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The symmetry structure of the antiselfdual Einstein hierarchy I. A. B. Strachan Citation: J. Math. Phys. 36, 3566 (1995); doi: 10.1063/1.530982 View online: http://dx.doi.org/10.1063/1.530982 View Table of Contents: http://jmp.aip.org/resource/1/JMAPAQ/v36/i7 Published by the American Institute of Physics. Additional information on J. Math. Phys. Journal Homepage: http://jmp.aip.org/ Journal Information: http://jmp.aip.org/about/about_the_journal Top downloads: http://jmp.aip.org/features/most_downloaded Information for Authors: http://jmp.aip.org/authors Downloaded 03 May 2013 to 18.7.29.240. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jmp.aip.org/about/rights_and_permissions

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The symmetry structure of the antiselfdual Einstein hierarchyI. A. B. Strachan Citation: J. Math. Phys. 36, 3566 (1995); doi: 10.1063/1.530982 View online: http://dx.doi.org/10.1063/1.530982 View Table of Contents: http://jmp.aip.org/resource/1/JMAPAQ/v36/i7 Published by the American Institute of Physics. Additional information on J. Math. Phys.Journal Homepage: http://jmp.aip.org/ Journal Information: http://jmp.aip.org/about/about_the_journal Top downloads: http://jmp.aip.org/features/most_downloaded Information for Authors: http://jmp.aip.org/authors

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The symmetry structure of the anti-self-dual Einstein hierarchy

I. A. B. Strachana) Department of Mathematics and Statistics, University of Newcastle, Newcastle-upon-Tyne, NE1 7RU, England

(Received 6 October 1994; accepted for publication 17 January 1995)

An important example of a multi-dimensional integrable system is the anti-self-dual Einstein equations. By studying the symmetries of these equations, a recursion operator is found and the associated hierarchy constructed. Owing to the properties of the recursion operator one may construct a hierarchy of symmetries and find the algebra generated by them. In addition, the Lax pair for this hierarchy is constructed. 0 1995 American Institute of Physics.

I. INTRODUCTION

One fundamental idea within the theory of integrable systems is that of a hierarchy, the paradigm being the KdV hierarchy

u,=.wu,, (0

where 3% is the recursion operator, defined by 3= ~3,” f4u + 2~~8; ’ . One of the ways of intro- ducing this operator is via the symmetries of the original KdV equation, the quantities ~Tu, being generalized symmetries of the KdV equation. Further analysis of the recursion operator leads one to the concepts of commuting flows and the bi-Hamiltonian structure of the KdV hierarchy.

This structure persists in higher dimensional integrable systems. The hierarchy associated with the anti-self-dual Yang-Mills equations has been studied by many authors,1-4 and has all the properties one would expect from an integrable system - the existence of recursion operators and bi-Hamiltonian structure to name but two.

The purpose of this paper is to study the hierarchical structure of another important example of a multidimensional integrable system, namely the anti-self-dual Einstein equations. These de- fine a 4-dimensional (possibly complex) metric of signature ( + , + , + , + ) with the Ricci tensor zero and the Weyl tensor anti-self-dual.’ Such metrics have an existence independent of the particular coordinate system used to describe it, and so one of the problems in finding an anti- self-dual Einstein hierarchy is to find a suitable coordinate system in which the field equations take a form similar to equation (1). For example, all such metrics are automatically Kahler,6 and so the metric may be written in terms of a single scalar function, the Kahler potential. The field equation is then

%&,xz- ‘R,w&xy= 1 (2)

(and is known as Plebaiiski’s first heavenly equation7) and in this form it is not at all obvious what the recursion operator should be, nor how to construct the associated hierarchy.

One possible way forward is via the use of the infinite dimensional Lie algebra sdiff(X’) of area-preserving diffeomorphism of a 2-surface Z2, where one replaces the Lie bracket [A,B]=AB-BA of matrices by the Poisson bracket of functions

JA dB {A,B}=~% -2:.

B’Electronic-mail: i.a.b.strachanOnewcastle.ac.uk

3566 J. Math. Phys. 36 (7), July 1995 0022-2488/95/36(7)/3566/8/$6.00

0 1995 American Institute of Physics

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I. A. B. Strachan: Symmetries of the a.s.d. Einstein hierarchy 3567

Park* has shown that one may interpret (2) as a 2-dimensional topological chiral model with fields taking values in the Lie algebra sdiff (c2). As this chiral model is a reduction of the anti-self- dual Yang-Mills equations one might hope that by studying an appropriately reduced version of the hierarchy one could obtain a chiral field hierarchy, and then, via the replacement CABl-+{A,~} t o an anti-self-dual Einstein hierarchy. This convoluted approach will be avoided for two reason. First, underlying these anti-self-dual integrable systems are two quite different geometric constructions. Solutions to the anti-self-dual Yang-Mills equations are encoded in certain holomorphic vector bundles over a flat twistor space,’ while solutions to the anti-self-dual Einstein equations are encoded within a curved twistor space.5 Thus replacing matrix commutators by Poisson brackets only works at the level of the differential equations, not in the underlying geometry. Second, implicit in much of the work on anti-self-dual Yang-Mills hierarchies is the fact that the zero-curvature relation

d&+,B+[A,B]=O

may be solved by taking A = g- ‘d,g ,B = g- ’ a,g , for some group-valued element g. Unfortu- nately this does not hold under the replacement [A,B]-+{A,B}, there being no simply notion of pure gauge.

Il. THE CAUCHY-KOVALEVSKI FORM OF THE ANTI-SELF-DUAL EINSTEIN EQUATION

By defining a new independent variable t = - 0, (so that now w = w( t,x,y ,z) ) and perform- ing a Legendre transformation” with

h(t,x,y,z)=.n(w(t,x,y,z),x,y,z)ft w(t,x,y,z),

Plebaiiski’s first heavenly equation (2) takes the new form

ht,=h,,hty-hx,&. (4)

This is in the Cauchy-Kovalevski form, and a formal solution may be obtained as a power series in t, depending on the initial data hi,=, and d,hItZO. Equation (4) was first derived by Grant,” using a different approach which will be given in the next section. The corresponding anti-self- dual Einstein metric is

g=dt(h,,dy+h,,dz)+dx(h,,,dy+h,,dz)+ 7;1-(h,,dy+h,,dz)2. tt

To put equation (4) into a form similar to (1) let u = h, , so h,= 3; ‘u, . With this (4) becomes

which, with the help of (3), becomes

Uy={U,d;lUx}. (5)

This suggests that {~,a[ ‘} might be a recursion operator. This is indeed the case, as will be shown in the next two sections, and hence the anti-self-dual Einstein hierarchy is given by

Ut={U,d;l}nUx. Simple solutions to (6) may be found quite easily. With the ansatz

(6)

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3568 I. A. B. Strachan: Symmetries of the a.s.d. Einstein hierarchy

u=-z+ d”dfJ,Y)

at”

the nonlinearities disappear, and one is left with a linear equation for the function g(t,x,y):

p+1 g .

a”+‘g

at”fl -dy”dx=o.

Solutions to this equation may be written in terms of a contour integral

g(t,x,y)= ;L: k(%$,y+~t+5”+‘x)d& !I

where k( 5, w) is an arbitrary holomorphic function. This extends Bateman’s formula for the n = 1 case, which gives metrics with anti-self-dual Killing vectors.12

The appearance of the operator a; ’ in (5) is somewhat unusual. On interchanging n and t one can rewrite this as

so no r-derivatives of integrals appear on the right hand side. This, however, is at the cost of introducing the inverse Poisson bracket operator, and so to avoid this the form (5) will be used (recall, if .2? is a recursion operator then .%?‘- ’ is also). Before proving that {~,a,‘} is a recursion operator, the Lax pair for the hierarchy (6) will be found.

III. THE LAX EQUATIONS FOR THE ANTI-SELF-DUAL EINSTEIN HIERARCHY

One of the ways in which the construction of anti-self-dual Einstein metrics may be under- stood is as follows.13-15 Let X0= V1 + ,372 and 25, = V3 + gV4 be commuting vector fields on some 4-manifold A% for all values of the parameter 5 (the spectral parameter), with each of the Vi preserving a four-form w on .A% . With A = w( V, , V2, V3, V,) one may define a (contravariant) metric

and this metric is automatically an anti-self-dual Einstein metric. Conversely, all such metrics can be constructed in this manner. In what follows it will be convenient to defined a vector field L, , depending on some function u(r,x,y,z) by

du a du f3 L*=-j-y--.

dz dy

One can define the commutator of L, and L, in two different, but equivalent ways: l Regard L, and L, as differential operators, and define [L, ,L,]= L, L, -L, L, , l Regard L, and L, as vector fields, and define the commutator to be the Lie bracket of vector

fields. In each case one finds [L, ,L,] = L{,,,), What Grant” did was to take

where {u,u} is the Poisson bracket defined by (3).

V,=d,, v2=-Lu, V3=d,, V4=-dl-LU,

and o=dt A dx /I dy A dz. ‘II e condition that the vector fields X0 and Zi commute results in equations

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I. A. B. Strachan: Symmetries of the a.s.d. Einstein hierarchy 3569

u,={wJ), ut=ux,

and on eliminating u one obtains equation (4). An equivalent pair of vector fields, now no longer linear in the constant 5 are

zc)=a,-[L,, 3’ = a,- &L” - pt, )

and for these to commute equation (4) has to hold. Motivated by the structure of the AKNS hierarchy, one can propose that the anti-self-dual Einstein hierarchy be given by solving the integrability conditions for the two vector fields

~~=dt-&, 2??*=&-- 2 5’L”/ r=l

The coefficient of the highest power of 5 in the commutator [B’c ,Zi] is Livn +I, and for this to be zero one may take u, = u (in general, one has vn= au + p( t,x) but this may be converted to the above form by various redefinitions of the variables). Using this result one finds, on equating the various powers of 5, that

u,={w,-‘1, Ui,t={U,Ui-I}, i=2 ,*.*,n- 1, UI,r=U,.

This system is also in Cauchy-Kovalevski form, and so formal solutions may be obtained as power series in 1. Systematically eliminating the ui in favour of the function u results in the single equation

Thus the operator {u, 3; ‘} acts as a recursion operator. In the next section the symmetry properties of this operator will be considered.

In the above one has a single scalar field u(t,x,y,z). One may extend this to m-scalar fields by considering the vector fields

J%=4- 5 5’L,,, s*=a,-i FL,/ r=l s=l

Without loss of generality one may take n>m (otherwise just interchange x and t) and the integrability condition [Zc ,X1] = 0 can be solved at each power of 5, expressing the ui in terms of the Ui. This results in the system of equations for the m-scalar fields

(7)

where 9,,, is the matrix recursion operator

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3570 1. A. B. Strachan: Symmetries of the a.s.d. Einstein hierarchy

{u,,a;‘} 1 0 . . . 0

(u2,d;‘) 0 1 . . . 0

.9&= i i *.. i (8) {u,-,,a;‘} 0 0 . . . 1

{u,,a;‘} 0 0 . . . 0

Once again, the associated symmetry properties of this generalised hierarchy will be considered in the next section.

IV. SYMMETRIES OF THE ANTI-SELF-DUAL EINSTEIN HIERARCHY j

As mentioned in the introduction, one of the ways in which the recursion operator may be introduced is via the study of the symmetries of the original equation (see Ref. 16 and 17). Given an evolution equation of the form

u,=K(u)

a hidden symmetry T corresponds to an infinitesimal parameter satisfying

Tt=K’[ 71, (9)

where K’[ T] is the Frechet derivative of K(u). Given an operator 5% satisfying the equation

B’[K]=[K’,.%]

one may generate a hierarchy of symmetries, since

(.%-)t=.Bt7-+B~,

=.~%‘[K]T+.BK’[T]

= K’[~%T].

Such an operator is said to be a strong symmetry, or recursion operator. For 5% to be a strong symmetry for the hierarchy

u,=.wu,

it has to be a hereditary (or Nijenhuis) operator:

(.%?‘[.%f]g-.f2FL%YLf]g)-(B’[Bglf-BB’[glf)=O.

In this section it will be shown that 3?&, given by (8) is both a strong symmetry and a hereditary operator. The proof will follow (see Ref. 18) where the symmetries of a a-dimensional chiral model were studied.

The field equations (7) are

where

{“i ,d;‘u*q}+ Ui+lx i= 1 ,... ,m- 1, K(U)i=

{um,d;‘ulJ} i=m,

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I. A. B. Strachan: Symmetries of the a.s.d. Einstein hierarchy 3571

and the conjectured recursion operator is

i

{ui,d;‘f’}+fi+’ i=l,... ,m- 1, (ssOi=

{4tl J-‘u*~ i=m.

The relevant Frechet derivatives are

~fi~a~‘ul~>+{~ir~~if*~}+f~+*r, i= 1 ,... ,m- 1, K’[fli=

and

(sB[g]f)i={gi,d~‘f*} i= 1 ,... ,m.

These may be simplified by assuming fi = 0 and ui = 0 for i > m. l 2% is a strong symmetry. For arbitrary m-component vectors f and g one has, by direct calculation,

By judicious use of the Jacobi identity, followed by an integration by parts, it is straightforward to show that

.%[K]f-K’[Bf-j+.5%K’[fl=O,

and hence 92 is a strong symmetry, or a recursion operator. l 5% is a hereditary operator. Similarly

and hence (again using the Jacobi identity followed by an integration by parts)

(.5%‘[2%fjg-.?%B’[flg)-(B’[Bg]f-BB’[g]f)=O

for arbitrary f and g, thus showing 2% is a hereditary operator. Thus given any symmetry T one may construct a hierarchy of related symmetries by the

repeated application of 5%. It thus remains to find some initial symmetries to start off this proce-

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3572 I. A. B. Strachan: Symmetries of the a.s.d. Einstein hierarchy

dure, and to find the Lie algebra generated by these symmetries. For simplicity only the m = 1 case will be considered, i.e. the anti-self-dual Einstein hierarchy itself and not the more general system given by (7).

Two simple solutions of equation (9) are given by

(note that although 3% is a symmetry, u is not, since 2u,= K’[u]). Thus, by the action of 33, one has the following hierarchies of symmetries:

w=flp)

;d=,;O) ‘. 1

n=012 9 f ,.a.-

Following the argument in Ref. 18 (which makes use of the hereditary property of .3?) one may easily show that the Lie algebra of these symmetries is given by

[[~~‘,7kn)]]=-~~,~~+‘),

[[*(/),7(n)]]=m q-F+n+‘), n=0,1,2 ,....

[[dm),7(n)]]=(m-n) dmfn)

where p and q are functions of y and z alone, and the Lie bracket [[F, G]] is defined by

[[F,G]]=F’[G]-G’[F].

Similar results have been obtained by Grant,” who has calculated the Lie-point symmetries of equation (4). The Lie point symmetries of Plebaiiski’s equation (2) has been calculated by Boyer and Wintemitz,” and it would be interesting to see how the Legendre transformation that takes (4) to (2) connects the two sets of symmetries.

Note that the recursion operator 3% factors,

where

so=49 %*={u, }. This suggests a bi-Hamiltonian structure for the anti-self-dual Einstein hierarchy. However one would need to study the corresponding Hamiltonians in greater detail to verify this. The same splitting holds for the more general hierarchy given by equations (7) and (8).

V. COMMENTS

In this paper the symmetry structure of the anti-self-dual Einstein equations have been inves- tigated. This work raises a number of further questions, mainly connected to the geometry of both the equation and its symmetries. The dressing properties of the Lax pair for the self-dual Einstein equations (in Plebaiiski’s form) and its reductions have been extensively studied by Takasaki and Takebe, who has also found the r-function for the system. It therefore seems important to generalize these ideas to the hierarchy considered here, and to understand the action of the symmetries in terms of the dressing operation.

If the Poisson bracket {A,B} were to be replaced by the matrix commutator [AJ] (with the now matrix valued fields being functions of x and t alone) then the results of this paper will still hold, the basic equations being those of a Wess-Zumino-Witten topological field theory. Thus

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I. A. B. Strachan: Symmetries of the a.s.d. Einstein hierarchy 3573

one obtains a topological field theory hierarchy together with its symmetries. In this case the geometry is much easier to understand, as the equations are a reduction of the generalised self-dual Yang-Mills equations introduced in Ref. 2. Here the (flat) twistor space T= @ 1) @ @ 1) (this being CP3 with a single projective line removed) is replaced by T,,,=&(m) @ fin) and the Ward construction carries over naturally to this case. For the integrable systems under consider- ation here what one needs is an analogous generalization of Penrose’s non-linear graviton construction.5 One possibility is to consider curved twistor spaces 9’& with normal bundle mm) 6+ en) . Such spaces have been considered by Gindikin,21 and it remains to see how the integrable systems studied here fit into this framework.

One may also construct a 3-dimensional hierarchy by assuming that the Kahler potential has the form fi = a(logw+logr,y,z) and a Legendre transformation takes (2) to

d2eu vu-k -g=O

(the so-called SU(m)-Toda, or Boyer-Finley equation) or to

b= e-v(L~vt- hh) (where u =logw+logx). One may perform a similar reduction to the hierarchy (6), the lowest member of which is given by (10). It would be interesting to see if this hierarchy corresponds to the SU(m)-Toda hierarchy constructed and studied by Takasaki and Takebe.

The symmetries of the full (i.e. with no restriction on the Weyl tensor) Einstein equations have been studied recently by Torre and Anderson,22 who have found that no non-trivial generalised symmetries exist. Their approach is coordinate independent, and it might be of interest to apply these methods to the anti-self-dual case.

It is hoped that some of these issues will be addressed in a future paper.

ACKNOWLEDGMENTS

I would like to thank James Grant for a number of useful conversations, and also the Univer- sity of Newcastle for a Wilfred Hall fellowship.

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