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The Mediation Alternative The Mediation The Mediation Alternative Alternative Mr Des Ryan AM Mr Des Ryan AM

The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

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Page 1: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

The Mediation AlternativeThe Mediation AlternativeThe Mediation AlternativeThe Mediation Alternative

Mr Des Ryan AMMr Des Ryan AM

Page 2: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

What is Mediation?What is Mediation?What is Mediation?What is Mediation?

voluntary ( but see below)voluntary ( but see below) assisted resolution of disputeassisted resolution of dispute by mediator- independent and neutralby mediator- independent and neutral seeks agreement - not determinationseeks agreement - not determination confidentialconfidential without prejudicewithout prejudice

Page 3: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

Role of MediatorRole of MediatorRole of MediatorRole of Mediator

ISIS impartialimpartial independentindependent trainedtrained experiencedexperienced facilitator/commentatorfacilitator/commentator

NOTNOT arbitratorarbitrator advocateadvocate legal advisorlegal advisor

Page 4: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

When to MediateWhen to MediateWhen to MediateWhen to Mediate

Before Litigation - voluntary, contractual (pre- Before Litigation - voluntary, contractual (pre- condition)condition)

During litigationDuring litigation voluntaryvoluntary court mandated - S53A Federal Court Actcourt mandated - S53A Federal Court Act close of pleadings/discovery/evidenceclose of pleadings/discovery/evidence

Page 5: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

A Structured Process A Structured Process A Structured Process A Structured Process

072 - R7 - Fed.Ct Rules072 - R7 - Fed.Ct Rules but flexiblebut flexible several modelsseveral models

Page 6: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

Pre - Mediation DiscussionPre - Mediation DiscussionPre - Mediation DiscussionPre - Mediation Discussion

Logistics - time, place, fees, confidentialityLogistics - time, place, fees, confidentiality

Parties - authority, lawyers / no lawyersParties - authority, lawyers / no lawyers

Page 7: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

Mediation Agreement - see attachedMediation Agreement - see attachedMediation Agreement - see attachedMediation Agreement - see attached

Parties / mediatorParties / mediator Immunity / indemnityImmunity / indemnity PrivilegePrivilege Costs / paymentCosts / payment

Page 8: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

A Common Model - CaucusA Common Model - CaucusA Common Model - CaucusA Common Model - Caucus

Opening sessionOpening session Mediator explains roleMediator explains role Parties statements’Parties statements’

facts agreed/ in contentionfacts agreed/ in contention statement of positionstatement of position desired outcomedesired outcome

Page 9: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

A Common Model - CaucusA Common Model - CaucusA Common Model - CaucusA Common Model - Caucus

Joint SessionJoint Session Party InteractionParty Interaction MediatorMediator

focus discussion - interests v. rightsfocus discussion - interests v. rights identify - points of conflict / points of agreementidentify - points of conflict / points of agreement summarisesummarise

Page 10: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

A Common Model - CaucusA Common Model - CaucusA Common Model - CaucusA Common Model - Caucus

Caucus ( Private Session ) - each partyCaucus ( Private Session ) - each party draw out interest - any hidden agendadraw out interest - any hidden agenda other party’s perspectiveother party’s perspective reality testingreality testing consequences - time, costconsequences - time, cost alternativesalternatives

Page 11: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

A Common Model - CaucusA Common Model - CaucusA Common Model - CaucusA Common Model - Caucus

Further Joint SessionsFurther Joint Sessions Further Private SessionsFurther Private Sessions

Shuttle DiplomacyShuttle Diplomacy

Page 12: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

ResolutionResolutionResolutionResolution

ResolutionResolution Settlement AgreementSettlement Agreement BindingBinding

No ResolutionNo Resolution Back to courtBack to court Without prejudiceWithout prejudice

Page 13: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

An Example - Steel RockboltsAn Example - Steel RockboltsAn Example - Steel RockboltsAn Example - Steel Rockbolts

SmallCoSmallCo patentee, strong rights, weak financial, patentee, strong rights, weak financial,

small volume steel user - West Coast small volume steel user - West Coast

BigCoBigCo infringer, doubtful defence, strong resources, infringer, doubtful defence, strong resources,

large volume steel user - East Costlarge volume steel user - East Cost

Page 14: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

Agree MediationAgree MediationAgree MediationAgree Mediation

Mediator - steel industry backgroundMediator - steel industry background Known and respectedKnown and respected Identified opportunities - mutual benefitsIdentified opportunities - mutual benefits

Page 15: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

OutcomeOutcomeOutcomeOutcome

BigCoBigCo cease manufacturecease manufacture purchase from SmallCo for East Coastpurchase from SmallCo for East Coast supply steel to SmallCosupply steel to SmallCo compensate for past infringement by discount compensate for past infringement by discount

steel price over 2 yearssteel price over 2 years

Page 16: The Mediation Alternative Mr Des Ryan AM. The Mediation Alternative What is Mediation? n voluntary ( but see below) n assisted resolution of dispute n

The Mediation Alternative

OutcomeOutcomeOutcomeOutcome

SmallCoSmallCo supply product to BigCosupply product to BigCo Option to purchase SmallCo business if SmallCo Option to purchase SmallCo business if SmallCo

wishes to sellwishes to sell