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The Laboratory Performance Appraisal Process and ... ... Northwest National Laboratory (hereafter referred to as “the Laboratory”) for the evaluation period from October 1, 2012,

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  • AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 1. CONTRACT ID CODE

    I PAGE OF PAGES

    1 I 2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE 4. REQUISITION/PURCHASE REQ. NO. I 5. PROJECT NO. (If applicable)

    M915 See Block 16C

    6. 1SSUED BY CODE 7. ADM INISTERED BY (If other than Item 6) CODE I U.S. Department of Energy Pacific Northwest Site Office Post Office Box 350 Richland, WA 99352

    8. NAM E AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP Code) (0) 9A. AMENDMENT OF SOLICITATION NO.

    Battelle Memorial Institute D 9B. DATED (SEE ITEM 11) Pacific Northwest Division Richland, Benton County, WA 99352 10A. MODIFICATION OF CONTRACT/ORDER NO. DUNS# 032987476

    D DE-AC05-76RL01830

    1 OB. DATED (SEE ITEM 13)

    CODE FACILITY CODE December 30, 1964

    11 . THIS ITEM APPLIES TO AMENDMENTS OF SOLICITATIONS

    0 The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers 0 is extended, 0 is not extended. Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended by one of the following methods:

    (a) By completing Items 8 and 15 . and returning copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAI LURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of lhis amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified. 12. ACCOUNTING AND APPROPRIATION DATA (If required)

    13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

    _c_H_Ec_K_o_N_E-i A. THI S CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority)

    0 THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT/ORDER NO. IN ITEM 10A.

    D B. THE ABOVE NUMBERED CONTRACTIORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b). C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

    Bilateral Modification pursuant to the mutual agreement of both parties.

    D D. OTHER (Specify type of modification and authority)

    E. IMPORTANT: Contractor Dis not, ~ is required to sign this document and return 2 copies to the issuing office.

    14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)

    This modification replaces Appendix E. FY 2012 Performance Evaluation and Measurement Plan with Appendix E, FY 201 3 Performance Evaluation and Measurement Plan.

    This modification results in no other changes.

    Except as provided herein. all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.

    15A. NAME AND TITLE OF SIGNER (Type or print) 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

    Karen L. Hoewing General Counsel

    BY

    NSN 7 Previous edition unusable

    15C. DATE SIGNED

    d to sign)

    Melanie P. Fletc her Contracting Officer

    TED STATES OF AMERICA 16C. DATE SIGNED

    ~I f.;L STANDARD FORM 30 (REV. 10-83 Prescribed by GSA FAR (48 CFR 53.243)

  • Contract Number: DE-AC05-76RL01830 Modification M915

    APPENDIX E

    STANDARDS OF PERFORMANCE-BASED FEE

    FY 2013

    BATTELLE PERFORMANCE EVALUATION AND MEASUREMENT PLAN

    FOR

    MANAGEMENT AND OPERATIONS OF THE

    PACIFIC NORTHWEST NATIONAL LABORATORY

    J-E-i

  • Contract Number: DE-AC05-76RL01830 Modification M915

    APPENDIX E STANDARDS OF PERFORMANCE-BASED FEE

    FY 2013

    BATTELLE PERFORMANCE EVALUATION AND MEASUREMENT PLAN

    FOR

    MANAGEMENT AND OPERATIONS OF THE

    PACIFIC NORTHWEST NATIONAL LABORATORY

    J-E-2

  • Contract Number: DE-AC05-76RL01830 Modification M915

    INTRODUCTION ....................................................................................................................................... 5

    I. DETERMINING THE CONTRACTOR'S PERFORMANCE RATING, PERFORMANCE- BASED FEE AND AWARD TERM ELIGIBILITY .................................................................. 5

    II. PERFORMANCE GOALS, OBJECTIVES & NOTABLE OUTCOMES .................................... 12

    Background ............................................................................................................................................... 12

    Performance Goals, Objectives, and Notable Outcomes ....................................................................... 12

    GOAL 1.0 Provide for Efficient and Effective Mission Accomplishment .................................... 13

    1.1 Provide Science and Technology Results with Meaningful Impact on the Field ................... 13

    1.2 Provide Quality Leadership in Science and Technology that Advances Community Goals and DOE Mission Goals. ............................................................................................................. 15

    GOAL 2.0 Provide for Efficient and Effective Design, Fabrication, Construction and Operations of Research Facilities ............................................................................................... 20

    2.1 Provide Effective Facility Design(s) as Required to Support Laboratory Programs (i.e., activities leading up to CD-2) ...................................................................................................... 20

    2.2 Provide for the Effective and Efficient Construction of Facilities and/or Fabrication of Components (execution phase, post CD-2 to CD-4) .................................................................. 22

    2.3 Provide Efficient and Effective Operation of Facilities ............................................................ 23

    2.4 Utilization of Facility(ies) to Provide Impactful S&T Results and Benefits to External User Communities ................................................................................................................................. 25

    GOAL 3.0 Provide Effective and Efficient Science and Technology Program Management ..... 27

    3.1 Provide Effective and Efficient Strategic Planning and Stewardship of Scientific Capabilities and Program Vision ............................................................................................... 28

    3.2 Provide Effective and Efficient Science and Technology Project/Program/Facilities Management ................................................................................................................................. 30

    3.3 Provide Efficient and Effective Communications and Responsiveness to Headquarters Needs ............................................................................................................................................. 31

    GOAL 4.0 Provide Sound and Competent Leadership and Stewardship of the Laboratory ..... 38

    4.1 Leadership and Stewardship of the Laboratory ....................................................................... 38

    4.2 Management and Operation of the Laboratory ........................................................................ 39

    4.3 Contractor Value-added .............................................................................................................. 40

    GOAL 5.0 Sustain Excellence and Enhance Effectiveness of Integrated Safety, Health, and Environmental Protection ........................................................................................................... 42

    5.1 Provide an Efficient and Effective Worker Health and Safety Program................................ 42

    5.2 Provide Efficient and Effective Environmental Management System .................................... 42

    GOAL 6.0 Deliver Efficient, Effective, and Responsive Business Systems and Resources that Enable the Successful Achievement of the Laboratory Mission(s) .......................................... 43

    6.1 Provide an Efficient, Effective, and Responsive Financial Management System .................. 43

    J-E-3

  • Contract Number: DE-AC05-76RL01830 Modification M915

    6.2 Provide an Efficient, Effective, and Responsive Acquisition Management System and

    Property Management System .................................................................................................... 43

    6.3 Provide an Efficient, Effective, and Responsive Human Resources Management System and Diversity Program ........................................................................................................................ 43

    6.4 Provide Efficient, Effective, and Responsive Contractor Assurance Systems, including Internal Audit and Quality ......................................................................................................... 43

    6.5 Demonstrate Effec

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