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The Role of Type VIII Collagen in Fibrous Cap Formation and Progression of Atherosclerosis by Joshua Lopes, H.B.Sc A thesis submitted in conformity with the requirements for the degree of Doctor of Philosophy Department of Laboratory Medicine and Pathobiology Faculty of Medicine University of Toronto © Copyright by Joshua Lopes 2015

The Role of Type VIII Collagen in Fibrous Cap Formation and … · 2017-11-30 · examination committee Dr. Scott Heximer, Dr. Chris McCulloch, Dr. Clinton Robbins, Dr. Boris Hinz

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Page 1: The Role of Type VIII Collagen in Fibrous Cap Formation and … · 2017-11-30 · examination committee Dr. Scott Heximer, Dr. Chris McCulloch, Dr. Clinton Robbins, Dr. Boris Hinz

The Role of Type VIII Collagen in Fibrous Cap Formation and

Progression of Atherosclerosis

by

Joshua Lopes, H.B.Sc

A thesis submitted in conformity with the requirements

for the degree of Doctor of Philosophy

Department of Laboratory Medicine and Pathobiology

Faculty of Medicine

University of Toronto

© Copyright by Joshua Lopes 2015

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The Role of Type VIII Collagen in Fibrous Cap Formation and

Progression of Atherosclerosis

Joshua Lopes

Doctor of Philosophy

Department of Laboratory Medicine and Pathobiology

Faculty of Medicine

University of Toronto

2015

Abstract

Collagens play an integral role in the progression of atherosclerosis. Collagen synthesis

and remodelling influence inflammation, smooth muscle cell (SMC) proliferation and migration,

and properties such as plaque tensile strength and mechanical stability. Type VIII collagen is

expressed at low levels in the arterial system however, it is dramatically up-regulated in

atherosclerosis. The purpose of this thesis is to determine the role of type VIII collagen in the

development of atherosclerosis.

Our first study uses Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice on an atherogenic diet to

illustrate that type VIII collagen plays a role in formation of the fibrous cap. Deletion of type

VIII collagen resulted in reduced SMC and fibrillar type I collagen content and gelatinase

activity. Reduced fibrous cap thickness and increased necrotic core size were observed in

plaques from these mice.

The second study shows that the advanced plaques from mice deficient in type VIII

collagen have increased macrophage proliferation and accumulation. Increased features

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associated with plaque instability such as breaks in the elastic lamina and cleaved collagen

content were also observed. Plaque stiffness was reduced in Col8-/-;Apoe-/- mice, suggesting that

type VIII collagen plays a role in the mechanical integrity of the plaque.

In the third study, we use a bone marrow transplantation model to generate chimeric mice

with myeloid-specific deletion of type VIII collagen (Col8-/-+/+). We show that plaques from

Col8-/-+/+ mice have reduced elastin content compared to control mice. Finally, preliminary

work suggests a role for type VIII collagen in the expression of fibrillar collagens. Plaques from

Col8-/-;Apoe-/- mice show reduction of type I and III collagen accumulation and a reduction in

type III collagen expression is observed in SMCs from Col8-/- mice.

In summary, the studies presented here suggest that type VIII collagen confers increased

plaque stability by promoting SMC infiltration and fibrosis as well as reducing inflammation.

This work underscores the importance of type VIII collagen expression in atherosclerosis in

order to prevent clinical events due to plaque failure.

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Acknowledgements

I would like to dedicate this thesis to my son Alexander, who I know will achieve feats such as

this and greater. This work could not have been completed without the support of my parents

Tony and Elizabeth, and brother Elliot. I would also like to thank my entire family for all their

guidance and love over the years. I especially thank my wife Marzenka for her patience and

understanding throughout our 8 years together. We’ve been on a long and winding road and there

is no one else I would rather have at my side.

Special thanks are needed to my supervisor Dr. Michelle Bendeck for her constant

guidance, patience, understanding and scientific training. Without her support, I could not have

matured into the scientist and teacher I am today. Special thanks are due to my advisory and

examination committee Dr. Scott Heximer, Dr. Chris McCulloch, Dr. Clinton Robbins, Dr. Boris

Hinz and Dr. Gunjan Agarwal for their criticism, commentary and support. I would like to thank

past and present members of the Bendeck lab for their insightful discussions, constructive

criticism and moral support, in solidarity we stand! My gratitude is also given to past and present

members of the Department of Comparative Medicine and Microscopy Imaging Lab whose

technical assistance was invaluable. Lastly, I would like to thank all members who have

contributed to the work in this thesis through providing training or acquisition of data or

materials; your contributions are greatly appreciated.

“Failures, repeated failures, are finger posts on the road to achievement. One fails forward

toward success.” – C.S. Lewis

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Table of Contents

Abstract .......................................................................................................................................... ii

Acknowledgements....................................................................................................................... iv

Table of Contents .......................................................................................................................... v

List of Tables and Figures ............................................................................................................ x

List of Abbreviations and Acronyms ....................................................................................... xiii

Chapter 1: Literature Review ...................................................................................................... 1

Introduction ................................................................................................................................... 2

1.1 Pathology of Atherosclerosis .............................................................................................. 3

1.1.1 Normal Arterial Vasculature .......................................................................................... 3

1.1.2 Human Plaque Development and Clinical Manifestations ............................................. 4

1.1.3 The Cellular Mechanisms of Atherosclerotic Plaque Progression ................................. 6

1.1.3.1 Shear Stress and the Endothelium............................................................................ 6

1.1.3.2 Macrophages and Dendritic cells in Atherosclerotic Plaque Progression ............... 8

1.1.3.3 The Origins and Significance of Smooth Muscle Cells and Phenotypic Switching

in Atherosclerosis............................................................................................................... 12

1.2 Mouse Models of Atherosclerosis ..................................................................................... 13

1.2.1 Atherogenic Diet-Induced Model of Atherosclerosis ................................................... 14

1.2.2 Apolipoprotein E-deficient Mouse ............................................................................... 15

1.3 Extracellular Matrix Components and Remodelling in Atherosclerosis ..................... 16

1.3.1 Glycoproteins and Proteoglycans in Atherosclerosis ................................................... 16

1.3.2 Elastin in the Progression of Atherosclerosis ............................................................... 18

1.3.3 Collagens and Collagen Receptors ............................................................................... 19

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1.3.3.1 Collagen Fibril Assembly ...................................................................................... 20

1.3.3.2 Collagen Classification .......................................................................................... 22

1.3.3.3 Collagen Receptors: Integrins and Discoidin Domain Receptors .......................... 23

1.3.4 Vulnerable Plaque and the Involvement of Collagen Remodelling ............................. 28

1.3.4.1 Characteristics and Models of the Vulnerable Plaque ........................................... 28

1.3.4.2 Collagen Remodelling and the Vulnerable Plaque ................................................ 30

1.4 Type VIII Collagen............................................................................................................ 33

1.4.1 Structure, Expression and Localization ........................................................................ 34

1.4.2 Receptors for Type VIII Collagen ................................................................................ 36

1.4.3 Functions of Type VIII Collagen.................................................................................. 36

1.4.3.1 Type VIII Collagen in Diabetic Nephropathy........................................................ 38

1.4.3.2 Type VIII Collagen in the Expression and Organization of Fibrillar Collagens ... 40

1.4.4 Type VIII Collagen in Vascular Disease ...................................................................... 41

1.4.4.1 Type VIII Collagen in Smooth Muscle Cell Migration ......................................... 42

1.4.4.2 Type VIII Collagen in Atherosclerosis .................................................................. 43

1.5 Hypothesis and Objectives................................................................................................ 44

1.6 Figures ................................................................................................................................ 46

Chapter 2: Type VIII collagen promotes SMC migration and fibrous cap formation ........ 48

2.1 Introduction ....................................................................................................................... 49

2.2 Materials and Methods ..................................................................................................... 50

2.2.1 Femoral artery injury in Col8+/+ and Col8-/- mice......................................................... 50

2.2.2 mRNA isolation from male C57BL/6 or Apoe-/- mouse aortas .................................... 52

2.2.3 Cell culture and lipoprotein treatment .......................................................................... 53

2.2.4 Real-time RT-qPCR ..................................................................................................... 53

2.2.5 Generation of Col8-/-;Apoe-/- mice ................................................................................ 54

2.2.6 Mean arterial pressure .................................................................................................. 55

2.2.7 Plasma lipid analysis .................................................................................................... 55

2.2.8 Oil Red O staining ........................................................................................................ 56

2.2.9 Immunohistochemistry, matrix staining, and plaque architecture ................................ 56

2.2.10 Fluorescence in situ zymography ............................................................................... 58

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2.2.11 Statistical analysis....................................................................................................... 58

2.3 Results................................................................................................................................. 59

2.3.1 Vessel wall thickening and outward remodeling is reduced in Col8-/- mice after

femoral artery injury .............................................................................................................. 59

2.3.2 Type VIII collagen is up-regulated in Apoe-/- mice...................................................... 60

2.3.3 Plaque size and burden of atherosclerosis is similar in Col8-/-;Apoe-/- and Col8+/+;Apoe-

/- mice ..................................................................................................................................... 61

2.3.4 SMC accumulation is reduced in plaques from Col8-/-;Apoe-/- mice ........................... 62

2.3.5 Collagen and elastin accumulation are reduced in Col8-/ -;Apoe-/- mice ....................... 63

2.3.6 Plaques from Col8-/-;Apoe-/- mice exhibit thin fibrous caps and increased necrotic core

size ......................................................................................................................................... 63

2.3.7 Gelatinase activity is decreased in plaques from Col8-/-;Apoe-/- mice ......................... 64

2.4 Discussion ........................................................................................................................... 65

2.5 Tables and Figures ............................................................................................................ 70

Chapter 3: Deficiency in type VIII collagen leads to atherosclerotic plaque instability ...... 85

3.1 Introduction ....................................................................................................................... 86

3.2 Materials and Methods ..................................................................................................... 87

3.2.1 Generation of Col8+/+;Apoe-/ - and Col8-/-;Apoe-/- Mice ................................................ 87

3.2.2 Histological assessment of atherosclerosis ................................................................... 87

3.2.3 Specimen preparation and plaque delamination experiments ...................................... 89

3.2.4 Statistical analysis......................................................................................................... 89

3.3 Results................................................................................................................................. 90

3.3.1 Plaque size and burden do not differ between genotypes ............................................. 90

3.3.2 Macrophage accumulation is increased in plaques from Col8-/-;Apoe-/- mice ............. 90

3.3.3 Matrix content is similar in Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice ........................... 91

3.3.4 Plaques from Col8-/-;Apoe-/- mice show reduced fibrous cap thickness and increased

breaks in the elastic lamellae ................................................................................................. 92

3.3.5 Plaques from Col8-/-;Apoe-/- mice have increased cleaved collagen ............................ 92

3.3.6 The majority of plaques from Col8-/-;Apoe-/- mice are thin fibrous cap atheromas ... 93

3.3.7 Stiffness is reduced in plaques from Col8-/-;Apoe-/- mice ............................................ 93

3.4 Discussion ........................................................................................................................... 94

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3.5 Tables and Figures ............................................................................................................ 99

Chapter 4: The deletion of type VIII collagen in bone marrow derived cells attenuates the

accumulation of elastin in the atherosclerotic plaque............................................................ 115

4.1 Introduction ..................................................................................................................... 116

4.2 Materials and Methods ................................................................................................... 117

4.2.1 Bone marrow transplantation and atherosclerotic plaque analysis. ............................ 117

4.2.2 Assessment of male:female chimerism and flow cytometry ...................................... 118

4.2.3 Statistical analysis....................................................................................................... 119

4.3 Results............................................................................................................................... 119

4.3.1 Plaque area was similar in Col8+/++/+ and Col8-/-+/+ mice ....................................... 119

4.3.2 Cellular composition of the plaque was similar in Col8+/++/+ and Col8-/-+/+ mice .. 120

4.3.3 Elastin content was reduced in plaques from Col8-/-+/+ mice compared to Col8+/++/+

mice ..................................................................................................................................... 120

4.3.4 Donor bone marrow engraftment increases over time post-transplant ....................... 121

4.4 Discussion ......................................................................................................................... 121

4.5 Tables and Figures .......................................................................................................... 125

Chapter 5: General discussion and future directions ............................................................ 133

5.1 Type VIII collagen facilitates formation of the fibrous cap in atherosclerosis .......... 135

5.1.1 Type VIII collagen and fibrillar collagens ................................................................. 135

5.1.2 Type VIII collagen and matrix degradation ............................................................... 138

5.2 Type VIII collagen and atherosclerotic plaque stability .............................................. 140

5.3 The role of type VIII collagen in cytokine production and cell-specific deletion ...... 142

5.4 Limitations ....................................................................................................................... 143

5.5 Closing comments ............................................................................................................ 147

5.6 Figures .............................................................................................................................. 148

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Appendix: Type VIII collagen and fibrillar collagen expression ......................................... 151

A1.1 Introduction .................................................................................................................. 152

A1.2 Materials and Methods ................................................................................................ 152

A1.2.1 Transmission Electron Microscopy ......................................................................... 153

A1.2.2 Laser capture microdissection of atherosclerotic plaque and gene expression ....... 153

A1.2.3 Cell culture............................................................................................................... 154

A1.2.4 Real-time qPCR of cultured SMCs.......................................................................... 154

A1.2.5 Immunoblotting of cultured SMCs .......................................................................... 155

A1.2.6 Statistical analysis.................................................................................................... 156

A1.3 Results............................................................................................................................ 156

A1.3.1 Collagen fibers in the fibrous cap are disorganized in plaque from Col8 -/-;Apoe-/-

mice ..................................................................................................................................... 156

A1.3.2 No difference in type I and III collagen expression in Apoe-/- mice 12 weeks on diet

............................................................................................................................................. 157

A1.3.3 Cultured Col8-/- SMCs revealed a reduction in procollagen α1 (III) mRNA

expression ............................................................................................................................ 157

A1.3.4 No difference in collagen protein and modification enzyme expression in cultured

SMCs ................................................................................................................................... 158

A1.4 Discussion ...................................................................................................................... 158

A1.5 Tables and Figures ....................................................................................................... 161

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List of Tables and Figures

Chapter 1: Literature Review ...................................................................................................... 1

Figure 1.1 Type VIII collagen signalling promotes vascular SMC infiltration ............................ 47

Chapter 2: Type VIII collagen increases atherosclerotic plaque stability by promoting

fibrous cap formation ................................................................................................................. 48

Figure 2.1 Vessel wall thickening, cell number, and vessel diameter are reduced, but apoptosis

and proliferation are increased after injury of the femoral artery in Col8-/- mice ......................... 71

Figure 2.2 Expression of Col8a1 mRNA is suppressed by ApoE and HDL ................................ 73

Figure 2.3 Expression of Col8a1 mRNA is increased in Apoe-/- mouse ....................................... 74

Figure 2.4 Atherosclerotic plaque size and total plaque burden does not differ between

Col8+/+;Apoe-/- and Col8-/-;Apoe-/ - mice........................................................................................ 75

Figure 2.5 SMC accumulation and proliferation are reduced in Col8-/ -;Apoe-/- mice................... 77

Figure 2.6 Matrix accumulation and fibrous cap thickness are decreased, and plaque necrotic

core size is increased in plaques from Col8-/-;Apoe-/ - mice........................................................... 79

Figure 2.7 Fibrillar collagen content is decreased in the plaques from Col8-/-;Apoe-/- mice ........ 81

Figure 2.8 Plaque in situ gelatinase activity is decreased in Col8-/-;Apoe-/- mice ......................... 82

Table 2.1 Data for Uninjured Femoral Arteries ............................................................................ 83

Table 2.2 Systemic Variables for Mice Fed an Atherogenic Diet ................................................ 84

Chapter 3: Deficiency in type VIII collagen leads to plaque instability in atherosclerosis .. 85

Figure 3.1 A representative image of a raw load and displacement curve ................................. 100

Figure 3.2 Total plaque size is slightly elevated in Col8-/-;Apoe-/- mice while plaque burden

remains unchanged between genotypes ...................................................................................... 101

Figure 3.3 Macrophage accumulation and proliferation are increased in plaques from Col8-/-

;Apoe-/- mice ................................................................................................................................ 103

Figure 3.4 SMC proliferation does not differ between Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice 104

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Figure 3.5 Macrophage proliferation slightly increased in plaque from Col8-/-;Apoe-/- mice .... 105

Figure 3.6 Representative negative control images for dual SMA-Ki67 and Mac2-Ki67

immunolabelling ......................................................................................................................... 106

Figure 3.7 Fibrous cap thickness reduced in Col8-/-;Apoe-/- mice............................................... 107

Figure 3.8 Increased cleaved collagen is observed in plaque from Col8-/-;Apoe-/- mice ............ 109

Figure 3.9 Majority of plaques found in Col8-/ -;Apoe-/- mice are thin fibrous cap atheromas.... 110

Figure 3.10 Local energy release rate remains unchanged between genotypes .......................... 111

Table 3.1 Data for Mice Fed an Atherogenic Diet for 24 Weeks ............................................... 112

Table 3.2 Morphological Data Taken from Plaques of mice on Diet for 24 Weeks .................. 113

Table 3.3 Statistical Parameters for Energy Release Rate, Stiffness, and Failure Load Values for

Col8+/+;Apoe-/- and Col8-/-;Apoe-/ - mice...................................................................................... 114

Chapter 4: The deletion of type VIII collagen in bone marrow derived cells and progression

of atherosclerosis ....................................................................................................................... 115

Figure 4.1 No difference in plaque area observed between Col8+/++/+ and Col8-/-+/+ mice ... 126

Figure 4.2 No difference in plaque cellular content is observed between Col8+/++/+ and Col8-/-

+/+ mice ..................................................................................................................................... 127

Figure 4.3 Elastin content reduced in aortic sinus plaques from Col8-/-+/+ mice...................... 129

Table 4.1 Systemic Variables for Transplanted Mice ................................................................. 131

Table 4.2 CD45.1 CD45.2 Bone Marrow Re-Constitution Data Post-Transplant ................. 132

Chapter 5: General discussion and future directions ............................................................ 115

Figure 5.1 Summary of the mechanism of type VIII collagen in the progression of atherosclerosis

..................................................................................................................................................... 149

Figure 5.2 The role of type VIII collagen in fibrosis and fibrous cap formation........................ 150

Appendix: Type VIII collagen and fibrillar collagen expression and formation ................ 151

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Figure A1.1 Reduced collagen fiber content and organization in the fibrous cap is observed in

plaque from Col8-/ -;Apoe-/- mice ................................................................................................. 162

Figure A1.2 Procollagen α1 (I) and (III) mRNA expression slightly reduced in plaques from

Col8-/-;Apoe-/- mice ..................................................................................................................... 163

Figure A1.3 Fibrillar collagen mRNA expression reduced in Col8-/- SMCs .............................. 164

Figure A1.4 Type I collagen expression slightly reduced in Col8-/- Real-time qPCR of cultured

SMCs........................................................................................................................................... 165

Figure A1.5 No change in LOX protein expression is observed between genotypes................. 166

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List of Abbreviations and Acronyms

AB aortic banding

ABCA1 ATP-binding cassette transporter A1

ADAMTS a disintegrin and metalloproteinase with thrombospondin

motif

AngII angiotensin II

ApoA apolipoprotein A

ApoB apolipoprotein B

ApoE apolipoprotein E

BAPN β-aminopropionitrile

bFGF basic fibroblast growth factor

BMP bone morphogenic protein

CD cluster of differentiation

CDK cyclin dependent kinase

cDNA complimentary deoxyribonucleic acid

cGy centigray

CHOP C/EB-homologous protein

CP4H collagen prolyl 4 hydroxylase

CX3CR1 fractalkine receptor

DC dendritic cell

DDR discoidin domain receptor

DNA deoxyribonucleic acid

ECM extracellular matrix

ER endoplasmic reticulum

ERK extracellular signal-regulated kinase

FACIT fibril-associated collagens with interrupted helices

FACS fluorescence-activated cell sorting

FAK focal adhesion kinase

FMT-CT fluorescence molecular tomography-computed tomography

FSP-1 fibroblast specific protein 1

GAG glycosaminoglycan

GAPDH glyceraldehyde-3-phosphate dehydrogenase

Gly glycine

GM-CSF granulocyte macrophage-colony stimulating factor

GPCR g-protein coupled receptor

HDL high density lipoprotein

HF heart failure

HRP horseradish peroxidase

HSP heat shock protein

ICAM-1 intercellular cell adhesion molecule 1

IDL intermediate density lipoproteins

IFN interferon

IGF-1 insulin growth factor 1

IL interleukin

JNK jun N-terminal kinase

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KLF krüppel-like factor

LDL low density lipoproteins

LDLR low density lipoprotein receptor

LOX lysyl oxidase

LRP low density lipoprotein receptor like related protein

LV left ventricle

NF-κB nuclear factor kappa B

NO nitric oxide

NOD nucleotide-binding oligomerization domain

MAPK mitogen activated protein kinase

MCP-1 monocyte chemoattractant protein 1

M-CSF monocyte colony stimulating factor

MI myocardial infarction

MIDAS metal ion-dependent adhesion site

MMP matrix metalloproteinase

MyD88 myeloid differentiation factor 88

NC non-collagenous

OCT optimal cutting temperature medium

oxLDL oxidized low density lipoprotein

PAGE polyacrylamide gel electrophoresis

PBS phosphate buffered saline

PECAM-1 platelet endothelial cell adhesion molecule 1

PDGF platelet-derived growth factor

PDGFR platelet-derived growth factor receptor

PG proteoglycan

PI3K phosphoinositol-3 kinase

POVPC 1-palmitoyl-2-(5-oxovaleroyl)-sn-glycero-3-

phosphorylcholine

PSR picosirius red

RER rough endoplasmic reticulum

ROS reactive oxygen species

RNA ribonucleic acid

RT-qPCR real time quantitative polymerase chain reaction

Runx runt-related transcription factor

SDS sodium dodecyl sulfate

SMA smooth muscle α-actin

SMC smooth muscle cell

SM-MHC smooth muscle-myosin heavy chain

SPARC secreted protein, acidic and rich in cysteine

STAT-1 signal transducer and activator of transcription 1

STZ streptozotocin

TEM transmission electron microscopy

TGF-β transforming growth factor β

TIMP tissue inhibitor of matrix metalloproteinase

TNF-α tumor necrosis factor α

TLR toll-like receptors

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TUNEL terminal deoxynucleotidyl transferase dUTP nick end

labelling

VCAM-1 vascular cell adhesion molecule 1

VEGFR vascular endothelial growth factor receptor

VLDL very low density lipoproteins

ZO-1 zonula occluding 1

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Chapter 1: Literature Review

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Introduction

Chronic occlusive cardiovascular diseases such as atherosclerosis and restenosis are the

leading causes of death in North America. Atherosclerosis is a chronic inflammatory disease of

the arterial wall. Its development is dependent upon a number of biological processes such as the

accumulation of modified low-density lipoproteins (LDL), infiltration of macrophages,

proliferation and migration of smooth muscle cells (SMCs), and the deposition and remodelling

of the extracellular matrix (ECM). Collagens play an integral part in atherosclerotic plaque

development. They are synthesized and remodelled throughout plaque progression and

contribute greatly to the mechanical stability and tensile strength of the plaque. Collagen

signalling and composition also play roles in the pathogenesis of plaque development. One

matrix molecule that is upregulated in atherosclerotic plaque progression is type VIII collagen.

The effect of type VIII collagen on plaque development and the mechanism by which it

contributes to plaque progression remain an interesting avenue of research.

In the following review, the pathology of atherosclerosis is discussed with particular

focus on changes in arterial composition, the progression of atherosclerosis and its clinical

manifestations. This will be followed by a discussion of current mouse models of atherosclerosis.

Next, ECM components and remodelling during atherosclerotic plaque progression will be

discussed along with a link to plaque instability. Lastly, the biology of type VIII collagen is

discussed along with its role in mediating cellular behaviour and matrix remodelling. Particular

focus is placed on the role of type VIII collagen in atherosclerotic plaque progression, as this is

the underlying theme of this thesis.

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1.1 Pathology of Atherosclerosis

1.1.1 Normal Arterial Vasculature

Large muscular or elastic arteries, are composed of three layers beginning with the

innermost tunica intima followed by the tunica media and finally the outermost tunica adventitia.

The luminal side of the tunica intima consists of a thin monolayer of endothelial cells which are

responsible for a number of functions including: sensing blood flow and shear stress, regulation

of vascular tone and SMC quiescence, vessel permeability and maintenance of a non-

thrombogenic blood-vessel wall surface.1, 2 The endothelium lays over a basement membrane

rich in network forming type IV collagen and laminin. In addition to this, a network of

microfibrils composed of elastic fibers and fibrillin connect and form anchors within the existing

basement membrane network.3, 4 This basement membrane rests over a fenestrated layer of

insoluble elastin known as the internal elastic lamina which marks the division between the

tunica intima and the tunica media.

The tunica media is composed of alternating layers of circumferentially oriented lamellar

units. Each lamellar unit is composed of a continuous sheath of fenestrated elastin known as the

elastic lamella, followed by a layer of vascular SMCs. In normal adults, predominantly in

resistance arteries, these SMCs maintain a contractile phenotype and regulate vascular tone in

response to various agonists. The SMCs are surrounded by a matrix rich in fibrillar type I, III,

and V collagen as well as proteoglycans.5 These lamellar units of SMCs and matrix withstand

tensional forces generated by blood pressure during the cardiac cycle and increase in number in

arteries more proximal to the heart.6

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The outermost tunica adventitia is separated from the tunica media by the external elastic

lamina. The adventitia is composed of different cell types including fibroblasts, neurons,

macrophages, mast cells, T-cells, vascular progenitor cells and adipocytes. Cells in the adventitia

provide immune surveillance, and a stem cell niche which can mediate repair after arterial

injury.7 The stem cells may contribute to vessel occlusion and atherogenesis.8 The adventitia also

has its own blood supply, the vasa vasorum, consisting of capillaries and small arterioles, which

provide metabolic support to the vessel wall.7 The extracellular matrix within the adventitia is

predominantly composed of fibrillar type I and III collagen which function to give tensile

strength and prevent arterial rupture.9

1.1.2 Human Plaque Development and Clinical Manifestations

Globally, ischemic heart diseases are the leading cause of death and disability with the

majority of individuals affected in developing countries.10 In Canada, heart attacks and strokes

are two of three leading causes of mortality being responsible for 29% of all deaths as of 2008

(Statistics Canada, 2011c). Atherosclerosis is a multifactorial disease and its progression is

dependent on a number of risk factors such as blood concentration of LDL, hypertension,

smoking, male gender, diabetes, familial hypercholesterolemia and other gene-based

hyperlipidemias.11 Of these risk factors, blood LDL concentration is particularly important given

that individuals with low LDL do not generally develop clinically relevant atherosclerosis

regardless of the prevalence of other risk factors.12

The development of atherosclerotic plaques occurs over decades but can begin in

childhood with fatty streaks appearing in atherosclerosis-prone areas of the arterial tree. Details

of the mechanism of atherosclerotic plaque progression will be described in the following section

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(The Cellular Mechanisms of Atherosclerotic Plaque Progression). Briefly, initiation of the

disease begins at sites of low oscillatory endothelial shear stress13 such as inner curvatures,

branch points, coronary arteries, abdominal aorta, and carotid bifurcations. Exposure of the

endothelium to low, oscillatory flow results in endothelial cell dysfunction and increases

permeability to atherogenic stimuli such as LDLs and changes the ECM composition to increase

LDL retention in the sub-endothelial space.14 Biochemical modification of these LDL particles

triggers increased adherence and recruitment of monocytes to the endothelium. The monocytes

then transmigrate through the endothelium and differentiate into macrophages where they engulf

modified LDL particles resulting in increased intracellular lipids and foam cell formation

(reviewed in Hansson and Libby).15 Over time, lipid laden foam cells as well as debris from

necrotic or apoptotic cells lead to the formation of a highly thrombogenic lipid necrotic core

characterized by the presence of foam cells, extracellular lipids and cholesterol clefts.16

Atherosclerotic plaque development involves the migration and infiltration of vascular

SMCs from the tunica media into the tunica intima.16 This occurs in response to a number of

stimuli which trigger a phenotypic switch of smooth muscle cells from a contractile, agonist-

responsive differentiated phenotype to an activated matrix synthesizing and proliferative

phenotype.17 The fibrous cap is a region of the atherosclerotic plaque just under the endothelium

that is rich in concentrically arranged SMCs embedded in a matrix rich with elastin and collagen

fibers (reviewed in Finn et al).18 Vulnerable plaques (those that are susceptible to rupture and can

trigger a clinical event) are characterized by presence of a thin fibrous cap, low numbers of

SMCs, prominent necrotic core and high numbers of inflammatory cells within the shoulder

regions of the plaque. Complicated lesions contain focal sites of calcification, angiogenesis, and

intraplaque hemorrhage which contribute to plaque burden and instability.16, 18

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Clinical manifestations of atherosclerosis are generally not present until middle age or

later and are frequently associated with ischemia in down-stream tissues. The majority of plaques

remain asymptomatic. Some however, can lead to severe blood vessel luminal narrowing that

cannot be remedied by compensatory outward arterial remodelling.19 Severe luminal narrowing

of coronary arteries (>70% occlusion) presents as stable angina while narrowing of peripheral

arteries that supply the extremities can lead to tissue ischemia and gangrene. Alternatively,

plaques can rupture or erode resulting in a thrombotic event with vessel occlusion at the rupture

site, or downstream due to thromboemboli. This can result in acute coronary syndrome in vessels

that supply the heart, or a transient ischemic attack or stroke in vessels that supply the brain (i.e.

carotid arteries). In addition to plaque rupture, complicated atherosclerotic plaques can, with

severe degradation of the vessel media, lead to aneurysm formation.

1.1.3 The Cellular Mechanisms of Atherosclerotic Plaque Progression

Atherosclerotic plaque development is dependent upon the interplay of a number of

different factors including lipoprotein retention, inflammatory cell recruitment, formation of

foam cells, proliferation and migration of smooth muscle cells, matrix synthesis, apoptosis and

necrosis, calcification, angiogenesis, fibrous cap formation and rupture, and thrombosis. In this

section, a current understanding of the cell biology underlying the development of the

atherosclerotic plaque will be discussed, focusing on the endothelium, immune cells, and SMCs.

1.1.3.1 Shear Stress and the Endothelium

There are a number of systemic risk factors, discussed above, that contribute to

atherosclerotic plaque progression. Despite this, the disease only initiates at certain regions of the

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vasculature, in particular sites that are exposed to low endothelial shear stress and oscillatory or

disturbed flow. Conversely, sites of higher shear stress exposed to laminar flow remain

protected.20 Shear stress is defined as the frictional force incurred by the endothelium through

blood flow.21 Athero-protected regions occur in straight segments of the artery exposed to

unidirectional flow with endothelial shear stresses varying between 15 and 30 dyn/cm2. Athero-

prone regions of the vasculature such as those found in inner curvatures, branch points and other

sites of irregular arterial geometry are exposed to disturbed oscillatory flow with shear stresses

<10-15 dyn/cm2.22 These hemodynamic forces are sensed by mechanoreceptors on the basal and

luminal sides and at cell-cell junctions in endothelial cells which co-ordinate and cross-talk with

one another to respond to endothelial shear stress stimuli. Examples of such sensors are:

integrins, G-protein coupled receptors (GPCRs), K+ ion channels, receptor tyrosine kinases such

as vascular endothelial growth factor receptor (VEGFR) or Flk-1, platelet endothelial cell

adhesion molecule-1 (PECAM-1), and the lipid bilayer of the cell membrane (reviewed in Li et

al).23 A number of groups have identified the mitogen-activated protein kinase (MAPK)

signalling pathway as a common mechanism for the response of endothelial cells to shear stress .

Parmar et al showed that endothelial cell exposure to athero-protected laminar flow activates

Krüppel-like factor (KLF)2 through the MAPK pathway to regulate a number of genes

responsible for controlling vascular tone, inflammation, thrombosis and hemostasis.24

Low shear stress triggers a number of phenotypic changes in the endothelium that

promote the initiation and progression of atherosclerosis. Exposure to low flow results in

increased permeability and accumulation and oxidative modification of LDL particles in the

subendothelial space.25 In addition to this it decreases nitric oxide (NO) production and induces

endothelial cell apoptosis.26 Increased activation of nuclear factor kappa B (NF-κB) is observed

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in cells exposed to low shear stress. These changes result in increased expression of a number of

pro-inflammatory chemokines, cytokines and adhesion molecules27 which increase the

infiltration of monocyte-derived macrophages, dendritic cells and other immune cells to the

subendothelial intima, leading to initiation and progression of plaque growth.

1.1.3.2 Macrophages and Dendritic cells in Atherosclerotic Plaque Progression

Leukocyte recruitment from the bloodstream into the intimal space is dependent upon

endothelial expression of cellular adhesion molecules such as intercellular cell adhesion

molecule (ICAM)-1, vascular cell adhesion molecule (VCAM)-1, E-selectin, and P-selectin.28

Decreased expression or impairment of ligand-receptor binding of these adhesion molecules

reduces monocyte recruitment and atherosclerotic plaque size.29 In humans there are three major

monocyte subsets: the classical cluster of differentiation (CD)14++CD16- C-C chemokine

receptor type 2 (CCR2)hi subset (pro-inflammatory Ly6Chi mouse equivalent), the smaller non-

classical CD14+CD16++CCR2lo subset (patrolling Ly6Clo mouse equivalent), and the

intermediate CD14++CD16+ subset.30, 31 Patients that contain a greater level of the pro-

inflammatory subset maybe more at risk for a clinical event, because fibrous cap thickness is

reduced in these individuals.32 Monocytes play an important role in the sequestration of modified

LDL particles in the intimal layer of the artery. Proteoglycans, a type of extracellular matrix

molecule known to bind and retain lipoprotein particles, are secreted by intimal monocytes,33

thus resulting in enhanced inflammation. Progression of atherosclerosis is dependent upon the

conversion of monocytes into macrophages via the cytokine monocyte-colony stimulating factor

(M-CSF). Mice deficient in M-CSF upon either the apolipoprotein E (ApoE)-deficient or LDL

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receptor (LDLR)-deficient background have reduced plaque development and reduced

macrophage content compared to controls.34-36

Macrophages play a pivotal role in the development of atherosclerosis. They are

responsible for inflammation, extracellular matrix remodelling, intra-plaque lipid and cholesterol

levels and necrotic core formation.37 Inflammatory processes that occur during the development

of atherosclerosis are dependent upon inflammatory pathways within the two subsets of

macrophages: M1 and M2. M1 macrophages have a pro-inflammatory microbicidal phenotype

and are more associated with plaque vulnerability, while the anti-inflammatory M2 macrophages

function to maintain and heal tissue and are believed to be associated with plaque stability.38 The

origin of these macrophage subsets is under debate, however a number of studies have shown

that changes in the local tissue microenvironment can polarize macrophages into either the M1 or

M2 subset (reviewed in Italiani et al).38 For example, Cheng et al showed that low shear stress

upregulates pro-inflammatory mediators within the atherosclerotic plaque such as C-reactive

protein and interleukin (IL)-6, 39 which can induce M1 macrophage polarization. Other studies

have shown that oscillatory shear stress increases expression of the p65 subunit of NF-κB (RelA)

and c-Jun N-terminal kinase (c-JNK) promoting M1 polarization,40 and that this increases the

inflammatory response in atherosclerosis.41 M1 macrophages produce a number of pro-

inflammatory cytokines such as tumor necrosis factor-α (TNF- α), IL-1 and IL-23.42 These

cytokines further promote the infiltration of monocytes and T-cells which exacerbate the

inflammatory response and contribute to foam cell formation and plaque progression.43 Several

studies have also suggested that M1 macrophages play an important role in the degradation of

the extracellular matrix and thinning of the fibrous cap.44 Histologic studies of macrophage

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subsets have revealed that M1 macrophages are more often located in the rupture-prone shoulder

regions of the plaque while M2 macrophages are more commonly found in the adventitia.45

M2 macrophage polarization down-regulates inflammatory signals via inhibition of RelA

and signal transducer and activator of transcription-1 (STAT-1).46 Interestingly, the M2

macrophage population accumulates in the early atherosclerotic plaque, while more developed

and complex plaques predominantly contain the M1 phenotype.47 Macrophages also contribute to

early atherogenesis through the uptake of LDL and subsequent modification into oxidized LDL

(oxLDL), via release of myeloperoxidase from granulocytes and subsequent reactive oxygen

species formation.48 oxLDL is taken up by scavenger receptors CD36 and A1, resulting in the

formation of lipid-laden foam cells.49 Retention of modified lipoproteins within the plasma

membrane can lead to activation of inflammatory receptors such as toll-like receptors (TLR) and

nucleotide-binding oligomerization domain (NOD)- like receptors.50 Inflammatory pathway

activation can result from oxidative stress caused by these modified lipoproteins.51

Macrophage accumulation in the atherosclerotic lesion is dependent on proliferation,

recruitment, and apoptosis. For decades, it was thought that every macrophage originated from a

single recruited monocyte. Recent work by Robbins et al illustrates that local macrophage

proliferation, rather than recruitment, is the dominant process of macrophage accumulation in

mouse atherosclerotic plaques.52 Macrophage apoptosis plays a large role in formation of the

necrotic core and the vulnerable plaque. Apoptosis can be induced by a number of factors such

as oxidized phospholipids and lipoproteins as well as excess accumulation of cholesterol within

the endoplasmic reticulum (ER).53 One common mechanism which may be involved in these

apoptotic pathways is the activation of the unfolded protein response. Increased macrophage

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apoptosis results in formation of a larger necrotic core which is associated with plaque

instability.54

In addition to macrophages, monocytes can give rise to dendritic cells (DCs). These cells

are responsible for prolonging immune responses through antigen presentation to T-cells and can

either sustain or inhibit T-cell activation depending on the stimulation of innate immune

receptors such as the TLR family.55 Monocyte differentiation into DCs occurs in response to

TLR4 ligands and granulocyte macrophage-colony stimulating factor (GM-CSF).37 DCs may

play an important role in early atherogenesis. One study showed that DCs accumulated in athero-

prone regions of the arterial intima in the absence of any systemic risk factors.56 This

accumulation may be due to fractalkine receptor (CX3CR1), seeing as mice deficient in CX3CR1

show reduced DC accumulation in regions predisposed to atherosclerosis as well as reduced

plaque burden.57 Functional contribution of DCs to atherosclerotic plaque pathogenesis has also

been studied. For example, Nickel et al showed that treatment of DCs with oxLDL induced DC

maturation and activated the NF-κB signalling pathway which induced the expression of the pro-

inflammatory cytokine IL-6, and reduced expression of the anti-inflammatory cytokine, IL-10.58

Another cytokine family recently found to contribute to atherosclerosis by promoting

macrophage-endothelial cell adhesion, increasing macrophage accumulation and facilitating

necrotic core development are the type I interferons (IFN): IFNα and IFNβ.59 Plasmacytoid DCs

are a major source of type I IFNs and have been associated with vulnerable sites of the

atherosclerotic plaque.60, 61 In summary, macrophages and dendritic cells play important roles in

the initiation, progression and stability of atherosclerotic plaque through ineffective cholesterol

and apoptotic debris clearance as well as secretion of pro-inflammatory cytokines responsible for

plaque development.

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1.1.3.3 The Origins and Significance of Smooth Muscle Cells and Phenotypic

Switching in Atherosclerosis

Aortic SMCs are derived from a number of different origins during development

(reviewed in Majesky, 2007).62 Secondary heart field cells form the base of the aorta, neural crest

cells give rise to the ascending aorta and the aortic arch, somatic cells form the proximal end of

the dorsal aorta and splanchnic mesoderm forms the distal end of the dorsal aorta.62 Although

studies have shown that SMC lineage may play a role in plaque development,63, 64 SMC

phenotypic switching remains an integral part in atherogenesis. Endothelial activation,

inflammation, platelet-derived growth factor (PDGF), basic fibroblast growth factor (bFGF),

oxidized phospholipids and LDL exposure can modulate a switch in the phenotype of SMCs.17

Under atherogenic conditions SMCs down-regulate differentiation markers such as smooth

muscle-myosin heavy chain (SM-MHC) and smooth muscle α-actin (SMA) and begin to

proliferate and migrate as well as synthesize a number of ECM molecules such as collagen,

elastin and proteoglycans. The phenotypic switch acts as a mechanism for responding to vessel

injury and is important for maintaining atherosclerotic plaque stability because the activated

SMCs migrate and proliferate to form the fibrous cap.65-67

Ambiguity as to which cells in the atherosclerotic plaque are SMC-derived or

macrophage-derived complicates studies regarding SMC phenotypic switching. SMC lineage

tracing experiments in Apoe-/- mice have shown that SMCs from advanced atherosclerotic

plaques express macrophage markers CD68 and Mac2.68 Conversely, myeloid lineage tracing

studies in Apoe-/- mice indicate that myeloid-derived cells express SMA but not SM-MHC in

plaques.69 Furthermore, analysis of human plaque from patients who have undergone cross-

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gender bone marrow transplantation have shown that over 10% of SMA-positive cells are

myeloid-derived.70 Recent studies have illustrated the importance of phenotypic differences in

SMCs on atherosclerotic plaque progression. For example, compared to SMA-negative; CD68-

positive myeloid foam cells, SMA-positive foam cells have reduced expression of the cholesterol

exporter, ATP-binding cassette transporter A1 (ABCA1).71 Similarly, transcriptome analysis of

macrophage marker-expressing, cholesterol-loaded, cultured SMCs results in impaired

phagocytosis and efferocytosis reducing the ability to clear necrotic debris and reduce cholesterol

levels within the plaque. Reduced expression of a number of ECM-related genes was also

observed in these cells suggesting an impaired ability to form plaque-stabilizing matrix.72

Mechanistic studies have shown that KLF4 is required for modulating phenotypic switching of

PDGF-BB- or oxidized phospholipid-treated SMCs (reviewed in Gomez and Owens, 2012).17

Given the paucity of studies examining the deficiency of KLF4 in the context of atherosclerosis,

the role of KLF4 in plaque stability remains unknown.

1.2 Mouse Models of Atherosclerosis

Researchers have utilized different animal models of atherosclerosis in order to study the

disease. Through use of diets, vessel injury or both, dog, guinea pig, hamster, mouse, rabbit and

swine have all been used to address questions regarding plaque development (reviewed in Getz

and Reardon).73 Of all these models, mice are the most commonly used in atherosclerosis

research. Small size, cost-effective, easy to maintain, short gestation, and a complete mapped

genome make mice an ideal research tool. For atherosclerosis research, plaques can develop as a

result of genetic manipulation (i.e. Apoe-/- and Ldlr-/-), diet, physical injury (i.e. wire-injury),

hormone treatment, or a combination of one or more of these. Use of genetic models can be

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particularly advantageous given the versatility of transgenesis such as gene knockin or knockout

and conditional knockouts which can be controlled spatially or temporally.

Molecular mechanisms of atherosclerosis can also be elucidated through genetic models which

can alter expression of one or more genes simultaneously.74 This section will focus on the

atherogenic diet-induced and Apoe-/- models of atherosclerosis.

1.2.1 Atherogenic Diet-Induced Model of Atherosclerosis

High-cholesterol diets are used to induce atherosclerosis in mice. Mice are regularly

maintained on a diet composed of 5-6% fat (w/w) and 0.02%-0.03% cholesterol (w/w). To

induce atherosclerosis, mice are given diets that contain 21% fat (w/w) and 0.15%-1.25%

cholesterol (w/w).75 In some cases, cholic acid is added to increase inflammation and exacerbate

plaque progression.76 Cholic acid supplementation is not required for plaque development and

may induce toxic side-effects.77A review of various diets used in atherosclerosis research can be

found in Getz and Reardon.78 Diet-induced alone mouse models have a number of disadvantages.

In one study conducted by Paigen et al, mice fed an atherogenic diet for either 14 weeks or 9

months resulted in 1 or 8% (respectively) of plaque burden along en face preparations of the

descending aorta.79 When mice are supplemented with an atherogenic diet for 15-22 weeks,

plaques from the aortic root lack features associated with complex human atherosclerosis such as

a prominent necrotic core and fibrous cap as well as minimal intimal SMCs. Instead they appear

as human fatty streaks composed of macrophage foam cells.80 Diet supplementation in

combination with a transgenic mouse provides a more physiologically relevant mouse model of

atherosclerosis.

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1.2.2 Apolipoprotein E-deficient Mouse

The Apoe-/- mouse is the most widely used mouse model of atherosclerosis. ApoE is a 34

kDa glycoprotein associated with very low density lipoproteins (VLDLs), intermediate density

lipoproteins (IDLs) and chylomicrons, and is important in the clearance of these lipoproteins

from the blood stream.81 Clearance is facilitated through LDLR as well as LDLR like related

protein (LRP).82 In wild-type mice, the majority of plasma cholesterol is situated in the (high

density lipoprotein) HDL fractions while in humans the majority remains in LDL. A high

HDL:LDL ratio is considered to be atheroprotective. In Apoe-/- mice, plasma cholesterol

concentrations shift from HDL fractions to VLDL fractions resulting in plaque development.83

Plaques in these mice develop spontaneously, under normal chow diet conditions with plasma

cholesterol levels ranging between 300 to 500mg/dl.84 Atherosclerosis can be accelerated in

these animals upon supplementation with an atherogenic diet (0.2% cholesterol and 21% milk

fat) which can raise plasma cholesterol levels to >1000mg/dl. Plaques from these animals

localize to similar regions of the arterial tree as in humans, at lesser curvatures and vessel branch

points.85 Morphology is also quite similar to complicated human plaques. Plaques from Apoe-/-

mice contain a true lipid necrotic core enriched with macrophages and foam cells along with a

fibrous cap rich in SMCs and collagen.86 These mice do not normally undergo fatal

complications of atherosclerosis such as plaque rupture; only 4-10% show any signs of a

thrombotic event due to plaque rupture.87 Researchers however, assess for morphological or

histological signs of plaque instability including broken fibrous caps and buried fibrous caps.88-90

(see section 1.3.4 and Chapter 3). Despite its limitations, the Apoe-/- mouse model of

atherosclerosis remains an important genetic tool for studying the molecular mechanisms of

atherosclerosis.

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1.3 Extracellular Matrix Components and Remodelling in

Atherosclerosis

ECM remodelling occurs during the progression of atherosclerosis and can effect cellular

behaviour, plaque size and susceptibility to rupture. Matrix composition can vary due to the

levels of secretion from cells in the plaque (predominantly SMCs) or expression and activity of

matrix degrading enzymes. Many matrix molecules are up-regulated and remodelled during

plaque development. This section will focus on the most abundant matrix molecules,

proteoglycans and glycoproteins, elastin and collagen followed by a review of matrix

remodelling and how it results in plaque vulnerability.

1.3.1 Glycoproteins and Proteoglycans in Atherosclerosis

Glycoproteins are proteins that are covalently linked to carbohydrate moieties either at

the amido group of asparagine (N-glycosidic bond) or the hydroxyl group of 5-hydroxy-L-

proline, 5-hydroxy-L-lysine, L-serine and L-threonine (O-glycosidic bond) (reviewed in Lee et

al).91 Several glycoproteins are up-regulated during atherogenesis and play a number of diverse

roles including scaffolding, bridging and assembly of matrix molecules, facilitating migration

and proliferation of SMCs, and acting as a chemotactic factor for monocytes.92 Microfibrillar

network-forming glycoproteins such as fibrillin aid in the deposition and assembly of elastic

fibers.93 In the context of atherosclerosis, mutations in the fibrillin-1 gene result in elastin fiber

fragmentation and formation of unstable plaques.94 Adhesive glycoproteins such as fibronectin95

and laminin96 bind to both cells (via integrins) and other matrix proteins such as collagens and

proteoglycans. Studies of fibronectin in atherosclerosis have revealed that it has a dual function

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with respect to plaque stability. Soluble plasma fibronectin increases plaque size, burden and

lipid levels. This is partly due to increased ICAM-1 expression in endothelial cells exposed to

soluble fibronectin which subsequently leads to increased macrophage adhesion and

accumulation in plaques, as well as increased lipid retention. Soluble plasma fibronectin also

may protect against plaque rupture given that it promotes SMC migration. Mice deficient in

plasma fibronectin had reduced collagen deposition and expression, fibrous cap thickness, and

SMCs and increased macrophage accumulation as well as increased gelatinase expression.97 The

glycoprotein secreted protein, acidic and rich in cysteine (SPARC) is involved in the release and

incorporation of procollagen I in the extracellular matrix.98 Thrombospondin-1 has been shown

to have atheroprotective effects by stimulating macrophage phagocytosis. Deletion results in

increased necrotic core formation, inflammation and MMP-9 mediated elastin degradation.99

Proteoglycans (PGs) are abundant in the ECM within the medial layers of the artery wall.

They are hydrophilic molecules composed of one or more glycosaminoglycan (GAG) side-

chains linked to a protein core.100 PGs mediate a number of processes during atherosclerotic

plaque progression. One hypothesis that remains highly prevalent in the literature is the

“response to retention hypothesis” which states that PG up-regulation during the initial phase of

atherosclerosis results in the retention of LDL and oxLDL in the intimal layer of the vessel

(reviewed in Willams and Tabas).33 This binding process is facilitated through positively charged

regions of the LDL-bound apolipoprotein B (ApoB)-100 protein interacting with the negatively

charged GAG, chondroitin sulfate.101 Other functions of PGs involve the migration and

proliferation of SMCs. In mouse models, overexpressing the small leucine-rich PG biglycan

results in increased proliferation and migration in SMCs of the aorta and renal vasculature when

used in combination with angiotensin II.102 This study showed that in vitro, SMC treatment with

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biglycan resulted in increased proliferation, dependent upon an increase in cyclin-dependent

kinase (cdk)-2 and decrease in p27. In the rabbit balloon-catheter injury model, decorin, a PG

known to bind growth factors such as transforming growth factor (TGF)-β and PDGF, was

shown to inhibit PDGFR phosphorylation. Treatment of cultured SMCs with decorin as well as

decorin overexpression via adenoviral transfection revealed inhibition of SMC proliferation and

migration as well as intimal thickening.103 Lastly, PGs may also play a role in regulating

inflammation. For example, soluble biglycan binds TLR2/4 resulting in NF-κB activation.104

This results in increased secretion of a number of pro-inflammatory cytokines (reviewed in Frey

et al).105 Decorin binds TLR2/4 and increase the secretion of proinflammatory cytokines TNFα

and IL-12 as well as inhibiting immunosuppressive TGFβ and IL-10.106 Taken together

glycoproteins and PGs mediate diverse functions during the development of atherosclerosis.

1.3.2 Elastin in the Progression of Atherosclerosis

Elastin is a hydrophobic, insoluble cross-linked polymer composed of individual

tropoelastin molecules linked by bifunctional lysinonorleucine, trifunctional merodesmosine and

tetrafunctional desmosine and isodesmosine cross-links.107 Cross-link formation is catalyzed by

copper-dependent lysyl oxidase (LOX).108 Elastin is a highly stable matrix molecule and

undergoes very little turnover. Consequently, proteolysis of elastin molecules is irreparable.109

Deletion of elastin in mice results in death early after birth from complete arterial occlusion. This

is caused by proliferation and migration of SMCs from the medial layer.110 Elastin is organized

into a series of concentric rings around the vessel wall that are responsible for maintaining

distention and recoil during the cardiac cycle.5

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Elastin undergoes constant remodelling throughout the progression of atherosclerosis. It

is actively synthesized by SMCs and macrophages and ordered, mature elastic fibers can be

found in SMC rich regions of the atherosclerotic plaque such as the fibrous cap.111 Elastin

degradation is facilitated by at least three groups of elastases; serine proteases (i.e. neutrophil

elastase and cathepsin G), cysteine proteases (i.e. cathepsin L, S, K and V) and MMPs (i.e.

MMP-2, -7, -9, and -12) (reviewed in Hornebeck and Emonard).112 Degradation of elastin

increases the risk of aneurysm formation and plaque rupture. Elastin degradation results in

reduced vessel wall compliance, and the formation of elastin-derived peptides that have a

number of effects on the progression of atherosclerosis. For example, in endothelial cells these

peptides have been shown to facilitate nitric oxide-dependent vasodilation.113 In leukocytes,

elastin-based peptides can act as a chemoattractant for monocytes114 and increase the deposition

of ROS leading to increased oxLDL formation.115 With respect to SMCs, elastin peptides have

been shown to increase SMC proliferation and migration which may play a role in mediating

plaque stability.116 In addition to this, these peptides have been shown to mediate SMC

phenotypic switching into an osteoblast-like state, suggesting a role in calcification.117 In a recent

study, elastin-derived peptides were found to increase atherosclerotic plaque formation through

signalling via the PI3Kγ pathway in myeloid-derived cells, which resulted in increased monocyte

migration and ROS production.118

1.3.3 Collagens and Collagen Receptors

Collagens are the most abundant protein in the human body.119 To date, 27 different types

of collagen and 42 distinct procollagen peptide chains have been identified.120 In the aorta at

least 17 different types of collagen have been found with the most abundant being types I, III,

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IV, V and VI collagen.121 They are involved in a vast array of functions from providing tensile

strength, to cell adhesion and migration, scaffolding and repair of tissues, and a number of other

biological functions (i.e. angiogenesis and atherogenesis). Collagens are composed of three

peptide procollagen α-chains that form a one-residue staggered, right-handed supercoil.122 Each

chain is composed of a series of Glycine (Gly)-X-Y repeats, where X and Y can be any amino

acid but are predominantly proline and 4-hydroxyproline respectively. These procollagen α-

chains maintain their cohesion through hydrogen bonding.122 Depending on the type of collagen

molecule, chains can either form homotrimers or heterotrimers comprised of either one, two, or

three distinct types.123

1.3.3.1 Collagen Fibril Assembly

The formation of procollagen α-chains into complex fibrillar or non-fibrillar

macromolecules involves a number of post-translational modifications which take place in both

intracellular and extracellular spaces. These processes will be briefly described here, in the

context of the more abundant fibrillar collagens. Fibrillar procollagen α-chains are synthesized

bearing amino (N)- and carboxy (C)-terminal propeptides as well as a signal localization

sequence that directs the chain to the rough endoplasmic reticulum (RER). Within the RER, the

signal sequence is cleaved and specific proline and lysine amino acids become hydroxylated, via

enzymes such as prolyl 3/4-hydroxylase (C-P3/4H) and lysyl hydroxylase. Hydroxylation

promotes triple helical assembly of the α-chains and facilitates glycosylation.124 O-linked

glycosylation occurs at specific hydroxylysine residues via collagen galactosyltransferase or

glucosyltransferase.124 Completion of these post-translational modifications results in

trimerization of the procollagen α-chains beginning at the C-propeptide region.125 Addition and

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reorganization of intramolecular and intermolecular disulphide bonds occur through protein

disulphide isomerase.126 Stabilization of the triple helix is also mediated by chaperone proteins

such as heat-shock protein (HSP) 47.127 Following this, the procollagen triple helix is

translocated to the Golgi bodies to be secreted to the extracellular space. Procollagen is further

processed and organized in Golgi to plasma membrane carriers and then deposited in protrusions

termed fibripositors.128 Processing and secretion of procollagen molecules is carried out through

proteins such as SPARC, which is believed to be involved in the uncoupling of procollagen from

the plasma membrane.98

Following secretion, the N- and C- terminal propeptides are removed. C-terminal

cleavage is mediated by bone morphogeneic protein (BMP) 1 as well as members of the tolloid-

like protein family and furin-like proprotein convertases.129 N-terminal cleavage is facilitated

through a disintegrin and metalloproteinase with thrombospondin motif (ADAMTS).130

Propeptide cleavage results in the initiation of mature collagen fibril self-assembly at the cell

surface.131 This results in the formation of characteristic D-periodic quarter-staggered array

which appears as a 67nm striation pattern under transmission electron microscopy (TEM).132

Wenstrup et al have shown that collagen molecules such as fibrillar type V collagen play a role

in assembly of the microfibrils of type I, II, and III fibrillar collagens through the N-terminal

propeptide region.133 Fibril-associated collagens with interrupted helices (FACIT) collagens134

and small leucine-rich proteoglycans135 help to organize more complex collagen fibril molecules

by binding to the surface of the microfibrils. In the final stage of collagen fibril assembly, a

series of intramolecular and intermolecular covalent crosslinks are introduced which provide

addition tensile strength to the fibril.136 This is facilitated through LOX which, via oxidative

deamination, converts lysine and hydroxylysine residues into semialdehydes that condense to

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form cross-links.137 Cross-linking between these modified residues occurs between neighbouring

N- and C-terminals of the collagen microfibril and within the microfibril itself.138 These cross-

links help to withstand shear stress. Collagen assembly involves a number of biochemical

processes that must be tightly regulated in order to avoid pathological collagen deposition and

assembly.

1.3.3.2 Collagen Classification

Collagens can be organized based on their supramolecular structures into the following

categories: fibrillar collagens, FACITs, network forming collagens, beaded filaments, and

anchoring fibrils.123 The structure and assembly of fibrillar collagens has been discussed above

(see section 1.3.3.1). Collagen fibrils contain a characteristic 67nm D-periodic banding pattern

and can range in diameter from 12nm to over 500nm depending on the tissue type.139 At least 11

mammalian fibrillar collagen genes have been discovered.140 Most collagen fibrils in the body

are heterotypic, for example in cartilage collagen fibrils are composed of a combination of type

II and III.141 In the advanced fibrotic atherosclerotic plaque type I and III collagen are found in

abundance.142 Type I collagen provides tensile strength while type III provides elasticity.143 Type

V collagen is associated with banded collagen fibrils and increased in advanced atherosclerotic

lesions, however its role has not been elucidated.144

FACITs are collagens that contain interruptions in their triple helix and are relatively

short in comparison to other collagens.139 They are located along the surface of collagen fibrils

and may be involved in fibril bridging. For example, type XV collagen is found near the

basement membranes of renal, placental and intestinal tissue and forms a bridge to banded

fibrils.145 Of the network forming collagens, type IV is the most well-known. It forms a basement

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membrane network through interactions between trimeric non-collagenous (NC) 1 domains. This

results in the formation of a hexamer that is stabilized through an S-hydroxylysine-methionine

covalent crosslink.146 Type IV collagen is highly prevalent in the basement membrane of

endothelial cells. It is up-regulated in the atherosclerotic plaque and is thought to maintain SMC

quiescence.147 Type VIII collagen, another network forming collagen, is the focus of this thesis

and will be discussed in section 1.4. Type X collagen is structurally similar to type VIII collagen

and is found in growth plate cartilage.148 Type VI collagen is the primary example of beaded-

filament collagens. It cross-links into tetramers that contain a 105nm beaded repeat region.139

Type VI collagen has been localized within the basement membrane of cells in the

atherosclerotic plaque.149 Lastly, anchoring fibrils such as type VII collagen play a role in

maintaining skin integrity by connecting the epidermal and dermal layers.150

1.3.3.3 Collagen Receptors: Integrins and Discoidin Domain Receptors

Collagen cell-matrix interactions are mediated by several different receptors. These

receptors regulate cellular activities such as proliferation, migration, adhesion, and immune

responses. Integrins are composed of α and β heterodimers that associate non-covalently.

Twenty-four distinct integrin molecules exist as a result of a combination of 18 α subunits and 8

β subunits. Each subunit contains a relatively large extracellular domain followed by a series of

transmembrane helices and a short cytoplasmic domain.151 In the I-domain at the top of the α

subunit is a magnesium ion metal ion-dependent adhesion site (MIDAS), critical for binding of

integrins to collagen.152 Integrins lack any intrinsic kinase activities but can mediate inside-out

signalling through cytosolic integrin-binding proteins such as Src, focal adhesion kinase (FAK),

paxillin, and talin (reviewed in Legate et al),153 or outside-in signalling by binding ECM

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components. Integrins are responsible for mediating processes such as cellular adhesion and

phagocytosis. For example, studies conducted by the McCulloch lab show that phagocytosis of

collagen fibrils is dependent upon α2β1 integrin. This integrin-mediated uptake is driven by actin

polymerization, gelsolin, and is dependent on Rac1 activation.154, 155 Four β1 integrin

subfamilies function as triple helical-binding collagen receptors: α1β1, α2β1, α10β1, and α11β1.

They are expressed in a number of different tissue types but the most widely distributed are α1β1

and α2β1; which are the main integrin subtypes of the vessel wall.156 The α1β1 integrins

preferentially bind type IV collagen157 while α2β1 integrins bind fibrillar collagens such as types

I-III.158 Integrins α1β1 and α2β1 recognize the GFOGER, GASGER, and GLOGER binding

motifs on triple helical collagen.159 Collagen molecules contain GPOGD and RGD motifs that

serve as integrin adhesion sites.160 However, these sites, in particular RGD, are exposed upon

denaturation of the collagen molecule resulting in binding to the αVβ3 integrin.161

Studies examining the binding of α1β1 to type IV collagen162 have shown that this integrin

sub-type may play a role in binding non-fibrillar collagens however this topic requires further

investigation. In the context of atherosclerosis, α1β1 integrin is involved in plaque progression

and instability.163 In one study conducted by Schapira et al, deletion of α1 integrin resulted in

reduced plaque size and macrophage and T-cell accumulation as well as increased SMC and

collagen content.163 α1β1 integrin is upregulated in the neointima and has been shown to be

involved in collagen remodelling.164 α2β1 integrin has been shown to promote collagenase

expression, collagen gel contraction and collagen fibril assembly in SMCs.165 Cross-talk between

collagen-stimulated integrin α2β1 and PDGF-BB-stimulated PDGF receptor β (PDGFRβ) has

been shown to promote SMC proliferation.166 Other integrins such as αvβ3 are upregulated after

vascular injury and may play a role in atherogenesis.167 For example, in a hyperglycemic porcine

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model of atherosclerosis, inhibition of αvβ3 integrin resulted in reduced atherosclerotic plaque

size compared to controls.168

The discoidin domain receptors (DDRs) are a family of receptor tyrosine kinases that

bind collagen. The name of this receptor class follows from the homology of the extracellular

domain to discoidin-1, a lectin present in the slime mold Dictyostelium discoideum. The

extracellular component of DDR consists of an N-terminal discoidin homology domain followed

by a globular domain present only in DDRs. A single pass transmembrane domain connects the

extracellular domain to the cytoplasmic domain. The cytoplasmic domain is composed of a ~150

amino acid juxtamembrane region followed by a C-terminal kinase domain.169 DDRs undergo

dimerization in order to facilitate binding to collagen substrates.170 The DDR family is comprised

of two distinct receptors: DDR1 and DDR2, each encoded by a separate gene. The Ddr2 gene

only has one product, while the Ddr1 gene has six different splice variants. DDR1a-c retain

kinase activity, while DDR1d and e lack kinase activity due to deletion of the kinase domain or

the ATP binding site, respectively.171 DDR1 has been shown to bind to collagen types I-VI and

VIII whereas DDR2 binds to collagen types I, III, and X.172-175 Both DDR1 and DDR2 recognize

the GVMGFO motif present in types I-III fibrillar collagen.176, 177 Triple helical confirmation of

the collagen molecule is required in order for DDRs to bind to their specific amino acid

sequences.178 Interestingly, DDR signalling as evidenced by autophosphorylation does not

require fully formed collagen fibrils, only triple helical peptides that contain the GVMGFO

motif.177

DDR signalling involves a number of pathways (reviewed in Vogel et al).179 Upon ligand

binding, DDR autophosphorylation occurs and can be sustained for up to 18 hours.175 Full DDR

activation requires phosphorylation by Src kinase.180 This in turn facilitates docking of

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phosphotyrosine-binding and SH2-domain adaptor proteins such as the p85 subunit of PI3K,

ShcA or Nck2 to the cytoplasmic tail.169, 175, 181 DDRs signal through a number of pathways such

as the MAPK pathway. For example, in smooth muscle cells and in mesangial cells, DDR1 was

required for extracellular signal-regulated kinase (ERK) 1/2 activation or suppression,

respectively. 180, 182 In osteoblasts, DDR2 utilized p38 MAPK to activate runt-related

transcription factor (Runx) 2.183 DDRs have been shown to mediate cross-talk with integrins. For

example, activation or overexpression of DDRs increased α1β1 and α2β1 integrin activation

resulting in increased integrin mediated cell adhesion.184

In the context of atherosclerosis, although both DDR1 and DDR2 are expressed in

atherosclerotic plaque185, DDR1 has been studied far more extensively than DDR2. Studies

examining the role of DDR1 in atherosclerosis have mainly utilized DDR1-deficient mice which

are phenotypically dwarfed and contain defects in mammary gland development and placental

implantation.186 SMCs isolated from Ddr1-/- mice have reduced proliferation and migration as

well as reduced MMP-2 and -9 activity. Following wire-injury in the carotid artery, Ddr1-/- mice

had reduced neointimal hypertrophy and reduced collagen deposition compared to wild-type

mice.172 Studies conducted by Franco et al have elucidated the role of DDR1 in atherosclerotic

plaque progression by breeding Ddr1-/- mice on the Ldlr-/- background and supplemented with an

atherogenic diet. Ddr1-/-;Ldlr-/- mice fed an atherogenic diet showed a 50-60% reduction in

plaque size and an elevation in collagen and elastin levels compared to control. Plaques from

these animals displayed decreased macrophage accumulation, gelatinase activity, as well as

decreased monocyte chemoattractant protein (MCP) 1 and vascular cell adhesion molecule

expression (VCAM) 1 expression.187 Taken together, this study suggests that DDR1 not only

plays a role in fibrosis but also in the accumulation of macrophages into the plaque.

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To further assess DDR1-dependent macrophage accumulation, chimeric mice with bone-

marrow specific deletion of DDR1 (Ddr1-/-+/+) were generated on the Ldlr-/- background and

given an atherogenic diet. Compared to controls, Ddr1-/-+/+ mice had a reduction in plaque size

due to a decrease in the number of donor-derived Ddr1-/- macrophages. No change in matrix

accumulation was detected. In vitro work suggests that the reduction in monocyte/macrophage

accumulation is due to decreased adhesion on a type IV collagen matrix and deceased response

to MCP-1.188

To characterize the role of DDR1 in SMCs during atherosclerotic plaque progression,

chimeric mice with host specific deletion of DDR1 (Ddr+/+-/-) were also generated on the Ldlr-/-

background and fed atherogenic diet. (Ddr+/+-/-) mice had increased plaque size due to an

increase in collagen, elastin, PG and fibronectin accumulation and fibrous cap thickness

compared to controls. Total cellular content was decreased in plaques from (Ddr+/+-/-) mice

however, there was an increase the proportion of vessel wall-derived SMCs relative to

macrophages. Additional in vitro studies confirmed that Ddr1-/- SMCs had increased

proliferation and migration relative to controls.189 Discrepancies in the difference in proliferation

and migration of SMCs in Ddr1-/- mice from Hou et al and Franco et al may be attributed to the

models implemented and the complexity of the matrix. In Hou et al, SMC proliferation and

migration was decreased in Ddr1-/- SMCs relative to wild-type upon culture with a matrix

composed of pure type I or type VIII collagen.172 Franco et al used a matrix pre-synthesized by

Ddr1-/- SMCs, and demonstrated that Ddr1-/- SMCs plated on this matrix showed an increase in

SMC proliferation and migration relative to Ddr1+/+ cells.189 This suggests that DDR1 may

signal and function differently depending on the matrix microenvironment it is placed in.

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Several studies in different systems now suggest that DDR1 is involved in mediating

inflammatory responses. In atherosclerosis, DDR1 promotes macrophage accumulation in the

plaque and is associated with thinning of the fibrous cap.187-189 DDR1 has also been shown to

mediate inflammatory processes in lung fibrosis, hypertension-induced renal diseases and in

Alport syndrome in the kidney.190-192 Moreover, it is clear that DDR1 influences biological

processes related to formation of a stable fibrous cap in atherosclerosis. Retroviral

overexpression of DDR1 and DDR2 in human smooth muscle cells resulted in decreased

collagen production and increased MMP expression and activity.185 In vitro studies from

Agarwal and colleagues show that DDRs interfere with collagen fibril assembly. The

extracellular domain of DDR1 can prevent proper collagen fibril formation by binding at

overlapping or adjacent collagen molecules resulting in a locked and incomplete collagen fiber

lacking in proper D-periodicity.193-195 Similarly the DDR2 ECD reduces the rate of collagen

deposition and leads to reduced fibril diameter and D-periodicity in the collagen fiber.194 Finally,

DDRs stimulate the activity of a number of MMPs, in both macrophages and SMCs, responsible

for collagen degradation such as collagenases MMP-1 and -8185, 196 and gelatinases MMP-2 and -

9.197, 198 Activation of these enzymes could lead to destabilization of the plaque fibrous cap. The

role of DDRs in the progression of atherosclerosis has been recently reviewed in Ju et al.199

1.3.4 Vulnerable Plaque and the Involvement of Collagen Remodelling

1.3.4.1 Characteristics and Models of the Vulnerable Plaque

Atherosclerotic plaques that are likely to trigger a thrombotic event are termed rupture-

prone, instable, or vulnerable plaques. In the coronary system, plaque thrombosis occurs by three

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means: presence of calcific nodules (occurs in 2-6% of plaques), plaque erosion (35% of

plaques) and the most frequently observed, plaque rupture which occurs in over 60% of all

plaques.200 Rupture of fibrous caps occurs at either the macrophage-rich shoulder regions of the

plaque or at the plaque apex. Differences in rupture site may be related to the activity of the

individual before death and the level of shear stress201 and local MMP activity202 within the

plaque.

In mouse models of atherosclerosis, researchers have utilized a number of histological

tools to assess features associated with plaque rupture or instability. Johnson et al have defined

markers of plaque rupture in the Apoe-/- mouse including buried fibrous caps, which are

analogous to fibrous caps in humans that have undergone rupture and subsequently healed,90

breaks or disruptions in the fibrous cap, and breaks in the elastic lamellae as surrogate markers

of elastin degradation89, a process involved in plaque instability.203 Carstairs stain, a stain which

labels fibrin deposition within atherosclerotic plaques has been used as a marker of plaque

thrombosis or intraplaque hemorrhage.89 Many groups that study atherosclerosis in mice and

humans describe plaques with a low ratio of SMCs to macrophages, low collagen (types I and

III) and elastin content, high levels of matrix degrading enzyme expression/activity, a large lipid-

filled necrotic core and a thin fibrous cap as vulnerable plaques.18 Mouse models of

atherosclerosis provide valuable tools for the study of mechanisms of formation of vulnerable

plaque. However an important limitation of the mouse models must be noted as myocardial

infarction (MI) and sudden cardiac death are rare in the mouse.

Researchers have utilized a number of experimental manipulations to study the biology of

atherosclerotic plaque rupture in the mouse. For example, matrix remodelling and degradation

have been studied through genetic alterations of MMPs and tissue inhibitors of matrix

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metalloproteinases (TIMPs) in the Apoe-/- mouse (further discussed in section 1.3.4.2). The

plaque necrotic core is a source of proteases and oxidative species that can contribute to fibrous

cap degradation, plaque rupture and thrombosis. Mouse models of macrophage apoptosis in

advanced atherosclerotic plaque have shown how apoptosis can contribute to the progression and

growth of the necrotic core.204 In one study conducted by Thorp et al, deletion of the ER effector

C/EB-homologous protein (CHOP) in Apoe-/- mice given an atherogenic diet resulted in a 50%

reduction in plaque size and 35% reduction in plaque apoptosis.205

Genetic models that alter the synthesis or assembly of ECM molecules such as collagen

or elastin have shown how these molecules can contribute to atherosclerotic plaque stability.

Mutations in the fibrillin-1 gene impair the structural organization of elastin resulting in elastin

fragmentation, arterial stiffening, and plaque instability.94 A recent study examining a fibrillin-1

mutation in Apoe-/- mice revealed increased incidence of MI and stroke due to plaque rupture.203

Angiotensin II (AngII) is a peptide hormone that has been show to regulate a number of factors

that are involved in atherogenesis such as hypertension, oxidative stress, and monocyte

recruitment/activation.206-209 In one study conducted by Sato et al, AngII-infused Apoe-/- mice

given an atherogenic diet displayed a number of morphological features associated with plaque

instability.210 Taken together, these studies show that manipulation of biological processes that

regulate inflammation, apoptosis, hypertension and matrix degradation or assembly all have

dramatic consequences on plaque stability and are often interrelated.

1.3.4.2 Collagen Remodelling and the Vulnerable Plaque

Collagens are the most abundant proteins in the atherosclerotic plaque, constituting

approximately 60% of the total protein.211 Within the fibrous cap, the expression and integrity of

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collagen plays an important role in atherosclerotic plaque stability. The process of collagen

remodelling is dependent on both synthesis and assembly mediated predominantly by SMCs, and

breakdown of collagen molecules, mediated by SMCs and macrophages through production of

MMPs.18 Conversely, different forms of collagen can regulate cell behaviour. Fibrillar type I

collagen has been shown to have anti-proliferative effects through stimulation of p27Cip1 and

p27Kip1, cyclin-dependent kinase (CDK) inhibitors.212 Conversely, soluble type I collagen has

been shown to promote SMC proliferation through stimulation of the phosphoinositiol-3-kinase

(PI3K) and phospholipase C pathway.213

Intimal SMCs predominantly secrete collagens type I and III which are required for

fibrous cap formation.18 Treatment of cultured SMCs with PDGF or transforming growth factor

(TGF)-β,214 or with atherogenic stimuli such as oxLDL,215 can increase collagen synthesis.

Collagen synthesis is also controlled by a multitude of inflammatory factors (reviewed in

Rekhter et al).216 For example IL-1 increases collagen synthesis, while IFNγ inhibits synthesis in

human SMCs.214 In the Apoe-/- mouse, deletion of IFNγ receptor results in increased collagen

deposition.217 In a mouse model with over-activated T-cells, the formation of mature collagen

fibers in the atherosclerotic plaque was reduced, secondary to reduction in LOX activity.218

Other important studies have associated LOX with plaque stability.

Increased LOX mRNA expression in human carotid endarterectomy samples has been

correlated with plaque stability and reduced incidence of myocardial infarction.219 Deletion of

IL-6 in the Apoe-/- mouse led to decreased LOX activity, and reduced plaque collagen content.220

Reduced expression or inhibition of LOX leads to immature collagen fibers that are more at risk

of MMP-mediated degradation,221 and may promote atherosclerotic plaque instability. Other

collagen modification enzymes have also been implicated in atherosclerotic plaque stability.

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Increases in the expression of CP4Hα1 have been correlated with increased plaque stability.222 A

greater understanding of the mechanisms that promote mature collagen fiber maturation may

reveal therapeutic opportunities to reduce the likelihood of plaque rupture.

Collagen degradation contributes to plaque rupture. MMPs are abundant in the

atherosclerotic plaque. All 25 MMPs are characterized by the presence of a Zn+2 based catalytic

mechanism of degradation.223 MMPs can be classified into 5 groups: collagenases (MMP-1, -8,

and -13), gelatinases (MMP-2 and -9), stromelysins (MMP-3 and -7), membrane-bound MMPs

(such as MMP-14 to -17) and lastly Zn+2 and Ca+2-dependent endopeptidases (such as MMP-20).

Four TIMPs (TIMPs 1-4) inhibit the activity of MMPs and prevent excessive substrate

degradation.224 The role of MMPs in the progression of atherosclerosis has been extensively

studied in humans and in mouse models of atherosclerosis.66, 225 In three separate studies, Galis

et al showed that in human plaques, matrix degrading collagenases (MMP-1), gelatinases (MMP-

2 and -9), and stromelysin (MMP-3), along with their inhibitors (tissue inhibitors of matrix

metalloproteinases [TIMP]-1 and -2) are expressed in the shoulder regions of advanced plaques

where they are prone to rupture.226-228 The collagenases MMP-1, -8 and -13 were found near

foamy macrophages or SMCs. These collagenases also co-localized with an epitope that

identifies collagenase-cleaved collagen which was prevalent in vulnerable plaques.202, 229 Studies

of MMP-1 in mouse models of atherosclerosis suggest that it may have an atheroprotective

effect, in that overexpression of MMP-1 in macrophages resulted in smaller plaques, however

these plaques exhibited reduced fibrillar collagen content consistent with plaque instability.230

The gelatinases MMP-2 and -9 play complex roles in plaque pathogenesis. Human

vascular SMCs upregulate MMP-2 and -9 and TIMP-1 and -2 expression in response to

inflammatory mediators. 227, 231, 232 MMP-2 and 9 are upregulated in response to arterial injury in

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vivo, and treatment with broad spectrum MMP inhibitors reduces SMC migration and neointimal

formation.233-235 . Deletion of MMP-2236 or 9237 in Apoe-/- mice results in reduced plaque size as

well as reduced accumulation of SMCs and macrophages. Macrophage-derived MMP-9 has been

shown to promote plaque destabilization, possibly through activation of pro-inflammatory

cytokines.89 Taken together these studies suggest that these MMPs play complex roles in

atherosclerosis: they are required for SMC infiltration in plaque and therefore formation of a

stable fibrous cap, however, increased activity of these MMPs within the fibrous cap, might

contribute to matrix degradation and promote plaque rupture.238

Mouse models used to assess the role of the neutrophil elastase MMP-12 in

atherosclerosis have shown that it promotes atherosclerotic plaque progression. Deletion of

MMP-12 in Apoe-/- mice reduces plaque size, increases the ratio of SMCs to macrophages and

reduces the number of buried fibrous caps.90 Similarly, inhibition of MMP-12 through use of the

phosphinic peptide RXP470.1 in Apoe-/- mice decreased plaque size and increased the level of

fibrosis compared to vehicle treated mice.239 Interestingly, other studies have shown that MMP-

12-mediated cleavage of N-cadherin in lipid-laden SMCs increases apoptosis which promotes

formation of the necrotic core.240 Overall, these studies and others have illustrated the diverse

role of MMPs in plaque vulnerability and collagen remodelling.

1.4 Type VIII Collagen

The focus of this thesis is centered on elucidating the expression and functions of type

VIII collagen in atherosclerosis. Several groups, including ours, have demonstrated that this

molecule is upregulated in vascular diseases including atherosclerosis and it is implicated in a

number of processes that relate to it. In this section a review of the structure, expression and

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localization of type VIII collagen will be made, followed by a brief description of the type VIII

collagen binding receptors. A review of the functional effects of type VIII collagen will also be

made, ending with a description of how these functions pertain to vascular disease and

atherosclerosis.

1.4.1 Structure, Expression and Localization

Type VIII collagen is part of the short chain, network-forming family of collagens and is

composed of two chains, procollagen α1(VIII) and procollagen α2(VIII), which are encoded by

two separate genes, Col8a1 and Col8a2, respectively. In humans, the Col8a1 gene is found on

chromosome 3,241 while the Col8a2 gene is found on chromosome 1.242 In mice, the Col8a1 gene

is located on chromosome 16 and the Col8a2 gene is located on chromosome 4.243 The Col8a1

gene contains four exons of which the first and second consist of 5’ untranslated sequence. The

third exon encodes the majority of the 5’ end of the non-collagenous (NC) 2 domain while the

fourth exon encodes the rest of the NC2 domain, the collagenous triple helical domain, the NC1

domain and the 3’ untranslated sequence.244 The collagenous domain of the α1(VIII) chain which

consists of a Gly-X-Y repeating motif contains 8 imperfections that instead form a Gly-X-Gly

sequence.245 In the Col8a2 gene, a single exon encodes for the NC1 domain and triple helical

domain which also has the same 8 imperfections in the triple helix and at similar locations to the

α1(VIII) gene.242

Each molecule is composed of 3 α-chains which can form either homotrimers or

heterotrimers composed of α1(VIII) and/or α2(VIII) chains in vivo,246 and in vitro.247 The chains

assemble to form a non-fibrillar molecule 160 nm in length. Two-thirds consist of a collagenous

domain that is flanked at the N- and C- termini by the remaining one-third composed of globular

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NC domains.245 Stephan et al further characterized the supramolecular structure of recombinant

type VIII collagen through a combination of rotary shadowing electron microscopy and atomic

force microscopy. Assemblies of collagen molecules were observed to branch at angles of 114°

resulting in the formation of a hexagonal lattice. The length of the α-chain measures 134nm. The

authors propose a model where formation of the hexagonal lattice structure is due to interactions

between the NC termini of tetrahedral-shaped type VIII collagen molecules.248 Indeed,

crystallography studies of the NC1 domain of α1(VIII) chains have shown that this domain

contains three hydrophobic strips bearing exposed aromatic residues that are thought to help in

the assembly of type VIII collagen into a hexagonal lattice network. The NC domains are also

believed to play roles in formation of the trimers.249 It is worth noting that the structure of type

VIII collagen is quite similar to that of type X collagen, which is a component of the ECM of

hypertrophic cartilaginous chondrocytes.244

Type VIII collagen is found in several tissues at various levels of expression. The

molecule was first identified in bovine aortic endothelial cell culture media.250 Descemet’s

membrane, a basement membrane of the cornea, contains high levels of type VIII collagen along

with type V collagen,251 and has provided an exogenous source of the molecule used in a number

of studies.252-255 In humans, type VIII collagen is expressed in brain parenchyma256 as well as the

arterioles of the kidney and in the intima of large arteries.257 Additional animal studies have

shown type VIII collagen expression in the brain, lung, thymus, heart and placental capillaries of

embryonic mice,258 as well as in the brain optic nerve sheath and perichondrium of fetal

bovines.259 Type VIII collagen is also expressed during embryonic cardiac development in the

mouse and chicken,243 as well as in notochordal sheath tissue in zebrafish.260 Pathological studies

have revealed that type VIII collagen is upregulated after mechanical vascular injury in both

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rats261 and rabbits262 and is expressed by endothelial cells, SMCs and macrophages in

atherosclerotic Apoe-/- mice.263, 264 Studies of humans have revealed that it is expressed in

cultured neonatal and adult SMCs265 and macrophages266 as well as human plaque tissue.

1.4.2 Receptors for Type VIII Collagen

Type VIII collagen has been shown to bind to both α1β1 and α2β1 integrin receptors as

well as DDR1. Hou et al found that treatment of rat SMCs with a blocking antibody against β1

integrin resulted in an 83% decrease in SMC adhesion to type VIII collagen relative to control

IgG. In human SMCs, treatment with blocking antibodies against α1 and α2 integrins decreased

adhesion to type VIII collagen by 29% and 77%, respectively.254 Endothelial cells,267 and

platelets268 bind to type VIII collagen using the α2β1 integrin. Type VIII collagen likely binds to

integrins via the GLOGER motif.159 Type VIII collagen has been shown to bind to activate

DDR1. A study in our lab has shown that in HEK293 cells overexpressing DDR1, type VIII

collagen was able to bind and activate the receptor, suggesting that it plays a role in cell

signalling.172 The GVMGFO motif to which DDRs bind to fibrillar collagens is absent in both

mouse and human type VIII collagen (UniProt entry identifier: P27658, P25067, P25318 and

Q00780) therefore, DDR1 likely binds to an alternative sequence within the molecule.

1.4.3 Functions of Type VIII Collagen

Type VIII collagen mediates a number of different functions. Mutations within the

Col8a2 gene are linked to a family of human corneal dystrophies including Fuch’s corneal

dystrophy and posterior polymorphous dystrophy.269-271 Patients with a leucine to tryptophan

mutation (L450W) in α2 (VIII) chain have a thickened Descemet’s membrane comprised of

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misassembled type VIII collagen deposited in blebs and refractile strands. The anterior banded

layer of the cornea is three times thicker than normal.270 In recent studies using a knock-in mouse

model of Fuch’s corneal dystrophy, researchers generated and characterized mice with L450W

or Q455W mutations, both of which have been found in human patients with the condition.269, 270

These mice exhibited up-regulation of genes associated with the unfolded protein response as

well as Dram1, a marker of autophagy. TEM analysis of the corneal endothelium revealed

dilated rough endoplasmic reticulum (RER), a feature associated with the unfolded protein

response, and confocal microscopy revealed the presence of guttae within the corneal

endothelium that increased in number over time.272 Taken together this suggests that mutations in

type VIII collagen are linked to autophagy and dysmorphogenesis of the endothelium.

Type VIII collagen is upregulated in pathologies of the nervous system. Increased

expression was observed in human brain tumors273 and by astrocytes both in vivo and in vitro in

a mouse model of brain injury.256 Hirano et al showed that astrocytes adhere to type VIII

collagen through metal ion-bound receptors, consistent with previous studies showing integrin

binding (see section 1.4.2). Furthermore, this study demonstrated that astrocytes were able to

migrate much further on a type VIII collagen matrix as compared to type I, IV, or V collagen or

fibronectin.256 Conversely, type VIII collagen has been shown to be an adhesive substrate for

endothelial cells. Increased endothelial cell adhesion and spreading on a matrix composed of the

α2 (VIII) chain was observed in comparison to glass or fibronectin. Adhesion and spreading

were mediated through α2β1 integrin.267 Similar studies have demonstrated that type VIII

collagen mediates endothelial cell spreading during capillary tube formation.258 Type VIII

collagen may act as an antithrombotic substrate, since platelet adhesion was substantially

reduced in comparison to other collagen types.268

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Type VIII collagen-deficient mice provide a valuable tool for functional studies such as

some of those listed above. Hopfer et al examined the effect of single deletion of either Col8a1

or Col8a2 genes or both (Col8-/-).274 Col8a1-/- mice had increased Col8a2 mRNA expression in

the heart but decreases in all other organs analyzed. Conversely, Col8a2-/- mice show decreased

expression of Col8a1 in most organs and elevated expression in the heart and aorta. This

suggests that in the cardiovascular system deletion of one chain compensates for the other. Col8-

/- mice have no observable gross abnormalities. Hopfer et al did note however abnormalities in

the anterior segment of the eye such as a thinned Descemet’s membrane and corneal stroma as

well as increased distance between the lens and corneal endothelium. Thinned corneal stroma

maybe explained by in vitro experiments showing that corneal endothelial cells isolated from

Col8-/- mice have decreased proliferation but increased cell size. Whether or not vision was

impacted in these mice was not assessed.274

1.4.3.1 Type VIII Collagen in Diabetic Nephropathy

A number of studies have shown that type VIII collagen is involved in the progression of

diabetic nephropathy. Gerth et al demonstrated that in the normal kidney, expression of type VIII

collagen is quite low and localized only to blood vessels. In patients with diabetic nephropathy,

type VIII collagen is upregulated and localized to glomerular mesangial cells and

tubulointerstitium.275 In streptozotocin (STZ)-induced diabetic models, mice with a deficiency in

both Col8a1 and Col8a2 genes were protected against increased glomerular cellularity and tuft

area (due to mesangial cell expansion and increased type IV collagen and laminin),276 fibrosis

and ECM production.277 Deletion of type VIII collagen attenuated albuminuria.276, 277 Type VIII

collagen was required for interstitial myofibroblast accumulation and deletion resulted in

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reduced expression of mesenchymal markers SMA and fibroblast specific protein-1 (FSP1) in

these cells, relative to diabetic wild type mice. Additionally, loss of type VIII collagen prevented

a reduction in epithelial markers including zonula occluding (ZO)-1 and E-cadherin in tubular

epithelial cells, suggesting a role of type VIII collagen in mediating the epithelial to

mesenchymal transition.277 High glucose and growth factors such as PDGF-BB, TGF-β1 and

bFGF are involved in the pathogenesis of diabetic nephropathy and these factors induced the

expression of Col8a1 in mesangial cells. Studies using Col8-/- mouse mesangial cells as well as a

mouse mesangial Col8a1 overexpression model revealed that type VIII collagen increased the

proliferation of these cells through activation of ERK1/2 (pp42/44) and suppression of p27Kip1

expression.276 In relation to this study, type VIII collagen has been shown to modulate the

effects of TGF-β1 on mesangial cells. TGF-β1 treatment reduces proliferation of high glucose-

treated mesangial cells278 through induction of p27Kip1.279 Loeffler et al showed that deletion of

type VIII collagen in TGF-β1 treated mouse mesangial cells results in increased proliferation,

cell cycle progression and decreased apoptosis. These effects were mediated through the MAPK

and PI3K/Akt pathways.280 This discrepancy in the effects of type VIII collagen on mesangial

cell proliferation and MAPK pathway activation are likely the result of the different treatments

applied. In experiments conducted by Hopfer et al, Col8-/- mouse mesangial cells were treated

with high glucose or PDGF-BB276, whereas Loeffler et al treated cells with TGF-β1.280 This

suggests that depending on the local environment, type VIII collagen mediates different

responses. The receptor by which type VIII collagen facilitates this is unknown however, DDR1

is a possible candidate given studies involving its role in mesangial cell proliferation and MAPK

pathway activation.182

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1.4.3.2 Type VIII Collagen in the Expression and Organization of Fibrillar

Collagens

Type VIII collagen has been shown to associate with fibrillar collagens. For example,

Iruela-Arispe et al have shown that type VIII collagen co-localizes with type I collagen in

endothelial cells undergoing angiogenesis.281 Type VIII collagen promotes fibrosis in diabetic

nephropathy.276, 277 Recent studies suggest that type VIII collagen is involved in the expression

and organization of fibrillar collagens. Gray et al show that mutations in either the collagenous

domain or the NC1 domain of type VIII collagen in zebrafish results in disorganization of the

collagen-rich medial layer of the notochord extracellular sheath and in vertebral malformations.

Wild-type zebrafish had densely packed collagen fibers in an extracellular sheath that ran

parallel to the long axis of the fish. Type VIII collagen mutant fish had either interspersed

thinned regions of the extracellular sheath or conversely they were thickened. All mutants

contained highly disorganized collagen fibers, with some being densely packed and others

running non-parallel to the long axis. This study revealed that inhibition of LOX using β-

aminopropionitrile (BAPN) in the zebrafish phenocopied the effects of these mutations in type

VIII collagen.260 The study did not assess the structure of the notochord extracellular sheath in

BAPN-treated fish however, since LOX is required for collagen cross-linking,137 it is possible

that collagen fiber arrangement was disorganized in these animals.

Type VIII collagen has been show to influence fibrillar collagen expression and

organization in a model of heart failure induced by aortic banding (AB). 48 hours after AB,

expression of collagen types I and III were elevated in wild-type mice, but not in Col8-/- mice,

suggesting a role for type VIII collagen in modulating cardiac fibrosis. Collagen content was

reduced in the hearts of Col8-/- mice compared to wild-type mice at 6 weeks following AB. This

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was accompanied by decreased expression and signalling of TGF-β in Col8-/- mice. In addition to

this, treatment of recombinant α1 (VIII) to soluble collagen increased soluble collagen fiber

formation as determined by TEM.282 These studies suggest that type VIII collagen mediates

fibrillar collagen expression, formation or both. To date, no studies have examined the role of

type VIII collagen in mediating fibrillar collagen formation in vascular disease. Studies

conducted in this thesis (see Appendix) will test the hypothesis that type VIII collagen affects the

expression and formation of fibrillar collagens in vascular SMCs.

1.4.4 Type VIII Collagen in Vascular Disease

Many studies have reported increased type VIII collagen expression in vascular disease.

Bendeck et al showed that type VIII collagen mRNA and protein was dramatically upregulated

after injury of the rat carotid artery. Expression peaked between 2 to 4 days after injury and this

coincided with the time course of SMC migration from the media to the intima.261 A similar

study conducted by Sibinga et al demonstrated up-regulation of type VIII collagen mRNA and

protein in the rat carotid balloon injury model. Expression of type VIII collagen was localized to

dedifferentiated SMCs within the vessel media and neointima. PDGF-BB treatment stimulated

type VIII collagen expression in cultured SMCs. This study demonstrated decreased adhesion of

SMCs on a type VIII collagen matrix relative to type I collagen,283 suggesting that type VIII

collagen facilitates SMC migration. Type VIII collagen is upregulated in aging and stiffening

arteries from primates. Studies from the Vatner group have demonstrated that aged male

monkeys have increased aortic stiffness and type VIII collagen expression compared to younger

male controls.284 In a recent related study, pulse wave velocity experiments revealed that type

VIII collagen was upregulated in stiff non-atherosclerotic human internal mammary arteries

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compared to low-stiffness controls.285 Studies addressing type VIII collagen in plaque stiffness

will be presented in Chapter 3.

1.4.4.1 Type VIII Collagen in Smooth Muscle Cell Migration

Studies in our lab have shown that not only does treatment of SMCs with type VIII

reduce adhesion, but it acts as a chemotactic and haptotactic factor and regulates the expression

of MMP-2.252, 254, 286 In one study conducted by Adiguzel et al, type VIII collagen was shown to

modulate the growth and migration of SMCs.252 SMCs derived from Col8-/- mice displayed

increased adhesion, reduced migration and proliferation compared to cells from wild-type mice.

Addition of exogenous type VIII collagen to the Col8-/- cell cultures rescued the phenotype

resulting in decreased adhesion and increased migration and proliferation. Previous studies have

shown that the increase in expression of type VIII collagen in the injured carotid artery 261, 283

coincides with the increased expression of MMP-2 and -9.233 Adiguzel et al demonstrated via

gelatin zymography that conditioned media from Col8-/- SMCs had reduced activity of MMP-2

compared to wild-type SMCs.252 Taken together these studies suggest that SMC migration is

facilitated by a type VIII collagen dependent increase in MMP-2 activity.

Recent work in our lab has shed light on the mechanisms by which type VIII collagen

stimulates MMP-2 production and SMC migration.286 SMCs from Col8-/- mice display prominent

actin stress fibers, stable microtubules and numerous basal focal adhesions, indicative of a highly

adhesive phenotype. Addition of exogenous type VIII collagen reduced all of these features,

reduced adhesion, and promoted migration in these cells. Previous studies have shown that active

RhoA modulates changes in microtubule stability, stress fiber assembly and focal adhesion

formation287, 288 as well as MMP-2 expression.289 Adiguzel et al found that type VIII collagen

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suppresses RhoA activity in a β1 integrin-dependent manner. Furthermore, inhibition of RhoA in

Col8-/- SMCs increased MMP-2 activity and partially rescued migration. This study presents a

novel mechanism as to how type VIII collagen regulates cytoskeletal configuration and MMP-2

expression to facilitate SMC migration. A summary can be found in Figure 1.1.

1.4.4.2 Type VIII Collagen in Atherosclerosis

We have recently reported that type VIII collagen expression is controlled by factors that

contribute to atherosclerosis. Cherepanova et al, showed that oxidized phospholipids stimulate

the expression of type VIII collagen by SMCs in vivo and in vitro.290 This was mediated by the

transcription factor KLF4, which is critical factor in the SMC phenotypic switch. Previous

studies have suggested that type VIII collagen plays roles in plaque development. Plenz et al

demonstrated an increase in type VIII collagen expression in plaques from rabbits supplemented

with a high cholesterol, atherogenic diet alone262, 291 or in combination with balloon catheter

injury.262 In the balloon catheter and atherogenic diet model, type VIII collagen was dramatically

upregulated and localized predominantly to SMCs in the vessel media, plaque shoulder and

fibrous cap region.262 Subsequent studies examining type VIII collagen expression in Apoe-/-

mice have shown by in situ hybridization that Col8a1 mRNA is localized to the fibrous cap

region, and that cultured SMCs isolated from plaque tissue express Col8a1 mRNA.263, 264

Although these studies demonstrate an association of type VIII collagen with SMCs in the

atherosclerotic plaque, the functional implications of this have not yet been determined. Work

presented in our lab has shown that type VIII collagen mediates migration of SMCs252, 254, 286

(see section 1.4.4.1), however this was not examined in the context of atherosclerosis. I

hypothesize that type VIII collagen functions to increase atherosclerotic plaque stability.

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Using the Apoe-/- mouse model of atherosclerosis, studies in Chapter 2 will test if deletion

of type VIII collagen reduces SMC proliferation and migration in vessel-wall injured arteries and

fibrous cap formation in atherosclerosis. Studies in advanced human plaques have shown that

type VIII collagen is distributed in sites important in plaque stability such as the shoulder region,

fibrous cap and necrotic core.266, 292, 293 These studies did not however determine whether

expression of type VIII collagen in advanced plaques was associated with plaque rupture or

features linked to plaque rupture. Additionally, no animal studies to date have examined whether

type VIII collagen effects plaque stability in complicated plaques. Studies conducted in Chapter

3 will examine whether deletion of type VIII collagen results in complicated advanced

atherosclerotic plaques that are histologically and mechanically unstable and are therefore prone

to rupture.

Lastly, studies using in situ hybridization and immunohistochemistry have shown that

type VIII collagen not only co-localizes with monocytes/macrophages but is expressed by these

cells.266, 292, 293 Interestingly, type VIII collagen was shown to be expressed by macrophages in

culture, and treatment with lipopolysaccharide (LPS) or IFNγ results in decreased expression of

type VIII collagen.266 The functional significance of this expression in the in vivo progression of

atherosclerosis has yet to be determined. In Chapter 4, bone marrow transplantation studies will

be used to test the hypothesis that deletion of type VIII collagen in myeloid cells results in

decreased SMC and matrix accumulation in atherosclerotic plaques.

1.5 Hypothesis and Objectives

Previous studies have shown that type VIII collagen is upregulated in cardiovascular

disease, expressed by SMCs and macrophages, and they have investigated the functions of type

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VIII collagen using in vitro models of SMC migration and proliferation. These studies suggest

that type VIII collagen acts as a provisional pro-migratory matrix molecule, and that the protein

is present in the fibrous cap of the atherosclerotic plaque. However the functions of type VIII

collagen in mediating cellular responses during atherosclerosis are not known. The purpose of

the studies described in this thesis was to investigate the role of type VIII collagen during the

formation of early and advanced atherosclerotic plaques. I have tested the following hypotheses:

Hypothesis 1: Deletion of type VIII collagen decreased SMC proliferation, migration, and

collagen deposition in injured arteries and in early atherosclerotic plaque formation.

Hypothesis 2: Deletion of type VIII collagen will result in the formation of mechanically

unstable atherosclerotic plaques with thin fibrous caps.

Hypothesis 3: Deletion of type VIII collagen in bone marrow derived cells results in decreased

SMC and matrix accumulation in atherosclerotic plaques.

These studies will provide insight as to how type VIII collagen affects atherosclerotic

plaque progression and stability. Analysis of cellular content, matrix content and remodelling, as

well as plaque morphology will be made. This work hopes to address a link between type VIII

collagen, fibrous cap formation and atherosclerotic plaque instability.

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1.6 Figures

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Figure 1.1 Type VIII collagen signalling promotes vascular SMC infiltration.

A simplified version of the role of type VIII collagen in promoting SMC migration is shown

above. Type VIII collagen signals through β1 integrin to repress RhoA which in turn increases

MMP-2 expression. This results in increased matrix degradation which promotes SMC

migration. In addition to this, suppression of RhoA reduces actin stress fiber formation,

microtubule stabilization and focal adhesion formation resulting in decreased SMC adhesion and

increased migration and contraction.

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Chapter 2: Type VIII collagen promotes SMC migration and fibrous cap formation

Sections of this chapter have been reproduced from The American Journal of Pathology (Lopes

et al).294 with permission from the publisher. Figure and table 2.1 was conducted by E. Adiguzel

while figures 2.2 and 2.3 were conducted by the lab of Dr. R. Assoian.

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2.1 Introduction

Expression of type VIII collagen is increased upon vascular injury or atherosclerotic

plaque development in a number of experimental animal models and humans.261-263, 265, 266, 283, 291

It is expressed by endothelial cells, SMCs and macrophages which all contribute to the biology

of plaque progression.263, 264, 266, 295 In vitro studies in our lab have shown that in SMCs it acts as

a chemotactic and haptotactic factor and facilitates proliferation, migration, collagen remodelling

as well as increased MMP-2 expression.252, 254, 286 In addition to this, cells from Col8-/- mice have

increased adhesion and reduced migration and MMP-2 expression on a type I collagen matrix

compared to cells from Col8-/- mice, and addition of exogenous type VIII collagen is able to

rescue adhesion, migration, proliferation and MMP-2 expression.252, 286 Type VIII collagen was

shown to facilitate many of these processes through binding and signalling via β1 integrin which

reduces RhoA activity and increases MMP-2 expression and activity.254, 286 These studies suggest

that type VIII collagen functions as a provisional matrix that facilitates the invasion of SMCs

during vascular injury. The functional consequences of this in vessel wall injury and the in vivo

progression of atherosclerosis have yet to be determined.

ApoE is a glycoprotein ribbon that facilitates the clearance of cholesterol ester rich

particles from the bloodstream,82 and promotes cholesterol efflux from macrophages.296 It has

also been shown to have a number of direct effects on SMCs such as reduction of SMC

proliferation via up-regulation of NO297 and prostacyclin298 Additionally, mice deficient in ApoE

have increased expression of Col8a1 relative to wild type,299 however whether ApoE directly

effects type VIII collagen expression has yet to be determined.

We hypothesize that type VIII collagen increases SMC proliferation, migration, and

collagen deposition in injured arteries and in early atherosclerotic plaque formation. Studies in

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this Chapter show vessel wall thickening and outward remodeling of vessel diameter are reduced

after wire injury of the femoral artery in type VIII collagen knockout mice. A direct effect of

ApoE in suppression of type VIII collagen gene expression by SMCs is shown and consequently,

type VIII collagen gene expression is substantially increased in the Apoe-/- mouse. Deletion of

type VIII collagen in the Apoe-/- mouse results in impaired SMC proliferation and migration and

decreased type I collagen accumulation which results in thinning of the fibrous cap. These

studies point to an important role for type VIII collagen in mediating fibrous cap formation,

which stabilizes atheromas.

2.2 Materials and Methods

All products were purchased from Sigma-Aldrich, unless specified otherwise.

2.2.1 Femoral artery injury in Col8+/+ and Col8-/- mice

Mice with targeted deletion of both the Col8a1 and Col8a2 genes (Col8-/- mice)

backcrossed more than 10 generations in the C57BL/6 strain were generated in the laboratory of

Dr. Bjorn Olsen (Harvard Medical School), as previously described,274 and were provided for

these experiments. Animal experiments were approved by the local animal care committee at the

University of Toronto in accordance with the Guide for the Care and Use of Laboratory Animals

(NIH Publ No. 85-23, revised 1996). The University of Toronto is compliant with the NIH guide

(A5013-01). Before surgery, male mice were injected subcutaneously with 0.1 mg/kg

buprenorphine, then anesthetized via inhalation of 1.5% to 2% isofluorane in oxygen, 1.5 L/min.

Anesthesia was monitored by observation of breathing rate and pinching between the toes on the

paw. Wire injury of the femoral artery was performed by introducing a 0.38-mm diameter

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straight spring wire into a small branch artery of the femoral artery and advancing it through the

femoral artery >5 mm toward the iliac artery. The wire was left in place for 1 minute to denude

the endothelium and dilate the artery.300 Mice were sacrificed at either 7 or 21 days after injury

via intraperitoneal injection of ketamine, 333 mg/kg body weight (Ayerst Veterinary

Laboratories; Guelph, ON, Canada), and xylazine, 67 mg/kg body weight (Bayer, Inc., Toronto,

ON, Canada). The entire circulatory system was perfused at constant physiologic pressure via a

catheter placed in the left ventricle, first with 0.9% saline solution (Baxter Corp., Mississauga,

ON, Canada) and then with 4% paraformaldehyde for 10 minutes. The femoral artery, extending

from the iliac artery to the ligated small branch artery, was removed, placed in 4%

paraformaldehyde for 2 hours, then transferred to phosphate buffered saline (PBS). The vessels

were bisected, then paraffin embedded. Cross-sections (4 µm) were cut from each bisected half

to obtain an accurate representation of injury along the length of the femoral artery, and analysis

was performed on cross-sections from the middle of the femoral arteries. Tissue processing was

performed by the Centre for Modeling Human Disease Pathology Core, the Toronto Centre for

Phenogenomics (Toronto, ON, Canada). With use of digital imaging (Simple PCI software

version 5.3; Compix, Inc., Mars PA), cross-sectional areas of the neointima and media and vessel

wall cell numbers and vessel diameters were measured in sections obtained at 21 days after

injury. Sections from uninjured femoral arteries served as controls. Cell proliferation was

detected by immunostaining for Ki67, and apoptosis by terminal deoxynucleotidyl transferase

dUTP nick end labelling (TUNEL) in sections obtained at 7 days after injury. Values from Col8-

/- mice were compared with those from Col8+/+ control mice.

Ki67 is a nuclear antigen associated with proliferation and is present during the cell cycle

but absent during the resting G0 phase. Sections were stained with a 1:200 dilution of rabbit anti-

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Ki67 antibody (No. RM-9106-S; Lab Vision Corp., Fremont, CA), then with biotin-conjugated

goat anti-rabbit IgG secondary antibody (No. BA-1000; Vector Laboratories, Inc., Burlingame,

CA), and were visualized with 3,3’-diaminobenzidine and counterstained with hematoxylin. The

percentage of Ki67-labeled nuclei was measured in the medial layer of the vessel using an

Eclipse E600 microscope (Nikon Corp., Tokyo, Japan), a camera (Hamamatsu Photonics KK,

Hamamatsu City, Japan), and Simple PCI software (Compix).

A TUNEL assay was performed to measure the percentage of apoptotic cells, using a kit

from Millipore (Canada), Ltd. (Etobicoke, ON, Canada). Tissues were deparaffinized in a series

of xylene washes and rehydrated in ethanol. The tissue was digested with 0.02 mg/mL proteinase

K to inactivate nucleases. The slides were then pretreated with an equilibration buffer for 15

minutes, followed by incubation for 1 hour at 37°C in the terminal deoxynucleotidyl transferase

enzyme reaction mixture. Sections were treated with stop/wash buffer for 25 minutes, incubated

with a fluorescein-tagged anti-digoxigenin antibody for 30 minutes, and counterstained with 0.5

mg/mL propidium iodide. The percentage of TUNEL-positive cells in the medium was

determined using an Eclipse E600 microscope, DS-Fi1 camera, and NIS-Elements software (all

from Nikon).

2.2.2 mRNA isolation from male C57BL/6 or Apoe-/- mouse aortas

Aortas were isolated from 24-week-old male C57BL/6 or Apoe-/- mice. Aortas were

dissected, and extraneous tissue from the adventitial side was carefully removed. Aortas were

divided into arch (ascending) and thoracic (descending) regions and stabilized by submerging the

tissues in RNAlater (Qiagen GmbH, Hilden, Germany). Before isolating the total RNA, the

aortas were weighed, and approximately 10 mg aortic tissue was manually homogenized and

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treated with 10 mg/mL proteinase K (Qiagen) at 55°C for 10 minutes. The homogenate was

clarified via centrifugation, and total RNA was isolated from the supernatant using RNeasy mini

columns (Qiagen).

2.2.3 Cell culture and lipoprotein treatment

Primary murine aortic SMCs were isolated from C57BL/6 mice and used between

passages 2 and 5. The SMCs were grown to 80% to 90% confluence and were serum-starved via

incubation in Dulbecco’s Minimum essential’s medium containing 1 mg/mL heat-inactivated

fatty acid-free bovine serum albumin for 48 hours. The quiescent cells were stimulated with 10%

fetal bovine serum in the absence or presence of 2 µmol/L recombinant apolipoprotein or 50

µg/mL lipoprotein (generous gift of Drs. Michael C. Phillips and Sissel Lund-Katz, Children’s

Hospital of Philadelphia) for 24 hours. Total RNA was isolated from cells lysed in Trizol reagent

(Invitrogen Corp., Carlsbad, CA) and analyzed using real-time quantitative RT-PCR (RT-qPCR),

as outlined in the following section.

2.2.4 Real-time RT-qPCR

Real-time RT-qPCR was performed as described,301 using 50 to 100 ng for reverse

transcription of total RNA isolated from cultured SMCs or aortas. A 10% aliquot of cDNA was

prepared using SYBR Green QPCR Master Mix (Applied Biosystems, Inc., Foster City, CA) to

qPCR with 900 nmol/L of the primer-probe sets mCOL8A1 (forward, 5’-

AGAGTGCACCCAGCCCCAGT-3’; reverse, 5’-TGGGTGGCACAGCCATCACATTT-

3’) and mCOL8A2 (forward, 5’-CCTGCAGGCTCTGCCTGTCC-3’; reverse, 5’-

CACTCTTGGCCCACACCCCA-3’). RT-qPCR results were calculated using 18S rRNA as the

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reference for mRNAs. To detect mouse 18S rRNA, we used TaqMan Universal PCR Master Mix

(Applied Biosystems) with forward primer 5’-CCTGGTTGATCCTGCCAGTAG-3’, reverse

primer 5’-CCGTGCGTACTTAGACATGCA-3’, and probe 5’-

VICTGCTTGTCTCAAAGATTA-MGB-NFQ-3’. Each sample was analyzed in duplicate PCR

reactions, and mRNA expression was quantified against a standard curve using ABI PRISM

7000 SDS software (Applied Biosystems).Mean quantities and SD were calculated from

duplicate PCR reactions.

2.2.5 Generation of Col8-/-;Apoe-/- mice

Col8-/- mice were bred with Apoe-/- mice (both on C57BL/6 background) to generate mice

that were Col8-/-Apoe-/-. These were compared with either littermate control Col8+/+;

Apoe-/- mice or Apoe-/- mice (purchased from The Jackson Laboratory, Bar Harbor, ME).

Genomic DNA was extracted from ear clips, and genotyping was performed via PCR

amplification using the following primers: Col8a1 wild type: sense, 5’-

CGGGAGTAGGAAAACCAGGAGTGA-3’, and antisense, 5’-

GGCCCAAGAACCCCAGGAACA-3’; Col8a1 knockout: sense, 5’-

GTGGGGGTGGGGTGGGATTAGATA-3’, and antisense, 5’-

CTCGGCCCAAGAACCCCAGGAAC-3’; Col8a2 wild type: sense, 5’-

CCGGTAAAGTATGTGCAGC-3’, and antisense, 5’-CAAGTCCATTGGCAGCATC-

3’; Col8a2 knockout: sense, 5’-CAGCGCATCGCCTTCTATCGC-3’, and antisense identical to

wild-type Col8a2; Apoe wild type: sense, 5’-GCCTAGCCGAGGGAGAGCCG-3’, and

antisense, 5’-TGTGACTTGGGAGCTCTGCAGC-3’; Apoe knockout: sense, same as wild type,

and antisense, 5’-GCCGCCCCGACTGCATCT-3’. Beginning at age 8 to 12 weeks, male and

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female mice of both genotypes were fed an atherogenic diet containing 40% kcal fat and 1.25%

cholesterol by weight (D12108; Research Diets, Inc., New Brunswick, NJ) for 6 or 12 weeks. On

the day when sacrificed, mice were euthanized via CO2 asphyxiation. The left ventricle was

cannulated, and animals were perfused at physiologic pressure (100mmHg), first with sterile

saline solution and then with 4% paraformaldehyde for 5 to 10 minutes. The aortic arch and

descending aorta to the iliac bifurcation were isolated, cleared of fat and surrounding tissues, and

used as described below to measure oil-red-o staining, immunohistochemistry, matrix staining

and plaque architecture, and in situ zymography. For analyses that required fresh-frozen tissues,

mice were perfused with sterile saline solution, and arterial tissues were immediately dissected in

PBS, embedded in OCT, and snap frozen in liquid nitrogen.

2.2.6 Mean arterial pressure

Mean arterial pressure was measured after 6 and 12 weeks of the atherogenic diet via

catheterization of the right common carotid artery using a 1.4F blood pressure probe (Millar

Instruments, Inc., Houston, TX). Mice were anesthetized using 3% isofluorane, the carotid artery

was catheterized, and blood pressure was allowed to stabilize for 3 minutes with 1% isofluorane.

Measurement of blood pressure was performed for 1 minute, and mean arterial pressure was

calculated using the following formula: Mean arterial pressure = 2/3 Diastolic

blood pressure + 1/3 Pulse pressure.

2.2.7 Plasma lipid analysis

Whole blood samples were collected at sacrifice via right ventricle puncture and placed

in heparinized 1.5-mL tubes. Blood samples were spun at 14,800 x g for 5 minutes at 4°C and

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were stored at 4°C for a maximum of 2 days before analysis. Plasma samples were analyzed

using a multiplate spectrophotometer (Microskan; Titertek Instruments, Inc., Huntsville, AL) at

492 nm using enzymatic assays (Synchron; Beckman Coulter, Inc., Brea, CA) for triglycerides

(kit No. 445850) and total cholesterol (kit No. 467825).

2.2.8 Oil Red O staining

Atherosclerotic plaque burden in the descending aorta (downstream of the left subclavian

artery to the iliac bifurcation) was determined via Oil Red O staining. Aortas were incised

longitudinally, pinned en face to black silicone plates using 0.1-mm minuten pins, rinsed with

isopropanol, and stained with 18 mg/mL Oil Red O for 30 minutes at room temperature on a

shaker. Stained aortas were washed three or four times in 70% isopropanol and imaged using

a CoolPix digital camera (Nikon). The percentage of Oil Red O-positive plaque per total aortic

surface area was quantified using digital image analysis (NIS-Elements Basic Research; Nikon).

2.2.9 Immunohistochemistry, matrix staining, and plaque architecture

Paraformaldehyde-fixed, paraffin-embedded longitudinal sections of the mouse aortic

arch including the brachiocephalic and left carotid artery branchpoints were deparaffinised in

xylenes, rehydrated in an ethanol series, and blocked using 0.3% H2O2 in cold methanol,

followed by a 1% bovine serum albumin blocking solution (kit No. D12287; Invitrogen).

Primary antibodies directed against mouse SMA raised in goat (1:500) (A2547; Sigma; St.

Louis, MO), mouse Mac-2 raised in rat (1:100) (CL8942AP; Cedarlane Laboratories USA, Inc.,

Burlington, NC), or type I collagen raised in rabbit (1:200) (ab21286; Abcam plc, Cambridge,

MA) were used to stain for SMCs, macrophages, and type I collagen, respectively. Negative

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controls included sections incubated without primary antibody. Slides were then incubated with

species-specific biotinylated secondary antibodies including anti-goat (1:4000) (B2763;

Invitrogen), anti-rat (1:200) (E0468; DakoCytomation Inc., Carpinteria, CA), and anti-rabbit

(1:1000) (B2770; Invitrogen), followed by incubation in streptavidin-horseradish peroxidase-

conjugated solution following the manufacturer’s instructions (kit No. D12287; Invitrogen).

Sections were then incubated in 3,3’-diaminobenzidine (kit No. D12287; Invitrogen), a

chromogenic substrate, followed by counterstaining with hematoxylin.

To analyze plaque area, serial sections were stained using Picrosirius Red (PSR) for

collagen and either Verhoeff-Van Gieson stain or Movat’s pentachrome stain for elastin.

Analysis of birefringent fibrillar collagen content was performed using polarized light

microscopy (PolScope; AbrioIM Imaging System; Cambridge Research and Instrumentation,

Inc., Woburn, MA). Whole plaques located on the lesser curvature of the arch and in the

brachiocephalic and left carotid artery branchpoints were measured. Plaque area was defined as

the region extending from the internal elastic lamina to the luminal edge of the plaque.

Thresholding of maximum and minimum color intensity was conducted using NIS-Elements

Basic Research software (Nikon), with positively stained regions expressed as a percentage of

plaque area. Fibrous cap thickness and necrotic core area were assessed using PSR-stained

longitudinal sections of lesser curvature plaques. Relative fibrous cap thickness was calculated

by dividing fibrous cap thickness by the maximum height of the plaque (from the internal elastic

lamina to the luminal edge). Necrotic core area was measured as a percentage of total plaque

area. The percentage of area stained positive for SMCs and collagen was assessed independently

in the plaque fibrous cap. Ki67 and TUNEL assays were performed as described (see 2.2.1

Femoral Artery Injury in Col8+/+ and Col8-/- Mice). PSR and Movat’s pentachrome-stained

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plaque sections from the lesser curvature were ranked according to criteria established by

Virmani et al.302 The percentage of samples with plaques in each of the five categories (no

plaques, intimal xanthoma, pathologic intimal thickening, fibrous cap atheroma, and thin fibrous

cap atheroma) was plotted for Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice.

2.2.10 Fluorescence in situ zymography

In situ examination of gelatinase activity was performed using fluorescence-quenched

gelatin (DQ-Gelatin, No. D12054; Invitrogen). Gelatinase-catalyzed hydrolysis of the molecule

relieves the quenching, and the magnitude of the resultant fluorescence is proportional to the

extent of proteolytic digestion. Longitudinal cryosections (8 µm long) of mouse aortic arch were

washed in ISZ incubation buffer [50 mmol/L Tris-HCl (pH 7.8), 150 mmol/L NaCl, 5 mmol/L

CaCl2, and 0.2 mmol/L NaN3] and incubated overnight at 4°C in incubation buffer. The sections

were then counterstained for 10 minutes with Hoechst 33258 diluted 1:10,000 in incubation

buffer. A prewarmed solution of incubation buffer containing 0.1% agarose and 0.1 mg/mL

fluorescence-quenched gelatin was applied to the sections, which were then coverslipped and

incubated for 30 minutes at 37°C. Images of the lesser curvature plaque were acquired using an

E600 Epifluorescence Microscope using a filter set with excitation of 465 to 495 nm and

emission of 515 to 555 nm, and a DS-Fi1 camera with NIS-Elements software (all from Nikon),

with exposure time set to 2 seconds and gain set to 9.60. All sections were imaged under the

same conditions. Samples were ranked for gelatinase activity on a scale of 1 to 4.

2.2.11 Statistical analysis

All animal experiments were performed with the experimenter blinded to the genotype of

the mice. Data were analyzed using Student’s t-test (comparing two groups) or analysis of

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variance (comparing multiple groups). After analysis of variance, Student-Newman-Keuls post

hoc tests were used to determine statistically significant differences between groups, with a

significance level of P ≤ 0.05. For data that did not fit a normal distribution and ranked data, the

nonparametric U-test was used to compare the means between two groups.

2.3 Results

2.3.1 Vessel wall thickening and outward remodeling is reduced in

Col8-/- mice after femoral artery injury

In previous studies, we and others have shown that type VIII collagen expression was up-

regulated after endothelial denuding injury261, 262, 283; however, these studies merely described a

correlation and did not address the functions of type VIII collagen in the injured vessel. To

investigate, we used a wire to denude the endothelium in the femoral arteries of Col8+/+ and

Col8-/- mice. In the absence of injury, there were no differences in medial SMC number, medial

area, or vessel diameter between Col8+/+ and Col8-/- mice (Table 2.1). The response to arterial

injury involves thickening of both intimal and medial layers and outward remodeling of vessel

diameter.300, 303 The response to injury in the Col8+/+ mice included thickening of the medial and

intimal layers and outward remodeling of arterial diameter. In contrast, these responses were

attenuated after injury of the femoral arteries from Col8-/- mice. Cross-sections of femoral

arteries obtained at 21 days after injury (Figure 2.1, A and B) showed a pronounced reduction in

vessel thickening and smaller vessel diameter in Col8-/- mice compared with Col8+/+ mice. Cell

numbers in the medial and intimal layers were reduced in Col8-/- mice compared with Col8+/+

mice (Figure 2.1C), as were cross-sectional area of the vessel wall (Figure 2.1D) and vessel

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diameter (Figure 2.1E). The decreased vessel diameter is indicative of attenuated outward

remodeling of the vessel in Col8-/- mice.

The reductions in cell numbers in media and intima and the reduction in total vessel wall

area in Col8-/- mice could be the result of either decreased cell migration or proliferation, or the

result of increased apoptosis. We assessed SMC proliferation by immunostaining for Ki67

(Figure 2.1, H and I) and found that proliferation was increased in Col8-/- mice compared with

Col8+/+ mice (Figure 2.1F). TUNEL labeling revealed a trend toward increased apoptosis in the

Col8-/- mice (Figure 2.1G). Ki67- and TUNEL-labeled cells were distributed throughout the

media of the injured arteries. Considered together, the data suggest that reduced vessel wall

thickening in the Col8-/- mice was not due to a reduction in SMC proliferation but to a

combination of increased SMC apoptosis and decreased SMC migration to the intimal layer.

2.3.2 Type VIII collagen is up-regulated in Apoe-/- mice

The femoral injury model lacks many of the complications of atherosclerosis as there is

little inflammation and no lipid infiltration in the vessel wall. To investigate type VIII collagen in

a more complex model of vascular disease, we used the Apoe-/- mouse model of atherosclerosis.

First we used RT-qPCR to measure mRNA for the α1 and α2 chains of type VIII collagen in

isolated aortic arches and thoracic aortas from C57Bl/6 wild-type and Apoe-/- mice. This revealed

a five-fold increase in Col8a1 mRNA in Apoe-/- mice at age 24 weeks (Figure 2.2A). In contrast,

levels of mRNA for the Col8a2 chain were much lower and did not differ between wild-type and

Apoe-/- mice (Figure 2.2A). Moreover, we found that Col8a1 mRNA was elevated as early as age

8 weeks in the Apoe-/- mice (Figure 2.3A). To determine whether the changes in type VIII

collagen gene expression were the result of a direct effect of ApoE, primary mouse SMCs in

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culture were treated with ApoE3, HDL, apolipoprotein A1 (ApoA1), or LDL. ApoE3 or HDL

suppressed Col8a1 mRNA, whereas ApoA1 or LDL (used as controls) had no effect (Figure

2.2B). In contrast, treatment with ApoE3 did not affect expression of mRNA for the Col8a2

chain, which was expressed at much lower levels than Col8a1 (Figure 2.3B).

2.3.3 Plaque size and burden of atherosclerosis is similar in Col8 -/-

;Apoe-/- and Col8+/+;Apoe-/- mice

To study the role of type VIII collagen in atherosclerotic plaque progression, we crossed

Col8+/+ and Col8-/- mice with Apoe-/- mice to generate mice that were either Col8+/+;Apoe-/- or

Col8-/-;Apoe-/-. To accelerate progression of atherosclerosis, all mice were fed an atherogenic

diet, starting at age 8 to 12 weeks and continuing for another 6 or 12 weeks. Body weight, heart

rate, mean arterial pressure, and plasma triglyceride concentrations do not differ between

genotypes (Table 2.2). There was a transient increase in plasma cholesterol concentration in the

Col8-/-;Apoe-/- mice compared with the Col8+/+;Apoe-/- mice at 6 weeks of the atherogenic diet;

however, this difference was resolved by 12 weeks (Table 2.2). Atherosclerotic plaque area was

measured on longitudinal sections taken from the lesser curvature of the aortic arch and at the

branch points of the brachiocephalic and left carotid arteries. Representative sections of aortic

arch plaques at 6 and 12 weeks are shown in Figure 2.4, A and B. At neither time point were

there differences in plaque area in the aortic arch (Figure 2.4C), brachiocephalic artery (Figure

2.4D), or left carotid artery (Figure 2.4E) between Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice. Total

plaque burden was measured along the length of the descending aorta by staining with Oil Red O

and imaging the aortas en face, then calculating the percentage of aortic surface area covered by

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plaque. Plaque burden did not differ between genotypes at either time point measured (Figure

2.4F).

2.3.4 SMC accumulation is reduced in plaques from Col8-/-;Apoe-/-

mice

SMCs and macrophages are the main cell types present in the plaques of Apoe-/- mice,

and previous in vitro studies have demonstrated that both cell types are able to produce and

respond to type VIII collagen.304 To determine whether SMC or macrophage accumulation

within the plaques was affected by deletion of type VIII collagen, sections were immunostained

using antibodies against SMA and Mac-2. Representative 12-week plaque sections are shown in

Figure 2.5, A and B. Accumulation of SMCs was reduced in Col8-/-;Apoe-/- mice compared with

Col8+/+;Apoe-/- mice after ingestion of an atherogenic diet for 6 or 12 weeks (Figure 2.5C). In

contrast, accumulation of macrophages did not differ between genotypes at either time point

(Figure 2.5D). Most of the foam cells in the plaque stained positive for Mac-2, which suggests

that these cells were derived from plaque macrophages. We performed Ki67 and TUNEL

labeling to measure cell proliferation and apoptosis, respectively. At 6 weeks, there was a

decrease in cell proliferation in plaques from the Col8-/-;Apoe-/- mice; however, by 12 weeks,

there was no difference between genotypes (Figure 2.5E). In contrast, there were no genotype-

dependent differences in apoptosis at either time point (Figure 2.5F). This suggests that

decreased SMC accumulation in the plaques of Col8-/-;Apoe-/- mice was due to decreased

proliferation and migration, not to increased apoptosis.

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2.3.5 Collagen and elastin accumulation are reduced in Col8-/-;Apoe-/-

mice

Extracellular matrix composition was assessed by staining sections of aortic arch with

PSR, which binds to collagen, or Verhoeff-Van Gieson stain, which stains elastin fibers black.

Representative 12-week plaque sections stained with PSR or Verhoeff-Van Gieson stain are

shown in Figure 2.6, A and B, respectively. Total collagen content was reduced in plaques from

Col8-/-;Apoe-/- mice compared with Col8+/+;Apoe-/- mice at both 6 and 12 weeks (Figure 2.6C).

Analysis of fibrillar collagen content and organization in the lesions was performed by

measuring collagen fiber birefringence using the PolScope. There was a decrease in fibrillar

collagen in plaques from Col8-/-;Apoe-/- mice at both time points (Figure 2.6D). Images from the

PolScope show this reduction in organized fibrillar collagen in the 12-week plaques from Col8-/-

;Apoe-/- mice (Figure 2.7, A and B). Immunostaining revealed a reduction in type I collagen in

plaques from Col8-/-;Apoe-/- mice (Figure 2.7, C-E). Elastin content was reduced in plaques from

Col8-/-;Apoe-/- mice compared with Col8+/+;Apoe-/- mice at 6 weeks; however, by 12 weeks, there

was no difference between the genotypes (Figure 2.6E).

2.3.6 Plaques from Col8-/-;Apoe-/- mice exhibit thin fibrous caps and

increased necrotic core size

The decreases in matrix and SMC accumulation in the Col8-/-;Apoe-/- mice gave the

appearance of thinner fibrous caps, and indeed we showed that relative fibrous cap thickness was

decreased in Col8-/-;Apoe-/- mice compared with Col8+/+;Apoe-/- mice at 12 weeks (Figure 2.6F).

Conversely, the percentage of plaque occupied by necrotic core was increased in plaques from

Col8-/-;Apoe-/- mice (Figure 2.6G). SMC content in the fibrous cap was decreased from (means ±

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SD) 27.2% ± 3.1% in Col8+/+;Apoe-/- mice to 14.2% ± 3.4% in Col8-/-;Apoe-/- mice (P ≤ 0.05).

Collagen content of the fibrous cap was decreased from 39.5% ± 5.7% in Col8+/+;

Apoe-/- mice to 23.4% ± 4.0% in Col8-/-;Apoe-/- mice (P ≤ 0.05). There were no changes in

macrophage content in the fibrous cap (data not shown). Considered together, these data indicate

that SMC infiltration to form the fibrous cap was decreased, as was the amount of matrix

deposited in the cap.

We classified plaque pathologic findings according to a scale developed by Virmani et

al.302 In the Col8-/-;Apoe-/- mice, there were greater percentages of plaques with features of

intimal xanthomas (38%), pathologic intimal thickening (12%), and thinned fibrous caps (19%)

than in the Col8+/+;Apoe-/- mice (20%, 7%, and 13%, respectively) (Figure 2.6H). Conversely,

the percentage of plaques with thick fibrous caps was greater in the Col8+/+;Apoe-/- mice (47%)

than in the Col8-/-;Apoe-/- mice (12%). These data suggest that plaques in Col8-/-;Apoe-/- mice

might be vulnerable to rupture.

2.3.7 Gelatinase activity is decreased in plaques from Col8-/-;Apoe-/-

mice

In atherosclerotic plaque, both SMCs and macrophages produce proteinases that facilitate

cell migration but may also thin the fibrous cap by degrading matrix.305 In the Col8-/-;Apoe-/-

mice, SMC accumulation was attenuated in the absence of a change in macrophage content.

Therefore, development of plaques with thin fibrous caps could be due to reduced SMC

migration and proliferation to populate the cap and synthesize matrix, or to increased degradation

of matrix in the cap by the relatively abundant macrophages. To differentiate these possibilities,

we assessed plaque gelatinase activity using in situ zymography. Frozen sections were overlaid

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with fluorescence-quenched gelatin substrate, which exhibits bright green fluorescence when

cleaved. Gelatinase activity was prominent in the fibrous cap of plaques from Col8+/+;Apoe-/-

mice (Figure 2.8A). In contrast, gelatinase activity in the fibrous cap was markedly reduced in

plaques from Col8-/-;Apoe-/- mice (Figure 2.8B). We quantified this by ranking plaques on a scale

of 1 to 4 (with 4 indicative of the highest fluorescence) and found that activity was substantially

reduced in plaques from Col8-/-;Apoe-/- mice (Figure 2.8C). This shows that gelatinase activity is

decreased in the plaques from Col8-/-;Apoe-/- mice despite the relative abundance of

macrophages. Furthermore, since the decrease in gelatinase activity parallels the decrease in

SMCs, it suggests that type VIII collagen stimulated gelatinases are important for SMC

migration to the fibrous cap.

2.4 Discussion

This study illustrates that type VIII collagen plays an important role in mediating

atherosclerotic plaque stability through the formation of the fibrous cap. Herein we show that,

type VIII collagen functions to modulate SMC migration, survival and proliferation and type I

collagen deposition. This work suggests that type VIII collagen acts as an endogenous means of

preventing plaque rupture.

Type VIII collagen has been shown to be expressed in neointimal cells undergoing

migration and within the first layer of the media in a number of animal models of endothelial

denudation283, 306. Wire-injury of the femoral artery of mice deficient in type VIII collagen

resulted in decreased vessel wall thickening, cell number, and vessel diameter compared to

Col8+/+ mice. Further experiments revealed that both SMC proliferation and apoptosis were

increased in Col8-/- mice. This data suggests that type VIII collagen contributes to vessel

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thickening by protecting SMCs from apoptosis and stimulating their migration. Col8-/- mice have

less increase in vessel diameter as compared to wild-type. This suggests that type VIII collagen

also plays a significant role in promoting vessel outward remodelling.

These studies are the first to demonstrate the potential of ApoE to regulate type VIII

collagen expression. SMCs treated with either recombinant ApoE or ApoE-containing

lipoproteins such as HDL decrease Col8a1 mRNA expression relative to controls. Additionally,

in Apoe-/- mice, type VIII collagen expression is dramatically increased relative to wild-type.

Other studies have shown that components of lipoprotein particles such as oxLDL can regulate

type VIII collagen expression.290 The mechanism by which ApoE regulates type VIII collagen is

still unknown, however previous studies have shown that it modulates the function of the

prostacyclin and cyclooxygenase-2 pathway in vascular SMCs.298, 307 Given the effect of

recombinant ApoE on type VIII collagen expression, it is important to note that these effects are

likely independent of its role as a cholesterol-transporter. Many studies have shown that ApoE

has a number of cholesterol independent effects297 including protection against atherosclerotic

plaque development.308

In the Apoe-/- mouse, deletion of type VIII collagen resulted in decreased SMC

accumulation, fibrillar type I collagen content and subsequently, a thinned fibrous cap. Size of

the plaque necrotic core was also markedly increased relative to control Col8+/+;Apoe-/- mice.

This is likely due to fact that macrophage content was unchanged between genotypes, despite a

similar plaque size. Therefore, plaques from Col8-/-;Apoe-/- mice, had proportionately more foam

cells, macrophages and necrotic debris relative to controls. Many of the features listed are

associated with plaques that are likely to rupture and trigger a clinical event.18, 200 Further

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assessment of the role of type VIII collagen in promoting plaque stability in more advanced

plaques will be presented in Chapter 3.

Deletion of type VIII collagen resulted in decreased intimal SMC content in both the

femoral artery wire-injury model and Apoe-/- mouse model of atherosclerosis. Previous studies in

our lab have shown that type VIII collagen functions as a provisional matrix and facilitates the

migration of SMCs in part through the stimulation of MMP-2 expression and activity (see

section 1.4.4).252, 254, 286 This likely explains the observations of reduced intimal SMC content

observed in both models. Although we did not directly measure the effect of type VIII collagen

on MMP-2 expression we did find that plaques from Col8-/-;Apoe-/- mice have reduced

gelatinolytic activity compared to controls. MMP-2 has been shown to mediate the infiltration of

SMCs in the context of vascular disease such as atherosclerosis (see section 1.3.4.2).236

Therefore, the reduced fibrous cap thickness observed in Col8-/-;Apoe-/- mice is due in part to the

impaired ability of SMCs to migrate into the atherosclerotic plaque and synthesize a fibrillar

collagen matrix which would contribute to plaque stability. In agreement with this, reduced

fibrillar type I collagen content is observed in plaques from Col8-/-;Apoe-/- mice as determined by

decreased PSR-positive staining, birefringence and immunolabelling of type I collagen.

Type VIII collagen likely alters the expression of fibrillar collagens through the TGF-β

signalling pathway. Recent studies have shown that in cardiac fibroblasts282 and mesangial

cells280, type VIII collagen modulates TGF-β signalling and promotes fibrosis. Our lab has

shown that integrin α1β1 and α2β1 are known receptors for type VIII collagen in SMCs.254 It is

probable that binding of type VIII collagen to the aforementioned integrins results in cross-talk

with the TGF-β signalling pathway that promotes fibrosis in vascular SMCs.309 In addition to

signalling, type VIII collagen may mediate the extracellular assembly or scaffolding of fibrillar

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collagens. Mutations in type VIII collagen have been shown to alter the arrangement of collagen

fibrils in the notochord extracellular sheath of zebrafish.260 Addition of recombinant type VIII

collagen to soluble collagen promotes fiber formation.282 Since type VIII is a network-forming

non-fibrillar collagen shown to co-localize with ECM components, it likely scaffolds these

molecules.148 This helps to maintain ECM integrity in response to mechanical stressors.

There were differences in SMC responses comparing the wire injury and atherosclerosis

models. Deficiency of type VIII collagen in the wire injury model, resulted in increased cell

proliferation and apoptosis, whereas in the atherosclerosis model decreased cell proliferation was

noted. Type VIII collagen has been shown to mediate a number of effects on proliferation

depending on the context of insult. For example, Col8-/- mesangial cells treated with TGF-β1

show increased proliferation compared wild-type TGF-β1 treated cells. This increase was

mediated through activation of the MAPK and PI3K/Akt pathways.280 However, when treated

with high glucose or PDGF-BB, Col8-/- mesangial cells, show reduced proliferation through the

same MAPK pathway. As in mesangial cells, a difference in proliferation in response to different

cytokines or growth factors may also be occurring in SMCs. This response of increased

proliferation in SMCs may result from a mechanism to compensate for the physical injury that

came about from distention of the vessel wall.310, 311 The atherosclerosis model of vascular injury

is accompanied by inflammatory cell infiltration, which is not as pronounced as in the wire-

injury model. Type VIII collagen has not only been shown to be expressed by macrophages both

in vitro and in vivo, but also is found associated with macrophages in the atherosclerotic

plaque.262, 266, 293 It is therefore possible that type VIII collagen increases the expression of

cytokines and chemokines which promote the proliferation and infiltration of SMCs into the

atherosclerotic plaque.

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Type VIII collagen has been shown to be expressed by macrophages in vitro,266 and in

situ hybridization experiments have confirmed type VIII collagen mRNA is co-localized with

plaque macrophages in animal models and human atherosclerosis.262, 266 Although there were no

differences in macrophage accumulation in Col8+/+ and Col8-/- mice, one cannot rule out the

possibility that macrophage-specific production of type VIII collagen results in a paracrine effect

that stimulates SMC infiltration into the vessel intima. This topic will be addressed in Chapter 4.

This study has shown that type VIII collagen facilitates outward vessel remodelling and

increased vessel wall hypertrophy in the mouse femoral artery injury model. Additionally, a

novel role of ApoE-mediated regulation of type VIII collagen was discovered. Lastly, in the

context of atherosclerosis, type VIII collagen was found to mediate the infiltration of SMCs into

the atherosclerotic plaque and subsequently the deposition of fibrillar type I collagen. This in

turn resulted in the formation of a stable atherosclerotic plaque. Therefore, in the context of

stenotic SMC-rich vasculopathies, inhibition of type VIII collagen might be beneficial to reduce

the level of vascular occlusion. However, in the context of atherosclerosis, decreased type VIII

collagen expression may result in reduced integrity of the fibrous cap potentially resulting in

plaque rupture.

Acknowledgements

We thank Dr. Bjorn Olsen for providing mice, Hangjun Zhang for measurement of mean

arterial pressure and heart rate, Drs. Michael C. Phillips and Sissel Lund-Katz for providing

lipoprotein, and Graham Maguire and Dr. Phil Connelly for the plasma lipid analysis.

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2.5 Tables and Figures

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Figure 2.1

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Figure 2.1 Vessel wall thickening, cell number, and vessel diameter are reduced, but apoptosis and proliferation are increased after injury of the femoral artery in Col8-/- mice.

A and B: Representative cross-sections of injured femoral arteries from Col8+/+ and Col8-/- mice,

respectively, at 21 days after injury. Black circles show the location of the internal elastic

lamina. Scale bars: 200 µm. C: Cell number in the media (black bars) and intima (gray bars) and

total cell number (sum of black and gray bars) in Col8+/+ (n = 14) and Col8-/- (n = 12) mice at 21

days after injury. *P ≤ 0.05, significant difference in medial cell number between genotypes. †P

≤ 0.05, difference in total cell number between genotypes. D: Vessel wall medial and neointimal

area at 21 days after wire injury. E: Vessel diameter at 21 days after wire injury. F: Cell

proliferation in the media measured at 7 days after injury via Ki-67 immunostaining of sections

from Col8+/+ (n = 3) and Col8-/- (n = 4) mice. G: Apoptosis was quantified by measuring the

percentage of TUNEL-positive cells in the media at 7 days in Col8+/+ (n = 3) and Col8-/- (n = 3)

mice. D-G: Black bars represent the values from Col8+/+ mice, and white bars represent the

values from Col8-/- mice. *P ≤ 0.05. H and I: Representative cross-sections of injured femoral

arteries from Col8+/+ mice (H) and Col8-/- mice (I), respectively, at 7 days after injury, stained

for Ki-67. Scale bars: 100 µm.

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Figure 2.2 Expression of Col8a1 mRNA is suppressed by ApoE and HDL.

A: mRNA levels for the a1 chain of type VIII collagen (Col8a1) were increased in the aortic arch

(Arch) and thoracic aorta (TA) of Apoe-/- mice (hatched bars) compared with wild-type C57BL/6

mice (black bars). mRNA levels for the a2 chain of type VIII collagen (Col8a2) were low and

did not differ between genotypes. All values are expressed as a fold change compared with levels

of mRNA for Col8a1 in wild-type aortic arch. *P ≤ 0.05 compared with corresponding wild-type

aorta; n = 4 samples of aortic segments pooled from 3 to 4 mice each. B: Primary mouse SMCs

were incubated in 10% FBS in the absence or presence of ApoE3, ApoA1, HDL, or LDL.

mRNA expression for Col8a1 was measured using RT-qPCR and is expressed as a percentage of

FBS control. *P ≤ 0.05 compared with FBS control; n = 4 experiments.

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Figure 2.3 A: Expression of Col8a1 mRNA is increased at age 8 weeks in aortic arch (Arch) and

thoracic aorta (TA) of the Apoe−/− mouse (hatched bars) compared with wild-type C57Bl/6 mice

(black bars). n = 2 samples of aortic segments pooled from 3 to 4 mice each. *P ≤ 0.05 compared

with corresponding wild-type aorta. B: Primary mouse SMCs were incubated in 10% FBS in

absence or presence of ApoE3. mRNA levels for Col8a1 were decreased with ApoE3 treatment,

whereas levels for Col8a2 were much lower than α1 and were not affected by ApoE3

treatment. n = 2 experiments. *P ≤ 0.05 compared with FBS control.

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Figure 2.4

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Figure 2.4 Atherosclerotic plaque size and total plaque burden does not differ between Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice.

Representative longitudinal sections of aortic arches from Col8+/+;Apoe-/- and Col8-/-;Apoe-/-

mice after 6 weeks (A) or 12 weeks (B) of an atherogenic diet. C: Plaque area was measured in

the lesser curvature of the aortic arch after an atherogenic diet at 6 weeks in Col8+/+;Apoe-/-v(n =

13) and Col8-/-;Apoe-/- (n = 17) mice or at 12 weeks in Col8+/+;Apoe-/- (n = 13) and Col8-/-;Apoe-/-

(n = 15) mice. D: Plaque area was measured in the brachiocephalic artery at 6 weeks in

Col8+/+;Apoe-/- (n = 8) and Col8-/-;Apoe-/- (n = 12) mice or at 12 weeks in Col8+/+;Apoe-/- (n =

11) and Col8-/-;Apoe-/- (n = 6) mice. E: Plaque area was measured in the left common carotid

artery at 6 weeks in Col8+/+;Apoe-/- (n = 9) and Col8-/-;Apoe-/- (n = 9) mice or at 12 weeks in

Col8+/+;Apoe-/- (n = 10) and Col8-/-;Apoe-/- (n = 6) mice. Horizontal lines indicate the group

mean. F: The percentage of descending aorta surface area occupied by plaque was measured at 6

weeks in Col8+/+;Apoe-/- (n = 14) and Col8-/-;Apoe-/- (n = 13) mice or at 12 weeks in

Col8+/+;Apoe-/- (n = 11) and Col8-/-;Apoe-/- (n = 16) mice. Black bars represent values from

Col8+/+;Apoe-/- mice, and hatched bars represent values from Col8-/-;Apoe-/- mice.

Values are given as means ± SEM. Scale bars: 100 µm

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Figure 2.5

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Figure 2.5 SMC accumulation and proliferation are reduced in Col8-/-;Apoe-/- mice.

Representative longitudinal sections of the lesser curvature of the aortic arch after 12 weeks of

an atherogenic diet and stained with antibody against a-smooth muscle actin (A) or antibody

against Mac-2 to label macrophages (B), along with their respective negative controls. C:

Percentage of plaque area stained positive for SMA at 6 weeks in Col8+/+;Apoe-/- (n = 11) and

Col8-/-;Apoe-/- (n = 10) mice or at 12 weeks in Col8+/+;Apoe-/- (n = 9) and Col8-/-;Apoe-/- (n = 8)

mice. *P ≤ 0.05 comparing genotypes at the same time point. D: Percentage of plaque area

stained positive for Mac-2 at 6 weeks in Col8+/+;Apoe-/- (n = 13) and Col8-/-;Apoe-/- (n = 13)

mice or at 12 weeks in Col8+/+;Apoe-/- (n = 7) and Col8-/-;Apoe-/- (n = 8) mice. E: Percentage of

proliferating cells at 6 weeks in Col8+/+;Apoe-/- (n = 8) and Col8-/-; Apoe-/- (n = 11) mice or at 12

weeks in Col8+/+;Apoe-/- (n = 13) and Col8-/-;Apoe-/- (n = 7) mice. *P ≤ 0.05 comparing

genotypes at the same time point. F: Percentage of apoptotic cells at 6 weeks in Col8+/+;Apoe-/-

(n = 7) and Col8-/-;Apoe-/-(n = 12) mice or at 12 weeks in Col8+/+;Apoe-/- (n = 9) and Col8-/-

;Apoe-/- (n = 8) mice. Black bars represent values from Col8+/+;Apoe-/- mice, and hatched bars

represent values from Col8-/-;Apoe-/- mice. Values are given as means ± SEM. Scale bars:

100µm.

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Figure 2.6

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Figure 2.6 Matrix accumulation and fibrous cap thickness are decreased, and plaque necrotic core size is increased in plaques from Col8-/-;Apoe-/- mice.

Representative longitudinal sections of plaques from the lesser curvature of the aortic arch after

12 weeks of an atherogenic diet and stained with PSR to label collagen (A) or Verhoeff-van

Gieson to label elastin (B). C: Percentage of plaque area stained positive with PSR at 6 weeks in

Col8+/+;Apoe-/- (n = 12) and Col8-/-;Apoe-/- (n = 13) mice or at 12 weeks in Col8+/+;Apoe-/- (n =

9) and Col8-/-;Apoe-/- (n = 8) mice. D: Fibrillar collagen content, measured as birefringence via

PolScope at 6 weeks in Col8+/+;Apoe-/- (n = 12) and Col8-/-;Apoe-/- (n = 13) mice or at 12 weeks

in Col8+/+;Apoe-/- (n = 9) and Col8-/-;Apoe-/- (n = 8) mice. E: Percentage of elastin-positive

plaque area at 6 weeks in Col8+/+;Apoe-/- (n = 7) and Col8-/-;Apoe-/- (n = 15) mice or at 12 weeks

in Col8+/+;Apoe-/- (n = 8) and Col8-/-;Apoe-/- (n = 7) mice. F: Relative fibrous cap thickness in

Col8+/+;ApoE-/- (n = 11) and Col8-/-;Apoe-/- (n = 8) mice at 12 weeks. G: Percentage of plaque

occupied by necrotic core in Col8+/+;Apoe-/- (n = 12) and Col8-/-;Apoe-/- (n = 10) mice at 12

weeks. Black bars represent values from Col8+/+;Apoe-/- mice, and hatched bars represent values

from Col8-/-;Apoe-/- mice. Values are given as means ± SEM. C-G: *P ≤ 0.05 comparing

genotypes at the same time point. H: Classification of lesions found at 12 weeks in

Col8+/+;Apoe-/- (n = 15) and Col8-/-;Apoe-/- (n = 16) mice. Scale bars: 100 µm.

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Figure 2.7 Fibrillar collagen content is decreased in the plaques from Col8−/−;Apoe−/− mice.

Representative images from the Abrio PolScope of plaques from Col8+/+;Apoe−/− mice (A)

and Col8−/−;Apoe−/−mice (B). The rainbow colored box is a heat map illustrating the degree of

retardance caused by birefringent fibrillar collagen. Images are pseudo-colored to indicate the

amount of retardance due to birefrigent fibrillar collagen, with blue corresponding to lower

retardance and red to higher retardance. The region of interest used for measurement is overlaid

with a red mask. C–E: Type I collagen was decreased in the plaques from Col8−/−;Apoe−/− mice.

Immunostaining for type I collagen at 12 weeks in plaques from Col8+/+;Apoe−/− mice (C)

and Col8−/−;Apoe−/− mice (D). C: Scale bar = 100 μm. E: Percentage of plaque area stained

positive for type I collagen at 12 weeks. Black bar represents values from Col8+/+;Apoe−/− mice,

and hatched bar represents values from Col8−/−;Apoe−/− mice. Values are given as means ± SEM.

*P ≤ 0.05 comparing genotypes.

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Figure 2.8 Plaque in situ gelatinase activity is decreased in Col8-/-;Apoe-/- mice.

Representative longitudinal sections of plaques in the aortic arch from Col8+/+;Apoe-/- mice (A)

or Col8-/-;Apoe-/- mice (B) after 12 weeks of an atherogenic diet. Bright green fluorescence

represents the area of gelatinase activity (arrow in A). C: Average ranked score of gelatinase

activity in the plaques. Black bars represent values from Col8+/+;Apoe-/- mice (n = 6), and

hatched bars represent values from Col8-/-;Apoe-/- mice (n = 8). *P ≤ 0.05 comparing genotypes.

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Table 2.1 Data for Uninjured Femoral Arteries

Variable Col8+/+ mice (n = 4) Col8−/− mice (n = 4)

Medial cell number

58.7 ± 10.3

54.2 ± 4.3

Medial area (μm2)

11849 ± 1087

10202 ± 665

Diameter (μm)

315.8 ± 9.5

312.8 ± 9.3

Values represent means ± SEM

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Table 2.2 Systemic Variables for Mice Fed an Atherogenic Diet

Duration of atherogenic diet

6 Weeks 12 Weeks

Variable Col8+/+;Apoe-/- Col8-/-;Apoe-/- Col8+/+;Apoe-/- Col8-/-;Apoe-/-

Mean arterial

pressure (mmHg)

66.3 ± 3.6 (n = 8)

61.3 ± 2.1 (n = 8)

70.4 ± 2.8 (n = 8)

66.4 ± 2.1 (n = 8)

Heart rate

(beats/minute)

491 ± 19 (n = 8)

455 ± 14 (n = 8)

523 ± 28 (n = 8)

487 ± 14 (n = 8)

Body weight (g)

25.4 ± 1.1 (n = 15)

27.0 ± 0.9 (n = 18)

30.0 ± 1.1 (n = 13)

31.8 ± 1.3 (n = 17)

Plasma triglyceride

concentration

(mmol/L)

1.45 ± 0.16 (n = 9)

1.65 ± 0.19 (n = 12)

1.64 ± 0.09 (n = 10)

1.78 ± 0.16 (n = 13)

Plasma cholesterol

concentration

(mmol/L)

16.8 ± 1.2 (n = 9)

22.1 ± 1.3* (n = 12)

16.3 ± 1.0 (n = 10)

19.0 ± 1.2 (n = 13)

Values represent means ± SEM. Sample size is indicated in parentheses. *P ≤ 0.05

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Chapter 3: Deficiency in type VIII collagen leads to atherosclerotic plaque instability

This work is being submitted for publication in August 2015 with the following title: “Type VIII

Collagen Reduces Inflammation and Plaque Instability and Promotes Plaque Stiffness in

Advanced Atherosclerosis”. The author list is as follows: Joshua Lopes BSc, Lindsay Davis

BSc, Gregory Raczkowski BSc, Hangjun Zhang MD, Guangpei Hou MD, Scott Heximer PhD,

Susan Lessner PhD and Michelle Bendeck PhD.

The experiments on plaque delamination (Figures 3.1 & 3.10 and Table 3.3) were conducted by

the lab of Dr. S. Lessner.

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3.1 Introduction

Type VIII collagen is expressed in the fibrous cap and plaque shoulder region in animals

models of atherosclerosis and in human plaques. 262-264, 266 These regions are susceptible to

rupture. In the experiments reported in Chapter 2 of this thesis, the effects of type VIII collagen

in the in vivo progression of atherosclerosis were studied using a mouse deficient in both type

VIII collagen and apolipoprotein E (Col8-/-;Apoe-/-).294 Plaques from Col8-/-;Apoe-/- mice showed

reduced SMC accumulation and fibrillar type I collagen content. Additionally, plaques from

these mice exhibited reduced fibrous cap thickness and increased lipid-rich necrotic core area,

features common in plaques that are prone to rupture. It remains to be determined whether

plaques from Col8-/-;Apoe-/- mice progress to more complicated lesions exhibiting all features of

plaques which are prone to rupture.

Catastrophic plaque rupture is rare and difficult to detect in mouse models of

atherosclerosis.87 Consequently histological features such as reduced or cleaved collagen, low

SMC content, high macrophage content, large necrotic cores, thinned fibrous caps, breaks in the

fibrous cap or presence of buried fibrous caps are used as markers of plaque instabi lity in mice.18,

89, 90, 202 Other studies have assessed plaque instability by measuring the amount of mechanical

force required to delaminate plaques.312 Lessner and colleagues report a methodology for

measurement of the adhesive strength between the atherosclerotic plaque and the underlying

vessel wall, and for measurement of plaque stiffness.313 Energy release rates required to

delaminate plaques in Apoe-/- mice have been measured previously and are correlated with

plaque collagen content.314

We hypothesize that deletion of type VIII collagen results in the formation of

mechanically unstable atherosclerotic plaques. Work presented in this chapter show that features

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such as elevated macrophage accumulation, thinned fibrous caps, increased collagen cleavage,

breaks in the elastic lamellae, and buried or broken fibrous caps were found in plaques from

Col8-/-;Apoe-/- mice on diet for 24 weeks. Using a plaque classification system based on Virmani

et al,302 the greatest percentage of plaques in Col8-/-;Apoe-/- mice contained features associated

with thin fibrous cap atheromas. This study shows that although energy release rate values

remained unchanged between genotypes, there is a reduction in plaque stiffness in Col8-/-;Apoe-/-

mice on diet for 26 weeks.

3.2 Materials and Methods

All animal experiments were conducted in compliance with the guidelines of the Canada

Council on Animal Care, and with the approval of the University of Toronto Animal Care

Committee. All products were purchased from Sigma-Aldrich, unless specified otherwise.

3.2.1 Generation of Col8+/+;Apoe-/- and Col8-/-;Apoe-/- Mice

Starting at 8-12 weeks of age, mice were fed an atherogenic diet consisting of 1.25%

cholesterol and 40% kCal of fat by weight (Research Diets Inc., D12108C)77 for another 24 or 26

weeks. Euthanasia, perfusion fixation and vessel isolation, measurement of mean arterial

pressure and plasma lipid analysis were conducted as described in chapter 2.

3.2.2 Histological assessment of atherosclerosis

Plaque burden in the descending aorta, immunolabeling for SMA and Mac2 in the aortic

arch were performed as described in chapter 2. Staining with picosiruis red, Movat’s

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pentachrome, and Ki67, and TUNEL were performed, and plaque sectional area, fibrous cap

thickness, and necrotic core area were measured as described in chapter 2. Plaque morphological

characteristics were assessed using PSR, Movat’s, SMA, and Mac-2 stained longitudinal

sections. Buried fibrous caps as well as breaks in the fibrous cap and elastic lamina were

assessed in Movat’s pentachrome stained sections. Plaques were divided into 4 categories:

pathological intimal thickening, fibrous cap atheroma, thin fibrous cap atheroma, and

fibrocalcific plaque.

Detection of cleaved collagen in aortic arch sections was conducted using Col 2 3/4short

(1:100; #50-1035 Ibex Pharmaceuticals Inc., Mont Royal, QC) primary antibody. Slides were

then incubated in species specific biotinylated secondary antibodies (1:500, B2770 Invitrogen)

and developed as in section 2.2.9. For SMC or macrophage specific proliferation studies, aortic

arch samples were deparaffinised and rehydrated as above, followed by blocking in 1% BSA

(BioShop #9048-46-8). Samples were first incubated in primary antibodies directed against SMA

(1:250) or Mac2 (1:100) for 1 hour at room temperature, followed by incubation in anti-Ki67

antibody (1:50; ab15580 Abcam Inc.) overnight at 4°C. Slides were incubated in species specific

secondary antibody (SMA: 1:200 Alexa Flour 568, A11004, Invitrogen; Mac2: 1:200 Alexa

Fluor 568, A11077, Life Technologies; Ki67: 1:100 Alexa Fluor 488, Life Technologies).

Sections were then counterstained in Hoescht 33258 diluted 1:5000 in PBS, and mounted in

Prolong Gold Antifade (P36930, Invitrogen). Plaque images were analyzed using a Nikon E600

Epifluorescence Microscope using blue, red, and green channel filter sets with excitation of 340

to 380 nm and emission of 435 to 485 nm, excitation of 510 to 560 nm and emission of 590 nm,

and excitation of 465 to 495 nm and emission of 515 to 555 nm, respectively. Images were

acquired using a DS-Fi1 camera and exposure time set to 300ms and gain set to 1.00, or

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exposure time set to 600ms and gain set to 1.00, or exposure time set to 800ms and gain set to

1.40, in the blue, red, and green channel, respectively. All measurements were performed by a

single individual blinded to the genotype of the mice.

3.2.3 Specimen preparation and plaque delamination experiments

These experiments were completed in collaboration with the laboratory of Dr. Susan

Lessner (University of South Carolina). Four Col8+/+;Apoe-/- and seven Col8-/-;Apoe-/- mice fed

an atherogenic diet for 26 weeks were used for this experiment. Animals were sacrificed via CO2

asphyxiation, perfused with heparinized normal saline for 5 minutes at physiological pressure

and dissected to expose the aorta. Plaques along the descending aorta were exposed by

longitudinal cutting of the vessel.

Experimental details and data processing can be found in Wang et al.313 Briefly, loading-

unloading peeling cycles were performed to acquire local energy release rate (G) values. These

G values are calculated by determining the energy required to delaminate a plaque in one peeling

cycle and dividing that by the newly exposed area uncovered during that cycle. Local G values

were collected stepwise from the proximal edge of the plaque as delamination continued. Once

delamination was complete, plaques were fixed in 10% neutral buffered formalin, embedded in

paraffin and transversely sectioned in 7µm increments. Plaque sections were subsequently

stained using Masson’s trichrome. Plaque stiffness was calculated by determining the slope of

the load-displacement curve at the linear region of the loading phase. Failure load was calculated

by measuring load after initiation of tearing (see Figure 3.1).

3.2.4 Statistical analysis

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Sigmaplot 11.0 (SyStat Software Inc.) was used to carry out all statistical analyses.

Student’s t-test was performed to measure pairwise differences between the genotypes. The

Mann-Whitney U non-parametric test was used to analyze data that did not fit a normal

distribution. For plaque delamination data, a Shapiro-Wilk test was used to determine if data did

not fit a normal distribution.

3.3 Results

3.3.1 Plaque size and burden do not differ between genotypes

No differences in body weight, mean arterial pressure, plasma triglycerides or plasma

cholesterol levels were present between genotypes (Table 3.1). Atherosclerotic plaque area was

measured in longitudinal sections of the aortic arch along the lesser curvature between the

brachiocephalic and left subclavian artery branch points. No difference in plaque area was

observed in Col8-/-;Apoe-/- mice on diet for 24 weeks (Figure 3.2A). Total plaque burden was

measured along the length of the descending aorta by determining the percentage of aortic

surface area occupied by Oil Red O stained plaque. No difference in plaque burden was observed

between genotypes (Figure 3.2B). Representative images of Oil Red O stained descending aortae

are shown in Figure 3.2C.

3.3.2 Macrophage accumulation is increased in plaques from Col8-/-

;Apoe-/- mice

We previously showed that deletion of type VIII collagen in Apoe-/- mice on diet for 6

and 12 weeks reduced smooth muscle cell content (Chapter 2).294 To determine whether there

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were differences in cellular composition of the lesions in Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice

at 24 weeks, we immunolabelled SMCs and macrophages using antibodies against SMA and

Mac2, respectively. Representative images are shown in Figure 3.3, A (SMCs) and B

(macrophages). Quantification of the images revealed that there was no difference in SMC

accumulation between genotypes (Figure 3.3C). By contrast macrophage accumulation was

increased 4-fold in plaques from Col8-/-;Apoe-/- mice compared to Col8+/+;Apoe-/- mice (P ≤

0.05) (Figure 3.3D). Ki67 is a nuclear antigen used to label proliferating cells. The percentage of

Ki67-positive cells was increased by 3-fold in plaques from Col8-/-;Apoe-/- mice compared to

Col8+/+;Apoe-/- controls (P ≤ 0.05) (Figure 3.3E). TUNEL labelling revealed no differences in

cell apoptosis between genotypes (Figure 3.3F).

To determine whether SMCs or macrophages were proliferating, dual immunolabelling

of SMA and Ki67 or Mac2 and Ki67 was performed. Representative images of dual SMA-Ki67

and Mac2-Ki67 are shown in Figure 3.4A and 3.5A, respectively. No difference in the number of

dual positive SMA-Ki67 cells was observed between genotypes (Figure 3.4B). There was a trend

towards an increase in dual Mac2-Ki67 positive cells in plaques from Col8-/-;Apoe-/- mice

compared to Col8+/+;Apoe-/- mice (Figure 3.5B). Negative control images are shown in Figure

3.6. Taken together this data suggests that the increase in macrophage accumulation is in part

due to increased macrophage proliferation.

3.3.3 Matrix content is similar in Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice

Our previous work showed that collagen content was reduced after 6 and 12 weeks on

atherogenic diet, and elastin content reduced after 6 weeks on diet in Col8-/-;Apoe-/- mice. To

measure extracellular matrix composition at late lesion time points, aortic arches were stained

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with either PSR to label collagen fibers red (Figure 3.7A), or Movat’s pentachrome to label

elastin fibers black (Figure 3.7B). The percentage of plaque area stained positive for collagen

was not different between genotypes (Figure 3.7C). Fibrillar collagen content and organization

within plaques was assessed by measuring collagen fiber birefringence using PolScope. No

difference in birefringent fibrillar collagen content was observed comparing Col8+/+;Apoe-/- and

Col8-/-;Apoe-/- mice (Figure 3.7D). Similarly, no difference in elastin content was observed

comparing genotypes (Figure 3.7E).

3.3.4 Plaques from Col8-/-;Apoe-/- mice show reduced fibrous cap

thickness and increased breaks in the elastic lamellae

The presence of thinned fibrous caps, large necrotic cores, buried fibrous caps, breaks in

the fibrous cap, and breaks in the elastic lamellae are histological features that have been

validated as indicators of plaque instability.89, 90 There was a reduction in fibrous cap thickness

comparing Col8-/-;Apoe-/- mice to Col8+/+;Apoe-/- mice (Figure 3.7F). A 2-fold increase in the

number of breaks in the internal elastic lamella was noted in longitudinal sections of the aortic

arch of Col8-/-;Apoe-/- mice compared to Col8+/+;Apoe-/- mice (Table 3.2). No difference in the

numbers of buried fibrous caps and the numbers of breaks in the fibrous cap were observed

between genotypes (Table 3.2). No difference in necrotic core area was observed between

genotypes (Figure 3.7G).

3.3.5 Plaques from Col8-/-;Apoe-/- mice have increased cleaved

collagen

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Increased collagen degradation by plaque macrophages is associated with plaque

instability.202 Plaques from Col8-/-;Apoe-/- mice after 24 weeks on high fat diet show greater

macrophage accumulation than Col8+/+;Apoe-/- mice (Figure 3.3D). Given this, we hypothesized

that plaques from these mice would contain greater levels of cleaved type I collagen. To assess

this we utilized an antibody that targets the epitope of collagenase cleaved type I collagen, Col 2

3/4short. Representative longitudinal sections of the aortic arch stained with Col 2 3/4short

antibody, along with negative controls (incubated in blocking solution only), are shown in Figure

3.8A. Plaques from Col8-/-;Apoe-/- mice show a 2-fold increase in the area stained positive for

cleaved collagen (Figure 3.8B).

3.3.6 The majority of plaques from Col8-/-;Apoe-/- mice are thin

fibrous cap atheromas

Plaque pathological assessment was carried out based on a classification system

described by Virmani et al.302 In Col8-/-;Apoe-/- mice, the greatest percentage of plaques had

features associated with thin fibrous cap atheromas (37.5%, versus 20% in Col8+/+;Apoe-/- mice).

Conversely, the greatest percentage of plaques in Col8+/+;Apoe-/- mice displayed features of

pathological intimal thickening (40%, versus 31.25% in Col8-/-;Apoe-/- mice) (Figure 3.9).

Plaques from Col8-/-;Apoe-/- mice had a reduced percentage of fibrocalcific plaque (6.25%)

compared to their control Col8+/+;Apoe-/- counterpart (20%) (Figure 3.9). Taken together this

data suggests that overall, plaques in Col8-/-;Apoe-/- mice might be more prone to rupture.

3.3.7 Stiffness is reduced in plaques from Col8-/-;Apoe-/- mice

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A reduction in plaque stiffness was observed in Col8-/-;Apoe-/- mice (3.69 N/m) compared

to Col8+/+;Apoe-/- mice (4.65 N/m). No difference in failure load was reported between

genotypes. A histogram illustrating the distribution of G-values along with a scatterplot of

individual G-values and their corresponding total exposed area is shown in Figure 3.10A and B.

No difference in local energy release rate was observed between genotypes. A summary of the

G-values, plaque stiffness and failure load is shown in Table 3.3.

3.4 Discussion

In this chapter, it is reported that absence of type VIII collagen in Apoe-/- mice on

atherogenic diet for 24 weeks resulted in increased macrophage accumulation. No differences in

SMC content or extracellular matrix content were observed comparing plaques from

Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice on diet for 24 weeks. Interestingly, plaques from Col8-/-

;Apoe-/- mice on diet for 6 or 12 weeks displayed reduced SMC content and fibrillar type I

collagen content compared to controls (see Chapter 2).294 The difference in results between early

and late plaques could be explained by compensatory mechanisms that occur during

atherosclerotic plaque development which may contribute to increased SMC infiltration into the

lesions and subsequent matrix deposition. For example, elevated macrophage accumulation in

Col8-/-;Apoe-/- mice over time can result in elevated inflammatory cytokine levels, which could

subsequently lead to increased SMC accumulation in the intima.315

The increase in macrophage content in Col8-/-;Apoe-/- mice on diet for 24 weeks could be

due to an increase in macrophage proliferation, recruitment, or survival. Since no difference in

the number of TUNEL positive cells was observed between genotypes, reduced macrophage

apoptosis is unlikely to be the reason for the increase in macrophage accumulation observed in

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plaques from Col8-/-;Apoe-/- mice. Elevated Ki67 positive cell counts are observed in plaques

from Col8-/-;Apoe-/- mice on diet for 24 weeks. Dual immunolabelling of Mac2-Ki67 revealed a

trend towards an increase in macrophage proliferation in plaques from Col8-/-;Apoe-/- mice.

Previous studies have confirmed that in advanced plaques, elevated macrophage accumulation is

due to local proliferation rather than recruitment from the bloodstream.52 Taken together, this

suggests that this increase in macrophage content is likely due to increased proliferation and not

recruitment. The reason for increased macrophage accumulation over time is still unknown

however, preliminary evidence presented in this thesis (see Appendix) and in other studies148, 260,

282 suggest that loss of type VIII collagen results in impaired collagen fiber formation. This in

turn may increase pro-inflammatory epitope exposure resulting in increased macrophage

recruitment or proliferation in the atherosclerotic plaques, similar to the development of certain

forms of arthritis.316 Although macrophages express type VIII collagen in vivo266 in the

atherosclerotic plaque, the functional significance of this expression has not been determined.

This is addressed in Chapter 4.

Fibrous cap thickness was reduced in plaques from Col8-/-;Apoe-/- mice on diet for 24

weeks. Accordingly, pathological assessment of plaques from Col8-/-;Apoe-/- mice also showed

that the greatest percentage of plaques were thin fibrous cap atheromas. SMC content and

fibrillar collagen content did not differ between genotypes. Therefore, the decrease in fibrous cap

thickness is not due to reduced SMC content or collagen content. Increased collagen degradation

is a probable explanation for thinning of the fibrous cap in Col8-/-;Apoe-/- mice. In accordance

with this, plaques from Col8-/-;Apoe-/- mice have increased levels of cleaved collagen which

localized to the fibrous cap region. High levels of cleaved collagen are the result of elevated

collagenolytic enzymes and are a feature of vulnerable plaques.202

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Reduced fibrous cap formation is a characteristic feature observed in plaques from Col8-/-

;Apoe-/- mice at both 12 and 24 weeks on diet. The mechanism by which this occurs is quite

different between the two time points. Plaques from Col8-/-;Apoe-/- mice on diet for 12 weeks

show reduced fibrous cap development due to a decrease in SMC infiltration or extracellular

matrix expression. After 24 weeks on diet the increase in features associated with plaque

instability in Col8-/-;Apoe-/- mice may be due instead to an increase in macrophage accumulation

and subsequently an increase in matrix degrading enzymes (i.e. elastases and collagenases) 66, 317,

rather than lack of SMC infiltration.

Plaques from Col8-/-;Apoe-/- mice on diet for 24 weeks showed an increase in a number of

morphological features linked to plaque instability. There was an increase in the number of

breaks in the elastic lamellae, as well as a 1.5-fold trend towards increases in the number of

buried fibrous caps and breaks in the fibrous cap in plaques from Col8-/-;Apoe-/- mice. Johnson et

al report that buried fibrous caps are indicative of fibrous caps that have previously undergone

injury and subsequently healed.90 This is in line with the work presented in Chapter 2 showing

reduced fibrous cap formation in plaques from Col8-/-;Apoe-/- mice on diet for 12 weeks.294

Together, these data suggest that somewhere between the 12 and 24 week atherogenic diet time

point, fibrous cap integrity was lost more frequently in the Col8-/-;Apoe-/- mice compared to

control. Further examination of atherosclerotic plaques from Col8-/-;Apoe-/- mice on diet between

these two time points can draw insight into the failure mechanism of the fibrous cap in Col8-/-

;Apoe-/- mice.

Atherosclerotic plaque stability was assessed in Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice

on diet for 26 weeks using a validated method of plaque delamination to measure stiffness and

adhesion strength of the plaque. Stiffness was reduced in plaques from Col8-/-;Apoe-/- mice

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compared to Col8+/+;Apoe-/- mice. Stiffness is the result of a combination of material properties

and plaque geometry (thickness and width). There was no change in plaque size between the two

genotypes. Reduced fibrous cap thickness, increased cleaved collagen content, as well as

increased breaks in the elastic lamella suggest that the reduction in plaque stiffness is due to a

change in these material properties of the plaque. Additionally, if type VIII collagen is

responsible for fibrillar type I or III collagen formation148, 260, 282 then this aberrant matrix

arrangement may be responsible for reduced plaque stiffness in the Col8-/-;Apoe-/- mice.

The adhesion strength between the plaque and (internal elastic lamina) IEL was

measured in the plaque delamination experiments, but no differences in energy release rates were

observed between genotypes. Previous studies conducted by Lessner and colleagues report

similar G-values of (mean ± SD) 19.2 J/m2 ± 15.6 J/m2 and 24.5 J/m2 ± 18.7 J/m2 in Apoe-/- mice

on diet for 8 months.313, 314 Therefore, the values reported in this study are in agreement with

those published from previous studies however, differences in time points as well as diet must be

noted.

This study shows that deletion of type VIII collagen in advanced atherosclerotic plaques

results in increased macrophage accumulation. This in turn results in an increase in a number of

histological features linked to plaque instability such as thinned fibrous caps, buried caps and

breaks in the cap, breaks in the elastic lamellae, and increased cleaved collagen. This work is the

first to show that deletion of type VIII collagen results in decreased plaque stiffness. This

reduction in stiffness is likely due to changes in the material composition of the plaque caused by

excess collagen degradation and/or improper assembly. Taken together this work suggests that

type VIII collagen protects against atherosclerotic plaque rupture in advanced plaque.

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Acknowledgements

We would like to thank Dr. Bjorn Olsen for providing mice, Hangjun Zhang for

measurement of mean arterial pressure and heart rate, Graham Maguire and Dr. Phil Connelly for

the plasma lipid analysis, and Gregory Raczkowski, an undergraduate student working in our

laboratory, for histological analysis of the plaque data specifically Figure 3.3 C&D, and Figure

3.7 C-E.

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3.5 Tables and Figures

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Figure 3.1 A representative image of a raw load and displacement curve.

The area under the load-displacement curve represents the energy released during one

delamination cycle. The linear region depicted is used to determine the plaque stiffness for each

cycle. The failure load is the load at which tearing begins.

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Figure 3.2 Total plaque size is slightly elevated in Col8-/-;Apoe-/- mice while plaque burden

remains unchanged between genotypes.

A: Total plaque area was measured along the lesser curvature of the aortic arch in Col8+/+;Apoe-

/- (n=11) and Col8-/-;Apoe-/- (n = 12) mice on diet for 24 weeks. B: Percentage of aortic surface

area occupied by Oil Red O-stained plaque was measured in the descending aortas of

Col8+/+;Apoe-/- (n=10) and Col8-/-;Apoe-/- (n = 11) mice on diet for 24 weeks. Black bars

represent values from Col8+/+;Apoe-/- mice and hatched bars values from Col8-/-;Apoe-/-mice.

Values are given as means ± SEM. Representative images of atherosclerotic plaque burden (C)

of Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice. Scale bar = 10 mm.

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Figure 3.3

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Figure 3.3 Macrophage accumulation and proliferation are increased in plaques from Col8-

/-;Apoe-/- mice.

Representative images of plaque from longitudinal sections of the aortic arch of Col8+/+;Apoe-/-

and Col8-/-;Apoe-/- mice on diet for 24 weeks stained using antibodies against SMA to label SMC

(A) or antibodies against Mac2 to label macrophages (B). Negative control sections incubated

without primary antibodies are also shown. C: Percentage of plaque area stained positive for

SMA in Col8+/+;Apoe-/- (n = 13) and Col8-/-;Apoe-/- (n = 12) mice on diet for 24 weeks. D:

Percentage of plaque area stained positive for Mac2 in Col8+/+;Apoe-/- (n = 12) and Col8-/-;Apoe-

/- (n = 15) mice on diet for 24 weeks. E: Percentage of Ki67-positive proliferating cells in

Col8+/+;Apoe-/- (n = 10) and Col8-/-;Apoe-/- (n = 12) mice on diet for 24 weeks. F: Percentage of

TUNEL-positive apoptotic cells in Col8+/+;Apoe-/- (n = 11) and Col8-/-;Apoe-/- (n = 8) mice on

diet for 24 weeks. Black bars represent values from Col8+/+;Apoe-/- mice and hatched bars values

from Col8-/-;Apoe-/-mice. Values are given as means ± SEM. Scale bar = 100µm. *P ≤ 0.05

comparing genotypes.

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Figure 3.4 SMC proliferation does not differ between Col8+/+;Apoe-/- and Col8-/-;Apoe-/-

mice.

A: Representative images of plaque from longitudinal sections of the aortic arch of

Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice on diet for 24 weeks counterstained with Hoescht

(nuclei), stained with SM α-actin (SMC) and Ki67 (proliferating cells). Co-registered images are

also shown. Arrows indicate proliferating SMC, positive for Hoechst, SMA and Ki67. B:

Percentage of proliferating SMC from Col8+/+;Apoe-/- (n = 10) and Col8-/-;Apoe-/- (n=17) mice

on diet for 24 weeks. Black bars represent values from Col8+/+;Apoe-/- mice and hatched bars

values from Col8-/-;Apoe-/-mice. Values are given as means ± SEM. Scale bar = 100µm.

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Figure 3.5 Macrophage proliferation slightly increased in plaque from Col8-/-;Apoe-/- mice.

A: Representative images of plaque from longitudinal sections of the aortic arch of

Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice on diet for 24 weeks counterstained with Hoescht

(nuclei), stained with Mac2 (macrophages) and Ki67 (proliferating cells). Co-registered images

are also shown. Arrows indicate proliferating macrophages, positive for Hoechst, Mac2 and

Ki67. B: Percentage of proliferating macrophages from Col8+/+;Apoe-/- (n = 13) and Col8-/-

;Apoe-/- (n=17) mice on diet for 24 weeks. Black bars represent values from Col8+/+;Apoe-/- mice

and hatched bars values from Col8-/-;Apoe-/-mice. Values are given as means ± SEM. Scale bar =

100µm.

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Figure 3.6 Representative negative control images for dual SMA-Ki67 and Mac2-Ki67

immunolabelling.

The first two columns on the left are images of sections that stained positive for either SMA or

Mac2, along with the corresponding Ki67-positive section, and Hoescht counterstain. The last

column on the right shows the negative control sections along with the corresponding Hoescht

counterstain.

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Figure 3.7

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Figure 3.7 Fibrous cap thickness reduced in Col8-/-;Apoe-/- mice. Representative images of

plaque from longitudinal sections of the aortic arch of Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice on

diet for 24 weeks stained with picosirius red to label collagen (A) and Movat’s pentachrome to

label elastin (B). C: Percentage of plaque area stained positive for collagen in Col8+/+;Apoe-/- (n

= 12) and Col8-/-;Apoe-/- (n = 12) mice on diet for 24 weeks. D: Measurement of fibrillar

collagen content as determined by total birefringence in Col8+/+;Apoe-/- (n = 12) and Col8-/-

;Apoe-/- (n = 13) mice on diet for 24 weeks. E: Percentage of plaque area stained positive for

elastin in Col8+/+;Apoe-/- (n = 11) and Col8-/-;Apoe-/- (n = 11) mice on diet for 24 weeks. F:

Relative fibrous cap thickness in plaques from Col8+/+;Apoe-/- (n = 15) and Col8-/-;Apoe-/- (n =

19) mice on diet for 24 weeks. *P ≤ 0.05 comparing genotypes. G: Percentage of plaque area

occupied by necrotic core from Col8+/+;Apoe-/- (n = 13) and Col8-/-;Apoe-/- (n = 13) mice on diet

for 24 weeks. Black bars represent values from Col8+/+;Apoe-/- mice and hatched bars values

from Col8-/-;Apoe-/-mice. Values are given as means ± SEM. Scale bar = 100µm.

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Figure 3.8 Increased cleaved collagen is observed in plaque from Col8-/-;Apoe-/- mice.

A: Representative images of plaque from longitudinal sections of the aortic arch of

Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice on diet for 24 weeks stained using an antibody against

cleaved collagen. Negative control sections incubated without primary antibody are also shown.

B: Percentage of plaque area stained positive for cleaved collagen in Col8+/+;Apoe-/- (n = 11) and

Col8-/-;Apoe-/- (n = 13) mice on diet for 24 weeks. *P ≤ 0.05 comparing genotypes. Black bars

represent values from Col8+/+;Apoe-/- mice and hatched bars values from Col8-/-;Apoe-/-mice.

Values are given as means ± SEM. Scale bar = 100µm.

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Figure 3.9 Majority of plaques found in Col8-/-;Apoe-/- mice are thin fibrous cap atheromas.

Classification of plaques found along the aortic arch of for Col8+/+;Apoe-/- (n = 15) and Col8-/-

;Apoe-/- (n = 16) mice on diet for 24 weeks. Majority of plaques found in Col8+/+;Apoe-/- mice

were pathological intimal thickening (40%), while the majority of plaques found in Col8-/-;Apoe-

/- mice were thin fibrous cap atheromas (37.5%).

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Figure 3.10 Local energy release rate remains unchanged between genotypes.

Distribution of local energy release rate, G, (A) for Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice. For

both genotypes, the distribution is positively skewed. Energy release rate, G, versus total

exposed area (B) for both Col8+/+;Apoe-/- (n = 17) and Col8-/- ;Apoe-/- (n = 22) mice. Each point

represents one delamination cycle. Mean G-value Col8+/+;Apoe-/- mice = 15.4 J/m2, mean G-

value Col8-/-;Apoe-/- mice = 16.2 J/m2. Grey values represents points from Col8+/+;Apoe-/- mice

and black values represent data from Col8-/-;Apoe-/-mice.

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Table 3.1 Data for Mice Fed an Atherogenic Diet for 24 Weeks

Genotype Col8+/+;Apoe-/- Col8-/-;Apoe-/-

Mean Arterial Pressure

(mmHg)

82.43±4.28

(n=7)

73.13±2.66

(n=8)

Heart Rate (beats/min)

586.86±24.66

(n=7)

525.25±18.59

(n=8)

Body Weight (g)

30.87±1.08

(n=15)

32.38±0.95

(n=16)

Plasma triglyceride

concentration (mmol/L)

1.46±0.10

(n=13)

1.52±0.14

(n=13)

Plasma cholesterol

concentration (mmol/L)

15.63±1.25

(n=13)

17.96±1.60

(n=13)

Values indicate means ± SEM. Sample sizes are noted in parentheses.

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Table 3.2 Morphological Data Taken from Plaques of Mice on Diet for 24 Weeks

Genotype

Number of Buried

Fibrous Caps per

Plaque

Number of Breaks in

Fibrous Cap per

Plaque

Number of Breaks in

the Elastic Lamellae

Col8+/+;Apoe-/-

1.11 ± 0.24

(n = 18)

0.28 ± 0.11

(n = 18)

2.11 ± 0.36

(n = 18)

Col8-/-;Apoe-/-

1.61 ± 0.29

(n = 18)

0.39 ± 0.14

(n = 18)

4.22 ± 0.50*

(n = 18)

Values indicate means ± SEM. Sample sizes are noted in parentheses.

*P ≤ 0.05

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Table 3.3 Statistical Parameters for Energy Release Rate, Stiffness, and Failure Load

Values for Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice.

Statistical

Variable

Energy Release Rate (J/m2) Stiffness

(N/m)

Failure Load

(mN)

Col8+/+;Apoe-/- Col8-/-;Apoe-/- Col8+/+;Apoe-/- Col8-/-;Apoe-/- Col8+/+;Apoe-/- Col8-/-;Apoe-/-

Mean ± STD

15.4 ± 11.7

16.4 ± 18.8

4.65 ± 1.29

3.69* ± 1.51

6.37 ± 2.86

5.75 ± 2.63

*P ≤ 0.05

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Chapter 4: The deletion of type VIII collagen in bone marrow derived cells attenuates the accumulation of

elastin in the atherosclerotic plaque

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4.1 Introduction

Macrophages have diverse roles in the progression of atherosclerosis. In early plaques,

macrophages internalize native and modified lipoproteins retained in the subendothelium.

Oxidative stresses imposed on macrophages by these modified lipoproteins trigger activation of a

number of inflammatory pathways and cytokine production.51 For example, one recent study

showed that mitochondrial oxidative stress increases NF-κB activation leading to increased

MCP-1 production which results in elevated monocyte recruitment. In advanced atherosclerotic

plaque, modified lipids and lipoproteins retained in macrophages trigger apoptosis which further

contributes to growth of the necrotic core.53 Cytokines secreted by macrophages have been

shown to modulate a number of diverse pro- and anti-inflammatory responses on cells within the

vasculature (see Sit-Oufella et al).318 Inflammatory cytokine production by macrophages has

been shown to occur through activation of TLRs and NOD-like receptors.50 In addition to their

contribution to extracellular matrix degradation via MMPs for example319, they are able to

secrete extracellular matrix. In human atherosclerotic plaques, type VIII collagen was shown to

be localized to macrophages within the fibrous cap and plaque shoulder regions.262, 266, 292, 293

One study conducted by Weitkamp et al demonstrated that type VIII collagen is expressed by

macrophages in vitro and that treatment with lipopolysaccharide or IFNγ reduced expression of

type VIII collagen.266 Studies presented in chapters 2 and 3 of this thesis show that systemic

deletion of type VIII collagen resulted in no difference in macrophage accumulation in plaques

from Apoe-/- mice on diet for 6 or 12 weeks (see Chapter 2),294 however an increase in

macrophage accumulation was noted in plaques from Col8-/-;Apoe-/- mice on diet for 24 weeks

(see Chapter 3). This chapter will investigate the functional significance of type VIII collagen

expression by macrophages on atherosclerotic plaque progression.

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We hypothesize that deletion of type VIII collagen in bone marrow derived cells results

in decreased SMC and matrix accumulation in atherosclerotic plaques. To address this, sex-

mismatched bone marrow transplantation experiments were performed. Atherosclerotic plaque

from chimeric mice with type VIII collagen-deficient bone marrow showed no differences in

plaque size, cellular content or collagen content. However, a reduction in elastin content was

observed. Using a separate set of chimeric mice, we show that absence of differences observed

between genotypes may be due to insufficient time post-transplantation to achieve proper re-

constitution of donor bone marrow.

4.2 Materials and Methods

All animal experiments were conducted in compliance with the guidelines of the Canada

Council on Animal Care, and with the approval of the University of Toronto Animal Care

Committee. All products were purchased from Sigma-Aldrich, unless specified otherwise.

4.2.1 Bone marrow transplantation and atherosclerotic plaque

analysis.

Bone marrow transplantation was performed using sex mismatched pairs of

Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice. Littermate female mice were lethally irradiated (2 doses

of 550 centigray (cGy) separated by 2-4 hours, Cs-137 source) and reconstituted after 4 hours via

tail vein with 3 million bone marrow cells from femurs of male donor mice. Subsequently

transplanted mice were housed in a sterile, pathogen-free facility. The experimental groups were

as follows: female Col8+/+;Apoe-/- hosts receiving male Col8+/+;Apoe-/- bone marrow (control:

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Col8+/++/+ ), and female Col8+/+;Apoe-/- hosts receiving male Col8-/-;Apoe-/- bone marrow

(experimental: Col8-/-+/+ ).

Three weeks post-transplantation mice were placed on a sterile atherogenic diet

containing 1.25% cholesterol and 40% kCal of fat by weight (Research Diets Inc., D12108) for

12 weeks. The aortic sinus was embedded in paraffin and cut into 5µm sections. Plaque area was

assessed using PSR stained-sections. Mean arterial pressure measurement and plasma lipid

analysis, immunohistochemical labelling of smooth muscle cells, macrophages, and Ki67

positive cells, as well as matrix content was conducted as described in Chapter 2. Atherosclerotic

plaque present on aortic valve leaflets was excluded from analysis.

4.2.2 Assessment of male:female chimerism and flow cytometry

Assessment of bone marrow reconstitution was conducted via genomic DNA isolation

(PureLink, Life Technologies, #K1820-01) from peripheral blood leukocytes. Total DNA was

assayed by PCR amplification using primers for the marker of Y chromosomes, Sry (forward: 5’-

CGTGGTGAGAGGCACAAGT-3’ and reverse: 5’-AACAGGCTGCCAATAAAAGC-3’). PCR

reactions for the Sry gene were performed as follows: after 1 minute at 95°C, the reaction was

cycled 35 times at 94°C for 45 seconds, 55°C for 50 seconds and at 72°C for 1 minute.

In a separate set of experiments, bone marrow reconstitution was also assessed via flow

cytometric analysis in order to determine chimerism at 3, 6, and 8 weeks post-transplantation.

Three host CD45.2 female Apoe-/- mice were lethally irradiated and re-constituted with donor

CD45.1 male Apoe-/- mice as described in section 4.2.1. Saphenous vein bleeds were collected

from transplanted CD45.2 female Apoe-/- mice 3, 6, and 8 weeks post-transplantation and sent for

flow cytometric analysis (Robbins, C. University Health Network, Toronto, ON). Erythrocytes

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were lysed using BD fluorescence-activated cell sorting (FACS) lysing solution (BD

Biosciences). Peripheral blood leukocytes were stained using the following staining scheme:

GFP-FITC, CD3-phycoerythrin (T-cells), B220 peridinin chlorophyll protein complex (PerCP)-

Cy5.5 (B-cells), CD115-allophycocyanin (APC) (monocytes), Ly6C-pecy (monocyte sub-

populations), Ly6G-APCcy7 (neutrophils), CD45.2-ef450, CD45.1-a700. All antibodies were

used at a 1:100 dilution. Labelling was detected using a LSRII cytometer (BD Biosciences).

Flow cytometric analysis was conducted using FlowJo v8.8.6 software (Tree Star Inc.). Separate

vials were collected at each time point for peripheral leukocyte counts using a haemocytometer.

4.2.3 Statistical analysis.

Sigmaplot 11.0 (SyStat Software Inc.) was used to carry out all statistical analyses.

Student’s t-test was performed to measure pairwise differences between genotypes. The Mann-

Whitney U non-parametric test was used to analyze data that did not fit a normal distribution.

4.3 Results

4.3.1 Plaque area was similar in Col8+/++/+ and Col8-/-+/+ mice

Type VIII collagen is synthesized by macrophages both in vitro and in vivo.266 Type VIII

collagen deletion did not affect macrophage accumulation after 12 weeks on atherogenic diet

(Chapter 2)320 however, the data presented in Chapter 3 show an increase in macrophage

accumulation in plaques of Col8-/-;Apoe-/- mice on diet for 24 weeks. Also, it is possible that of

type VIII collagen production via macrophages exerts a paracrine effect on smooth muscle cells

to facilitate their infiltration into atherosclerotic lesions. To address this, we have generated bone

marrow chimeric mice re-constituted with either type VIII collagen deficient macrophages (Col8-

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/-+/+ ) or control type VIII collagen expressing macrophages (Col8+/++/+ ). No differences in

body weight, mean arterial pressure, heart rate, plasma triglycerides or plasma cholesterol levels

were noted between the two groups (Table 4.1). No difference in plaque area was observed

between groups (Figure 4.1).

4.3.2 Cellular composition of the plaque was similar in Col8+/++/+ and

Col8-/-+/+ mice

Immunohistochemical labelling of SMCs and macrophages within plaques from

Col8+/++/+ and Col8-/-+/+ mice is shown in Figure 4.2. SMA positive staining was

predominantly observed within the fibrous cap and vessel media of both groups (Figure 4.2A).

No differences in the percentage of SMA positive plaque area were observed between groups

(Figure 4.2C). Mac-2 positive staining was localized to the plaque shoulder region and fibrous

cap for both groups (Figure 4.2B). No differences in the percentage of Mac2 positive plaque area

were observed between groups (Figure 4.2D). Quantification of the percentage of Ki67-positive

cells revealed no difference in the number of proliferating cells between groups (Figure 4.2E).

4.3.3 Elastin content was reduced in plaques from Col8-/-+/+ mice

compared to Col8+/++/+ mice

To assess matrix content within aortic sinus plaque from Col8+/++/+ and Col8-/-+/+ mice,

PSR and Movat’s pentachrome staining were conducted. Representative PSR-stained aortic sinus

plaques from Col8+/++/+ and Col8-/-+/+ mice are shown in Figure 4.3A. Collagen content, as

measured by the area of PSR staining viewed under white light, was not different between

genotypes (Figure 4.3C). Representative Movat’s pentachrome stained aortic sinus plaques from

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Col8+/++/+ and Col8-/-+/+ mice are shown in Figure 4.3B. Elastin content as measured by the

area of black fiber staining was reduced in the plaques from Col8-/-+/+ mice. Proteoglycan

content, as measured by the area of blue-green stain, was not different between genotypes

(Figure 4.3E).

4.3.4 Donor bone marrow engraftment increases over time post-

transplant

In the experiments conducted here, mice began the 12-week atherogenic diet 3 weeks

post-transplantation. Previous myelo-ablation studies in our lab have used the same timing

scheme.188, 189 However, other studies using bone marrow transplantation to assess the role of

genetically modified myeloid-derived cells in atherosclerosis have waited 6 to 8 weeks post-

transplantation before beginning dietary manipulations.321, 322 It is possible that 3 weeks post-

transplantation is insufficient time to allow donor bone marrow cells to properly re-constitute. To

address this, our lab in collaboration with Dr. Clint Robbins (UHN, Toronto, ON) have generated

CD45.1 CD45.2 bone marrow chimeric Apoe-/- mice and assessed peripheral CD45.1 positive

leukocyte numbers at various time points post-transplantation. 3 weeks post-transplant, 86.57%

of total peripheral leukocytes isolated are donor CD45.1 positive (Table 4.2). After 6 and 8

weeks post-transplantation, the number of CD45.1 positive leukocytes increase to 90.80% and

94.33%, respectively (Table 4.2).

4.4 Discussion

The purpose of these studies was to determine whether type VIII collagen production by

macrophages affects macrophage accumulation or exerts a paracrine effect on SMCs and

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stimulates their infiltration. Deletion of type VIII collagen in bone marrow derived cells resul ted

in no differences in size, SMC content, or macrophage content of the atherosclerotic plaque. A

reduction in elastin content was observed in Col8-/-+/+ mice, however no difference in collagen

or proteoglycan content was noted. Plaque from Col8-/-;Apoe-/- mice did show a reduction in

elastin content after 6 weeks on diet, however no difference in elastin content was noted between

genotypes after 12 and 24 weeks on diet. This discrepancy between Col8-/-+/+ and Col8-/-;Apoe-/-

mice may be explained by a difference in elastin production between Col8+/+ and Col8-/- SMCs.

It is possible that in advanced atherosclerotic plaque, Col8-/- SMCs secrete higher levels of

elastin compared to Col8+/+ SMCs. SMCs are the predominant cells within plaques that are

responsible for elastin production.323 Although SMC genotype remains the same between both

groups, it is possible that deletion of type VIII collagen in macrophages creates a paracrine,

cytokine environment that favours reduced elastin synthesis or increased degradation. Cytokines

such as TGF-β1 and insulin growth factor (IGF)-1 are known to promote tropoelastin expression

(reviewed in Sproul and Argraves, 2013).324 IGF-1 for example is highly upregulated during

atherogenesis and is temporally correlated with aortic elastogenesis and ECM production within

the atherosclerotic plaque.325 Conversely, pro-inflammatory cytokines such as TNF-α and IL-1β

have been shown to decrease tropoelastin expression.324 Future experiments examining the

cytokine expression profile in plaques from Col8+/++/+ and Col8-/-+/+ mice can address this.

Macrophages are implicated in the degradation of elastin in atherosclerosis.317 This

decrease in elastin content may be due to an elevation in elastase activity from Col8-/-

macrophages within the plaque. Accordingly in Chapter 2, decreased elastin content was

observed in plaques from Col8-/-;Apoe-/- mice on diet for 6 weeks however, this could be due to a

reduction in SMC content observed in these plaques. In Chapter 3, increased breaks in the elastic

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lamellae were observed in advanced plaques from Col8-/-;Apoe-/- mice. Whether or not this was

due to elevated macrophage accumulation, or to the relative increase in elastase expression by

macrophages is still unknown. Further studies examining the expression of MMP-12, the

neutrophil elastase commonly expressed in plaque macrophages,326 in plaques from Col8-/-

;Apoe-/- and Col8-/-+/+ mice might help to explain these observations. Additionally, the levels of

elastin degradation products can be measured as a marker of elastin degradation.327 The

reduction in elastin content may also be due to the inability to form elastin fibers. Animal studies

have shown that type VIII collagen localizes to elastin microfibrils protruding from the internal

elastic lamina.291 It is possible that deletion of type VIII collagen near macrophage-rich sites,

impairs elastin formation and increases the likelihood of elastin degradation by macrophages.

The contribution of type VIII collagen from bone marrow derived cells in the vessel wall

is dependent upon the amount of type VIII collagen secreted by these cells relative to SMCs or

endothelial cells. Although Weitkamp et al showed that type VIII collagen is expressed by

macrophages, this study did not address the amount secreted.266 Future experiments designed to

determine absolute quantities of type VIII collagen production by macrophages relative to other

cells in the plaque can help to determine the contribution to plaque progression.

Given the small sample size used in these studies (n = 3-5) further animal studies will be

required in order to confirm the results shown here. The lack of differences between Col8+/++/+

and Col8-/-+/+ mice may be due to insufficient re-constitution of Col8-/- derived leukocytes into

the host animal, and therefore production of type VIII collagen by host macrophages. Analysis of

CD45.1 CD45.2 transplant mice showed that the levels of circulating peripheral donor

CD45.1-positive leukocytes increased from 86.57% at 3 weeks post-transplantation to 94.33% at

8 weeks post-transplantation. Therefore, we cannot rule out the possibility that due to less than

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complete bone marrow reconstitution, there is still sufficient production of type VIII collagen by

host macrophages that could be masking the effects of donor type VIII collagen-deficient

macrophages. Further analysis of atherosclerotic plaques at 8 weeks post-transplant is required in

order to confirm this.

These studies suggest that deletion of type VIII collagen in bone marrow derived cells

does not affect the accumulation of SMCs or alter the accumulation of macrophages. However, a

reduction in elastin content is observed, suggesting that type VIII collagen produced by

macrophages, regulates the abundance of elastin in the plaque. Whether or not this influences

stability of the atherosclerotic plaque has yet to be determined.

Acknowledgements

We would like to thank Dr. Bjorn Olsen for providing mice, Hangjun Zhang for

measurement of mean arterial pressure and heart rate, Graham Maguire and Dr. Phil Connelly for

the plasma lipid analysis. We thank Sherine Ensan and Dr. Clint Robbins for the flow cytometry

analysis.

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4.5 Tables and Figures

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Figure 4.1 No difference in plaque area observed between Col8+/++/+ and Col8-/-+/+ mice

Measurement of total aortic sinus plaque area in chimeric Col8+/++/+ (n=4) and Col8-/-+/+ mice

(n=5). No differences were observed between genotypes. Filled dots represent means ± SEM.

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Figure 4.2

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Figure 4.2 No difference in plaque cellular content is observed between Col8+/++/+ and

Col8-/-+/+ mice

Representative aortic sinus cross-sections from chimeric Col8+/++/+ and Col8-/-+/+ mice stained

with antibody against smooth muscle alpha actin (SMA) (A) and Mac-2 (B). Scale bar = 100 µm.

Measurement of the percentage of plaque area stained positive for SMA (C) in Col8+/++/+ (n=4)

and Col8-/-+/+ mice (n=4). Measurement of the percentage of plaque area stained positive for

Mac-2 (D) in Col8+/++/+ (n=3) and Col8-/-+/+ mice (n=4). Measurement of Ki67 positive

proliferating cells (E) Col8+/++/+ (n=4) and Col8-/-+/+ mice (n=5). Filled dots represent means

± SEM.

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Figure 4.3

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Figure 4.3. Elastin content reduced in aortic sinus plaques from Col8-/-+/+ mice

Representative aortic sinus cross-sections from chimeric Col8+/++/+ and Col8-/-+/+ mice stained

with picosirius red (A) to label collagen and Movat’s pentachrome (B) to label elastin and

proteoglycans. Scale bar = 100 µm. Measurement of the percentage of plaque area stained

positive for collagen (C) in Col8+/++/+ (n=4) and Col8-/-+/+ mice (n=5). Measurement of the

percentage of plaque area stained positive for elastin (D) in Col8+/++/+ (n=4) and Col8-/-+/+

mice (n=5). *P ≤ 0.05 comparing chimeras. Measurement of the percentage of plaque area

stained positive for proteoglycans (E) in Col8+/++/+ (n=4) and Col8-/-+/+ mice (n=5). Filled

dots represent means ± SEM.

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Table 4.1 Systemic Variables for Transplanted Mice

Chimeras Col8+/++/+ Col8-/-+/+

Mean Arterial Pressure

(mmHg)

80.50±1.50

(n=2)

81.25±3.97

(n=4)

Heart Rate (beats/min)

624.00±107.00

(n=2)

604.25±23.60

(n=4)

Body Weight (g)

25.00±0.41

(n=4)

23.70±0.89

(n=5)

Plasma triglyceride

concentration (mmol/L)

1.13±0.10

(n=4)

1.06±0.22

(n=4)

Plasma cholesterol

concentration (mmol/L)

22.46±0.76

(n=4)

24.32±1.15

(n=4)

Values indicate means ± SEM. Sample sizes are noted in parentheses.

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Table 4.2 CD45.1 CD45.2 Bone Marrow Re-Constitution Data Post-Transplant

Condition (n = 3) Percent CD45.1 cells: Percent of CD45.2 cells:

3 Weeks Post-Transplant Average ± STD: 86.57 ± 4.61 13.43 ± 4.61

6 Weeks Post-Transplant Average ± STD: 90.80 ± 1.11 9.20 ± 1.11

8 Weeks Post-Transplant Average ± STD: 94.33 ± 0.61 5.67 ± 0.61

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Chapter 5: General discussion and future directions

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Collagens are an integral part of the ECM within atherosclerotic plaque. The remodelling,

assembly and synthesis of collagens occurs throughout plaque development and can affect

features such as plaque size, cellular composition, and mechanical stability which all contribute

to plaque vulnerability. Type VIII collagen is up-regulated during atherosclerotic plaque

progression. Studies have shown that it mediates SMC proliferation, migration, and gelatinase

expression. Recent work has suggested that it is implicated in the assembly of fibrillar collagens

(reviewed in Chapter 1). The purpose of this thesis was to determine the role of type VIII

collagen in the progression of atherosclerotic plaque. Using the Apoe-/- mouse model of

atherosclerosis we show that type VIII collagen facilitates plaque stability at different times

during atherogenesis.

At early time points, type VIII collagen increases the infiltration of SMCs into the intimal

layer of the vessel wall. This process is facilitated by the expression and activity of matrix

degrading gelatinases (i.e. MMP-2). Increased SMC content within the atherosclerotic plaque

contributes to the deposition of fibrillar type I collagen which is required for fibrous cap

formation (Figure 5.1A). In advanced atherosclerotic plaques, type VIII collagen reduced

macrophage accumulation, cleaved collagen content, and features associated with plaque

instability, as well as promoted fibrous cap formation (Figure 5.1B). Moreover, advanced

plaques from Col8-/-;Apoe-/- mice were less stiff than plaques in Col8+/+;Apoe-/- mice. This

increase in inflammation as well as other histological and mechanical features linked to plaque

instability may be due to the role type VIII collagen plays in mediated fibrillar collagen

expression and assembly (see section 1.4.3.2 and Appendix). Using a bone marrow

transplantation model, our studies show that bone marrow specific deletion of type VIII collagen

reduced elastin content in the plaque. These findings suggest a diverse and complex role for type

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VIII collagen in the progression of atherosclerosis and provide a number of avenues for future

research. In the following section, the main findings of each chapter will be discussed and

possible areas for future research will be identified.

5.1 Type VIII collagen facilitates formation of the fibrous cap

in atherosclerosis

The experiments conducted in Chapter 2 show for the first time the role of type VIII

collagen in mediating vessel wall remodelling after arterial injury and in the progression of

atherosclerosis. Deficiency of type VIII collagen resulted in decreased outward vessel

remodelling and decreased hypertrophy. We show that in the context of development of early

atherosclerotic plaque, ApoE and ApoE-containing lipoproteins suppress the expression of type

VIII collagen. In the context of atherosclerosis, using the Apoe-/- mouse, deletion of type VIII

collagen decreased SMC infiltration, as well as fibrillar type I collagen content. A reduction in

gelatinase activity was observed in these mice suggesting that type VIII collagen facilitates the

expression of gelatinases that promote SMC migration. In addition to this a reduction in fibrous

cap thickness and increase in necrotic core area was observed in mice deficient in type VIII

collagen. This suggests that type VIII collagen increases the stability of the atherosclerotic

plaque. Work presented here provides a platform from which future studies designed to promote

expression of type VIII collagen within the plaque can lead to novel therapeutics that increase

plaque stability.

5.1.1 Type VIII collagen and fibrillar collagens

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Our studies clearly demonstrate reduced total collagen content and reduced fibrillar

collagen in early and intermediate stages of plaque growth from Col8-/-;Apoe-/- mice. Since type

VIII collagen is a non-fibrillar collagen, its deletion does not contribute to decreased fibrillar

collagens. This suggests that the expression, assembly or degradation of other fibrillar collagens

is altered. Type VIII collagen has been shown to associate with fibrillar type I collagen,281, 282

and may facilitate its assembly. The results from preliminary studies investigating this are

presented in the Appendix of this thesis, and summarized here. Immunostaining for type I

collagen showed decreased amounts in plaques from Col8-/-;Apoe-/- mice at 12 weeks.

Transmission electron microscopic analysis of plaques from Col8-/-;Apoe-/- mice on diet for 12

weeks reveal that collagen fibers are more fragmented and less continuous compared to control

Col8+/+;Apoe-/- mice. In addition, there are reductions in the mRNA expression of types I and III

fibrillar collagen in SMCs cultured from Col8-/- mice. These preliminary studies suggest that

type VIII collagen regulates the expression of fibrillar collagens. This could be mediated through

the fibrotic cytokine TGF-, as previous studies have shown that type VIII collagen modulates

TGF-β in mesangial cells280 and in cardiac fibroblasts.282 In a mouse model of heart failure,

TGF-β expression, SMAD-2 phosphorylation and fibrillar collagen expression were reduced in

ventricles from Col8-/- mice.282 Future experiments assessing the expression of TGF-β in SMCs

from Col8+/+ and Col8-/- mice should be conducted. TGF-β expression can be assessed in Col8-/-

SMCs treated with exogenous type VIII collagen. Neutralizing antibodies against TGF-β can be

used to determine whether inhibition modulates fibrosis or collagen fiber formation in Col8+/+

and Col8-/- SMCs. Additional experiments should focus on measuring TGF-β signalling via

SMAD-2/3 phosphorylation.

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Experiments involving transcriptional regulation of fibrillar collagens can be conducted

in Col8+/+ and Col8-/- SMCs. Transcription factors such as specificity protein 1 and nuclear

factor 1, as well as activator protein 1 and core binding factor have been shown to bind

regulatory elements within the promoter regions of procollagen α1 and α2 (I), respectively and

activate transcription.216 Chromatin immunoprecipitation assays combined with RT-qPCR in

SMCs can determine whether type VIII collagen signalling differentially regulates transcription

of fibrillar collagen genes.328 These studies can be extended to determine whether inhibition of

either integrins α1, α2, or β1 and DDR1, receptors shown to bind to type VIII collagen (see

section 1.4.2),172, 254 affect fibrillar collagen expression. Previous work has shown that both α1β1

integrin329 and DDR1187, 189 regulate collagen expression. In vitro experiments designed to

determine the link between these receptors, type VIII collagen and fibrosis would be an

important area for future research. Future studies addressing the formation of fibrillar collagens

would be an important avenue. TEM analysis of collagen fiber D-periodicity and diameter have

been used to assess formation of collagen fibers.134, 193, 195 Assessment of these characteristics in

plaques from Col8-/-;Apoe-/- mice can be carried out to determine if type VIII collagen affects

fibrillar collagen formation in plaque. AFM experiments in cultured SMCs from Col8+/+ and

Col8-/- mice or SMCs treated with type VIII collagen can be used to assess D-period depth330 and

arrangement of collagen monomers193 in vitro. In addition to this use of fluorescently-labelled

collagen monomers can be used to determine if type VIII collagen facilitates collagen fibril

assembly.165

Our preliminary studies show that no difference in the expression of collagen

modification enzymes, LOX and CP4H between Col8+/+ and Col8-/- SMCs. Similarly, Skrbic et

al observed no differences in LOX expression in failing hearts of Col8+/+ and Col8-/- mice.282

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These studies however, did not directly examine enzyme expression within atherosclerotic

plaque from Col8-/- mice. To determine if type VIII collagen effects the expression of collagen

modification enzymes during atherosclerosis, mRNA analysis or immunohistochemical

experiments analyzing the expression of LOX or CP4H within plaque from Col8-/-;Apoe-/- mice

would be an important future study. Given that there are a multiple enzymes responsible for the

processing of fibrillar collagen (see section 1.3.3.1) microarray analysis of genes encoding

fibrillar collagen modification enzymes in plaque from Col8+/+ and Col8-/- mice would be a

valuable experiment to illuminate potential mechanisms as to how fiber formation is altered. In

addition to this, assays designed to measure LOX activity331 can also be measured in Col8+/+ and

Col8-/- SMCs. A summary of how type VIII collagen may regulate fibrosis and fibrous cap

formation is shown in Figure 5.2.

5.1.2 Type VIII collagen and matrix degradation

Results presented in Chapter 2 show that plaques from Col8-/-;Apoe-/- mice have reduced

gelatinase activity. In Chapter 3, it is demonstrated that plaques from Col8-/-;Apoe-/- mice have

increased breaks in the elastic lamellae as well as increased cleaved collagen content. This

suggests differences in the expression and activation of matrix remodeling enzymes dependent

upon presence or absence of type VIII collagen and stage of atherogenesis. Previous studies in

our lab have shown that type VIII collagen modulates the expression of MMPs in SMCs.252, 254,

286 Given the importance of matrix degradation in remodelling and stability of the fibrous cap,

experiments assessing the effect of type VIII collagen on the expression and activity of MMPs

within atherosclerotic plaque is an important future direction. Based on results presented here,

expression and activity of gelatinases (i.e. MMP-2 and -9), collagenases (i.e. MMP-1, -8 and -13)

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and elastases (i.e. MMP-12) are likely modulated in plaques deficient in type VIII collagen. One

future experiment could be to assess mRNA expression levels of MMPs and their inhibitors

TIMPs in mouse atherosclerotic plaques using laser capture microdissection combined with RT-

qPCR as conducted in the Appendix. Unfortunately due to insufficient amounts of template,

these experiments could not be completed for this thesis. Another experiment would be to

immunohistochemically label the above MMPs and TIMPs at different stages of plaque

development in Col8-/- mice. In combination with gelatin or collagen zymography the level of

MMP activity can be measured. Alternatively, as presented in Chapter 3, levels of cleaved

collagen content or elastin-derived peptides (peptides that arise from elastase activity)332 can be

measured in plaque from Col8-/-;Apoe-/- mice at varying time points to determine changes in

plaque stability.

One alternative method for the assessment of MMP activity within atherosclerotic plaque

is a technique called fluorescence molecular tomography (FMT). This technique allows for

quantitative measurement of proteinase activity within plaques of live mice. It involves the

injection of enzyme-specific molecular probes conjugated with fluorochromes into the blood.333

Once internalized, these probes will permeate the vessel wall, become cleaved by specific

enzymes, and produce a fluorescent signal that can be detected by an external sensor. To help

determine the distribution and localization of atherosclerotic plaque in live imaging, FMT can be

combined with computed tomography (CT). Using FMT-CT enzymatic activity within plaque

can be repeatedly imaged at different time points without sacrificing the animal. MMP-specific

probes can be used to determine changes in activity in plaques from Col8-/-;Apoe-/- mice over

time. Unfortunately, signal resolution is not great enough to determine which regions of the

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plaque are positive for MMP-mediated degradation, thus this technique would likely have to be

combined with in situ zymography.

5.2 Type VIII collagen and atherosclerotic plaque stability

In Chapter 3 we show for the first time that in advanced atherosclerotic plaques, deletion

of type VIII collagen reduces plaque stability. Plaques from Col8-/-;Apoe-/- mice on atherogenic

diet for 24 weeks have increased macrophage accumulation and proliferation compared to

control Col8+/+;Apoe-/- mice. In addition to this, increases in the number of breaks in the fibrous

cap, buried fibrous caps and breaks in the elastic lamellae were also observed in plaques from the

Col8-/-;Apoe-/- mice . Plaques from Col8-/-;Apoe-/- mice have thinner fibrous caps and increased

cleaved collagen content relative to Col8+/+;Apoe-/- mice. Taken together, this suggests that late

in the development of atherosclerotic plaques, expression of type VIII collagen should be

maintained in order to prevent atherosclerotic plaque instability.

Intraplaque hemorrhage and plaque rupture was not observed in the Col8-/-;Apoe-/- mice.

This is not surprising given the paucity of these events in the atherogenic diet Apoe-/- mouse

model.87 In the future it will be important to assess deficiency of type VIII collagen in a mouse

model which is known to undergo acute plaque rupture. For example, in a recent study using a

fibrillin-1 mutant crossed on an Apoe-/- background plaque rupture (as defined by fibrous cap

disruption and infiltration of red blood cells) was present in 70% and 50% of mutants in the

ascending aorta and brachiocephalic arteries respectively, compared to 10% and 0% in control

Apoe-/- mice. In addition to this, 70% of the fibrillin mutant mice experienced sudden cardiac

death, relative to 0% in control mice.203 The disadvantage of a model like this would be the

complexity required to generate and analyze a mouse model that has four genetic alterations (2 α

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(VIII) chains, ApoE, and fibrillin-1) on a pure C57Bl6 background. Alternatively, plaque

instability can be induced by AngII infusion in Apoe-/- mice.210 No signs of direct plaque rupture

was reported in this model however, there is the advantage of not requiring any further genetic

manipulations.

Experiments reported in this thesis were the first to show that deletion of type VIII

collagen reduces plaque stiffness. In these studies, stiffness was assessed in a plaque

delamination model by determining the slope of the load-displacement curve just prior to the

tearing event (see section 3.3.7). This likely reflects changes in the material properties at the

plaque and vessel wall junction. TEM analysis has shown that type VIII collagen associates with

elastin microfibrils protruding from the internal elastic lamina.291 It is possible therefore that type

VIII collagen acts as a bridging molecule between the elastic lamina and the matrix at the base of

the plaque, strengthening the plaque. Type VIII collagen is also expressed within the plaque

fibrous cap.263, 264 Differences in the mechanical integrity of the fibrous cap and the stresses

applied to it can determine whether a plaque is likely to rupture. Atomic force microscopy has

been used to measure the stiffness of plaques in Apoe-/- mice in situ.334 Determining fibrous cap

stiffness via AFM in Col8-/-;Apoe-/- mice would allow for a greater understanding of how type

VIII collagen mediates fibrous cap formation and what regions are likely at risk of rupturing.

Additional experiments can involve treating these mice with BAPN, an inhibitor of LOX, and

determine whether LOX inhibition results in a similar reduction in plaque stiffness as deficiency

of type VIII collagen.

One other important future direction in assessing the role of type VIII collagen in plaque

stability is to determine the level of expression of type VIII collagen in human atherosclerotic

plaques. Previous studies have confirmed type VIII collagen expression in human SMCs as well

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as human coronary artery plaques.265, 266, 292, 293 These studies did not however provide a link

between the degree of type VIII collagen expression and the likelihood of plaque rupture or

features of plaque instability. Analysis of type VIII collagen expression and localization in

different types of human atherosclerotic plaques (both stable and unstable) can provide insight

into this. These studies can also be combined with dual immunolabelling of type VIII collagen

and different plaque cell types in order to determine which cells are responsible for type VIII

collagen synthesis at different stages of plaque development.

5.3 The role of type VIII collagen in cytokine production and

cell-specific deletion

In Chapter 4, we show that myeloid specific deletion of type VIII collagen does not affect

SMC or macrophage accumulation, however, a reduction in elastin content was observed. This

suggests that type VIII collagen production by macrophages modulates elastin levels within

atherosclerotic plaque. As discussed in section 4.4, differences in the local cytokine milieu can

regulate expression of elastin.324 It is possible that type VIII collagen plays a role in modulating

cytokine expression within atherosclerotic plaque. Studies from Plenz et al have noted links

between differences in cytokine levels and type VIII collagen expression in human plaque. For

example, immunohistochemical and in situ hybridization analysis of type VIII collagen revealed

that it co-localized with cytokines such as M-CSF, GM-CSF and TGF-β. In early plaque, type

VIII collagen co-localized mainly with the CSFs however, in advanced plaques type VIII

collagen predominantly co-localized with TGF-β.292, 293 One future experiment to consider from

this work is to determine differences in cytokine production between Col8+/+ and Col8-/-

macrophages in vitro. This can be extended to co-culture experiments to determine paracrine

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effects of the cytokines from these macrophages on ECM production by SMCs.

Immunohistochemical or in situ hybridization studies assessing the expression of cytokines such

as TGF-β, IGF-1, TNF-α, IL-1β, and CSFs within plaque from Col8-/-+/+ mice and Col8-/-;Apoe-

/- mice might give insight as to how type VIII collagen modulates changes in plaque cel lular

composition or matrix content.

One limitation of the bone marrow transplant studies was the possibility of incomplete

bone marrow reconstitution (see Table 4.2). A future experiment that can address this issue and

provide a valuable research tool for future studies is to generate conditional type VIII collagen

knockout mice using the Cre recombinase system.335 In this system, cell-specific deletion of type

VIII collagen can be achieved by driving the Cre recombinase enzyme with either a SMC- (i.e.

SM-MHC)336 or macrophage- (i.e. M lysozyme)337 specific promoter. LoxP-flanked sites are

needed for both genes encoding type VIII collagen, Col8a1 and Col8a2. Direct assessment of

plaque fibrosis in SMCs deficient in type VIII collagen can be measured. Additionally, plaque

cytokine production in type VIII collagen deficient macrophages can also be assessed. These

experiments can be used to determine interactions between cells deficient in type VIII collagen.

For example, one could determine if production of type VIII collagen by endothelial cells, affects

SMC infiltration into the plaque.

5.4 Limitations

One potential limitation of this study is the use of the Apoe-/- mouse. We show that ApoE

is a negative regulator of type VIII collagen and that type VIII collagen is dramatically up-

regulated in Apoe-/- mice. Although type VIII collagen is increased in other animal models and in

human atherosclerosis (see section 1.4.4), in Apoe-/- mice it may be up-regulated to higher levels

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which would not normally be found in other plaque models or in humans. Use of different mouse

models of atherosclerosis such as the Ldlr-/- or atherogenic diet-induced mouse338 combined with

Col8-/- mice can determine if there are any ApoE-independent effects of the role of type VIII

collagen in atherosclerotic plaque progression. It possible that in these models, expression of

type VIII collagen may not be as high as in the Apoe-/- mouse. Therefore, increased features of

plaque instability may be observed in the Ldlr-/- or atherogenic diet-induced mouse compared to

the Apoe-/- mouse.

Another limitation is that although there are number of similar features observed in both

plaque from Apoe-/- mice and humans,86 development of these plaques as well as the

complications that arise are quite different. In contrast to humans, the Apoe-/- mouse model

develops plaque within the aortic root but not in the first branches and segments of the coronary

arteries. Plaques do however develop in smaller intramyocardial arteries.339 In addition to this,

there are differences in the arterial anatomy at sites predisposed to atherosclerosis in mice and

humans. At disease onset, the mouse intimal layer consists only of a thin endothelium and some

underlying dendritic cells. Conversely, the intimal layer in humans contains SMCs and fibrous

tissue and can be as thick as the adjacent medial layer. As a result, human atherosclerotic plaques

tend to be much more fibrous in comparison to mice.340 Lastly, one of the major differences is

the low prevalence of plaque rupture with overlying thrombosis in Apoe-/- mice.87 Studies have

shown that plaques from Apoe-/- mice at 30 weeks of age do contain intraplaque hemorrhage

particularly at the base of the brachiocephalic artery. However, plaques at this site lack the

characteristic feature of human plaque rupture; disruption of the fibrous cap (resulting in

exposure of the necrotic core material to the bloodstream) resulting in overlying thrombosis.341

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This type of plaque rupture does occur in Apoe-/- mice within coronary arteries albeit quite

rarely.340, 342

Differences in hemodynamics between mice and humans may explain the differences in

plaque localization. For example, the development of atherosclerosis in the aortic root of the

mouse is likely due to the increase in disturbed blood flow (as a result of an elevated murine

heart rate compared to humans) within the sinus of Valsalva.73 Alterations in the lipoprotein

profile can also explain differences in plaque development between the two species. In mice, the

predominant lipoprotein particle is HDL (reverse cholesterol transport) where as in humans it is

LDL (delivery of excess cholesterol to peripheral tissue).73 In addition to this, mRNA editing of

ApoB-100 to ApoB-48 in the mouse liver by APOBEC-1343 provides alternative mechanisms of

LDL clearance from the mouse bloodstream. High ApoB-48 levels within the LDL particle

results in increased ApoE content which mediates clearance of the LDL particle via LRP.344

Morphological differences between plaques from humans and mice became particularly

evident during the classification studies of intermediate and late stage plaques from

Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice (see figures 2.6H and 3.9). We found that individual

mouse atherosclerotic plaques often contained a high degree of heterogeneity that would have

satisfied two or more human plaque classification schemas. For example, plaque found along the

lesser curvature of the aortic arch had sites of a prominent necrotic core with thin overlaying

fibrous tissue (thin fibrous cap atheroma) as well as sites that were quite fibrous and contained

small areas of extracellular lipid, but no true necrotic core (pathological intimal thickening).

Another notable feature is that human plaques contain a more defined fibrous cap and necrotic

core region compared to mouse plaques. This difference can sometimes complicate plaque

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categorization given the difficulty in assessment of the boundary between the necrotic core and

fibrous cap regions.

Another limitation is the hypercholesterolemic condition in Apoe-/- mice which may have

been exacerbated with the supplementation of a 1.25% cholesterol diet. Studies using this level

of cholesterol are typically used in the Ldlr-/- mouse.77 Future studies using the Col8-/-;Apoe-/-

mouse model should supplement a Western-type atherogenic diet (0.2% cholesterol) that is

commonly used for the Apoe-/- mouse.78 This can mitigate some of the complications due to

excess cholesterol such as xanthomas particularly within the skin and ulcerative dermatitis, as

well as xanthomas within the periarticular and peritendinous tissues.345

One final limitation that should be addressed in these studies is the use of the bone

marrow transplantation model. Lethal irradiation doses used for myeloablation affect the

progression of atherosclerotic plaque compared to non-treated mice. In the aortic arch, plaque

area is reduced in bone marrow-transplanted animals compared to non-transplanted controls.

Conversely, in the aortic root, plaque area is greater in bone marrow-transplanted animals

compared to controls. In addition to this, aortic root plaque from transplanted animals have lipid

cores and minimal collagen staining, while plaques from controls are largely collagenous.346

Differences are likely due to changes in endothelial integrity and damage upon radiation

exposure, as well as hemodynamic differences.346 Use of the Cre-lox recombinase conditional

knockout model can address the differences in atherosclerotic plaque progression between

irradiated and non-irradiated animals. Another limitation of this model is the 12 week time point.

Since the purpose of this study was to examine type VIII collagen and macrophage involvement

in atherosclerosis, the 12 week time point may be too late given the importance of monocyte-

derived macrophages in the initiation and early stages of the disease (see section 1.1.3). Future

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studies should focus on analysis at various time points to have a greater understanding of disease

progression.

5.5 Closing comments

The work conducted for this thesis has enhanced our understanding of the functions of

type VIII collagen in atherosclerotic plaque vulnerability. In summary we showed that

expression of type VIII collagen confers plaque stability by mediating fibrous cap formation.

Future studies focusing on how type VIII collagen mediates fibrillar collagen assembly and

degradation will provide insight allowing the development of therapeutics that can prevent

plaque rupture. Additional experiments focussing on the biology of type VIII collagen within

different cell types can further broaden our understanding of how type VIII collagen functions in

other diseases and within our bodies.

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5.6 Figures

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Figure 5.1 Summary of the mechanism of type VIII collagen in the progression of

atherosclerosis.

Type VIII collagen is upregulated in early atherosclerotic plaques (A, left-hand side). Over time,

type VIII collagen promotes the proliferation and migration of SMCs from the medial layer into

the intimal layer. This is achieved through an increase in gelatinase (MMP-2) activity. In

intermediate stage atherosclerosis, this increase in SMC content results in an increase in fibrillar

type I collagen content, which contributes to the formation of the fibrous cap (A, right-hand

side). Type VIII collagen also increases the expression of fibrillar collagens which further

contribute to fibrous cap formation. In advanced atherosclerosis, type VIII collagen maintains

fibrous cap formation and integrity (B, left-hand side). Deletion of type VIII collagen results in

increased features associated with plaque instability such as increased macrophage content,

breaks in the IEL, buried fibrous caps, and collagen cleavage (B, right-hand side). This increase

in collagen degradation in Col8-/-;Apoe-/- mice may be due to the role of type VIII collagen in

mediating fibrillar collagen formation and organization.260, 282

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Figure 5.2 The role of type VIII collagen in fibrosis and fibrous cap formation.

Type VIII collagen is upregulated in atherosclerosis and expressed within the fibrous cap region

of the atherosclerotic plaque (A). In addition to promoting SMC migration, type VIII collagen

may increase the expression of profibrotic enzymes, fibrillar collagens, or collagen modification

enzymes through signalling via DDR1, β1 integrin, TGF-β, or a cross-talk between β1 integrin

and TGF-β (B). Dashed arrows represent unknown mechanisms. Alternatively, type VIII

collagen may facilitate the assembly of fibrillar collagens (C) thereby increasing the structural

integrity of the plaque. TGFBR = TGF-β receptor.

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Appendix: Type VIII collagen and fibrillar collagen expression

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A1.1 Introduction

Collagen remodelling and organization is an important process in plaque stability. As

discussed in section 1.3.4.2, alterations in collagen formation218 or the enzymes that mediate it219,

222 are implicated in the progression and stability of atherosclerotic plaque. Type VIII collagen

associates with other ECM components such as proteoglycans, elastin, and collagen.148, 219, 281, 347

In atherosclerosis, type VIII collagen co-localizes with microfibrils extending from the internal

elastic lamina.291 Recent work has shown that type VIII collagen promotes the expression and

formation of fibrillar collagens (reviewed in section 1.4.3.2).260, 282 Studies in Chapter 2 show

that plaque from Col8-/-;Apoe-/- mice has reduced fibrillar type I collagen content. Studies

conducted in Chapter 3 illustrate that stiffness is reduced in plaque from Col8-/-;Apoe-/- mice and

that this is likely due to changes in plaque material properties. This work did not address whether

or not fibrillar collagen formation was altered.

Experiments conducted in this section were performed to test the hypothesis that type

VIII collagen reduces the expression and assembly of fibrillar collagens in vascular SMCs. TEM

analysis suggests that collagen fibers in the fibrous cap are disorganized in plaque from Col8-/-

;Apoe-/- mice. No difference in plaque procollagen α1 (I) and procollagen α1 (III) mRNA

expression was observed between genotypes. A reduction in procollagen α1 (III) mRNA

expression was observed in Col8-/- SMCs. No differences in collagen modification enzyme

expression was observed. Protein analysis of cultured Col8+/+ and Col8-/- SMCs showed no

difference in type I collagen content.

A1.2 Materials and Methods

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All animal experiments were conducted in compliance with the guidelines of the Canada

Council on Animal Care, and with the approval of the University of Toronto Animal Care

Committee. All products were purchased from Sigma-Aldrich, unless specified otherwise.

A1.2.1 Transmission Electron Microscopy

For transmission electron microscopic analysis plaque from Col8+/+;Apoe-/- and Col8-/-

;Apoe-/- mice on diet for 12 weeks were analyzed. Mice were generated and supplemented with

diet as described in section 2.2.5. Samples were fixed using 4% paraformaldehyde, 1%

glutaraldehyde in phosphate-buffered saline, pH 7.4 overnight at room temperature. They were

then postfixed using 1% osmium tetroxide washed in buffer solution, dehydrated in a graded

alcohol series, and embedded in Epon 812 resin. 70nm sections were then cut using an RMC

MT-7000 ultramicrotome, stained with uranyl acetate and lead citrate, and examined in a Hitachi

8700 transmission electron microscope operated at 75kV and imaged using an AMT XR-60

digital camera.

A1.2.2 Laser capture microdissection of atherosclerotic plaque and

gene expression

Expression of mRNA in atherosclerotic plaques of Col8+/+;Apoe-/- and Col8-/-;Apoe-/-

mice on diet for 12 weeks was assessed using LCM (Arcturus) and quantitative real-time PCR

(qRT-PCR). 8μm thick longitudinal sections of the aortic arch were cut as described above in

section 2.2.9. 8 to 10 sections per slide were used. Slides were subsequently washed and stained

with Histogene (Arcturus) to aid in tissue visualization and subsequently dehydrated as per the

manufacturer’s instructions. Atherosclerotic plaque found along the lesser curvature was

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captured onto thermolabile plastic caps (CapSure Macro LCM Caps, Arcturus). RNA was

isolated from each cap using the Picopure RNA isolation kit (Arcturus), treated with DNase I

(Qiagen) and reverse transcribed using the Superscript II cDNA synthesis kit (Invitrogen).

Isolated cDNA was diluted 1:5 in DNase/RNase free water and analyzed via RT-qPCR using the

following primers: procollagen α1 (I) forward, 5’- GATCTGTATCTGCCACAATGG -3’; and

reverse, 5’- TCGACTCCTACATCTTCTGAGT-3’; procollagen α1 (III) forward, 5’-

CAGCAGTCCAACGTAGATGAAT -3’; and reverse, 5’- GTCTAGTTGCTCCTCATCACA-

3’. Each gene expression profile was normalized to glyceraldehyde-3-phosphate dehydrogenase

(GAPDH) and expressed relative to Col8+/+;Apoe-/- plaques using the 2-∆∆Ct method.

A1.2.3 Cell culture

Mouse arterial SMCs were isolated from Col8+/+ and Col8-/- mice and cultured as

described previously.172 Cells were maintained in 10% fetal bovine serum and 1% penicillin-

streptomycin supplemented Dulbecco’s Modified Eagle Medium (DMEM) and used between

passages 4 and 8. Cells were also treated with 50 μg/ml of ascorbic acid. For POVPC treated

cells, 5000 cells per milliliter were placed in 6 well dishes and cultured in either 5 or 10 μg/ml of

POVPC for 3 days. Vehicle treated cells were treated with ethanol (the solvent used for

POVPC). These cells were used for mRNA expression as described below. For immunoblotting

experiments, 200 000 cells per milliliter were placed in 12 well culture dishes and cultured for 3

days prior to protein isolation.

A1.2.4 Real-time qPCR of cultured SMCs

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Total RNA was isolated using spin column purification via the RNeasy Mini Kit (Qiagen

# 74014) and digested with DNase I (Invitrogen) as per the manufacturer’s instructions. Total

RNA was then reverse transcribed using the Superscript First-Strand Synthesis System for RT-

PCR with random primers (Invitrogen # 11904-018) according to the manufacturer’s

instructions. The isolated cDNA was analyzed using the following primers: procollagen α1 (I)

forward, 5’- CTTGATCTGTATCTGCCACAATGG -3’; and reverse,

5’- CCTCGACTCCTACATCTTCTGAGT-3’; procollagen α1 (III) forward,

5’- CAGCAGTCCAACGTAGATGAATTG-3’; and reverse,

5’- CAGTCTAGTTGCTCCTCATCACA- 3’; LOX forward, 5’-TGGTGCCCGACCCCTAC-

3’; and reverse 5’ –CAGGAGTACCGAGGGCG- 3’; CP4Hα1 forward,

5’- AAGGCTGAGCCGAGCTACA- 3’; and reverse

5’- GCCAAGCACTCTTAGATACTCTGTA- 3’; and CP4Hα2 forward,

5’- AGACAGGTGTCCTCACTGTTG- 3’; and reverse

5’- GCATCTTCGTCATCGCTCCT- 3’. Each gene expression profile was normalized to

GAPDH and expressed relative to vehicle treated Col8+/+ SMC using the 2-∆∆Ct method.

A1.2.5 Immunoblotting of cultured SMCs

Protein concentrations were determined using Bio Rad DC Protein Assay (Catalog #:

500-0116), and absorbance was measured using a spectrophotometer. 10 µg of protein were

loaded under reducing conditions into each well and resolved by performing SDS-

polyacrylamide gel electrophoresis (PAGE) (10% gel) followed by immunoblotting. Blots were

incubated with primary antibodies directed against mouse type I collagen (Col1) raised in rabbit

(1:500) (Abcam, ab21286), mouse lysyl oxidase (LOX) raised in rabbit (1:500) (L4669) and β-

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actin raised in rabbit (Cell Signalling #4967) followed by washing and incubating with goat anti-

rabbit HRP-linked secondary antibody (1:10 000) (Cell Signalling #7074). Col1 and LOX blots

were stripped using Restore Western Blot stripping buffer (Thermo Scientific, #PI21059) as per

manufacturer’s instructions before re-probing for β-actin. Signalling was revealed using ECL

Plus reagents (Thermo Scientific, #32106). Band intensity was quantified using ImageJ software.

Briefly, the area under the curve for each band was measured three times and averaged.

A1.2.6 Statistical analysis

Sigmaplot 11.0 (SyStat Software Inc.) was used to carry out all statistical analyses.

Student’s t-test was performed to measure pairwise differences between both genotypes.

Experiments using POVPC treatment were analyzed using two-way ANOVA. The Mann-

Whitney U non-parametric test was used to analyze data that did not fit a normal distribution.

A1.3 Results

A1.3.1 Collagen fibers in the fibrous cap are disorganized in plaque

from Col8-/-;Apoe-/- mice

Transmission electron microscopy was used to examine collagen fiber content and

organization within the fibrous cap of plaques from Col8+/+;Apoe-/- (Figure A1.1A) and Col8-/-

;Apoe-/- (Figure A1.1B) mice on diet for 12 weeks. Plaques from Col8-/-;Apoe-/- mice show

reduced collagen fiber continuity and content compared to controls. In addition to this, collagen

fibers from Col8-/-;Apoe-/- mice appear more densely packed and fragmented compared to

Col8+/+;Apoe-/- mice.

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A1.3.2 No difference in type I and III collagen expression in Apoe-/-

mice 12 weeks on diet

Studies presented in Chapter 2 showed that atherosclerotic plaques from Col8-/-;Apoe-/-

mice on diet for 12 weeks have reduced matrix accumulation.294 To determine whether this is

due to a reduction in matrix expression, mRNA levels of procollagen α1 (I) and (III) were

measured in microdissected plaques of Col8+/+;Apoe-/- and Col8-/-;Apoe-/- mice on diet for 12

weeks using RT-qPCR (Figure A1.2). No difference was observed between genotypes. (Figure

A1.2A and B).

A1.3.3 Cultured Col8-/- SMCs revealed a reduction in procollagen α1

(III) mRNA expression

SMCs are the primary cells responsible for matrix synthesis in the atherosclerotic

plaque.18 To determine whether expression of fibrillar collagens or collagen modification

enzymes is altered in Col8-/- SMCs, we assessed mRNA levels of procollagen α1 (I), procollagen

α1 (III), LOX, CP4Hα1 and CP4Hα2. Previous studies have shown that oxidized phospholipids

such as POVPC increase the expression of type VIII collagen.290 To determine whether increased

expression of type VIII collagen influences expression of the above targets, SMCs were treated

with 5 or 10μg/ml of POVPC. No difference in procollagen α1 (I) mRNA was observed between

genotypes (Figure A1.3A) however, a reduction in procollagen α1 (III) mRNA expression

(Figure A1.3B) was observed in vehicle Col8-/- SMCs. Upon treatment with POVPC, differences

were no longer observed between genotypes. No differences in LOX, CP4Hα1 and CP4Hα2

expression was observed in any of the treatments (Figure A1.3C-E, respectively).

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A1.3.4 No difference in collagen protein and modification enzyme

expression in cultured SMCs

To further extend the evaluation of matrix expression and processing, protein levels of

type I collagen and LOX (Figure A1.4 and 1.5, respectively) was assessed in Col8+/+ and Col8-/-

SMCs. Immunoblotting analysis of type I collagen revealed no changes in procollagen α2 (I)

(160kDa) expression (Figure A1.4B). No difference in procollagen α1 (I) (~180kDa), C-terminal

bound procollagen (I) (~125kDa) and collagen α1 (I) (~110kDa) (Figure A1.4A, C & D,

respectively) was observed between genotypes in cells cultured for 3 days. No difference in

proenzyme (~50kDa) and mature (~32kDa) LOX (Figure A1.5A & B, respectively) was

observed between genotypes.

A1.4 Discussion

Studies in this chapter were performed to test if type VIII collagen affects the expression

or formation of fibrillar collagens. Qualitative TEM analysis of atherosclerotic plaque from Col8-

/-;Apoe-/- mice on diet for 12 weeks revealed that collagen fibers were less continuous and

appeared more fragmented compared to fibers from Col8+/+;Apoe-/- mice. Chapter 2 showed that

plaques from Col8-/-;Apoe-/- mice of the same time point had reduced fibrillar collagen content.294

Although studies in chapter 2 did not assess the level of collagen degradation, work in chapter 3

did show increased cleaved collagen content in plaques from Col8-/-;Apoe-/- mice on diet for 24

weeks (see section 3.3.5). Future studies examining the level of cleaved collagen content and

collagenase expression in plaques from Col8-/-;Apoe-/- mice on diet for 12 weeks is required in

order to determine if collagen degradation is increased in these mice. In addition to collagen

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degradation, fiber formation affects the level of fibrillar collagen content. Previous studies

assessing collagen fiber formation have examined characteristics such as collagen fiber D-

periodicity and diameter.134, 193, 195 Previous studies have shown that recombinant α1 (VIII)

collagen increased the formation of soluble collagen fibers and that no difference in diameter

was observed.282 However this study did not assess any other characteristics, and did not

examine fibers in an in vivo setting.

A reduction in fibrillar collagen expression may explain reduced fibrillar collagen content

in plaques from Col8-/-;Apoe-/- mice. Accordingly, a trend in the reduction of procollagen α1 (I)

and (III) was observed in plaques from Col8-/-;Apoe-/- mice on diet for 12 weeks. Given a low

sample size for these experiments however (5 or 6 animals per group), it is possible that we may

have missed differences between genotypes. Type I collagen is composed of a second

procollagen α2 chain. Expression of procollagen α2 (I) must be determined in order to

completely assess whether type VIII collagen affects type I collagen mRNA expression.

Since SMCs are the primary cell type responsible for ECM synthesis in the

atherosclerotic plaque,18 we sought to determine if fibrillar collagen expression was altered in

cultured SMCs from Col8+/+ and Col8-/- mice. In accordance with a trend in reduced procollagen

mRNA levels in plaque from Col8-/-;Apoe-/- mice, a trend in the reduction of procollagen α1 (I)

and a reduction in procollagen α1 (III) was observed in Col8-/- SMCs compared to control

Col8+/+ SMCs. Treatment with POVPC, an oxidized phospholipid known to increase type VIII

collagen expression,290 did not alter procollagen expression between genotypes. We observed an

increase in the number of dead cells in both groups upon treatment with POVPC (data not

shown), which may explain the lack of difference between genotypes. Future experiments should

focus on addition of exogenous type VIII collagen instead of POVPC. This will allow for direct

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determination of type VIII collagen in fiber formation and avoid the toxic side-effects of

POVPC. No difference in the expression of collagen modification enzymes LOX or CP4H was

observed between genotypes. Additional assessment of the other 2 subunits of CP4H, α3 and β1

are required in order to fully assess if type VIII collagen affects the expression of CP4H. Protein

expression of LOX did not reveal any differences between genotypes however a decreasing trend

in type I collagen protein, particularly the N- and C-terminal cleaved band was noted in Col8-/-

SMCs. This suggests that type VIII collagen may affect the expression of collagen N-terminal

and C-terminal proteinases or other enzymes responsible for collagen modification (reviewed in

section 1.3.3.1). Taken together this preliminary data suggests that SMCs derived from Col8-/-

mice may be impaired in their ability to express fibrillar collagens that are required for fibrous

cap formation in atherosclerotic plaques.

Acknowledgements

We would like to thank Drs. Brent Steer and Philip Marsden for training on laser capture

microdissection.

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A1.5 Tables and Figures

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Figure A1.1 Reduced collagen fiber content and organization in the fibrous cap is observed in plaque from Col8−/−;Apoe−/− mice.

Representative transmission electron microscopy images of plaque from longitudinal sections of

the lesser curvature of the aortic arch from Col8+/+;Apoe-/- (A) and Col8-/-;Apoe-/- (B) mice on

diet for 12 weeks. Scale bar = 500nm. Collagen fibers in the fibrous cap are more organized and

continuous in plaque from Col8+/+;Apoe-/- mice compared to Col8-/-;Apoe-/- mice as indicated by

the black arrows.

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Figure A1.2 Procollagen α1 (I) and (III) mRNA expression slightly reduced in plaques from Col8−/−;Apoe−/− mice.

Procollagen α1 (I) (A) and (III) (B) gene expression was analyzed in microdissected

atherosclerotic plaques of Col8+/+;Apoe-/- (n = 6) and Col8-/-;Apoe-/- (n = 5) mice on diet for 12

weeks. Black bars represent values from Col8+/+;Apoe-/- mice and hatched bars values from

Col8-/-;Apoe-/-mice. Values are given as means ± SEM.

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Figure A1.3 Fibrillar collagen mRNA expression reduced in Col8-/- SMCs.

Expression of fibrillar collagens and collagen modification enzymes was assessed in cultured

Col8+/+ (n = 5) and Col8-/- (n = 4) SMCs treated with indicated concentrations of POVPC for 3

days. The mRNA expression of procollagen α1 (I) (A), procollagen α1 (III) (B), LOX (C),

CP4Hα1 (D) and CP4Hα2 (E) is shown. *P ≤ 0.05 comparing genotypes. Black bars represent

values from Col8+/+;Apoe-/- mice and hatched bars values from Col8-/-;Apoe-/- mice. Values are

given as means ± SEM.

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Figure A1.4 Type I collagen expression slightly reduced in Col8-/- SMCs.

Type I collagen expression was assessed in Col8+/+ (n = 3) and Col8-/- (n = 3) SMCs cultured for

3 days. Representative 180kDa bands depicting procollagen α1 (I) are shown in A.

Representative 160kDa bands depicting procollagen α2 (I) are shown in B. Representative

125kDa bands depicting only C-terminal bound procollagen α1 (I) are shown in C.

Representative 110kDa bands depicting collagen α1 (I) are shown in D. All band intensities are

normalized to β-actin (42kDa). Black bars represent values from Col8+/+;Apoe-/- mice and

hatched bars values from Col8-/-;Apoe-/-mice. Values are given as means ± SEM.

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Figure A1.5 No change in LOX protein expression is observed between genotypes.

LOX expression was assessed in Col8+/+ (n = 3) and Col8-/- (n = 3) SMCs cultured for 3 days.

Representative 50kDa bands depicting pro-enzyme LOX are shown in A. Representative 32kDa

bands depicting mature LOX are shown in B. All band intensities are normalized to β-actin

(42kDa). Black bars represent values from Col8+/+;Apoe-/- mice and hatched bars values from

Col8-/-;Apoe-/-mice. Values are given as means ± SEM.

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