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The Mammalian Safety Assessment of
GM Crops
Gregory S. Ladics, Ph.D., DABT, Fellow ATS
DuPont Pioneer Agricultural Biotechnology
Wilmington, DE USA
Biotechnology
• Genetic manipulation of organisms is notnew - humans have been doing this for thousands of years
• plant & animal breeding
Food crops
Evolution of Zea mays from ancestral teosinte (left) to modern
corn (right). The middle figure shows possible hybrids of teosinte
& early corn varieties
Global Population Growth and Percent of
Growth by Region 2010-2050
Source: United Nations
Global Harvest Initiative, 2011 GAP Report
GMOs for 21st Century – part of the solution to meet growing food demand
Insect and Disease
Resistance
Nutritional
QualityAbiotic
Stresses
Herbicide
Resistance
Genetic Yield Potential
•Biotech crops have potential advantages to environment
-reduced tillage = reduced erosion
-reduced exposure to certain pesticides
-improved water and nitrogen use efficiency
-allow improved use of sub-optimal lands
-increase in yields to avoid land conversion
• Biotech crops have several potential advantages to
consumers
-reduction in exposure to certain pesticides
-lower mycotoxin levels
-enhanced traits –oil, vitamins, nutrients
Historically we learned to eat “safely” through experience:
Food/Feed Safety AssessmentRELATIVE SAFETY
GM-Crops must be “as safe as” Non-GM
But, you can NOT guarantee absolute safety!
SAFETY FOCUS IS ON THE NEW GENE-PROTEIN
Wheat must be avoided by those with celiac disease
Legumes (beans/peas) must be cooked to inactivate lectins and trypsin
inhibitors
Allergic individuals must avoid specific foods
Product Safety Assessment
AllergenicityToxicology
(mammalian)
Human Dietary Exposure
Assessment
Environmental
Gene Flow
Environmental Fate/Exposure
Ecotoxicology
Insect Resistance Management
Holistic approach
Inherent toxicity? HOSU of source? Toxic?
Gene Gene product GM PlantHost plant
Allergenic?
Substantial
Equivalence ?
Inherent allergenicity?Insertion
consequences?
Horizontal transfer?
Increase of toxicity?
Increase of allergenicity?
-Comparison of the GM crop to a conventional equivalent with a History
of Safe Use (HOSU) guides the safety assessment
Substantial Equivalence
• The overall safety assessment of GM food begins with the concept known as “substantial equivalence”.
• Takes into account both intended and potential unintended effects that may occur in the GM plant compared to a conventional counterpart that has a history of safe use.
• Involves identifying any changes introduced through the genetic modification: nutrients, antinutrients, and natural toxicants, as well as any phenotypic or agronomic changes.
• Substantial equivalence is not a safety assessment in itself, but is a starting point, which is used to structure the safety assessment of the GM crop.
Substantial Equivalence: Nutrients
Proximates and Fiber (7)Crude Protein
Crude Fat
Ash
Crude Fiber
Acid detergent fiber
Neutral detergent fiber
Carbohydrates
Fatty Acids (25)Caprylic acid (C8:0)
Capric acid (C10:0)
Lauric acid (C12:0)
Myristic acid (C14:0)
Myristoleic acid (C14:1)
Pentadecanoic acid (C15:0)
Pentadecenoic acid (C15:1)
Palmitic acid (C16:0)
Palmitoleic acid (C16:1)
Heptadecanoic acid (C17:0)
Heptadecenoic acid (C17:1)
Stearic acid (C18:0)
Oleic acid (C18:1)
Linoleic acid (C18:2)
(9,15) Isomer of linoleic acid (C18:2)
Linolenic acid (C18:3)
γ-linolenic acid (C18:3)
Arachidic acid (C20:0)
Eicosenoic acid (C20:1)
Eicosadienoic acid (C20:2)
Eicosatrienoic acid (C20:3)
Arachidonic acid (C20:4)
Behenic acid (C22:0)
Erucic acid (C22:1)
Lignoceric acid (C24:0)
Vitamins (24)Vitamin B1
Vitamin B2
Pantothenic acid
Vitamin B6
Niacin
Folic acid
α-tocopherol
β-tocopherol
δ-tocopherol
γ-tocopherol
Total tocopherols
Isoflavones
Genistin
Genistein
Malonylgenistin
Acetylgenistin
Daidzin
Daidzein
Malonyldaidzin
Acetyldaidzin
Glycitin
Glycitein
Malonylglycitin
Acetylglycitin
Oligosaccharides (4)Sucrose
Stachyose
Raffinose
Secondary Metabolites & Anti-Nutrients (4)Coumestrol
Lectins
Phytic acid
Trypsin Inhibitor
Amino Acids (18)Methionine
Cystine
Lysine
Tryptophan
Threonine
Isoleucine
Histidine
Valine
Leucine
Arginine
Phenylalanine
Glycine
Alanine
Aspartic acid
Glutamic acid
Proline
Serine
Tyrosine
Minerals (9)Calcium
Phosphorous
Magnesium
Manganese
Copper
Iron
Potassium
Sodium
Zinc
Holistic approach
Inherent toxicity? HOSU of source? Toxic?
Gene Gene product GM PlantHost plant
Allergenic?
Substantial Equivalence ?
Inherent allergenicity? Insertion consequences?
Horizontal transfer?
Increase of toxicity?
Increase of allergenicity?
Adverse Reactions To FoodFood hypersensitivity
Non-immune mediated
Food intolerance
Immune-mediated
Food allergy
IgENon-IgE
Celiac Disease (gluten)
inflammatory
disease small intestine
-Metabolic (lactose intolerance)
-Pharmacologic
-idiosyncratic
(asthma and sulfites;
headaches and chocolate,
cheese, or aspartame)nausea, vomiting
urticaria, difficulty
breathing, anaphylactic
shock
IgE Mediated Symptoms
10 to 20 minutes after
eating:
• hives
• angioedema
• asthma
• diarrhea/vomiting
• atopic dermatitis
• anaphylaxis
Protein-specific IgE is the key
mediator in Food Allergy
allergen
Peanut
(Ara h 1)
Sensitized
Antigen
Specific
B cells
Make IgE
(2 IgE epitopes)IgE
FceRIMast cellsrelease
histamine
& leukotrienes
Categories of Potential Health Risks
Relative to Protein Allergenicity
(in order of risk)
1. Transfer an existing allergen or cross-reactive protein into another crop.
2. Creation of food allergens de novo (i.e., potential to become a new allergen)
3. Alteration or quantitative increase of endogenous (existing) allergens (i.e., increasing the hazard of currently allergenic foods)
Codex guideline – Weight of Evidence
Protein Allergenicity Assessment
Weight
Of
Evidence
CODEX, 2009
Glycosylation
Stability to Pepsin
Expression Levels
Heat Stability
Bioinformatics
Gene source
Stability to Trypsin
Immunological
Methods**
**if necessary
Categories of Potential Health Risks
Relative to Allergenicity
1. Transfer an existing allergen or cross-reactive protein into another crop
2. Alteration or quantitative increase of endogenous (existing) allergens
3. Creation of food allergens de novo
1. Bioinformatics/Immunological methods
2. Analytical methods
3. Physical properties of protein (e.g., stability in SGF; heat)
Endpoints to reduce
potential risk per
CODEX (2009):
Potential
Risk:
What is Bioinformatics?
Definition:“the comparative analysis of protein sequences intended
to evaluate structural and functional relationships”
Core PrinciplesProtein structure is determined by amino acid sequence
Similar amino acid sequences have similar structure
Similar sequence and structure infers a common ancestor gene and related function.
How does bioinformatics help?
Allows one primary question to be asked:Is the protein an existing allergen?
Allows one secondary question to be
asked:Is the protein likely to cross-react with an existing
allergen?
Bioinformatics is not intended to answer
whether a protein will “become” an
allergen
Search Strategy
• Allergen Search
– Compare amino acid sequence of query protein to database containing sequences of food, dermal and respiratory allergens.
University of Nebraska Allergen Database
• Industry sponsored, peer-reviewed allergen database at
Univ. Nebraska
– Peer-reviewed by clinical and research allergists from around the world: Japan, Europe, and U.S.
– Well-defined criteria; posted on database website.
– Inclusion of protein allergens (food, dermal, respiratory) based on available data in the public literature.
– Updated once a year (Version 14)
– Available free to the general public
– www.allergenonline.org
Allergen Search Strategy
– Compare amino acid sequence of query protein to database containing sequences of food, dermal and respiratory allergens.
• Evaluate sequence for amino acid identity using local alignment programs, such as BLAST (or FASTA) • ≥ 35% identity over an 80 or greater amino acid window
and potential (theoretical) IgE epitope matches.– ≥ 8 contiguous identical amino acids (EFSA 2011; Ladics et al.,
2011, Reg. Toxicol. Pharmacol., 60:46-53).
Categories of Potential Health Risks
Relative to Allergenicity
1. Transfer an existing allergen or cross-reactive protein into another crop
2. Alteration or quantitative increase of endogenous (existing) allergens
3. Creation of food allergens de novo
1. Bioinformatics/Immunological methods
2. Analytical methods
3. Physical properties of protein (e.g., stability in SGF; heat)
Endpoints to reduce
potential risk per
CODEX (2009):
Potential
Risk:
• For proteins originating from an allergenic source, or
having significant homology with a known allergen,
specific serum screening is conducted.
• An issue of critical importance to sera screening is the
availability of well characterized, quality human sera from
a sufficient number of patients.
• Potential false positives/equivocal results
Specific IgE Sera Screening
Categories of Potential Health Risks
Relative to Allergenicity
1. Transfer an existing allergen or cross-reactive protein into another crop
2. Alteration or quantitative increase of endogenous (existing) allergens
3. Creation of food allergens de novo
1. Bioinformatics/Immunological methods
2. Analytical methods
3. Physical properties of protein (e.g., stability in SGF; heat)
Endpoints to reduce
potential risk per
CODEX (2009):
Potential
Risk:
Categories of Potential Health Risks
Relative to Allergenicity
1. Transfer an existing allergen or cross-reactive protein into another crop
2. Alteration or quantitative increase of endogenous (existing) allergens
3. Creation of food allergens de novo
1. Bioinformatics/Immunological methods
2. Analytical methods
3. Physical properties of protein (e.g., stability in SGF; heat)
Endpoints to reduce
potential risk per
CODEX (2009):
Potential
Risk:
32
Stability to Pepsin In Vitro
pH 1.2
Pepsin
Provides a loose correlation for
major food allergens (stable).
This test is not meant to “mimic” real
digestion
• Protein resistance to pepsin evaluated in simulated gastric fluid (pH 1.2) containing 0.3% (w/v) pepsin.
• Digestions performed for time intervals 0, 15 and 30 seconds, 1, 2, 5, 10, 15, 20, 30, and 60 minutes at 37°C.
• Samples (each protein at each time point) then analyzed by SDS polyacrylamide gel electrophoresis and/or Western blot analysis.
• A standardized protocol for evaluating the in vitro pepsin resistance of proteins was established (Thomas et al., Regulatory Toxicology Pharmacology, 39:87-98, 2004).
Molecular
Weight
(kDa)
Protein X
Pepsin
LaneLoad Volume
µLSample ID
1 20 Protein X (~2.3 µg) in water ”Time 0”
2 13 SeeBlue molecular weight marker
3 20 Protein X (~2.3 µg) in SGF “Time 0”
4 20 Protein X in SGF for 0.5 minutes
5 20 Protein X in SGF for 1 minute
6 20 Protein X in SGF for 2 minutes
7 20 Protein X in SGF for 5 minutes
8 20 Protein X in SGF for 10 minutes
9 20 Protein X in SGF for 20 minutes
10 20 Protein X in SGF for 30 minutes
11 20 Protein X in SGF for 60 minutes
12 20 SGF control ~60 minutes
Heat Stability
Residual Enzyme Activity after Heating for 15 Minutes
0
20
40
60
80
100
35 40 45 50 55 60
Incubation Temperature, (oC)
En
zym
e A
cti
vit
y,
% o
f U
nh
eate
d
Protein X- chlorsulfuron
Protein X + chlorsulfuron
• Very active research area; no consensus
• Definite need for further evaluation
• selectivity
• sensitivity
• testing with a range of proteins
• None (rodent or non-rodent) validated or widely
accepted
Can animal models identify
allergenic food proteins?
Ladics et al., (2010). Reg. Toxicol. Pharmacol., 56:212-
224
Holistic approach
Inherent toxicity? HOSU of source? Toxic?
Gene Gene product GM PlantHost plant
Allergenic?
Substantial Equivalence ?
Inherent allergenicity? Insertion consequences?
Horizontal transfer?
Increase of toxicity?
Increase of allergenicity?
Weight of Evidence
Weight
Of
Evidence
History of Safe Use
Expression Level & Dietary Intake
Bioinformatics
In Vitro Digestibility
Mode of Action
& Specificity
Heat Lability
Safety Assessment Considerations for
All Proteins (in silico/in vitro)
• History of Safe Use: The protein has a history of safe use/consumption in food and the source of the inserted DNA does not raise any toxicological concerns.
• Mode of Action and Specificity: The protein acts as intended with a known spectrum of activity. Define biological function, specificity, and mode of action.
• Bioinformatic Analysis: Comparison of the amino acid sequence of the protein in silico to known sequences to determine similarity to known protein toxins, anti-nutrients.
Bioinformatic Screening Tools-
Regulatory
– BLASTP search against the Genpept dataset (millions proteins)
representing submitted protein sequences and translations of all
submitted nucleotide sequences)
– Default parameters (BLOSUM62 matrix; E cutoff of 1.0, low
complexity filtering turned off, maximum number of
alignments returned)
– Alignment results are manually reviewed for similarities to
proteins that might generate safety concerns (including
literature review, background information when necessary)
Safety Assessment Considerations for
All Proteins (in silico/in vitro)
• In Vitro Digestibility and Heat Lability: The protein is readily degraded by pepsin and/or trypsin preparations, pH, and/or temperature.
• Expression Level and Dietary Intake:Determine level of expression of the protein in the crop or crop by-products- compare to existing exposures for the same or related proteins in existing foods; estimate dietary human exposure.
ILSI IFBiC TF6 protein safety
(toxicology) tiered approach
Tier I. Basic Hazard Assessment₋ History of safe use
₋ Bioinformatics
₋ Mode of action and specificity
₋ In vitro digestibility and heat lability
₋ Expression level and dietary intake
Tier II. Supplementary Hazard Assessment
₋Triggered when concerns raised in Tier I
₋ Acute toxicology studies
₋ Repeat dose toxicology studies
₋ Hypothesis-based toxicology studies
Delaney et al., 2008. Food Chem. Tox. 46, S71-S97
Why Acute Toxicology Studies?
• Protein toxins act through acute
mechanisms after the administration of a
single dose at doses in the nanogram to
milligram per kilogram body weight.
• Therefore, acute oral toxicity studies using
gram per kilogram body weight doses of
the novel protein are appropriate for
assessing the potential toxicity of proteins
Acute Oral Toxicity Test (in vivo)
• Details– Typically conducted in mice (5 male and/or 5
female)
– Recombinant transgene protein (2-5 g)• Need to test protein representative of form expressed in
planta (biochemical equivalence)
– One time oral gavage to “limit” dose:• 2000 mg/kg (OECD)
• Equivalent to 140 g of protein in average human
– Evaluate (14 day observation):• Mortality, body weight, behavioral endpoints, gross
necropsy
– Conclusion:• Transgene protein is or is not acutely toxic
Acute oral toxicity studies conducted with pure transgene
proteins have not demonstrated evidence of adverse
effects
Protein Toxicity
• Proteins have never been shown to be
direct-acting carcinogens, mutagens,
teratogens, or reproductive toxicants.
• Thus, generally not necessary to test
proteins for these toxicological endpoints.
Holistic approach
Inherent toxicity? HOSU of source? Toxic?
Gene Gene product GM Plant*Host plant
Allergenic?
Substantial Equivalence ?
Inherent allergenicity? Insertion consequences?
Horizontal transfer?
- Unintended effects: predictable and unpredictable effects-*Part of plant consumed by humans (typically grain)
Increase of toxicity?
Increase of allergenicity?
Whole Foods
• Subchronic rodent feeding studies
– A general but comprehensive health screen
– Relatively long term exposure that includes development and maturation
• 90 Days in duration (13 weeks); diet fed ad libitum
• Control is closest genetic non-GM comparator; non-GM Reference Standards (acceptable range of normal variation)
• 10-12 animals/sex per test group
– Goal is to determine if unintended differences
occurred during production of a GM resulting in adverse effects
Whole Foods• Subchronic rodent feeding studies
– Nutritional performance (in-life evaluations)• Body weight
• Feed consumption
• Feed efficiency
• Detailed clinical observations
• Neurobehavioral (motor activity; FOB)
• Mortality
– Extensive Clinical Pathology evaluation Following In-Life Phase
• Hematology (16); Coagulation (2)
• Organ Weights; Pathology (~40 organs)
• Clinical Chemistry (18)
• Urinalysis
Results Analyses
Feeding Study
Compare Non-GM vs. GM
Use references to define
acceptable control values
Tolerance
Interval
0
5
10
15
20
25
30
35
40
Non-GM GM
Eff
ect
Substantial Equivalence: Feed Safety and
Performance (Nutritional Equiv.)
Animals are fed GM crops and control conventionally bred crops
in balanced diets: animal production and health is evaluated
No Significant Differences in current GM crops
• Feed Intake
• Body Weight
• Carcass Yield
• Feed Efficiency
• Feed Conversion
• Milk Yield
• Milk Composition
• Digestibility
• Nutrient
Composition
• Acute oral toxicity studies conducted with pure transgene
proteins have not demonstrated evidence of adverse
effects
• GM grains are subjected to analytical evaluations to
establish equivalence of GM grain to non-GM grain
• Long term feeding studies conducted in poultry and
rodents consuming diets formulated with GM grains have
not identified adverse effects
• Large animal feeding studies have demonstrated
nutritional equivalence of GM crops
Conclusions-GM Crops
• Substantial Equivalence
• Agronomic Equivalence (phenology)
• Nutritional Equivalence (crop composition)
Food and Feed Safety Assessment Framework
Nutritional Safety
Rat: 90-day study
Poultry: 42-day study
Allergenicity
Gene origin, bioinformatics, heat and digestion
Protein Safety
Protein characterization and expression
Acute mouse test at a high concentration
Safe
ty A
ssessm
ent
Conclusions
• In contrast to traditional foods, a rigorous safety assessment process exists for GM crops.
• The mammalian safety assessment process of GM food focuses on an evaluation of the allergenic and toxic potential of the introduced novel traits, as well as the wholesomeness of the GM crop.