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MARTA RIBEIRO JOSÉ CARDOSO THE ROLE OF HOXB13 IN PROSTATE CANCER Dissertação de Candidatura ao grau de Mestre em Oncologia Molecular submetida ao Instituto de Ciências Biomédicas de Abel Salazar da Universidade do Porto. Orientador: Professor Doutor Manuel Rodrigues Teixeira Professor Catedrático Convidado com “Agregação” Departamento de Patologia e Imunologia Molecular do Instituto de Ciências Biomédicas de Abel Salazar da Universidade do Porto. Director do Departamento de Genética e do Centro de Investigação do Instituto Português de Oncologia Porto. Co-orientador: Doutora Paula Cristina Martins dos Santos Paulo Investigadora de Pós-Doutoramento no Centro de Investigação do Instituto Português de Oncologia Porto.

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Page 1: THE ROLE OF HOXB13 IN PROSTATE CANCER - core.ac.uk · excelente recepção e constante apoio. Um agradecimento especial à Joana e à Diana, pelo conhecimento e ajuda na cultura de

MARTA RIBEIRO JOSÉ CARDOSO

THE ROLE OF HOXB13 IN PROSTATE CANCER

Dissertação de Candidatura ao grau de Mestre em Oncologia

Molecular submetida ao Instituto de Ciências Biomédicas de

Abel Salazar da Universidade do Porto.

Orientador:

Professor Doutor Manuel Rodrigues Teixeira

Professor Catedrático Convidado com “Agregação”

Departamento de Patologia e Imunologia Molecular do

Instituto de Ciências Biomédicas de Abel Salazar da

Universidade do Porto.

Director do Departamento de Genética e do Centro de

Investigação do Instituto Português de Oncologia – Porto.

Co-orientador:

Doutora Paula Cristina Martins dos Santos Paulo

Investigadora de Pós-Doutoramento no Centro de

Investigação do Instituto Português de Oncologia – Porto.

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“Learn from yesterday, live for today, hope for tomorrow.

The important thing is to not stop questioning.”

Albert Einstein

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Acknowledgements

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VII

Em primeiro lugar gostava de expressar a minha profunda gratidão ao Professor

Manuel Teixeira, por me ter recebido no seu grupo de investigação e por me ter orientado

durante esta Tese de Mestrado. Muito obrigada pelo seu apoio, orientação e

disponibilidade.

À Professora Berta Martins, directora do Mestrado em Oncologia, bem como a

todos os professores e pessoas que colaboraram neste programa, por tudo o que me

ensinaram e pela experiência e conhecimento que partilharam.

À Liga Portuguesa Contra o Cancro, pelo apoio financeiro.

Um agradecimento muito especial à minha co-orientadora, Paula Paulo, que

esteve sempre presente durante esta jornada. Obrigada pelo conhecimento que

partilhaste comigo e pelas longas horas que despendeste para que este trabalho fosse

possível. Estarei eternamente grata pelo teu encorajamento, apoio, motivação e acima de

tudo paciência.

Ao Pedro Pinto, por tudo o que me ensinou sobre sequenciação de Sanger e pela

imensa ajuda durante a primeira fase deste projecto. Às meninas da genética, Manela,

Anita, Carla, Catarina, Patrícia e Isabel, por todas as sugestões e conselhos partilhados.

A todo o grupo da Genética do Cancro, Joana, Diogo, Sofia e Diana, pela

excelente recepção e constante apoio. Um agradecimento especial à Joana e à Diana,

pelo conhecimento e ajuda na cultura de células.

Aos meus colegas de mestrado, Maria, Sílvia e Miguel, pelo enorme

companheirismo e partilha durante esta viagem. Muito obrigada por todos os momentos

de riso e descontracção que me proporcionaram. Obrigado ao Tiago, por se ter juntado a

este grupo e estar sempre disponível para ouvir desabafos e frustrações. Obrigada pela

vossa amizade.

A minha maior gratidão vai para a minha família.

Aos meus pais, por me apoiarem sempre a cada passo e a cada escolha, por

estarem presentes nos meus momentos de queda. Obrigado por me ensinarem que tudo

é possível e que eu posso ser quem quiser.

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VIII

Ao Zé, pela presença constante e amor incondicional, mesmo nas horas de

silêncio. Obrigado pelo teu apoio diário e por toda a paciência durante este ano. Obrigado

por nunca teres duvidado das minhas capacidades e por me encorajares a seguir em

frente e a lutar pelos meus objectivos. Obrigado por me mostrares como ser uma pessoa

melhor e feliz.

À minha irmã e ao Pedro, por me ensinarem a viver um dia de cada vez e por toda

a ajuda e sábios conselhos nas alturas mais cruciais da minha vida.

À minha avó Fernanda, pelo enorme orgulho que sente por mim e pela força que

me transmite.

À minha avó Júlia e ao meu avô Narciso, que embora já não estejam presentes

serão sempre uma fonte de inspiração. Este trabalho é dedicado a vocês.

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Relevant Abbreviations

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XI

A Adenine

ACTβ Actin β

AD Androgen-dependent

ADT Androgen-deprivation therapy

AFMS Anterior Fibromuscular Stroma

AI Androgen-independent

AJCC American Joint Comitee on Cancer

Ala Alanine

AR Androgen receptor

Arg Arginine

AS Active surveillance

Asp Aspartic acid

BCA Bicinchoninic acid

BLASTn Nucleotide Basic Local Alignment Search Tool

BPH Benign Prostatic Hyperplasia

BRCA1 Breast cancer 1, early onset

BRCA2 Breast cancer 2, early onset

BSA Bovine serum albumin

C Cytosin

CDK2 Cyclin dependent kinase 2

cDNA Complementary DNA

CGH Comparative Genomic Hybridization

CHK2 Checkpoint kinase 2

COSMIC Catalogue of somatic mutations in cancer

CPs Cystoprostatectomies

Ct Threshold cycle

CYP17A1 Cytochrome P450, family 17, subfamily A, polypeptide 1

Cys Cysteine

dbSNP Single Nucleotide Polymorphism Database

ddH2O Double-distilled water

ddNTPs Dideoxy nucleoside triphosphates

DMSO Dimethylsulfoxide

DNA Deoxyribonucleic acid

dNTPs Deoxynucleoside triphosphates

DRE Digital rectal examination

E2F E2F transcription factor

EGFR Epidermal growth factor receptor

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XII

ELAC2 elaC homolog 2

EPHB2 Ephrin receptor B2

ERG v-ets avian erythroblastosis virus E26 oncogene homolog

ETS E-twenty six

ETV1 ETS variant 1

ETV4 ETS variant 4

ETV5 ETS variant 5

FDA Food and Drug Administration

FISH Fluorescence In Situ Hybridization

FLI1 Friend leukemia virus integration 1

FNA Fine-needle aspiration

FOXA1 Forkhead box A1

FSH Follicle-stimulating hormone

G Guanine

G418 Geneticin selective antibiotic

Gly Glycine

Glu Glutamic acid

GnRH Gonadotropin-releasing hormone

GSTP1 Glutathione S-transferase pi 1

GUSB Glucuronidase beta

GWAS Genome-wide association studies

HGPIN High-grade prostatic intraepithelial neoplasia

HGVS Human Genome Variant Society

HOX Homeobox gene

KLF5 Kruppel-like factor 5

KLF6 Kruppel-like factor 6

Leu Leucine

LB Luria-Bertani

LGPIN Low-grade prostatic intraepithelial neoplasia

LH Luteinizing hormone

MEIS Myeloid ecotropic insertion site

MIPOL1 Mirror-image polydactyly 1

mRNA Messenger RNA

MSR1 Macrophage scavenger receptor 1

MTT 3-(4,5-dimethylthiazollyl-2)- 2,5-diphenyltetrazolium bromide

MYC Myc myelocytomatosis viral oncogene homolog

NCBI National Center for Biotechnology Information

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XIII

NKX3-1 NK3 homeobox 1

NPTs Normal prostate tissues

Oligo(dT)18 Synthetic single-stranded 18-mer oligonucleotide

ORF Opening reading frame

OS Overall survival

p12 Cyclin-dependent kinase inhibitor 2A protein

p21 Cyclin-dependent kinase inhibitor 1A protein

p25 Cyclin-dependent kinase 5 protein

p27 Cyclin-dependent kinase inhibitor 1B protein

PBS Phosphate buffered saline

PCa Prostate cancer

PCR Polymerase chain reaction

PI3K Phosphatidylinositol-4,5-bisphosphate 3-kinase

PIA Proliferative inflammatory atrophy

PIN Prostatic intraepithelial neoplasia

PLXNB1 Plexin B1

Polyphen-2 Polymorphism Phenotyping v2

Pro Proline

PSA Prostate-specific antigen

PTEN Phosphatase and tensin homolog

qRT-PCR Quantitative reverse-transcription PCR

R1881 Methyltrienolone (synthetic androgen)

RASSF1A Ras association domain family member 1

RB Retinoblastoma

RMA Robust Multi-array Average

RNASEL Ribonuclease L

RP Radical prostatectomy

SDS Sodium Dodecyl Sulfate

SDS-PAGE Sodium Dodecyl Sulfate Polyacrylamide Gel Electrophoresis

SLC45A3 Solute carrier family 45, member 3

SNPs Single nucleotide polymorphisms

SPOP Speckle-type POZ

SRD5A2 Steroid 5-alpha reductase 2

T Tymine

TALE Three amino acid loop extension

TBS Tris buffered saline

TCF-4 Transcription factor 4

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XIV

TMPRSS2 Transmembrane protease, serine 2

TNM Tumor, node and metastasis

TP53 Tumor protein p53

TRUS Transrectal ultrasound imaging

TSG Tumor suppressor gene

Tyr Tyrosine

UICC Union Internationale Contre le Cancer

WT Wild-type

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Summary

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XVII

BACKGROUND: Worldwide, prostate cancer is the second most frequent cancer in

males, and the sixth cause of cancer related deaths. Many genetic and epigenetic

alterations have already been described, although it is still difficult to differentiate a

clinically insignificant PCa from an aggressive one, meaning that the exact mechanisms

surrounding proliferation, differentiation and tumor progression still need to be explored.

Recently, germline mutations in HOXB13, a homeobox transcription factor gene that is

important in prostate development, were discovered, being HOXB13 p.Gly84Glu (G84E)

the first major genetic mutation associated with familial PCa.

AIMS: The main goal of this Master´s Thesis was to search for mutations in the

HOXB13 gene at the somatic level, and eventually in the germline, and to gain insights

about its role in prostate carcinogenesis by using in vitro models. In addition, we sought to

characterize HOXB13 mRNA expression pattern in normal prostate tissues and in

prostate carcinomas belonging to different molecular subgroups.

METHODOLOGY: To search for mutations in HOXB13, we performed Sanger

sequencing in 178 primary tumor samples obtained from prostatectomies, from a

consecutive series of 200 clinically localized PCa. To investigate the potential oncogenic

role of HOXB13 and of its mutated forms (the previously described G84E and the new

mutation, discovered after Sanger sequencing), we induced de novo overexpression of

these three forms in two prostate cell lines, 22Rv1 and PNT2, by transfecting these cells

with three expression vectors. The wild-type HOXB13 expressing vector was acquired,

and the mutated vectors were created by inducing site-directed mutagenesis in the wild-

type vector. Functional studies were then performed to evaluate cell proliferation and cell

apoptosis in the PNT2-derived cell populations. To evaluate HOXB13 mRNA expression

levels in NPTs and in prostate carcinomas, we used data obtained from exon-level

expression microarrays, which had already been performed by our group.

RESULTS AND DISCUSSION: We found a novel nonsynonymous mutation,

p.Ala128Asp (A128D), in the HOXB13 gene, initially in tumor tissue and then also in a

blood sample of the patient. This novel germline mutation seems to be damaging to

protein function, emphasizing that HOXB13 is involved in prostate carcinogenesis. By

performing phenotypic assays we observed that HOXB13 stimulates cell growth and that

one of its mutated forms, A128D, causes a decrease in apoptotic rates in PNT2-cells, in

the absence of androgens. Both observations suggest a possible oncogenic role for

HOXB13 in prostate carcinogenesis. We also report that HOXB13 is particularly

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XVIII

overexpressed in prostate carcinomas with ETV1 rearrangements, and further studies are

needed to study this correlation.

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Resumo

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XXI

INTRODUÇÃO: O cancro da próstata é o segundo tipo de cancro mais frequente

nos homens em todo o mundo, e a sexta causa de morte por cancro. Já foram descritas

várias alterações genéticas e epigenéticas, no entanto continua a ser difícil distinguir um

carcinoma da próstata clinicamente insignificante de um agressivo, o que significa que os

mecanismos exactos de proliferação, diferenciação e progressão tumoral ainda precisam

de ser explorados. Recentemente foram descritas mutações germinativas no gene

HOXB13, um factor de transcrição homeobox importante no desenvolvimento da próstata,

sendo a variante p.Gly84Glu (G84E) a primeira grande mutação genética a ser associada

a cancro da próstata familiar.

OBJECTIVOS: O principal objectivo desta Tese de Mestrado consistiu em procurar

mutações no gene HOXB13 a nível somático, e eventualmente germinativo, e tentar

perceber o seu papel na carcinogénese prostática através do uso de modelos in vitro.

Adicionalmente, pretendíamos caracterizar o padrão de expressão do mRNA do HOXB13

em tecidos normais prostáticos e em carcinomas prostáticos pertencentes a diferentes

subgrupos moleculares.

METODOLOGIA: Para a pesquisa de mutações no HOXB13, realizámos

sequenciação de Sanger em 178 amostras de tumores primários obtidos através de

prostatectomias, de uma série consecutiva de 200 carcinomas prostáticos clinicamente

localizados. Para investigar um eventual potencial oncogénico do HOXB13, bem como

das suas formas mutadas (a já descrita G84E e a nova mutação, descoberta após

sequenciação de Sanger), induzimos a sobre-expressão de novo destas três formas em

duas linhas celulares prostáticas, 22Rv1 e PNT2, através da transfeção destas células

com três vectores de expressão. O vector de expressão para a forma nativa do HOXB13

foi adquirido, e os vectores mutados foram criados através de mutagénese dirigida no

vector original. Estudos funcionais foram então realizados para avaliar a proliferação

celular e a apoptose nas populações celulares derivadas da PNT2. Para avaliar os níveis

de expressão do mRNA do HOXB13 em tecidos normais prostáticos e em carcinomas

prostáticos, usámos dados obtidos de microarrays de expressão ao nível exónico, que já

tinham sido realizados pelo nosso grupo.

RESULTADOS E DISCUSSÃO: Encontrámos uma nova mutação não sinónima,

p.Ala128Asp (A128D), no gene HOXB13, inicialmente em tecido tumoral e depois

também numa amostra de sangue periférico do paciente. Esta nova mutação germinativa

parece ser prejudicial para a função da proteína, dando ênfase ao facto de que o

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XXII

HOXB13 está envolvido na carcinogénese prostática. Através da realização de ensaios

fenotípicos observámos que o HOXB13 estimula o crescimento celular e que uma das

suas formas mutadas, A128D, causa uma diminuição da apoptose nas células PNT2, na

ausência de androgénios. Estas duas observações sugerem um possível papel

oncogénico para o HOXB13 na carcinogénese prostática. Também reportamos que este

gene está particularmente sobre-expresso em carcinomas prostáticos com rearranjos

envolvendo o ETV1, e são necessários mais estudos para perceber esta correlação.

.

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Index

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Acknowledgements ............................................................................................... V

Relevant Abbreviations ........................................................................................ IX

Summary ............................................................................................................. XV

Resumo .............................................................................................................. XIX

Index ................................................................................................................ XXIII

Figure Index .................................................................................................... XXIX

Table Index ................................................................................................... XXXIII

Introduction ........................................................................................................... 1

1. Global Burden of Cancer .......................................................................... 3

2. The Prostate ............................................................................................ 3

2.1 Anatomy and Histology of the Prostatic Gland .......................................... 3

2.2 Pathology of the prostatic gland ............................................................... 5

3. Prostate Cancer ....................................................................................... 6

3.1 Epidemiology ............................................................................................ 6

3.2 Etiology .................................................................................................... 8

3.3 Screening ................................................................................................. 9

3.4 Diagnosis ................................................................................................11

3.4.1 Histopathological evaluation .............................................................11

3.4.2 Clinical and pathological staging .......................................................12

3.5 Treatment ................................................................................................15

3.5.1 Active surveillance (AS) ....................................................................15

3.5.2 Radical prostatectomy (RP) ..............................................................16

3.5.3 Radiation Therapy.............................................................................16

3.5.4 Hormonal therapy (androgen-deprivation) .........................................16

3.5.5 Chemotherapy ..................................................................................16

3.6 Prostate Cancer Genetic Alterations ........................................................17

3.6.1 Germline mutations and polymorphisms ...........................................17

3.6.2 Somatic gene alterations ..................................................................18

Somatic mutations ..................................................................................18

Copy number alterations ........................................................................20

Chromosomal rearrangements ...............................................................20

3.7 Prostate Cancer Epigenetic Alterations ...................................................21

3.8 The role of androgens .............................................................................21

4. Homeobox Genes ...................................................................................22

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4.1 HOXB13 ..................................................................................................24

4.1.1 HOXB13 and PCa .............................................................................25

4.1.2 HOXB13 mutations and PCa risk ......................................................28

Aims .....................................................................................................................31

Materials and Methods .........................................................................................35

1. Search for somatic mutations in HOXB13 ...............................................37

1.1 Samples ..................................................................................................37

1.2 Sanger sequencing .................................................................................37

2. Cell Lines and Cell Culture ......................................................................39

3. Induction of de novo overexpression of HOXB13 in prostate cell lines ....41

3.1 Selection of the study cell model .............................................................41

3.1.1 RNA and protein extraction from prostate cell lines ...........................42

3.1.2 Complementary DNA (cDNA) synthesis ............................................43

3.1.3 Quantitative reverse transcription PCR (qRT-PCR)...........................43

3.1.4 Immunoblotting .................................................................................45

3.2 Construction of the HOXB13 expression vectors .....................................46

3.3 Transfection and selection of the transfected cells ..................................50

4. Phenotypic assays ..................................................................................52

4.1 Cell proliferation assay: MTT colorimetric assay ......................................52

4.2 Cell apoptosis assay ...............................................................................53

5. Exon-array data to compare HOXB13 mRNA expression in PCa samples

from different molecular subtypes .................................................................................55

Results .................................................................................................................57

1. HOXB13 Mutation Analysis .....................................................................59

1.1 Primary prostate carcinomas ...................................................................59

1.2 Prostate cell lines ....................................................................................60

2. Induction of de novo overexpression of HOXB13 in prostate cell lines ....61

2.1 Selection of the study cell model .............................................................61

2.2 Confirmation of site-directed mutagenesis in the HOXB13 expressing

vectors ......................................................................................................................62

3. Analysis of HOXB13 overexpression in transfected cell lines ..................63

4. Biological role of HOXB13 – phenotypic assays ......................................65

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4.1 Cell proliferation assay ............................................................................65

4.2 Cell apoptosis assay ...............................................................................66

5. HOXB13 mRNA Expression Pattern by Molecular Subtype .....................67

Discussion ............................................................................................................69

1. HOXB13 mutation analysis in primary prostate carcinomas ....................71

2. Biological role of HOXB13 .......................................................................72

2.1 Selection of the study cell model .............................................................72

2.2 Phenotypic assays ..................................................................................73

3. HOXB13 mRNA Expression Pattern by Molecular Subtype .....................74

Conclusions and Future Perspectives ..................................................................77

References ...........................................................................................................81

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Figure Index

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Figure 1 - Schematic representation of the sagittal view of the prostate, showing

anatomical subdivisions .................................................................................................... 4

Figure 2 - Evolution from normal epithelium to carcinoma, passing by LGPIN and

HGPIN .............................................................................................................................. 5

Figure 3 - Estimated new cancer cases and deaths in the world, by cancer sites .. 6

Figure 4 - Age-standardized prostate cancer incidence and mortality rates (W) per

100,000 in selected world areas. ...................................................................................... 7

Figure 5 - Estimated cancer incidence and mortality in Portugal in 2008 ............... 8

Figure 6 - Modified Gleason system . ...................................................................11

Figure 7 - Primary treatments for PCa, by age in 2008 . .......................................15

Figure 8 - General structure of the HOX genes and their protein products ...........23

Figure 9 - Genomic organization of the mammalian HOX clusters and their

embryonic expression pattern, which correlates with the chromosomal positioning .........24

Figure 10 - Expression of HOXB13 in adult tissues using real time reverse

transcription-PCR combined with Taqman probe .............................................................25

Figure 11 - HOXB13 mRNA levels in the prostate (last column) and in ten prostate

cell lines according to the status of the activity of the AR ................................................26

Figure 12 - Protein levels of HOXB13 expression in seven prostatic cell lines by

Western Blot (A) and immunocytochemistry (B) ..............................................................27

Figure 13 - Proposed models of HOXB13 dual activity in the presence (A) and in

the absence (B) of androgens .........................................................................................28

Figure 14 - HOXB13 expression in androgen-dependent (AD) and androgen-

independent (AI) tumors .................................................................................................28

Figure 15 - Location of all the missense mutations found in HOXB13 by Ewing and

collaborators ...................................................................................................................30

Figure 16 - TaqMan probe principle ......................................................................44

Figure 17 - Immunoblotting procedure . ................................................................46

Figure 18 - Plasmid map of the Myc-DDK-tagged ORF clone of Homo sapiens

homeobox B13 (HOXB13) as transfection-ready DNA . ...................................................46

Figure 19 - Three-step procedure of the Site-Directed Mutagenesis method .......48

Figure 20 - Transformation of competent cells with the desired plasmids . ...........50

Figure 21 - Schematic representation of the transfection strategy. .......................51

Figure 22 - Schematic representation of the MTT colorimetric assay to quantify cell

viability. ............................................................................................................................53

Figure 23 - Schematic representation of the asymmetric phospholipd composition

of a viable and an apoptotic mammalian cell membrane .................................................54

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Figure 24 - DNA sequence chromatogram obtained from PCa tissue from the

patient with the HOXB13 c.383C>A, p.Ala128Asp variant. ...............................................59

Figure 25 - Scores of the predicted effect of HOXB13 c.383C>A, p.Ala128Asp

variant in protein function obtained with the two PolyPhen datasets (HumVar, above and

HumDiv, below) ..............................................................................................................60

Figure 26 - DNA sequence chromatogram obtained from the PCa cell line LNCaP

........................................................................................................................................61

Figure 27 - HOXB13 expression levels in eight prostate cell lines using quantitative

real-time PCR. .................................................................................................................61

Figure 28 - Expression of HOXB13 in eight prostate cell lines, evaluated by

Western blot. ...................................................................................................................62

Figure 29 - DNA sequence chromatogram obtained from the vector with the G84E

mutation. ..........................................................................................................................63

Figure 30 - DNA sequence chromatogram obtained from the vector with the

A128D mutation. ..............................................................................................................63

Figure 31 - HOXB13 expression levels in 22Rv1 transfected cells, normalized for

the correspondent control vector, using quantitative real-time PCR. ................................63

Figure 32 - HOXB13 expression levels in PNT2 transfected cell populations,

normalized for the correspondent control vector, using quantitative real-time PCR. .........64

Figure 33 - HOXB13 expression levels in the selected PNT2 transfected cells,

normalized for the control vector, using quantitative real-time PCR. ................................65

Figure 34 - Quantification of cell viability in PNT2- derived cells (p-Entry, HOXB13-

WT, HOXB13-G84E and HOXB13-A128D) evaluated at two different time-points (72 and

96 hours) .........................................................................................................................66

Figure 35 - Quantification of apoptotic rates in PNT2 derived cells (HOXB13-WT,

HOXB13-G84E, HOXB13-A128D and in the control vector – p-Entry), evaluated after 96h

in culture ..........................................................................................................................67

Figure 36 - Boxplot representing HOXB13 mRNA expression in NPTs and in

prostate carcinomas ........................................................................................................68

Figure 37 - Boxplot representing HOXB13 expression in the different PCa ETS

subgroups and in normal mucosa obtained from CPs. .....................................................68

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Table Index

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Table 1 - Dietary factors that are thought to reduce PCa risk ............................... 9

Table 2 - Gleason patterns and their main features ..............................................12

Table 3 - AJCC clinical and pathological TNM classification of prostatic tumors .. 13

Table 4 - AJCC stage grouping . ..........................................................................14

Table 5 - PCa predisposition loci discovered by linkage analysis ........................18

Table 6 - PCa genes with somatic mutations ........................................................19

Table 7 – Primers´ sequences used for sequencing the HOXB13 gene ..............37

Table 8 – Principal characteristics of the eight prostate cell lines .........................39

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Introduction

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1. Global Burden of Cancer

Some years ago, heart diseases and pneumonia constituted the leading causes of

death worldwide, however, with the improvement of diet and health conditions of the

populations, these pathologies started to decrease. More recently, cancer, known as the

XXIst century disease, rose to the first and the second positions, in developed and in

developing countries, respectively, concerning causes of death (Jemal et al., 2011). Still,

incidence rates in developed countries are twice those found in developing countries, but

the mortality rates are alike. This is due to a late diagnosis and a lack of access to

appropriate treatment in the latter. Nevertheless, incidence rates in developing world are

also increasing, which is in part explained by the growth and aging of the population,

along with an increase of unhealthy choices and behaviors, like sedentary, smoking and

bad diet habits, that are typical of the western and industrialized countries (Ferlay et al.,

2010; Jemal et al., 2011).

According to the GLOBOCAN statistics for 2008, 12.7 million cancer cases and 7.6

million cancer related deaths are estimated to have occurred in the world, and 56% of

these cases and 63% of these deaths occurred in developing countries. It is to note that a

substantial amount of cancer cases and deaths could be avoided through the adoption of

healthier habits, vaccination, and ultimately, with early detection and appropriate

treatment (Ferlay et al., 2010; Jemal et al., 2011).

2. The Prostate

2.1 Anatomy and Histology of the Prostatic Gland

The prostate gland is a male accessory organ with a size of a walnut that reaches

the weight of approximately 20g by the age of 25 to 30 years. It resembles an inverted

pyramid with an apex and a basis, and resides between the pelvic floor and the urinary

bladder. In the periphery, the prostate is surrounded by a thin layer of connective tissue

that forms the “true” capsule, and in the outside the pelvic fascia forms the “false” capsule

(Dixon, 1999; Hammerich, 2009; McNeal, 1988). The prostatic gland is crucial for the

secretion of fluids needed for semen nutrition (Joshua et al., 2008; Shen and Abate-Shen,

2010; Verma and Rajesh, 2011). Even though the human prostate does not present a true

lobular architecture, John E. McNeal developed a work through many years (McNeal,

1969, 1981, 1988; Shen and Abate-Shen, 2010) in which he described a zonal

architecture model, which is still widely accepted and used in the clinical practice (Dixon,

1999; Selman, 2011; Shen and Abate-Shen, 2010). He described four distinct anatomic

zones, which are represented in Figure 1.

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Figure 1 - Schematic representation of the sagittal view of the prostate, showing anatomical

subdivisions [adapted from (Verma and Rajesh, 2011)].

There are three glandular zones, which are the peripheral, the central and the

transition zones (Dixon, 1999; Zhai et al., 2010). The peripheral zone makes up 70% of

the volume of the glandular part of the prostate, comprising the prostatic glandular tissue

at the apex and near the capsule, and its ducts, that open into the distal urethra to the

verumontanum. Certain pathologies like chronic prostatitis, postinflammatory atrophy and

carcinoma are more frequently observed in this zone. The central zone has the shape of a

cone that surrounds the ejaculatory ducts and represents approximately 25% of the gland.

Lastly, the transition zone consists in two small lobes of tissue surrounding the lateral and

the anterior parts of the proximal urethra, occupying 5% of the prostate gland (Amin,

2010; Dixon, 1999; Hammerich, 2009; Shen and Abate-Shen, 2010; Verma and Rajesh,

2011; Zhai et al., 2010). Besides the glandular part of the prostate, McNeal also described

a non-glandular zone, called anterior fibromuscular stroma (AFMS) that embraces about

one-third of the entire gland. It is composed of smooth muscle and fibrous tissue and

forms the convexity of the anterior external part of the gland. This structure is important for

both voluntary and involuntary sphincter functions (Amin, 2010; Dixon, 1999; Hammerich,

2009; Verma and Rajesh, 2011; Zhai et al., 2010).

The prostatic gland is mainly constituted by three epithelial cell types, depending

on the anatomical place. The prostatic glands and ducts are covered by secretory cells

that are important for the normal secretory function of the prostate. Near the basal part of

the secretory cells there is a basement membrane that is coated by basal cells. Between

these two, lies an intermediate type of cells called transient amplifying. The last type of

cells is of neuroendocrine kind and is responsible for the regulation of cell growth and

secretory activity (Joshua et al., 2008; Shen and Abate-Shen, 2010).

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2.2 Pathology of the prostatic gland

Prostate diseases are chronic and progressive and need several years to develop.

Benign prostatic hyperplasia (BPH) is a hyperplastic process, in which there is an

increased number of epithelial and stromal cells and therefore prostatic enlargement,

which results in symptoms in the lower urinary tract. BPH arises more frequently in the

transition zone and it is a very common pathology that increases with aging. Although its

etiology is not fully understood, it is known that androgens are required for its

development and that inflammation might also be involved (Roehrborn, 2008; Sciarra et

al., 2008).

The most likely precursor lesion of prostate cancer (PCa) is high-grade prostatic

intraepithelial neoplasia (HGPIN) and this idea emerged because of some resemblances

between this lesion and PCa. These include co-localization in the peripheral zone,

morphologic transitions, molecular and phenotypic similarities and also epidemiological

data. In this lesion, cells already have neoplastic features and line the pre-existing acini

and ducts. Nuclei are also enlarged and hyperchromatic, although variation is observed,

and there is frequently a prominent nucleoli. There is also cell and nuclear crowding. It

was postulated that HGPIN arises from the low-grade form of prostatic intraepithelial

neoplasia (LGPIN), since its cells have a very similar morphology, with the exception of

the prominent nucleoli (De Marzo et al., 2007; Joshua et al., 2008; Putzi and De Marzo,

2000; Shen and Abate-Shen, 2010). A proposed model for the progression from a normal

epithelium to PCa is represented in Figure 2. It takes several years and is accompanied

by different molecular processes and alterations in important pathways characteristic from

each stage (Sciarra et al., 2008; Shen and Abate-Shen, 2010).

Figure 2 - Evolution from normal epithelium to carcinoma, passing by LGPIN and HGPIN [adapted from

(Sciarra et al., 2008)].

In 1999, proliferative inflammatory atrophy (PIA) was proposed by Angelo De

Marzo and his colleagues as being another possible precursor lesion for prostate cancer,

and it is thought to occur earlier than prostatic intraepithelial neoplasia (PIN) lesions (De

Marzo et al., 1999; De Marzo et al., 2003; Deutsch et al., 2004; Putzi and De Marzo,

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2000). PIA lesions can be found near PIN lesions and near adenocarcinoma, and include

simple atrophy and postatrophic hyperplasia, in association with variable grades of

inflammation and stromal fibrosis (De Marzo et al., 2007; Wagenlehner et al., 2007). The

cells observed in these lesions are highly proliferative and have low apoptotic rates

(Joshua et al., 2008; Nakai and Nonomura, 2013; Sciarra et al., 2008).

Finally, the last step in the pathway represented in Figure 2 is PCa, which was first

described by the Egyptians (Shen and Abate-Shen, 2010). PCa is very heterogeneous

and usually multifocal, and although there are several types of prostate tumors,

adenocarcinoma is the most frequent one, accounting for 95% of all cases (Boyd et al.,

2012; Eble et al., 2004; Shen and Abate-Shen, 2010). PCa rarely present symptoms,

mostly at the initial stages, and the symptoms may be similar to those referred for BPH

(Eble et al., 2004; Hammerich, 2009). The phenotype of adenocarcinoma is typically

luminal, with the glands lacking a basal membrane and a basal cell layer (Chrisofos et al.,

2007; Shen and Abate-Shen, 2010). PCa frequently metastasizes, mainly to the bones,

but also to pleura, lung and liver (Shen and Abate-Shen, 2010).

3. Prostate Cancer

3.1 Epidemiology

PCa is the most frequently diagnosed malignancy of male genital organs (Eble et

al., 2004; Stasiewicz et al., 2012). Worldwide, it occupies the second position of the most

common cancers in males, with 903,500 new cases, and is the sixth cause of cancer

related deaths in men, with 258,400 deaths in 2008 (Figure 3) (Ferlay et al., 2010; Jemal

et al., 2011).

Figure 3 - Estimated new cancer cases and deaths in the world, by cancer sites [adapted from (Jemal et

al., 2011)].

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Differences concerning incidence and mortality rates between developed and

developing countries are shown in Figure 4.

Figure 4 - Age-standardized prostate cancer incidence and mortality rates (W) per 100,000 in selected

world areas [adapted from GLOBOCAN 2008 available at http://globocan.iarc.fr/factsheet.asp].

Incidence rates are much higher in economically developed countries of Europe,

North America and Oceania (Jemal et al., 2011) and have been rising since the

introduction of prostate-specific antigen (PSA) testing in the early 1990s (Jemal et al.,

2011; Schroder and Roobol, 2012; Wolf et al., 2010). The relevance of PSA screening for

PCa diagnosis will be discussed further. Mortality rates, on the other hand, have been

decreasing in developed regions, which might be related with an improvement of

treatments. (Ferlay et al., 2010; Schroder and Roobol, 2012).

In Portugal, PCa was the most frequently diagnosed cancer in men in 2008, with

5,140 new cases representing 21.4% of all carcinomas, and the third leading cause of

death, with 2,021 deaths making up 13.8% of all cancer-related deaths (Figure 5). These

proportions are very similar to those seen in the rest of Europe (Ferlay et al., 2010).

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Figure 5 - Estimated cancer incidence and mortality in Portugal in 2008 [adapted from GLOBOCAN 2008

available at http://globocan.iarc.fr/factsheet.asp].

3.2 Etiology

When compared to other types of cancers, for which some risk factors are known

(smoking in lung cancer, for example), the causes of PCa remain mostly unknown

(Gronberg, 2003). As prostate carcinomas are very heterogeneous, both genetic and

environmental factors are expected to contribute for its etiology (Alvarez-Cubero et al.,

2012).

Over the past years, many epidemiological studies have been trying to associate

some risk factors with an increased risk of PCa, however the results remain controversial.

The differences in incidence rates are thought to be explained, in part, by age, ethnicity,

socioeconomic status, residence area, and environmental factors such as work place,

lifestyle and diet (Alvarez-Cubero et al., 2012; Eble et al., 2004). Concerning diet, while a

high intake of fat, animal proteins, processed meats and a high consumption of dairy

foods have been associated with an increased risk of PCa development (Deutsch et al.,

2004; Gronberg, 2003; Nelson et al., 2003), there are several dietary factors that appear

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to have a protective effect against PCa (Table 1) (Damber, 2008; Deutsch et al., 2004;

Nelson et al., 2003).

Table 1 - Dietary factors that are thought to reduce PCa risk [adapted from (Deutsch et al., 2004)].

Dietary component Role

Selenium Cell-cycle inhibition and apoptosis

Vitamin E Antiproliferative action

Cruciferous vegetables Cell-cycle inhibition

Lycopene (tomatoes) Free radical scavenger

Resveratrol Free radical scavenger and proapoptotic

Although many risk factors have been suggested, only three are fully established,

which are increasing age, ethnic origin and a positive family history of PCa (American

Cancer Society: Cancer Facts & Figures 2012; Damber, 2008; Jemal, Bray, et al. 2011).

In fact, 60% of the PCa cases are diagnosed in men with more than 65 years old,

and about 97% in men with more than 50 years, with the mean age of diagnosis standing

between 72 and 74 years (American Cancer Society: Cancer Facts & Figures 2012;

Gronberg, 2003). This relationship is not entirely understood, but it is presumed that, with

aging, gene expression alterations may occur in the prostate, mainly in genes associated

with inflammation, senescence and oxidative stress (Shen and Abate-Shen, 2010).

Regarding ethnic origin or race, it is known that the highest incident rates are

observed in men with African ancestry, like Jamaicans and African Americans (American

Cancer Society: Cancer Facts & Figures 2012). After black people, the Caucasians are

the most affected, with the Asians having the lowest risk (Eble et al., 2004).

An hereditary component is estimated to be present in 5-10% of all cases as

observed by a clustering of PCa in some families (American Cancer Society: Cancer

Facts & Figures 2012; Damber, 2008; Gronberg, 2003). Men with affected first-degree

relatives have a two to three-fold increased risk for developing PCa when compared to the

general population (Boyd et al., 2012; Schroeck et al., 2013) and the risk increases with a

decrease in the age at diagnosis of the affected individuals and with the increase in the

number of affected relatives (Gronberg, 2003). The aggregation of cases in families might

be explained by the inheritance of mutations in genes that are associated with PCa

(Damber, 2008). Some have already been identified, and will be discussed later.

3.3 Screening

In many countries PSA testing in combination with digital rectal examination (DRE)

are used as screening tools for the early detection of PCa. PSA is a kallikrein-related

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serine protease that is essentially produced by the epithelial cells from the ducts and acini

of the prostatic gland. Its levels are typically very low, except when a disruption of the

normal prostatic architecture occurs, causing its release to the circulation (Greene et al.,

2013; Shen and Abate-Shen, 2010).

Men with suspicious DRE in conjunction with a PSA level above 4.0ng/ml are

recommended to proceed to biopsy (Alvarez-Cubero et al., 2012; Heidenreich et al., 2008;

Wolf et al., 2010). However, there is not a true cutoff value allowing the discrimination

between cancer and non-cancer, meaning that the PSA test is not specific for cancer, but

only for prostatic tissue. This is the major disadvantage of PSA testing, however there are

no other biomarkers available (Alvarez-Cubero et al., 2012; Wolf et al., 2010). In fact, PSA

levels can be elevated in other conditions besides PCa, such as BPH, prostatitis, and

trauma, giving false-positive results (Alvarez-Cubero et al., 2012; Greene et al., 2013).

PSA test can also produce false-negative results, so clinically important PCas could be

missed (Alvarez-Cubero et al., 2012; Wolf et al., 2010). Despite being widely use, there is

still a big controversy about the real benefits of PSA screening (Boyle and Levin, 2008)

and it was estimated that 23 to 42% of PSA detected prostate cancers would never be

diagnosed otherwise, indicating that PSA testing may lead to overdiagnosis and

overtreatment. The main reason that favors PSA screening is the fact that it detects the

illness at an early stage, allowing an effective and curative treatment, thus reducing

mortality (Wolf et al., 2010). However, there is not enough proof that the reduced mortality

observed in some countries, like in the USA, for example, is attributable to PSA screening

(Damber, 2008; Wolf et al., 2010).

Before proceeding to biopsy many factors should be taken into account. These

factors include patient´s age and ethnicity, family history, biopsy history, comorbidities, as

well as free and total PSA levels, PSA velocity and density (Greene et al., 2013). Current

recommendations say that older men with a life expectancy lower than 10 years are

unlikely to benefit from screening, but men belonging to high risk groups should pursue

with screening. Concerning the general population, men should be informed about the

pros and cons and make their personal decision (Boyle and Levin, 2008; Wolf et al.,

2010).

Transrectal ultrasound imaging (TRUS) is also used as an aid-tool for patients with

prostate problems. It allows the evaluation of the prostate volume and the delineation and

measurement of potential lesions, but it has limited usefulness in the detection of prostate

cancer (Eble et al., 2004).

Nowadays it is still very difficult to distinguish an indolent cancer from an

aggressive one, which will only be possible with a better understanding of the molecular

mechanisms involved in PCa initiation and progression. This knowledge would allow the

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identification of new biomarkers and new screening methods that could avoid

overtreatment, and would also allow the development of new treatments with fewer risks

(Shen and Abate-Shen, 2010; Wolf et al., 2010).

3.4 Diagnosis

When something suspicious is found with screening techniques, more exams are

needed to confirm whether or not the patient has PCa and the examination of

histopathological or cytological samples is required to make a definitive diagnosis

(Damber, 2008). The gold standard method to obtain a sample is by transrectal

ultrasound-guided core biopsies (Damber, 2008; Eble et al., 2004; Heidenreich et al.,

2008). It is recommended to take between 10 and 13 biopsy cores, which have a higher

rate of detection than the traditional sextant method. Fine needle aspiration (FNA)

cytology is another available technique, but is no longer widely used because of some

disadvantages, like false-positives and the fact that it does not allow the evaluation of the

Gleason grading (Heidenreich et al., 2008).

3.4.1 Histopathological evaluation

Histopathological grading is essential to access the aggressiveness of the tumor,

to predict the outcome and also to choose the appropriate treatment (Buhmeida et al.,

2006; Damber, 2008; Harnden et al., 2007). In 1966 a grading system was created by

Donald F. Gleason and nowadays it is the most widely used system. The Gleason grading

is based on the glandular architectural pattern of the tumor and comprises five grades of

differentiation (Figure 6 and Table 2), with grade one being the most differentiated and

grade five the most undifferentiated (Buhmeida et al., 2006; Eble et al., 2004).

Figure 6 - Modified Gleason system [adapted from (Epstein, 2010)].

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Table 2 - Gleason patterns and their main features [adapted from (Eble et al., 2004; Epstein, 2010)].

Gleason patterns

Features

Pattern 1

Very well circumscribed nodule of packed glands with

equal size and shape which do not infiltrate.

Pattern 2

Round or oval glands with smooth ends, less uniform

between each other than in pattern 1, wich can have

minimal invasion.

Pattern 3

Discrete angular units with marked variation in shape

and size, with infiltration in and amongst non-

neoplastic acini.

Pattern 4 Fused or cribiform glands, or defined glands with

poorly formed glandular lumina.

Pattern 5

Almost complete loss of glandular lumina with

formation of solid sheets, solid strands or single cells

that invade the stroma.

A grade must be present in at least 5% of the biopsy specimen in order to be

considered (Ramon, 2007). Nevertheless, prostate cancer presents frequently with more

than one histological pattern, so in order to reflect this heterogeneity, the two most

common patterns have to be taken into account (Buhmeida et al., 2006; Eble et al., 2004).

The final score attributed to the tumor consists on the sum of these two patterns, so the

score is always between two and 10, the less and the more aggressive, respectively

(Damber, 2008; Epstein, 2010). The two patterns and the final score are always reported

(3+4=7, for example). Because grade one is unusual and grade two is frequently mixed

with grade three, resulting in score five, some Gleason scores, like two, three and four are

rarely attributed, making scores six and seven the two most common (Eble et al., 2004).

3.4.2 Clinical and pathological staging

PCa staging is used to describe the extent of the disease, in order to predict the

clinical outcome, define treatment options, and evaluate the response to treatment (Cheng

et al., 2012; Ramon, 2007). Staging of prostate cancer is challenging due to the

complexity of the disease, so an accurate and uniform language is required. The most

commonly used system for PCa staging is the tumor, node and metastasis (TNM) system

of the American Joint Committee on Cancer/Union Internationale Contre le Cancer

(AJCC/UICC) (Cheng et al., 2012; Edge and Compton, 2010). This classification system is

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based on three parameters, which are the extent of the primary tumor (T), the presence of

involved lymph nodes and its extent (N) and, lastly, the presence of distant metastases

(M) (Edge and Compton, 2010; Ramon, 2007).

TNM staging includes both clinical and pathological staging. The first is based on

information obtained before the first treatment, and the assessment of the tumor extent is

determined by TRUS, DRE and other imaging techniques. On the other side, pathological

staging is accessed through histological examination of the tumor extent in the prostate

gland and its surroundings, which can only be properly achieved after total radical

prostatectomy (Cheng et al., 2012; Hoedemaeker et al., 2000).

The TNM system was revised in 2010 (Table 3) and some changes have been

made in the T3a category, with the incorporation of extraprostatic extension and

microscopic bladder neck invasion. Other alterations include the recognition of the

Gleason score as being the ideal grading system, and the inclusion of prognostic factors

of Gleason score and preoperative PSA into stage grouping. There are four groups,

represented in Table 4, in which a higher number indicates a worst prognosis (Cheng et

al., 2012).

Table 3 - AJCC clinical and pathological TNM classification of prostatic tumors [adapted from (Edge,

2010)].

Primary tumor (T)

CLINICAL

TX – Primary tumor cannot be assessed

T0 – No evidence of primary tumor

T1 – Clinically unapparent tumor neither palpable nor visible by imaging

T1a – Tumor incidental histological finding in 5% or less of tissue resected

T1b – Tumor incidental histological finding in more than 5% of tissue resected

T1c – Tumor identified by needle biopsy (for example, because of elevated PSA)

T2 – Tumor confined within prostate

T2a – Tumor involves one-half of one lobe or less

T2b – Tumor involves more than one-half of one lobe but not both lobes

T2c – Tumor involves both lobes

T3 – Tumor extends through the prostate capsule

T3a – Extracapsular extension (unilateral or bilateral)

T3b – Tumor invades seminal vesicle(s)

T4 – Tumor is fixed or invades adjacent structures other than seminal vesicles, such as

external sphincter, rectum, bladder, levator muscles, and/or pelvic wall

PATHOLOGIC (PT)

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pT2 – Organ confined

pT2a – Unilateral, one-half of one side or less

pT2b – Unilateral, involving more than one-half of side but not both sides

pT2c – Bilateral disease

pT3 – Extraprostatic extension

pT3a – Extraprostatic extension or microscopic invasion of bladder neck

pT3b – Seminal vesical invasion

pT4 – Invasion of the rectum, levator muscles, and/or pelvic wall

Regional Lymph Nodes (N)

CLINICAL

NX – Regional lymph nodes were not assessed

N0 – No regional lymph node metastasis

N1 – Metastasis in regional lymph node(s)

PATHOLOGIC

pNX – Regional nodes not sampled

pN0 – No positive regional nodes

pN1 – Metastases in regional node(s)

Distant Metastasis (M)

M0 – No distant metastasis

M1 – Distant metastasis

M1a – Nonregional lymph node(s)

M1b – Bone(s)

M1c – Other site(s) with or without bone disease

Table 4 - AJCC stage grouping [adapted from (Edge, 2010)].

Group T N M PSA (ng/ml) Gleason

score

I

T1a-c N0 M0 < 10 ≤ 6

T2a N0 M0 < 10 ≤ 6

T1-2a N0 M0 X X

IIA

T1a-c N0 M0 < 20 7

T1a-c N0 M0 ≥ 10 and ≤ 20 ≤ 6

T2a N0 M0 ≥ 10 and ≤ 20 ≤ 6

T2a N0 M0 < 20 7

T2b N0 M0 < 20 ≤ 7

T2b N0 M0 X X

IIB T2c N0 M0 Any PSA Any Gleason

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T1-2 N0 M0 ≥ 20 Any Gleason

T1-2 N0 M0 Any PSA ≥ 8

III T3a-b N0 M0 Any PSA Any Gleason

IV

T4 N0 M0 Any PSA Any Gleason

Any T N1 M0 Any PSA Any Gleason

Any T Any N M1 Any PSA Any Gleason

*X: unknown.

3.5 Treatment

There are many treatment options available for PCa management and its choice

relies on the stage and grade of the tumor at the time of diagnosis, patient´s age,

comorbidities and personal believes (Heidenreich et al., 2011; Siegel et al., 2012).

Currently, there is not enough information about what is the best treatment, since few

prospective randomized trials comparing different treatment options have been done

(Heidenreich et al., 2011; Ramon, 2007). The most common used treatments are

represented in Figure 7, in function of age.

*Initial treatment received.

Figure 7 - Primary treatments for PCa, by age in 2008 [adapted from (Siegel et al., 2012)].

3.5.1 Active surveillance (AS)

AS or watchful waiting consists in postponing the treatment until it is necessary

(Heidenreich et al., 2008; Ramon, 2007). It was proposed as a form of reducing

overtreatment in patients with low-risk of PCa progression. It is recommended in men at

low-risk groups, with confined disease, Gleason score < 6, PSA levels < 10ng/ml and with

a life expectancy > 10 years. These recommendations are due to the fact that men

belonging to this risk group have a 20-year PCa-specific survival rate of 80 to 90%

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(Heidenreich et al., 2011), however they should be monitored periodically with PSA testing

and re-biopsies (Ramon, 2007).

3.5.2 Radical prostatectomy (RP)

RP constitutes the only treatment option with curative intent for localized PCa with

a benefit in cancer-specific survival, when compared to watchful waiting (Damber, 2008;

Heidenreich et al., 2011). In men with a normal erectile function and localized disease,

normally a nerve-sparing approach is made. In men with intermediate and high-risk PCa,

a pelvic lymphadenectomy should be performed, while for men with low-risk, its need and

extent are still in debate. Neoadjuvant therapy with androgen deprivation has no value,

since it does not improve overall survival (OS), and recommendations of adjuvant

androgen deprivation therapy (ADT) after surgery, remain controversial. However,

adjuvant radiation therapy after surgery showed to improve biological survival, OS and 15-

year metastasis-free survival (Heidenreich et al., 2011).

3.5.3 Radiation Therapy

Radiation therapy can be delivered using external-beam radiation or

brachytherapy, or used in combination. They have emerged as alternatives for men with

localized PCa, in whom RP is not recommended (Heidenreich et al., 2008). Both forms

have a disease-free survival identical of RP, for patients with early-stage PCa (Damber,

2008; Jani and Hellman, 2003). Dose-escalation radiotherapy can be used in these

patients or can be combined with hormonal therapy (Damber, 2008).

3.5.4 Hormonal therapy (androgen-deprivation)

Since androgens are essential for PCa development and progression (Shen and

Abate-Shen, 2010), hormonal therapy is the gold standard for patients with more

advanced PCa. Testicular androgens can be eliminated through physical (surgical

removal) or chemical castration. The latter can be accomplished with oestrogens that

reduce the secretion of the gonadotropin-releasing-hormone (GnRH) in the hypothalamus;

with the downregulation of GnRH receptors with agonists or antagonists, thus inhibiting

the pituitary secretion of luteinising hormone (LH) or follicle-stimulating hormone (FSH); or

with the administration of antiandrogens (Damber, 2008; Mottet et al., 2011).

3.5.5 Chemotherapy

Chemotherapy is indicated for the more advanced and metastatic PCa and mainly

when androgen deprivation fails, and should be initiated early in order to improve survival.

There are already some combination regimens with good results. The use of docetaxel in

combination with prednisone seems to be the best treatment for these men when

compared to mitoxantrone, with a survival benefit of approximately three months and a

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better quality of life, with less morbidities (Mottet et al., 2011). Recently, a vaccine,

Sipuleucel-T was approved by the Food and Drug Administration (FDA) and consists in an

autologous cellular immunotherapy that contains autologous CD54+ cells, stimulating the

immune system. Sipuleucel-T has proven to increase the OS in 4,1 months, however its

concomitant use with chemotherapy and immunosuppressive drugs has not been studied

yet (Mottet et al., 2011).

3.6 Prostate Cancer Genetic Alterations

Cancer is a pathology characterized by genetic alterations that can activate

oncogenes or inactivate tumor suppressor genes (TSGs) (Porkka and Visakorpi, 2004).

These can be inherited, thus predisposing to a higher cancer risk, or acquired during the

progression of the disease. Therefore, PCa can be divided in two types: the familial type,

in which the age at diagnosis is general below 55 years old; and sporadic, where the

individual is exposed, at some point, to an external factor that damages his genetic

material (Alvarez-Cubero et al., 2012; Porkka and Visakorpi, 2004).

The genetic alterations associated with PCa that have been discovered so far are

going to be explored in the following text. It is important to reinforce that although many

genetic and epigenetic alterations are already known, the mechanisms underlying

proliferation, differentiation and tumor progression in the prostatic gland await further

exploitation (Jung et al., 2004a).

3.6.1 Germline mutations and polymorphisms

In order to identify potential genes responsible for familial PCa, many approaches

have been used. The most classic approach is linkage analysis that identifies cancer

susceptibility loci. In Table 5 the loci discovered so far are represented, together with the

chromosomal position and its associated gene (Boyd et al., 2012). The most promising

candidate genes for PCa are RNASEL, MSR1 and ELAC2, which have been described as

hereditary TSG (Alvarez-Cubero et al., 2012). These genes are associated with the

response to infections (Gonzalgo and Isaacs, 2003), and thus linked to the idea that PCa

is somehow associated with inflammation.

After the discover of BRCA1, in the 17q21 region, as a candidate gene for prostate

cancer development, this chromossomal region was studied deeper (Boyd et al., 2012;

Ewing et al., 2012). Consequently, in the beginning of 2012, Ewing et al. screened

approximately 200 genes in this region and found a mutation, p.Gly84Glu (G84E to

simplify), in another gene, HOXB13, which is a homeobox transcription factor implicated in

the development of the normal prostate. More recently, genome wide association studies

(GWAS) allowed the discover of many other susceptibility loci (Boyd et al., 2012). Some

single nucleotide polymorphisms (SNPs) in genes associated with androgen synthesis

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and metabolism, like the androgen receptor gene (AR), the SRD5A2 gene (encodes part

of 5α-reductase), the CYP17A1 gene (encodes the cytochrome P450), among others,

have also been associated with PCa development (Bosland and Mahmoud, 2011; Boyd et

al., 2012; Damber, 2008; Deutsch et al., 2004).

Altough many inherited genetic alterations have been described, the focus of

research remains in high penetrant genes, such as BRCA1/2 and more recently HOXB13,

as rare genomic variants may be used as biomarkers for the prediction of incidence,

prognosis and response to therapy, or even be incorporated in clinical trials in a near

future (Bambury and Gallagher, 2012). However, because they are rare, it has been

suggested that low-penetrance gene polymorphisms might also contribute for PCa

development. New technologies such as GWAS and SNP arrays are very important to

identify variants that have a moderate effect on the risk of PCa development (Boyd et al.,

2012).

Table 5 - PCa predisposition loci discovered by linkage analysis [adapted from (Boyd et al., 2012)].

3.6.2 Somatic gene alterations

Somatic mutations

Like in other malignancies, somatic mutations are relatively common in PCa, with

the activation of oncogenes or the inactivation of TSGs (Boyd et al., 2012; Jung et al.,

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2004a). The mutated genes that have already been described are represented in Table 6

(Boyd et al., 2012). Mutations in PTEN, a TSG involved in apoptosis, cell-cycle control

and angiogenesis, are the most frequent. Loss of heterozygosity in 10q23 is also

common, especially in metastatic lesions, which suggests that this TSG might be

important for PCa progression (Boyd et al., 2012; Deutsch et al., 2004). TP53 is also a

TSG, being the most frequently mutated gene in all human cancers, and its mutations are

observed in 20 to 30% of advanced localized PCa tumors (Boyd et al., 2012; Porkka and

Visakorpi, 2004). Other genes that are also mutated in some cases are RNASEL (13% of

cases), EPHB2 (10% of cases), and, less frequently, mutations in RAS, CHK2, SPOP,

EGFR, PLXNB1, FOXA1 and many others (Boyd et al., 2012; Porkka and Visakorpi,

2004).

Another gene that is worth to mention is the AR gene, since it codifies the receptor

that mediates the androgen action in prostate cancer cells (Porkka and Visakorpi, 2004).

Many somatic alterations in this gene have been described, although mutations in

untreated PCa tumors are rare. On the other hand, they are frequently found in androgen-

refractory tumors after treatment with anti-androgens and androgen suppression, which

implicates these mutations in the progression of the disease. Seventy missense mutations

have already been identified in the AR gene (Boyd et al., 2012).

Table 6 - PCa genes with somatic mutations [adapted from (Boyd et al., 2012)].

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Copy number alterations

The two major techniques that allow the identification of copy number gains and

losses are comparative genomic hybridization (CGH) and fluorescence in situ

hybridization (FISH). The first one revealed that gains at 1q, 2p, 7, 8q and Xq and losses

at 1p, 6q, 8p, 10q, 13q and 16q are the most common alterations in PCa at the

chromosome level. Later on, FISH showed candidate genes for some of the alterations:

gains of MYC (8q24) and AR (Xq12); and deletions of NKX3-1 (8p21), KLF6 (10p15),

PTEN (10q23), P27/Kip1 (12p13) and KLF5 (13q21) (Boyd et al., 2012). NKX3-1 loss of

expression is more common in advanced and refractory tumors (near 80%) and it is

thought that the mechanism involved in the loss of the tumor suppressive activity is

haploinsufficiency, since the other allele is not mutated (Jung et al., 2004a; Porkka and

Visakorpi, 2004).

Chromosomal rearrangements

Genetic alterations such as chromosomal rearrangements are common in both

hematological neoplasias and in solid tumors (Huang and Waknitz, 2009). The discovery

of fusion genes in a high proportion of the prostate tumors had major importance to

understand the molecular mechanisms involved in prostate carcinogenesis (Damber,

2008).

In 2005, Tomlins and his colleagues described chromosomal rearrangements

where the gene TMPRSS2 (a serine protease produced in response to androgens in the

epithelial cells) was fused to ERG or ETV1, two members of the ETS family of

transcription factors. This fusion was reported to be present in 50% of the prostate

cancers, making it the most prevalent fusion gene in any solid tumor. As a result of these

fusions, the ETS gene is under the control of the TMPRSS2 promoter region and

becomes overexpressed (Huang and Waknitz, 2009; Narod et al., 2008; Rubin et al.,

2011; Tomlins et al., 2005).

Besides the TMPRSS2:ERG and TMPRSS2:ETV1 fusions, other ETS genes

(ETV4, ETV5 and FLI1) were reported to be fused at the 5’ end with TMPRSS2 or other 5’

partners, being SLC45A3 (also an androgen-responsive gene) the second most frequent

5´ partner rearranged with all the five ETS genes involved in PCa rearrangements (Boyd

et al., 2012; Paulo et al., 2012a; Tomlins et al., 2009; Tomlins et al., 2007).

Although the TMPRSS2:ERG fusion appears to be a key and early molecular

event in PCa, it does not seem to be enough for the development of the disease. Some

studies have associated this fusion with a more aggressive disease and it is known that

ERG overexpression and PI3K signaling act together in the progression to advanced PCa.

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There have been some efforts to apply these discoveries to diagnosis, prognosis and

treatment, although more studies are needed (Rubin et al., 2011).

3.7 Prostate Cancer Epigenetic Alterations

Epigenetic alterations, unlike genetic alterations, do not affect the DNA sequence,

but instead affect gene expression by mechanisms such as DNA methylation, histone

modifications, chromatin remodeling and RNA interference. In the prostate, many genes

have already been described to show abnormal methylation levels. Among these,

RASSF1A and GSTP1 are worth to be mentioned (Gonzalgo and Isaacs, 2003).

RASSF1A is found methylated in 60% to 70% of all PCa cases, being more common in

tumors of higher grades (Gonzalgo and Isaacs, 2003). Hypermethylation of GSTP1 is the

most frequent somatic gene alteration in PCa (Henrique and Jeronimo, 2004; Lin et al.,

2001) being considered an initiating event of prostatic carcinogenesis (De Marzo et al.,

2004; Gonzalgo and Isaacs, 2003; Nelson et al., 2001). It is silenced in almost every

prostate carcinomas (90-95%) and in 70% of PIN lesions (Henrique and Jeronimo, 2004;

Porkka and Visakorpi, 2004). GSTP1 is normally expressed in the basal cells, and

encodes the π-class glutathione S-transferase (De Marzo et al., 2004; Nelson et al., 2003)

that belongs to a family of detoxifying enzymes of different xenobiotics (Gonzalgo and

Isaacs, 2003; Porkka and Visakorpi, 2004). GSTP1 is thought to act as a “caretaker”

gene, since it is a scavanger of reactive oxygen species, and its inactivation may cause

genome damage (De Marzo et al., 2004; Deutsch et al., 2004; Nelson et al., 2001). Since

GSTP1 is so important for prostate carcinogenesis, restoring its expression and avoiding

carcinogenic stress may be a good approach for cancer prevention (Nelson et al., 2001).

3.8 The role of androgens

It has long been assumed that androgens are somehow involved in prostate

carcinogenesis, since both the prostate and PCa are androgen-dependent. Despite of a

lack of enough epidemiological evidence, it seems that androgens have a different role in

each step of the prostate carcinogenesis pathway. The oncogenic activity of androgens is

related to their ability to stimulate cell growth, making the cells more prone for the

accumulation of genetic alterations (Bosland and Mahmoud, 2011; Henderson and

Feigelson, 2000).

The binding of androgens to AR causes AR activation and translocation into the

nucleus where it binds to specific DNA response elements on the promoter regions,

interacting with other transcriptional factors and coregulators and activating the

transcription of target genes. The hormone-receptor complex may act as break or

accelerator of transcription. As AR plays a crucial role in the regulation of growth and

differentiation of PCa, androgen deprivation therapy is a good option for patients with

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metastatic PCa (Jung et al., 2004b; Kim et al., 2010a; Kim et al., 2010b). However, most

of the patients relapse and develop androgen-independent (AI) cancers, where AR

activation and signaling remain intact (Kim et al., 2010b; Shen and Abate-Shen, 2010).

Several mechanisms were proposed for the retained activity of AR signaling in AI

tumors. These include AR amplification that results in overexpression of AR and increases

the sensitivity to low levels of androgens, thus promoting the growth of prostate cancer

cells; and AR mutations that alter the ligand-specificity of the receptor, allowing its binding

and activation by nonandrogens and anti-androgens (De Marzo et al., 2004; Nelson et al.,

2003; Shen and Abate-Shen, 2010).

4. Homeobox Genes

The family of homeobox genes, first described in Drosophila melanogaster,

comprises two subfamilies, class I (clustered homeobox genes – HOX) and class II

(nonclustered or divergent) (Nunes et al., 2003). In terms of evolution, homeobox genes

are highly conserved and arose by duplication from a single ancestral cluster (Daftary and

Taylor, 2006; Lappin et al., 2006). HOX genes codify a family of transcription factors

(Kelly et al., 2011; Kim et al., 2010b) with 39 members described in humans (Chen and

Sukumar, 2003; Daftary and Taylor, 2006). They are organized in four different genomic

clusters: A, B, C and D, each with 9 to 13 genes. The different clusters are located in

7p15, 17q21.2, 12q13 and 2q31, respectively, and comprise 13 paralog groups. The

structure of HOX genes and the proteins encoded by them are represented in Figure 8.

HOX genes are small, being composed of only two exons and one intron (Lappin et al.,

2006). Hox proteins are characterized by their homeobox domain, which is located in the

second exon and is composed of a 183-bp sequence with 61 amino acids. The

homeodomain is a helix-turn-helix-motif with DNA-binding activity, allowing the binding to

specific regions and therefore activating or repressing target genes (Chen and Sukumar,

2003; Daftary and Taylor, 2006; Kelly et al., 2011; Lappin et al., 2006). They harbor an

acidic tail in the COOH extremity and a pentamer near the homeodomain, which is

responsible for the binding of the TALE (three amino acid loop extension) proteins (Lappin

et al., 2006).

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Figure 8 - General structure of the HOX genes and their protein products [adapted from (Lappin et al.,

2006)].

HOX genes are very important regulators of the positional identity of the organs

and tissues in the anterior-posterior axis during embryonic development, from the level of

the hindbrain to the end of the spine (Daftary and Taylor, 2006; Jung et al., 2004a). They

are known to regulate cell proliferation and differentiation during embryogenesis and

organogenesis (Chen and Sukumar, 2003; Economides and Capecchi, 2003; McMullin et

al., 2009), showing spatial and temporal colinearity. Their expression is tissue-specific and

is related to the stage of development (Kim et al., 2010b; Krumlauf, 1994; McMullin et al.,

2009). Paralogs with lower numbers (3’ genes) are the first to be expressed and mainly in

the anterior and proximal regions of the body axis, while 5’ genes are expressed in a later

stage of the development and in the posterior and distal regions (Figure 9). This

coordinated expression is commonly referred as the HOX code and it determines the

phenotype of a nascent tissue (Daftary and Taylor, 2006; Ewing et al., 2012; Lappin et al.,

2006; McMullin et al., 2009). HOX genes exhibit functional redundancy, which means that

a mutation or loss of expression in one gene can be compensated by the others (Lappin

et al., 2006).

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Figure 9 - Genomic organization of the mammalian HOX clusters and their embryonic expression

pattern, which correlates with the chromosomal positioning [adapted from (Daftary and Taylor, 2006)].

HOX genes are very important for limb and pulmonary development in vertebrates,

and many limb malformations and congenital lung abnormalities have already been

associated with specific genes of this family (Lappin et al., 2006). They are also known for

their involvement in the development of secondary sexual structures, like male accessory

organs and female mammary glands (Jung et al., 2004a).

Besides their part in embryogenesis and organogenesis, some HOX genes

continue to be expressed in adult tissues that maintain developmental plasticity, mediating

differentiation processes, homeostasis and organ functioning (Daftary and Taylor, 2006;

Kelly et al., 2011). More recently deregulation of HOX expression patterns have been

associated with many types of cancers (Cross and Burmester, 2008), such as prostate,

breast, ovarian, endometrial, lung, renal, neuroblastoma, colorectal, leukemias and

pancreatic, among others (Chen and Sukumar, 2003; Gray et al., 2011; Habel et al., 2013;

Jung et al., 2005; Kelly et al., 2011; Zhao et al., 2005). HOX genes also exhibit tissue-

specificity in tumors, meaning that different tumors show a specific expression profile. The

exact role of HOX genes is different depending on the type of malignancy, but it is known

that they might interfere in different hallmarks of cancer (Chen and Sukumar, 2003;

McMullin et al., 2009; Nunes et al., 2003). It has also been suggested that HOX genes

that are expressed during embryonic development but show low or absent expression in

adulthood can be overexpressed or re-expressed in neoplasias (Chen and Sukumar,

2003; McMullin et al., 2009).

4.1 HOXB13

HOXB13 was first described by Zeltser and her colleagues in 1996, being the last

discovered homeobox gene, and encodes the transcription factor HOXB13 (Zeltser et al.,

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1996). It belongs to the paralog group 13 and is located 70kb upstream of HOXB9. Its

expression maintains the temporal and spatial colinearity typical of other HOX genes and

is identical to other HOX-13 genes, being expressed in the urogenital sinus, posterior

extent of the spinal cord and tailbud (Jung et al., 2004a; Jung et al., 2004b; Kim et al.,

2010b; Zeltser et al., 1996) and not being expressed in the genital tubercule or the limbs

(Zeltser et al., 1996).

HOX13 paralogs are particularly important for the prostate development, with

HOXC13 being the only member of the group that is not expressed during embryogenesis

(Economides and Capecchi, 2003; Jung et al., 2004b). Of these, HOXB13 paralog is the

only that maintains a high expression level in adults, and its expression is confined to the

prostate, distal colon and rectum (Figure 10) in an androgen-independent fashion (Ewing

et al., 2012; Jung et al., 2004b; Sreenath et al., 1999; Zeltser et al., 1996). Interestingly,

this contrasts with the expression pattern of NKX3.1, another androgen-dependent

homeobox gene essential for prostate development (Bieberich et al., 1996; Sreenath et

al., 1999).

Figure 10 - Expression of HOXB13 in adult tissues using real time reverse transcription-PCR combined

with Taqman probe [adapted from (Jung et al., 2004b)].

Economides and his co-workers demonstrated that mice with homozygous

mutations leading to loss of function of HOXB13 have defects in the ventral prostate

epithelium, malformations of the duct tips and an absence of secretory proteins such as

p12 and p25. An overgrowth in all the major structures derived from the tail bud is also

observed (Economides and Capecchi, 2003; Economides et al., 2003). These studies

strengthen the importance of HOXB13 for the normal development of the prostate.

4.1.1 HOXB13 and PCa

Since HOXB13 is highly expressed in the prostate and its expression seems to be

maintained in PCa (Edwards et al., 2005), multiple studies have tried to evaluate its

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function in both the normal prostate and in prostate carcinogenesis (Ewing et al., 2012;

Jung et al., 2004a; Jung et al., 2004b; Kim et al., 2010b). Despite its relevance for the

development of the normal prostate already described (Economides and Capecchi, 2003;

Huang et al., 2007; Norris et al., 2009), its exact function is not yet fully understood,

specially what concerns prostate carcinogenesis. In fact, the role of HOXB13 in prostate

cancer development remains highly controversial, since HOXB13 has been suggested to

act both as an oncogene and as a TSG (Ewing et al., 2012; Jung et al., 2004a).

However, it seems to be consistent that HOXB13 is only expressed in AR-

expressing cells and that its role is dependent on the cell type (Figure 11 and 12) and on

the cellular environment (AR status and androgen stimulation) (Jung et al., 2004a; Jung et

al., 2004b; Kim et al., 2010a; Kim et al., 2010b). Nevertheless, HOXB13 expression is not

directly regulated by androgens (Jung et al., 2004a; Jung et al., 2004b; Sreenath et al.,

1999; Zeltser et al., 1996).

Figure 11 - HOXB13 mRNA levels in the prostate (last column) and in ten prostate cell lines according

to the status of the activity of the AR. P69, PrEc and Pz-HPV7 are benign prostate cell lines and the others

are tumor-derived cell lines [adapted from (Jung et al., 2004b)].

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Figure 12 - Protein levels of HOXB13 expression in seven prostatic cell lines by Western Blot (A) and

immunocytochemistry (B) [adapted from (Kim et al., 2010b)].

In 2004, Jung et al. induced de novo expression of HOXB13 in the HOXB13-

negative and AR-negative PC-3 PCa cell line, and observed growth suppression along

with alterations in cell morphology, typical of terminal differentiated cells. This effect was

also evident in vivo, with a decrease in tumor volume five weeks after cell implantation.

This growth inhibition was proved to result from cell cycle arrest at G1 phase caused by

the down-regulation of cyclin D1, which is essential for accelerating this phase. The down-

regulation of cyclin D1 was shown to be caused by HOXB13 suppression of the β-

catenin/TCF-4 activity, since TCF-4 is an essential transcription factor of cyclin D1

expression. This observation lead to the assumption that HOXB13 loss might represent a

growth advantage for prostatic tumors (Jung et al., 2004a).

The same group also studied the role of HOXB13 in the HOXB13-positive and AR-

positive LNCaP PCa cell line, demonstrating both by its overexpression and by its

suppression, that HOXB13 plays different roles depending on the androgen stimuli (Jung

et al., 2004b; Kim et al., 2010b). Briefly, when HOXB13 is overexpressed in the presence

of androgens, it causes repression of androgen-activated AR transcriptional activity, by

physically interacting with AR (Figure 13), modulating its positive growth signal and

leading to an inhibition in cell growth (Kim et al., 2010a). On the other hand, in an

androgen-free environment HOXB13 promotes cell proliferation through the inhibition of

the TSG p21, allowing the activation of E2F mediated signaling (Figure 13) (Kim et al.,

2010b). The same effect regarding the influence of androgens was observed when

HOXB13 was suppressed in LNCaP cells, with the presence of R1881 conferring a stimuli

for growth, and its absence inhibiting cell growth (Jung et al., 2004b; Kim et al., 2010a).

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Regarding HOXB13 expression in PCa, there are still no certainties. A microarray

study demonstrated that HOXB13 expression levels in PCa were higher than those found

in normal adjacent tissue (Edwards et al., 2005), while others suggest that no such

changes could be observed due to the heterogeneity and multifocal nature of PCa, or

report a mixed pattern with HOXB13-positive and negative PCa cells (Jung et al., 2004a;

Kim et al., 2010a; Kim et al., 2010b). Nevertheless, it was demonstrated that hormone-

refractory tumors overexpress HOXB13 when compared to androgen-dependent

carcinomas (Figure 14) (Kim et al., 2010b).

Figure 13 - Proposed models of HOXB13 dual activity in the presence (A) and in the absence (B) of

androgens. In the presence of androgens HOXB13 can either sequester AR coactivators or recruit more

corepressors, thus inhibiting the AR-mediating growth signals. In the absence of androgens HOXB13 inhibits

the TSG p21 leading to the activation of the cyclin dependent kinase 2 (CDK2), which together with the

hyperphosphorylated RB releases the transcription factor E2F that activates the transcription of genes

promoting cell proliferation [adapted from (Kim et al., 2010a; Kim et al., 2010b)].

Figure 14 - HOXB13 expression in androgen-dependent (AD) and androgen-independent (AI) tumors

[adapted from (Kim et al., 2010b)].

4.1.2 HOXB13 mutations and PCa risk

As mentioned before, at the beginning of 2012, Ewing and his colleagues (Ewing

et al., 2012) screened more than 200 genes in the 17q21-22 region, a region that had

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29

previously been suggested as a possible location for a PCa susceptibility gene, by linkage

studies (Cropp et al., 2011; Lange et al., 2007; Lynch and Shaw, 2013). By sequencing

germline DNA from patients and controls, they found a recurrent, albeit rare, mutation in

HOXB13, G84E, now identified as rs138213197, in men of European descent, which co-

segregated with the disease in families. The G84E mutation leads to a change of an

adenosine for a guanine in the second position of codon 84, causing a nonconservative

substitution of glutamic acid for glycine. This mutation is localized in the first MEIS

(myeloid ecotropic insertion site) interacting domain (Figure 15), which is a highly

conserved domain that is thought to fine-tune HOX function by mediating the binding to

members of the MEIS homeobox protein family, which act as HOX cofactors (Ewing et al.,

2012; Witte et al., 2013).

The G84E mutation is found in 0.1% of the general population while in PCa

patients it reaches 1.4% and it increases to 3.1% in patients with early-onset of the

disease (≤55 years old) and with a positive family history (Ewing et al., 2012). This

increase in strength of association was also corroborated by other studies, but no

differences were found in Gleason grade between carriers and noncarriers (Akbari et al.,

2012; Karlsson et al., 2012; Kluzniak et al., 2013; Witte et al., 2013). Accordingly to

Ewing, the location of the mutation might be the explanation for how prostate

carcinogenesis is promoted and its nature indicates a role of HOXB13 more compatible

with an oncogene than a TSG. It is important to note that G84E carriers do not lose the

mutated allele, neither the expression of HOXB13, and that the mutated allele (A) is more

frequently transmitted from parents to the affected offspring than the normal allele (G)

(Ewing et al., 2012; Xu et al., 2013).

Other groups have confirmed the association of the G84E germline mutation with a

significantly increased risk of familial prostate cancer, although with lower frequency rates

(Akbari et al., 2012; Breyer et al., 2012; Chen and Sukumar, 2003; Karlsson et al., 2012;

Kluzniak et al., 2013; Laitinen et al., 2013; MacInnis et al., 2013; Schroeck et al., 2013;

Stott-Miller et al., 2013; Witte et al., 2013; Xu et al., 2013). Haplotype studies have

revealed that it is a founder mutation, more common in individuals of European descent,

being more frequent in the Nordic countries than in North America and Australia (Karlsson

et al., 2012; Xu et al., 2013). These studies also suggest that this mutation probably has

occurred in Northern Europe (Chen et al., 2013).

Although G84E variant only accounts for a small fraction of PCa cases, it confers a

significantly increased risk of hereditary prostate cancer (Ewing et al., 2012; Lynch and

Shaw, 2013), being the first major genetic mutation associated with familial PCa (Bessede

and Patard, 2012; Karlsson et al., 2012).

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Ewing et al., also found four additional missense variants, although much rarer

than G84E, and these are shown in Figure 15. The p.Arg229Gly (R229G) was found in

one patient from an African-American family and in his two brothers with PCa, and

p.Gly216Cys (G216C) was found in two half-brothers with PCa, from an African-

Caribbean family. The p.Tyr88Asp (Y88D) and p.Leu144Pro (L144P) were found in

LAPC4 and LNCaP cell lines, respectively, both PCa-derived and androgen-dependent.

All of the mutations were predicted to affect protein structure and function (Ewing et al.,

2012).

Figure 15 - Location of all the missense mutations found in HOXB13 by Ewing and collaborators

[adapted from (Ewing et al., 2012)].

With the intent of addressing the association of HOXB13 mutations with PCa in the

Chinese population, Lin et al. found a novel nonsynonymous mutation, p.Gly135Glu

(G135E), resulting in the substitution of a glycine to a glutamic acid. It also appears to be

a founder mutation that is associated with an increased risk of PCa in Chinese men. In

contrast with the G84E mutation, this variant is located in the second MEIS interacting

domain that is also a highly conserved domain (Lin et al., 2013).

The fact that other variants besides G84E had also been found, reinforces the idea

of the involvement of HOXB13 in prostate carcinogenesis, which is now established as a

PCa susceptibility gene, with a relative risk of approximately 20 for carriers of the G84E

mutation, and with a moderate penetrance in the average population (Ewing et al., 2012;

Karlsson et al., 2012; Kluzniak et al., 2013). However, the utility of these discoveries need

to be translated into the clinics, in order to identify men at higher risk which could benefit

from early screening (Xu et al., 2013). It is also important to further explore the biological

consequences of this variant and to evaluate how confined it is to prostate carcinogenesis

(Kluzniak et al., 2013; Schroeck et al., 2013).

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Aims

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33

Given the recent discovery that germline mutations in the HOXB13 gene confer an

increased risk for familial PCa, the main goal of this Master Thesis´s project was to search

for somatic mutations and expression alterations of the HOXB13 gene in prostate

cancer. Therefore, the specific goals of this project were:

To search for mutations in the entire coding sequence of the HOXB13

gene in a series of primary tumor samples from patients with clinically

localized PCa;

To evaluate the oncogenic potential of specific mutations in prostate

carcinogenesis using in vitro models;

To compare HOXB13 mRNA expression levels in normal prostate tissues

and in different molecular subtypes of prostate carcinomas.

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Materials and Methods

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1. Search for somatic mutations in HOXB13

Since some germline mutations in HOXB13 gene have already been found in PCa

patients and demonstrated to confer a higher risk for the disease (Chen et al., 2013;

Ewing et al., 2012; Kluzniak et al., 2013; Lin et al., 2013; Lynch and Shaw, 2013; Witte et

al., 2013; Xu et al., 2013), we have decided to start by searching somatic mutations in this

gene. In order to accomplish this goal, the chosen strategy was DNA sequencing of the

entire coding region of the gene.

1.1 Samples

To search for somatic mutations in HOXB13, a retrospective analysis was

performed in primary tumor samples that had been collected from 200 patients with

clinically localized PCa, diagnosed and treated with radical prostatectomy at the

Portuguese Oncology Institute (Porto, Portugal) between 2001 and 2006. The patients

were diagnosed at a mean age of 62 years (lower age of 49 years and highest age of 75

years), with mean PSA levels and Gleason scores of 9.07 and 6.77, respectively. Of the

initial series, only 178 cases were further analyzed, due to problems of quality of some of

the samples.

The LNCaP, PNT2, 22Rv1 and NCI-H660 prostate cell lines were also sequenced.

DNA from the patient samples had previously been extracted by our group using

the phenol-chlorophorm method using phase-lock gel (5 PRIME, Hamburg, Germany) and

DNA from the prostate cell lines was extracted using the illustra TriplePrep kit (GE

Healthcare, Life Sciences, Cleveland, USA), accordingly to the manufacturer´s

instructions.

1.2 Sanger sequencing

Since HOXB13 gene has 855bp, it was necessary to perform the sequencing in

separate, for the two exons. The primers for amplification of coding regions of the two

exons were designed using the Primer-BLAST design tool and their specificity was

evaluated with the Nucleotide Basic Local Alignment Search Tool (BLASTn) from the

National Center for Biotechnology Information (NCBI), and were acquired from Metabion

(Martinsried, Germany). The targeted region was amplified in two amplicons and the

respective primer sequences are represented in Table 7.

Table 7 – Primers´ sequences used for sequencing the HOXB13 gene (NM_006361.5).

Primer forward sequence Primer reverse sequence

Exon 1 5´-CGAGCTGGGAGCGATTTA-3´ 5´-AGCTCCAAGTCTCCCTCCTC-3´

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38

Exon 2 5´-TTGCACGTGCGCCTGTAGGG-3´ 5´-GTCTCCCCAGGACACCCCCA-3´

For the amplification reaction, a total volume of 30μl was used, with 1xTaq Buffer

with (NH4)2SO4 (Thermo Fisher Scientific, Rockford, USA), 2.5mM MgCl2 (Thermo Fisher

Scientific), 250mM dNTP mix (Thermo Fisher Scientific), 0.5M of each primer, 0.05U of

Taq DNA Polymerase (Thermo Fisher Scientific) and 100 to 500ng of DNA. The PCR

reaction was performed in the thermocycler with an initial step of denaturation at 94ºC for

10 minutes; followed by five cycles with denaturation at 94ºC for 1 minute, annealing at

64ºC for 1 minute, and extension at 72ºC for 2 minutes; and five identical cycles with a

lower annealing temperature (62ºC). A third round of amplification included 25 cycles with

another annealing temperature (60ºC) and the reaction ended with a final extension step

at 72ºC for 7 minutes. The amplification was confirmed by electrophoresis in a 2% (w/v)

agarose gel stained with ethidium bromide.

Next, the PCR product was purified using a mix of two enzymes from Thermo

Fisher Scientific: exonuclease I (20μg/μl) and Fast Thermosensitive Alkaline Phosphatase

(1μg/μl), in a proportion of 1:2. The purification was carried out in the thermocycler at 37ºC

for 30 minutes for proper enzyme activity, followed by 15 minutes at 85ºC, to inactivate

enzymes. For this reaction, 1μl of the mix (ExoSap) is added to 10μl of PCR product. This

allows the removal of unincorporated primers and also degrades the nucleotides that have

not been incorporated, thus the resulting PCR product is completely cleaned-up for

sequencing (Werle et al., 1994).

For the sequencing reaction, we only used the forward primers and the DNA

amplicons were sequenced using the the BigDye® Terminator v3.1 Cycle Sequencing Kit

from Applied Biosystems® (Life Technologies). The reaction consisted on mixing 1.9μl of

sequencing buffer, 1μl of Terminator Ready Reaction Mix, containing dNTPs, ddNTPs-

fluorocromes, MgCl2 and Tris-HCl buffer, 3.5M of the already mentioned primers and

lastly, 100 to 500ng of DNA, with a final reaction volume of 10μl. The PCR program at the

thermocycler consisted on an initial denaturation step at 96ºC for 10 minutes, followed by

35 cycles of denaturation at 96ºC for 10 seconds, annealing at 52ºC for 5 seconds and

extension at 60ºC for 6 minutes. In order to reduce possible contaminants, the sequencing

product was purified with IIlustra Sephadex® G-50 fine columns (GE Healthcare, Life

Sciences, Cleveland, USA), according to the manufacturer´s instructions. Finally, to

stabilize the DNA, the samples were eluted in 12μl of deionized formamide (Applied

Biosystems). The sequencing was performed on a 3500 Genetic Analyzer (Applied

Biosystems) and all the sequences were compared with the HOXB13 RefSeq sequence

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39

(NM_006361.5) for variant detection, using the Mutation Surveyor V4.0.7 software

(Softgenetics, State College, PA, USA).

2. Cell Lines and Cell Culture

Seven PCa cell lines, namely VCaP, NCI-H660, PC-3, 22Rv1, LNCaP, MDA-PCa-

2b and DU145 and one non-malignant prostatic cell line, PNT2, were grown in a 37ºC

environment with 5% CO2 and were frequently tested for contaminations with Mycoplasma

spp., using the PCR Mycoplasma Detection Set, from Clontech Laboratories (Mountain

View, CA, USA).

All the cell lines except MDA-PCa-2b were grown in media from GIBCO®

(Invitrogen, Carlsbad, CA, USA). 22Rv1, LNCaP, PNT2 and DU145 were grown in RPMI-

1640 medium; VCaP in DMEM medium and PC-3 in F-12. All the media were

supplemented with 10% Fetal Bovine Serum – FBS (GIBCO®) – with 1%

Penicillin/Streptomycin (GIBCO®) at a final concentration of 1%. NCI-H660 was grown in

RPMI-1640 medium supplemented with 1x Insulin-transferrin-selenium, 10nM of β-

estradiol, 10nM of hydrocortisone, 1x L-glutamine, and also FBS and

Penicillin/Streptomycin at a final concentration of 5% and 1%, respectively. MDA-PCa-2b

was grown in BRFF medium (Gentaur, Kampenhout, Belgium) supplemented with 20%

FBS and 1% Penicillin/Streptomycin.

VCaP and PNT2 were acquired from ECACC (European Collection of Cell

Cultures), PC-3, DU145 and LNCaP from the Leibniz Institute DSMZ (German Collection

of Microorganisms and Cell Cultures), NCI-H660 and MDA-PCa-2b from ATCC (American

Type Culture Collection) and 22Rv1 were kindly provided by Dr. David Sidransky from

Johns Hopkins University.

The main features of the prostatic cell lines are summarized in Table 8.

Table 8 – Principal characteristics of the eight prostate cell lines [adapted from the ATCC website

available at http://www.atcc.org/].

Cell line Cell type

(ATCC) Origin (ATCC)

Androgen

response

PSA

expression

ETS

rearrangements

PNT2 Epithelial;

adherent

Established by

immortalization of

normal adult

prostatic epithelial

cells. The primary

culture was

obtained from a

-

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40

prostate of a 33

year-old male post

mortem (Berthon et

al., 1995).

22Rv1

Carcinoma

; epithelial;

adherent

Derived from a

xenograft that was

serially propagated

in mice after

castration-induced

regression and

relapse of the

parental, androgen-

dependent CWR22

xenograft (Knouf et

al., 2009;

Sramkoski et al.,

1999).

+ + -

DU145

Carcinoma

; epithelial;

adherent

Derived from a

brain metastasis of

a 69 year- old

Caucasian male.

- - -

PC3

Grade IV,

adenocarci

noma;

epithelial;

adherent

Initiated from a

bone metastasis of

a grade IV prostatic

adenocarcinoma

from a 62 year-old

Caucasian male.

- - -

MDA-

PCa-2b

Adenocarci

noma

epithelial;

adherent

Established from a

bone metastasis of

a 63 year-old black

male with

androgen-

independent

adenocarcinoma of

the prostate.

+ +

MIPOL1-ETV1

(Tomlins et al.,

2007)

LNCaP

Carcinoma

epithelial;

adherent,

single cells

and loosely

attached

clusters

Derived from a left

supraclavicular

lymph node

metastasis of a 50

year-old Caucasian

male.

+ +

Cryptic insertion of

ETV1 into an

intronic sequence

from the MIPOL1

locus at 14q13.3–

14q21.1 (Tomlins et

al., 2007).

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VCaP Epithelial;

adherent

Established in from

a vertebral bone

metastasis from a

59 year-old

Caucasian male

with hormone

refractory prostate

cancer.

+ + TMPRSS2:ERG

(Narod et al., 2008).

NCI-H660

Epithelial

neuroendo

crine;

floating

and

attached

clusters

Derived from a

lymph node

metastasis of a

small cell

carcinoma, stage E.

- - TMPRSS2:ERG

(Mertz et al., 2007)

3. Induction of de novo overexpression of HOXB13 in prostate

cell lines

In order to evaluate the oncogenic potential of the G84E mutation first described

by Ewing (Ewing et al., 2012) and of the p.Ala128Asp (A128D, to simplify) mutation

discovered along this work, we aimed to establish a cell model of prostate tumors

harboring these mutations by transfecting prostate-derived cell lines with different

expression vectors: HOXB13 wild-type, HOXB13 with the two mutations and a control

vector. With these in vitro models, we expect to clarify if the overexpression of HOXB13

and its mutated forms results in an oncogenic phenotype.

3.1 Selection of the study cell model

In order to choose the prostate-derived cell lines to induce HOXB13

overexpression, some criteria had to meet. Since we have decided to study the role of

HOXB13 both in the benign and in the malign contexts, we selected one of each kind.

The first criterion was the absence of HOXB13 mutations and, accordingly to the

literature, of the eight prostate-cancer cell lines already sequenced (LNCaP, PC3, DU145,

22Rv1, E006AA, VCaP, MDA-PCa-2b, and LAPC4), only LNCaP and LAPC4 were found

to harbor nonsynonymous mutations in this gene (Ewing et al., 2012), so they were

excluded. Other prostate-derived cell lines were also sequenced, and the results will be

presented later.

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For the malignant context, we also intended to choose a cell line that is androgen-

responsive, which could then be an interesting model to study the influence of androgens

in HOXB13´s biological role. We also decided to choose a PCa-derived cell line without

known ETS rearrangements, since we are not certain that these rearrangements would

not interfere with HOXB13 expression.

Another condition was that the chosen cell lines would have low or basal level

expression of HOXB13 and, according to the literature, we could choose DU145, PC3,

22Rv1, P69, PrEc and Pz-HPV7 (Jung et al., 2004b; Kim et al., 2010a). However, we also

evaluated HOXB13 expression both at the RNA and at the protein level, by quantitative

real-time reverse transcription PCR (qRT-PCR) and immunoblotting, respectively.

To meet all these criteria, and after obtaining our own results (shown later), the

chosen cell lines were PNT2 and 22Rv1.

3.1.1 RNA and protein extraction from prostate cell lines

RNA from all the prostate cell lines available at the Cancer Genetics Department

of IPO-Porto, which included PNT2, 22Rv1, DU145, PC-3, MDA-PCa-2b, LNCaP, VCaP

and NCI-H660, had already been extracted by our group, using the TRIzol® Reagent

(Ambion®, Life Technologies, Carlsbad, CA, USA).

RNA from sub-confluent 22Rv1- and PNT2-derived cell populations (transfected

cell lines) was extracted using the TRIzol® Reagent. First the samples were homogenized

with 500µl of TRIzol, which lyses cells and dissolves its components. Then, 100µl of

chloroform were added, to separate phases, and RNA was precipitated with 250µl of

100% isopropanol. Finally, the RNA was washed with 250µl of 75% ethanol and

ressuspended in 25µl of RNase-free water. RNA concentrations and purity were

measured in a NanoDrop ND-1000 spectrophotometer (NanoDrop Technologies,

Wilmington, DE, USA).

Protein extracts from the eight prostatic cell lines were also available and had

been obtained using RIPA lysis buffer (Santa Cruz Biotechnology, CA, USA). The same

extraction method was used for protein extraction of 22Rv1- and PNT2-derived cell

populations. Concisely, sub-confluent cells were washed twice with PBS and 150µl of

RIPA were added. The flasks were scraped and the cell lysate was set on ice for 30

minutes, followed by centrifugation at 180rcf for 30 minutes at 4ºC in order to obtain the

protein extract. For the measurement of protein concentrations, the Thermo

Scientific™Pierce™BCA Protein Assay (Rockford, USA) was used. The assay consists on

a colorimetric detection, based on the reduction of Cu+2 to Cu+1 by protein in an alkaline

medium, which results in a purple-colored product due to the chelation of two molecules of

bicinchoninic acid (BCA) with the Cu+1. The reaction consisted on mixing 200µl of the BCA

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solution with 25µl of each sample of unknown concentration, followed by a period of

incubation at 37ºC for 30 minutes. The absorbance was then read at a wavelength of

562nm in the FLUOstar Omega microplate reader (BMG Labtech). Protein quantification

was achieved using the standard curve method, in which a curve is built using a series of

known consecutive dilutions of BSA (bovine serum albumin). For these controls, the

reaction was exactly the same as described for the samples.

3.1.2 Complementary DNA (cDNA) synthesis

RNA from the prostatic cell lines had already been converted into cDNA using the

TransPlex Whole Transcriptome Amplification Kit (Sigma-Aldrich, Steinheim, Germany).

For 22Rv1- and PNT2-derived cell populations, cDNA was synthetized using the

RevertAid H Minus First Strand cDNA Synthesis Kit from Thermo Scientific. Briefly, 1µg of

template RNA was mixed with 1µl of oligo (dT)18 primer in a total reaction volume of 12µl,

incubated at 65ºC for 5 minutes and chilled on ice for 2 minutes. Then, 8µl of a mix

containing 1xReaction Buffer, 20U of RiboLock RNase Inhibitor, 1mM of dNTP Mix and

200U of RevertAid H Minus M-MuLV Reverse Transcriptase in a final volume of 20µl,

were added. The reaction took place at 42ºC for 60 minutes, followed by enzyme

inactivation at 70ºC for 5 minutes.

3.1.3 Quantitative reverse transcription PCR (qRT-PCR)

In order to evaluate HOXB13 expression at the RNA level, quantitative real-time

reverse transcription PCR was performed. HOXB13 relative expression levels were

evaluated in the eight available prostatic cell lines, as well as in the 22Rv1- and PNT2-

derived cell populations.

HOXB13 primers and probe were designed using the Primer3 software (v.0.4.0)

(Untergrasser A, 2012 ) using the criteria of the Primer Express® Software for Real-Time

PCR version 3.0 (Applied Biosystems), and its specificity was evaluated with the BLASTn.

Both primers and probe were purchased from Metabion. The primers’ sequences were 5´-

GTTGCCAGGGAGAACAGAAC-3´ (forward) and 5´-TGTACGGAATGCGTTTCTTG-3´

(reverse). The probe used was a TaqMan® probe, that is a dual labeled fluorogenic probe

and its sequence was 5´-AAGGCAGCATTTGCAGACTCCAGC-3´. The probe has a FAM

fluorophore linked to the 5´ end and a quencher dye (TAMRA) at the 3´ end. The principle

of TaqMan® probes is represented in Figure 16.

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Figure 16 - TaqMan probe principle. A – During the annealing step, both the primers and the probe anneal

with the template and due to the proximity of the quencher and the fluorophore, fluorescence is strongly

reduced. B- At the extension step, Taq DNA polymerase extends the primer and when it reaches the probe, it

cleaves the fluorophore (5´ 3´ exonuclease activity), releasing it from the quencher inhibition, so the

fluorescence can be measured. The emitted signal is then measured and is proportional to the amount of

accumulated PCR product [Adapted from Critical factors for successful Real-time PCR (2010) available at the

Qiagen´s website].

The reactions were run in 96-well plates on the Applied Biosystems 7500 Real-

time PCR system (Applied Biosystems). Reactions were performed in triplicate and for

each reaction 2µl of cDNA were mixed with 0.373µM of each primer, 0.25µM of the dual

labeled probe, 1xSensiFASTTMProbe Lo-ROX mastermix (BIOLINE, London, UK) and

nuclease-free water for a final reaction volume of 20µl. The reactions were performed

using the following conditions: 50ºC for 2 minutes and 95ºC for 10 min, followed by 45

cycles at 95ºC for 15 seconds and 60ºC for 1 minute.

For the analysis, HOXB13 expression levels were normalized to the expression of

a housekeeping gene, Beta glucuronidase (GUSB), in order to normalize differences in

RNA input. The primers for this housekeeping gene were acquired from Applied

Biosystems as a predesigned TaqMan® Endogenous Control. A standard curve was built

using five consecutive ten-fold dilutions of a positive control template (DNA from the

LNCaP cell line) to determine amplification efficiencies of both the target and the

endogenous reference gene.

For the quantification of HOXB13 relative expression levels in the eight prostatic

cell lines, the comparative threshold cycle (Ct) method was used, in which a ∆Ct value is

calculated and describes the difference between the Ct of the target gene (HOXB13) and

the Ct of the housekeeping gene (GUSB). The Ct (from cycle threshold) is inversely

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proportional to the initial copy number and it represents the cycle at which the

amplification plot crosses the threshold value, where there is a significantly increase in

fluorescence.

For the 22Rv1- and PNT2-derived cell populations, the ∆∆Ct method was used, in

which the relative expression levels of all samples were normalized for the levels of the

cells transfected with the control vector (p-Entry). This value was calculated by subtracting

the average ∆Ct of the reference sample to the sample of interest.

3.1.4 Immunoblotting

Immunoblotting is a technique that uses antibodies to identify specific proteins

among a number of unrelated protein species, in a given sample. Briefly, proteins are

separated by electrophoresis and transferred to membranes that are incubated with a

specific primary antibody, followed by incubation with a labeled secondary antibody

(Figure 17) (Magi and Liberatori, 2005).

To separate protein extracts, a 10% SDS-polyacrylamide gel electrophoresis

(SDS-PAGE) was performed. First, 30µg of protein extract from each prostate cell line

were mixed with 5x loading buffer (0.5M Tris-HCl - pH 6.8, 2% SDS, 10% glycerol and

0.05% bromophenol blue) and incubated at 95ºC for 5 minutes to denature proteins.

Then, 20µl of each sample were loaded in the 10% gel and were run at 120V/cm. After the

electrophoresis, the proteins were transferred to a 0.1µm nitrocellulose membrane

(Sigma-Aldrich) and for that, a “sandwich” consisting on the nitrocellulose membrane, the

gel, sponges and filter paper (all pre-wet in 1x Tris-Glycine buffer with 20% methanol) was

assembled. The transfer was run at 50V/cm for 1 hour. The membrane was blocked in a

blocking solution (5% non-fat-dry milk in TBS-0.1% Tween 20) for 1 hour, and incubated

overnight (4ºC, under agitation) with the Anti-HOXB13 antibody (Abcam, Cambridge, MA,

USA) diluted in blocking solution (1:1000). In the following day, the membrane was

washed four times (10 minutes each) with TBS-0.1% Tween 20, and incubated for 1 hour

at room temperature with the secondary antibody, goat anti-rabbit IgG (1:100000) from

Santa Cruz Biotechnology. This antibody is linked to a reporter enzyme, the horseradish

peroxidase (HRP), allowing the detection of the HOXB13 protein. The membrane was

washed again before proceeding to chemiluminescence detection. For

chemiluminescence detection, the Immun-Star™ WesternC™ kit (Bio-Rad, Munich,

Germany) was used and the specific bands were visualized by autoradiography.

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Figure 17 - Immunoblotting procedure. Proteins are separated by gel electrophoresis according to their

molecular weight and transferred to a nitrocellulose membrane by electroblotting. The membrane is then

incubated with specific antibodies, and detection is performed by autoradiography [adapted from

http://www.bio.davidson.edu/genomics/method/Westernblot.html].

3.2 Construction of the HOXB13 expression vectors

An HOXB13 expression vector was purchased from Origene (Rockville, MD, USA)

and is represented in Figure 18. This vector has the particularity of having a Myc-DDK tag

fused at the C-terminal of the ORF, which allows easy purification and antibody detection

using the 4C5-AntiDDK monoclonal antibody (Origene). The selection antibiotic for this

vector is kanamycin, at a final concentration of 25µg/ml.

Figure 18 - Plasmid map of the Myc-DDK-tagged ORF clone of Homo sapiens homeobox B13

(HOXB13) as transfection-ready DNA [adapted from the Origene website, available at

www.origene.com/orf_clone/trueclone/NM_006361/RC209991/HOXB13.aspx].

The HOXB13 plasmid was expanded in Stellar™ Competent Cells from Clontech

Laboratories. To do such, 25µl of competent cells were mixed with 0.05ng of the plasmid

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in a 14-ml round-bottom tube and then placed on ice for 30 minutes. The cells were

exposed to a heat shock at 42ºC for 45 seconds and again placed on ice for 2 minutes.

SOC medium (Clontech Laboratories), previously warmed, was added and the mix was

incubated by shaking for 1 hour at 37ºC. 2.5ng of a control vector, pUC18 (Origene), were

transformed in parallel to evaluate the efficiency of the transformation. 100µl of the

transformed culture were plated in selective medium: Luria-Bertani (LB) agar with 25µg/ml

of kanamycin (Sigma-Aldrich) for the HOXB13 plasmid, and LB agar with 50µg/ml of

ampicillin (GIBCO®) for the pUC18 control, and incubated overnight at 37ºC. The solid

medium was made by mixing 1% (w/v) Bacto™ Agar with 1% (w/v) Bacto™ Tryptone,

0.5% (w/v) Bacto™ Yeast Extract (all from Becton, Dickinson and Company, Sparks, MD,

USA) and 0.25% (w/v) sodium chloride.

To create the mutated vectors (G84E and A128D), mutagenesis was induced in

the wild-type HOXB13 vector, using the QuikChange II Site-Directed Mutagenesis Kit

(Figure 19) from Agilent Technologies (Santa Clara, CA, USA). This technique allows site-

specific mutations in double-stranded plasmids and is expected to generate mutants with

an efficiency >80%. First, two sets of oligonucleotide primers were designed using the

Quick-Change Primer Design Program (Agilent Technologies) to create the desired

mutations, and were acquired from Sigma-Aldrich. The primers sequences were the

following:

A128D Forward: 5’-CGCCCCACTGAGTTTGACTTCTATCCGGG-3’

A128D Reverse: 5’-CCCGGATAGAAGTCAAACTCAGTGGGGCG-3’

G84E Forward: 5’-GGTTACTTTGAAGGCGGGTACTACTCCTGCC-3’

G84E Reverse: 5’-GGCAGGAGTAGTACCCGCCTTCAAAGTAACC-3’

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Figure 19 - Three-step procedure of the Site-Directed Mutagenesis method [adapted from the Instruction

manual of the QuikChange II Site-Directed Mutagenesis Kit, available at

http://www.chem.agilent.com/Library/usermanuals/Public/200523.pdf].

The first step consisted on the mutant strand synthesis, using the HOXB13 vector

and the two sets of oligonucleotide primers for the desired mutations. The primers were

extended in the thermocycler by the PfuUltra High fidelity DNA polymerase, thus

generating a mutated plasmid, with staggered nicks. This enzyme has the particular

feature of having an 18-fold higher fidelity in DNA synthesis than the regular Taq DNA

polymerase, thus avoiding unwanted errors during the process. For the mutant strand

synthesis reactions, 50ng of dsDNA template were used, with 125ng of each primer,

1xreaction buffer, 1µl of dNTP mix, and 0.05U of PfuUltra High fidelity DNA polymerase in

a final reaction volume of 50µl in double-distilled water (ddH2O). Two different reactions

were performed, one for each mutation. Besides the two mutant strand synthesis

reactions, an additional reaction was done, to evaluate the mutagenesis efficiency

according to the manufacturer´s instructions. Briefly, a pWhitescript 4.5-kb control plasmid

(Agilent Technologies) was used, which contains a stop codon in the β-galactosidase

gene, instead of a glutamine. Using the oligonucleotides provided by the manufacturer,

the mutagenesis reaction will reverse the stop codon into the original glutamine codon,

creating a point mutation in the plasmid that will allow the expression of full-length β-

galactosidase. Therefore it allows distinguishing the colonies with and without the

insertion, as it will be explained later. The amplification program in the thermocycler

consisted in an initial denaturation step at 95°C for 30 seconds, followed by 12 cycles of

denaturation at 95°C for 30 seconds, annealing at 55°C for 1 minute and extension at

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68°C for 6 minutes. After the thermal cycling reaction the products were set on ice for 2

minutes.

After the extension, the amplified product was treated with an endonuclease

provided in the kit, Dpn I, which digests the parental methylated and hemimethylated DNA

template, thus allowing the selection of the newly synthetized mutated DNA (step 2-

Figure 19). The reaction consisted on adding 10U of the endonuclease to each

amplification reactions, followed by incubation on the thermocycler for 1 hour at 37°C.

Lastly, XL1-Blue supercompetent cells were transformed with the vectors

containing the desired mutations by mixing 4µl of the DNA product treated with Dpn I with

50µl of supercompetent cells. pUC18 control plasmid was also transformed in parallel to

evaluate the efficiency of the transformation. The transformation procedure was identical

of that described before using Stellar™ Competent Cells. Bacteria transformed with the

mutated plasmids were plated in LB agar containing 25µg/ml of kanamycin, and

pWhitescript and pUC18 controls, plated in LB agar containing 50µg/ml of ampicillin. For

the pWhitescript and pUC18 transformations, 40µl of blue-white select screening reagent

(40mg/ml of X-Gal and 40mg/ml of IPTG- Sigma-Aldrich) were added to the selective LB

medium. After transformation, pWhitescript and pUC18 colonies expressing full-length β-

galactosidase appeared blue.

Single colonies were picked from each LB agar plate transformed with the different

plasmids, and cultured in liquid LB (without agar), at 37ºC for 15.5 hours in the

Thermolyne ROSI 1000™ shaking incubator. Cells were pelleted by centrifugation in the

centrifuge 5810 R (Eppendorf, Hamburg, Germany) for 30 minutes at 3220rcf. Then, the

plasmid DNA was extracted using the NucleoSpin® Plasmid kit (Macherey-Nagel, Düren,

Germany) according to the manufacturer’s instructions, and the identity of each plasmid

was confirmed by Sanger sequencing.

Before proceeding to the transfection of prostate cell lines, an empty vector to

serve as control was created using the original HOXB13 expression vector. The ORF was

excised with two restriction enzymes, FastDigest Sal I and FastDigest Xho I (Thermo

Scientific) and then the plasmid was re-ligated with 5U/µl of T4 DNA Ligase (Thermo

Scientific).

For the digestion reaction, 2µg of plasmid DNA (HOXB13 wild-type), 1xFastDigest

Green Buffer, 2µl of FastDigest Sal I and 2µl of FastDigest Xho I (all from Thermo

Scientific) were used, in a final volume of 20µl in ddH2O. The reaction was incubated in a

thermocycler at 37ºC for 1 hour followed by enzyme inactivation at 65ºC for 10 minutes.

The mix was loaded in a 1.5% (w/v) agarose gel stained with ethidium bromide, to

separate the bands, with the heaviest band being the empty, linearized plasmid, and the

lighter band the HOXB13 insert. After electrophoresis, the heaviest DNA band was cut

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under UV light and purified with the illustra™ GFX™ PCR DNA and Gel Band Purification

Kit, from GE Healthcare. The basic procedure consists on dissolving the agarose with a

chaotropic agent, then binding the DNA to a glass fiber matrix, followed by the wash of

proteins and salt contaminants. Lastly, the DNA was eluted in a low ionic strength buffer.

After the digestion, the linear vector was re-ligated. For this reaction 50ng of the linear

DNA were combined with 1xT4 Buffer (Thermo Scientific), 0.1U of T4 DNA ligase (Thermo

Scientific) and nuclease-free water in a final volume of 50µl. This vector was also

expanded in Stellar™ Competent Cells and purified as previously described, and its

identity was confirmed by Sanger sequencing.

The transformation procedure is schematically summarized in Figure 20.

Figure 20 - Transformation of competent cells with the desired plasmids [adapted from

http://www.acgtinc.com/dna_rna_extraction.htm].

To simplify nomenclature, the empty vector will be referred as p-Entry and the

mutated vectors as HOXB13-G84E and HOXB13-A128D.

3.3 Transfection and selection of the transfected cells

After expansion and isolation of the four vectors (p-Entry, HOXB13-WT, HOXB13-

G84E and HOXB13-A128D), these were transfected into the chosen cell lines, using the

TurboFectin 8.0™ transfection reagent (Origene). TurboFectin is a lipid/histone based

transfection reagent recommended by Origene for the transfection of TrueORF clones, for

gene overexpression. Having in mind the criteria mentioned before, the cell line availability

at our lab, as well as the results regarding HOXB13 sequencing and expression levels

(shown later), the chosen prostate-derived cell lines were 22Rv1 and PNT2.

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One day before transfection, 22Rv1 and PNT2 cells were plated in 60mm Petri

dishes at a density of 5x105 cells and 1,5x105, respectively, in complete RPMI-1640

medium (GIBCO®), in order to reach a confluence of approximately 60% at the day of

transfection. In the day of transfection, 250µl of Opti-MEM medium (GIBCO®) were mixed

with TurboFectin 8.0™ (one for each vector and cell line) and incubated at room

temperature for 5 minutes. The DNA from each vector was added to the complex formed

before, and incubated at room temperature for 30 minutes. Three different ratios of

TurboFectin-DNA were used for each vector, in order to achieve the best transfection

efficiency:

3:1 – 7.5µl of TurboFectin for 2.5µg of DNA;

3:2 – 7.5µl of TurboFectin for 5µg of DNA;

6:1 – 15µl of TurboFectin for 2.5µg of DNA.

The TurboFectin-DNA containing mixtures were then added drop-wise to the cells

and incubated for 48 hours at 37ºC with 5% CO2. The transfection scheme is illustrated in

Figure 21.

Figure 21 - Schematic representation of the transfection strategy. PNT2 and 22Rv1 cell lines were

simultaneously transfected with the four vectors, each with three different transfection conditions (TurboFectin-

DNA ratios).

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After 48 hours, the cells were cultured in selective medium - complete RPMI

medium supplemented with G418 (GIBCO®). The concentrations of G418 that induced

more than 50% of cell death in 24-48 hours - 900µg/ml for 22Rv1 and 450µg/ml and for

PNT2 – were selected to establish stable cell populations, which was achieved after 4 to 5

weeks.

4. Phenotypic assays

In order to have an insight into the biological role of HOXB13 and the phenotypic

impact of the G84E and A128D mutations, two different phenotypic assays were

performed. These assays were only performed in the PNT2-derived cell populations, as it

will be explained later.

4.1 Cell proliferation assay: MTT colorimetric assay

The MTT (3-(4,5-dimethylthiazolyl-2)-2,5-diphenyltetrazoliumbromide) colorimetric

assay was first described by Mosmann in 1983, and allows reliable and accurate

quantification of the number of viable growing cells in proliferation and cytotoxicity studies,

using a spectrophotometer. The basic principle consists on the cleavage of the yellow

MTT to formazan (blue/purple) by the mitochondrial reductases, with the number of living

cells being directly proportional to the amount of formazan formed (Denizot and Lang,

1986; Gerlier and Thomasset, 1986; Mosmann, 1983; Sylvester, 2011).

PNT2-derived cell populations were plated in 96-well plates at a density of 1x104

cells per well. After plating, cells were incubated at 37ºC with 5% CO2 and evaluated in

five time points (0, 24, 48, 72 and 96 hours) after adherence. At each time point, culture

medium was removed and 100µl of MTT solution (Sigma-Aldrich) at 0.5mg/ml in complete

growth medium were added. After an incubation period of 2 hours, which is the time

required for the formation of formazan crystals, the MTT solution was removed from the

wells and 50µl of dimethyl sulfoxide (DMSO; Merck, Darmstadt, Germany), were added to

dissolve the crystals (Figure 22). The 96-well plate was then placed in the FLUOstar

Omega microplate reader (BMG Labtech, Ortenberg, Germany), and the optical density

was measured at a wavelength of 540nm with background correction at 630nm. The

results were analyzed with the Omega Data analysis software (BMG Labtech).

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Figure 22 - Schematic representation of the MTT colorimetric assay to quantify cell viability [adapted

from (Ali-Boucetta et al., 2011)].

Two independent experiments were done, each including nine wells per condition.

Data was expressed as a ratio of the results obtained with each transfected cell line and

the control vector. The statistical analysis was performed using the Student’s t test and

the data was considered statistically significant when the p values were below 0.05.

4.2 Cell apoptosis assay

The term “apoptosis” was first proposed in 1972 by Kerr, Wyllie and Currie (Kerr et

al., 1972), as being a different form of cell death with some particular morphologic

characteristics, like condensation of the nucleus and the cytoplasm, accompanied with the

breaking up of the cell into fragments. Nowadays, apoptosis is considered a programmed

cell death, occurring as a homeostatic process during development processes and aging,

and also as a protective mechanism against noxious agents and diseases (Elmore, 2007).

Aberrations in this genetically determined process have been implicated in autoimmune

and neurodegenerative diseases, heart conditions and cancer (Saddick, 2013).

To evaluate and quantify apoptosis levels the APOPercentage™ Apoptosis Assay

kit (Biocolor, County Antrim, UK) was used. During apoptosis, phosphatidylserine that is

usually in the inner part of the mammalian cell membrane is translocated to the outer part.

This movement allows the binding of the dye used that is incorporated into the committed

cell (Figure 23). As the cell shrinks, the dye becomes more concentrated, since this

accumulation is unidirectional but it can be chemically released. The amount of released

intracellular dye can then be measured using a microplate colorimeter.

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Figure 23 - Schematic representation of the asymmetric phospholipd composition of a viable and an

apoptotic mammalian cell membrane. In a viable cell, the membrane is asymmetric and is maintained by

enzymes called flippases. In opposition, in apoptotic cells, the activity of these enzymes is compromised and

is inactivated by other enzymes, termed floppases [adapted from the Biocolor’s protocol, available at

www.biocolor.co.uk].

In this assay, PNT2-derived cell populations were seeded in 96-well plates at a

density of 1x104 cells per well, and incubated at normal growth conditions with RPMI

medium for 96 hours. Besides the three replicates per condition, two additional wells were

used as positive apoptotic controls, in which the medium was substituted by an apoptotic

inducer (hydrogen peroxide at 10mM) 2 hours before the assay. For apoptosis evaluation,

100µlof APOPercentage dye dissolved in medium (1:20) were added to each well. After 2

hours of incubation, the dye was removed and cells were washed twice with 200µl of PBS

to remove the excess of unbound dye. The dye was released from the apoptotic cells

using 100µl of APOPercentage dye release reagent and the absorbance was measured in

the FLUOstar Omega microplate reader (BMG Labtech) at 550nm with background

correction at 630nm. The results were analyzed with the Omega Data analysis software

(BMG Labtech).

Three independent experiments were performed, and results are expressed as a

normalized ratio of each transfected cell line and the empty vector. The Student’s t test

was performed and a p value less than 0.05 was considered statistically significant.

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5. Exon-array data to compare HOXB13 mRNA expression in

PCa samples from different molecular subtypes

For the analysis of HOXB13 mRNA expression levels in tumor samples from

different ETS subgroups, we used the data obtained from exon-level expression

microarrays that had previously been performed by our group (Paulo et al., 2012b). As

described, we used a series of 48 tumor samples selected from the consecutive series of

200 clinically localized PCa, already typed for ETS rearrangements (Paulo et al., 2012a).

They represented different molecular subtypes, namely 21 samples with ERG

rearrangement, 11 samples with ETV1 rearrangement, two samples with other ETS

rearrangements (one with ETV4 and one with ETV5 rearrangements), and 14 samples

without known ETS. Nine normal prostate tissues (NPTs) obtained from

cystoprostatectomies (CPs) were also screened for control purposes.

Briefly, RNA was extracted and 1µg was processed into cDNA and hybridized to

GeneChip Human Exon 1.0 ST arrays. To obtain gene-level Robust Multi-array Average

(RMA)-normalized expression values, the Affymetrix Expression Console v1.1 software

was used (Paulo et al., 2012b).

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Results

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1. HOXB13 Mutation Analysis

1.1 Primary prostate carcinomas

Sequences were analyzed using the Sequencing Analysis Software v5.4 (Applied

Biosystems) and the Mutation Surveyor V4.0.7 (Softgenetics). Of the 178 prostate

carcinomas sequenced, one heterozygous alteration was found in one case (P308T), at

the position 383 of exon 1 (Figure 24). The mutation consists of a nonsynonymous

substitution of an adenosine for a cytosine (transition, c.383C>A) in the second position of

codon 128 (GCC→GAC), resulting in a nonconservative substitution of aspartic acid for

alanine. According to the Human Genome Variant Society (HGVS) nomenclature, this

alteration should be referred to as p.Ala128Asp. This mutation has not been described in

any published article or in any of the databases consulted, namely, Exome Variant Server,

dbSNP (the database of known DNA sequence variants from NCBI), COSMIC (Catalogue

of somatic mutations in cancer), or Ensembl, the last two from the Wellcome Trust Sanger

Institute.

In order to determine the somatic or germline nature of the mutation found in the

tumor tissue, a DNA sample was extracted from peripheral leukocytes and sequenced,

and it was demonstrated that the mutation was present in the germline.

Figure 24 - DNA sequence chromatogram obtained from PCa tissue from the patient with the HOXB13

c.383C>A, p.Ala128Asp variant.

The possible effect of this missense mutation on the structure and function of the

HOXB13 protein was evaluated using the Polymorphism Phenotyping v2 (PolyPhen-2)

software that uses sequence and structure-based information for prediction (Adzhubei et

al., 2013). Two pairs of datasets from the software were used to evaluate potentially

deleterious effects (HumanVar and HumanDiv). The first contains 13,032 human disease-

causing mutations from the UniProt database, as well as 8,946 human nonsynonymous

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SNPs without annotated involvement in disease. HumDiv was compilled from 3,155

damaging alleles annotated in the UniProt as causing Mendelian diseases and affecting

protein function or stability, with 6,321 differences between human proteins and their

related mammalian homologs (Adzhubei et al., 2010). According to the two datasets, the

A128D alteration is predicted to be probably damaging to protein function, with a

probability of 0.997 by the HumVar and 1 by the HumDiv (Figure 25).

Figure 25 - Scores of the predicted effect of HOXB13 c.383C>A, p.Ala128Asp variant in protein

function obtained with the two PolyPhen datasets (HumVar, above and HumDiv, below). The score

increases from green to red, with a higher score meaning an increased damage to protein function [adapted

from PolyPhen software available at http://genetics.bwh.harvard.edu/pph2/].

Besides the A128D variant, we have also found the two synonymous variants in

exon 1, c.366C>T and c.513T>C, which do not change the encoded aminoacid. These

variants have already been described as being SNPs, with the dbSNP IDs being rs8556

and rs9900627, respectively (Ewing et al., 2012; Lin et al., 2013). Both SNPs were found

in 36 subjects in our study, with a frequency of approximately 20%.

1.2 Prostate cell lines

The LNCaP, PNT2, 22Rv1 and NCI-H660 prostate cell lines were sequenced to

select our study cell model. Only LNCaP presented an alteration in HOXB13, c.431T>C

(Figure 26), resulting in a nonsynonymous heterozygous substitution of a proline for a

leucine at codon 144, p.Leu144Pro (L144P), which is located in the second MEIS

interacting domain (Ewing et al., 2012; Williams et al., 2005).

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Figure 26 - DNA sequence chromatogram obtained from the PCa cell line LNCaP.

2. Induction of de novo overexpression of HOXB13 in prostate

cell lines

2.1 Selection of the study cell model

HOXB13 mRNA expression levels in the cell lines was evaluated using

quantitative real-time PCR (Figure 27). NCI-H660, DU145 and PNT2 do not express

HOXB13, in opposition to the other prostate cancer cell lines, with MDA-PCa-2b being the

cell line with higher expression levels, followed by LNCaP, PC-3, 22Rv1, and VCaP.

Figure 27 - HOXB13 expression levels in eight prostate cell lines using quantitative real-time PCR.

HOXB13 expression at the protein level was also evaluated, using Western Blot

(Figure 28). As demonstrated by qRT-PCR, MDA-PCa-2b is the cell line with higher

expression levels of HOXB13, and LNCaP, VCaP, 22Rv1 and PC-3 also show expression

of this protein. NCI-H660, DU145 and PNT2 do not express HOXB13.

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Figure 28 - Expression of HOXB13 in eight prostate cell lines, evaluated by Western blot.

After evaluation of HOXB13 mutation status and HOXB13 expression levels in the

available prostatic cell lines, the choice to establish HOXB13 models of prostatic

carcinogenesis could be made. As it was mentioned before, two prostatic cell lines with no

HOXB13 mutations were chosen.

To explore if the de novo overexpression of HOXB13 and its mutated forms are

somehow involved in PCa initiation, PNT2, a non-malignant prostate-derived cell line was

chosen. PNT2 was chosen since it was the only non-malignant cell line available at our

lab, and it has minor expression and no mutations of the HOXB13 gene.

For the malignant context, 22Rv1 was the PCa-derived cell line that best fited in

the defined criteria, altough its HOXB13 expression is not as low as we would prefer. The

other cell lines did not fulfilled the criteria for different reasons: LNCaP was excluded

because it has a nonsynonymous mutation in the HOXB13 gene; MDA-PCa-2b was

shown to have high HOXB13 expression levels and it has the MIPOL1:ETV1

rearrangement; VCaP and NCI-H660 also harbor an ETS rearrangement

(TMPRSS2:ERG) and the latter is androgen-independent; and PC-3 and DU145 were

also excluded because they are androgen-independent. We excluded all the cell lines with

ETS rearrangements because the tumor sample with the A128D mutation does not harbor

any rearrangement, (Paulo et al., 2012a) and these could eventually interfere with

HOXB13 expression in our in vitro models.

2.2 Confirmation of site-directed mutagenesis in the HOXB13 expressing

vectors

As mentioned before, Sanger sequencing was performed to confirm the success of

the mutagenesis. The mutagenesis was indeed successful, since we could induce the

substitution of an adenosine for a guanine to construct the vector with the G84E mutation

(Figure 29), and the substitution of an adenosine for a cytosine to construct the vector

harboring the A128D mutation (Figure 30).

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Figure 29 - DNA sequence chromatogram obtained from the vector with the G84E mutation.

Figure 30 - DNA sequence chromatogram obtained from the vector with the A128D mutation.

3. Analysis of HOXB13 overexpression in transfected cell lines

After the transfection of 22Rv1 and PNT2 cell lines with the four different vectors

(p-Entry, HOXB13-WT, HOXB13-G84E and HOXB13-A128D), the expression of HOXB13

in the altered cells was evaluated by quantitative real-time PCR (Figures 31 and 32).

Figure 31 - HOXB13 expression levels in 22Rv1 transfected cells, normalized for the correspondent

control vector, using quantitative real-time PCR.

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As it can be observed in Figure 31, there are virtually no differences in the levels of

HOXB13 expression between the cells transfected with different HOXB13 expression

vectors and the control vectors (p-Entry). It remains to be clarified whether the observed

HOXB13 expression is due to “silencing” of the exogenous or the endogenous HOXB13,

as these cell populations are resistant to the selective antibiotic. For the purpose of this

Thesis, these 22Rv1 established cell populations were not useful and no further studies

were done with them.

Figure 32 - HOXB13 expression levels in PNT2 transfected cell populations, normalized for the

correspondent control vector, using quantitative real-time PCR.

Regarding PNT2 transfected cell populations (Figure 32), the expression levels

vary not only depending on the vector that was inserted, but also between different

transfection conditions (TurboFectin-DNA ratio). In fact, there is not a common

transfection condition that is more efficient than the others. Due to this fact, for each

HOXB13 expressing vector, we decided to choose two populations to pursue our studies

taking the expression levels into account. Thus, the two transfection conditions of each

vector with higher HOXB13 expression were selected. Regarding the control vector (p-

Entry), as there were no significant differences between the three established populations,

one was randomly chosen. The selected cell populations and their HOXB13 expression

levels normalized for the control vector are represented in Figure 33.

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Figure 33 - HOXB13 expression levels in the selected PNT2 transfected cells, normalized for the

control vector, using quantitative real-time PCR.

4. Biological role of HOXB13 – phenotypic assays

In order to investigate a potential oncogenic role of HOXB13 in prostate

carcinogenesis, two phenotypic assays, namely MTT proliferation assay and apoptosis

assay, were performed as previously described.

4.1 Cell proliferation assay

The role of HOXB13 and its mutated forms, G84E and A128D, in cell proliferation

was evaluated in vitro using the MTT colorimetric assay. Proliferation results were only

considered for three different time-points, because the growth rates obtained for the 24

and 48 hours’ time-points were not consistent between experiments.

The overexpression of the wild-type form of HOXB13 has shown to have a growth

stimulatory effect on PNT2 cell line at 72 hours. However, this effect was only statistically

significant for one of the overexpressing populations (P1; p=0.03), being borderline for the

other cell population (P2; p=0.054). This tendency is maintained at 96 hours, although the

values do not reach statistical significance. Because these data were obtained from only

two independent experiments, additional replicates will strengthen the significance of the

results. None of the mutations seem to alter PNT2 growth rate when compared to the

control vector (Figure 34).

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Figure 34 - Quantification of cell viability in PNT2- derived cells (p-Entry, HOXB13-WT, HOXB13-G84E

and HOXB13-A128D) evaluated at two different time-points (72 and 96 hours). Bars represent standard

deviation.

4.2 Cell apoptosis assay

We evaluated if the overexpression of HOXB13 and of its two mutated forms could

influence apoptosis in PNT2-derived cell populations, and quantitative analysis was

performed through the measurement of the concentration of the dye used, in a microplate

reader.

We observed that cells with overexpression of HOXB13-A128D variant have

decreased apoptotic rates when compared to the control (Figure 35). This result was

statistically significant (p=0.02) for the P2 population and borderline for the P1 population.

The wild-type form of HOXB13 and the mutated form G84E do not seem to influence cell

death through apoptosis in vitro. As for the MTT assay, and although these data were

obtained from three independent experiments, additional replicates may strengthen these

observations.

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Figure 35 - Quantification of apoptotic rates in PNT2 derived cells (HOXB13-WT, HOXB13-G84E,

HOXB13-A128D and in the control vector – p-Entry), evaluated after 96h in culture. Bars represent

standard deviation.

5. HOXB13 mRNA Expression Pattern by Molecular Subtype

HOXB13 mRNA expression levels were evaluated in NPTs and in prostate tumors

from different molecular subtypes, using the exon-array data available from our group.

When we compared HOXB13 expression between all PCa and NPTs, no statistically

significant differences were found (Figure 36). Regarding HOXB13 mRNA expression

levels in prostate tumors, we have observed differences between different molecular

subtypes, although these were not statistically significant (Kruskal-Wallis test, p value =

0.053). For the several two-group comparisons, Mann-Whitney tests were performed, and

a significantly higher expression of HOXB13 was observed in tumors with ETS

rearrangements involving the PEA3 family members (ETV1, ETV4 and ETV5) when

compared to ERG-positive tumors (p value = 0.004), as illustrated in Figure 37.

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Figure 36 - Boxplot representing HOXB13 mRNA expression in NPTs and in prostate carcinomas. RMA

- Robust Multi-array Average.

Figure 37 - Boxplot representing HOXB13 expression in the different PCa ETS subgroups and in

normal mucosa obtained from CPs. RMA - Robust Multi-array Average.

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Discussion

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The HOX genes are highly conserved genes that belong to the homeobox

superfamily of transcription factors, and their coordinated expression is responsible for the

correct pattern formation of the body, during embryonic development (Daftary and Taylor,

2006; Ewing et al., 2012; Jung et al., 2004b). Deregulation of their expression have been

associated with many types of neoplasias, such as PCa; however, the mechanisms by

which they promote carcinogenesis are not entirely understood and could be different

depending on the type of malignancy (Chen and Sukumar, 2003; Gray et al., 2011; Habel

et al., 2013; Jung et al., 2005; Kelly et al., 2011; Zhao et al., 2005).

HOXB13, such as other HOX13 paralogs, is very important for normal prostate

development (Economides and Capecchi, 2003; Huang et al., 2007), but it is the only that

continues to be expressed through adulthood and its expression levels are also

maintained in PCa (Ewing et al., 2012; Jung et al., 2004a; Jung et al., 2004b; Kim et al.,

2010b). The role of HOXB13 in prostate carcinogenesis remains elusive so far, with some

studies implicating HOXB13 as a TSG and others as an oncogene, and its mode of action

seems to depend on the cellular environment and on the cell type (Jung et al., 2004a;

Jung et al., 2004b; Kim et al., 2010b).

More recently, some germline mutations were described in the HOXB13 gene,

namely G84E in populations of European descent (Ewing et al., 2012) and G135E in

Chinese men (Lin et al., 2013), which seem to confer a higher risk for PCa development.

However, the exact mechanisms by which they promote carcinogenesis are not

understood. Furthermore, it is unknown if HOXB13 somatic mutations play a role in

prostate cancer in addition to inherited predisposition. We therefore started by searching

for HOXB13 variants in prostate carcinomas, with the idea to test any mutation found for

its somatic or germline nature.

1. HOXB13 mutation analysis in primary prostate carcinomas

The recurrent mutations G84E and G135E respectively in Western and Chinese

populations (Ewing et al., 2012; Lin et al., 2013) were not detected in this series. While it

was not expected that the Chinese mutation would be found, we cannot completely

exclude that the G84E mutation exists in our population because of the limited number of

cases analyzed. However, this variant is known to be more frequent in the Nordic

countries than in South Europe.

Interestingly, we here describe for the first time the presence of the

nonsynonymous mutation p.Ala128Asp in the HOXB13 gene, which, like the other

mutations so far detected, is a heterozygous germline mutation. It is important to mention

that, like in G84E carriers, HOXB13 expression is maintained. This variant was predicted

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to be probably damaging to protein function by two different in silico analyses (Adzhubei

et al., 2013). The patient carrying this germline mutation had prostate cancer, bladder

cancer and gastric cancer diagnosed at 65, 58 and 74 years of age. Since his family

history is otherwise unremarkable besides a sister with gastric cancer, it would be

important to test additional relatives to find out who else is at risk and if this is a de novo

germline mutation.

It is conceivable that we would find additional cases with HOXB13 germline

mutations if we increased our sample size and if we had selected patients with a positive

family history or early-onset of the disease, instead of sequencing DNA from a

consecutive series of prostate carcinomas. However, this strategy was appropriate for our

initial purpose of finding somatic HOXB13 mutations, while at the same time having the

possibility to test if any detected variant was somatic or germline, which was exactly what

happened in this case. To assess the importance of this novel variant in PCa

susceptibility, it will be essential to evaluate not only more cases (subjects with PCa) but

also controls, in order to estimate the relative risk of PCa development. Nevertheless, the

discovery of this new genetic variant further implicates HOXB13 in prostate

carcinogenesis, and different populations may have their own founder mutations

predisposing to prostate cancer.

Regarding the two SNPs found, rs8556 and rs9900627, they were found with

similar frequencies as those previously reported (Ewing et al., 2012). Although many

SNPs associated with PCa risk have already been described (Karlsson et al., 2012; Xu et

al., 2013), the odd ratios (ORs) are so low that it prevents their use in clinical practice

(Akbari et al., 2012).

2. Biological role of HOXB13

Given the importance of HOXB13 in prostate biology and since there is still a

debate surrounding its importance in prostate carcinogenesis, we tried to clarify if it

behaves like a TSG or like an oncogene. We also intended to gain insight on the

phenotypic consequences of the G84E mutation and of the new A128D variant discovered

in this work, so we investigated for the first time the potential oncogenic role of these

mutations in prostate carcinogenesis.

2.1 Selection of the study cell model

To choose our study models, HOXB13 was first sequenced in three prostate cell

lines, NCI-H660, PNT2 and LNCaP, to verify if they harbored any HOXB13 mutations. The

first two have not been sequenced yet by any other group (or at least it has not been

published), but we found no mutations. Regarding LNCaP, we have confirmed the

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presence of a nonsynonymous mutation, p.Leu144Pro, already described by Ewing and

collaborators (Ewing et al., 2012). Besides performing Sanger sequencing, we have also

evaluated HOXB13 expression both at the mRNA and protein level. The pattern of

expression of HOXB13 in our cell lines was similar to those described in the literature

(Jung et al., 2004b; Kim et al., 2010b), except for the PC-3 cell line. It has been described

that only AR-expressing prostate cells express HOXB13 (Jung et al., 2004b; Kim et al.,

2010b) and PC-3, being an AR-negative PCa cell line, should not express HOXB13.

Regarding NCI-H660 and VCaP, the obtained results are consistent with their AR status:

VCaP expresses HOXB13, while NCI-H660 (AR-negative) only presents minor

expression.

22Rv1 and PNT2 were the chosen cell lines where we induced de novo

overexpression of the HOXB13-WT form and HOXB13 mutated forms. However, we could

not increase HOXB13 expression in the 22Rv1 PCa-derived cell line. It was confirmed by

qRT-PCR and by immunoblotting that the 22Rv1 wild-type already expresses HOXB13,

and we do not know for sure what the transfected cells are expressing. As mentioned

before, these cell populations are resistant to the selective antibiotic, so the transfection

was not the problem. It is possible that the transfected cells might be “silencing” the

exogenous or the endogenous HOXB13, by an unknown mechanism. Using a specific

antibody for the exogenous HOXB13 (4C5-AntiDDK monoclonal antibody) would allow

clarifying this phenomenon. Thus, only PNT2 was used as a cell model to study cell

proliferation and apoptosis.

2.2 Phenotypic assays

Functional evaluation revealed that overexpression of HOXB13-WT in PNT2-

derived cells influences their proliferative phenotype, with an increase in cell proliferation.

These results were only statistically significant for one time-point (72 hours), but this

tendency was also present for the other evaluated time-point. This might be due to the

fact that only two independent experiments were performed, and increasing the number of

experiments would increase the consistency of the results. The results only reached

statistical significance for the P1 population, and one possible explanation might be the

fact that this population expresses more HOXB13 than P2. This increase in cell

proliferation was consistent with another study, although in a different cell line (Kim et al.,

2010b), where the overexpression of HOXB13 in the LNCaP PCa-derived cell line

markedly promoted cell proliferation in the absence of androgens, by inhibiting the

expression of the p21 TSG that activates the RB-E2F signaling, as explained before. The

results obtained by Kim and collaborators indicate that HOXB13 overexpression confers a

growth advantage for PCa cells in an androgen-deprived environment, and could explain

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74

why some patients relapse after androgen ablation (Kim et al., 2010a; Kim et al., 2010b).

In our model, more studies are needed to understand the mechanism by which HOXB13

overexpression promotes cell proliferation. We also would like to perform the same

experiment in the presence of androgens, to verify if, in contrast, HOXB13 would have an

inhibitory effect in cell growth, as described by other groups (Jung et al., 2004a; Jung et

al., 2004b). Another observation was that apoptosis tended to decrease in PNT2-derived

cells harboring the A128D mutation. As verified for the cell proliferation assay, the results

only reach statistical significance for the population with higher HOXB13 expression (P2),

which might indicate a dose effect. Once more it is possible that by increasing the number

of independent experiments the significance of the results could be strengthen.

The results obtained with the two phenotypic assays suggest a carcinogenic

mechanism consistent with a gain of function, typical of oncogenes. However, more

studies are needed to confirm this hypothesis. One possible way to confirm these results

could be by using an opposite approach, such as silencing HOXB13 in a cell line with high

expression levels, like MDA-PCa-2b, for example, and confirm if the absence of HOXB13

would have a suppressive effect on cell growth. Although we did not reach any

conclusions regarding the G84E mutation, in the first description of this mutation (Ewing et

al., 2012) there was a suspicion that it might also act as an oncogene due to its recurrent

nature. Since there is a lack of truncating mutations in HOXB13 in patients with PCa

(Ewing et al., 2012), it is more plausible that both mutations have a gain of function

mechanism.

One limitation of our study was the fact that we only evaluated two functional

capabilities associated to cancer, which were increased cell proliferation and evasion of

apoptosis. We also should evaluate if HOXB13 and its mutated forms are somehow

involved in other hallmarks of cancer, such as tissue invasion and metastasis, since

sooner or later almost every cancers acquire these abilities, which are the primary causes

for a fatal outcome (Behrens, 1993; Hanahan and Weinberg, 2000). Regarding these two

features, we could perform two phenotypic assays: a colony formation assay that

evaluates anchorage-independent growth of cancer cells and a cell invasion assay.

3. HOXB13 mRNA Expression Pattern by Molecular Subtype

We have also proposed to verify if HOXB13 mRNA expression was altered in

tumors, when compared to NPTs, but we have not found such global difference. Our

results are in agreement with other studies (Jung et al., 2004a; Jung et al., 2004b; Kim et

al., 2010a; Kim et al., 2010b) that state that it is difficult to observe such differences.

Additionally, those studies reported that different populations of HOXB13-negative and

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75

HOXB13-positive cells could be observed in the same tumor, which could be a reasonable

explanation for the absence of such differences. On the other hand, other studies reported

a higher expression of HOXB13 in tumors, when compared to the normal prostate

(Edwards et al., 2005; Grossmann et al., 2001). However, all of these studies used

matching benign tissue adjacent to tumor site, which has not been obtained by

microdissection techniques and which raises doubts about the truly benign nature of these

samples, since PCa is very heterogeneous and usually multifocal. To avoid these

problems, here we used NPTs collected from CPs specimens of bladder cancer patients.

The last goal of this project was to find out if HOXB13 mRNA expression was

somehow related to the molecular subtype of the tumor, more specifically with different

ETS subgroups, and we found that HOXB13 was overexpressed in the tumors belonging

to the PEA3 family. Unfortunately, we have no other studies to compare with our results.

Since the majority of samples from the PEA3 family were samples with an ETV1

rearrangement (11 of 13), it will be interesting to study the role of HOXB13 in the ETV1

context. For that we could use the LNCaP PCa-cell line with ETV1 silencing (shETV1),

which was already established in our lab, and induce HOXB13 overexpression in the

presence and absence of androgen stimuli and evaluate the phenotypic impacts. It has

been previously described that overexpression of HOXB13 in LNCaP has different

consequences depending on the presence or absence of androgens (Jung et al., 2004b;

Kim et al., 2010b) and this model will clarified if this opposite effect is in fact only

dependent on androgens or if, otherwise, is related with ETV1. Additionally, it would be

interesting to evaluate the phenotypic impact of silencing HOXB13 in the MDA-PCa-2b

cell line, which also has an ETV1 rearrangement and shows high expression but no point

mutations in HOXB13.

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Conclusions and Future

Perspectives

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A new nonsynonymous mutation, p.Ala128DAsp, was identified in the

HOXB13 gene and was predicted to be damaging to protein structure. This

reinforces the fact that HOXB13 is involved in prostate cancer

development. To find more cases harboring this genetic alteration, in the

future we could screen more cases and select subjects with a family history

of PCa and early-onset of the disease.

By performing functional assays in PNT2-derived cells in the absence of

androgens, we observed alterations in two hallmarks of cancer, both

suggesting a potential oncogenic mechanism for HOXB13 in prostate

carcinogenesis. Specifically, we saw an increase in cell proliferation in cells

overexpressing the wild-type form of the gene, and a decrease in apoptosis

in cells overexpressing the novel mutated form A128D. However, more

replicates are required to strengthen the significance of the results, mainly

for the cell proliferation assay.

To validate the observations of the functional assays performed in the

PNT2 cell line, we could use an opposite approach, using a PCa-derived

cell line with HOXB13 expression and perform in vitro silencing.

We also intend to verify whether 22Rv1-derived cell populations are

expressing the exogenous HOXB13, so we will use a specific antibody for

the exogenous HOXB13. If this expression is confirmed, 22Rv1 PCa-cell

line could be used, as initially planned, as a cell model to study further the

role of HOXB13 in prostate carcinogenesis.

We also would like to perform more functional assays, like colony formation

and invasion assays, to see if HOXB13 and its mutated forms are involved

in other stages of carcinogenesis (tissue invasion and metastasis). All of

these functional studies should also be replicated in an androgen rich

environment, to verify if PNT2-derived cells would behave differently.

In this study, HOXB13 mRNA levels were compared for the first time

between different PCa molecular subtypes, and we here report that

HOXB13 is mainly overexpressed in tumors with ETV1 rearrangements.

Thus, we aim to study the role of HOXB13 in an ETV1 context, using the

LNCaP-shETV1 model and the MDA-PCa-2b cell line.

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