHORT QQQ US74347B2438

QINC First Trust RBA Quality Income US33738R8034

QIWI Qiwi Plc US74735M1080

QJPN SPDR MSCI Japan StrategicFacto US78463X3686

QLC FlexShares US Quality Large Ca US33939L7468

QLD PROSHARES ULTRA QQQ US74347R2067

QLS IQ Hedge Long/Short Tracker ET US45409B3050

QLTA iShares Aaa - A Rated Corporat US46429B2916

QLYS QUALYS Inc COMMON STOCK US74758T3032

QMN IQ Hedge Market Neutral Tracke US45409B5030

QMOM Momentumshares US Quantitative US02072L4095

QNST QUINSTREET INC US74874Q1004

QQEW First Trust NASDAQ-100 Equal W US3373441050

QQQ POWERSHARES TRUST SER.1 US73935A1043

QQQC Global X NASDAQ China Technolo US37950E8049

QQQE Direxion NASDAQ-100 Equal Weig US25459Y2072

QQQX Nuveen NASDAQ 100 Dynamic Over US6706991071

QQXT First Trust NASDAQ-100 Ex-Tech US33733E4017

QRHC Quest Resource Holding Corp US74836W2035

QRTEA Qurate Retail Group, Inc. QVC Group US53071M1045

QRVO Qorvo Inc US74736K1016

QSII QUALITY SYSTEMS INC US7475821044

QSR Restaurant Brands Internationa CA76131D1033

QTEC First Trust NASDAQ-100 Technol US3373451026

QTM Quantum Corporation US7479065010

QTNA Quantenna Communications Inc US74766D1000

QTNT Quotient Ltd JE00BLG2ZQ72

QTS QTS REALTY TRUST Inc US74736A1034

QTWO Q2 Holdings Inc US74736L1098

QUAD QUAD/GRAPHICS Inc US7473011093

QUAL iShares Edge MSCI USA Quality US46432F3394

QUIK QUICKLOGIC CORP US74837P1084

QUMU Qumu Corp US7490631030

QUOT Quotient Technology Inc US7491191034

QURE uniQure NV NL0010696654

QUS SPDR MSCI USA StrategicFactors US78468R8126

QVAL ValueShares US Quantitative Va US02072L1026

QVM ARROW QVM EQUITY FACTOR ETF US0427657848

QWLD SPDR MSCI World StrategicFacto US78463X4189

QYLD Horizons NASDAQ-100 Covered Ca US44053G1085

R RYDER SYSTEM Inc US7835491082

Page 64: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

RACE Ferrari N.V., А NL0011585146

RAD RITE AID CORPORATION US7677541044

RADA RADA Electronic Industries Ltd IL0010826506

RAIL FREIGHTCAR AMERICA Inc US3570231007

RALS ProShares RAFI Long/Short US74347X3109

RAND RAND CAPITAL CORP US7521851086

RARE Ultragenyx Pharmaceutical Inc US90400D1081

RARX Ra Pharmaceuticals Inc US74933V1089

RAVE Rave Restaurant Group Inc US7541981095

RAVI FlexShares Ready Access Variab US33939L8862

RAVN RAVEN INDUSTRIES INC US7542121089

RBB RBB Bancorp US74930B1052

RBBN Ribbon Communications Inc US7625441040

RBC REGAL BELOIT CORPORATION US7587501039

RBCAA REPUBLIC BANCORP INC/KY US7602812049

RBCN Rubicon Technology Inc US78112T2069

RBS Royal Bank of Scotland Group P US7800976893

RBSpS THE ROYAL BANK OF SCOTLAND GROUP PLC ADS SERIES S US7800977396

RCD PowerShares S&P 500 Equal Weight Consumer Discretionary Portfolio US78355W8828

RCG RENN Fund Inc US7597201059

RCI Rogers Communications Inc CA7751092007

RCII RENT-A-CENTER INC US76009N1000

RCKY ROCKY BRANDS Inc US7745151008

RCL ROYAL CARIBBEAN CRUISES Ltd. LR0008862868

RCMT RCM TECHNOLOGIES INC US7493604000

RCON Recon Technology Ltd KYG7415M1087

RCS PIMCO STRATEGIC Income FUND Inc US72200X1046

RCUS Arcus Biosciences Inc US03969F1093

RDC Rowan Companies GB00B6SLMV12

RDCM RADCOM Ltd IL0010826688

RDFN Redfin Corporation US75737F1084

RDHL Redhill Biopharma Ltd US7574681034

RDI READING INTERNATIONAL INC CLASS A COMMON STOCK US7554081015

RDIB Reading International Inc US7554082005

RDIV Oppenheimer Ultra Dividend Rev US68386C4015

RDN RADIAN GROUP Inc US7502361014

RDNT RADNET Inc COMMON STOCK US7504911022

RDS.A ROYAL DUTCH SHELL A ADR/2 US7802592060

RDUS Radius Health Inc US7504692077

RDVY First Trust Rising Dividend Ac US33738R5063

RDWR Radware Ltd IL0010834765

RDY Dr Reddy's Laboratories Ltd US2561352038

RE EVEREST RE GROUP Ltd. BMG3223R1088

RECN RESOURCES CONNECTION US76122Q1058

REED REED'S Inc US7583381071

REET iShares Global REIT ETF US46434V6478

REFR RESEARCH FRONTIERS INC US7609111072

REG REGENCY CENTERS CORPORATION US7588491032

REGI RENEWABLE ENERGY GROUP Inc US75972A3014

REGL Proshares S&P Midcap 400 Divid US74347B6801

REGN REGENERON PHARMACEUTICALS INC US75886F1075

REI Ring Energy Inc US76680V1089

REIS REIS Inc US75936P1057

REK Proshares Short Real Estate US74347X6417

RELL RICHARDSON ELECTRONICS Ltd US7631651079

RELV RELIV INTERNATIONAL INC US75952R2094

RELX RELX PLC US7595301083

REM iShares Mortgage Real Estate C US46435G3424

REMX VanEck Vectors Rare Earth/Stra US92189F7428

REN Resolute Energy Corporation US76116A3068

RENN Renren Inc US7598922018

RENX RELX NV US75955B1026

REPH RECRO PHARMA Inc US75629F1093

RES RPC Inc US7496601060

RESI ALTISOURCE RESIDENTIAL CORPORATION US02153W1009

RESN RESONANT Inc US76118L1026

RETA Reata Pharmaceuticals Inc US75615P1030

RETL Direxion Daily Retail Bull 3X Shares ETF US25459W4179

REV REVLON INC US7615256093

REVG REV Group Inc US7495271071

REW ProShares UltraShort Technolog US74347B7304

REX REX AMERICAN RESOURCES Corp US7616241052

REXR REXFORD INDUSTRIAL REALTY Inc US76169C1009

REZ iShares Residential Real Estat US4642885622

RF REGIONS FINANCIAL Corp US7591EP1005

RFAP First Trust RiverFront Dynamic US33739P5098

RFDI First Trust RiverFront Dynamic US33739P6088

RFEU First Trust RiverFront Dynamic US33739P8068

RFG PowerShares S&P Midcap 400 Pure Growth Portfolio US78355W6012

RFI COHEN AND STEERS TOTAL RETURN REALTY FUND US19247R1032

RFIL RF INDUSTRIES Ltd US7495521053

RFL Rafael Holdings Inc US75062E1064

Page 65: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

RFP Resolute Forest Products Inc US76117W1099

RFpA REGIONS FINANCIAL CORPORATION DEPOSITARY SHARES EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF 6 US7591EP3084

RFpB REGIONS FINANCIAL CORPORATION US7591EP5063

RFV PowerShares S&P Midcap 400 Pure Value Portfolio US78355W5022

RGA REINSURANCE GROUP OF AMERICA INCORPORATED US7593516047

RGCO RGC RESOURCES INC US74955L1035

RGEN Repligen Corp US7599161095

RGI PowerShares S&P 500 Equal Weight Industrials Portfolio US78355W8331

RGLD Royal Gold Inc US7802871084

RGLS Regulus Therapeutics Inc US75915K1016

RGNX REGENXBIO Inc US75901B1070

RGR STURM RUGER & COMPANY Inc US8641591081

RGS REGIS CORPORATION US7589321071

RGSE Real Goods Solar, Inc. US75601N5005

RGT Royce Global Value Trust Inc US78081T1043

RH RESTORATION HARDWARE HOLDINGS Inc US74967X1037

RHE Regional Health Properties Inc US75903M1018

RHI ROBERT HALF INTERNATIONAL Inc US7703231032

RHP RYMAN HOSPITALITY PROPERTIES INC US78377T1079

RHS PowerShares S&P 500 Equal Weight Consumer Staples Portfolio US78355W8745

RHT RED HAT INC US7565771026

RIBT RICEBRAN TECHNOLOGIES US7628312040

RICK RCI Hospitality Holdings Inc US74934Q1085

RIG TRANSOCEAN Ltd. CH0048265513

RIGL RIGEL PHARMACEUTICALS Inc (NEW) US7665596034

RIGS Riverfront Strategic Income Fu US00162Q7833

RILY B. Riley Financial Inc US05580M1080

RINF ProShares Inflation Expectatio US74348A8146

RING ISHARES MSCI GLOBAL GOLD MINERS ETF US46434G8556

RIO Rio Tinto Plc US7672041008

RIOT Riot Blockchain Inc US7672921050

RISE SIT RISING RATE ETF US26923H1014

RJA ELEMENTS Linked to the Rogers US8702976031

RJF RAYMOND JAMES FINANCIAL Inc US7547301090

RJI ELEMENTS Linked to the Rogers US8702978011

RJN ELEMENTS Linked to the Rogers US8702973061

RJZ ELEMENTS Linked to the Rogers US8702974051

RKDA Arcadia Biosciences Inc US0390142042

RL Ralph Lauren US7512121010

RLGT RADIANT LOGISTICS Inc US75025X1000

RLGTpA RADIANT LOGISTICS INC 9.75% SERIES A CumULATIVE REDEEMABLE PERPETUAL US75025X2099

RLGY REALOGY HOLDINGS Corp US75605Y1064

RLH RED LIONS HOTEL CORPORATION US7567641060

RLI RLI CORP US7496071074

RLJ RLJ Lodging Trust US74965L1017

RLJE RLJ Entertainment Inc US74965F2039

RLY SPDR SSgA Multi-Asset Real Ret US78467V1035

RM Regional Management Corp US75902K1060

RMAX RE/MAX HOLDINGS Inc US75524W1080

RMBS RAMBUS INC US7509171069

RMCF Rocky Mountain Chocolate Facto US77467X1019

RMD RESMED Inc US7611521078

RMGN RMG Networks Holding Corp US74966K3005

RMP Rice Midstream Partners LP US7628191006

RMR RMR Group Inc/The US74967R1068

RMT ROYCE MICRO-CAP TRUST INC US7809151043

RMTI ROCKWELL MEDICAL Inc US7743741024

RNET RIGNET INC US7665821002

RNG RINGCENTRAL Inc US76680R2067

RNGR Ranger Energy Services Inc US75282U1043

RNN REXAHN PHARMACEUTICALS Inc US7616402001

RNP Cohen & Steers REIT and Prefer US19247X1000

RNR RenaissanceRe Holdings Ltd BMG7496G1033

RNRpC RENAISSANCERE HOLDINGS Ltd. 6.08% SERIES C PREFERENCE SHARES BMG7498P3093

RNRpE RENAISSANCERE HOLDINGS Ltd 5.375% SER E BMG7498P1196

RNST RENASANT CORPORATION US75970E1073

RNWK RealNetworks Inc US75605L7082

ROAM Hartford Multifactor Emerging US5184162015

ROBO ROBO Global TM Robotics and Automation Index ETF US3015057074

ROCK GIBRALTAR INDUSTRIES Inc US3746891072

RODM Hartford Multifactor Developed US5184161025

ROG ROGERS CORPORATION US7751331015

ROGS Hartford Multifactor Global Sm US5184165083

ROIC RETAIL OPPORTUNITY INVESTMENTS Corp US76131N1019

ROK ROCKWELL AUTOMATION Inc US7739031091

ROKA ROKA BIOSCIENCE INC US83587V1089

ROKU Roku US77543R1023

ROL ROLLINS INC US7757111049

ROLL RBC BEARINGS INCORPORATED US75524B1044

ROM PROSHARES ULTRA TECHNOLOGY US74347R6936

ROOF IQ US Real Estate Small Cap ET US45409B6285

ROP ROPER INDUSTRIES Inc US7766961061

Page 66: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

ROSE Rosehill Resources Inc US7773851057

ROST Ross Stores Inc US7782961038

ROUS Hartford Multifactor US Equity US5184164094

ROX CASTLE BRANDS Inc US1484351002

ROYT Pacific Coast Oil Trust US6941031022

RP REALPAGE INC US75606N1090

RPAI RETAIL PROPERTIES OF AMERICA Inc US76131V2025

RPD Rapid7 Inc US7534221046

RPG PowerShares S&P 500 Pure Growth Porfolio US78355W4033

RPM RPM INTERNATIONAL Inc US7496851038

RPT RAMCO-GERSHENSON PROPERTIES TRUST US7514522025

RPTpD RAMCO-GERSHENSON PROPERTIES TRUST 7.25% SER D US7514526083

RPV PowerShares S&P 500 Pure Value Portfolio US78355W3043

RPXC RPX CORPORATION US74972G1031

RQI COHEN & STEERS QUALITY Income REALTY FUND Inc COMMON SHARES US19247L1061

RRC RANGE RESOURCES CORP US75281A1097

RRD RR DONNELLEY & SONS CO. US2578672006

RRGB RED ROBIN GOURMET BURGERS INC US75689M1018

RRR Red Rock Resorts Inc US75700L1089

RRTS ROADRUNNER TRANSPORTATION SYSTEMS Inc US76973Q1058

RS RELIANCE STEEL & ALUMINIUM CO. US7595091023

RSG REPUBLIC SERVICES Inc US7607591002

RSLS ReShape Lifesciences Inc US7611234052

RSOpC RESOURCE CAPITAL Corp 8.625% FIXED-TO-FLOATING SERIES C CumULATIVE REDEEMABLE PREFERRED STOCK PAR V US76120W6093

RSP PowerShares S&P 500 Equal Weight Portfolio US78355W1062

RSPP RSP Permian Inc US74978Q1058

RST ROSETTA STONE INC US7777801074

RSX Market Vectors Russia ETF Trust US92189F4037

RSXJ VanEck Vectors Russia Small-Ca US92189F7345

RSYS RADISYS CORP US7504591097

RTEC RUDOLPH TECHNOLOGIES INC US7812701032

RTH VanEck Vectors Retail ETF US92189F6842

RTIX RTI SURGICAL INC US74975N1054

RTM PowerShares S&P 500 Equal Weight Materials Portfolio US78355W8257

RTN Raytheon Company US7551115071

RTRX RETROPHIN Inc US7612991064

RTTR Ritter Pharmaceuticals Inc US7678361095

RUBI The Rubicon Project Inc US78112V1026

RUN Sunrun Inc US86771W1053

RUSHA RUSH ENTERPRISES INC US7818462092

RUSHB RUSH ENTERPRISES INC US7818463082

RUSL Direxion Daily Russia Bull 3x Shares US25490K2731

RUSS Direxion Daily Russia Bear 3X Shares US25460E8286

RUTH RUTH'S HOSPITALITY GROUP Inc US7833321091

RVEN Reven Housing REIT Inc US7613782074

RVLT REVOLUTION LIGHTING TECHNOLOGIES Inc US76155G2066

RVNC Revance Therapeutics Inc US7613301099

RVNU Xtrackers Municipal Infrastruc US2330517051

RVP RETRACTABLE TECHNOLOGIES INC US76129W1053

RVSB RIVERVIEW BANCORP INC US7693971001

RVT ROYCE VALUE TRUST Inc US7809101055

RWGE Regalwood Global Energy Ltd KYG747601022

RWJ Oppenheimer Small Cap Revenue US68386C3025

RWK Oppenheimer Mid Cap Revenue ET US68386C2035

RWL Oppenheimer Large Cap Revenue US68386C1045

RWLK ReWalk Robotics Ltd IL0011331076

RWM PROSHARES SHORT RusselL2000 US74348A2107

RWO SPDR Dow Jones Global Real Est US78463X7497

RWR SPDR Dow Jones REIT ETF US78464A6073

RWT REDWOOD TRUST Inc US7580754023

RWW Oppenheimer Financials Sector US68386C8073

RWX SPDR Dow Jones International R US78463X8636

RXD ProShares UltraShort Health Ca US74348A2289

RXI iShares Global Consumer Discre US4642887453

RXII RXi Pharmaceuticals Corp US74979C8082

RXL PROSHARES ULTRA HEALTH CARE US74347R7355

RXN REXNORD CORPORATION US76169B1026

RYAAY Ryanair Holdings PLC US7835132033

RYAM Rayonier Advanced Materials In US75508B1044

RYB RYB Education Inc US74979W1018

RYE PowerShares S&P 500 Equal Weight Energy Portfolio US78355W8661

RYF PowerShares S&P 500 Equal Weight Financial Portfolio US78355W8588

RYH PowerShares S&P 500 Equal Weight Health Care Portfolio US78355W8414

RYI RYERSON HOLDING CORPORATION US7837541041

RYJ Guggenheim Raymond James SB-1 US18383M6131

RYN RAYONIER Inc US7549071030

RYT PowerShares S&P 500 Equal Weight Technology Portfolio US78355W8174

RYU PowerShares S&P 500 Equal Weight Utilities Portfolio US78355W7911

RZA REINSURANCE GROUP OF AMERICA INCORPORATED 6.20% FIXED-TO-FLOATING RATE SUBORDINATED DEBENTURES DUE US7593517037

RZG PowerShares S&P Smallcap 600 Pure Growth Portfolio US78355W8091

RZV PowerShares S&P Smallcap 600 Pure Value Portfolio US78355W7002

S Sprint Corp US85207U1051

Page 67: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

SA Seabridge Gold Inc CA8119161054

SAA ProShares Ultra SmallCap600 US74347R8189

SABR Sabre Corporation US78573M1045

SACH Sachem Capital Corp US78590A1097

SAEX SAExploration Holdings Inc US78636X2045

SAFE Safety Income & Growth Inc US78649D1046

SAFM SANDERSON FARMS INC US8000131040

SAFT SAFETY INSURANCE GROUP INC US78648T1007

SAGE Sage Therapeutics Inc US78667J1088

SAH SONIC AUTOMOTIVE Inc US83545G1022

SAIA SAIA INC US78709Y1055

SAIC Science Applications Internati US8086251076

SAIL SailPoint Technologies Holding US78781P1057

SAL SALISBURY BANCORP Inc US7952261094

SALM SALEM MEDIA GROUP Inc CLASS A COMMON STOCK US7940931048

SALT Scorpio Bulkers Inc MHY7546A1221

SAM BOSTON BEER COMPANY US1005571070

SAMG Silvercrest Asset Management G US8283591092

SAN Banco Santander SA US05964H1059

SANM Sanmina Corp US8010561020

SANpA SANTANDER FINANCE PREFERRED S.A. UNIPERSONAL US80281R7061

SANpB SANTANDER FINANCE PREFERRED S.A. UNIPERSONAL FLOATING RATE NON-CumULATIVE SERIES 6 GUARANTEED PREFE US80281R8887

SANpC SANTANDER FINANCE PREFERRED A.A. UNIPERSONAL 6.5% US80281R8051

SANpI SANTANDER FINANCE PFD S.A. UNIPERSONAL 6.41% NON-CumUL GUARANTEED PFD SER 1 US80281R3003

SANW S&W SEED COMPANY US7851351046

SAP SAP SE US8030542042

SAR SARATOGA INVESTMENT Corp NEW US80349A2087

SASR SANDY SPRING BANCORP INC US8003631038

SATS ECHOSTAR CORPORATION US2787681061

SAUC Diversified Restaurant Holding US25532M1053

SAVE Spirit Airlines Inc US8485771021

SB Safe Bulkers Inc MHY7388L1039

SBAC SBA COMMUNICATIONS CORP US78410G1040

SBB PROSHARES SHORT SMALLCAP600 US74348A3766

SBBP Strongbridge Biopharma PLC IE00BYZ5XL97

SBBX SUSSEX BANCORP US8692451003

SBCF Seacoast Banking Corp of Flori US8117078019

SBFG SB FINANCIAL GROUP Inc US78408D1054

SBGI SINCLAIR BROADCAST GROUP INC US8292261091

SBGL Sibanye Gold Ltd US8257242060

SBH SALLY BEAUTY HOLDINGS Inc US79546E1047

SBI Western Asset Intermediate Mun US9584351095

SBIO ALPS MEDICAL BREAKTHROUGHS ETF US00162Q5936

SBLK Star Bulk Carriers Corp MHY8162K2046

SBNY SIGNATURE BANK US82669G1040

SBOW SilverBow Resources Inc US82836G1022

SBpC SAFE BULKERS Inc 8.00% SER C MHY7388L1294

SBpD SAFE BULKERS Inc 8.00% SERIES D MHY7388L1377

SBR SABINE ROYALTY TRUST US7856881021

SBRA Sabra Healthcare REIT, Inc. US78573L1061

SBRAP Sabra Healthcare REIT, Inc. US78573L2051

SBS Cia de Saneamento Basico do Es US20441A1025

SBSI SOUTHSIDE BANCSHARES INC US84470P1093

SBUX STARBUCKS CORP US8552441094

SC Santander Consumer USA Holding US80283M1018

SCACU Saban Capital Acquisition Corp KY78516C2051

SCC ProShares UltraShort Consumer US74348A2362

SCCO Southern Copper Corp US84265V1052

SCD LMP Capital and Income Fund In US50208A1025

SCEpB SOUTHERN CALIFORNIA EDISON COMPANY 4.08% Cum. PFD. US8424002025

SCEpC SOUTHERN CALIFORNIA EDISON COMPANY 4.24% Cum. PFD. US8424003015

SCEpD SOUTHERN CALIFORNIA EDISON COMPANY 4.32% Cum. PFD. US8424004005

SCEpE SOUTHERN CALIFORNIA EDISON COMPANY 4.78% Cum. PFD. US8424005093

SCEpG SCE TRUST II 5.10% TRUST PREFERENCE SECURITIES US78407R2040

SCEpH SCE TRUST III 5.75% FIXED-TO-FLOATING RATE TRUST PREFERENCE SECURITIES OF SCE TRUST III US78409B2079

SCG SCANA CORPORATION US80589M1027

SCHA Schwab US Small-Cap ETF US8085246077

SCHB Schwab US Broad Market ETF US8085241029

SCHC Schwab International Small-Cap US8085248883

SCHD SCHWAB US DIVIDEND EQUITY ETF US8085247976

SCHE Schwab Emerging Markets Equity US8085247067

SCHF Schwab International Equity ET US8085248057

SCHG Schwab U.S. Large-Cap Growth E US8085243009

SCHH SCHWAB U.S. REIT ETF US8085248479

SCHL SCHOLASTIC CORP US8070661058

SCHM Schwab U.S. Mid-Cap ETF US8085245087

SCHN SCHNITZER STEEL INDUSTRIES INC US8068821060

SCHO Schwab Short-Term U.S. Treasur US8085248628

SCHP Schwab US TIPs ETF US8085248701

SCHR Schwab Intermediate-Term U.S. US8085248545

SCHV Schwab U.S. Large-Cap Value ET US8085244098

SCHW THE CHARLES SCHWAB CORPORATION US8085131055

Page 68: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

SCHX Schwab US Large-Cap ETF US8085242019

SCHZ Schwab U.S. Aggregate Bond ETF US8085248396

SCI SERVICE CORPORATION INTERNATIONAL US8175651046

SCID Global X Scientific Beta Europ US37954Y3018

SCIF VanEck Vectors India Small-Cap US92189F7675

SCIJ Global X Scientific Beta Japan US37954Y5096

SCIN Columbia India Small Cap ETF US19762B8899

SCIU Global X Scientific Beta US ET US37954Y1038

SCIX Global X Scientific Beta Asia US37954Y4008

SCJ iShares MSCI Japan Small-Cap E US4642865822

SCKT Socket Mobile Inc US83368E2000

SCL STEPAN CO. US8585861003

SCM Stellus Capital Investment Cor US8585681088

SCO SCO:arcx US74347W6681

SCON Superconductor Technologies In US8679315031

SCS STEELCASE INC US8581552036

SCSC SCANSOURCE INC US8060371072

SCTO Global X JPMorgan US Sector Ro US37950E1358

SCVL SHOE CARNIVAL INC US8248891090

SCWX SecureWorks Corp US81374A1051

SCX THE L.S. STARRETT COMPANY US8556681091

SCYX SCYNEXIS Inc US8112921015

SCZ iShares MSCI EAFE Small-Cap ET US4642882736

SDD ProShares UltraShort SmallCap6 US74348A3279

SDEM Global X MSCI SuperDividend Em US37950E1192

SDI Standard Diversified Inc US85336L1098

SDIV GLOBAL X SUPERDIVIDEND ETF US37950E5490

SDLP Seadrill Partners LLC MHY7545W1093

SDOG ALPS SECTOR DIVIDEND DOGS ETF US00162Q8583

SDOW ProShares UltraPro Short Dow30 ETF US74348A1786

SDP PROSHARES ULTRASHORT UTILITIES US74347B7221

SDPI SUPERIOR DRILLING PRODUCTS Inc US8681531070

SDR SandRidge Mississippian Trust US80007V1061

SDRL Seadrill Ltd BMG7945E1057

SDS ProShares UltraShort S&P500 US74347B3832

SDT SANDRIDGE MISSISSIPPIAN TRUST I US80007T1016

SDY Spdr S&p Dividend Etf US78464A7634

SE Sea Ltd US81141R1005

SEA PowerShares Shipping Portfolio US18383Q7960

SEAC SEACHANGE INTERNATIONAL INC US8116991071

SEAS SEAWORLD ENTERTAINMENT INC US81282V1008

SEB SEABOARD CORPORATION US8115431079

SEDG SolarEdge Technologies, Inc. US83417M1045

SEE Sealed Air US81211K1007

SEED Origin Agritech Ltd VGG678281061

SEF Proshares Short Financials US74347R2307

SEIC SEI INVESTMENTS CO US7841171033

SELB Selecta Biosciences Inc US8162121045

SELF Global Self Storage Inc US37955N1063

SEM SELECT MEDICAL HOLDINGS CORP US81619Q1058

SEMG SEMGROUP CORPORATION US81663A1051

SEND SendGrid Inc US8168831027

SENEA SENECA FOODS CORP US8170705011

SENEB SENECA FOODS CORP US8170701051

SENS Senseonics Holdings Inc US81727U1051

SEP SPECTRA ENERGY PARTNERS LP US84756N1090

SERV ServiceMaster Global Holdings US81761R1095

SESN Sesen Bio, Inc US2862211065

SF STIFEL FINANCIAL Corp US8606301021

SFBC SOUND FINANCIAL BANCORP Inc US83607A1007

SFBS Servisfirst Bancshares Inc US81768T1088

SFE SAFEGUARD SCIENTIFICS Inc US7864492076

SFHY WisdomTree Fundamental US Shor US97717X1494

SFIG WisdomTree Fundamental US Shor US97717X1569

SFL Ship Finance International Ltd BMG810751062

SFLY SHUTTERFLY INC US82568P3047

SFM SPROUTS FARMERS MARKET Inc US85208M1027

SFNC SIMMONS FIRST NATIONAL CORP US8287302009

SFS Smart & Final Stores Inc US83190B1017

SFST SOUTHERN FIRST BANCSHARES Inc US8428731017

SFUN Fang Holdings Ltd US30711Y1029

SGA SAGA COMMUNICATIONS Inc US7865983008

SGB SOUTHWEST GEORGIA FINANCIAL CORPORATION US84502A1043

SGC SUPERIOR UNIFORM GROUP Inc US8683581024

SGDJ Sprott Junior Gold Miners ETF US00162Q5852

SGDM SPROTT GOLD MINERS ETF US00162Q6439

SGEN SEATTLE GENETICS INC US8125781026

SGGB iPath Series B Bloomberg Sugar US06746P4494

SGH SMART Global Holdings Inc KYG8232Y1017

SGLB Sigma Labs Inc US8265983028

SGMA SIGMATRON INTERNATIONAL INC US82661L1017

SGMO SANGAMO BIOSCIENCES INC US8006771062

Page 69: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

SGMS SCIENTIFIC GAMES CORP US80874P1093

SGOC SGOCO Group Ltd KYG807511293

SGOL ETF'S GOLD TRUST US26922Y1055

SGRP SPAR GROUP INC US7849331035

SGRY Surgery Partners Inc US86881A1007

SGU Star Gas Partners LP US85512C1053

SGYP Synergy Pharmaceuticals Inc US8716393082

SGZA SELECTIVE INSURANCE GROUP Inc US8163004042

SH PROSHARES SHORT S&P500 US74347B4251

SHAK SHAKE SHACK Inc US8190471016

SHBI SHORE BANCSHARES INC US8251071051

SHE SPDR SSGA Gender Diversity Ind US78468R7474

SHEN SHENANDOAH TELECOM CO US82312B1061

SHG Shinhan Financial Group Co Ltd US8245961003

SHI Sinopec Shanghai Petrochemical US82935M1099

SHIP Seanergy Maritime Holdings Cor MHY737601374

SHLD SEARS HOLDING CORPORATION US8123501061

SHLM SCHULMAN (A.) INC US8081941044

SHLO SHILOH INDUSTRIES INC US8245431023

SHLX Shell Midstream Partners LP US8226341019

SHM SPDR Nuveen Bloomberg Barclays US78468R7391

SHO SUNSTONE HOTEL INVESTORS Inc US8678921011

SHOO Steven Madden Ltd US5562691080

SHOP Shopify Inc CA82509L1076

SHOS SEARS HOMETOWN AND OUTLET STORES Inc US8123621018

SHPG Shire PLC US82481R1068

SHSP SharpSpring Inc US8200541048

SHV iShares Short Treasury Bond ET US4642886794

SHW THE SHERWIN-WILLIAMS COMPANY US8243481061

SHY iShares 1-3 Year Treasury Bond US4642874576

SHYD VanEck Vectors Short High-Yiel US92189F3872

SHYG iShares 0-5 Year High Yield Co US46434V4077

SID Cia Siderurgica Nacional SA US20440W1053

SIEB SIEBERT FINANCIAL CORP US8261761097

SIEN SIENTRA Inc US82621J1051

SIF SIFCO INDUSTRIES Inc US8265461033

SIFI SI Financial Group Inc US78425V1044

SIFY Sify Technologies Ltd US82655M1071

SIG SIGNET JEWELERS LIMITED BMG812761002

SIGI SELECTIVE INSURANCE GROUP US8163001071

SIGM Sigma Designs Inc US8265651039

SIJ ProShares UltraShort Industria US74348A3683

SIL SILVER MINERS ETF US37954Y8488

SILC SILICOM Ltd IL0010826928

SILJ PUREFUNDS ISE JUNIOR SILVER (SMALL CAP MINERS/EXPLORERS) ETF US26924G1022

SIM Grupo Simec SAB de CV US4004911065

SIMO Silicon Motion Technology Corp US82706C1080

SINA Sina Corporation - Ordinary Shares KYG814771047

SINO SINO-GLOBAL SHIPPING AMERICA Ltd US82935V1098

SIR Select Income REIT US81618T1007

SIRI Sirius XM Holdings Inc US82968B1035

SITE SiteOne Landscape Supply Inc US82982L1035

SITO SITO Mobile Ltd US82988R2031

SIVB SVB FINANCIAL GROUP US78486Q1013

SIVR ETFS SILVER TRUST US26922X1072

SIX SIX FLAGS ENTERTAINMENT Corp US83001A1025

SIZE iShares Edge MSCI USA Size Fac US46432F3709

SJB PROSHARES SHORT HIGH YIELD US74347R1317

SJI SOUTH JERSEY INDUSTRIES Inc US8385181081

SJM THE J.M. SMUCKER COMPANY US8326964058

SJNK SPDR Bloomberg Barclays Short US78468R4083

SJT San Juan Basin Royalty Trust US7982411057

SJW SJW CORPORATION US7843051043

SKF ProShares UltraShort Financial US74347B7486

SKIS Peak Resorts Inc US70469L1008

SKM SK Telecom Co Ltd US78440P1084

SKOR FlexShares Credit-Scored US Co US33939L7617

SKT TANGER FACTORY OUTLET CENTERS US8754651060

SKX SKECHERS U.S.A. Inc US8305661055

SKY SKYLINE CORPORATION US8308301055

SKYS Sky Solar Holdings Ltd US83084J1034

SKYW SKYWEST INC US8308791024

SKYY FIRST TRUST ISE CLOUD COMPUTING INDEX FUND US33734X1928

SLAB Silicon Laboratories Inc US8269191024

SLB Schlumberger Limited AN8068571086

SLCA U.S. SILICA HOLDINGS Inc US90346E1038

SLCT Select Bancorp Inc US81617L1089

SLD Sutherland Asset Management Co US86933G1058

SLF Sun Life Financial Inc CA8667961053

SLG SL GREEN REALTY Corp US78440X1019

SLGL Sol-Gel Technologies Ltd IL0011417206

SLGN SILGAN HOLDINGS INC US8270481091

Page 70: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

SLGpI SL GREEN REALTY CORP 6.50% SERIES I CumULATIVE REDEEMABLE PREFERRED STOCK US78440X5077

SLM SLM CORPORATION US78442P1066

SLMBP SLM Corporation US78442P5026

SLP SIMULATIONS PLUS INC US8292141053

SLQD iShares 0-5 Year Investment Gr US46434V1008

SLRC SOLAR CAPITAL Ltd. US83413U1007

SLS SELLAS Life Sciences Group Inc US81642T1007

SLV ISHARES SILVER TRUST US46428Q1094

SLVO Credit Suisse X-Links Silver S US22542D4491

SLVP ISHARES MSCI GLOBAL SILVER MINERS ETF US4642863272

SLX VanEck Vectors Steel ETF US92189F2056

SLY SPDR S&P 600 Small CapETF US78464A8137

SLYG SPDR S&P 600 Small Cap Growth US78464A2015

SLYV SPDR S&P 600 Small CapValue ET US78464A3005

SM SM ENERGY COMPANY US78454L1008

SMAR Smartsheet Inc US83200N1037

SMB VanEck Vectors AMT-Free Short US92189F5281

SMBC SOUTHERN MISSOURI BANCORP US8433801060

SMBK SmartFinancial Inc US83190L2088

SMCI Super Micro Computer Inc US86800U1043

SMCP Alphamark Actively Managed Sma US26922A8348

SMDD ProShares UltraPro Short MidCa US74348A3923

SMDV Proshares Trust-Proshares Russ US74347B6983

SMED SHARPS COMPLIANCE CORP US8200171010

SMEZ SPDR EURO STOXX SMALL CAP ETF US78463X3926

SMFG Sumitomo Mitsui Financial Grou US86562M2098

SMG THE SCOTTS MIRACLE-GRO COMPANY US8101861065

SMH MARKET VECTORS SEMICONDUCTOR ETF US92189F6768

SMHD ETRACS Monthly Pay 2xLeveraged US90274D8386

SMHI SEACOR Marine Holdings Inc US78413P1012

SMI Semiconductor Manufacturing In US81663N2062

SMIN iShares MSCI India Small-Cap E US46429B6149

SMIT SCHMITT INDUSTRIES INC US8068702005

SMLF iShares Edge MSCI Multifactor US46434V2907

SMLL Direxion Daily Small Cap Bull US25459Y1819

SMLP Summit Midstream Partners LP US8661421029

SMLV SPDR SSGA US Small Cap Low Vol US78468R8878

SMM Salient Midstream & MLP Fund US79471V1052

SMMF SUMMIT FINANCIAL GROUP Inc US86606G1013

SMMT Summit Therapeutics PLC US86627R1023

SMMU PIMCO Short Term Municipal Bon US72201R8741

SMN ProShares UltraShort Basic Materials ETF US74347X1384

SMP STANDARD MOTOR PRODUCTS US8536661056

SMRT STEIN MART INC US8583751081

SMSI SMITH MICRO SOFTWARE INC US8321542073

SMTC SEMTECH CORP US8168501018

SMTX SMTC Corp US8326822074

SN Sanchez Energy Corp US79970Y1055

SNA SNAP-ON INCORPORATED US8330341012

SNAP Snap Inc US83304A1060

SND Smart Sand Inc US83191H1077

SNDR Schneider National Inc US80689H1023

SNDX Syndax Pharmaceuticals Inc US87164F1057

SNE Sony Corp US8356993076

SNES Senestech Inc US81720R1095

SNFCA SECURITY NATIONAL FINANCIAL CO US8147853092

SNGX Soligenix Inc US8342233074

SNH SENIOR HOUSING PROPERTIES TRUST US81721M1099

SNHY SUN HYDRAULICS INC US8669421054

SNLN HIGHLAND/IBOXX SENIOR LOAN ETF US4301017749

SNMP Sanchez Midstream Partners LP US79971C2017

SNMX SENOMYX Inc US81724Q1076

SNN Smith & Nephew PLC US83175M2052

SNNA Sienna Biopharmaceuticals Inc US82622H1086

SNP China Petroleum & Chemical Cor US16941R1086

SNPS SYNOPSYS INC US8716071076

SNR New Senior Investment Group In US6486911034

SNSR Global X Internet of Things ET US37954Y7803

SNSS Sunesis Pharmaceuticals Inc US8673287004

SNV Synovus Financial Corp US87161C5013

SNVpC SYNOVUS FINANCIAL Corp FIXED-TO-FLOATING RATE NON-CumULATIVE PERPETUAL PREFERRED STOCK SERIES C LIQ US87161C4024

SNX SYNNEX CORPORATION US87162W1009

SNY Sanofi US80105N1054

SO THE SOUTHERN COMPANY US8425871071

SOCL GLOBAL X SOCIAL MEDIA INDEX ETF US37950E4162

SODA SodaStream International Ltd IL0011213001

SOFO SONIC FOUNDRY INC NEW US83545R2076

SOGO Sogou Inc US83409V1044

SOHO SOTHERLY HOTELS Inc COMMON STOCK US83600C1036

SOHU SOHU.COM INC US83408W1036

SOI Solaris Oilfield Infrastructur US83418M1036

SOIL Global X Fertilizers/Potash ET US37950E4998

Page 71: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

SOL ReneSola Ltd US75971T3014

SON SONOCO PRODUCTS COMPANY US8354951027

SONA SOUTHERN NATIONAL BANCORP OF VIRGINIA Inc US8433951048

SONC SONIC CORP US8354511052

SOR SOURCE CAPITAL Inc US8361441053

SORL SORL Auto Parts Inc US78461U1016

SOVB Cambria Sovereign High Yield B US1320618051

SOVpC SANTANDER HOLDINGS USA INC US80282K2050

SOXL DIREXION DAILY SEMICONDUCTOR BULL 3X SHARES US25459W4583

SOXS Direxion Daily Semiconductors US25460E8369

SOXX iShares Goldman Sachs Semiconductor Index Fund US4642875235

SOYB Teucrium Soybean Fund US88166A6073

SP SP PLUS CORPORATION US78469C1036

SPA SPARTON CORPORATION US8472351084

SPAR SPARTAN MOTORS INC US8468191007

SPB SPECTRUM BRANDS HOLDINGS Inc NEW US84763R1014

SPCB SuperCom Ltd IL0010830961

SPE Special Opportunities Fund Inc US84741T1043

SPEX Spherix Inc US84842R4039

SPFF Global X SuperIncome Preferred US37950E3339

SPG SIMON PROPERTY GROUP Inc US8288061091

SPGI S&P Global Inc US78409V1044

SPGpJ SIMON PROPERTY GROUP Inc 8 3/8% SERIES J US8288068856

SPH SUBURBAN PROPANE PARTNERS L P US8644821048

SPHB PowerShares S&P 500 High Beta Portfolio US73937B8292

SPHD PowerShares S&P 500 High Dividend Low Volatility Portfolio US73937B6544

SPHQ PowerShares S&P 500 Quality Portfolio US73935X6821

SPHS Sophiris Bio Inc CA83578Q2099

SPI SPI Energy Co Ltd KYG8651P2018

SPKE Spark Energy Inc US8465111032

SPLB SPDR Portfolio Long Term Corpo US78464A3674

SPLK SPLUNK INC US8486371045

SPLP STEEL PARTNERS HOLDINGS L.P. US85814R1077

SPLV PowerShares S&P 500 Low Volatility Portfolio ETF US73937B7799

SPMO PowerShares S&P 500 Momentum Portfolio US73936Q6787

SPN SUPERIOR ENERGY SERVICES Inc US8681571084

SPNE SeaSpine Holdings Corp US81255T1088

SPNS Sapiens International Corp NV ANN7716A1513

SPOK SPOK HOLDINGS Inc US84863T1060

SPOT Spotify Technology SA LU1778762911

SPPI SPECTRUM PHARMACEUTICALS INC US84763A1088

SPR SPIRIT AEROSYSTEMS HOLDINGS Inc US8485741099

SPRT SUPPORT.COM Inc US86858W2008

SPSC SPS COMMERCE Inc US78463M1071

SPTL SPDR Bloomberg Barclays Long T US78464A6644

SPTN SpartanNash Co US8472151005

SPUN VanEck Vectors Global Spin-Off US92189F6198

SPUU Direxion Daily S&P 500 Bull 2X US25459Y1652

SPVU PowerShares S&P 500 Enhanced Value Portfolio US73936Q6944

SPWH SPORTSMAN'S WAREHOUSE HOLDINGS Inc US84920Y1064

SPWR SUNPOWER CORPORATION COMMON STOCK US8676524064

SPXE Proshares Trust S&P 500 EX-Ene US74347B5811

SPXL Direxion Daily S&P 500 Bull 3x Shares US25459W8626

SPXN Proshares S&P 500 EX-Financial US74347B5738

SPXS Direxion Daily S&P 500 Bear 3X US25460E8856

SPXT Proshares S&P 500 EX-Technolog US74347B5571

SPXU PROSHARES ULTRAPRO SHORT S&P 500 US74347B2685

SPXV Proshares Trust-S&P 500 EX-Hea US74347B5654

SPXX Nuveen S&P 500 Dynamic Overwri US6706EW1000

SPY SPDR S&P 500 ETF TRUST US78462F1030

SPYB SPDR S&P 500 Buyback ETF US78468R8209

SPYD SPDR S&P 500 High Dividend ETF US78468R7888

SPYG SPDR S&P 500 Growth ETF US78464A4094

SPYV SPDR S&P 500 Value ETF US78464A5083

SPYX SPDR S&P 500 Fossil Fuel Reser US78468R7961

SQ Square Inc US8522341036

SQBG Sequential Brands Group Inc US81734P1075

SQM Sociedad Quimica y Minera de C US8336351056

SQNS Sequans Communications SA US8173231080

SQQQ PROSHARES ULTRAPRO SHORT QQQ US74348A1604

SR Spire Inc US84857L1017

SRAX Social Reality Inc US83362P3001

SRC Spirit Realty Capital Inc US84860W1027

SRCE 1ST SOURCE CORP US3369011032

SRCI SRC Energy Inc US78470V1089

SRCL STERICYCLE INC US8589121081

SRDX SURMODICS INC US8688731004

SRE Sempra Energy US8168511090

SRET Global X SuperDividend REIT ET US37950E1275

SREV SERVICESOURCE INTERNATIONAL Inc US81763U1007

SRF Cushing Energy Income Fund/The US23162T1025

SRG Seritage Growth Properties US81752R1005

Page 72: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

SRI STONERIDGE INC US86183P1021

SRLN SPDR Blackstone / GSO Senior L US78467V6083

SRLP Sprague Resources LP US8493431089

SRNE Sorrento Therapeutics Inc US83587F2020

SRPT SAREPTA THERAPEUTICS Inc COMMON STOCK US8036071004

SRRA Sierra Oncology Inc US82640U1079

SRRK Scholar Rock Holding Corp US80706P1030

SRS ProShares UltraShort Real Esta US74348A2446

SRT STARTEK INC US85569C1071

SRTS Sensus Healthcare Inc US81728J1097

SRTY ProShares UltraPro Short Russe US74348A1521

SRV Cushing MLP Total Return Fund/ US2316312014

SSB South State Corp US8404411097

SSBI SUMMIT STATE BANK US8662642037

SSD SIMPSON MANUFACTURING CO. Inc US8290731053

SSFN STEWARDSHIP FINL CORP US8603261079

SSG PROSHARES ULTRASHORT SEMICONDUCTORS US74347B7973

SSI STAGE STORES INC US85254C3051

SSKN Strata Skin Sciences Inc US86272A2069

SSL Sasol Ltd US8038663006

SSNC SS&C TECHNOLOGIES INC US78467J1007

SSNT SilverSun Technologies Inc US82846H2076

SSO PROSHARES ULTRA S&P500 US74347R1077

SSP THE E.W. SCRIPPS COMPANY US8110544025

SSRM SSR Mining Inc CA7847301032

SSTK SHUTTERSTOCK Inc US8256901005

SSW Seaspan Corp MHY756381098

SSWN SEASPAN CORPORATION 6.375% Notes DUE 2019 US81254U2050

SSWpD SEASPAN CORPORATION 7.95% SERIES D CumULATIVE REDEEMABLE PERPETUAL PREFERRED SHARES MHY756382088

SSWpE SEASPAN CORPORATION 8.25% SERIES E CumULATIVE REDEEMABLE PERPETUAL PREFERRED SHARES PAR VALUE $0.01 MHY756381338

SSY SUNLINK HEALTH SYSTEMS INC US86737U1025

SSYS STRATASYS INC. IL0011267213

ST SENSATA TECHNOLOGIES HOLDING N.V. NL0009324904

STAA STAAR SURGICAL CO US8523123052

STAF Staffing 360 Solutions, Inc. US8523872088

STAG STAG Industrial Inc US85254J1025

STAGpB STAG INDUSTRIAL Inc 6.625% SERIES B US85254J3005

STAR iStar Inc US45031U1016

STARpD ISTAR FINANCIAL Inc PFD Cum REDEEM SERIES D 8.00% US45031U4085

STARpG ISTAR FINANCIAL Inc 7.65% SERVIES G CumUL RDMBLE PFD US45031U7054

STARpI ISTAR FINANCIAL Inc 7.50% SERIES I CumUL. RDMBLE PFD STOCK US45031U8045

STAY EXTENDED STAY AMERICA Inc US30224P2002

STBA S&T BANCORP INC US7838591011

STBZ STATE BANK FINANCIAL CORPORATION. COMMON STOCK US8561901039

STC STEWART INFORMATION SERVICES CORPORATION US8603721015

STDY SteadyMed Ltd IL0011348997

STE STERIS PLC GB00BVVBC028

STFC STATE AUTO FINANCIAL CORP US8557071052

STG Sunlands Online Education Grou US86740P1084

STI SUNTRUST BANKS Inc US8679141031

STIP ISHARES 0-5 YEAR TIPS BOND ETF US46429B7477

STIpA SUN TRUST BANKS Inc DEPOSITARY SHARES (1/4000TH INTEREST IN PREFERRED STOCK SERIES A) US8679145099

STK Columbia Seligman Premium Tech US19842X1090

STKS ONE Group Hospitality Inc/The US88338K1034

STL Sterling Bancorp/DE US85917A1007

STLD STEEL DYNAMICS INC US8581191009

STM STMICROELECTRONICS N.V. US8610121027

STML STEMLINE THERAPEUTICS Inc US85858C1071

STMP Stamps.com Inc US8528572006

STNG Scorpio Tankers Inc MHY7542C1066

STON STONEMOR PARTNERS L.P. US86183Q1004

STOR STORE Capital Corp US8621211007

STOT SPDR DoubleLine Short Duration US78470P2002

STPP iPath US Treasury Steepener ET US06740L4775

STPZ PIMCO 1-5 Year U.S. TIPS Index US72201R2058

STRA Strayer Education Inc US8632361056

STRL STERLING CONSTRUCTION COMPANY INC US8592411016

STRM STREAMLINE HEALTH SOLUTIONS Inc US86323X1063

STRS STRATUS PROPERTIES INC US8631672016

STRT STRATTEC SECURITY CORP US8631111007

STT STATE STREET CORPORATION US8574771031

STTpC STATE STREET CORPORATION DEPOSITARY SHARES EACH REPRESENTING A 1/4000TH OWNERSHIP INTEREST IN A SHA US8574775099

STTpD STATE STREET CORPORATION DepositorY SHARES EACH REPRESENTING A 1/4000TH OWNERSHIP INTEREST IN A SHA US8574776089

STTpE STATE STREET CORPORATION DepositorY SHARES EACH REPRESENTING A 1/4000TH OWNERSHIP INTEREST IN A SHA US8574778895

STWD STARWOOD PROPERTY TRUST Inc US85571B1052

STX Seagate Technology IE00B58JVZ52

STZ CONSTELLATION BRANDS Inc US21036P1084

SU Suncor Energy Inc CA8672241079

SUB iShares Short-Term National Mu US4642881589

SUI Sun Communities Inc US8666741041

SUM Summit Materials Inc US86614U1007

SUMR Summer Infant Inc US8656461030

Page 73: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

SUN Sunoco LP US86765K1097

SUNS Solar Senior Capital Ltd US83416M1053

SUP SUPERIOR INDUSTRIES INTERNATIONAL Inc US8681681057

SUPN SUPERNUS PHARMACEUTICALS Inc US8684591089

SURF Surface Oncology Inc US86877M2098

SVA Sinovac Biotech Ltd AGP8696W1045

SVBI SEVERN BANCORP INC/MD US81811M1009

SVRA Savara Inc US8051111016

SVT SERVOTRONICS Inc US8177321002

SVU SUPERVALU Inc US8685363017

SVVC FIRSTHAND TECHNOLOGY VALUE FUND Inc COMMON STOCK US33766Y1001

SVXY PROSHARES SHORT VIX SHORT-TERM FUTURES ETF US74347W6277

SWCH Switch Inc US87105L1044

SWIR Sierra Wireless Inc CA8265161064

SWJ STANLEY BLACK & DECKER Inc 5.75% JUNIOR SUBORDINATED DEBENTURES DUE 2052 US8545027059

SWK STANLEY BLACK & DECKER Inc US8545021011

SWKS Skyworks Solutions Inc US83088M1027

SWM SCHWEITZER-MAUDUIT INTERNATIONAL Inc US8085411069

SWN SOUTHWESTERN ENERGY COMPANY US8454671095

SWX SOUTHWEST GAS CORPORATION US8448951025

SWZ SWISS HELVETIA FUND Inc US8708751016

SXC SunCoke Energy Inc US86722A1034

SXCP SunCoke Energy Partners LP US86722Y1010

SXE SOUTHCROSS ENERGY PARTNERS L.P. US84130C1009

SXI STANDEX INTERNATIONAL CORPORATION US8542311076

SXT SENSIENT TECHNOLOGY CORPORATION US81725T1007

SYBT Stock Yards Bancorp Inc US8610251048

SYBX Synlogic Inc US87166L1008

SYE SPDR MFS Systematic Core Equit US78467V8063

SYF Synchrony Financial US87165B1035

SYG SPDR MFS Systematic Growth Equ US78467V8899

SYK STRYKER CORPORATION US8636671013

SYKE SYKES ENTERPRISES INC US8712371033

SYLD CAMBRIA SHAREHOLDER YIELD ETF US1320612013

SYMC SYMANTEC CORP US8715031089

SYN Synthetic Biologics Inc US87164U1025

SYNA SYNAPTICS INC US87157D1090

SYNC SYNACOR INC US8715611062

SYNL Synalloy Corp US8715651076

SYNT SYNTEL INC US87162H1032

SYPR SYPRIS SOLUTIONS INC US8716551069

SYRS Syros Pharmaceuticals Inc US87184Q1076

SYV SPDR MFS Systematic Value Equi US78467V8717

SYX SYSTEMAX Inc US8718511012

SYY SYSCO CORPORATION US8718291078

SZC Cushing Renaissance Fund/The US2316471083

SZK ProShares UltraShort Consumer US74347R1150

T AT&T Inc US00206R1023

TA TRAVELCENTERS OF AMERICA LLC US8941741014

TACT TRANSACT TECHNOLOGIES INC US8929181035

TAGS Teucrium Agricultural Fund US88166A7063

TAHO Tahoe Resources Inc CA8738681037

TAIT TAITRON COMPONENTS INC US8740281030

TAL TAL Education Group American Depositary Shares US8740801043

TALO Talos Energy Inc US87484T1088

TAN Guggenheim Solar ETF US18383Q7390

TANH Tantech Holdings Ltd VGG8675X1078

TAO PowerShares China Real Estate Portfolio US18383Q8612

TAP Molson Coors Brewing US60871R2094

TAPR Barclays Inverse US Treasury C US06742W5702

TARO Taro Pharmaceutical Industries IL0010827181

TAST CARROLS RESTAURANT GROUP Inc US14574X1046

TAT TransAtlantic Petroleum Ltd BMG899821133

TATT TAT Technologies Ltd IL0010827264

TAX Liberty Tax Inc US53128T1025

TAYD TAYLOR DEVICES INC US8771631053

TBBK THE BANCORP INC US05969A1051

TBF ProShares Short 20+ Year Treas US74347X8496

TBI TRUEBLUE Inc US89785X1019

TBK Triumph Bancorp Inc US89679E3009

TBNK TERRITORIAL BANCORP Inc US88145X1081

TBPH Theravance Biopharma Inc KYG8807B1068

TBT PROSHARES ULTRA US74347B2016

TBX ProShares Short 7-10 Treasury US74348A6082

TCAP TRIANGLE CAPITAL CORPORATION US8958481090

TCBI Texas Capital Bancshares Inc US88224Q1076

TCBIP Texas Capital Bancshares, Inc. US8822284068

TCBK TRICO BANCSHARES US8960951064

TCCA TRIANGLE CAPITAL CORPORATION 6.375% SENIOR Notes DUE 2022 US8958483070

TCCB TRIANGLE CAPITAL CORPORATION 6.375% Notes DUE 2022 US8958484060

TCCO TECHNICAL COMMCTN CP US8784091014

TCFC Community Financial Corp/The US20368X1019

Page 74: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

TCI TRANSCONTINENTAL REALTY INVESTORS Inc US8936172092

TCMD Tactile Systems Technology Inc US87357P1003

TCO TAUBMAN CENTERS Inc US8766641034

TCON Tracon Pharmaceuticals Inc US89237H1005

TCOpJ TAUBMAN CENTERS Inc 6.500% SERIES J CumULATIVE REDEEMABLE PREFERRED STOCK US8766646082

TCOpK TAUBMAN CENTERS Inc 6.25% SER K US8766647072

TCP TC PIPELINES LP US87233Q1085

TCPC TCP CAPITAL CORP US87238Q1031

TCRD THL CREDIT INC US8724381061

TCRX THL CREDIT Inc US8724382051

TCS THE CONTAINER STORE GROUP Inc US2107511030

TCX Tucows Inc US8986972060

TD Toronto-Dominion Bank/The CA8911605092

TDA TELEPHONE AND DATA SYSTEMS Inc 5.875% SENIOR Notes DUE 2061 US8794337951

TDC TERADATA CORPORATION US88076W1036

TDE TELEPHONE AND DATA SYSTEMS Inc 6.875% SER NTS DUE 2059 US8794338454

TDF Templeton Dragon Fund Inc US88018T1016

TDG TRANSDIGM GROUP INCORPORATED US8936411003

TDI TELEPHONE AND DATA SYSTEMS Inc 6.625% SENIOR Notes DUE 03-31-2045 US8794338520

TDIV First Trust NASDAQ Technology US33738R1187

TDJ TELEPHONE AND DATA SYSTEMS Inc 7% SENIOR Notes DUE 2060 US8794338371

TDOC TELADOC Inc US87918A1051

TDS Telephone & Data Systems Inc US8794338298

TDTF FlexShares iBoxx 5-Year Target US33939L6056

TDTT FlexShares iBoxx 3-Year Target US33939L5066

TDW Tidewater Inc US88642R1095

TDY TELEDYNE TECHNOLOGIES INCORPORATED US8793601050

TEAM Atlassian Corp PLC GB00BZ09BD16

TECD TECH DATA CORP US8782371061

TECH Bio-Techne Corp US09073M1045

TECK Teck Resources Ltd CA8787422044

TECL DIREXION DAILY TECHNOLOGY BULL 3X SHARES US25459W1027

TECS DIREXION DAILY TECHNOLOGY BEAR 3X SHARES US25490K7607

TEDU Tarena International Inc US8761081012

TEF TELEFONICA S.A. US8793822086

TEI TEMPLETON EMERGING MARKETS Income FUND US8801921094

TEL TE CONNECTIVITY Ltd CH0102993182

TELL Tellurian Inc US87968A1043

TEN TENNECO Inc US8803491054

TENX TENAX THERAPEUTICS Inc US88032L2097

TEO Telecom Argentina SA US8792732096

TEP Tallgrass Energy Partners LP US8746971055

TER TERADYNE Inc US8807701029

TERP TerraForm Power Inc US88104R2094

TESS TESSCO TECHNOLOGIES INC US8723861071

TEUM Pareteum Corp US69946T2078

TEVA TEVA PHARMACEUTICAL INDUSTRIES LIMITED AMERICAN DEPOSITARY SHARES US8816242098

TEX TEREX CORPORATION US8807791038

TFI SPDR Nuveen Bloomberg Barclays US78468R7219

TFLO iShares Treasury Floating Rate US46434V8607

TFSL TFS FINANCIAL CORPORATION US87240R1077

TFX TELEFLEX INCORPORATED US8793691069

TG TREDEGAR CORPORATION US8946501009

TGC Tengasco Inc US88033R5028

TGEN Tecogen Inc US87876P2011

TGH TEXTAINER GROUP HOLDINGS LIMITED BMG8766E1093

TGI TRIUMPH GROUP Inc US8968181011

TGLS Tecnoglass Inc KYG872641009

TGNA Tegna Inc US87901J1051

TGP Teekay LNG Partners LP MHY8564M1057

TGS Transportadora de Gas del Sur US8938702045

TGT TARGET CORPORATION US87612E1064

TGTX TG THERAPEUTICS INC US88322Q1085

THC Tenet Healthcare US88033G4073

THD iShares MSCI Thailand Capped E US4642866242

THFF FIRST FINANCIAL CORP/INDIANA US3202181000

THG THE HANOVER INSURANCE GROUP Inc US4108671052

THGA THE HANOVER INSURANCE GROUP Inc 6.35% SUBORDINATED DEBENTURES DUE 2053 US4108672043

THM International Tower Hill Mines CA46050R1029

THO Thor Industries Inc US8851601018

THQ Tekla Healthcare Opportunities US8791051043

THR THERMON GROUP HOLDINGS Inc US88362T1034

THRM GENTHERM INC US37253A1034

THS TREEHOUSE FOODS Inc US89469A1043

THST Truett-Hurst Inc US8978711096

TI Telecom Italia SpA/Milano US87927Y1029

TI.A Telecom Italia SpA/Milano US87927Y2019

TIER Tier REIT Inc US88650V2088

TIF TIFFANY & CO. US8865471085

TIG TiGenix NV US88675R1095

TIK TEL-INSTRUMENT ELECTRONICS CORP US8791652071

TILE INTERFACE INC US4586653044

Page 75: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

TILT FlexShares Morningstar US Mark US33939L1008

TIP ISHARES TIPS BOND ETF US4642871762

TIPT Tiptree Inc US88822Q1031

TIPX SPDR Bloomberg Barclays 1-10 Y US78468R8613

TIPZ PIMCO Broad U.S. TIPS Index Ex US72201R4039

TIS ORCHIDS PAPER PRODUCTS Inc US68572N1046

TISA Top Image Systems Ltd IL0010827348

TISI TEAM INC US8781551002

TITN TITAN MACHINERY Inc US88830R1014

TIVO TIVO INC US88870P1066

TJX TJX COMPANIES Inc (THE) US8725401090

TK TEEKAY CORPORATION MHY8564W1030

TKAT Takung Art Co Ltd US87407Q2075

TKC Turkcell Iletisim Hizmetleri A US9001112047

TKR THE TIMKEN COMPANY US8873891043

TLF TANDY LEATHER FACTORY Inc US87538X1054

TLH iShares 10-20 Year Treasury Bo US4642886539

TLI Western Asset Corporate Loan F US95790J1025

TLK Telekomunikasi Indonesia Perse US7156841063

TLND Talend SA US8742242071

TLP TRANSMONTAIGNE PARTNERS L.P. US89376V1008

TLRA Telaria Inc US8791811057

TLRD Tailored Brands Inc US87403A1079

TLT ISHARES 20+ YEAR TREASURY BOND ETF US4642874329

TLTD FlexShares Morningstar Develop US33939L8037

TLTE FlexShares Morningstar Emergin US33939L3087

TLYS TILLY'S Inc US8868851028

TM TOYOTA MOTOR CORPORATION US8923313071

TMF Direxion Daily 20 Year Plus Tr US25459W5408

TMHC TAYLOR MORRISON HOME CORPORATION US87724P1066

TMK Torchmark Corporation US8910271043

TMO THERMO FISHER SCIENTIFIC Inc US8835561023

TMP TOMPKINS FINANCIAL CORPORATION US8901101092

TMST TimkenSteel Corp US8873991033

TMUS T-MOBILE US Inc US8725901040

TMV DIREXION DAILY 20+ YEAR TREASURY BEAR 3X SHARES (BASED ON THE NYSE 20 YEAR PLUS TREASURY BOND INDEX US25459Y6784

TNA Direxion Daily Small Cap Bull US25459W8477

TNAV TELENAV INC US8794551031

TNC TENNANT COMPANY US8803451033

TNDM Tandem Diabetes Care Inc US8753722037

TNET TriNet Group, Inc. US8962881079

TNK Teekay Tankers Ltd MHY8565N1022

TNP Tsakos Energy Navigation Ltd BMG9108L1081

TNPpB TSAKOS ENERGY NAVIGATION LIMITED 8.00% SERIES B CumULATIVE REDEEMABLE PERPETUAL PREFERRED SHARES $1 BMG9108L1248

TNPpC TSAKOS ENERGY NAVIGATION LIMITED 8.875% SERIES C PREFERRED CumULATIVE REDEEMABLE PERPETUAL PREFERRE BMG9108L1321

TNTR Tintri Inc US88770Q1058

TNXP Tonix Pharmaceuticals Holding Corp US8902604094

TOK iShares MSCI Kokusai ETF US4642882652

TOL TOLL BROTHERS Inc US8894781033

TOLZ ProShares DJ Brookfield Global US74347B5084

TOO Teekay Offshore Partners LP MHY8565J1010

TOOpA TEEKAY OFFSHORE PARTNERS L.P. 7.25% SERIES A CumULATIVE REDEEMABLE PREFERRED UNITS MHY8565J1275

TOPS TOP Ships Inc MHY8897Y8007

TOT TOTAL SA US89151E1091

TOTL SPDR Doubleline Total Return T US78467V8485

TOUR Tuniu Corp US89977P1066

TOWN TOWNE BANK (VA) US89214P1093

TOWR TOWER INTERNATIONAL Inc US8918261095

TPB Turning Point Brands Inc US90041L1052

TPC TUTOR PERINI CORPORATION US9011091082

TPGE TPG Pace Energy Holdings Corp US8726561033

TPGH TPG Pace Holdings Corp KYG898271286

TPH TRI Pointe Group Inc US87265H1095

TPHS Trinity Place Holdings Inc US89656D1019

TPIC TPI Composites Inc US87266J1043

TPIV TapImmune Inc US8760334081

TPL TEXAS PACIFIC LAND TRUST US8826101086

TPR Tapestry Inc US8760301072

TPRE Third Point Reinsurance Ltd BMG8827U1009

TPVG TriplePoint Venture Growth BDC US89677Y1001

TPVY Triplepoint Venture Growth BDC Corp US89677Y3080

TPX TEMPUR SEALY INTERNATIONAL Inc US88023U1016

TPZ Tortoise Power and Energy Infr US89147X1046

TQQQ Proshares Ultrapro Qqq US74347X8314

TR TOOTSIE ROLL INDUSTRIES Inc US8905161076

TRC TEJON RANCH CO. US8790801091

TRCB TWO RIVER BANCORP US90207C1053

TRCH Torchlight Energy Resources In US89102U1034

TRCO Tribune Media Co US8960475031

TREC TRECORA RESOURCES US8946481046

TREE LendingTree, Inc. US52603B1070

TREX TREX COMPANY Inc US89531P1057

Page 76: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

TRGP TARGA RESOURCES Corp US87612G1013

TRHC Tabula Rasa HealthCare Inc US8733791011

TRIB Trinity Biotech PLC US8964383066

TRIL Trillium Therapeutics Inc CA89620X5064

TRIP Tripadvisor US8969452015

TRK SPEEDWAY MOTORSPORTS Inc US8477881069

TRMB Trimble Inc US8962391004

TRMK Trustmark Corp US8984021027

TRN TRINITY INDUSTRIES Inc US8965221091

TRNO TERRENO REALTY CORPORATION US88146M1018

TRNS TRANSCAT INC US8935291075

TROV Trovagene Inc US8972384080

TROW T ROWE PRICE GROUP INC US74144T1088

TROX Tronox Ltd AU000XINEOA7

TRS TRIMAS CORPORATION US8962152091

TRST TRUSTCO BANK CORP NY US8983491056

TRT TRIO-TECH INTERNATIONAL US8967122057

TRTN Triton International Ltd/Bermu BMG9078F1077

TRTX TPG RE Finance Trust Inc US87266M1071

TRU TransUnion US89400J1079

TRUP Trupanion Inc US8982021060

TRV THE TRAVELERS COMPANIES Inc US89417E1091

TRVG Trivago NV US89686D1054

TRVN TREVENA Inc US89532E1091

TRX Tanzanian Royalty Exploration CA87600U1049

TRXC TRANSENTERIX Inc US89366M2017

TS Tenaris SA US88031M1099

TSBK TIMBERLAND BANCORP INC US8870981011

TSC TRISTATE CAPITAL HOLDINGS Inc US89678F1003

TSCO TRACTOR SUPPLY CO US8923561067

TSE TRINSEO S.A. LU1057788488

TSEM Tower Semiconductor Ltd IL0010823792

TSG Stars Group Inc/The CA85570W1005

TSI TCW STRATEGIC Income FUND Inc US8723401043

TSLA TESLA MOTORS Inc US88160R1014

TSLF THL Credit Senior Loan Fund US87244R1032

TSLX TPG Specialty Lending Inc US87265K1025

TSM TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY Ltd. US8740391003

TSN TYSON FOODS Inc US9024941034

TSQ Plum Creek Timber Co. Inc. US8922311019

TSRI TSR Inc NEW US8728852075

TSRO TESARO Inc US8815691071

TSS TOTAL SYSTEM SERVICES Inc US8919061098

TST THESTREET Inc US88368Q1031

TSU TIM Participacoes SA US88706P2056

TTC TORO COMPANY (THE) US8910921084

TTD The Trade Desk, Inc. US88339J1051

TTEC TELETECH HOLDINGS INC US8799391060

TTEK Tetra Tech Inc US88162G1031

TTFS AdvisorShares Wilshire Buyback US00768Y8185

TTGT TECHTARGET Inc US87874R1005

TTI TETRA TECHNOLOGIES Inc US88162F1057

TTM Tata Motors Ltd US8765685024

TTMI TTM TECHNOLOGIES INC US87305R1095

TTNP Titan Pharmaceuticals Inc US8883143096

TTOO T2 Biosystems Inc US89853L1044

TTP Tortoise Pipeline & Energy Fun US89148H1086

TTPH Tetraphase Pharmaceuticals Inc US88165N1054

TTS TILE SHOP HOLDINGS Inc US88677Q1094

TTT ProShares UltraPro Short 20+ Y US74348A4913

TTWO TAKE-TWO INTERACTIVE SOFTWARE INC US8740541094

TU TELUS CORPORATION CA87971M1032

TUES TUESDAY MORNING CORP US8990355054

TUP Tupperware Brands Corp US8998961044

TUR iShares MSCI Turkey ETF US4642867158

TURN 180 Degree Capital Corp US68235B1098

TUSA First Trust Total US Market Al US33733E7085

TUSK Mammoth Energy Services Inc US56155L1089

TUZ PIMCO 1-3 Year U.S. Treasury I US72201R1068

TV Grupo Televisa SAB US40049J2069

TVC TENNESSEE VALLEY AUTHORITY POWER BONDS 1998 SERIES D DUE JUNE 1 2028 US8805913006

TVE TENNESSEE VALLEY AUTHORITY POWER BONDS 1999 SERIES A DUE MAY 1 2029 US8805914095

TVIX VelocityShares Daily 2x VIX Sh US22542D3329

TVIZ VelocityShares Daily 2x VIX Me US22542D3402

TVPT Travelport Worldwide Ltd BMG9019D1048

TVTY Tivity Health Inc US88870R1023

TWI TITAN INTERNATIONAL Inc US88830M1027

TWIN TWIN DISC INCORPORATED US9014761012

TWLO Twilio Inc US90138F1021

TWM ProShares UltraShort Russell20 US74348A3196

TWMC TRANS WORLD ENTERTAINMENT US89336Q1004

TWN Taiwan Fund Inc/The US8740361063

Page 77: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

TWO TWO HARBORS INVESTMENT Corp US90187B4086

TWOU 2U Inc US90214J1016

TWTR Twitter Inc US90184L1026

TWX Time Warner Inc US8873173038

TX Ternium SA US8808901081

TXMD THERAPEUTICSMD Inc US88338N1072

TXN TEXAS INSTRUMENTS INCORPORATED US8825081040

TXRH TEXAS ROADHOUSE Inc US8826811098

TXT TEXTRON Inc US8832031012

TY TRI-CONTINENTAL CORPORATION US8954361031

TYBS Direxion Daily 20+ Year Treasu US25459Y4052

TYD Direxion Daily 7-10 Year Treas US25459W5655

TYG TORTOISE ENERGY INFRASTRUCTURE Corp US89147L1008

TYL TYLER TECHNOLOGIES Inc US9022521051

TYNS Direxion Daily 7-10 Year Treas US25459Y1082

TYO Direxion Daily 7-10 Year Treas US25459W5572

TYp TRI-CONTINENTAL CORPORATION $2.50 CumULATIVE PREFERRED US8954362021

TYPE MONOTYPE IMAGING HOLDINGS Inc US61022P1003

TZA Direxion Daily Small Cap Bear US25490K5213

TZOO Travelzoo US89421Q2057

UA Under Armour Inc Class C US9043112062

UAA Under Armour Inc Class A US9043111072

UAE iShares MSCI UAE Capped ETF US46434V7617

UAG ETRACS CMCI Agriculture Total US9026417603

UAL UNITED CONTINENTAL HOLDINGS Inc US9100471096

UAMY UNITED STATES ANTIMONY CORPORATION US9115491030

UAN CVR PARTNERS LP US1266331065

UAVS AgEagle Aerial Systems Inc US00848K1016

UBA URSTADT BIDDLE PROPERTIES Inc CLASS A US9172862057

UBC ETRACS CMCI Livestock Total Re US9026418288

UBCP UNITED BANCORP INC/OH US9099111091

UBFO UNITED SECURITY BANCSHARES US9114601035

UBG ETRACS CMCI Gold Total Return US9026418106

UBM ETRACS CMCI Industrial Metals US9026417520

UBN ETRACS CMCI Energy Total Retur US9026417454

UBNK United Financial Bancorp Inc US9103041045

UBNT UBIQUITI NETWORKS INC US90347A1007

UBOH UNITED BANCSHARES INC/OH US9094581017

UBP Urstadt Biddle Properties Inc US9172861067

UBPpG URSTADT BIDDLE PROPERTIES Inc 6.75% SERIES G CumULATIVE REDEEMABLE PREFERRED STOCK LIQUIDATION PREF US9172868096

UBR PROSHARES ULTRA MSCI BRAZIL CAPPED US74347B4905

UBS UBS GROUP AG CH0244767585

UBSH Union Bankshares Corp US90539J1097

UBSI UNITED BANKSHARES INC US9099071071

UBT PROSHARES ULTRA 20+ YEAR TREASURY US74347R1721

UCBA UNITED COMMUNITY BANCORP US90984R1014

UCBI United Community Banks Inc/GA US90984P3038

UCC ProShares Ultra Consumer Servi US74347R7504

UCFC UNITED COMMUNITY FINANCIAL CORP US9098391025

UCI ETRACS CMCI Total Return ETN US9026417785

UCO ProShares Ultra Bloomberg Crud US74347W2474

UCTT ULTRA CLEAN HOLDINGS Inc US90385V1070

UDN PowerShares DB USD Index Bearish US73936D2062

UDOW ProShares UltraPro Dow30 US74347X8231

UDR UDR Inc US9026531049

UE Urban Edge Properties US91704F1049

UEC Uranium Energy Corp US9168961038

UEIC Universal Electronics Inc US9134831034

UEPS NET 1 UEPS TECHNOLOGIES Inc US64107N2062

UFAB Unique Fabricating Inc US90915J1034

UFCS United Fire Group Inc US9103401082

UFI UNIFI Inc NEW US9046772003

UFPI UNIVERSAL FOREST PRODUCTS INC US9135431040

UFPT UFP TECHNOLOGIES INC US9026731029

UFS DOMTAR CORPORATION (NEW) US2575592033

UG UNITED-GUARDIAN Inc US9105711082

UGA UNITED STATES GASOLINE FUND LP US91201T1025

UGAZ VelocityShares 3x Long Natural US22539T2179

UGE ProShares Ultra Consumer Goods US74347R7686

UGI UGI CORPORATION US9026811052

UGL PROSHARES ULTRA GOLD US74347W6012

UGLD VelocityShares 3x Long Gold ET US22542D6884

UGP Ultrapar Participacoes SA US90400P1012

UHAL AMERCO INC US0235861004

UHN United States Diesel-Heating O US9117831084

UHS UNIVERSAL HEALTH SERVICES Inc CLASS B US9139031002

UHT Universal Health Realty Income US91359E1055

UIHC UNITED INS HLDGS CORP US9107101027

UIS UNISYS CORPORATION US9092143067

UJB ProShares Ultra High Yield US74348A7072

UL UNILEVER PLC US9047677045

ULBI ULTRALIFE CORPORATION US9038991025

Page 78: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

ULE PROSHARES ULTRA EURO US74347W8745

ULST SPDR SSgA Ultra Short Term Bon US78467V7073

ULTA ULTA SALON COSMETICS & FRAGRANCE Inc US90384S3031

ULTI ULTIMATE SOFTWARE GROUP INC US90385D1072

UMBF UMB FINANCIAL CORP US9027881088

UMC United Microelectronics Corp US9108734057

UMDD ProShares UltraPro MidCap400 US74347X8157

UMH UMH PROPERTIES Inc US9030021037

UMPQ UMPQUA HOLDINGS CORP US9042141039

UMRX Unum Therapeutics Inc US9032141049

UN UNILEVER NV US9047847093

UNAM UNICO AMERICAN CORP US9046071083

UNB UNION BANKSHARES INC US9054001071

UNF UNIFIRST CORP US9047081040

UNFI UNITED NATURAL FOODS INC US9111631035

UNG UNITED STATES NATURAL GAS FUND LP UNIT US9123183009

UNH UNITEDHEALTH GROUP INCORPORATED US91324P1021

UNIT Uniti Group Inc US91325V1089

UNL United States 12 Month Natural US91288X1090

UNM Unum Group US91529Y1064

UNP UNION PACIFIC Corp US9078181081

UNT UNIT CORPORATION US9092181091

UNTY UNITY BANCORP US9132901029

UNVR Univar Inc US91336L1070

UONE Urban One Inc US91705J1051

UONEK Urban One Inc US91705J2042

UPL Ultra Petroleum Corp. CA9039142083

UPLD Upland Software Inc US91544A1097

UPRO ProShares UltraPro S&P 500 US74347X8645

UPS UNITED PARCEL SERVICE Inc CLASS B US9113121068

UPV PROSHARES ULTRA FTSE EUROPE US74347X5260

UPW PROSHARES ULTRA UTILITIES US74347R6852

UQM UQM TECHNOLOGIES Inc US9032131065

URA GLOBAL X URANIUM ETF US37954Y8710

URBN Urban Outfitters US9170471026

URE PROSHARES ULTRA REAL ESTATE US74347X6250

URGN UroGen Pharma Ltd IL0011407140

URI United Rentals Inc US9113631090

URR Market Vectors Double Long Eur US6174802727

URTH iShares MSCI World ETF US4642863926

URTY PROSHARES ULTRAPRO RusselL2000 US74347X7993

USA Liberty All Star Equity Fund US5301581048

USAC USA Compression Partners LP US90290N1090

USAK USA TRUCK INC US9029251066

USAP UNIVERSAL STAINLESS & ALLOY US9138371003

USAT USA TECHNOLOGIES Inc US90328S5001

USATP USA Technologies, Inc. US90328S2032

USB U.S. BANCORP US9029733048

USBpA U.S. BANCORP DEPOSITARY SHARES (EACH REPRESENTING A 1/100TH INTEREST IN A SHARE OF SERIES A NON-Cum US9029738666

USBpH US BANCORP DEPOSITARY SHARES (1/1000 INTEREST IN SER B NON-Cum. PRPTL. PRFRD. STOCK) US9029731554

USBpM U.S. BANCORP DEPOSITARY SHARES EACH REPRESENTING 1/1000TH INTEREST IN A SHARE OF SERIES F NON-CumUL US9029738336

USBpO U.S. BANCORP DEPOSITARY SHARES EACH REPRESENTING A 1/1000TH INTEREST IN A SHARE OF SERIES H NON-Cum US9029737916

USCI US COMMODITY INDEX US9117171069

USCR US Concrete Inc US90333L2016

USD PROSHARES ULTRA SEMICONDUCTORS US74347R6696

USDP USD Partners LP US9033181036

USDU WisdomTree Bloomberg U.S. Doll US97717W4713

USEG US Energy Corp Wyoming US9118052086

USFD US Foods Holding Corp US9120081099

USG USG CORPORATION US9032934054

USL United States 12 Month Oil Fun US91288V1035

USLM UNITED STATES LIME & MINERALS US9119221029

USLV VelocityShares 3x Long Silver US22539T5974

USM UNITED STATES CELLULAR CORPORATION US9116841084

USMV iShares Edge MSCI Min Vol USA US46429B6974

USNA USANA HEALTH SCIENCES INC US90328M1071

USO United States Oil Fund LP US91232N1081

USPH US PHYSICAL THERAPY INC US90337L1089

UST PROSHARES ULTRA 7-10 YEAR TREASURY US74347R1804

USV ETRACS CMCI Silver Total Retur US9026417942

UTF Cohen & Steers Infrastructure US19248A1097

UTG Reaves Utility Income Fund US7561581015

UTHR UNITED THERAPEUTICS CORP US91307C1027

UTI UNIVERSAL TECHNICAL INSTITUTE Inc US9139151040

UTL Unitil Corp US9132591077

UTMD UTAH MEDICAL PRODUCTS INC US9174881089

UTSI UTStarcom Holdings Corp KYG9310A1141

UTX UNITED TECHNOLOGIES CORPORATION US9130171096

UUP PowerShares DB USD Index Bullish US73936D1072

UUU UNIVERSAL SECURITY INSTRUMENTS INC US9138213023

UVE UNIVERSAL INSURANCE HLDG Inc US91359V1070

UVSP UNIVEST CORP OF PENNSYLVANIA US9152711001

Page 79: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

UVV UNIVERSAL CORPORATION US9134561094

UVXY ProShares Trust Ultra VIX Short Term US74347W1633

UWM PROSHARES ULTRA RusselL2000 US74347R8429

UWN NEVADA GOLD & CASINOS Ltd. US64126Q2066

UWT VelocityShares 3x Long Crude O US17325E2919

UXI PROSHARES ULTRA INDUSTRIALS US74347R7272

UYG PROSHARES ULTRA FINANCIALS US74347X6334

UYM PROSHARES ULTRA BASIC MATERIALS US74347R7769

UZA UNITED STATES CELLULAR Corp 6.95% SENIOR Notes DUE 2060 US9116844054

V VISA Inc US92826C8394

VAC MARRIOTT VACATIONS WORLDWIDE CORPORATION US57164Y1073

VALE VALE S.A. US91912E1055

VALU VALUE LINE INC US9204371002

VALX VALIDEA MARKET LEGENDS ETF US26922A8835

VAMO Cambria Value and Momentum ETF US1320618887

VAR Varian Medical Systems US92220P1057

VAW VANGUARD MATERIALS ETF US92204A8018

VB VANGUARD SMALL-CAP ETF US9229087518

VBF INVESCO BOND FUND US46132L1070

VBFC Village Bank and Trust Financi US92705T2006

VBIV VBI VACCINES Inc CA91822J1030

VBK VANGUARD SMALL-CAP GROWTH ETF US9229085959

VBLT Vascular Biogenics Ltd IL0011327454

VBND Vident Core U.S. Bond Strategy US26922A6029

VBR VANGUARD SMALL-CAP VALUE ETF US9229086114

VBTX Veritex Holdings Inc US9234511080

VC VISTEON CORPORATION US92839U2069

VCEL VERICEL CORPORATION US92346J1088

VCF Delaware Investments Colorado US2461011098

VCIT VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF US92206C8709

VCLT VANGUARD LONG-TERM CORPORATE BOND ETF US92206C8139

VCO Vina Concha y Toro SA US9271911060

VCR VANGUARD CONSUMER DISCRETIONARY ETF US92204A1088

VCRA VOCERA COMMUNICATIONS Inc US92857F1075

VCSH VANGUARD SHORT-TERM CORPORATE BOND ETF US92206C4096

VCV Invesco California Value Munic US46132H1068

VCYT Veracyte Inc US92337F1075

VDC VANGUARD CONSUMER STAPLES ETF US92204A2078

VDE VANGUARD ENERGY ETF US92204A3068

VDSI VASCO DATA SECURITY INTERNATIONAL INC US92230Y1047

VEA VANGUARD FTSE DEVELOPED MARKETS ETF US9219438580

VEC Vectrus Inc US92242T1016

VECO VEECO INSTRUMENTS INC US9224171002

VEDL Vedanta Ltd US92242Y1001

VEEV VEEVA SYSTEMS Inc US9224751084

VEGA AdvisorShares STAR Global Buy- US00768Y7682

VEGI iShares MSCI Global Agricultur US4642863504

VEON VEON Ltd US91822M1062

VER VEREIT Inc US92339V1008

VERI Veritone Inc US92347M1009

VERU Veru Inc US92536C1036

VEU VANGUARD FTSE ALL-WORLD EX-US ETF US9220427754

VFC VF Corp US9182041080

VFH VANGUARD FINANCIALS ETF US92204A4058

VFL Delaware Investments National US24610T1088

VFMF Vanguard US Multifactor ETF US9219356071

VG VONAGE HOLDINGS CORPORATION US92886T2015

VGI Virtus Global Multi-Sector Inc US92829B1017

VGIT VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF US92206C7065

VGK VANGUARD FTSE EUROPE ETF US9220428745

VGLT VANGUARD LONG-TERM GOVERNMENT BOND ETF US92206C8477

VGM Invesco Trust for Investment G US46131M1062

VGR VECTOR GROUP Ltd. US92240M1080

VGSH VANGUARD SHORT-TERM GOVERNMENT BOND ETF US92206C1027

VGT VANGUARD INFORMATION TECHNOLOGY ETF US92204A7028

VGZ VISTA GOLD Corp CA9279263037

VHC VIRNETX HOLDING Corp US92823T1088

VHI VALHI Inc US9189051009

VHT Vanguard Health Care ETF US92204A5048

VIA VIACOM Inc CLASS A US92553P1021

VIAB Viacom US92553P2011

VIAV VIAVI SOLUTIONS Inc COMMON STOCK US9255501051

VICL VICAL INC. US9256022032

VICR Vicor Corp US9258151029

VIDI Vident International Equity Fu US26922A4040

VIG VANGUARD DIVIDEND APPRECIATION ETF US9219088443

VII VICON INDUSTRIES Inc US9258111015

VIIX VelocityShares VIX Short Term US22542D3659

VIIZ Credit Suisse AG - VelocityShares VIX Medium Term ETN US22542D7874

VIOG Vanguard S&P Small-Cap 600 Gro US9219327940

VIOO VANGUARD S&P SMALL-CAP 600 ETF US9219328286

VIOV Vanguard S&P Small-Cap 600 Val US9219327783

Page 80: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

VIPS VIPSHOP HOLDINGS LIMITED US92763W1036

VIRC VIRCO MFG. CORPORATION US9276511097

VIS VANGUARD INDUSTRIALS ETF US92204A6038

VISI VOLT INFORMATION SCIENCES Inc US9287031077

VIV Telefonica Brasil SA US87936R1068

VIVE Viveve Medical Inc US92852W2044

VIVO MERIDIAN BIOSCIENCE INC US5895841014

VIXM ProShares VIX Mid-Term Futures US74347W3381

VIXY ProShares VIX Short-Term Futur US74347W1716

VJET voxeljet AG US92912L1070

VKI Invesco Advantage Municipal In US46132E1038

VKQ INVESCO Municipal TRUST US46131J1034

VLGEA VILLAGE SUPER MARKET US9271074091

VLO VALERO ENERGY CORPORATION US91913Y1001

VLP Valero Energy Partners LP US91914J1025

VLRS Controladora Vuela Cia de Avia US21240E1055

VLT INVESCO HIGH Income TRUST II US46131F1012

VLU SPDR S&P 1500 Value Tilt ETF US78464A1280

VLUE iShares Edge MSCI USA Value Fa US46432F3881

VLY VALLEY NATIONAL BANCORP US9197941076

VMBS VANGUARD MORTGAGE BACKED SECURITIES ETF US92206C7719

VMC VULCAN MATERIALS COMPANY(HOLDING COMPANY) US9291601097

VMI VALMONT INDUSTRIES Inc US9202531011

VMM Delaware Investments Minnesota US24610V1035

VMO INVESCO Municipal OPPORTUNITY TRUST US46132C1071

VMW VMWARE INC US9285634021

VNCE Vince Holding Corp US92719W2070

VNDA VANDA PHARMACEUTICALS Inc US9216591084

VNET 21Vianet Group Inc US90138A1034

VNM MARKET VECTORS VIETNAM ETF US92189F8178

VNO Vornado Realty Trust US9290421091

VNOM Viper Energy Partners LP US92763M1053

VNOpK VORNADO REALTY TRUST 5.70% SERIES K CumULATIVE REDEEMABLE PREFERRED SHARES OF BENEFICIAL INTEREST US9290428518

VNOpL VORNADO REALTY TRUST 5.40% SERIES L CumULATIVE REDEEMABLE PREFERRED SHARES OF BENEFICIAL INTEREST L US9290428443

VNQ Vanguard REIT ETF US9229085538

VNQI VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF US9220426764

VNRX VolitionRX Ltd US9286611077

VNTR Venator Materials PLC GB00BF3ZNS54

VO VANGUARD MID-CAP ETF US9229086296

VOC Voc Energy Trust US91829B1035

VOD Vodafone Group PLC US92857W3088

VOE VANGUARD MID-CAP VALUE ETF US9229085124

VONE VANGUARD RusselL 1000 ETF US92206C7305

VONG VANGUARD RusselL 1000 GROWTH ETF US92206C6802

VONV VANGUARD RusselL 1000 VALUE ETF US92206C7149

VOO VANGUARD S&P 500 ETF US9229083632

VOOG VANGUARD S&P 500 GROWTH ETF US9219325050

VOOV Vanguard S&P 500 Value ETF US9219327031

VOT VANGUARD MID-CAP GROWTH ETF US9229085389

VOX VANGUARD TELECOMMUNICATION SERVICES ETF US92204A8844

VOXX VOXX International Corp US91829F1049

VOYA VOYA FINANCIAL Inc US9290891004

VPG VISHAY PRECISION GROUP Inc US92835K1034

VPL Vanguard FTSE Pacific ETF US9220428661

VPU VANGUARD UTILITIES ETF US92204A8760

VPV Invesco Pennsylvania Value Mun US46132K1097

VQT Barclays ETN+ ETNs Linked to t US06740C3372

VR Validus Holdings Ltd BMG9319H1025

VRA VERA BRADLEY Inc US92335C1062

VREX Varex Imaging Corp US92214X1063

VRIO Vrio Corp US92917H1014

VRML VERMILLION Inc US92407M2061

VRNS VARONIS SYSTEMS Inc US9222801022

VRNT Verint Systems Inc US92343X1000

VRP Invesco Variable Rate Preferred ETF US73937B5975

VRS Verso Corp US92531L2079

VRSK VERISK ANALYTICS Inc US92345Y1064

VRSN VERISIGN INC US92343E1029

VRTS VIRTUS INVESTMENT PARTNERS INC US92828Q1094

VRTU VIRTUSA CORPORATION US92827P1021

VRTV VERITIV CORPORATION US9234541020

VRTX VERTEX PHARMACEUTICALS INC US92532F1003

VRX Valeant Pharmaceuticals Intern CA91911K1021

VSAR Versartis Inc US92529L1026

VSAT ViaSat Inc US92552V1008

VSEC VSE CORP US9182841000

VSH VISHAY INTERTECHNOLOGY Inc US9282981086

VSI VITAMIN SHOPPE Inc US92849E1010

VSLR Vivint Solar Inc US92854Q1067

VSM Versum Materials Inc US92532W1036

VSS VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND US9220427184

VST Vistra Energy Corp US92840M1027

Page 81: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

VSTM VERASTEM INC US92337C1045

VSTO VISTA OUTDOOR Inc US9283771007

VT VANGUARD TOTAL WORLD STOCK ETF US9220427424

VTA Invesco Dynamic Credit Opportu US46132R1041

VTEB Vanguard Tax-Exempt Bond Index US9229077469

VTHR Vanguard Russell 3000 US92206C5994

VTI VANGUARD TOTAL STOCK MARKET ETF US9229087690

VTIP VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND US9220208055

VTL Vital Therapies Inc US92847R1041

VTN Invesco Trust for Investment G US46131T1016

VTNR VERTEX ENERGY INC US92534K1079

VTR VENTAS Inc US92276F1003

VTRB VENTAS REALTY LIMITED PARTNERSHIP // VENTAS CAPITAL CORPORATION 5.45% SENIOR Notes DUE 2043 US92276M2044

VTV VANGUARD VALUE ETF US9229087443

VTWG VANGUARD RusselL 2000 GROWTH ETF US92206C6232

VTWO VANGUARD RusselL 2000 ETF US92206C6646

VTWV Vanguard Russell 2000 Value US92206C6497

VUG VANGUARD GROWTH ETF US9229087369

VUSE Vident Core US Equity ETF US26922A5039

VUZI VUZIX CORP US92921W3007

VV VANGUARD LARGE-CAP ETF US9229086379

VVC VECTREN CORPORATION US92240G1013

VVI VIAD CORP US92552R4065

VVR Invesco Senior Income Trust US46131H1077

VVUS VIVUS INC US9285511005

VVV Valvoline Inc US92047W1018

VWO VANGUARD FTSE EMERGING MARKETS ETF US9220428588

VWOB VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF US9219468850

VXF VANGUARD EXTENDED MARKET ETF US9229086528

VXUS VANGUARD TOTAL INTERNATIONAL STOCK ETF US9219097683

VXX iPATH S&P 500 VIX Short-Term F US06746L4225

VXZ iPATH S&P 500 VIX Mid-Term Fut US06740Q2600

VYGR Voyager Therapeutics Inc US92915B1061

VYM VANGUARD HIGH DIVIDEND YIELD ETF US9219464065

VZ Verizon Communications US92343V1044

VZA VERIZON COMMUNICATIONS INC 5.90% Notes DUE 2054 US92343V3024

W Wayfair Inc US94419L1017

WAAS AquaVenture Holdings Ltd VGG0443N1078

WAB WABTEC Inc US9297401088

WABC WESTAMERICA BANCORPORATION US9570901036

WAFD Washington Federal Inc US9388241096

WAGE WAGEWORKS INC US9304271094

WAIR WESCO AIRCRAFT HOLDINGS Inc US9508141036

WAL WESTERN ALLIANCE BANCORPORATION US9576381092

WASH WASHINGTON TRUST BANCORP INC US9406101082

WAT WATERS CORP US9418481035

WATT Energous Corp US29272C1036

WB WEIBO CORPORATION US9485961018

WBA WALGREENS BOOTS ALLIANCE Inc US9314271084

WBAI 500.com Ltd US33829R1005

WBC WBC US92927K1025

WBIA WBI Tactical SMG Shares US00400R1068

WBIB WBI Tactical SMV Shares US00400R2058

WBIC WBI Tactical SMY Shares US00400R3049

WBID WBI Tactical SMS Shares US00400R4039

WBIE WBI Tactical LCG Shares US00400R5028

WBIF WBI Tactical LCV Shares US00400R6018

WBIG WBI Tactical LCY Shares US00400R7008

WBIH WBI Tactical High Income Share US00400R8824

WBII WBI Tactical Income Shares US00400R8741

WBIL WBI Tactical LCS Shares US00400R8097

WBK Westpac Banking Corp US9612143019

WBS WEBSTER FINANCIAL CORPORATION WATERBURY US9478901096

WCC WESCO INTERNATIONAL Inc US95082P1057

WCG WELLCARE HEALTH PLANS Inc US94946T1060

WCN Waste Connections Inc CA94106B1013

WD WALKER & DUNLOP Inc US93148P1021

WDAY WORKDAY INC US98138H1014

WDC WESTERN DIGITAL Corp US9581021055

WDFC WD-40 CO US9292361071

WDIV SPDR S&P Global Dividend ETF US78463X4593

WDR WADDELL & REED FINANCIAL Inc US9300591008

WEA Western Asset Premier Bond Fun US9576641057

WEAT TEUCRIUM WHEAT FUND US88166A5083

WEBK WELLESLEY BANCORP Inc US9494851069

WEC Wisconsin Energy US92939U1060

WEN Wendy's Co/The US95058W1009

WERN Werner Enterprises Inc US9507551086

WES WESTERN GAS PARTNERS LP US9582541044

WETF WisdomTree Investments Inc US97717P1049

WEX WEX Inc US96208T1043

WEYS WEYCO GROUP INC US9621491003

Page 82: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

WF Woori Bank US98105T1043

WFC WELLS FARGO & CO. US9497461015

WFCpJ WELLS FARGO & COMPANY DEPOSITARY SHARES (EACH REPRESENTING A 1/40TH INTEREST IN A SHARE OF 8.00% NO US9497468796

WFCpL WELLS FARGO 7.5% NON CumV PERP CONV US9497468044

WFCpN WELLS FARGO & COMPANY DEPOSITARY SHARES REPRESENTING A 1/1000TH INTEREST IN A SHARE OF NON-CumULATI US9497467475

WFCpO WELLS FARGO & COMPANY DEPOSITARY SHARES EACH REPRESENTING A 1/1000TH INTEREST IN A SHARE OF NON-Cum US9497467210

WFCpP WELLS FARGO & COMPANY SER P US9497466550

WFCpQ WELLS FARGO & CO. US9497465560

WFCpR WELLS FARGO & COMPANY DEPOSITARY SHARES EACH REPRESENTING A 1/1000TH INTEREST IN A SHARE OF 6.625% US9497464654

WFCpT WELLS FARGO & COMPANY SERIES T US9497463664

WFEpA WELLS FARGO REAL ESTATE INVESTMENT CORPORATION US94988N2071

WFT Weatherford International PLC IE00BLNN3691

WGL WGL HOLDINGS Inc US92924F1066

WGO WINNEBAGO INDUSTRIES Inc US9746371007

WGP Western Gas Equity Partners LP US95825R1032

WHD Cactus Inc US1272031071

WHF WhiteHorse Finance Inc US96524V1061

WHG WESTWOOD HOLDINGS GROUP Inc US9617651040

WHLM Wilhelmina International Inc US9682352003

WHLR Wheeler Real Estate Investment US9630257056

WHLRP WHEELER REAL ESTATE INVESTMENT TRUST Inc CL B US9630253097

WHR WHIRLPOOL Corp US9633201069

WIA Western Asset/Claymore Inflati US95766Q1067

WIFI BOINGO WIRELESS Inc US09739C1027

WILC G Willi-Food International Ltd IL0010828585

WIN Windstream Holdings, Inc. US97382A2006

WINA WINMARK CORP US9742501029

WING Wingstop Inc US9741551033

WIP SPDR FTSE International Govern US78464A4904

WIRE ENCORE WIRE CORP US2925621052

WIT Wipro Ltd US97651M1099

WIW WESTERN ASSET/CLAYMORE INFLATION- LINKED OPPORTUNITIES & Income FUND US95766R1041

WIX Wix.com Ltd IL0011301780

WK Workiva Inc US98139A1051

WKHS Workhorse Group Inc US98138J2069

WLB WESTMORELAND COAL COMPANY US9608781061

WLDN WILLDAN GROUP Inc US96924N1000

WLFC WILLIS LEASE FINANCE CORP US9706461053

WLH WILLIAM LYON HOMES US5520747008

WLK WESTLAKE CHEMICAL CORPORATION US9604131022

WLKP Westlake Chemical Partners LP US9604171036

WLL WHITING PETROLEUM CORPORATION US9663874090

WLTW Willis Towers Watson PLC IE00BDB6Q211

WM WASTE MANAGEMENT Inc US94106L1098

WMB WILLIAMS COMPANIES Inc US9694571004

WMC WESTERN ASSET MORTGAGE CAPITAL CORPORATION US95790D1054

WMCR PowerShares Wilshire Micro-Cap EPortfolio US18383M3088

WMGI Wright Medical Group NV NL0011327523

WMGIZ Wright Medical Group NV NL0011449376

WMIH WMIH Corp US92936P1003

WMK WEIS MARKETS Inc US9488491047

WMLP Westmoreland Resource Partners US96108P1030

WMS Advanced Drainage Systems Inc US00790R1041

WMT WAL-MART STORES Inc US9311421039

WMW ELEMENTS Linked to the Morning US25153Q7088

WNC WABASH NATIONAL Corp US9295661071

WNS WNS (Holdings) Limited Sponsored ADR (Jersey) US92932M1018

WOOD ISHARES GLOBAL TIMBER & FORESTRY ETF US4642881746

WOR WORTHINGTON INDUSTRIES Inc COMMON SHARES US9818111026

WOW WideOpenWest Inc US96758W1018

WP Worldpay Inc US9815581098

WPC W.P. CAREY Inc (REIT) US92936U1097

WPG WP GLIMCHER Inc US93964W1080

WPGpH WP GLIMCHER Inc 7.5% SERIES H CumULATIVE REDEEMABLE PREFERRED SHARES OF BENEFICIAL INTEREST US93964W2070

WPGpI WP GLIMCHER Inc 6.875% SERIES I CumULATIVE REDEEMABLE PREFERRED SHARES OF BENEFICIAL INTEREST US93964W3060

WPM Wheaton Precious Metals Corp CA9628791027

WPRT Westport Fuel Systems Inc CA9609083097

WPS ISHARES INTERNATIONAL DEVELOPED PROPERTY ETF US4642884229

WPX WPX ENERGY Inc US98212B1035

WPXP WPX ENERGY Inc 6.25% SERIES A MANDATORY CONVERTIBLE PREFERRED STOCK US98212B2025

WPZ Williams Partners LP US96949L1052

WRB W.R BERKLEY CORPORATION US0844231029

WRBpB W.R BERKLEY CORPORATION 5.625% SUBORDINATED DEBENTURES DUE 2053 US0844234098

WRD WildHorse Resource Development US96812T1025

WRE Washington Real Estate Investm US9396531017

WREI Wilshire US REIT ETF US18383M4722

WRI WEINGARTEN REALTY INVESTORS US9487411038

WRK WestRock Co US96145D1054

WRLD WORLD ACCEPTANCE CORP US9814191048

WSBC WESBANCO INC US9508101014

WSBF Waterstone Financial Inc US94188P1012

WSCI WSI INDUSTRIES INC US92932Q1022

Page 83: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

WSFS WSFS FINANCIAL CORP US9293281021

WSKY Spirited Funds and ETFMG Whisk US26924G8217

WSM WILLIAMS-SONOMA Inc US9699041011

WSO WATSCO Inc US9426222009

WSO.B Watsco Inc US9426221019

WSR WHITESTONE REIT US9660842041

WST WEST PHARMACEUTICAL SERVICES Inc US9553061055

WSTG WAYSIDE TECHNOLOGY GROUP Inc US9467601053

WSTL Westell Technologies Inc US9575412047

WTBA WEST BANCORPORATION US95123P1066

WTFC WINTRUST FINANCIAL CORP US97650W1080

WTI W&T OFFSHORE Inc US92922P1066

WTM WHITE MOUNTAINS INSURANCE GROUP Ltd. BMG9618E1075

WTR AQUA AMERICA Inc US03836W1036

WTS WATTS WATER TECHNOLOGIES Inc CLASS A US9427491025

WTT WIRELESS TELECOM GROUP Inc US9765241081

WTTR Select Energy Services Inc US81617J3014

WTW WEIGHT WATCHERS INTERNATIONAL Inc US9486261061

WU THE WESTERN UNION COMPANY US9598021098

WUBA 58.com Inc. American Depositary Shares, each representing 2 Class A Ordinary Shares US31680Q1040

WVE WaVe Life Sciences Ltd SG9999014716

WVFC WVS FINANCIAL CORP US9293581099

WVVI WILLAMETTE VALLEY VINEYARDS US9691361003

WWD WOODWARD Inc US9807451037

WWE WORLD WRESTLING ENTERTAINMENT US98156Q1085

WWR Westwater Resources Inc US9616841071

WWW WOLVERINE WORLD WIDE Inc US9780971035

WY WEYERHAEUSER COMPANY US9621661043

WYDE ProShares CDS Short North Amer US74347B8708

WYNN WYNN RESORTS Ltd US9831341071

WYY WIDEPOINT CORPORATION US9675901006

X United States Steel Corporation US9129091081

XAR SPDR S&P Aerospace & Defense E US78464A6313

XBI SPDR S&P BIOTECH ETF US78464A8707

XBIO Xenetic Biosciences Inc US9840152063

XCRA Xcerra Corp US98400J1088

XEC CIMAREX ENERGY CO US1717981013

XEL XCEL ENERGY Inc US98389B1008

XENE Xenon Pharmaceuticals Inc CA98420N1050

XENT Intersect ENT Inc US46071F1030

XES SPDR S&P Oil & Gas Equipment & US78464A7485

XGTI xG Technology Inc US98372A7054

XHB SPDR S&P Homebuilders ETF US78464A8889

XHE SPDR S&P HEALTH CARE EQUIPMENT ETF US78464A5810

XHR XENIA HOTELS & RESORTS Inc US9840171030

XHS SPDR S&P Health Care Services US78464A5737

XIN Xinyuan Real Estate Co Ltd US98417P1057

XL XL Group Ltd BMG982941046

XLB MATERIALS SELECT SECTOR FD US81369Y1001

XLE ENERGY SEL SECT SPDR FD US81369Y5069

XLF FINANCIAL SEL SECT SPDR FD US81369Y6059

XLG PowerShares S&P 500 Top 50 Portfolio US78355W2052

XLI INDUSTRIAL SEL SECT SPDR FD US81369Y7040

XLK TECHNOLOGY SELECT SECTOR SPDR FUND US81369Y8030

XLNX XILINX INC US9839191015

XLP CONSUMERS STAPLES SEL SECT SPDR US81369Y3080

XLRE The Real Estate Select SPDR Fund US81369Y8600

XLRN ACCELERON PHARMA Inc US00434H1086

XLU UTILITIES SEL SECT SPDR FD US81369Y8865

XLV HEALTH CARE SELECT SECT FD US81369Y2090

XLY CONSUMER DISC SEL SPDR FD US81369Y4070

XME SPDR S&P Metals & Mining ETF US78464A7550

XMLV PowerShares S&P MidCap Low Volatility Portfolio US73937B6478

XMPT VanEck Vectors CEF Municipal I US92189F4607

XNCR XENCOR Inc US98401F1057

XNET Xunlei Ltd US98419E1082

XOG Extraction Oil & Gas Inc US30227M1053

XOM EXXON MOBIL CORPORATION US30231G1022

XOMA XOMA Corp US98419J2069

XON INTREXON CORP US46122T1025

XONE THE EXONE COMPANY US3021041047

XOP SPDR S&P Oil & Gas Exploration US78464A7303

XOXO XO GROUP Inc US9837721045

XPER Xperi Corp US98421B1008

XPH SPDR S&P Pharmaceuticals ETF US78464A7220

XPL Solitario Zinc Corp US8342EP1070

XPLR XPLORE TECHNOLOGIES Corp US9839507004

XPO XPO Logistics Inc US9837931008

XPP PROSHARES ULTRA FTSE CHINA 50 OF PROSHARES TRUST US74347X8801

XRAY DENTSPLY INTERNATIONAL INC US24906P1093

XRF China Rapid Finance Ltd US16953Q1058

XRM XERIUM TECHNOLOGIES Inc US98416J1189

Page 84: Ticker Name ISIN - DMA · ANFI Amira Nature Foods Ltd VGG0335L1022 ANGI ANGI Homeservices Inc US00183L1026 ANGL VanEck Vectors Fallen Angel Hi US92189F4375 ANGO ANGIODYNAMICS Inc

XRT SPDR S&P Retail ETF US78464A7147

XRX XEROX CORPORATION US9841216081

XSD SPDR S&P SEMICONDUCTOR ETF US78464A8624

XSLV PowerShares S&P SmallCap Low Volatility Portfolio US73937B6395

XSOE Wisdomtree Emerging Markets EX US97717X5784

XSW SPDR S&P Software & Services E US78464A5992

XT ISHARES EXPONENTIAL TECHNOLOGIES ETF US46434V3814

XTH SPDR S&P Technology Hardware E US78468R1196

XTL SPDR S&P Telecom ETF US78464A5406

XTLB XTL Biopharmaceuticals Ltd US98386D3070

XTN SPDR S&P Transportation ETF US78464A5323

XTNT Xtant Medical Holdings Inc US98420P3082

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