Upload
vuongnga
View
240
Download
0
Embed Size (px)
Citation preview
THE NEUROPHYSIOLOGICAL CORRELATES OF CHILDREN'S AND ADULTS'
JUDGMENTS OF MORAL AND SOCIAL CONVENTIONAL VIOLATIONS
by
Ayelet Lahat
A thesis submitted in conformity with the requirements
for the degree of Doctor of Philosophy
Graduate Department of Psychology
University of Toronto
© Copyright by Ayelet Lahat 2011
ii
The Neurophysiological Correlates of Children's and Adults' Judgments of Moral and Social
Conventional Violations
Ayelet Lahat
Doctor of Philosophy
Department of Psychology
University of Toronto
2011
Abstract
Adults and young children have been found to distinguish between moral and social
conventional acts, which are considered to entail distinct domains of reasoning (e.g., Turiel
1983). Recently, research has begun to examine the neural basis of moral judgments (e.g.,
Greene et al., 2001), but these studies did not examine the development of neurocognitive
processing of judgments in these two domains. The present study focused on detection of
cognitive conflict as a neurocognitive process that distinguished judgments of moral and
conventional violations. The N2 component of the ERP was examined in order to determine
whether the two types of violation are associated with different neurophysiological correlates and
whether they change with development. In a series of five experiments, reaction times and ERPs
were recorded from 12- to 14-year-old children and undergraduates who read scenarios that had
one of three possible endings: (1) moral violations, (2) conventional violations, (3) no violation
(neutral acts). Participants judged whether the act was acceptable or unacceptable when a rule
was assumed or removed. Results indicate that reaction times were faster for moral than
conventional violations when a rule was assumed for both undergraduates and children, as well
as when a rule was removed for children but not for undergraduates. ERP data indicated that
adults’, but not children’s, N2 amplitudes were larger (i.e., more negative) for conventional than
iii
moral violations when a rule was assumed. Furthermore, source analysis indicated generators
for the N2 in dorsomedial and ventromedial prefrontal cortices. The results suggest that
judgments of conventional violations involve increased conflict detection as compared to moral
violations, and these two domains are processed differently across development. The findings
were explained by the idea that judgments of conventional violations are more explicitly
dependant on rules, whereas judgments of moral violations are based more directly on the
intrinsic negative consequences of the act.
iv
Acknowledgments
I would like to thank my supervisor, Charles Helwig, for his dedicated guidance and support
throughout my graduate work at the University of Toronto. Thank you for being so responsive
and committed, even in times when personal circumstances made it very difficult. Thank you for
contributing your brilliance and expertise on children's moral development, for assisting with
designing and conceptualizing the study, and for keeping an open mind about it.
I would like to thank my supervisor, Phil Zelazo, for his devoted support throughout my graduate
studies. Thank for your very close supervision, even from afar. I am indebted for having the
opportunity to learn a great deal from your expertise in developmental neuroscience and to
become trained in ERP/EEG methodology. Thank you, for your brilliant ideas which contributed
to designing, writing, and interpreting the results of this innovative study.
I would like to express my gratitude to my committee member, Marc Lewis. Thank you for your
useful advice and comments along the way and for the assistance I received from you and your
ERP lab.
I would like to show my warmest appreciation to my research assistants, Heather Bragg, Lee
Unger, Vered Latman, Elvina Oey, and Janelle Singh for their hard work and assistance in data
collection and organization, as well as participant recruitment. I would like to thank my fellow
graduate students, Sarah Watson and Justin McNeil, for their support, comments, suggestions,
and for making our lab more than just a space that we share. Additionally, I would like to thank
our participants and their families for participating in this study.
Finally, I would like to thank the most important people in my life: my husband, Shai, my son,
Raz, and my daughter, Shani. Thank you, Shai, for sacrificing greatly to take this journey with
v
me. I am grateful for your never-ending support and encouragement and for being a true partner
through this long process. I would also like to thank you for your very useful comments and
suggestions regarding this and other studies. Raz and Shani, I am grateful for having you in my
life, you inspire me every day. All the hard work would not be worth it without you. I love the
three of you dearly and I dedicate this work to you.
vi
Table of Contents
Acknowledgments.......................................................................................................................... iv
Table of Contents........................................................................................................................... vi
List of Tables .................................................................................................................................. x
List of Figures ................................................................................................................................ xi
List of Appendices ........................................................................................................................ xii
Chapter 1..........................................................................................................................................1
1 Introduction .................................................................................................................................1
1.1 Overview..............................................................................................................................1
1.2 Social domain theory and moral development.....................................................................4
1.2.1 Judgments regarding actual situations .....................................................................9
1.2.2 Developmental trends in moral and conventional judgments................................10
1.3 The neural correlates of moral judgments .........................................................................13
1.3.1 Evidence from neuroimaging studies.....................................................................15
1.3.2 Evidence from neurological and neuropsychiatric populations.............................19
1.3.3 The role of intentionality and theory of mind in neural correlates of moral
judgment ................................................................................................................21
1.3.4 Critique of neuroscience of morality .....................................................................23
1.4 N2 component of ERP .......................................................................................................25
1.5 The present study ...............................................................................................................30
1.5.1 Hypotheses.............................................................................................................31
Chapter 2........................................................................................................................................35
2 Experiment 1 .............................................................................................................................35
2.1 Method ...............................................................................................................................36
2.1.1 Participants.............................................................................................................36
vii
2.1.2 Procedure ...............................................................................................................36
2.1.3 Moral judgments task.............................................................................................37
2.2 Results................................................................................................................................38
2.3 Discussion..........................................................................................................................41
Chapter 3........................................................................................................................................43
3 Experiment 2 .............................................................................................................................43
3.1 Method ...............................................................................................................................43
3.1.1 Participants.............................................................................................................43
3.1.2 Procedure and task .................................................................................................44
3.2 Results................................................................................................................................44
3.3 Discussion..........................................................................................................................46
Chapter 4........................................................................................................................................48
4 Experiment 3 .............................................................................................................................48
4.1 Method ...............................................................................................................................48
4.1.1 Participants.............................................................................................................48
4.1.2 Procedure ...............................................................................................................49
4.1.3 Moral judgments task.............................................................................................49
4.1.4 ERP data collection and analysis ...........................................................................50
4.2 Results................................................................................................................................51
4.2.1 Behavioral results...................................................................................................51
4.2.2 ERP results.............................................................................................................53
4.2.3 N2 amplitudes: relations with behavioral performance .........................................56
4.2.4 Source analysis.......................................................................................................56
4.3 Discussion..........................................................................................................................59
Chapter 5........................................................................................................................................62
5 Experiment 4 .............................................................................................................................62
viii
5.1 Method ...............................................................................................................................63
5.1.1 Participants.............................................................................................................63
5.1.2 Procedure and task .................................................................................................64
5.2 Results................................................................................................................................64
5.2.1 Behavioral results...................................................................................................64
5.2.1.1 Children's data .........................................................................................64
5.2.1.2 Comparison of children's and adults' data ...............................................66
5.2.2 ERP results.............................................................................................................69
5.2.2.1 Children's data .........................................................................................69
5.2.2.2 Comparison of children's and adults' data ...............................................71
5.2.3 Children's N2 amplitudes: relations with behavioral performance........................72
5.2.4 Source analysis.......................................................................................................73
5.2.4.1 Children's data .........................................................................................73
5.2.4.2 Comparison of children's and adults' data ...............................................74
5.3 Discussion..........................................................................................................................76
Chapter 6........................................................................................................................................79
6 Experiment 5 .............................................................................................................................79
6.1 Method ...............................................................................................................................79
6.1.1 Participants.............................................................................................................79
6.1.2 Procedure and task .................................................................................................80
6.2 Results................................................................................................................................80
6.2.1 Behavioral results...................................................................................................80
6.2.2 ERP results.............................................................................................................81
6.3 Discussion..........................................................................................................................83
Chapter 7........................................................................................................................................85
7 General discussion ....................................................................................................................85
ix
7.1 Differences in frequencies and RTs...................................................................................85
7.2 Differences in N2 amplitudes ............................................................................................88
7.3 Differences in modeled source activation..........................................................................91
7.4 Non-normative-conventional and normative-conventional response orientations ............93
7.5 Limitations and future directions .......................................................................................95
7.6 Conclusions........................................................................................................................97
References....................................................................................................................................100
Appendices...................................................................................................................................110
Appendix 1. Moral judgments task .........................................................................................110
x
List of Tables
Table 1. Mean percentage of trials of normative judgments in Experiment 1…………… 39
Table 2. Mean percentage of trials of normative judgments in Experiment 2…………… 44
Table 3. Mean number (and SD) of trials contributing to the N2 in each condition for
Experiment 3………………………………………………………………………….…..
51
Table 4. Mean percentage of trials of normative judgments in Experiment 3…………… 51
Table 5. Mean number (and SD) of trials contributing to the N2 in each condition for
Experiment 4……………………………………………………………………………...
64
Table 6. Mean percentage of trials of normative judgments in Experiment 4…………… 65
Table 7. Mean number (and SD) of trials contributing to the N2 in each condition for
Experiment 5……………………………………………………………………………...
80
Table 8. Mean percentage of trials of normative judgments for conventional violations
in the rule assumed condition and non-normative judgments for conventional violations
in the rule removed condition (Experiment 5)……………………………………………
81
xi
List of Figures
Figure 1. Example of trial structure of moral judgments task…………………………… 38
Figure 2. Median RTs for judgments of moral, conventional, and neutral acts as a
function of rule contingency in Experiment 1……………………………………………
41
Figure 3. Median RTs for judgments of moral, conventional, and neutral acts as a
function of rule contingency in Experiment 2……………………………………………
46
Figure 4. Median RTs for judgments of moral, conventional, and neutral acts as a
function of rule contingency in Experiment 3……………………………………………
53
Figure 5. Hydrocel electrode sites contributing to the N2 waveforms and data…………. 54
Figure 6. Stimulus-locked grand-averaged ERP waveform at electrode site 6 for
Experiment 3……………………………………………………………………………...
55
Figure 7. N2 amplitudes in response to judgments of moral, conventional, and neutral
acts as a function of rule contingency in Experiment 3…………………………………..
56
Figure 8. ROIs displayed using the Montreal Neurological Institute (MNI) average
adult MRI scan for the peak N2 interval of 300–350 ms in (A) dorsomedial prefrontal
cortex (dmPFC) and (B) ventromedial prefrontal cortex (vmPFC)………………………
57
Figure 9. Modeled source activations (in nA) for the peak N2 intervals of 250-300 ms
and 300–350 ms in dorsomedial prefrontal cortex (dmPFC) as a function of violation
type and rule contingency………………………………………………………………...
58
Figure 10. Median RTs for judgments of moral, conventional, and neutral acts as a
function of rule contingency in children (Experiment 4)…………………………………
66
Figure 11. Median RTs for judgments of moral, conventional, and neutral acts as a
function of rule contingency in children and adults………………………………………
69
Figure 12. Stimulus-locked grand-averaged ERP waveform at electrode site 11 for
children (Experiment 4)…………………………………………………………………..
70
Figure 13. N2 amplitudes for judgments of moral, conventional, and neutral acts as a
function of age group and rule contingency……………………………………………...
72
Figure 14. Modeled source activations (in nA) for the peak N2 intervals of 250-300 ms
in dorsomedial prefrontal cortex (dmPFC) as a function of age group, violation type,
and rule contingency……………………………………………………………………...
75
Figure 15. N2 amplitudes for judgments of conventional violations as a function of age
group, conventional group, and rule contingency………………………………………...
82
xii
List of Appendices
Appendix 1. Moral judgments task..……………………………………………………... 110
1
Chapter 1
1 Introduction
1.1 Overview
One of the important abilities that children have to acquire in order to develop normative social
skills is an understanding of the different social expectations and rules that regulate interactions
in a given social context. Although morality regulates social interactions, not all social rules fall
within the moral domain; some rules may be essential in regulating social relationships but lack
the prescriptive and obligatory basis of moral rules (Smetana, 2006). The latter include rules that
fall within other domains of reasoning, such as the social-conventional domain. Research over
the past thirty years, within social domain theory, has shown that children develop an
understanding of the distinction between these two domains. It has been suggested that each of
these domains constitute an organized system of social reasoning that arises from children's
experiences of different types of regularities in the social environment (e.g., Nucci, 1981;
Smetana, 1981, 2006; Turiel, 1983, 2008).
One type of assessment that has been employed within social domain research is criterion
judgments, which pertain to criteria used in making moral and conventional judgments. These
criteria include judgments of rule-contingency, generalizabilty, and alterability of rules
prohibiting these acts. Judgments of moral violations (such as hitting and stealing) have been
found to be regarded as independent from rules (i.e., wrong even in the absence of a rule),
generalizable (i.e., wrong across different contexts) and unalterable (i.e., cannot be changed by
social consensus or authority). In contrast, judgments of conventional violations (such as wearing
pajamas to school) have been found to be regarded as contingent on the existence of an explicit
2
social rule, relative to the social context, and rules regarding conventions are alterable by
authority or social consensus (Helwig & Turiel, 2002).
Recently, research has begun to examine the neural underpinnings of moral versus non-moral
judgments. These studies show that judgments about different types of moral dilemmas are
associated with activation in different brain regions (e.g., Blair, 2007; Greene, Nystrom, Engell,
Darley, & Cohen, 2004; Greene, Sommerville, Nystrom, Darley & Cohen, 2001; Koenigs et al.,
2007; Moll, Eslinger, & de Oliveira-Souza, 2001). These findings are in line with social domain
theory, in the sense that there are separable domains or information processing systems for
different types of social rules. Neuroimaging, as well as studies with neurological and
neuropsychiatric patients, have particularly implicated structures within the ventromedial
prefrontal cortex for certain kinds of moral dilemmas, such as whether to push a man to his death
in order to stop a runaway trolley from killing five other individuals (Blair, 2007; Greene et al.,
2001; Koenigs et al., 2007; Moll et al., 2001). These areas are known to be involved in emotional
processing and their activation points to the role of emotion in moral judgment. For other kinds
of moral dilemmas, such as whether to pull a switch in order to stop the same trolley, activation
was found in areas that are associated with cognitive control and cognitive conflict such as
dorsomedial prefrontal cortex, as well as parietal areas (Greene et al., 2001, 2004).
Although the previous research on the neural correlates of moral judgment has shown different
neural underpinnings for judgments of different moral dilemmas, these studies have not
examined the online processing when making moral and social conventional judgments.
Studying this process is important as it can provide further evidence from a neuroscientific
perspective for the idea that moral and conventional acts entail two separate domains, and allow
a better understanding of the development of this distinction. If judgments of moral and
3
conventional violations do in fact correspond to separate domains of reasoning, studying the
online processing can reveal whether judgments about these two types of violation involve two
different patterns of processing. Furthermore, the studies examining the neuroscience of moral
judgment have been criticized for their definitions, theoretical groundings, and methods (e.g.,
Carpendale, Sokol, Muller, 2010; Killen & Smetana, 2008; Turiel, 2010, in press) and it has been
argued that developmental and neuroscience perspectives should be integrated in order to study
the development of moral reasoning (Killen & Smetana, 2008). In particular, studies examining
the neural correlates of moral judgment have been criticized for failing to take into account
epistemological considerations with regards to the moral domain and have not taken into account
relevant findings from developmental psychology. In other words, these neuroscience studies run
the risk of explaining a phenomenon that is very broad by reducing their analysis to
psychological or biological processes. Furthermore, these studies have emphasized emotionally
driven decisions and excluded the role of reasoning through the use of complex moral dilemmas,
in which individuals are required to endorse a distasteful decision (Turiel, 2010).
The present study takes a first step in addressing these issues and provides a developmental
cognitive neuroscience approach to study judgments of moral and conventional violations. If
judgments of these violations correspond to two separate organizing systems it is likely that they
are processed differently at a neurocogntive level, and this processing may develop with age. In
the present study, we propose that the processing of moral and conventional violations becomes
more differentiated with age. This proposition is in line with studies showing that functional
specialization of neurocognitive abilities develop with age (Cohen-Kadosh & Johnson, 2007;
Durston et al., 2002).
When individuals are required to make moral and conventional judgments and decide whether an
act is acceptable or unacceptable they are facing a problem which involves an evaluation of the
4
act (i.e., whether the act is okay or not okay to perform). Such an evaluation may trigger the
activation of executive function abilities and may require more careful consideration in order to
solve the problem at hand (Cunningham & Zelazo, 2007). Such an assessment involving a
decision between the two response alternatives has been found to involve the detection of
cognitive conflict (Nieuwenhuis, Yeung, van den Wildenberg, & Ridderinkhof, 2003;
Ridderinkhof, Ullsperger, Crone, & Nieuwenhuis, 2004)
The present study proposes that the processing of cognitive conflict is involved differentially in
criterion judgments (such as rule-contingency) of prototypical moral and conventional violations.
The study, therefore focuses on simple straightforward moral and conventional violations, and
examines the N2 component of event related potential (ERP), which has been argued to be an
index of conflict (Nieuwenhuis et al., 2003). This will be carried out by presenting 12- to 14-
year-old children and adults with prototypical moral violations involving issues of harm and
fairness, such as those used in social domain theory. Using these scenarios instead of the
complex dilemmas that have been used in moral neuroscience allows studying both the online
processing and changes in development.
1.2 Social domain theory and moral development
Different theoretical approaches in psychology have attempted to explain the acquisition of
morality. These include behaviorism (Skinner, 1971), social learning (Aronfreed, 1968), and
psychoanalytic approaches (Freud, 1930). An alternative approach to moral development stems
from Jean Piaget's (1932) extensive study of children's moral judgments. This work was
extended later by Lawrence Kohlberg (1981). According to Piaget's and Kohlberg's approach,
moral development involves the construction of judgments about welfare, justice, and rights.
5
Both Piaget and Kohlberg described a sequence for the development of moral judgments, in
which concepts of justice and rights are not constructed until late childhood or adolescence.
However, research over the past thirty years has shown that young children begin to develop
moral judgments distinct from other domains of social judgments (see Helwig & Turiel, 2002;
Smetana, 2006). Research within social domain theory has shown that children and adults do not
reason in the same way about moral and social conventional acts (e.g., Nucci, 1981; Smetana,
2006; Turiel, 1983). Moral acts involve intrinsic negative consequences for others, such as
physical harm or issues of fairness. In contrast, social conventions are behavioral uniformities
that serve to coordinate individuals' interactions in a social system. These conventions, such as
forms of address and modes of greeting, are symbolic elements of social organization. Moral
acts, such as hitting, lying, and stealing, are considered universal, independent from rules and
authority, and unalterable. In contrast, social conventions, such as eating with one's fingers or
wearing pajamas to school, can vary across different social systems, are contingent on societal
rules, and can be altered by authority or social consensus.
Children's distinction between moral and conventional acts is also evident from the justifications
or reasons they provide for these judgments. Reasoning about moral acts is characterized by
issues of harm, fairness, and rights, whereas reasoning about conventional acts is characterized
by references to rules, customs, authority, and social organization (Helwig & Turiel, 2002). It is
likely that when individuals evaluate moral acts they base their judgments on the intrinsic
negative consequences or wrongness of the act and social prohibitions are not relevant. In
contrast, when evaluating conventional violations, individuals consider social rules and contrast
the violation with these social prescriptions. Social domain theory proposes that reasoning about
each of these social acts constitutes a distinct organized system, or domain of social knowledge,
6
that arises from children's experiences with different types of regularities in the social
environment (Smetana, 2006).
A large number of studies examining children's and adults’ judgments suggest that judgments of
morality and conventions entail two separate domains of social reasoning (e.g., Nucci, 1981;
Smetana, 1981, Turiel, 1983). For example, Nucci (1981) studied participants between 7 and 20
years of age and found that at all ages children and adolescents thought that moral acts were
wrong even if there was no social rule against these acts, whereas the vast majority of
participants thought that conventional acts were acceptable if there was no rule prohibiting these
behaviors. Additionally, different justifications were associated with different types of acts:
moral acts were justified with reasons of harm, fairness, and rights; while social conventions
were justified by references to the commands of authorities, the existence of social rules
prohibiting the act, or the act's effect on the social organization (Nucci, 1981).
In a different study, Weston and Turiel (1980) examined children ranging from 5 to 11 years of
age, and found that at all ages children did not accept a school policy according to which
children are allowed to hit each other (86% judged this moral policy as wrong). In addition, the
majority of children at all ages judged a school policy allowing children not to wear any clothes
to school as acceptable (68% judged this conventional policy as okay) (Weston & Turiel, 1980).
These findings demonstrate that for moral acts, children focus not on the governing rules or the
authority, but rather on the harmful features and the intrinsic wrongness of the act itself. In
contrast, for conventional acts, children shift to considering the authority and whether or not
societal rules exist, and judge the act to be acceptable because the rules allow it.
Turiel (1983) examined whether children between the ages of 6 and 17 would be able to
distinguish moral prescriptions from conventions according to the criterion of alterability of
7
these social rules. Participants were asked whether moral prohibitions (such as stealing) and
conventional rules (such as game rules), could be altered or not. In addition, participants were
asked to describe actual rules in their own home, and the experimenter selected a moral home
rule and a conventional home rule to ask the participant about. Results indicate that the majority
of respondents thought that conventional game rules could be changed (86% said yes). However,
the rule about stealing could not be changed (79% said no). The same pattern was found for the
home rules that children generated. Namely, 68% of participants thought a moral home rule
could not be altered, while 73% thought a conventional home rule could. Moreover, there were
no age differences in judgments of the alterability or non-alterability of each of these rules
(Turiel, 1983). These findings indicate that children judged moral and conventional rules
differently with respect to their alterability. Thus, the findings lend support to the notion that
children can distinguish between the two domains.
The above findings indicate that children distinguish moral and conventional acts and support the
idea that morality and conventions entail two separate domains of reasoning. However, an
alternative interpretation may be that the differences between these two types of acts are derived
from quantitative variations in the importance or seriousness of the violations. Studies (e.g.,
Nucci, 1981; Smetana, 1981) have shown that across age, moral violations are considered more
serious than conventional violations. According to this finding, children’s distinctions in
reasoning about morality and conventions may merely reflect a quantitative continuum of
importance or seriousness.
In order to determine whether children’s distinctions between moral and conventional acts are
derived from a quantitative continuum, or rather from two separate domains, Turiel (1983)
presented school-aged children with a number of moral and conventional transgressions that
varied in level of seriousness. For example, participants were presented with a minor moral
8
violation, such as stealing an eraser, and a serious conventional violation, such as a child wearing
pajamas to school. Participants rated the conventional transgression of wearing pajamas to
school as more serious than the minor moral transgression of stealing an eraser. However, in
their reasoning, respondents distinguished between the moral and conventional events, regardless
of their seriousness. Children judged the minor moral event as wrong even in the absence of a
societal rule. Moreover, it was perceived as wrong even in a country where there was no rule
prohibiting it, while the major social conventional act was acceptable, if no rule prohibited it, as
well as okay in other countries, if it was not against their rules (Turiel, 1983).
In a different study, Tisak and Turiel (1988) presented school-aged children (grades 1, 2, and 5)
with a forced choice between either committing a minor moral violation, or a serious
conventional violation. Findings indicated that most children would prefer to steal the eraser
(i.e., commit the minor moral transgression) than come to school in pajamas (i.e., commit a
serious conventional transgression). However, even though this was their preference, children
indicated that they actually should choose to come to school in pajamas. These findings
demonstrate that children recognized that the conventional violation was serious. However, they
also recognized the evaluative or moral aspect of even the minor moral violation in stating that
they really shouldn't perform this act (Tisak & Turiel, 1988). In conclusion, these findings
suggest that the moral-conventional distinction may not be based merely on importance or
seriousness. At least by the school-age years, children seem to treat these two domains
differently, regardless of how serious they perceive them to be.
An additional alternative explanation for children's distinction between moral and conventional
violations could be that these two types of violation differ in the level of familiarity that children
have with the violation. Davidson, Turiel, and Black (1983) asked children between the ages of 6
and 10 to provide criterion judgments and justifications about moral and conventional violations
9
that were either familiar or unfamiliar. It was found that when stimuli were unfamiliar, the
younger participants showed less differentiation between moral and conventional violations.
However, for familiar stimuli, participants at all ages showed a differentiated understanding of
moral and conventional violations. Thus, when familiarity of the situation is controlled for,
participants still showed a distinction between moral and conventional violations.
1.2.1 Judgments regarding actual situations
The research discussed thus far has focused primarily on individuals' judgments and
justifications in hypothetical, prototypical situations. These prototypical scenarios are designed
to depict moral and conventional violations in unambiguous or straightforward ways. However,
in actual situations social transgressions can often be ambiguous and more complex, as well as
entail mixtures of different domains, such as when the dictates of authority pertain to unfair
practices. These factors may all lead to variations in judgments of actual situations (Smetana,
2006).
Children's judgments of hypothetical and actual violations have been compared (Smetana et al.,
1993, 1999; Turiel, 2002). In one study (Smetana et al., 1993), preschool children made
judgments about moral and conventional prototypical hypothetical situations. Additionally,
preschool classrooms were observed until a moral or conventional violation had occurred and
witnesses to the violations were interviewed about the events. The results indicate that only few
differences in judgments of hypothetical and actual events were observed.
In a follow-up study (Smetana et al., 1999), the same method was employed but the interviews
were conducted with the actual victims and transgressors instead of witnesses. Children did not
differ in their ratings of the severity of hypothetical and actual violations, but they viewed
hypothetical violations as more deserving of punishment and were less able to justify why actual,
10
as compared to hypothetical, situations were wrong. Therefore, the hypothetical situations
appeared to elicit more clear-cut moral evaluations.
In a different study (Turiel, 2002), children between the ages of 6 to 13 were interviewed about
spontaneously occurring actual events in the school setting shortly after they took place, and they
were also interviewed about hypothetical moral and conventional violations about a month later.
For the actual events, the results indicate that criterion judgments for moral violations differed
from criterion judgments for conventional violations; across age, children thought that the
conventional acts would be acceptable in the absence of a rule and moral acts would be wrong
even if no rule existed. The findings for the hypothetical events corresponded with the actual
events, but several differences emerged; judgments about hypothetical situations were more
straightforward and clear-cut than judgments about actual events. For example, a larger
percentage of participants in the hypothetical than actual situations evaluated the moral and
conventional violations as negative. Taken together, these studies show that when children
encounter moral violations in their daily lives, the situations may be more ambiguous and the
features of the events may not be as well specified as in the hypothetical situations.
1.2.2 Developmental trends in moral and conventional judgments
According to Nucci and Turiel (1978) the development of the distinction between moral and
conventional violations stems from different aspects of the child’s social interactions and the
different types of knowledge systems constructed out of these interactions. These two domains of
social knowledge are seen as differentiated in early experience and following different
developmental trajectories (Smetana, 2006).
Research has shown that the distinction between judgments of moral and conventional violations
emerges by the preschool years (e.g., Smetana, 1981; Smetana & Braeges, 1990). In order to
11
determine at what age children begin to distinguish moral and conventional rules, Smetana
(1981) presented preschool children between the ages of 3 and 5 years with descriptions of
conventional and moral transgressions. Children were asked to rate the seriousness of the
violations, and they were also asked questions that correspond to the rule-contingency (whether
they are acceptable in the absence of a rule), and generalizability (whether they are acceptable in
different contexts) criteria. As expected, the moral transgressions were rated as more serious than
the conventional transgressions. This finding was taken as evidence that the moral-conventional
distinction emerges at an early age. In addition, the 4- to 5-year-olds treated the moral events as
non-contingent on the presence of governing rules, and they also regarded them as generalizable
across social contexts. The 3- to 4-year-olds also perceived the moral events as non-contingent
on governing rules, but they didn't regard them as generalizable. Therefore, it appears that for the
moral events, rule-contingency may be an earlier developing dimension than generalizabilty. In
this study, the results for the conventional events were not significant. Thus, it seems that
children at this age have not yet formed stable understandings of the types of conventions
examined in the study and that reasoning about moral violations may be an earlier-developing
dimension than reasoning about conventional violations.
In the moral domain, Zelazo, Helwig and Lau (1996) investigated the notion that concepts of
harm (rather than a simple association between moral violations and adult sanctions) underlie
moral judgments in the preschool years. Adults and preschool children were required to use
information about intention in order to predict an agent's behavior under normal or noncanonical
(e.g., hitting causes pleasure) act-consequence relations. In the normal situation, an animal
experienced pleasure from being petted and pain from being hit, whereas in the noncanonical
situation these causal relations were reversed. It was found that even 3-year-olds made moral
judgments based on harmful consequences, regardless of the normal or noncanonical status of
12
the act. Additionally, developmental differences were identified: behavioral prediction improved
with age and the younger children (ages 3-4) performed at chance level in the noncanonical
condition; when assigning punishment many 3-year-olds used a simple intention or outcome
rule, whereas older participants were more likely to use a conjunction rule (e.g., if outcome is
negative and intention is negative then punish).
A second study (Helwig, Zelazo, & Wilson, 2001) examined children's (3-, 5- and 7-year-olds)
and adults' moral judgments of psychological harm. The results indicate that participants of all
ages judged it wrong to inflict negative psychological reactions of fear or embarrassment in both
canonical and noncanonical situations. When assigning punishment younger children tended to
use an outcome rule, whereas older participants were more likely to use an intention or
conjunction rule. Taken together, these findings indicate both an early understanding of physical
and psychological harm, as well as age-related changes in the complexity of the rules that
children use to predict behavior and assign punishment.
Other studies have found developmental differences in children's justifications of judgments of
moral and conventional violations (e.g., Davidson et al., 1983; Helwig & Prencipe, 1999). For
example, Helwig and Prencipe (1999) examined children's (ages 6-10) conceptions of flags as
social conventions and their understanding of moral consequences associated with transgressions
toward flags. The findings indicate an increasing understanding of the symbolic features of flags,
whereby younger children focus on the material damage associated with flag-burning and the
loss of the flag's functional value. In contrast, older children referred more to the symbolism or
disrespect associated with violations toward flags.
In a different study, Davidson et al. (1983) presented 6- to 10-year-old children with familiar and
unfamiliar moral and conventional violations. The findings indicate that for both familiar and
13
unfamiliar violations, younger and older children were equally likely to explain that moral
transgressions were wrong because they cause harm, but older children were more likely also to
refer to conceptions of fairness in condemning these transgressions.
Taken together, these studies (Davidson et al., 1983; Helwig & Prencipe, 1999; Helwig et al.,
2001; Smetana, 1981; Smetana & Braeges, 1990; Zelazo et al., 1996) suggest that children
distinguish between moral and conventional violations at an early age. However, their
understanding of these two domains continues to progress with age and they consider additional
criteria, including intentions, in their judgments. Moreover, older children in these studies have
been found to produce more elaborate and complex justifications.
1.3 The neural correlates of moral judgments
The conclusions of social domain theory have been drawn from research that examined
individual's judgments and reasoning about moral and conventional violations. If judgments of
these violations do, in fact, correspond to two separate domains, it is likely that they may be
processed differently at a neurocognitive level. In addition, the developmental trends described
in the previous sections may be evident in neurocognitive processing as well. Examining the
neurocognitive processing of these domains is important not only to further understanding how
individuals distinguish these domains and how this distinction develops with age, but it may also
have important implications for understanding moral (and immoral) behavior. In particular, this
would be important for cases where a discrepancy is found between individuals' moral judgments
and behavior. This inconsistency between judgment and behavior is evident in clinical
populations, such as children and adults with conduct problems (e.g., Blair, 1997; Nucci &
Herman, 1982; Tisak & Jankowski, 1996). Methods that examine neurocognitive processing may
14
be more sensitive than behavioral measures alone, revealing additional information that could
mediate the relation between judgment and behavior.
Research on the neural correlates of moral judgment has mostly been conducted with adults.
These studies (e.g., Blair, 2007; Greene et al., 2001, 2004; Koenigs et al., 2007; Moll et al.,
2001) suggest that many cortical structures that have been shown to be important for both
emotion and cognition are implicated in moral judgment. Brain regions such as prefrontal cortex,
which receives important inputs from both sensory and limbic areas (Casebeer, 2003), have
emerged as central for social behavior and specifically for moral behavior (Adolphs, 2003). The
findings of activation in regions implicated in emotional processing have been interpreted to be
in line with the social-intuitionist model (Haidt, 2001), according to which moral judgments are
driven primarily by rapid, affectively-based, intuitive responses, with deliberate moral reasoning
engaged only post hoc in order to provide rational justifications in response to social demands.
Alternatively, morality can be explained by constructivist models, which maintain that moral
development is constructed through social interactions and concepts generated out of reflection
on these experiences, including the emotional reactions surrounding moral events (e.g., Arsenio
& Gold, 2006; Kohlberg, 1969; Turiel, 2008; see also Pizarro & Bloom, 2003, and Saltzstein &
Kasachkoff, 2004, for critiques of Haidt’s intuitionist model). Questions generated by these
contrasting positions on the origins of moral concepts are beyond the scope of the present study.
However it is clear from the work on social domains that children exhibit uniquely moral forms
of reasoning based on concerns with harm and fairness during the preschool years and perhaps
earlier (Helwig, 2008; Turiel, 2006). The present study will examine the underlying process of
this ability and how it develops with age.
15
1.3.1 Evidence from neuroimaging studies
Evidence that the prefrontal cortex is involved in moral behavior comes from a series of
experimental studies using functional Magnetic Resonance Imaging (fMRI). For example, Moll
et al. (2001) presented participants with simple claims, some containing moral content (e.g. ‘they
hung an innocent man’) and some without moral content (e.g. ‘stones are made of water’).
Compared to statements without moral content, judgments in response to statements containing
moral content produced increased activity bilaterally in the frontal pole, the medial frontal gyrus,
right cerebellum, right temporal pole, superior temporal sulcus, left orbitofrontal cortex, left
precuneus, and posterior globus pallidus. In a different study (Moll et al., 2002a), viewing scenes
that evoke moral emotions (e.g. physical assaults, poor abandoned children) was found to
produce activation in the ventromedial prefrontal cortex and the superior temporal sulcus.
Studies with adults that examined the neural basis of moral judgment have distinguished between
personal and impersonal moral dilemmas (e.g., Greene et al., 2001). According to Greene and
Haidt (2002) “a moral violation is personal if it is: (i) likely to cause serious bodily harm, (ii) to a
particular person, (iii) in such a way that the harm does not result from the deflection of an
existing threat onto a different party. A moral violation is impersonal if it fails to meet these
criteria.” (p. 519). An example of an impersonal dilemma is the trolley dilemma (Thomson,
1986), in which one has to decide whether to allow an out-of-control trolley to continue down a
track where it will kill five people, or whether to push a switch diverting it to a track where it
will kill only one person. However, in a variation of this dilemma, the footbridge dilemma
(Thomson, 1986), the only way to save the five people is to push a large person in front of the
trolley, killing him but saving the others. This latter dilemma is a personal dilemma as it is
introduced in an "up-close-and-personal manner" (Greene et al., 2001) and the bystander
witnessing the event now becomes a moral agent. Most individuals assert that it is acceptable to
16
sacrifice one person in order to save five in the case of the trolley dilemma, but not in the case of
the footbridge dilemma (Greene et al., 2001).
Greene et al. (2001) presented moral dilemmas, such as the trolley and footbridge dilemmas, to
participants while their brains were scanned with fMRI. These authors found that responding to
personal moral dilemmas, as compared with impersonal and non-moral dilemmas, produced
increased activity in areas associated with emotional-social processing; these include the medial
frontal gyrus, posterior cingulate gyrus, and bilateral superior temporal sulcus. By contrast,
impersonal and non-moral dilemmas, which did not differ from each other, produced increased
activity in areas associated with cognitive control; these include the dorsolateral prefrontal cortex
and parietal areas. This finding is in line with Moll, de Oliveira-Souza, and Eslinger (2003) who
found that in order to solve impersonal dilemmas, such as the trolley dilemma, higher-order
cognitive abilities such as planning, cognitive flexibility, and strategy application are needed.
In addition, Greene et al. (2001) measured participants’ reaction times in order to link these
imaging data to behavior. Participants were slower to approve of personal moral violations, yet
relatively quick to condemn them. In contrast, approvals and disapprovals took equally long for
impersonal moral and non-moral judgments. This pattern was explained by suggesting that
individuals have to overcome their prepotent negative emotional responses when approving of
personal moral violations. According to Greene et al. (2001), overcoming a negative emotional
response may be linked to a pattern of interference similar to that observed in cognitive control
tasks in which automatic processes can influence responses, such as the Stroop task (in which the
identity of a color word can interfere with participants' ability to name the color of ink in which
it is displayed; e.g., the ability to say "green" in response to the word "red" written in green ink).
These findings indicate the importance of affect for moral judgment, although they allow that
cognitive reasoning can play a restricted, but significant role as well (Greene & Haidt, 2002).
17
In a different study (Greene, Nystrom, Engell, Darley, & Cohen, 2004), the authors focused on
personal moral dilemmas only, and explored whether different patterns of neural activity in
response to these dilemmas are correlated with differences in moral decision-making behavior.
For this purpose, Green et al. (2004) made a further distinction within the class of personal
dilemmas. They differentiated between difficult personal moral dilemmas, and easy personal
moral dilemmas. Difficult personal dilemmas are a class of dilemmas that create cognitive and
emotional tension as compared with easy dilemmas. In response to these dilemmas, participants
tend to answer slowly, and they exhibit no consensus in their judgments. An example of a
difficult dilemma is the crying baby dilemma, in which an individual and other townspeople
have sought refuge in a cellar from enemy soldiers who have taken over the village. The
protagonist’s baby begins to cry loudly, and this will summon the attention of the soldiers, who
will kill the protagonist, his child, and the others hiding out in the cellar. To save himself and the
others, the protagonist must smother his child to death. This case contrasts with easy personal
moral dilemmas, ones that receive relatively rapid and uniform judgments. One such example is
the infanticide dilemma, in which a teenage mother must decide whether or not to kill her
unwanted newborn infant. The latter dilemma is considered easy in the sense that most
participants tend to agree that an unwanted infant should not be killed.
Greene et al. (2004) examined whether different brain regions are involved in judgments of
difficult and easy moral dilemmas. The dilemmas were classified as either difficult or easy
according to their reaction times. The findings indicate that judgments of difficult dilemmas, as
compared to easy dilemmas, involved increased activity bilaterally in both the dorsolateral
prefrontal cortex (DLPFC) and the anterior cingulate cortex (ACC). This contrast also revealed
activity in the inferior parietal lobes and the posterior cingulate cortex.
18
Greene et al. (2004) also compared the neural activity associated with utilitarian judgments
(accepting a personal moral violation in favor of a greater good, such as smothering the baby in
the crying baby dilemma) to non-utilitarian judgments (prohibiting a personal moral violation
despite its utilitarian value, such as allowing the baby to live in the crying baby dilemma). The
authors found increased activity for utilitarian, as compared with non-utilitarian, moral
judgments bilaterally in the anterior DLPFC and in the right inferior parietal lobe. In addition,
they found increased activity for utilitarian moral judgments in the more anterior region of the
posterior cingulate (Greene et al., 2004).
These findings show that judgments of difficult dilemmas engage brain areas associated with the
detection of conflict and the operation of cognitive control (ACC and DLPFC). According to
Greene et al. (2004), when participants respond in a utilitarian manner, such responses not only
reflect the involvement of abstract reasoning, but also the engagement of cognitive control in
order to overcome prepotent social-emotional responses elicited by these dilemmas. These data
provide support for the view that both cognitive and emotional processes play important roles in
moral judgment.
In a different study (Moll, de Oliveira-Souza, Bramati, & Grafman, 2002b) 'right' and 'wrong'
judgments in response to simple moral statements were compared with judgments in response to
emotionally evocative non-moral statements (e.g. ‘pregnant women often throw up’). A
comparison of these two conditions revealed greater activity in the medial orbitofrontal cortex
for the moral condition, and greater activation in the left lateral orbitofrontal cortex as well as the
left amygdala for the non-moral condition. These results suggest a functional dissociation
between neural networks within the orbitofrontal cortex and associated structures that specialize
in processing different kinds of social-emotional information relevant to moral judgments.
Although the non-moral social situations investigated in this study are not prototypical social
19
conventions, and some may include multifaceted situations, which involve a mixture of moral
and conventional concerns, these findings suggest that morality and conventions may have a
different neural basis.
As noted above, most of the work on the neuroscience of moral judgment has been conducted
with adults. However, a couple of studies have been conducted with children and adolescents.
For example, Pujol et al. (2008) scanned 14- to 16-year old adolescents during judgments of
moral dilemmas. The findings reveal increased focal activation in the posterior cingulate cortex
during moral dilemmas as compared to a control condition, in which participants were asked to
answer simple questions about facts presented in non-moral scenarios.
In a different study, Eslinger et al. (2008) presented 10- to 17-year-old children with moral-
straightforward, moral ambiguous, and non-moral scenarios. Results indicated at all ages a
cluster of activity in the most rostral-medial (frontal polar) prefrontal region, as well as left
lateral orbitofrontal, left temporoparietal junction, midline thalamus and globus pallidus. Trials
entailing ambiguous moral situations activated considerably more prefrontal and parietal regions
than straightforward moral situations, suggesting the need for more neurocognitive resources
(Eslinger et al., 2008). Although these studies have begun to examine the neurocognitive
development of moral judgments, they did not examine children's judgments of social
conventions, or the neurocognitive development of the distinction between judgments of
morality and conventions.
1.3.2 Evidence from neurological and neuropsychiatric populations
Two populations have been found to show dramatically impaired moral reasoning; neurological
patients with acquired lesions in ventromedial prefrontal cortex (vmPFC) and patients with
psychopathy, a developmental disorder that involves emotional dysfunction, characterized by
20
reduced guilt, empathy, and attachment to significant others, as well as antisocial behavior
including impulsivity and poor behavioral control (Blair, 2010).
Mendez, Anderson, and Shapira (2005) investigated the moral judgments of patients with frontal
lobe damage in response to personal versus impersonal moral dilemmas. These authors examined
patients with frontotemporal dementia and compared their moral judgments with those of
patients with Alzheimer Disease and normal control participants. Frontotemporal dementia is
characterized by difficulty in modulating social behavior, lack of empathy, and psychopathy.
Participants were administered an inventory of moral knowledge, as well as the footbridge
dilemma (personal) and trolley dilemma (impersonal). The findings indicate that all groups
retained knowledge for moral behavior and did not differ in their responses to the trolley
dilemma. In contrast, in response to the footbridge dilemma most of the dementia patients (58%)
responded that they would push the man onto the tracks to save the other five individuals. In
comparison only 23% of the Alzheimer patients and 19% of normal control participants would
push the man to his death. This difference in dementia patients may result from
neurodegenerative disease affecting vmPFC, a brain region necessary for the normal generation
of social emotions (Mendez et al., 2005).
In a different study, Koenigs et al. (2007) examined patients with focal bilateral damage to the
vmPFC. Personal, impersonal, and non-moral dilemmas were presented to these vmPFC patients,
a neurologically normal control group, and a brain-damaged comparison group, who had lesions
that excluded structures thought to be important for emotions (vmPFC, amygdala, insula, right
somatosensory cortices). The findings revealed no significant differences among the groups on
the non-moral and impersonal moral dilemmas. However, for personal moral dilemmas, the
vmPFC patients were more likely to endorse the proposed action than either control groups. The
authors explain these findings by suggesting that for personal moral dilemmas, vmPFC patients’
21
consideration of a utilitarian calculation of how to maximize aggregate welfare (e.g., having to
sacrifice one person’s life to save a number of other lives) overrides the highly emotional
aversive behavior (Koenigs et al., 2007).
Studies examining patients with psychopathy showed that when this population was presented
with prototypical moral and conventional violations, they made less of a distinction between
moral and conventional violations, such that they were more likely than healthy individuals to
endorse moral violations in the absence of a societal rule (Blair, 1995, 1997). Similar impairment
has been reported in other aggressive populations who use antisocial behavior to achieve their
goals, such as behaviorally disruptive adolescents (Arsenio & Fleiss, 1996; Nucci & Herman,
1982).
These two populations are interesting in that although they show impairment in moral reasoning,
they fail to show impairment in nonaffect-based executive function tasks (unless the lesion
extends beyond vmPFC; see Blair, 2010). Similarly, individuals with psychopathy, who show
amygdala and vmPFC dysfunction (Blair, 2007), show no indication of impairment in executive
function tasks that are not considered to involve affect. Taken together these findings point to the
role of emotion in moral judgment (Blair, 2010).
1.3.3 The role of intentionality and theory of mind in neural correlates of moral
judgment
Research on the neural correlates of moral and social judgments has also examined the role of
intentions and theory of mind, or the ability to represent the mental states of others (e.g.,
Berthoz, Armory, Blair, & Dolan, 2002; Berthoz, Grezes, Armony, Passingham & Dolan, 2006;
Young, Cushman, Hauser, & Saxe, 2007; Young & Saxe, 2008). For example, Young et al.
(2007) presented participants with scenarios in which protagonists produced either a negative or
22
neutral outcome based on the belief that they were causing the negative outcome or the neutral
outcome. The right temporoparietal junction showed increased activation for cases of attempted
harm, where protagonists believed harm would be caused to others, even though the harm did not
occur. These findings provide neurophysiological support for the well-documented findings that
suggest that moral judgments are based not only on affective processes but on cognitive
processes as well, namely, the understanding of an agent's intentions.
In a different study (Young & Saxe, 2008), participants read descriptions of protagonist's actions
and then were provided with either moral facts about the action's effects on another person or
non moral facts about the situation. The findings show that the right temporoparietal junction, as
well as precuneus and medial prefrontal cortex, were activated more for moral than non moral
facts. These cortical structures have been found consistently to be recruited during mental state
understanding (e.g., Ruby & Decety, 2003; Saxe & Kanwisher, 2003), and the authors concluded
that processing moral stimuli elicits spontaneous mental state inference.
In a study focusing on social conventions only, Berthoz et al. (2002) compared neural responses
to stories describing normal behavior and violations of social norms (embarrassing situations).
Violations of social norms elicited activation in the left lateral orbitofrontal cortex and the medial
prefrontal cortex. This pattern of activation was more pronounced for intentional norm violations
than unintentional violations.
Other research (Berthoz et al., 2006) examined the neural correlates of moral transgressions that
were performed by either the participants themselves or by another individual, and were carried
out either intentionally or accidentally. Results indicate greater amygdala activation when
participants considered stories narrating their own intentional transgressions more than any other
condition. This result suggests the amygdala is important for affective responsiveness to moral
23
transgressions. These findings are in line with research (Schaich-Borg, Hynes, Van Horn,
Grafton, & Sinnott-Armstrong, 2006) showing that moral scenarios involving intentional harm
elicit more activity than moral scenarios involving unintentional harm in brain regions that tend
to be more associated with emotion (i.e., orbitofrontal cortex and temporal pole) and less activity
in areas that tend to be more associated with cognition (i.e, angular gyrus and superior frontal
gyrus). Taken together, this line of work suggest that both affective and cognitive processes are
relevant to moral judgments.
1.3.4 Critique of neuroscience of morality
The present study integrates two important lines of work; research from moral development and
research from moral neuroscience. Thus far, however, research on moral development and moral
neuroscience has proceeded independently with very little interconnection (Killen & Smetana,
2008). Developmental psychologists (e.g., Carpendale et al., 2010; Killen & Smetana, 2008;
Turiel, 2010, in press) have criticized the neuroscience studies and argue that most of the moral
neuroscience studies do not acknowledge the definitions and findings from developmental
psychology (Killen & Smetana, 2008).
For example, according to Turiel (2010), the most frequent explanations of moral decisions
given by neuroscience researchers have failed to take into account epistemological
considerations with regards to the moral realm. Turiel (2010) argues that neuroscience studies
have emphasized intuitions and biologically based processes without acknowledging
epistemological issues. These studies often explain moral judgment by reducing their analysis to
psychological or biological processes. (Turiel, 2010). In contrast, according to Turiel (2010),
Kohlberg, and developmental psychologists that followed, have attempted to provide
definitional-philosophical groundings for a psychological analysis of morality (Kohlberg, 1971).
24
Turiel (2010) further asserts that the moral dilemmas presented to participants in the
neuroimaing studies are very complex and do not involve straightforward everyday moral
decisions. These dilemmas, such as the trolley dilemma, entail utilitarian calculations pertaining
to life and death, such as whether it is preferable to sacrifice one life in order to save a greater
number of lives. According to Turiel (2010) participants judging these dilemmas are essentially
posed with the problem of whether it is permissible for them to act as executioners, and they are
required to endorse a distasteful decision.
Carpendale et al. (2010) argue that is difficult to find clear-cut definitions for morality in the
neuroscience literature, and when explicit definitions are found they tend to offer fairly broad
conventionalized views of morality, often indicating that morality simply involved rule-
following or compliance. Therefore, the neuroscience studies fail to distinguish morality and
social conventions and mistakenly classify both types of acts as moral. Moll, Zahn, de Oliveira-
Souza, Krueger and Grafman (2005), for example, state that “morality is considered as the set of
customs and values that are embraced by a cultural group to guide social conduct” (p. 799).
Casebeer and Churchland (2003) have similarly argued that “moral reasoning deals with
cognitive acts and judgments associated with norms…the groups’ local conventions, pecking
order, division of labor, and even who has what kind of knowledge” (p. 171). In addition,
according to Carpendale et al. (2010), the studies examining the neuroscience of morality have
often taken a reductionistic approach. Similar to Turiel (2010), these authors argue that instead of
reducing morality to the physical structures inside an organism, morality is irreducible to the
functioning of the brain, and a better approach would be to study the origins of morality in
human action and practices (Carpendale et al., 2010).
The present study will take a developmental neurocognitive approach and will attempt to address
the issues raised in these critiques. Previous studies examining the neuroscience of morality have
25
established that different types of moral judgments are associated with activity in different brain
regions. This finding is in line with the idea of separate domains, in the sense that there are
separate information processing systems associated with different types of judgments (Blair,
2010). However, these moral-neuroscience studies have not examined the online processing that
individuals engage in while making moral and social judgments. Studying the online processing
is important as it can allow a better understanding of how individuals come to differentiate
between morality and conventions and how this process develops with age.
Furthermore, the present study will employ definitions and social situations adapted from the
social domain literature that clearly separate moral issues from issues of social convention. These
types of prototypical straightforward moral violations, which involve issues of harm and fairness,
will allow examining the basic online process and are appropriate for child participants. The
present study will examine differences in the online processing of criterion judgments (such as
rule-contingency) of prototypical moral and conventional violations. Therefore, we will focus on
simple straightforward moral and conventional violations. This thesis, thus will attempt to draw
on investigations informed by epistemological distinctions between social domains to guide the
investigation of neuropsychological processes involved in judgments about social events of
different types.
1.4 N2 component of ERP
The present study will examine the online processing of judgments of moral and conventional
violations. One way of investigating online processing is by examining event-related potentials
(ERPs) that are measured with electroencephalography (EEG). An ERP is an electrical potential
associated with specific sensory, cognitive, and motor events (Luck, 2005). ERP is especially
good for studying online processing because of its excellent temporal resolution, which allows
26
cognitive processes to be monitored millisecond by millisecond (Thierry, 2005). Most studies
examining the neural correlates of moral judgments have used fMRI, but to the best of our
knowledge, none have used EEG/ERP for this purpose. EEG and fMRI detect two fundamentally
different physiological phenomena associated with brain activity. EEG is a remote measurement
of the electric potential directly generated by neuronal activity, while fMRI measures changes in
blood oxygenation secondary to neuronal activity. fMRI provides superior spatial resolution and
is better than EEG for localizing the brain structure that is activated during a given task.
Nonetheless, in EEG, transmission of the electrical potentials within the brain to the recording
electrodes on the scalp is effectively instantaneous, making the temporal resolution of ERP
superior to fMRI. In the latter technique the hemodynamic change is not immediate, thus the
observed signal change is delayed in time from the neuronal activity. Another advantage of
EEG/ERP over fMRI is that it is less sensitive to artifacts created by movement than is fMRI,
and thus better suited for studying children who may find it difficult to remain still during a
testing session (de Haan & Thomas, 2002).
An online process that can be studied with ERP and is relevant for prototypical moral and
conventional judgments is that of detecting and processing cognitive conflict. When individuals
make these judgments they need to decide between two alternatives (whether the act is
acceptable or unacceptable), and to varying degrees, they may need to examine the behavior in
light of a rule or standard that has been violated. It is likely that the conflict arises from the
difficulty in assessing the violation in relation to the societal rule. In the present study, we will
examine differences in conflict resulting from criterion judgments about prototypical moral and
conventional violations. These prototypical violations, as well as the conflict resulting from
these judgments, should be distinguished from conflict described in studies examining high
versus low conflict in personal moral dilemmas (e.g., Greene et al., 2001). Studies examining
27
personal moral dilemmas, have distinguished between personal dilemmas which result in low
conflict (e.g., the infanticide dilemma, where a teenage girl wants to smother her unwanted
newborn) and those that result in high conflict (e.g., Sophie's choice, where a mother must either
allow one of her two children to be tested in Nazi experiments or she will lose both children).
However, both of these high and low conflict personal dilemmas are not prototypical and very
complex. In the present study, for the purpose of distinguishing moral and conventional
violations in terms of conflict, we will not examine such complex dilemmas and only focus on
prototypical moral (e.g., hitting, lying in the school or playground context) and conventional
(e.g., addressing a teacher by first name, wearing pajamas to school) violations.
According to social domain theory (e.g., Smetana, 2006; Turiel, 1981), judgments of prototypical
moral violations are independent of societal rules and authority and are made according to the
intrinsic negative consequences, or wrongness, of the act. Therefore, societal prohibitions do not
need to be considered, although they may be, and it is expected that prototypical moral
judgments would result in relatively low conflict. For example, a moral violation, such as
murder, would be considered wrong because of the negative consequences it has towards others,
rather than the law against it. In contrast, when individuals make judgments of social
conventional violations they are contrasting the violation with a societal rule, and their judgment
is based on deliberation and relatively explicit consideration of the rule-system and the context in
which the act takes place. For example, in North America it is customary to wear dark clothing
to a funeral. However, in other cultures this is not the case. Thus, when considering a
conventional violation, such as wearing a red T-shirt to a funeral, the social system, its rules, and
customs need to be contrasted against the violation. Therefore, it expected that conventional
judgments would result in relatively higher conflict than moral violations.
28
One well-studied ERP component that has been suggested to be an index of cognitive conflict
monitoring is the N2 (Nieuwenhuis et al., 2003). In children and adults the N2 is usually
observed at medial-frontal sites between 250 and 500 ms following stimulus onset (e.g., Lahat,
Todd, Mahy, Lau & Zelazo, 2010; Lamm, Zelazo, Lewis, 2006; Lewis, Lamm, Segalowitz,
Stieben, Zelazo, 2006; Todd, Lewis, Meusel, & Zelazo, 2008). N2 amplitude is usually larger
when conflict is high, such as in a go/no-go task, where a response must be withheld (no-go) in a
context in which there is a prepotent tendency to make an overt (go) response (Nieuwenhuis et
al., 2003). Source analyses of the N2 have identified cortical generators in both dorsomedial
prefrontal cortex (e.g., dorsal anterior cingulate cortex) (Nieuwenhuis et al., 2003) and ventral
prefrontal cortex (e.g., orbitofrontal cortex) (Bokura et al., 2001). Similar source modeling has
been obtained with children (e.g., Lahat et al., 2010; Lamm et al., 2006).
Developmental studies focusing on the N2 using a go/no-go task have found that with age, this
component decreases in both amplitude and latency (e.g., Lamm et al., 2006; Lewis et al., 2006).
If the N2 is index of cognitive conflict, Lamm et al's and Lewis et al.'s findings can be
interpreted such that with age, cognitive conflict decreases.
The function of the N2 has been debated in prior research, although there is a general consensus
that it is associated with aspects of cognitive control (e.g., Botvinick et al., 2001; Nieuwenhuis et
al., 2003). The higher amplitudes of the N2 on no-go compared to go trials have been argued to
reflect a cognitive inhibition mechanism needed to suppress the incorrect tendency to respond. It
is suggested that this inhibition operates at a processing stage prior to motor execution (e.g,
Falkenstein, Hoormann, & Hohnsbein, 1999). According to others (e.g, Nieuwenhuis et al.,
2003), the increased N2 amplitude on no-go trials represents an electrophysiological correlate of
conflict monitoring by the ACC. For example, Nieuwenhuis found that the N2 was localized to
the ACC and enhanced for low frequency stimuli, irrespective of whether these stimuli were
29
associated with generating or suppressing a response. This finding suggests that the conception
of the N2 as an index for response inhibition should be revised, and is consistent with the view
that the N2 reflects detection of conflict stemming from the competition between generating and
inhibiting a response, or alternatively, detection of a discrepancy that requires further effortful
processing.
The present study will examine differences in level of conflict for judgments of moral and
conventional violations. Therefore, a region of interest is the ACC, which has been found to
generate the N2 component and is activated in response to the occurrence of conflict (e.g.,
Botvinick, Braver, Barch, Carter, & Cohen, 2001; Ridderinkhof, et al., 2004; Van Veen &
Carter, 2002). Moreover, the ACC is of interest as previous neuroscience research on moral
judgments (e.g., Greene et al., 2004) has shown its activation for certain types of moral
judgments. Heightened ACC activity has been found to be associated with simultaneous
activation of incompatible response tendencies (Braver, Barch, Gray, Molffese & Snyder, 2001).
Two major subdivisions of the ACC, a dorsal cognitive division and a rostral-ventral affective
division (Bush, Luu & Posner, 2000), have been found to subserve slightly distinct functions.
The dorsal ACC has been found to be activated during cognitively demanding tasks and various
functions have been ascribed to this area, including modulation of attention or executive
function, monitoring competition, complex motor control, motivation, and error detection (e.g.,
Bush et al., 1998; Vogt, Finch & Olson, 1992). The ventral ACC, by contrast, has been found to
be activated by affect-related tasks and is primarily involved in assessing the salience of
emotional and motivational information and the regulation of emotional responses (Devinsky,
Morrell & Vogt, 1995; Vogt et al., 1992). Furthermore, it has been argued that it has a role in
making affective judgments (Paus, 2001). It is expected that the dorsal ACC would play a larger
role in judgments of prototypical conventional transgressions, in which more conflict is
30
anticipated. As vmPFC has been shown to be important for emotional processes associated with
moral judgments versus non moral judgments (e.g., Blair, 2010; Koenigs et al., 2007; Mendez et
al., 2005) source activation will be examined in this ROI as well. Differences in vmPFC source
activation may point to differences in affect-related processing of moral and conventional
violations.
1.5 The present study
The main goal of the present study was to further understand the development of individuals'
distinction between judgments of moral and conventional violations, using a developmental
cognitive neuroscience approach. Our aim was to determine whether judgments of prototypical
issues of morality and convention can be differentiated by differences in conflict and whether
this process changes with age. Therefore, 12- to 14-year-old children and adults participated in
an ERP paradigm, which consisted of prototypical moral and conventional violations adapted
from social domain theory. In three different experiments, participants were asked to read
scenarios, which were followed by one of three possible endings; a moral violation, a
conventional violation, or a neutral social act. Subsequently, participants were asked to judge
whether the violation depicted in the scenario was acceptable or unacceptable as a function of
rule contingency (i.e., either when a rule was assumed or removed). This criterion judgment was
included in order to examine whether behavioral and ERP differences will be found as a function
of rule contingency. Rule contingency was chosen (as opposed to the criterion of generalizability
and alterability) as it is can be varied systematically while keeping all other variables constant.
The two other criteria would entail providing more instructions and changing the task. In
Experiments 1 and 2 we obtained behavioral data from adult participants and measured their
reaction times (RTs). The purpose of Experiments 1 and 2 was to validate the behavioral task
used in the subsequent ERP experiments. Experiment 3 included ERP testing of adults and
31
measured participants' RTs, N2 morphology, and source localization of the N2 component.
Experiment 4 was a developmental ERP experiment that compared 12- to 14-year-old children
with the adults from Experiment 3, and examined RTs, N2 morphology, and source localization
of the N2 component. Finally, Experiment 5 included an ERP analysis of participants who were
excluded from the analyses of Experiments 3 and 4 as they showed a non-normative response
orientation in the conventional rule removed condition.
1.5.1 Hypotheses
Our hypotheses in the present study pertained to differences between judgments of moral and
conventional violations. We were interested in examining how these differences would vary as a
function of rule contingency and age.
If moral violations are judged according to the intrinsic negative consequences of the act,
whereas conventions are judged according to societal rules, then judgments of conventional
violations should require more deliberation as compared to judgments of moral violations. Thus,
it was expected that moral judgments would be faster than conventional judgments. If judgments
of moral violations will be found to have faster RTs than judgments of conventional violations
this will suggest that the two types of violation are processed differently. Such a finding would
be in line with the idea that judgments of moral and conventional violations correspond to two
different domains of reasoning.
1. Judgments of prototypical moral violations will have shorter RTs than judgments of
conventional violations.
For the same reasons, we expected that these RT differences would be reflected in N2
morphology. Thus, judgments of moral violations, based on the intrinsic wrongness of the act,
would involve relatively lower levels of conflict detection as compared to judgments of
32
conventional violations, which involve deliberate consideration of societal rules. These
differences in level of conflict detection were expected to be reflected in N2 amplitude and
latency. If N2 differences are found in response to moral and conventional violations this would
suggest that judgments of moral and conventional violations can be differentiated according to
conflict detection.
2. Judgments of moral violations will elicit larger (i.e., more negative) N2 amplitudes and
shorter latencies as compared to judgments of conventional violations.
As outlined, the N2 component of ERP has been found to be generated by dmPFC (suggestive of
ACC) and vmPFC (suggestive of OFC). As the ACC has been shown to have an important role
in conflict monitoring and the vmPFC has been shown to be important for emotional processes
associated with moral judgments versus non moral judgments (e.g., Blair, 2010; Koenigs et al.,
2007; Mendez et al., 2005), we expected to find differences between judgments of moral and
conventional violations in source activation for these regions of interest. If differences in source
activation will be found for judgments of moral and conventional violations, this would be in line
with the idea that judgments of moral and conventional violations entail two separate domains of
reasoning. Furthermore, differences in ACC source activation of the two types of violation
would be in line with the idea of differences in conflict between judgments of moral and
conventional violations.
3. Judgments of conventional violations will elicit more dmPFC source activation as
compared to judgments of moral violations.
4. Judgments of moral violations will elicit more vmPFC source activation as compared to
judgments of conventional violations.
33
Finally, given the evidence reviewed regarding developmental trends in children's moral
judgments and justifications, we expected that judgments of moral and conventional violations
would be processed differently by children as compared to adults. As mentioned above,
children's justifications become more elaborate with age (e.g., Davidson et al., 1983). Although
the present study examines criterion judgments and not justifications, it is important to note that
these justifications provide reasons for criterion judgments, thus examining individuals' thinking
about criterion judgments. Given that thinking about moral and conventional judgments changes
with age, it is likely that the online processing behind this thinking develops as well.
Furthermore, developmental studies of the N2 component have shown that this component
decreases in amplitude and latency with age (e.g., Lamm et al., 2006; Lewis et al., 2006), thus
indicating a possible change in conflict processing with development. This change in conflict
processing may be reflected in judgments of moral and conventional violations. As to the best of
our knowledge, there are no previous studies examining the development of the neural correlates
of judgments about morality and conventions, the developmental aspect of the present study will
be exploratory and no specific hypotheses will be made regarding the direction of age
differences. If age differences in N2 amplitude and latency will be found, this would suggest that
although even very young children have been found to distinguish between moral and
conventional violations (e.g., Smetana, 1981), the online processing is different among children
and adults.
5. Judgments of moral and conventional violations will elicit differences between adults
and children on measures of RT, N2 amplitude and latency, and dmPFC and vmPFC
source activation.
34
In order to examine these hypotheses, the present study will include a series of five experiments.
Experiment 1 will involve creating a new behavioral paradigm for studying judgments of moral
and conventional violations and will examine RT differences among adults for judgments of
these two types of violation . Experiment 2 will entail a follow-up investigation to Experiment 1
and will attempt to replicate the results of Experiment 1 when the order of the rule contingency
variable will be counterbalanced. This will enable eliminating a possible confound for order of
presentation of the rule contingency variable. Experiment 3 will involve ERP testing of adult
participants and will examine N2 amplitude and latency differences between judgments of moral
and conventional violations as a function of rule contingency. This experiment will include a
source analysis generating the N2. Experiment 4 will include a developmental dimension and
will examine N2 differences (and source analysis) for judgments of moral and conventional
violations among 12- to 14-year-old children. Finally, Experiment 5 will include an analysis of
N2 morphology for participants who responded in a non-normative manner to conventional
violations when a rule was removed.
35
Chapter 2
2 Experiment 1
The purpose of Experiment 1 was to create a new paradigm for studying judgments of moral and
conventional violations in a task that can assess behavioral and ERP differences between these
two domains. For this purpose, scenarios and theoretical definitions from social domain theory
(e.g., Nucci, 1981; Smetana, 1981, 2006; Turiel, 1983) were modified, such that they could be
used in a RT and ERP task. This entailed creating a well-controlled target stimulus, which
consisted of one or two words and containing an identical number of syllables that describe
either a moral or conventional violation, while the rest of the scenario remained constant across
the different types of violation.
In the task created (see full description below), participants were presented with scenarios that
had either a moral, conventional, or neutral ending. In the first half of the task participants were
asked to judge whether the act is acceptable or unacceptable (rule assumed condition). In the
second half of the task participants were asked to make the same judgments while imagining the
absence of a rule (rule removed condition). The order of presentation of the rule contingency
variable, in which rule assumed is always presented before rule removed, is in line with
interview studies from social domain theory. These studies have examined the rule contingency
criterion after evaluating participants' judgments in a standard situation in which rules are
assumed. Furthermore, instructing participants that a rule is removed would be counter intuitive
without a context in which rules are present or assumed. For these reasons, we chose initially to
use a fixed order for rule contingency.
36
In Experiment 1 we measured RT differences in order to confirm that morality and convention
can be differentiated on behavioral measures. Subsequent experiments reported here will include
ERP assessment as well.
2.1 Method
2.1.1 Participants
The study included 34 undergraduate students (16 males, 18 females, M age = 19.94 years, SD =
2.33, Range = 17.40-27.30) who participated for partial course credit. Most of the participants
indicated that they are either from a European (approximately 37%) or Asian (approximately
40%) ethnic background, while the remaining participants indicated that they are from other
various ethnic backgrounds. All participants in all experiments reported here had normal or
corrected- to-normal vision, and were free of any psychiatric diagnoses or medication.
Recruitment and all procedures for this and the following experiments reported were approved
by the appropriate Research Ethics Board at the University of Toronto, in accord with the
Canadian Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans.
2.1.2 Procedure
Upon arrival at the lab, the experimenter explained the procedure to the participants and asked
them to fill out the informed consent and demographics forms. The participants were told they
may terminate the experiment at any time. Next, participants were seated in front of a computer
monitor and instructions were provided for the moral judgments task (see below). Following the
instructions and after answering any of the participants' questions the task was administered.
Upon completion of the task, participants were debriefed, received course credit, and were
thanked for their time.
37
2.1.3 Moral judgments task
The moral judgments task was presented using E-Prime Version 1.1 (Psychological Software
Tools, Pittsburgh, PA) on a Dell Pentium 4 computer. The task included 6 blocks of 15 trials. In
each trial, a scenario was presented describing a social interaction between several individuals.
Participants read each scenario and pressed a computer key when they were finished. Next, a
fixation cross appeared on the screen for a duration of either 800, 1000, or 1200 ms. These
durations were pseudo-randomized across trials and were intended to reduce the predictability of
the target stimulus. The fixation cross was followed by an ending for the scenario, which
appeared on the screen for a duration of 3000 ms. The ending included either a moral violation, a
conventional violation, or a neutral social act. The number of trials was equal for each type of
ending, and these were presented in pseudo-random order. The ending included one or two
words only and the number of syllables was matched across conditions. In the first half of the
blocks (rule assumed condition), participants were instructed to press a computer key if they
thought the act was acceptable (i.e., 'OK') and to press a different key if they thought the act was
unacceptable (i.e., 'NOT OK'). In the second half of the blocks (rule removed condition),
participants were asked to make the same judgment, while imagining the absence of a rule
against the act in question. Participants were instructed to respond as quickly as possible and RTs
were measured. Participants' response was followed by feedback for a duration of 1500 ms
indicating either that a response was recorded or prompting the participant to respond faster (see
Appendix and Figure 1 for example of trial structure).
38
Figure 1. Example of trial structure of moral judgments task
Two practice blocks that preceded the task were included in order to acquaint participants with
the task. The first practice block included a list of 20 words that the participants had to judge as
either 'OK' or 'NOT OK'. This block was intended to provide practice pressing the different
computer keys quickly without looking at the keyboard. The second practice block included 5
trials, similar to the ones included in the task. These trials were not included in the analysis and
the purpose was to orient the participants to the types of scenarios involved in the task.
2.2 Results
In Experiment 1 and, unless otherwise specified, in all following experiments, only those
responses that would be considered normative according to social domain theory were analyzed
(i.e., 'NOT OK' judgments in response to moral violations in both the rule assumed and rule
3000 ms
No time limit
1500 ms
800/1000/1200
ms
Response Recorded
LIE
+
Jennifer was very bored
during class. She wanted to
be somewhere else. When
her teacher asked her a
question she decided to…
39
removed condition; 'OK' judgments in response to neutral acts in both the rule assumed and rule
removed condition; 'NOT OK' judgments in response to conventional violations in the rule
assumed condition; 'OK' judgments in response to conventional violations in the rule removed
condition).
Table 1 presents the mean percentage of trials on which a normative response was given. As can
be seen from the table, participants provided normative judgments to the different types of
violation on most of the trials. Normative judgments for conventional violations appear slightly
lower than normative judgments for moral and neutral acts, a finding in line with previous
research from social domain theory, where percentages for normative judgments of conventions
tend to be lower than judgments of moral acts (e.g., Turiel, 1983; Weston & Turiel, 1980). This
could possibly reflect the idea that judgments of convention are based on the specific context and
rule system in which the act occurs.
Table 1. Mean percentage of trials of normative judgments in Experiment 1
Condition Mean Percentage of Trials
Moral rule assumed ('NOT OK') 96.67
Moral rule removed ('NOT OK') 80.59
Conventional rule assumed ('NOT OK') 73.73
Conventional rule removed ('OK') 73.14
Neutral rule assumed ('OK') 89.41
Neutral rule removed ('OK') 94.31
In order to examine the hypothesis that judgments of moral violations will have shorter RTs than
judgments of conventional violations, median RTs were analyzed using an analysis of variance
(ANOVA) with violation type (moral, conventional, neutral) and rule contingency (rule assumed,
40
rule removed) as within subjects variables. Post hoc pairwise comparisons with Bonferroni
adjustments were carried out for all significant interactions. Preliminary analysis did not identify
gender differences on the variables of interest; therefore gender was removed from the analysis.
The ANOVA revealed a main effect for violation type, F(2, 66) = 3.07, p < .05, ηp2 = .09 (moral
M = 1103.94 ms, SE = 41.97; conventional M = 1150.28 ms, SE = 41.80; neutral M = 1066.69
ms, SE = 28.50), which was qualified by a Violation type X Rule contingency interaction, F(2,
66) = 13.79, p < .0001, ηp2 = .30. Post hoc tests examining the effect of violation type revealed
that judgments of neutral violations were significantly faster than judgments of conventional
violations, p < .05. Furthermore, post hoc tests examining the interaction effect revealed that
when a rule was assumed judgments of moral violations (M = 1023.72 ms, SE = 33.42) were
significantly faster than judgments of conventional violations (M = 1153.06 ms, SE = 47.79) and
neutral acts (M = 1146.15 ms, SE = 34.66), which did not significantly differ from each other.
When a rule was removed judgments of neutral acts (M = 987.24 ms, SE = 33.23) were
significantly faster than judgments of conventional violations (M = 1147.50 ms, SE = 53.45) and
moral violations (M = 1184.16 ms, SE = 64.01), which did not significantly differ from each
other. Moreover, for moral violations, judgments when a rule was assumed were significantly
faster than judgments when a rule was removed. For neutral violations, judgments when a rule
was removed were significantly faster than when a rule was assumed. For conventional
violations, no significant difference was found between judgments when a rule was assumed and
removed (see Figure 2).
41
Figure 2. Median RTs for judgments of moral, conventional, and neutral acts as a function
of rule contingency in Experiment 1
2.3 Discussion
Experiment 1 involved a new experimental paradigm, in which participants took part in a moral
judgments RT task. As can be seen from Table 1, participants made the normative judgments on
most trials, which suggest that the task is appropriate in assessing judgments of moral and
conventional violations. The slightly lower percentage of normative conventional judgments as
compared to moral judgments is in line with studies from social domain theory that show lower
agreement for judgments of conventional violations (e.g., Turiel, 1983; Weston & Turiel, 1980).
If judgments of moral violations are based on the intrinsic negative consequences of the act,
whereas judgments of conventional violations are based on societal rules, it was expected that
judgments of moral violations would be made relatively faster than judgments of conventional
violations, where rules need to be considered and deliberated. As predicted, in the rule assumed
condition judgments of moral violations elicited faster RTs than judgments of convenbtional
violations. However, no significant difference between judgments of moral and conventional
500
600
700
800
900
1000
1100
1200
1300
1400
Conventional Moral Neutral
Violation Type
MS
Rule Assumed
Rule Removed
42
violations was found in the rule removed condition. Additionally, for moral violations,
judgments in the rule removed condition elicited slower RTs than judgments in the rule assumed
condition. One possible explanation for this finding could be that when participants are asked to
imagine the absence of a rule, responses to moral violations require more thought and
deliberation, perhaps because in the case where a rule against a moral violation is absent the
relation of the rule to the evaluation has to be considered and then subsequently rejected as
irrelevant. This requires more thought and deliberation and results in a slower process than when
a rule is assumed.
Finally, in the neutral condition, judgments of neutral acts when a rule was removed were
significantly faster than judgments when a rule was assumed. This result may be explained by
the fact that neutral violations are always acceptable and our participants may have been puzzled
by the fact that they were asked to judge whether neutral acts are okay or not okay to perform.
When a rule was explicitly removed it was easier for participants to judge neutral acts as
acceptable.
One limitation of Experiment 1 is the possibility that the differences found between rule assumed
and rule removed conditions may be due to the order of presentation of these two conditions, as
the rule assumed condition was always presented before the rule removed condition. Experiment
2 will attempt to eliminate this confound.
43
Chapter 3
3 Experiment 2
In Experiment 1, the rule assumed condition was always presented before the rule removed
condition, creating a confounding variable of order. However, this order of presentation is in line
with interview studies from social domain theory that have examined the rule contingency
criterion after evaluating participants' judgments in a standard situation in which rules are
assumed. Furthermore, instructing participants that a rule is removed would be counter intuitive
without a context in which rules are present or assumed. For these reasons we initially presented
the rule assumed condition before the rule removed condition. Experiment 2 was intended to rule
out this possible confound by testing a sample of participants, in which the order of rule
contingency was counterbalanced. Our aim was to replicate the findings of Experiment 1.
3.1 Method
3.1.1 Participants
The study included 16 undergraduate students (8 males, 8 females, M age = 21.99 years, SD =
6.76, Range = 18.08-44.01) who did not participate in Experiment 1, and took part in the
experiment for partial course credit. Most of the participants indicated that they are either from a
European (approximately 41%) or Asian (approximately 31%) ethnic background, while the
remaining participants indicated that they are from other various ethnic backgrounds.
44
3.1.2 Procedure and task
The procedure and task were identical to Experiment 1. However, in Experiment 2, 9 participants
were presented with the rule assumed condition before the rule removed condition, and 7
participants were presented with the rule removed condition before the rule assumed condition.
In order to create context for removing rules, the instructions of the task were preceded by the
following introduction: "As you know, there are lots of rules in society. There are rules about
how to behave in school, and there are also rules about hurting or hitting people".
3.2 Results
Table 2 presents the mean percentage of trials on which a normative response was given. As can
be seen from the table, participants provided normative judgments to the different types of
violations on most of the trials. For most conditions, the percentages appear to be similar to those
obtained in Experiment 1. For the conventional rule removed condition the percentage is lower
than that obtained for this condition in Experiment 1. One explanation for this discrepancy could
be due to the smaller number of participants in Experiment 2, which can cause the results to be
more likely to fluctuate between participants.
Table 2. Mean percentage of trials of normative judgments in Experiment 2
Condition Mean Percentage of Trials
Moral rule assumed ('NOT OK') 98.06
Moral rule removed ('NOT OK') 89.86
Conventional rule assumed ('NOT OK') 80.69
Conventional rule removed ('OK') 51.81
Neutral rule assumed ('OK') 85.69
45
Neutral rule removed ('OK') 95.14
As in Experiment 1, median RTs were analyzed using an ANOVA with violation type (moral,
conventional, neutral) and rule contingency (rule assumed, rule removed) as within subjects
variables. The order of rule contingency condition was included as a covariate, and its effect was
tested. Post hoc pairwise comparisons with Bonferroni adjustments were carried out for all
significant interactions.
The AVOVA revealed that there was no significant effect for order of rule contingency
presentation and no significant interaction with order of presentation, p < .08. In addition, a
Violation type X Rule contingency interaction was found, F(2, 28) = 5.78, p < .01, ηp2 = .29.
Post hoc tests examining this interaction effect revealed that when a rule was assumed judgments
of moral violations (M = 831.77 ms, SE = 48.22) were significantly faster than judgments of
conventional violations (M = 980.78 ms, SE = 54.11) and neutral acts (M = 995.91 ms, SE =
51.22), which did not significantly differ from each other. When a rule was removed no
significant differences were found between the three types of violations. Moreover, for moral
violations, judgments when a rule was assumed (M = 831.77 ms, SE = 48.22) were significantly
faster than judgments when a rule was removed (M = 990.84 ms, SE = 76.88). For conventional
and neutral acts, no significant difference was found between judgments when a rule was
assumed and removed (see Figure 3).
46
500.00
600.00
700.00
800.00
900.00
1000.00
1100.00
1200.00
1300.00
1400.00
Conventional Moral Neutral
Violation Type
MS
Rule Assumed
Rule Removed
Figure 3. Median RTs for judgments of moral, conventional, and neutral acts as a function
of rule contingency in Experiment 2
3.3 Discussion
The aim of Experiment 2 was to eliminate a possible confound of order of presentation of the
rule contingency variable. Therefore, approximately half of the participants were administered
the rule assumed condition first, while the other half were administered the rule removed
condition first. RT, as well as percentage of normative judgments, results generally replicated the
results of Experiment 1, and did not detect an effect for order of presentation, thus eliminating
this possible confound.
The percentage of normative judgments in the conventional rule removed condition appeared to
be lower than the percentage of Experiment 1. This discrepancy could be explained by the
smaller number of participants in Experiment 2 as compared to Experiment 1. As mentioned
above, agreement for conventional violations tends to be lower compared to moral violations
47
(e.g., Turiel, 1983), and with a small N this agreement could be particularly lower as results may
tend to fluctuate as compared to a larger N.
48
Chapter 4
4 Experiment 3
In order to examine whether judgments of moral and conventional violations can be
differentiated by cognitive conflict, Experiment 3 was an ERP study focusing on the N2
component. The experiment adapted the RT paradigm used in Experiments 1 and 2 for ERP
testing. Several changes were made to the task used in Experiments 1 and 2. First, the number of
trials in the task was tripled. This was done in order to have enough trials that are free from
artifacts (such as movements and eye blinks) that contribute to the ERP. Second, the instructions
for the second half of the task (i.e, rule removed condition) were changed and examples were
added in order to clarify our request of imagining the absence of a rule. This was done
particularly in order to clarify the instructions for the child participants described in Experiment
4, for whom data were collected in parallel.
4.1 Method
4.1.1 Participants
The study included 30 undergraduate students (8 males, 22 females, M age = 20.19 years, SD =
3.52, Range = 17.83-35.50) who did not participate in Experiments 1 and 2, and took part in the
experiment for partial course credit. Most of the participants indicated that they are either from a
European (approximately 67%) or Asian (approximately 25%) ethnic background, while the
remaining participants indicated that they are from other various ethnic backgrounds. An
additional 28 participants were tested but eliminated from the final analysis because either their
data were not recorded due to technical difficulties, n = 3 , or they had fewer than 24 trials in
which a normative judgment was given and were free of eye blinks or movement artifacts, n =
49
25. A subset of these 25 participants who tended to give non-normative responses for
conventional violations were included in Experiment 5, as a "non-normative conventional" sub-
sample (see Experiment 5).
4.1.2 Procedure
Upon arrival at the lab, the experimenter explained the procedure to the participants and asked
them to fill out the informed consent and demographics forms. Next, the experimenter used a
cloth measuring tape to identify landmarks on the participant’s scalp and applied the 128-channel
EEG Hydrocel Net. Participants were informed that there are no risks involved in this procedure
and that they may terminate the experiment at any time. Following application of the EEG net,
participants were seated in front of a computer screen and the procedure was identical to
Experiments 1 and 2.
4.1.3 Moral judgments task
The same moral judgments task described in Experiment 1 and 2 was used, but with several
changes. First, in order to clarify the rule removed condition instructions, we included two
examples. After asking participants to respond while imagining the absence of a rule, they were
told the following: "An example is a student wearing a hat in class. Is wearing a hat in class
normally allowed? But if there were no rule against it, would it be an okay or not okay thing to
do? And do you think an act like spitting on someone is okay or not okay? And what if there is
no rule against it?"
Additionally, in order to have a satisfactory trial count for each of the six conditions we tripled
the number of trials. Therefore, the task included 18 blocks of 15 trials, in which the three types
of violation were presented equally often and were pseudo-randomized. The first 9 blocks
50
corresponded to the rule assumed condition, and the last 9 blocks corresponded to the rule
removed condition.
4.1.4 ERP data collection and analysis
ERPs were recorded using a 128-channel Hydrocel Net. Recording and analyses were carried out
using EGI Netstation 2.5 software (EGI, Eugene, OR) on a Macintosh G5 computer. Data were
sampled at 500 Hz and impedances were maintained below 40 kΩ. During the recording of data,
all electrode channels were referenced to CZ. Editing of the EEG for eye blinks, eye movements,
and motor artifacts was carried out offline. Signals exceeding 200 µV and fast transits exceeding
100 µV were discarded from all trials. In addition, all trials containing more than 20 percent
artifacts were eliminated from the analysis. During averaging, all data were re-referenced against
the average reference of all 128 sites (Tucker, Liotti, Potts, Russell, & Posner, 1993). Data were
filtered using a finite impulse response bandpass filter with the highpass frequency set to 30 Hz
and the lowpass frequency set to 1 Hz. Stimulus-locked data were segmented into epochs
comprised of 200 ms prior to stimulus onset and 1000 ms after onset. Baseline correction of
averaged data was carried out using the first 200 ms of each channel. The N2 was coded as the
largest negative deflection after the N1 with a medial-frontocentral topography and a latency of
200-500 ms post-stimulus. N2 latency was recorded as the latency from stimulus onset to the
peak identified in the amplitude analysis. The mean number (and SD) of trials contributing to the
N2 in each condition is presented in Table 3.
51
Table 3. Mean number (and SD) of trials contributing to the N2 in each condition for
Experiment 3
Condition Mean Number of Trials (SD)
Moral rule assumed ('NOT OK') 41.30 (3.97)
Moral rule removed ('NOT OK') 39.74 (5.62)
Conventional rule assumed ('NOT OK') 35.52 (5.74)
Conventional rule removed ('OK') 31.91 (4.28)
Neutral rule assumed ('OK') 37.35 (4.66)
Neutral rule removed ('OK') 42.96 (1.66)
4.2 Results
4.2.1 Behavioral results
Table 4 presents the mean percentage of trials on which a normative response was given. As can
be seen from the table, participants provided normative judgments of the different types of
violations on most of the trials. Normative judgments for conventional violations appear slightly
lower than normative judgments for moral and neutral acts.
Table 4. Mean percentage of trials of normative judgments in Experiment 3
Condition Mean Percentage of Trials
Moral rule assumed ('NOT OK') 97.78
Moral rule removed ('NOT OK') 91.63
Conventional rule assumed ('NOT OK') 84.15
Conventional rule removed ('OK') 72.44
Neutral rule assumed ('OK') 91.41
52
Neutral rule removed ('OK') 97.56
Median RTs were analyzed using an ANOVA with violation type (moral, conventional, neutral)
and rule contingency (rule assumed, rule removed) as within subjects variables. Post hoc
pairwise comparisons with Bonferroni adjustments were carried out for all significant
interactions. Preliminary analysis did not identify gender differences on the variables of interest;
therefore gender was removed from the analysis.
The ANOVA revealed a main effect for violation type, F(2, 58) = 8.55, p < .001, ηp2 = .23
(moral M = 756.85 ms, SE = 26.56; conventional M = 812.63 ms, SE = 25.81; neutral M =
803.18 ms, SE = 24.28), as well as a main effect for rule contingency F(1, 29) = 34.74, p <
.0001, ηp2 = .55 (rule assumed M = 839.14 ms, SE = 28.69; rule removed M = 742.64 ms, SE =
21.90). These main effects were qualified by a Violation type X Rule contingency interaction,
F(2, 58) = 20.82, p < .0001, ηp2 = .42. Post hoc tests examining the effect of violation type
revealed that judgments of moral violations were significantly faster than judgments of
conventional violations, p < .0001. Post hoc tests examining the interaction effect revealed that
when a rule was assumed judgments of moral violations (M = 661.62 ms, SE = 29.46) were
significantly faster than judgments of conventional violations (M = 876.37 ms, SE = 32.28) and
neutral acts (M = 879.43 ms, SE = 29.96), which did not significantly differ from each other.
When a rule was removed no significant differences were found between the three types of
violation. Moreover, for conventional violations, judgments when a rule was removed (M =
752.08 ms, SE = 26.56) were significantly faster than judgments when a rule was assumed (M =
876.37 ms, SE = 32.28). For neutral acts, judgments when a rule was removed (M = 726.93 ms,
SE = 20.42) were significantly faster than when a rule was assumed (M = 879.43 ms, SE =
29.96). For moral violations, no significant difference was found between judgments when a rule
was assumed and removed (see Figure 4).
53
Figure 4. Median RTs for judgments of moral, conventional, and neutral acts as a function
of rule contingency in Experiment 3
4.2.2 ERP results
An examination of the scalp topo-maps of the grand-averaged data revealed a fronto-central N2
component. ERP data were averaged across a cluster of electrodes that included Hydrocel
electrodes 5, 6, 11, 12, and 16 (encompassing Fz in the 10-20 system); see Figure 5.
500
600
700
800
900
1000
1100
1200
Conventional Moral Neutral
Violation Type
MS
Rule Assumed
Rule Removed
54
Figure 5. Hydrocel electrode sites contributing to the N2 waveforms and data
A Pearson correlation was conducted for each of the six conditions to examine relations between
mean N2 amplitude and the corresponding median RT. None of these correlations was
significant.
N2 amplitudes and latency were analyzed using an ANOVA with violation type (moral,
conventional, neutral) and rule contingency (rule assumed, rule removed) as within subjects
variables. Trial count was included as a covariate. RT was not included as a covariate in this
analysis as a composite RT variable across the six conditions would not be a meaningful measure
of behavioral performance. Post hoc pairwise comparisons with Bonferroni adjustments were
carried out for all significant interactions. Figure 6 presents the grand-averaged waveforms of the
N2 component at electrode site 6, which best illustrates the effects reported below.
55
Figure 6. Stimulus-locked grand-averaged ERP waveform at electrode site 6 for
Experiment 3
The ANOVA for N2 amplitudes revealed a main effect of rule contingency, F(1, 28) = 4.39, p <
.05, ηp2 = .14 (rule assumed M = -.56 µV, SE = .41; rule removed M = -.74 µV, SE = .44). This
main effect was qualified by a Violation type X Rule contingency interaction, F(2, 56) = 3.32, p
< .05, ηp2 = .11. Post hoc tests examining the interaction effect revealed that when a rule was
assumed N2 amplitudes in response to judgments of moral violations (M = -.40 µV, SE = .44)
were significantly smaller than judgments of conventional violations (M = -.93 µV, SE = .39), p
< .05. When a rule was removed no significant differences were found between the three types of
violation. No significant differences were found between judgments when a rule was assumed
and removed for the three types of violation (see Figure 7). No significant effects or interactions
were found for N2 latencies.
N2
0 ms 600 ms
Moral Rule Removed _____
Moral Rule Assumed _____
Conventional Rule Removed _____
Conventional Rule Assumed _____
56
Figure 7. N2 amplitudes in response to judgments of moral, conventional, and neutral acts
as a function of rule contingency in Experiment 3
4.2.3 N2 amplitudes: relations with behavioral performance
A total of six Pearson correlations were conducted to examine relations among mean N2
amplitude with median RTs for each condition. None of these correlations were significant, p <
.24. These results suggest that there is no relation between N2 amplitude and behavioral
performance.
4.2.4 Source analysis
In order to estimate the cortical generators for the N2, a minimum norm method with the local
autoregressive average (LAURA) was created to model the source of the grand-averaged scalp
data (for a review see Michel et al., 2004). Modeled source activation was then examined using
GeoSource (EGI) for latencies of the peak N2 between 250 and 350 ms poststimulus. Regions of
interest (ROIs) were defined functionally around the voxels of peak activation in the model, and
-2.80
-2.40
-2.00
-1.60
-1.20
-0.80
-0.40
0.00
Conventional Moral Neutral
Violation type
µV
Rule Assumed
Rule Removed
57
also in light of source analyses of the N2 in previous studies (e.g., Lahat et al., 2010; Lamm et
al., 2006; Lewis et al., 2006; Todd et al., 2008). Activation was then averaged across all voxels
in each ROI for each participant in each of the six conditions, and a single-source waveform was
extracted for each ROI. This process yielded source activation waveforms for two hypothetical
generators of scalp activation located generally in dorsomedial prefrontal cortex (dmPFC) and
ventromedial prefrontal cortex (vmPFC), shown in Figure 8.
Figure 8. ROIs displayed using the Montreal Neurological Institute (MNI) average adult
MRI scan for the peak N2 interval of 300–350 ms in (A) dorsomedial prefrontal cortex
(dmPFC) and (B) ventromedial prefrontal cortex (vmPFC)
A
B
58
To investigate differences between moral and conventional judgments in extracted activation
levels for each of the modeled sources, separate ANOVAs were carried out with type of
violation, rule contingency, and 50-ms interval as within-subjects variables. Trial count was
treated as a covariate.
For the dmPFC modeled source, a significant interaction was found between violation type and
rule contingency, F(2, 56) = 11.28, p < .0001, ηp2 = .29. This interaction was qualified by a 3-
way interaction between violation type, rule contingency, and interval, F(2, 56) = 3.25, p < .05,
ηp2 = .10. Post hoc tests examining this 3-way interaction effect revealed that for judgments of
moral violations in the interval between 250-300 ms, more source activation was found when a
rule was removed (M = .06 nA, SE = .01) than assumed (M = .05 nA, SE = .01), p < .05. In
addition, for judgments of conventional violations when a rule was removed, more source
activation was found for the interval between 300-350 ms (M = .07 nA, SE = .01) than the
interval between 250-300 ms (M = .06 nA, SE = .01), p < .05 (see Figure 9).
Figure 9. Modeled source activations (in nA) for the peak N2 intervals of 250-300 ms and
300–350 ms in dorsomedial prefrontal cortex (dmPFC) as a function of violation type and
rule contingency
0.00
0.02
0.04
0.06
0.08
Co
nven
tio
nal
Mo
ral
Neu
tral
Co
nven
tio
nal
Mo
ral
Neu
tral
250-300 300-350
Violation type
nA
Rule
Assumed
Rule
Removed
59
For the vmPFC modeled source, a significant main effect of violation type was found F(2, 56) =
3.83, p < .05, ηp2 = .12. Additionally, significant interactions were found between rule
contingency and interval, F(1, 28) = 13.30, p < .001, ηp2 = .32, as well as between violation type
and rule contingency, F(2, 56) = 4.46, p < .05, ηp2 = .14. These interactions were qualified by a
3-way interaction between violation type, rule contingency, and interval, F(2, 56) = 3.48, p < .05,
ηp2 = .11. Post hoc tests examining this 3-way interaction revealed that for judgments of moral
violations in both the rule assumed and rule removed conditions, more source activation was
found for the 300-350 ms interval (Rule assumed M = .14 nA, SE = .02; Rule removed M = .18
nA, SE = .04) than the 250-300ms interval (Rule assumed M = .13 nA, SE = .02; Rule removed
M = .16 nA, SE = .03). Additionally, for judgments of neutral acts in the rule removed condition
more source activation was found for the 300-350 ms interval (M = .16 nA, SE = .04) than the
250-300 ms interval (M = .15 nA, SE = .03).
4.3 Discussion
In Experiment 3, behavioral results generally replicated the pattern of results obtained in
Experiments 1 and 2. As described above, several changes were made to the task (e.g., change in
instructions, increasing the number of trials), which may have contributed to differences in
behavioral performance across experiments; in most conditions the percentage of normative
responses given increased and the median RT was faster on average across all conditions. This
can explain the reduction in RT in the rule removed condition for both moral and conventional
violations. Although these differences in results between Experiment 3 and Experiments 1 and 2
were obtained, it is important to note that for the contrast of most interest (i.e., moral rule
assumed versus conventional rule assumed) behavioral results were replicated.
60
Experiment 3 focused on the N2 component of ERP which has been suggested to tap detection of
cognitive conflict (e.g., Nieuwenhuis et al., 2001). The results indicated that in the rule assumed
condition, judgments of conventional violations elicited larger (i.e., more negative) N2
amplitudes than judgments of moral violations. This pattern of results is line with the idea that
when individuals make judgments of conventional violations they are contrasting the violation
with a societal rule, resulting in relatively higher conflict. In contrast, for moral judgments, this
may not be necessary, as individuals may base their judgments more directly on the intrinsic
negative consequences of the act. In the rule assumed condition, these N2 results are in line with
the RT data, such that moral judgments had faster reactions times and smaller N2 amplitudes, as
compared to conventional violations which had relatively slower RTs and larger N2 amplitudes.
The source analysis indicated generators for the N2 in dmPFC and vmPFC. These findings are in
line with previous source models (e.g., Lahat et al., 2010; Lamm et al., 2006; Lewis et al., 2006;
Todd et al., 2008). The dmPFC (suggestive of ACC), has been found to play a role in cognitive
conflict (e.g., Botvinick et al., 2001; Ridderinkhof et al., 2004; Van Veen & Carter, 2002)
whereas the vmPFC has usually been associated with emotional process (e.g., Devinsky et al.,
1995; Paus, 2001; Vogt et al., 1992). Modeled activation during this moral judgments task is line
with previous research indicating that moral judgments involve cognitive control and cognitive
conflict as well as affective processes (e.g., Greene et al., 2001, 2004).
The findings indicate more source activation for judgments of moral violations when a rule is
removed than when a rule is assumed. This finding fits with a pattern emerging from the N2
data, where judgments of moral violations in the rule removed condition elicited larger N2
amplitudes than in the rule assumed condition (although this comparison was not significant for
the N2).
61
These results can be explained by the idea that responses to moral violations are based on the
intrinsic negative consequences of the act. However, when participants are asked to imagine the
absence of a rule, responses to moral violations become (initially) "conventionalized" and require
more thought and deliberation, perhaps because in the case where a rule against a moral violation
is removed the relation of the rule to the evaluation has to be considered and then subsequently
rejected as irrelevant, thus creating more cognitive conflict.
Although the source model revealed source activation in vmPFC, post hoc comparisons did not
reveal significant difference between the main variables of interests. A possible explanation
could be that emotional processes contribute to both prototypical moral and conventional
judgments, used in the present study, in such a way that vmPFC modeled activation does not
differentiate between the different conditions. However, modeled source activation in dmPFC
did identify differences between moral and conventional judgments (as a function of rule
contingency). Given that dmPFC could be suggestive of ACC activation, this finding is in line
with the expectation that level of cognitive conflict is different for moral and conventional
violations.
62
Chapter 5
5 Experiment 4
Studies from social domain theory have established that even very young children are able to
make criteria distinctions between moral and conventional violations (e.g., Smetana, 1981;
Smetana & Braeges, 1990). However, children of different ages have been found to provide
different justifications to these types of violations. For example, Davidson et al. (1983) found
that with age children not only refer to issues of harm in their justifications of moral violations,
but also they refer to issues of fairness. Although the task in the present study examines criterion
judgments and not justifications it is important to note the age differences in previous studies
were found for reasons justifying criterion judgments. Thus, age differences for justifications
show that with development, thinking about the criteria changes. This development in thought
process could be reflected in behavioral and neurophysiological assessment.
Furthermore, with development, children making judgments in the moral and conventional
domains have been found to become increasingly better able to consider additional criteria, as
well as intentions (Helwig & Prencipe, 1999; Helwig et al., 2001; Smetana, 1981; Smetana &
Braeges, 1990; Zelazo et al., 1996). Moreover, adults have more experience than children in
social situations and social rules are more likely to have been internalized by adults compared to
children. Finally, there is evidence to suggest that children and adults differ in levels of
cognitive conflict as reflected in a reduction in N2 amplitude and latency with age (Lamm, et al.,
2006; Lewis et al., 2006). These conflict processing age differences may be generalized to
judgments of moral and conventional violations.
Taken together, these findings suggest that developmental differences may be found in the way
children and adults process moral and conventional violations, although the exact nature of any
63
such age differences cannot be specified in advance as research in this area is still very much in
its infancy and the present investigation thus will have to be considered exploratory.
Accordingly, Experiment 4 added a developmental dimension to the previous experiments, and
examined children, who were compared to the adults from Experiment 3.
5.1 Method
5.1.1 Participants
The study included 23 children between the ages of 12 and 14 (14 males, 9 females, M age =
13.04 years, SD = .57, Range = 12.00-13.92). These children were compared to the adults who
participated in Experiment 3. Children were recruited from the Child Study Center’s database,
which contains names of individuals who expressed interest in their child’s participation in
psychological research. Upon completion of the experiment, children received a certificate for
participating in psychological research.
Most of the participants indicated that they are either from a European (approximately 76%) or
Asian (approximately 13%) ethnic background, while the remaining participants indicated that
they are from other various ethnic backgrounds. An additional 37 participants were tested but
eliminated from the final analysis because (a) they refused to wear the ERP net, or did not
complete the experiment, n = 2 (b) their data were not recorded due to technical difficulties, n =
3, or (c) they had fewer than 24 trials in which a normative judgment was given and were free of
eye blinks or movement artifacts, n = 32. A subset of these 32 participants who tended to give
non-normative responses for conventional violations were included in Experiment 5, as a "non-
normative-conventional" child sub-sample (see Experiment 5).
64
5.1.2 Procedure and task
Upon arrival at the lab, the experimenter explained the procedure to the parents/guardians and
asked parents to fill out the informed consent and demographics forms. Verbal assent for
participation was obtained from children. The task, procedure, and ERP data collection and
analysis were identical to those described in Experiment 3. The mean number (and SD) of trials
contributing to the N2 in each condition is presented in Table 5.
Table 5. Mean number (and SD) of trials contributing to the N2 in each condition for
Experiment 4
Condition Mean Number of Trials (SD)
Moral rule assumed ('NOT OK') 39.74 (4.45)
Moral rule removed ('NOT OK') 37.70 (4.60)
Conventional rule assumed ('NOT OK') 36.26 (4.30)
Conventional rule removed ('OK') 31.57 (4.83)
Neutral rule assumed ('OK') 34.91 (4.09)
Neutral rule removed ('OK') 41.96 (2.60)
5.2 Results
5.2.1 Behavioral results
5.2.1.1 Children's data
Table 6 presents the mean percentage of trials on which a normative response was given. As can
be seen from the table, children provided normative judgments to the different types of violations
on most of the trials. Normative judgments for conventional violations appear slightly lower than
normative judgments for moral and neutral acts.
65
Table 6. Mean percentage of trials of normative judgments in Experiment 4
Condition Mean Percentage of Trials
Moral rule assumed ('NOT OK') 98.26
Moral rule removed ('NOT OK') 87.92
Conventional rule assumed ('NOT OK') 90.14
Conventional rule removed ('OK') 73.43
Neutral rule assumed ('OK') 87.34
Neutral rule removed ('OK') 97.49
Median RTs were analyzed using an ANOVA with violation type (moral, conventional, neutral)
and rule contingency (rule assumed, rule removed) as within subjects variables. Post hoc
pairwise comparisons with Bonferroni adjustments were carried out for all significant
interactions. Preliminary analysis did not identify gender differences on the variables of interest
therefore gender was removed from the analysis.
The ANOVA revealed a main effect for violation type, F(2, 44) = 16.61, p < .0001, ηp2 = .43
(moral M = 844.28 ms, SE = 34.90; conventional M = 942.20 ms, SE = 34.90; neutral M =
914.58 ms, SE = 39.17), as well as a main effect for rule contingency F(1, 22) = 7.61, p < .01,
ηp2 = .26 (rule assumed M = 930.58 ms, SE = 42.92; rule removed M = 870.12 ms, SE = 38.30).
These main effects were qualified by a Violation type X Rule contingency interaction, F(2, 44) =
16.74, p < .0001, ηp2 = .43. Post hoc tests examining the effect of violation type revealed that
judgments of moral violations were significantly faster than judgments of conventional
violations and neutral acts, p < .0001, which did not significantly differ from each other. Post hoc
tests examining the interaction effect revealed that when a rule was assumed, judgments of moral
violations (M = 842.17 ms, SE = 41.99) were significantly faster than judgments of conventional
violations (M = 945.41 ms, SE = 42.77), p < .0001, which in turn were significantly faster than
66
neutral acts (M = 1004.15 ms, SE = 48.09), p < .05. When a rule was removed, judgments of
conventional violations (M = 938.98 ms, SE = 56.29) were significantly longer, p < .05, than
judgments of moral (M = 846.39 ms, SE = 31.88) and neutral acts (M = 825.00 ms, SE = 32.90),
which did not significantly differ from each other. Moreover, for neutral acts, judgments when a
rule was removed were significantly faster than when a rule was assumed. For moral and
conventional violations, no significant difference was found between judgments when a rule was
assumed and removed (see Figure 10).
Figure 10. Median RTs for judgments of moral, conventional, and neutral acts as a
function of rule contingency in children (Experiment 4)
5.2.1.2 Comparison of children's and adults' data
In order to examine differences in adults' and children's data, the child sample was compared to
the adults' sample from Experiment 3. Median RTs were analyzed using an ANOVA with age
group as a between subjects variable and violation type (moral, conventional, neutral) and rule
contingency (rule assumed, rule removed) as within subjects variables. Post hoc pairwise
comparisons with Bonferroni adjustments were carried out for all significant interactions. As the
600
700
800
900
1000
1100
1200
Conventional Moral Neutral
Violation Type
ms
Rule Assumed
Rule Removed
67
percentage of males and females is different among the two age groups, gender was treated as a
covariate.
The ANOVA revealed a main effect for age group F(1, 50) = 6.84, p < .01, ηp2 = .12 (adults M =
785.06 ms, SE = 29.90; children M = 907.95 ms, SE = 34.43), and a main effect for rule
contingency F(1, 50) = 6.38, p < .05, ηp2 = .11 (rule assumed M = 885.46 ms, SE = 25.13; rule
removed M = 807.56 ms, SE = 20.84). These main effects were qualified by a Violation type X
Rule contingency X Age group interaction, F(2, 100) = 8.72, p < .0001, ηp2 = .15. Post hoc tests
examining the interaction effect revealed that for judgments of moral violations when a rule was
removed, adults (M = 746.83 ms, SE = 28.03) had significantly faster RTs than children (M =
853.25 ms, SE = 32.29), p < .01, but no significant differences were found between adults and
children for judgments of moral violations when a rule was assumed. For judgments of
conventional violations when a rule was removed, adults (M = 736.00 ms, SE = 38.53) had
significantly faster RTs than children (M = 955.81 ms, SE = 44.37), p < .05 but no significant
differences were found between adults and children for judgments of conventional violations
when a rule was assumed. For judgments of neutral acts, adults had significantly faster RTs than
children for both the rule assumed (Adults M = 872.37 ms, SE = 36.86; Children M = 1013.37
ms, SE = 42.45) and rule removed conditions (Adults M = 721.93 ms, SE = 25.16; Children M =
831.53 ms, SE = 29.00), p < .05.
Furthermore, for children, when a rule was assumed, judgments of moral violations (M = 845.27
ms, SE = 39.22) were significantly faster than judgments of conventional violations (M = 948.49
ms, SE = 41.37), which in turn were significantly faster than judgments of neutral acts (M =
1013.37 ms, SE = 42.45). For children in the rule removed condition, judgments of conventional
violations (M = 955.81 ms, SE = 44.37) were significantly slower than judgments of moral (M =
853.25 ms, SE = 32.29) and neutral acts (M = 831.53 ms, SE = 29.00), which did not
68
significantly differ from each other. For adults in the rule assumed condition, judgments of moral
violations (M = 759.24 ms, SE = 34.06) were significantly faster than judgments of conventional
violations (M = 874.01 ms, SE = 35.92) and neutral acts (M = 872.37 ms, SE = 36.86), which did
not significantly differ from each other. No significant difference between the three types of
violation were found for adults in the rule removed condition.
Finally, for children in the neutral condition, judgments when a rule was removed were
significantly faster than judgments when a rule was assumed. For children, no significant
differences were found between judgments when a rule was assumed or removed for either moral
or conventional violations. For adults in both the conventional and neutral conditions, judgments
when a rule was removed (Conventional M = 736.00 ms, SE = 38.53; Neutral M = 721.93 ms, SE
= 25.16) were significantly faster than when a rule was assumed (Conventional 874.01 ms, SE =
35.92; Neutral M = 872.37 ms, SE = 36.86). For adults, no significant differences were found
between judgments when a rule was assumed or removed for moral violations (see Figure 11).
69
Figure 11. Median RTs for judgments of moral, conventional, and neutral acts as a
function of rule contingency in children and adults
0.00
200.00
400.00
600.00
800.00
1000.00
1200.00
Conventional
Mora
l
Neutral
Conventional
Mora
l
Neutral
Children Adults
ms
Rule Assumed
Rule Removed
5.2.2 ERP results
5.2.2.1 Children's data
An examination of the scalp topo-maps of the grand-averaged data revealed a fronto-central N2
component. Therefore, the same cluster of Hydrocel electrodes that were analyzed for the adult
sample in Experiment 3 were analyzed for the child sample (see Figure 5).As in the adult sample,
N2 amplitudes and latency were analyzed using an ANOVA with violation type (moral,
conventional, neutral) and rule contingency (rule assumed, rule removed) as within subjects
variables. Trial count was included as a covariate. Post hoc pairwise comparisons with
Bonferroni adjustments were carried out for all significant interactions. Figure 12 presents the
grand-averaged waveforms of the N2 component for children at electrode site 11 (Fz), which
best illustrates the effects reported below.
70
Figure 12. Stimulus-locked grand-averaged ERP waveform at electrode site 11 for children
(Experiment 4)
The ANOVA for N2 amplitudes revealed a main effect for violation type, F(2, 42) = 3.37, p <
.05, ηp2 = .14 (moral M = -2.63 µV, SE = .50; conventional M = -2.54 µV, SE = .63; neutral M =
-2.54 µV, SE = .51). A post hoc test failed to reveal significant differences among violation
types, and no other significant effects were found. Thus, the differences reported above for the
adult sample, were not found for the child sample, suggesting differences in N2 morphology
between the two age groups.
The ANOVA for N2 latencies revealed a main effect for violation type, F(2, 42) = 3.40, p < .05,
ηp2 = .14 (moral M = 306.02, ms SE = 9.31; conventional M = 316.10 ms, SE = 10.38; neutral M
= 309.69 ms, SE = 9.24), which was qualified by a Violation type X Rule contingency
0 ms 600 ms
Moral Rule Removed _____
Moral Rule Assumed _____
Conventional Rule Removed _____
Conventional Rule Assumed _____
N2
71
interaction, F(2, 42) = 3.09, p < .056, ηp2 = .13. Post hoc tests failed to reveal significant
differences and no other significant effects were found.
5.2.2.2 Comparison of children's and adults' data
In order to examine differences in adults' and children's data, the child sample was compared to
the adult sample from Experiment 3. N2 amplitudes and latencies were analyzed using an
ANOVA with age group as a between subjects variable and violation type (moral, conventional,
neutral) and rule contingency (rule assumed, rule removed) as within subjects variables. Post hoc
pairwise comparisons with Bonferroni adjustments were carried out for all significant
interactions. Trial count and gender were included as covariates. Additionally, a baseline
component was coded for children and adults 100 ms prior to stimulus onset. This measure was
included as a covariate and allows making conclusions about developmental differences that are
not a result of confounding variables (such as skull thickness) that can contribute to age
differences in ERPs.
The ANOVA for N2 amplitudes revealed a main effect of age group, F(1, 48) = 3.93, p < .05,
ηp2 = .08 (adults M = -.83 µV, SE = .45; children M = -2.33 µV, SE = .53), and a main effect of
rule contingency F(1, 48) = 4.65, p < .05, ηp2 = .09 (rule assumed M = -1.39 µV, SE = .33; rule
removed M = -1.77 µV, SE = .36). These main effects were qualified by a Violation type X Rule
contingency interaction, F(2, 96) = 3.58, p < .05, ηp2 = .07. Post hoc tests examining the
interaction effect revealed that for judgments of moral violations, judgments when a rule was
removed (M = -1.89 µV, SE = .32) elicited larger N2 amplitudes than judgments when a rule was
assumed (M = -1.25 µV, SE = .34). All other post hoc comparisons were not significant (see
Figure 13).
72
Figure 13. N2 amplitudes for judgments of moral, conventional, and neutral acts as a
function of age group and rule contingency
The ANOVA for N2 latencies revealed a Violation type X Age group interaction, F(2, 96) =
3.01, p < .054, ηp2 = .06. Post hoc tests examining the interaction effect revealed that for
judgments of conventional violations, children (M = 318.58 ms, SE = 11.45) had longer N2
latencies than adults (M = 284.90 ms, SE = 9.93), p < .05. All other post hoc comparisons were
not significant.
5.2.3 Children's N2 amplitudes: relations with behavioral performance
A total of six Pearson correlations were conducted to examine relations among mean N2
amplitude with median RTs for each condition. None of these correlations were significant, p <
.28. These results suggest that, as found in the adult sample, there is no relation between N2
amplitude and behavioral performance for children as well.
-4.00
-3.50
-3.00
-2.50
-2.00
-1.50
-1.00
-0.50
0.00
Co
nv
en
tio
na
l
Mo
ral
Ne
utr
al
Co
nv
en
tio
na
l
Mo
ral
Ne
utr
al
Children Adultsµ
V
Rule Assumed
Rule Removed
73
5.2.4 Source analysis
5.2.4.1 Children's data
The source analysis described above for the adult sample was carried out for the child sample for
the peak N2 between 250 and 350 ms poststimulus. As in the adult sample, ROIs were defined
functionally around the voxels of peak activation in the model, and also in light of source
analyses of the N2 in previous studies (e.g., Lahat et al., 2010; Lamm et al., 2006; Lewis et al.,
2006; Todd et al., 2008).This process revealed activation for children in the same ROIs that were
found for adults (i.e., dmPFC and vmPFC). To investigate differences between moral and
conventional judgments in extracted activation levels for each of the modeled sources, separate
ANOVAs were carried out with type of violation, rule contingency, and 50-ms interval as
within-subjects variables. Trial count was treated as a covariate.
For the dmPFC modeled source, a significant Violation type X Interval interaction was found,
F(2, 42) = 5.13, p < .01, ηp2 = .20. Post hoc tests examining the interaction effect revealed that
for all types of violation, the 300-350 ms interval (Moral M = .06 nA, SE = .01; Conventional M
= .05 nA, SE = .01; Neutral M = .05 nA, SE = .01) elicited more modeled activation than the 250-
300 ms interval (Moral M = .05 nA, SE = .01; Conventional M = .04 nA, SE = .01; Neutral M =
.04 nA, SE = .01), p < .05. This effect was stronger for conventional (ηp2 = .30) than moral (ηp
2 =
.23) violations, which in turn was stronger than neutral acts (ηp2 = .21). For the vmPFC modeled
source, a significant main effect of interval was found, F(1, 21) = 6.61, p < .05, ηp2 = .24 (250-
300 ms M = .13 nA, SE = .02; 300-350 ms M = .14 nA, SE = .02).
74
5.2.4.2 Comparison of children's and adults' data
In order to examine differences in adults' and children's data, the child sample was compared to
the adult sample from Experiment 3. The two ROIs (dmPFC and vmPFC) identified in the
previous source analyses for adults and children were analyzed using an ANOVA with age group
as a between subjects variable and violation type (moral, conventional, neutral) and rule
contingency (rule assumed, rule removed) as within subjects variables. Post hoc pairwise
comparisons with Bonferroni adjustments were carried out for all significant interactions. Trial
count, gender, and a 100 ms pre-stimulus baseline component were included as covariates.
For the dmPFC modeled source, a significant Rule contingency X Age group interaction was
found F(1, 48) = 4.06, p < .05, ηp2 = .08. This interaction was qualified by a 4-way interaction
between violation type, rule contingency, interval, and age group, F(2, 96) = 3.11, p < .05, ηp2 =
.06. Post hoc tests examining the interaction effect revealed that for judgments of moral
violations in the rule removed condition in the 250-300 ms interval, adults (M = .07 nA, SE =
.01) had greater modeled source activation than children (M = .04 nA, SE = .01), p < .05.
Additionally, for children's judgments of moral violations in the 250-300 ms interval, judgments
when a rule was assumed (M = .05 nA, SE = .01) had more source activation than judgments
when a rule was removed (M = .04 nA, SE = .01), p < .05. However, for adults this contrast
showed the reverse pattern, with judgments when a rule was removed (M = .07 nA, SE = .01)
showing more source activation than rule assumed (M = .06 nA, SE = .01), p < .05 (see Figure
14). Finally, for children, judgments of conventional violations and neutral acts in the rule
assumed condition elicited more source activation for the 300-350 ms interval (Conventional M
= .06 nA, SE = .01; Neutral M = .05 nA, SE = .01) than the 250-300 ms interval (Conventional M
= .05 nA, SE = .01; Neutral M = .04 nA, SE = .01), p < .05. For adults, judgments of conventional
violations in the rule removed condition elicited more source activation for the 300-350 ms
75
interval (M = .07 nA, SE = .01) than the 250-300 ms interval (M = .06 nA, SE = .01), p < .01. No
other comparisons were significant.
Figure 14. Modeled source activations (in nA) for the peak N2 intervals of 250-300 ms in
dorsomedial prefrontal cortex (dmPFC) as a function of age group, violation type, and rule
contingency
For the vmPFC modeled source, a significant Rule contingency X Age group interaction was
found, F(1, 48) = 3.88, p < .055, ηp2 = .08. In addition, a significant Rule contingency X Interval
interaction was found, F(1, 48) = 5.31, p < .05, ηp2 = .10. These interactions were qualified by a
3-way interaction between rule contingency, interval, and age group, F(1, 48) = 4.24, p < .05, ηp2
= .08. Post hoc tests examining the latter interaction effect revealed that for adults in both the
250-300 ms and the 300-350 ms intervals, judgments when a rule was removed (250-300 ms M =
.17 nA, SE = .02; 300-350 ms M = .18 nA, SE = .03) elicited greater source activation than
dmPFC 250-300ms
0.00
0.01
0.02
0.03
0.04
0.05
0.06
0.07
0.08
0.09
0.10
Co
nv
en
tio
na
l
Mo
ral
Ne
utr
al
Co
nv
en
tio
na
l
Mo
ral
Ne
utr
al
Children Adults
µV
Rule Assumed
Rule Removed
76
judgments when a rule was assumed (250-300 ms M = .13 nA, SE = .01; 300-350 ms M = .14 nA,
SE = .02), p < .05. Additionally, for children, in the rule assumed condition, judgments in the
300-350 ms interval (M = .14 nA, SE = .02) elicited greater source activation than the in the 250-
300 ms interval (M = .13 nA, SE = .02), p < .0001. For adults, in the rule removed condition,
judgments in the 300-350 ms interval (M = .18 nA, SE = .03) elicited greater source activation
than in the 250-300 ms interval (M = .17 nA, SE = .02), p < .01.
5.3 Discussion
Experiment 4 included a developmental dimension by investigating a child sample that was
compared to the adult sample from Experiment 3. Children's results revealed both similar trends
as well as differences in age for judgments of moral and conventional violations.
The behavioral findings indicated that on the majority of trials children provided normative
judgments of moral and conventional violations. This is line with previous studies from social
domain theory (e.g., Turiel, 1983; Smetana, 1981, 2006) that suggest that even young children
are able to distinguish moral and conventional violations on the basis of the rule-contingency
criteria. These percentages of normative responses, as well as the RT results in the rule assumed
condition revealed a similar pattern to that obtained with the adult sample (although children's
RTs were slightly slower). In the rule assumed condition, judgments of moral violations were
faster than judgments of conventional violations, suggesting that processing of moral violations
in this condition is easier and consistent with the idea that moral judgments are based on the
intrinsic wrongness of the act. In contrast, judgments of conventional violations require
considering social rules, and this requires more deliberation.
However, RT results for conventional violations revealed a different pattern for children and
adults. For adults, when a rule was removed, judgments of conventional violations had faster
77
RTs than when a rule was assumed, but no such difference was found for children. Thus, when a
rule is removed adults are able to process conventional violations faster, as comparing the
violation to a societal rule is no longer necessary. For children, although they provided normative
judgments and indicated that conventional violations are acceptable in the absence of rules, these
judgments are processed for a similar duration as judgments of conventional violations when a
rule is assumed. It seems as though children are still considering the societal rules, which results
in longer RTs.
Findings for N2 amplitudes revealed that although previous research has shown that even young
children are able to distinguish between moral and conventional violations (e.g., Smetana, 1981,
2006; Turiel, 1983), the way children and adults process these violations at a neurocognitive
level is different; adults' N2 amplitudes in the rule assumed condition were larger for
conventional violations as compared to moral violations, suggesting increased conflict for
judgments of conventional violations. However, no such differences were obtained for children.
For children the same level of conflict may be involved for judgments of moral and conventional
violations, suggesting that although they are able to make normative judgments regarding moral
and conventional violations their online processing of these violations is not as differentiated as
adults'. It is possible that age differences in N2 amplitude were found due to the fact that when
children are required to make moral and conventional judgments very quickly (as opposed to
interview studies where there are no time constraints), the task is more difficult for children than
adults. However, the fact that no correlation was found between N2 amplitudes and RTs suggests
that speed requirements are not related to N2 conflict processing.
An alternative interpretation to the developmental results is that children are initially confused
and try to process moral events as conventional events, but they ultimately reject this
78
conceptualization as reflected in their normative judgments. Future research should examine this
interpretation.
Finally, for N2 amplitudes the ANOVA revealed that across age, judgments of moral violations
in the rule removed condition elicited larger N2 amplitudes than judgments in the rule assumed
condition. This finding is in line with the pattern of results obtained in Experiment 3 for both N2
amplitude and dmPFC modeled source activation. This can be interpreted such that when
participants are asked to imagine the absence of a rule, responses to moral violations become
"conventionalized" and require more thought and deliberation.
The source analysis for the children's data revealed modeled activation in the same ROIs
identified by adults (dmPFC and dmPFC). The source analysis for dmPFC revealed a pattern of
activation for moral violations that was the opposite of that observed in adults; for children, in
response to moral violations, greater modeled source activation was found when a rule was
assumed than removed. This is in contrast to the N2 amplitude findings. A possible explanation
could be that children's scalp data is generated by more than one focal source (such as dmPFC),
and the pattern of findings on the scalp could be a result of many other cortical sources. It is also
possible that adults' are showing more cortical efficiency than children (Lewis et al., 2006).
For the vmPFC ROI, more modeled source activation was obtained for adults in the rule
removed than rule assumed condition, but no such differences were obtained for children. This
finding suggests that adults show a distinction between a situation where a rule is assumed and a
situation where a rule is removed that could be associated with affective processing. However,
children do show a similar distinction.
79
Chapter 6
6 Experiment 5
Experiments 3 and 4 excluded participants who did not have at least 24 trials on which a
normative judgment was provided that was free of artifacts in each of the six conditions. In
particular, when examining the trial counts for each condition it appeared that a relatively large
number of participants were excluded due to a low number of normative judgments in the
conventional rule removed condition. These participants were responding in a non-normative
manner, judging conventional violations as unacceptable even in the absence of a societal rule.
The objective of Experiment 5 was to focus on these participants (who were not included in the
analysis of Experiments 3 and 4), and compare them to those participants who responded in a
normative manner. Additionally, developmental differences in this non-normative orientation
were examined. Non-normative judgments in the moral condition were scarce, thus an analysis
of non-normative moral orientation was not carried out.
6.1 Method
6.1.1 Participants
The experiment included a subset of participants that were excluded from Experiment 3 and 4.
These were participants who had more than 24 trials free from artifacts on which they responded
'NOT OK' to conventional violations when a rule was removed. Twelve children (5 males, 7
females, M age = 12.74, SD = .65, Range = 12.00-13.83) and 10 adults (7 males, 3 females, M
age = 19.78, SD = 1.96, Range = 18.42-24.50) fell into this category of response orientation.
These participants were compared to the participants from Experiment 3 and 4 who gave
normative responses to this condition.
80
6.1.2 Procedure and task
The task, procedure, and ERP data collection and analysis were identical to those described in
Experiments 3 and 4. The mean number (and SD) of trials contributing to the N2 in each
condition is presented in Table 7.
Table 7. Mean number (and SD) of trials contributing to the N2 in each condition for
Experiment 5
Condition Mean Number of Trials (SD)
Adults
Conventional rule assumed ('NOT OK') 36.00 (5.01)
Conventional rule removed ('NOT OK') 29.40 (3.95)
Children
Conventional rule assumed ('NOT OK') 36.50 (4.66)
Conventional rule removed ('NOT OK') 30.92 (4.44)
6.2 Results
6.2.1 Behavioral results
Table 8 presents the mean percentage of trials on which a normative response was given for
conventional violations in the rule assumed condition (i.e., 'NOT OK') and a non-normative
response for conventional violations in the rule removed condition (i.e., 'NOT OK'). As can be
seen from the table, participants provided these judgments on most trials and percentages for
children are larger than for adults.
81
Table 8. Mean percentage of trials of normative judgments for conventional violations in
the rule assumed condition and non-normative judgments for conventional violations in the
rule removed condition (Experiment 5)
Condition Mean Percentage of Trials
Adults
Conventional rule assumed ('NOT OK') 81.56
Conventional rule removed ('NOT OK') 66.22
Children
Conventional rule assumed ('NOT OK') 90.00
Conventional rule removed ('NOT OK') 72.22
Median RTs were analyzed using an ANOVA with age group and conventional group
(normative-conventional, non-normative-conventional) as between subjects factors and rule
contingency (rule assumed, rule removed) as a within subjects variable. The ANOVA did not
reveal any significant differences.
6.2.2 ERP results
An examination of the scalp topo-maps of the grand-averaged data revealed a smiliar fronto-
central N2 component to that identified in the previous experiments. Thus, the same cluster of
Hydrocel electrodes that were analyzed in Experiments 3 and 4 were analyzed for the non-
normative sample (see Figure 5). N2 amplitudes and latency were analyzed using an ANOVA
with age group and conventional group (normative-conventional, non-normative-conventional)
as between subjects factors and rule contingency (rule assumed, rule removed) as a within
subjects variable. Trial count, gender, and 100 ms pre-stimulus baseline component were
82
included as a covariate. Post hoc pairwise comparisons with Bonferroni adjustments were carried
out for all significant interactions.
The ANOVA for N2 amplitudes revealed a significant main effect for age group, F(1, 68) = 4.86,
p < .05, ηp2 = .07 (adults M = -1.34 µV, SE = .51; children M = -2.94 µV, SE = .49), which was
qualified by a 3-way interaction between rule contingency, age group, and conventional group,
F(1, 68) = 4.07, p < .05, ηp2 = .06. Post hoc tests examining this interaction revealed that in the
rule removed condition normative-conventional children (M = -2.85 µV, SE = .68) had larger
(i.e., more negative) N2 amplitudes than normative-conventional adults (M = -.62 µV, SE = .59),
p < .05. In the rule assumed condition, non-normative-children (M = -4.23 µV, SE = .82) had
larger N2 amplitudes than normative-conventional children (M = -2.19 µV, SE = .63) p < .05.
Finally, for non-normative-conventional children, judgments in the rule assumed condition (M =
-4.23 µV, SE = .82) elicited larger N2 amplitudes than judgments in the rule removed condition
(M = -2.47 µV, SE = .90), p < .05. No other significant comparisons were found (see Figure 15).
Figure 15. N2 amplitudes for judgments of conventional violations as a function of age
group, conventional group, and rule contingency
-5.00-4.50-4.00-3.50-3.00-2.50-2.00-1.50-1.00-0.500.00
Rule
Assum
ed
Rule
Rem
oved
Rule
Assum
ed
Rule
Rem
oved
Children Adults
Normative
Non-normative
83
The ANOVA for N2 latencies revealed a main effect of age group, F(1, 68) = 9.56, p < .01, ηp2 =
.12 (adults M = 276.26 ms, SE = 8.57; children M = 313.41 ms, SE = 8.32). No other significant
differences were found.
6.3 Discussion
Participants in the non-normative-conventional sample tended to provide non-normative
responses to the conventional rule removed condition. Thus, instead of judging conventional
violations when a rule was removed as 'OK', these non-normative-conventional participants
indicated that these violations were still 'NOT OK'. The analysis in the present experiment
focused only on the conventional rule-assumed and conventional rule-removed conditions,
independent of performance and trial count in other conditions.
RT results did not reveal significant differences between normative-conventional or non-
normative-conventional children and adults. However, differences were reflected in N2
amplitudes. In particular, non-normative-conventional children had larger (i.e., more negative)
N2 amplitudes when a rule was assumed as compared to normative-conventional children.
Additionally, non-normative-conventional children's N2 amplitudes were larger when a rule was
assumed than when a rule was removed.
The results of the present experiment indicate that for children, responding in a non-normative-
conventional manner is associated with increased N2 amplitudes. These findings may suggest
that these participants are experiencing greater conflict than participants who respond in a
normative manner. This explanation is in line with the idea that when individuals make
judgments of conventional violations, their judgments are contrasted with the existing social rule,
thus, increasing level of conflict. These rule-dependent judgments are particularly pronounced
84
for non-normative-conventional participants, who focus on rules to a greater extent than
normative participants, and provide rule-dependent judgments even when rules are removed.
In the present study, non-normative-conventional orientation was found for both children and
adults.However, the N2 results suggest a change in development, with regards to the level of
conflict that these participants may be experiencing. For children, in a case where a rule was
assumed, non-normative conventional participants showed larger N2 amplitudes than normative
conventional participants. However this difference was not found for adults. It is possible that
these non-normative conventional children cannot take into account the instruction of ignoring
the presence of a rule and are still judging the violations according to a social rule system.
Because this rule system guides these participants' responses they may be experiencing increased
conflict as compared to participants who are able to take into account the absence of rules.
Future research should examine the interpretation made here regarding the non-normative-
conventional response orientation. In order to examine the possibility that these participants are
still responding in a way that is guided by rules, even when they are removed, justifications data
at the psychological level should be obtained. It is possible that rather than focusing on rules,
these participants may be responding according to other (unknown) factors that may contribute
to their conflict. It may be that they are holding other non-normative factual assumptions and this
can be determined by asking these participants to justify their non-normative judgments
following the ERP task.
85
Chapter 7
7 General discussion
The present study examined the neurocognitive development of judgments about moral and
conventional violations in a series of five experiments. Participants took part in a new paradigm
developed to measure RTs and ERPs while making moral and conventional judgments. The task
presented participants with scenarios adapted from social domain theory and they were asked to
judge whether the acts are acceptable or unacceptable. The social acts in the scenarios were
carefully matched; limited to one or two words only, and contained an identical number of
syllables. Thus, this novel paradigm is suitable for ERP testing, and to the best of our knowledge,
no prior research on moral judgments has examined online processing with ERP.
7.1 Differences in frequencies and RTs
The behavioral findings reveal that, across experiments, most participants made normative
judgments on most trials, which suggests that the task is a suitable measure of moral and
conventional judgments. Normative judgments of conventional violations tended to be less
frequent, as has been previously found in social domain theory (e.g., Turiel, 1983; Weston &
Turiel, 1980).
The RT results in the present study further revealed that judgments of moral and conventional
violations can be differentiated by behavioral measures. It was found, across experiments (and
thus, across age), that when a rule was assumed and no other information was provided,
judgments of moral violations had faster RTs than judgments of conventional violations. This
consistent result suggests that judgments of moral violations are easier and faster than judgments
of conventional violations. This finding can be explained by the idea that judgments of moral
86
violations are based on the intrinsic negative consequences of the act. In contrast, when
individuals make conventional judgments they are required to consider societal rules. This
process requires deliberation and thus takes longer.
These RT results are in line with the RT data reported by Greene et al. (2001). Greene et al.
(2001) measured participants' RTs for judgments of moral-personal, moral-impersonal, and non-
moral dilemmas. When examining trials on which participants judged these violations as
inappropriate, Greene et al. (2001) found that judgments of moral-personal and moral-
impersonal violations were faster than judgments of non-moral dilemmas. Taken together, the
RT results in the present study as well as Greene's findings, are in line with the idea that
prototypical moral judgments are more easily processed and do not require much consideration.
Although in the rule assumed condition, results were replicated across the different experiments,
several variations in results between the experiments were apparent. First, in the behavioral only
experiments (Experiments 1 and 2), no differences were found between the rule assumed and
rule removed condition for conventional violations, whereas in the adult ERP study (Experiment
3), RTs to conventional violations in the rule removed condition were significantly faster than in
the rule assumed condition. Additionally, in the behavioral only experiments, judgments of
moral violations in the rule removed condition were slower than the rule assumed condition, but
no such difference was found in RTs in the adult ERP experiment. These findings can be
attributed to the change in the task instructions, which were implemented in the adult ERP
experiment, and made the rule removed condition clearer, thus improving RTs.
RT data suggested that children did not benefit as did adults from removing the rule for
conventional violations, as indicated by the fact that no differences were found between
judgments of conventional violations in the rule removed and rule assumed condition. A possible
87
explanation is that children are less flexible than adults and could not take the absence of a rule
into consideration. In their responses, it is possible that children were still considering the rule
(even though it was removed) and still comparing it to the societal rule even when they were
informed about the absence of a rule. It is possible that this tendency towards more rigidness
with regards to societal rules stems from the importance that adolescents stress on conforming to
the peer group, as well as its rules (e.g., Berndt, 1979; Nucci & Lee, 1993). This interpretation
should be investigated in future research.
Finally, for neutral acts a consistent trend in RT data was observed across all experiments;
judgments of neutral acts in the rule removed condition were faster than in the rule assumed
condition. Given that neutral acts are acceptable regardless of the presence or absence of a rule, it
is possible that having to make an evaluative decision regarding these acts is irrelevant, thus
puzzling our participants as to the nature of the task, and increasing RTs. However, when rules
are explicitly removed, making these evaluative judgments is easier as there should be no rules
against neutral acts to begin with.
Although the behavioral results obtained across the five experiments are in line with the
predictions of social domain theory and support the idea of two distinct domains, there are
possible alternative explanations. The RT differences observed in the present study could be a
mere reflection of different levels of cognitive complexity that is involved in the processing of
the different scenarios. Thus, it is possible that the moral scenarios presented in the current study
involved simpler occurrences than the conventional scenarios. For example, thinking about a
violation such as hitting another child does not require individuals to engage in the same amount
of cognitive processing as considering a boy wearing female clothing. Similarly, the RT
differences obtained between the rule assumed and rule removed conditions could be explained
by complexity as well. For example, in the case of moral violations, instructing participants
88
about the absence of a rule may be a complication of the task. However, if removing the rule is
only a complication to the task, then it would be expected that RTs would be longer across the
three types of social acts, which they were not. Future research should address this cognitive
complexity issue by equating the complexity of the scenarios.
7.2 Differences in N2 amplitudes
In the present study, we examined differences in ERPs for judgments of moral and conventional
violations, and focused on the N2 component of ERP. We predicted that judgments of
prototypical conventional violations would involve increased detection of cognitive conflict than
judgments of prototypical moral violations. The N2 was chosen as an index of conflict in the
present study, as previous research has shown that when cognitive conflict is high the N2
component is larger (i.e., more negative) (e.g., Nieuwenhuis et al., 2003).
In Experiment 3 (adults) and Experiment 4 (children), ERP data were recorded in addition to the
behavioral data. Adults' ERP findings revealed that in the rule assumed condition judgments of
conventional violations elicited larger N2 amplitudes than judgments of moral violations.
Although there was no significant correlation between RTs and N2 amplitudes, these findings are
in line with adults' RT data, and may suggest that judgments of conventional violations in this
condition involve greater conflict as compared to judgments of moral violations. This is in line
with our expectation, and the idea that judgments of moral violations are based on the intrinsic
negative consequences of the act, whereas judgments of conventional violations are compared to
the societal prohibition, which needs to be considered in this case.
When analyzing the children's data alone (without including adults' data in the ANOVA), N2
amplitude results were not significant. The failure to find significant N2 differences between
judgments of moral and conventional violations among children, suggests that the way children
89
process these two types of violation may be different than adults. However, when including age
group as a between subjects' factor, results suggested that across age, for judgments of moral
violations, N2 amplitudes were larger in the rule removed condition than the rule assumed
condition. It is possible that for moral violations, more conflict is involved when a rule is
removed than assumed. Thus, it seems that when the rule contingency criterion is brought up in
the rule removed condition, participants tend to consider the societal prohibition (although they
judge it as irrelevant). This process may be contributing to increased levels of conflict in this
condition. Therefore, in the rule assumed condition, participants may be basing their moral
judgments on the intrinsic negative consequences of the act, whereas, in the rule removed
condition, their moral judgments are compared to the societal prohibition. The latter situation
may result in relatively more cognitive conflict.
As mentioned above, it is possible that the removing the rule for moral violations adds an
additional level of complexity to the task. Therefore it is possible that the greater cognitive
conflict that may be experienced in this condition could be due to the complexity of the task. In
other words, the greater scalp activity found for this condition is not necessarily related to
whether the judgment itself is based on intrinsic properties of the violation or rule following. One
way this could be addresses by future research is examining other criteria that distinguish
morality from conventions such as generalizabilty and alterability.
Finally, a main effect of age was found for N2 amplitudes. Across all conditions, adults had
smaller N2 amplitudes than children. This result was obtained when a pre-stimulus baseline
measure of N2 amplitudes was included as a covariate and can lead to the conclusion that
conflict processing in judgments of moral and conventional violations develops with age. This
covariate allows eliminating alternative explanations to age differences in ERP amplitudes (such
as skull thickness), and increases our confidence in the developmental conclusion. The finding
90
that N2 amplitudes decrease with age is line with previous developmental studies of the N2
component (e.g., Lewis et al., 2006).
The finding that children and adults process moral and conventional violations differently at a
neurocognitive level is in line with justifications data obtained within social domain theory but
not with criterion judgments. ERP may be a technique that is more sensitive in identifying age
differences than interview studies. In this sense taking a neuroscientific approach to studying the
distinction between judgments of moral and conventional violations is valuable in informing
social domain theory.
In addition to previous justifications data examining reasoning about the moral-conventional
distinction (Davidson et al., 1983), the age differences found in the present study are in line with
previous research on moral development examining the role of intentions in moral violations
(Helwig & Prencipe, 1999; Helwig et al., 2001; Zelazo et al., 1996). Taken together, these
studies suggest that although young preschoolers are able to distinguish moral violations from
other types of social acts, this ability develops with age and become more sophisticated.
It is important to note that in the present study we examined only prototypical moral and
conventional violations, which involve straightforward situations. Thus, our finding of evidence
consistent with the possibility of greater cognitive conflict for judgments of conventional
violations than moral violations in the rule assumed condition is true for prototypical situations.
It is possible that more complex moral dilemmas, in which responses tend to be more
ambiguous, would result in a different pattern of results.
The lack of correlation between RT results and N2 amplitudes is surprising, especially since they
seem to fit well with each other. Such lack of correlation may suggest that RTs and N2 in the
present studies are not tapping the same cognitive processes. Given that moral reasoning is a
91
very complex ability, it is likely that conflict monitoring in moral and conventional judgments is
just one process out of several. It may be the case that RTs would be associated with some other
cognitive process, which the present study did not identify.
For example, given previous research suggesting a link between intentionality and theory of
mind and moral judgments (e.g., Berthoz et al., 2002; Berthoz et al., 2006; Young et al., 2007;
Young & Saxe, 2008) it is possible that theory of mind plays a role in the distinction between
moral and conventional judgments. The moral scenarios presented in the study are very clear cut
and the protagonist's intentions could be inferred from the scenario. However, for conventional
violations, the intentions of the protagonist are less straight-forward, which may suggest that
differences in inferring the actor's intentions are playing a role in the morality-conventions
distinction. This could be addressed by future research by directly controlling for the
intentionality of the actor and examining whether differences between judgments of moral and
conventional violations are found as a function of different intentions.
7.3 Differences in modeled source activation
As expected, modeled source activation revealed generators for the N2 in dorsomedial and
ventromedial prefrontal cortices. These ROIs generating the N2 have been found in previous
studies examining this ERP component (e.g., Lahat et al., 2010; Lamm et al., 2006; Lewis et al.,
2006; Todd et al., 2008). Modeled dmPFC and vmPFC source activation is suggestive of
activation in ACC (for dmPFC) and OFC (for vmPFC) and is in line with previous research
showing that judgments of moral violations involve cognitive conflict and emotional processing
(e.g., Blair, 1995, 2007; Greene et al., 2001, 2004; Koenigs et al., 2007). However, our findings
for the dmPFC source suggest that these neurocognitive processes differ for moral and
conventional violations, as a function of the rule contingency criterion. For adults, findings
92
indicate greater source activation for judgments of moral violations when a rule is removed than
when a rule is assumed. This finding is in line with the N2 amplitude data for judgments of
moral violations, and suggests that when the rule criterion is introduced judgments of moral
violations become temporarily "conventionalized", forcing participants to consider rules, even
though rules are not relevant to moral violations. This process arguably results in increased
conflict as reflected in larger N2 amplitudes and greater modeled dmPFC activation.
However, modeled dmPFC source activation for children revealed the reverse pattern, with
judgments of moral violations showing greater source activation when a rule is assumed than
when a rule is removed. This finding is contrary to the pattern emerging from the N2 data. It is
possible that for children, dmPFC is not the only source contributing to the N2, and other ROIs
are responsible for scalp data. This explanation is likely due to the inverse problem of ERP
source models, in which the signals measured on the scalp surface do not directly correspond to
the location of the active neurons in the cortex and many different source models can generate
the same distribution of potentials on the scalp (Michel et al., 2004). Therefore, it is possible that
with age, dmPFC activation becomes more focal and a better modeled source for the N2. This
presumed focalization is in line studies that have indicated that with age PFC activation becomes
more focal (e.g., Bunge, Dudovic, Thomason, Vaidya, & Gabrieli, 2002; Durston et al., 2006;
Luna et al., 2001). These studies show that with age activation in certain brain regions increases
and at the same time activation in other brain regions decreases.
The identification of a dmPFC source is in line with the alternative explanation mentioned above
about the role of theory of mind in the distinction between moral and conventional judgments.
Activation in dmPFC has been found in previous research that examined links between moral
judgments and theory of mind (e.g., Berthoz et al., 2002; Berthoz et al., 2006; Young et al.,
93
2007; Young & Saxe, 2008) and as noted, the role of intentions should be investigated in future
research.
7.4 Non-normative-conventional and normative-conventional response orientations
The last experiment reported in the present study involved an analysis of a subset of participants
that were excluded from the adult and child ERP samples. These participants, referred to as non-
normative-conventional, showed a response orientation in which the majority of their judgments
in the conventional rule removed condition were non-normative. These non-normative-
conventional participants were compared to the participants from the adult and child ERP
samples, which were referred to as normative-conventional participants.
The findings revealed significant N2 differences between non-normative and normative children,
but not adults. No behavioral differences were found between non-normative-conventional and
normative-conventional response orientations. However, for the rule assumed condition N2
amplitudes of non-normative-conventional children were larger than normative-conventional
children. Additionally, for non-normative-conventional children, N2 amplitudes in the rule
assumed condition were larger than in the rule removed condition. This may suggest that
increased conflict is experienced by non-normative-conventional children.
The fact that non-normative-conventional participants judge conventional violations to be
unacceptable in the absence of a rule, suggests that these participants are rule-dependent in their
response orientation. It appears that these participants fail to consider the fact that rules have
been removed, and respond according to rules regardless of whether they are present or absent.
Their judgments when a rule is removed are similar to their judgments when a rule is assumed
(i.e., 'NOT OK'), suggesting that they are considering and contrasting the violation with a rule,
even when it is absent. The fact that this rule-dependent response orientation is reflected in N2
94
amplitudes in children further supports the idea that rule consideration may increase conflict.
Thus the data from these non-normative-conventional children, not only shows that these
children experience more conflict, but also allows us to validate our argument that contrasting a
violation with a social rule increases cognitive conflict. However, as mentioned above, there
could be other possible reasons for these participants' non-normative response orientation, other
than reliance of rules. For example, it is possible that these individuals also have poor executive
function abilities. This should be addressed by future research and could be carried out by
obtaining justifications for non-normative responses following the ERP task.
Responding according to this rule-dependent orientation is in line with the importance that
adolescents stress on conforming to the peer group, as well as its rules (e.g., Berndt, 1979; Nucci
& Lee, 1993). Furthermore, several scenarios involve crossing gender lines (see appendix). Our
child sample are in the period of early adolescence, a time that has been characterized by gender
intensification, an increased pressure for adolescents to conform to culturally sanctioned gender
roles (Hill, Lynch, Brooks-Gunn, & Petersen, 1983). These pressures to conform to the peer
group and gender roles may be contributing to a rigid, rule-based response orientation.
The identification of a non-normative-conventional response orientation suggest a role for
individual differences for conventional judgments that has not been addressed by previous
research. It is possible that these individuals vary from normative responders on other measures
as well, such as executive function, intelligence, and other personality characteristics. Future
research should create a better profile of these individuals and address the implications of this
response orientation.
95
7.5 Limitations and future directions
The present study took a developmental cognitive neuroscience approach to examine the
development of judgments of moral and conventional violations. Differences in the online
processing of these two domains and their development were studied using ERP. To the best of
our knowledge, this is the first study to examine the neurophysiological correlates of moral and
conventional judgments using this technique.
Although ERP has excellent temporal resolution, it does not provide high-quality spatial
resolution and the cortical generators of the N2 only offer a model of possible sources. In order
to better localize brain regions that are activated during judgments of moral and conventional
violations, techniques with superior spatial resolution should be used (such as fMRI). Future
research could adapt the new paradigm developed in the present study to these techniques in
order to better localize morality and conventions in the brain.
An additional limitation of the present study is that it only focused on one age group of children
who were compared to adults (12- to 14-year-olds versus undergraduates). Including an
additional age group between these two groups could have provided information about the
developmental trajectory of the neurocognitive process identified in the study. Including a
middle age-group would allow examining questions, such as, Does the distinction between moral
and conventional judgments, as reflected in different levels of conflict in online processing of
social stimuli, develop linearly?; Do children become less rule-based with age, or is there an
increase in rule-dependent orientation during mid and late adolescence? Furthermore, future
research might adapt the task so that it would be suitable for younger participants. This would
allow examining the onset of difference in conflict processing in the morality-conventions
96
distinction. The task involves reading a lot of text, and future studies could present participants
with audio recordings of the scenarios, as well as accompany them by pictures or video.
Furthermore, as suggested above, it is likely that cognitive conflict is not the only process that is
involved in moral and conventional judgments. Given previous research (e.g., Berthoz et al.,
2002; Berthoz et al., 2006; Young et al., 2007; Young & Saxe, 2008) and in light of dmPFC
source activation an additional cognitive process may be related to the role of intentions and
theory of mind. Future research should manipulate the protagonist's intentions and directly
examine the effects on moral judgment.
Finally, understanding the online processing of judgments of moral and conventional violations
has important implication for behavior, especially for atypical populations. For example,
research shows that psychopaths have often failed to make the moral-conventional distinction
(Blair, 1995). These individuals judge moral violations as acceptable even in the absence of a
rule. Additionally, children with behavior problems have more difficulty with this distinction
than children with less behavior problems (Blair et al., 2001). Future research might usefully
examine the ERP correlates for these individuals. Such findings may have important implications
for these individuals' deviant behavior.
Another population which may benefit from such research is children with autism. These
individuals have been found to be able to make the morality-convention distinction (Blair, 1996),
but other research (Grant, Boucher, Riggs, & Grayson, 2005) shows that they have problems
providing reasons for their judgments. These findings could suggest that children with autism
may be processing these violations differently than controls, and this may be reflected in N2
ERPs.
97
7.6 Conclusions
The present study examined children’s and adults' neurocognitive processing of judgments of
moral and conventional violations and focused on the N2 component of ERP, known to be an
index of cognitive conflict (Nieuwenhuis et al., 2003). Research from social domain theory has
been taken as evidence that judgments of moral and conventional violations entail two separate
domains of reasoning and that even very young children are able to make the moral-conventional
distinction (e.g., Smetana, 1981, 2006; Turiel, 1983). However, research from this perspective
has identified age difference in participants' justifications (e.g., Davidson, et al., 1983).
The majority of findings in the present study are in line with social domain theory and suggest
that judgments of moral and conventional violations can be reflected by differences in N2
amplitude, and possibly by different levels of conflict. Specifically, when a rule is assumed
judgments of conventional violations involve more conflict than judgments of moral violations.
This finding can be explained by the idea that judgments of prototypical conventional violations
are contingent on rules and involve contrasting the violation with a societal rule, thus increasing
their RTs and increasing conflict. However, judgments of prototypical moral violations are based
on the intrinsic negative consequences of the act, and thus are faster, and involve relatively less
conflict. The findings provide evidence from a developmental cognitive neuroscience
perspective for the idea that judgments of conventional violations are more explicitly dependant
on rules, whereas judgments of moral violations are based more directly on the intrinsic
wrongness of the act.
However, for children no such N2 differences were found. Children's RT and ERP data suggest
that children do not process moral and conventional violations in the same way as adults, and
although social domain research has shown that even very young children are able to make the
98
distinction (e.g., Smetana, 1981), the processing seems to change with age. This finding is line
with the data suggesting that older children provide more elaborate justifications than younger
children (e.g., Davidson et al., 1983), which could be reflected in processing differences. Given
that justifications expand responses to criterion judgments, these age differences in justifications
may reflect differences in the underlying process of the judgments. The age differences found in
the present study converge with age differences previously found with regards to justifications
and can thus further our understanding of the development of moral and conventional judgments
in a way that could not be revealed by methods used in previous research.
However, these conclusions should be further examined in future studies as other alternative
explanations could be possible. One different interpretation of the findings is that adults are
better at rapid processing of briefly presented stimuli and that this is why children have more
difficulty with the task and experience more conflict. We attempted to address this possibility by
examining correlations between N2 amplitudes and RTs for each variable. These correlations
were not significant for both adults and children, thus addressing the issue that behavioral
performance may contribute to N2 amplitude findings. Furthermore, although the results are in
line with findings regarding developmental differences in justifications, reasoning was not
examined in the present study due to ERP technique constraints. Therefore, future research
could examine the neural correlates of individuals' justifications of moral and conventional
judgments in order to obtain a clearer understanding of the neurocognitive processing of these
two types of violation.
The developmental findings, as well as data reported from participants who responded with a
non-normative response orientation (i.e., non-normative-conventional participants), suggest that
children may be more rule-driven in their judgments, even for moral violations that are
99
independent from societal rules. It appears that relative to adults, children consider not only the
intrinsic wrongness of a moral violation, but also the social prohibition against it.
Finally, an interesting pattern emerged for judgments of moral violations. Across all ages,
judgments in the rule removed condition elicited larger N2 amplitudes, and thus more conflict, as
compared to the rule assumed condition. This pattern was also reflected in adults' dmPFC source
activation. These findings suggest that when the rule-contingency criterion is brought up,
participants may consider the societal prohibition; removing rules appears to momentarily
conventionalize their thinking and increase conflict.
In sum, the studies reported in this dissertation identified that judgments of moral and
conventional violations involve different neurocognitive processing. Judgments of prototypical
conventional violations involved increased conflict, entailing consideration of rule systems, as
compared to judgments of prototypical moral violations, and this pattern develops with age.
100
References
Aronfreed, J. (1968). Conduct and conscience: The socialization of internalized control over
behavior. New York: Academic Press.
Arsenio, W. F., & Fleiss, K. (1996). Typical and behaviorally disruptive children's understanding
of emotion consequences of soci-moral events. British Journal of Developmental
Psychology, 14, 173-186.
Arsenio, W. F., & Gold, J. (2006). The effects of social injustice and inequality on children's
moral judgments and behavior: Towards a theoretical model. Cognitive Development, 21,
388-400.
Berthoz, S., Armony, J. L., Blair, R. J. R., & Dolan, R. J. (2002). An fMRI study of intentional
and unintentional (embarrassing) violations of social norms. Brain, 125, 1696-1708.
Berthoz, S., Grezes, J., Armony, J. L., Passingham, R. E., & Dolan, R. J. (2006). Affective
responses to one’s own moral violations. NeuroImage, 31, 945-950.
Blair, R. J. R. (1997). Moral reasoning in the child with psychopathic tendencies. Personality
and Individual Differences, 22, 731-739.
Blair, R. J. R. (1995). A cognitive developmental approach to morality: Investigating the
psychopath. Cognition, 57, 1-29.
Blair, R. J. R. (1997). Moral reasoning in the child with psychopathic tendencies. Personality
and Individual Differences, 22, 731-739.
Blair, R. J. R. (2007). The amygdala and ventromedial prefrontal cortex in morality and
psychopathy. Trends in Cognitive Science, 11, 387-392.
101
Blair R. J. R. (2010). Contributions of neuroscience to the understanding of moral reasoning and
its development. In P. D. Zelazo, M. Chandler, & E. A. Crone (Eds.), Developmental
social cognitive neuroscience (pp. 269-288). Mahwah, NJ: Lawrence Erlbaum
Associates.
Bokura, H., Yamaguchi, S., & Kobayashi, S. (2001). Electrophysiological correlates for response
inhibition in a Go/Nogo task. Clinical Neurophysiology, 112, 2224-2232.
Botvinick, M. M., Braver, T. S., Barch, D. M., Carter, C. S., & Cohen, J. D. (2001). Conflict
monitoring and cognitive control. Psychological Review, 108, 624-652.
Braver, T. S., Barch, D. M., Gray, J. R., Molfese, D. L., & Snyder, A. (2001). Anterior cingulate
cortex and response conflict: Effects of frequency, inhibition and errors. Cerebral Cortex,
11, 825-836.
Berndt, T. (1979). Developmental changes in conformity to peers and parents. Developmental
Psychology, 15, 608-616.
Bunge, S. A., Dudukovic, N. M., Thomason, M. E., Vaidya, C. J., & Gabrieli, J. D. E. (2002).
Development of frontal lobe contributions to cognitive control in children: Evidence from
fMRI. Neuron, 33, 301-311.
Bush, G., Luu, P., & Posner, M. I. (2000). Cognitive and emotional influences in anterior
cingulate cortex. Trends in Cognitive Sciences, 4, 215-222.
Carpendale, J. Sokol, B. W., & Muller, U. (2010).Is a neuroscience of morality possible? In P. D.
Zelazo, M. Chandler, & E. A. Crone (Eds.), Developmental social cognitive neuroscience
(pp. 289-311). Mahwah, NJ: Lawrence Erlbaum Associates.
Casebeer, W. D. (2003). Moral cognition and its neural constituents. Nature Reviews:
Neuroscience, 4, 841-847.
102
Casebeer, W. D., & Churchland, P. S. (2003). The neural mechanisms of moral cognition: A
multiple-aspect approach to moral judgment and decision-making. Biology &Philosophy,
18 , 169-194.
Cohen-Kadosh, K., & Johnson, M. H. (2007). Developing a cortex specialized for face
perception. Trend in Cognitive Sciences, 9, 367-369.
Davidson, P., Turiel, E., & Black, A. (1983). The effects of stimulus familiarity on the use of
criteria and justifications in children’s social reasoning. British Journal of Developmental
Psychology, 1, 49-65.
de Haan, M., & Thomas, K. M. (2002). Applications of ERP and fMRI techniques to
developmental science. Developmental Science, 5, 335-343.
Devinsky, O., Morrell, M. J., & Vogt, B. A. (1995). Contributions of anterior cingulate cortex to
behavior, Brain, 118, 279-306.
Durston, S., Davidson, M. C., Tottenham, N., Galvan, A., Spicer, J., Fossella, J. A., & Casey, B.
J. (2006). A shift from diffuse to focal cortical activity with development. Developmental
Science, 9, 1-20.
Durston, S., Thomas, K. M., Yang, Y., Ulu˘g, A. M., Zimmerman, R. D., and Casey, B.J.
(2002). A neural basis for the development of inhibitory control. Developmental Science,
5, 9–16.
Eslinger, P. J., Robinson-Long, M., Realmuto, J., Moll, J., de Oliveira-Souza, R., Tovar-Moll, F.,
Wang, J., & Yang, Q. X. (2009) Developmental frontal lobe imaging in moral judgment:
Arthur Benton’s enduring influence 60 years later. Journal of Clinical and Experimental
Neuropsychology, 31, 158–169.
103
Falkenstein, M., Hoormann, J., & Hohnsbein, J. (1999). ERP components in go/nogo tasks and
their relation to inhibition. Acta Psychologica, 101, 267-291.
Freud, S. (1930). Civilization and its discontents. London: Hogarth Press.
Greene, J. D., & Haidt, J. (2002). How (and where) does moral judgment work? Trends in
Cognitive Science, 6, 517-523.
Greene, J. D., Nystrom, L. E., Engell, A. D., Darley, J. M., & Cohen, J. D. (2004). The neural
bases of cognitive conflict and control in moral judgment. Neuron, 44, 389-400.
Greene, J. D., Sommerville, R. B., Nystrom, L. E., Darley, J. M., & Cohen, J. D. (2001). An
fMRI investigation of emotional engagement in moral judgment. Science, 293, 2105-
2108.
Haidt, J. (2001). The emotional dog and its rational tail: A social intuitionist approach to moral
judgment. Psychological Review, 108, 814-834.
Helwig, C. C. (2008). The moral judgment of the child reevaluated: Heteronomy, early
morality, and reasoning about social justice and inequalities. In C. Wainryb, J. G.
Smetana, & E. Turiel (Eds.), Social development, social inequalities, and social justice
(pp. 27-51). Mahwah, NJ: Erlbaum.
Helwig, C. C., & Prencipe, A. (1999). Children’s judgments of flags and flag-burning. Child
Development, 70, 132-143.
Helwig, C. C., & Turiel, E. (2002). Children’s social and moral reasoning. In C. Hart & P. Smith
(Eds.), Handbook of childhood social development (pp. 475-490). Malden, MA:
Blackwell.
Helwig, C. C., Zelazo, P. D., & Wilson, M. (2001). Children’s judgments of psychological harm
in normal and noncanonical situations. Child Development, 72, 66-81.
104
Killen M., & Smetana, J. (2008). Moral judgment and moral neuroscience: Intersections,
definitions, and issues. Child Development Perspectives, 2, 1-6.
Koenigs, M., Young, L., Adolphs, R., Tranel, D., Cushman, F., Hauser, M., & Damasio, A.
(2007). Damage to the prefrontal cortex increases utilitarian moral judgments. Nature.
Retrieved April 4, 2007, from
http://www.nature.com/nature/journal/vaop/ncurrent/full/nature05631.html
Kohlberg, L. (1969). Stage and sequence: The cognitive developmental approach to
socialization. In D. A. Goslin (ed.), Handbook of socialization theory and research (pp.
347-480). Chicago, IL: Rand McNally.
Kohlberg, L. (1981). Essays on moral development: Vol. 1. The philosophy of moral
development. San Francisco: Harper & Row.
Lahat, A., Todd, R. M., Mahy, C. E. V., Lau, K., & Zelazo, P. D. (2010). Neurophysiological
correlates of executive function: A comparison of European-Canadian and Chinese-
Canadian 5-year-old children. Frontiers in Human Neuroscience,3:72,
doi:10.3389/neuro.09.072.2009
Lamm, C., Zelazo, P. D., & Lewis, M. D. (2006). Neural correlates of cognitive control in
childhood and adolescence: Disentangling the contributions of age and executive
function. Neuropsychologia, 44, 2139-2148.
Lewis, M. D., Lamm, C., Segalowitz, S. J., Steiben, J., & Zelazo, P. D. (2006).
Neurophysiological correlates of emotion regulation in children and adolescents. Journal
of Cognitive Neuroscience, 18, 430-443.
Luck, S. J. (2005). An introduction to the event-related potential technique. Cambridge, MA:
MIT Press.
105
Luna, B., Thulborn, K. R., Munoz, D. P., Merriam, E. P., Garver, K. E., Minshew, N. J.et al.
(2001). Maturation of widely distributed brain function subserves cognitive development.
NeuroImage, 13, 786-793.
Mendez, M. F., Anderson, E., & Shapira, J. S. (2005). An investigation of moral judgment in
frontotemporal dementia. Cognitive and Behavioral Neurology, 18, 193-197.
Michel, C. M., Murray, M. M., Lantz, G., Gonzalez, S., Spinelli, L., & Grave de Peralta, R.
(2004). EEG source imaging. Clinical Neurophysiology, 115, 2195-2222.
Moll, J., de Oliveira-Souza, R., & Eslinger, P. J. (2003). Morals and the human brain: a working
model. Neuroreport, 14, 299-305.
Moll, J., de Oliveira-Souza, R., Bramati, I. E., & Grafman, J. (2002b). Functional networks in
emotional moral and nonmoral social judgments. Neuroimage, 16, 696-703.
Moll, J., de Oliveira-Souza, R., Eslinger, P. J., Bramati, I. E., Mourao-Miranda, J., Andreiuolo,
P. A., & Pessoa, L. (2002a). The neural correlates of moral sensitivity: A functional
magnetic resonance imaging investigation of basic and moral emotions. The Journal of
Neuroscience, 22, 2730-2736.
Moll, J., Eslinger, P. J., & de Oliveira-Souza, R. (2001). Frontopolar and anterior temporal
cortex activation in a moral judgment task: Preliminary functional MRI results in normal
subjects. Arquivos de Neuro-Psiquiatria, 59, 657-664.
Moll, J., Zahn, R., De Oliveira-Souza, R., Krueger, F., & Grafman, J. (2005). The neural basis of
human moral cognition. Neuroscience, 6, 799-809.
Nieuwenhuis, S., Yeung, N., van den Wildenberg, W., & Ridderinkhof, R. (2003).
Electrophysiological correlates of anterior cingulate function in a go/no-go task: Effects
106
of response conflict and trial type frequency. Cognitive, Affective, & Behavioral
Neuroscience, 3, 17-26.
Nucci, L. P. (1981). Conceptions of personal issues: A domain distinct from moral or societal
concepts. Child Development, 52, (114-121).
Nucci, L. P., & Herman, S. (1982). Behavioral disordered children's conceptions of moral,
conventional, and personal issues. Journal of Abnormal Child Psychology, 10, 411-426.
Nucci, L. P., & Lee, J. (1993). Morality and personal autonomy. In G. G. Noam Sc T. Wren
(Eds.) The moral self: Building a better paradigm (pp. 123-148). Cambridge, MA: MIT
Press.
Nucci, L. P., & Turiel, E. (1978). Social interactions and the development of social concepts in
preschool children. Child Development, 49, 400-407.
Paus, T. (2001). Primate anterior cingulate cortex: Where motor control, drive and cognition
interface. Nature Reviews: Neuroscience, 2, 417-424.
Piaget, J. (1932). The moral judgment of the child. London: Routledge and Kegan Paul.
Pizarro, D. A., & Bloom, P. (2003). The Intelligence of the Moral Intuitions: Comment on Haidt
(2001). Psychological Review, 110, 193–196.
Pujol, J., Reixach, J., Harrison, B. J., Timoneda-Gallart, C., Vilanova, J. C., & Pe´rez-Alvarez,
F. (2008). Posterior cingulate activation during moral dilemma in adolescents. Human
Brain Mapping 29, 910–921.
Ridderinkhof, K. R. Ullsperger, M., Crone, E. A., & Nieuwenhuis, S. (2004). The role of the
medial frontal cortex in cognitive control. Science, 306, 443-447.
107
Ruby, P., & Decety, J. (2003). What you believe versus what you think they believe: A
neuroimaging study of conceptual perspective-taking. European Journal of
Neuroscience, 17, 2475-2480.
Saltzstein, H. D., & Kasachkoff, T. (2004). Haidt's Moral Intuitionist Theory: A Psychological
and Philosophical Critique. Review of General Psychology. 8, 273-282.
Saxe, R. & Kanwisher, N. (2003). People thinking about thinking people: The role of the
temporoparietal junction in "theory of mind". Neuroimage, 19, 1835-1842.
Schaich Borg, J., Hynes, C., Van Horn, J., Grafton, S., & Sinnott-Armstrong, W. (2006).
Consequences, action, and intention as factors in moral judgments: An fMRI
investigation. Journal of Cognitive Neuroscience 18, 803–817.
Skinner, B. F. (1971). Beyond freedom and dignity. New York: Knopf.
Smetana, J. G. (1981). Preschool children's conceptions of moral and social rules. Child
Development, 52, 1333-1336.
Smetana, J. G. (2006). Social-cognitive domain theory: Consistencies and variations in children's
moral and social judgments. In M. Killen and J. G. Smetana (Eds.), Handbook of moral
development (pp. 119-153). Mahwah, MJ: Lawrence Erlbaum Associates.
Smetana, J. G., & Braeges, J. L. (1990). The development of toddlers' moral and conventional
judgments. Merrill-Palmer Quarterly, 36, 329-346.
Smetana, J. G., Schlagman, N., & Addams, P. (1993). Preschoolers' judgments about
hypothetical and actual transgressions. Child Development, 64, 202-214.
Smetana, J. G., Toth, S., Cicchhetti, D., Bruce, J., Kane, P., & Daddis, C. (1999). Maltreated and
non-maltreated preschoolers' conceptions of hypothetical and actual moral transgressions.
Developmental Psychology, 35, 269-281.
108
Thierry, G. (2005). The use of event-related potentials in the study of early cognitive
development. Infant and Child Development, 14, 85-94.
Thomson, J. J. (1986). Rights, restitution, and risk: Essays in moral theory. Cambridge, MA:
Harvard University Press.
Tisak, M. S., & Jankowski, A. M. (1996). Societal rule evaluations: Adolescent offenders'
reasoning about moral, conventional, and personal rules. Aggressive Behavior, 22, 195-
207.
Tisak, M. S., & Turiel, E. (1988). Variation in seriousness of transgressions and children’s moral
and conventional concepts. Developmental Psychology, 24, 352-357.
Todd, R. M., Lewis, M. D., Meusel, L. A., & Zelazo, P. D. (2008). The time course of social-
emotional processing in early childhood: ERP responses to facial affect and personal
familiarity in a go-nogo task. Neuropsychologia,46, 595–613.
Tucker, D. M., Liotti, M., Potts, G. F., Russell, G. S., & Posner, M. I. (1993). Spatiotemporal
analysis of brain electrical fields. Human Brain Mapping, 1, 134-152.
Turiel, E. (1983). The development of social knowledge: morality and convention. New York:
Cambridge University Press.
Turiel E. (2002). The culture of morality: Social development, context, and conflict. New York:
Cambridge University Press.
Turiel, E. (2006). The multiplicity of social norms: The case for psychological constructivism
and social epistemologies. In L. Smith & J. Vonèche (Eds.), Norms in human
development (pp. 189-207). New York, NY: Cambridge University Press.
Turiel E. (2008). The Development of children’s orientations toward moral, social, and personal
orders: More than a sequence in development. Human Development, 51, 21-39.
109
Turiel E. (2010). The relevance of moral epistemology and psychology for neuroscience. In P. D.
Zelazo, M. Chandler, & E. A. Crone (Eds.), Developmental social cognitive neuroscience
(pp. 313-331). Mahwah, NJ: Lawrence Erlbaum Associates.
Turiel, E. (in press). The Development of morality: Reasoning, emotions, and resistance. In W.
Overton (Ed.), Handbook of Lifespan Human Development. New York: Wiley.
van Veen, V. & Carter, C. S. (2002). The timing of action monitoring processes in the anterior
cingulate cortex. Journal of Cognitive Neuroscience, 14, 593-602.
Vogt, B. A., Finch, D. M., & Olson, C. R. (1992). Functional heterogeneity in cingulate cortex:
The anterior executive and posterior evaluative regions.
Cerebal Cortex, 2, 435-443.
Weston, D. R., & Turiel, E. (1980). Act-rule relations: Children’s concepts of social rules.
Developmental Psychology, 16, 417-424.
Young, L., Cushman, F., Hauser M, & Saxe, R. (2007). The neural basis of the interaction
between theory of mind and moral judgment. Proceeding of the National Academy of
Sciences, 104, 8235–8240.
Young, L., & Saxe, R. (2008). An fMRI investigation of spontaneous mental state inference for
moral judgment. Journal of Cognitive Neuroscience 21, 1396–1405.
Zelazo, P., Helwig, C. C., & Lau, A. (1996). Intention, act, and outcome in behavioral prediction
and moral judgment. Child Development, 67, 2478-2492
110
Appendices
Appendix 1. Moral judgments task
Rule assumed condition:
You will now read short scenarios describing social situations. After reading the scenario, press
the Spacebar to continue.
Next, an ending for the scenario will be presented. After reading each ending, decide if the act is
OK or NOT OK
to perform.
PRESS the GREEN key if the act is OK
PRESS the RED key if the act is NOT OK.
Please respond as quickly as possible. We are interested in your opinion and there are no correct
or incorrect answers.
(Press Spacebar to continue)
Rule removed condition:
You will now read the same scenarios again. This time imagine that there is NO RULE against
the act described in the ending.
You will be asked to judge whether the act is
OK or NOT OK
to perform if there were NO RULE against it.
PRESS the GREEN key if the act is OK
PRESS the RED key if the act is NOT OK.
111
Please respond as quickly as possible. We are interested in your opinion and there are no correct
or incorrect answers.
(Press Spacebar to continue)
Practice block 1:
First, practice pressing the 'OK' and 'Not OK' keys.
Respond as quickly as you can to the following words.
Press Spacebar to begin
Love
Pain
Crime
Robbery
Happiness
Hope
Hitting
Friendship
Shooting
Harm
Hate
Honesty
Kicking
Peace
112
Beauty
Vandalism
Joy
Burglary
Lovely
Sincerity
Practice Block 2:
Now, practice a few trials.
Press Spacebar to begin
Jason borrowed Tami’s notebook. He didn't need it anymore, so he decided to...
…BURN it.
John felt his nose was itching. He decided to...
…PICK it.
Dan borrowed his sister’s bike. He decided to...
…CLEAN it.
Kelly met Adam, who was a very fat boy. She started...
…TEASING him.
Ethan needed to go to the washroom. The girls' room was closer, so he decided to...
113
…ENTER it.
Scenarios:
Sarah had dinner at a restaurant with her friend, Anna. They ordered spaghetti with meatballs,
which they wanted to share. The waiter brought them their meal and told them that there were no
more forks and spoons left. Sarah decided to use her hand in order to…
(the scenario will be followed by one of these endings)
…CONSUME it. (conventional)
…RETURN it. (neutral)
…RUIN it. (moral)
In Sharon’s school students should address their teachers by their title or last name, but not by
their first name. Sharon saw her teacher, Dr. Jason Smith, in the hallway and said: “Hello…
(the scenario will be followed by one of these endings)
…JASON.” (conventional)
…DOCTOR.” (neutral)
…BUTTHEAD” (moral)
Josh played a basketball game in the school playground with some of his friends. Suddenly, he
started to…
(the scenario will be followed by one of these endings)
…UNDRESS. (conventional)
114
…DRIBBLE. (neutral)
…INSULT. (moral)
Jennifer was very bored during class. She wanted to be somewhere else. When her teacher asked
her a question she decided to…
(the scenario will be followed by one of these endings)
…LEAVE. (conventional)
…SPEAK. (neutral)
…HIT. (moral)
George was a very short boy. He wanted to be a few inches taller. He found his mother’s high
heels and decided to…
(the scenario will be followed by one of these endings)
WEAR them. (conventional)
SHINE them. (neutral)
SMASH them. (moral)
Mary went to eat lunch at the school cafeteria. The line was very long. She decided to…
(the scenario will be followed by one of these endings)
…CUT in line. (conventional)
…WAIT in line. (neutral)
115
…PUSH in line. (moral)
Michael woke up and started getting ready for school. He decided to go over to his sister’s
closet. He saw a dress and he…
(the scenario will be followed by one of these endings)
…WORE it. (conventional)
…LEFT it. (neutral)
…TORE it. (moral)
In Alex’s house, there is a rule that toys and books have to be put back in their place after using
them. Alex finished reading a book he found on the bookcase and placed it on the floor. Instead
of returning it to its place he decided to...
(the scenario will be followed by one of these endings)
…LEAVE it. (conventional)
…READ it. (neutral)
…RIP it. (moral)
Nathan wanted to contribute to the class discussion. He looked at his friend, Dan, who was
sitting beside him and suddenly he started…
(the scenario will be followed by one of these endings)
…YELLING. (conventional)
…SMILING. (neutral)
116
…KICKING. (moral)
In Tom’s school students are not allowed to enter or open the door of a class that already started.
Tom overslept, and when he arrived at the school the teacher had already began teaching. He
stood in front of the classroom door. He looked at the door-knob and decided to…
(the scenario will be followed by one of these endings)
…TURN it. (conventional)
…CLEAN it. (neutral)
…BREAK it. (moral)
David and Ben were in the library studying for an important test on the next day. They realized it
was late, and they were running out of time. While they were still in the library and had a couple
of more hours to study they decided to…
(the scenario will be followed by one of these endings)
...SHOUT. (conventional)
…TRY. (neutral)
…CHEAT. (moral)
Alice woke up and went to her closet to choose what she would wear to school that day. She saw
the pyjamas she borrowed from her sister and decided that when she goes to school that day she
would…
(the scenario will be followed by one of these endings)
117
...WEAR them. (conventional)
…FOLD them. (neutral)
…SHRED them. (moral)
In Jennifer's school chewing gum during class is not allowed. Her classmate, Ted, offered her a
pack of gum. While the teacher was speaking during class, Jennifer looked at the gum and
decided to…
(the scenario will be followed by one of these endings)
...CHEW it. (conventional)
…SAVE it. (neutral)
…STEAL it. (moral)
Sara was in the library and she was whispering to her friend, Jessica. When she whispered she
was…
(the scenario will be followed by one of these endings)
...NOISY. (conventional)
…QUIET. (neutral)
…HURTFUL. (moral)
Ted sat at the dinner table with his family. Suddenly he started…
(the scenario will be followed by one of these endings)
118
...BURPING. (conventional)
…GRINNING. (neutral)
…FIGHTING. (moral)