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Lecture Notes in Applied and Computational Mechanics 74 Thomas Lenarz Peter Wriggers Editors Biomedical Technology

Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

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Page 1: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

Lecture Notes in Applied and Computational Mechanics 74

Thomas LenarzPeter Wriggers Editors

Biomedical Technology

Page 2: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

Lecture Notes in Applied and ComputationalMechanics

Volume 74

Series editors

Friedrich Pfeiffer, Technische Universität München, Garching, Germanye-mail: [email protected]

Peter Wriggers, Universität Hannover, Hannover, Germanye-mail: [email protected]

Page 3: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

About this Series

This series aims to report new developments in applied and computationalmechanics—quickly, informally and at a high level. This includes the fields of fluid,solid and structural mechanics, dynamics and control, and related disciplines. Theapplied methods can be of analytical, numerical and computational nature.

More information about this series at http://www.springer.com/series/4623

Page 4: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

Thomas Lenarz • Peter WriggersEditors

Biomedical Technology

123

Page 5: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

EditorsThomas LenarzDepartment of OtorhinolaryngologyHannover Medical SchoolHannoverGermany

Peter WriggersInstitute of Continuum MechanicsLeibniz Universität HannoverHannoverGermany

ISSN 1613-7736 ISSN 1860-0816 (electronic)ISBN 978-3-319-10980-0 ISBN 978-3-319-10981-7 (eBook)DOI 10.1007/978-3-319-10981-7

Library of Congress Control Number: 2014952593

Springer Cham Heidelberg New York Dordrecht London

© Springer International Publishing Switzerland 2015This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part ofthe material is concerned, specifically the rights of translation, reprinting, reuse of illustrations,recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformation storage and retrieval, electronic adaptation, computer software, or by similar or dissimilarmethodology now known or hereafter developed. Exempted from this legal reservation are briefexcerpts in connection with reviews or scholarly analysis or material supplied specifically for thepurpose of being entered and executed on a computer system, for exclusive use by the purchaser of thework. Duplication of this publication or parts thereof is permitted only under the provisions ofthe Copyright Law of the Publisher’s location, in its current version, and permission for use must alwaysbe obtained from Springer. Permissions for use may be obtained through RightsLink at the CopyrightClearance Center. Violations are liable to prosecution under the respective Copyright Law.The use of general descriptive names, registered names, trademarks, service marks, etc. in thispublication does not imply, even in the absence of a specific statement, that such names are exemptfrom the relevant protective laws and regulations and therefore free for general use.While the advice and information in this book are believed to be true and accurate at the date ofpublication, neither the authors nor the editors nor the publisher can accept any legal responsibility forany errors or omissions that may be made. The publisher makes no warranty, express or implied, withrespect to the material contained herein.

Printed on acid-free paper

Springer is part of Springer Science+Business Media (www.springer.com)

Page 6: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

Preface

One of the current challenges in medicine and engineering is related to the appli-cation of computational methods to clinical medicine. The virtual environment canbe used to study biological systems at different scales and under multi-physicsconditions. Based on the tremendous advances in medical imaging, modern CADsystems, and high-performance computing, engineering can provide help inunderstanding biological processes but also implant designs. This enables thepossibility to enhance medical decision processes in many areas of clinical medi-cine. The computational tools and methods can be applied to predict performance ofmedical devices in virtual patients. Physical and animal testing procedures can bereduced by use of virtual prototyping of medical devices.

In this book, scientists from scientists from different areas of medicine, engi-neering, and natural sciences have contributed to the above research areas andideas. The book will focus on function, production, initialization, and complicationsof different types or implants and related topics.

The contributions start with theoretical and numerical investigations that arerelated to modeling biological materials like the papers “RVE Procedure forEstimating the Elastic Properties of Inhomogeneous Microstructures Such as BoneTissue” by Blöß and Welsch and “A Gradient-Enhanced Continuum DamageModel for Residually Stressed Fibre-Reinforced Materials at Finite Strains” byWaffenschmidt et al. A more application-oriented work “A MechanicallyStimulated Fracture Healing Model Using a Finite Element Framework” is pro-vided by Sapotnick and Nackenhorst that buidls a bridge to the work “TheCustomized Artificial Hip Cup: Design and Manufacturing of an InnovativeProsthesis” by Betancur Escobar et al. New stents are modeled in the paper “On theRole of Phase Change in Modelling Drug-Eluting Stents” by Bozsak et al. Thepaper “Development of Magnesium Alloy Scaffolds to Support BiologicalMyocardial Grafts: A Finite Element Investigation” by Weidling et al. deals withthe development of new degenerative implants. The contributions “Finite ElementAnalysis of Transcatheter Aortic Valve Implantation in the Presence of AorticLeaflet Calcifications” by Dimasi et al., “Repair of Mitral Valve Prolapse ThroughePTFE Neochordae: A Finite Element Approach From CMR” by Sturla et al. and

v

Page 7: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

“An Extended Computational Framework to Study Arterial Vasomotion and ItsLinks to Vascular Disease” by Boileau et al. are related to virtual models for thevascular system. Models that describe the behavior of the cochlea are provided in“Development of a Model of the Electrically Stimulated Cochlea” by Nogueiraet al. Finally, models and investigations of infections due to implantation are dis-cussed in “Implant Related Infections” by Abraham and “Animal Test Models forImplant-Associated Inflammation and Infections” by Rais et al.

All contributions show the state of the art in modeling and numerical simulationof systems in biotechnology and thus provide an extensive overview of this subject.

Hannover, May 2014 Thomas LenarzPeter Wriggers

vi Preface

Page 8: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

Contents

RVE Procedure for Estimating the Elastic Properties of InhomogeneousMicrostructures Such as Bone Tissue . . . . . . . . . . . . . . . . . . . . . . . . . 1Tanja Blöß and Michael Welsch

A Gradient-Enhanced Continuum Damage Modelfor Residually Stressed Fibre-Reinforced Materialsat Finite Strains. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Tobias Waffenschmidt, César Polindara and Andreas Menzel

A Mechanically Stimulated Fracture Healing ModelUsing a Finite Element Framework . . . . . . . . . . . . . . . . . . . . . . . . . . 41Alexander Sapotnick and Udo Nackenhorst

The Customized Artificial Hip Cup: Design and Manufacturingof an Innovative Prosthesis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55Stefanie Betancur Escobar, Anas Bouguecha, Amer Almohallami,Henning Niemeier, Karin Lucas, Christina Stukenborg-Colsman,Ingo Nolte, Patrick Wefstaedt and Bernd-Arno Behrens

On the Role of Phase Change in Modelling Drug-Eluting Stents . . . . . 69Franz Bozsak, Jean-Marc Chomaz, Abdul I. Barakatand Giuseppe Pontrelli

Development of Magnesium Alloy Scaffolds to Support BiologicalMyocardial Grafts: A Finite Element Investigation . . . . . . . . . . . . . . . 81Martin Weidling, Silke Besdo, Tobias Schilling, Michael Bauer,Thomas Hassel, Friedrich-Wilhelm Bach, Hans Jürgen Maier,Jacques Lamon, Axel Haverich and Peter Wriggers

vii

Page 9: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

Finite Element Analysis of Transcatheter Aortic ValveImplantation in the Presence of Aortic Leaflet Calcifications . . . . . . . . 101Annalisa Dimasi, Marco Stevanella, Emiliano Votta,Francesco Sturla, Gaetano Burriesci and Alberto Redaelli

Repair of Mitral Valve Prolapse Through ePTFE Neochordae:A Finite Element Approach From CMR . . . . . . . . . . . . . . . . . . . . . . . 117Francesco Sturla, Francesco Onorati, Emiliano Votta, Marco Stevanella,Aldo D. Milano, Konstantinos Pechlivanidis, Giovanni Puppini,Alberto Redaelli and Giuseppe Faggian

An Extended Computational Framework to Study ArterialVasomotion and Its Links to Vascular Disease . . . . . . . . . . . . . . . . . . 129Etienne Boileau, Dimitris Parthimos and Perumal Nithiarasu

Development of a Model of the Electrically Stimulated Cochlea . . . . . . 145Waldo Nogueira, Waldemar Würfel, Richard T. Penningerand Andreas Büchner

Implant Related Infections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163Wolf-Rainer Abraham

Animal Test Models for Implant-Associated Inflammationand Infections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175Bushra Rais, Muhammad Imran Rahim, Stefan Lienenklaus,Siegfried Weiss, Christian Tolle, Jan-Marten Seitz,Henning Menzel, Hansjörg Hauser and Peter Paul Müller

viii Contents

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RVE Procedure for Estimating the ElasticProperties of Inhomogeneous MicrostructuresSuch as Bone Tissue

Tanja Blöß and Michael Welsch

Abstract Cancellous bone can roughly be seen as a two-phase material consistingof the bone tissue reinforcement and the interstitial bone marrow matrix. Thus, fora computer-aided mechanical stress analysis of bones a constitutive law is required,which can predict the inhomogeneous elasticity depending on the local bone densityandmicrostructure. Besides severalmeasurementmethods, themethod of representa-tive volume element (RVE) in combination with the finite element solution techniquehas been established for this purpose. This work investigates this method in detail.Therefore, random but statistical equivalent RVEs are created to have unlimitedaccess to different structures. Generally, an apparent and not an effective stiffness isobtained due to the RVE method. However, a very close solution can be achieved ifseveral issues are considered carefully. These issues can be divided into the set ofboundary conditions, the RVE size and averaging the randomness. The influences areinvestigated accurately. A new approach is proposed to deduce an isotropic constitu-tive law from the anisotropic stiffness matrix. There are unlimited possible solutionsin theory. However, the Voigt and Reuss approximations give the possible bounds. Amethod is described, which allows to obtain the effective stiffness by merging thesebounds. A structural analysis is performed with different RVEs and the effectivestiffness is estimated for varying parameters. An empirical equation is introduced,which covers the whole stiffness range. Therein, the microstructure is modelled witha single parameter. Real bone measurements can be fitted with this equation as well.

Keywords Cancellous bone · Boundary conditions · Elastic properties · FEM ·Homogenization · Voigt and Reuss approximation

T. Blöß (B) · M. WelschInstitute for Mechanical Engineering and Computer-Assisted Product Development,Helmut Schmidt University/Bundeswehr University, Hamburg, Germanye-mail: [email protected]

M. Welsche-mail: [email protected]

© Springer International Publishing Switzerland 2015T. Lenarz and P. Wriggers (eds.), Biomedical Technology, Lecture Notesin Applied and Computational Mechanics 74, DOI 10.1007/978-3-319-10981-7_1

1

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2 T. Blöß and M. Welsch

1 Introduction

Computer simulations become more and more important for endoprosthetic inves-tigations of bones. Therefore, a realistic material modeling is required to ensure areliable prediction of the inner mechanical stresses. Bones generally consist of can-cellous bone surrounded by a thin layer of dense compact bone resulting in location-dependent material properties. The modelling of the microstructure in detail is com-putational out of reach nowadays. A pointwise homogenization of the stochasticand heterogeneous microstructure would be beneficial. Thus, a constitutive law isrequired that can predict the inhomogeneous elasticity depending on the local bonedensity and microstructure.

Direct mechanical measurements for example are performed by Ashmann et al.[1, 2], Rho et al. [3, 4], Dalstra et al. [5] and different regression equations areproposed. In themid nineties a new ideawas investigated. Realmicrostructures basedon high resolution CT images are converted into virtual models that could be studiedby FEM simulation. Such studies are performed by Müller [6], Ulrich [7], Pahr andZysset [8]. Different issues raise by dealing with the continuummechanics approach.Ulrich et al. investigated the influence of meshing and element formulation. Pahr andZysset compared several sets of boundary conditions regarding the accuracy of theobtained stiffness of human cancellous bone specimens.

Since the procedure of calculating the anisotropic stiffness matrix seems to beclear, it lacks of estimating a corresponding isotropic constitutive law. The theoryof micromechanics and homogenization points out to distinguish between apparentand effective estimates. As a general rule, an apparent estimate is obtained since thewindow size is limited. However, a convergence study allows the prediction of aneffective estimate by increasing the window size stepwise (cp. Kanit [9, 10]).

Notwithstanding that the FEM solution is an approximation by nature, an apparentestimate should be expected generally due to use of boundary conditions.

This work presents a study of the different influences and proposes a procedure tocalculate effective moduli. Methods are presented to determine the “effectiveness”of the solution. Plenty different, but stochastically equivalent structures are neededto study the influences entirely. An algorithm is applied to generate an unlimitednumber of varying representative volume elements (RVE).

2 Material and Method

2.1 Generation of Stochastic RVE

Cancellous bone can roughly be seen as a two-phase material consisting of the bonetissue reinforcement and the interstitial bone marrowmatrix. Generally, the effectiveelastic properties of suchmaterials are depending on the respective volume fractions,the elastic properties of both materials and the structural composition.

Page 12: Thomas Lenarz Peter Wriggers Editors Biomedical Technology · About this Series This series aims to report new developments in applied and computational mechanics—quickly, informally

RVE Procedure for Estimating the Elastic Properties … 3

Fig. 1 Illustration of the RVE generating algorithm. Material is agglomerated randomly aroundexisting material

Fig. 2 Agglomerated material of different structures is emerged from varying number of initialcells. Left 0.00625%, middle 0.2% and right 6.4% initial cells, all with 25% volume fraction in agrid of 50 × 50 × 50

A simple algorithm generates randomRVE structures in three steps. First an initialnumber of cells are randomly assignedwithmaterial within a three-dimensional grid.Afterwards additional cells are randomly selected, but only assigned with material,if they are adjacent to existing material. This is done until a given volume fraction isreached. In a final step, all remaining grid cells are assigned with the matrix material.This algorithm is illustrated in Fig. 1.

While the volume fraction is directly regulated, the RVE structure develops indi-rectly by the number of initial cells. A rather rough clusterwith highmaterial agglom-erations emerges from a small number of initial cells, whereas a fine dispersed clusteremerges from many initial cells. Figure 2 shows three different RVEs, each with 50elements per edge and equal volume fraction but varying number of initial cells.

2.2 Continuum Mechanics Approach

The continuum mechanics approach is used to calculate three-dimensional mate-rial deformations. For static considerations the momentum balance of the current

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4 T. Blöß and M. Welsch

configuration is reduced to a time and mass invariant equilibrium that can beexpressed by the divergence of the Cauchy stress tensor.

divσ = 0 (1)

This expression is under-constrained and additional definitions are required. First ofall, the continuity of the field quantities is postulated, meaning that all deformationsare physically objective and infinitesimal small material particles are not allowed topenetrate each other or fluctuate. This uniqueness is obtained by the definition of thedeformation tensor.

F = dx

d X(2)

In terms of the physical objectivity, the material behavior of elastic bodies (alsodenoted as Cauchy elasticity) now demand tensor compatibility of stress and defor-mation.

σ = f (F) (3)

Such compatibility is given by the Rivlin-Ericksen theorem for isotropic behavior[11].

σ = a0 + a1FT F + a2(FT F)2 (4)

Thereby, the coefficients a0, a1 and a2 are arbitrary scalar functions of the invariantsof the deformation tensor. Usually, this dependence is formulated in relation to thestrain energy density ψ . Thus, the Green or hyper-elastic material behavior can bedefined by a pure scalar function ψ = f (I1, I2, J ), with the constitutive law:

σ = J−1 dψ

dFFT (5)

However, for this assumption isotropy is presumed, meaning that not every materialcan be modeled by this constitutive law. In order to consider anisotropic effects aswell, the constitutive law is expressed by using the geometric linearized form of theright Cauchy-Green tensor.

ε = 1

2(FT F − 1) (6)

This modified tensor can be used to derive a simplified relation between stress anddeformation. In analogy to (4) an equalization of f (F) ∼ f (ε) leads to Hooke’s lawin continuum mechanics

σ = 1

2(λtrε) + 2Gε (7)

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RVE Procedure for Estimating the Elastic Properties … 5

with the assumption σ(ε = 0) = 0 and the Lame’s constants λ = Eν/((1 + ν)

(1 − 2ν)) and G = E/(2(1 + ν)) [12].The physical validity of this equation expires with increasing deformation due to

the linearization and does not describe the stress decrease of real material. However,in practical (5) and (7) only differ for deformations higher than 5% strain.

The vectorization of the stress and strain tensors by use of the Voigt notation leadsto the well-known matrix equation:

⎡⎢⎢⎢⎢⎢⎢⎣

σ11σ22σ33σ12σ13σ23

⎤⎥⎥⎥⎥⎥⎥⎦

= E

(1 + ν)(1 − 2ν)

⎡⎢⎢⎢⎢⎢⎢⎣

1 − ν ν ν 0 0 0ν 1 − ν ν 0 0 0ν ν 1 − ν 0 0 00 0 0 1−2ν

2 0 00 0 0 0 1−2ν

2 00 0 0 0 0 1−2ν

2

⎤⎥⎥⎥⎥⎥⎥⎦

⎡⎢⎢⎢⎢⎢⎢⎣

ε11ε22ε33ε12ε13ε23

⎤⎥⎥⎥⎥⎥⎥⎦

(8)

This linearized equation still describes pure isotropic material behavior. It canbe converted into the generalized Hooke’s law by a phenomenological motivatedconsideration, so that in principle all 36 coefficients can be chosen independently.

⎡⎢⎢⎢⎢⎢⎢⎣

σ11σ22σ33σ12σ13σ23

⎤⎥⎥⎥⎥⎥⎥⎦

=

⎡⎢⎢⎢⎢⎢⎢⎣

C11 C12 C13 C14 C15 C16C21 C22 C23 C24 C25 C26C31 C32 C33 C34 C35 C36C41 C42 C43 C44 C45 C46C51 C52 C53 C54 C55 C56C61 C62 C63 C64 C65 C66

⎤⎥⎥⎥⎥⎥⎥⎦

⎡⎢⎢⎢⎢⎢⎢⎣

ε11ε22ε33ε12ε13ε23

⎤⎥⎥⎥⎥⎥⎥⎦

(9)

However, both the strain tensorε and the stress tensorσ are symmetric, so the stiffnessmatrix C and the respective compliance matrix N = C−1 have to be symmetric aswell. Consequently, only 21 independent coefficients remain, which have to providea positive determinant.

One should consider that this kind of anisotropic modeling is only valid for homo-geneous bodies. However, anisotropic behavior in general is caused by inhomogene-ity, so this is a crude assumption with very limited validity. For example, a structurecausing momentums cannot be homogenized with the constitutive law (9).

However, the estimated stiffness is strongly influenced by the numerical processeven for suitable structures.

2.3 Homogenization Approach

In general an analogical homogeneous constitutive law for the underlying inhomo-geneous microstructure should fulfill the Hill condition [13].

<σ ><ε>=<σε> (10)

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6 T. Blöß and M. Welsch

Fig. 3 Sequentially homogenization of a heterogeneous microstructure

This condition states that the average strain and stress of the heterogeneous RVEcorrelate with the quantities of an analogous homogeneous RVE. Strictly speaking,a perfect homogenized equation (9) of the inhomogeneous microstructure is found ifthis condition can be fulfilled. This equation is valid for both the analog homogeneousRVEand an arbitrarymaterial pointwithin the continuum.This so-called sequentiallyhomogenization procedure is illustrated in Fig. 3.

The boundary value problem is solved by the finite element method (FEM). Anydesired structures can be modelled by this procedure. Thereby, the differential equa-tion (1) is converted to its weak form by use of the variational principle.

(σi j n j − ti

)δui d� −

V

σi j, jδui dV = 0 (11)

This equation is numerically solved by discretization [14]. The field quantities arecalculated discretely at the nodes of the elements and converge towards the realsolution with increasing mesh refinement.

Fig. 4 Left Inhomogeneous strain distribution in cross sections.Right normalized strain distributionover the whole RVE

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RVE Procedure for Estimating the Elastic Properties … 7

Figure 4 exemplary shows the inhomogeneous strain distribution in two crosssections. Additionally, the normalized distribution of all strains is plotted. Two peaksarise in the distribution, that represent the different strain levels of both materials.The macroscopic obtained strain, however, lays in between.

2.4 Window Size and Boundary Conditions

Three boundary conditions in terms of displacement or stress can be defined on eachsurface of the RVE, compare Figs. 5 and 6.

The Hill condition demands a compatibility of strain and (!) stress, which wouldrequire a definition of six boundary conditions on each surface, meaning that threestrain and three stress components have to be applied. Consequently, the Hill condi-tion cannot be completely fulfilled for boundary value problems like the FEM. Theobligatory chosen conditions have a strong influence on the stiffness estimation. Thestructure is estimated too stiff, if pure displacement conditions are applied. Con-trary to this, the structure is estimated too soft, if pure stress conditions are applied.

Fig. 5 Left Definitions of RVE surfaces. Right FEM visualization

Fig. 6 Boundary condition sets. Left Pure kinematic constraints. Middle Mixed constraintsproposed by Pahr and Zysset [8]. Right Pure stress constraints

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8 T. Blöß and M. Welsch

Table 1 KUBC: Kinematic uniform boundary conditions (3 kinematic constraints on each surface)

Load case Top Bottom East West North South

x-tension u1 = x · u0 u1 = x · u0 u1 = u0 u1 = 0 u1 = x · u0 u1 = x · u0

u2 = 0 u2 = 0 u2 = 0 u2 = 0 u2 = 0 u2 = 0

u3 = 0 u3 = 0 u3 = 0 u3 = 0 u3 = 0 u3 = 0

xy-shear u1 = 0 u1 = 0 u1 = 0 u1 = 0 u1 = 0 u1 = 0

u2 = x · u0 u2 = x · u0 u2 = u0 u2 = 0 u2 = x · u0 u2 = x · u0

u3 = 0 u3 = 0 u3 = 0 u3 = 0 u3 = 0 u3 = 0

Table 2 PMUBC: Periodic mixed uniform boundary conditions (combination of kinematic andstress constraints)

Load case Top Bottom East West North South

x-tension t1 = 0 t1 = 0 u1 = u0/2 u1 = −u0/2 t1 = 0 t1 = 0

t2 = 0 t2 = 0 t2 = 0 t2 = 0 u2 = 0 u2 = 0

u3 = 0 u3 = 0 t3 = 0 t3 = 0 t3 = 0 t3 = 0

xy-shear t1 = 0 t1 = 0 t1 = 0 t1 = 0 u1 = u0/2 u1 = −u0/2

t2 = 0 t2 = 0 u2 = u0/2 u2 = −u0/2 t2 = 0 t2 = 0

u3 = 0 u3 = 0 u3 = 0 u3 = 0 u3 = 0 u3 = 0

Table 3 SUBC: Stress uniform boundary conditions (3 stress constraints on each surface)

Load case Top Bottom East West North South

x-tension t1 = 0 t1 = 0 t1 = t0/2 t1 = −t0/2 t1 = 0 t1 = 0

t2 = 0 t2 = 0 t2 = 0 t2 = 0 t2 = 0 t2 = 0

t3 = 0 t3 = 0 t3 = 0 t3 = 0 t3 = 0 t3 = 0

xy-shear t1 = 0 t1 = 0 t1 = 0 t1 = 0 t1 = t0/2 t1 = −t0/2

t2 = 0 t2 = 0 t2 = t0/2 t2 = −t0/2 t2 = 0 t2 = 0

t3 = 0 t3 = 0 t3 = 0 t3 = 0 t3 = 0 t3 = 0

In principle, only an apparent solution can be expected. Fortunately, the boundarycells, which cause discontinuity, become less important with increasing RVE size.The apparent solution finally converges towards the effective solution [15]. However,computer resources are limited and size is a very important factor. Doubling the RVEsize means eight-times more memory and tripling the RVE size even means 27-timesmore memory. The stochastic distributed stiffness further reduces the efficiency ofcommon sparse-solver. For example, the calculation of six load cases needs about2h on one core and 25min on six cores (each Xeon E7-4830) for a cube with 50elements per edge. A simulation with 100 elements per edge runs 27h on 8 coresand needs 100GB memory instead of 6.4GB for 50 elements per edge.

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RVE Procedure for Estimating the Elastic Properties … 9

The required RVE size can be optimized by using a RVE with geometric sym-metries and periodic or mixed boundary conditions. Periodic boundary conditionsshould consequently have a periodic structure. In most cases this implies a complexgenerating of such RVE. Stochastic structures can be mirrored at three surfaces forinstance. Disadvantageously, this increases the element size 8-times and enforcesorthotropic behavior additionally. However, orthotropic RVEs and periodic bound-ary conditions lead to the effective values directly. It is observed, that for stochas-tic structures periodic boundary conditions show better convergence as well. Goodresults can be obtained using this technique, although the continuity of stress andstrain is violated in the anisotropic case. PAHR and ZYSSET [8] proposed a setof mixed boundary conditions with quite similar properties to periodic conditionsin combination with mirrored RVEs. So, it can be argued, that this set leads to asimilar average value as real periodic boundary conditions, but with less elabora-tion in design. Unfortunately, no additional experiences and best practice advicesconcerning convergence of boundary conditions in combination with RVE size existin the literature expect of KANIT [9, 10]. So convergence studies are an importantfirst step. Uniform displacement conditions (KUBC) and uniform stress conditions(SUBC) are regarded additionally and compared with the PUMBC-boundary condi-tions of PAHR und ZYSSET. Three tension and three shear load cases are performedin total. Tables 1–3 list all sets of boundary conditions for one tension and one shearload case, respectively. The remaining four cases are defined analogical. A specialfeature is used for the KUBC set. Here, the constraints are continuously distributedover the surface by the variables x, y, and z.

2.5 Homogenized Anisotropy

The homogenized anisotropic stiffness matrix can be determined by inserting theaverage strain< ε > and stress< σ > into Eq. (9). Six linear independent load caseshave to be simulated to specify the generalized stiffnessmatrix completely. This leadsto 36 equations in total. Labeling the different load cases with n = 1, 2, 3, 4, 5, 6leads to the following generalized form.

⎡⎢⎢⎢⎢⎢⎢⎣

⟨σ n11

⟩⟨σ n22

⟩⟨σ n33

⟩⟨σ n12

⟩⟨σ n13

⟩⟨σ n23

⎤⎥⎥⎥⎥⎥⎥⎦

=

⎡⎢⎢⎢⎢⎢⎢⎣

C11 C12 C13 C14 C15 C16C21 C22 C23 C24 C25 C26C31 C32 C33 C34 C35 C36C41 C42 C43 C44 C45 C46C51 C52 C53 C54 C55 C56C61 C62 C63 C64 C65 C66

⎤⎥⎥⎥⎥⎥⎥⎦

⎡⎢⎢⎢⎢⎢⎢⎣

⟨εn11

⟩⟨εn22

⟩⟨εn33

⟩⟨εn12

⟩⟨εn13

⟩⟨εn23

⎤⎥⎥⎥⎥⎥⎥⎦

(12)

Considering only the first normal stress < σ n11 > for any load case, the following

inner product is obtained,

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10 T. Blöß and M. Welsch

⟨σ n11

⟩ = [C11 C12 C13 C14 C15 C16

]

⎡⎢⎢⎢⎢⎢⎢⎣

⟨εn11

⟩⟨εn22

⟩⟨εn33

⟩⟨εn12

⟩⟨εn13

⟩⟨εn23

⎤⎥⎥⎥⎥⎥⎥⎦

(13)

which can be transformed by vector algebra into

⟨σ n11

⟩ = [ ⟨εn11

⟩ ⟨εn22

⟩ ⟨εn33

⟩ ⟨εn12

⟩ ⟨εn13

⟩ ⟨εn23

⟩ ]

⎡⎢⎢⎢⎢⎢⎢⎣

C11C12C13C14C15C16

⎤⎥⎥⎥⎥⎥⎥⎦

(14)

Expanding Eq. (14) to all load cases finally gives

⎡⎢⎢⎢⎢⎢⎢⎣

<σ 111>

<σ 211>

<σ 311>

<σ 411>

<σ 511>

<σ 611>

⎤⎥⎥⎥⎥⎥⎥⎦

=

⎡⎢⎢⎢⎢⎢⎢⎣

<ε111> <ε122> <ε133> <ε112> <ε113> <ε123>

<ε211> <ε222> <ε233> <ε212> <ε213> <ε223>

<ε311> <ε322> <ε333> <ε312> <ε313> <ε323>

<ε411> <ε422> <ε433> <ε412> <ε413> <ε423>

<ε511> <ε522> <ε533> <ε512> <ε513> <ε523>

<ε611> <ε622> <ε633> <ε612> <ε613> <ε623>

⎤⎥⎥⎥⎥⎥⎥⎦

⎡⎢⎢⎢⎢⎢⎢⎣

C11C12C13C14C15C16

⎤⎥⎥⎥⎥⎥⎥⎦

(15)

The first 6 coefficients C11–C16 of the generalized stiffness tensor can now be cal-culated by multiplying this equation with the inverse strain matrix < E >. Thisenables a general notation to calculate all 36 stiffness components.

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎣

Ci1

Ci2

Ci3

Ci4

Ci5

Ci6

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎦

=

⎡⎢⎢⎢⎢⎢⎢⎢⎢⎣

<ε111> <ε122> <ε133> <ε112> <ε113> <ε123>

<ε211> <ε222> <ε233> <ε212> <ε213> <ε223>

<ε311> <ε322> <ε333> <ε312> <ε313> <ε323>

<ε411> <ε422> <ε433> <ε412> <ε413> <ε423>

<ε511> <ε522> <ε533> <ε512> <ε513> <ε523>

<ε611> <ε622> <ε633> <ε612> <ε613> <ε623>

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎦

−1 ⎡⎢⎢⎢⎢⎢⎢⎢⎢⎣

<σ 1i j>

<σ 2i j>

<σ 3i j>

<σ 4i j>

<σ 5i j>

<σ 6i j>

⎤⎥⎥⎥⎥⎥⎥⎥⎥⎦

(16)

However, the symmetries of the strain and stress tensors demand a symmetric stiffnesstensor with only 21 components remaining. The numerical procedure could causesmall deviations between the symmetric entries. Practically, they can be averaged.

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RVE Procedure for Estimating the Elastic Properties … 11

2.6 Effective Isotropy

The elastic constants of a respective isotropy can be obtained with a Voigt or Reussapproximation [16].

KVoigt = 19 trC,GVoigt = 1

30 (3trV − trC)

trC = C11 + C22 + C33 + 2(C12 + C13 + C23)

trV = C11 + C22 + C33 + 2(C44 + C55 + C66)

KReuss = 1trK ,GReuss = 15

2 (3trR − trK )

trK = N11 + N22 + N33 + 2(N12 + N13 + N23)

trR = N11 + N22 + N33 + 2(N44 + N55 + N66)

(17)

In theory, similar results are obtained for both approximations if the Hill conditionis fulfilled. However, as described above this cannot be assumed. The advantage ofthese special approximations is obvious. The effective solution has to be in betweenthose two bounds. The approximations give an ultimate upper and lower estimateof the according moduli, respectively. In practices, they can be used to calculateeffective moduli by determining the arithmetic means of both estimates.

Keffektive = KVoigt + KReuss

2, Geffektiv = GVoigt + GReuss

2(18)

The isotropic stiffness tensor can now be determined by these moduli compliant withEq. (8). Thereby, the Young’s modulus and Poisson ratio are obtained by the bulkand shear moduli as in the following

E = 9K G

3K + G, ν = 3K − 2G

2(3K + G)(19)

The evidence of isotropy can be checked by the Euclidean norm [8, 17, 18].

e =∥∥C isotrop − Canisotrp

∥∥E∥∥C isotrop

∥∥E

(20)

This value gives a measure of the error and thus e = 0 means perfect isotropy.The determined isotropic elasticity moduli are still depending of the RVE random-ness. AMonte-Carlo simulation is performed in order to obtain the desired accuracy.Thereby, the average elasticity modulus of a sufficient amount of RVEs is determinedand checked for convergence.