16
RESEARCH FOUNDATION BOOKSTORE BOOKSTORE SPOTLIGHTS NEW! Enterprise Risk Management: Achieving and Sustaining Success Code: ERM (See Page 6) NEW! Auditing Outsourced Functions: Risk Management in an Outsourced World Code: OUTSOURCE (See Page 4) 10% OFF 10% OFF OCT 2012 TITLES INSIDE COVERING: 4 EDITOR’S CHOICE 6 FEATURED BOOK 7 AUDIT COMMITTEE & GOVERNANCE 8 AUDIT TOOLS 10 TECHNOLOGY 12 CERTIFICATION ALL ITEMS ARE REVIEWED BY INTERNAL AUDITORS, FOR INTERNAL AUDITORS. NEW! Sawyer’s Guide for Internal Auditors, 6th Edition Code: SAWYER (See Page 5) 10% OFF

The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

Embed Size (px)

DESCRIPTION

The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

Citation preview

Page 1: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

ReseaRch Foundation BookstoRe

Bookstorespotlights

NEW! Enterprise Risk Management: Achieving and Sustaining Success

code: eRM (see Page 6)

NEW! Auditing Outsourced Functions: Risk Management in an Outsourced World

code: outsouRce (see Page 4)

10%OFF

10%OFF

oct 2012

titles inside coveRing:

4 editoR’s choice

6 FeatuRed Book

7 audit coMMittee & goveRnance

8 audit tools

10 technology

12 ceRtiFication

all iteMs aRe Reviewed By inteRnal auditoRs, FoR inteRnal auditoRs.

NEW! Sawyer’s Guide for Internal Auditors, 6th Edition

code: sawyeR (see Page 5)

10%OFF

Page 2: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

The IIA’s 2012

TOpBesTsellers10Are you missing any of these popular

resources in your audit library? Visit www.theiia.org/bookstore and use promotion code BEST2012 and SAVE AN ADDITIONAL 20% OFF until 12/31/2012!

Sawyer’s Guide for Internal Auditors, 6th editioniteM no: 1099 iia MeMBeRs: $175 / nonMeMBeRs: $225

The Practitioner’s Blueprint to Construction AuditingiteM no: 1105 iia MeMBeRs: $65 / nonMeMBeRs: $85

IFRS Implementation: Best Practices for Assurance of Organizational ValueiteM no: 5022 iia MeMBeRs: $35 / nonMeMBeRs: $45

Advancing Organizational Governance: Internal Audit’s Role iteM no: 1086 iia MeMBeRs: $60 / nonMeMBeRs: $70

10 Key Techniques to Improve Team ProductivityiteM no: 1088 iia MeMBeRs: $45 / nonMeMBeRs: $55

Enterprise Risk Management: Achieving and Sustaining SuccessiteM no: 1117 iia MeMBeRs: $95 / nonMeMBeRs: $120

Auditing Outsourced Functions: Risk Management in an Outsourced WorlditeM no: 1108 iia MeMBeRs: $45 / nonMeMBeRs: $55

Clarity, Impact, Speed: Delivering Audit Reports That MatteriteM no: 1085 iia MeMBeRs: $55 / nonMeMBeRs: $65

Minimize Costs and Increase the Value of Your Sarbanes-Oxley 404 ProgramiteM no: 1095 iia MeMBeRs: $35 / nonMeMBeRs: $45

International Professional Practices Framework Updated for 2012iteM no: 1060.2 iia MeMBeRs: $50 / nonMeMBeRs: $75

2

Page 3: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

The IIA research Foundation — The resource Internal Auditors Turn to Time and Time Again

For more than three decades, The IIARF has been a powerhouse of information that empowers audit practitioners. As the research arm of The IIA, The Foundation provides groundbreaking research conducted by thought leaders in the profession. Through initiatives that explore current issues, emerging trends, and future needs, The IIARF has been a driving force behind the evolution of the profession and delivered:

•Hundredsofresearchreportscoveringthefullspectrumofissuesfacingtheprofession.

•Over400internalauditpublications,tools,andreferencematerialsaccessiblethroughTheIIARF’sBookstore — and more than 75 of these are free to IIA members.

•Unprecedentedglobalresearchthatcanbeleveragedforfutureprojects—forexample,theCommonBodyofKnowledge(CBOK)Study.

•Grantsandawardsthatsupportresearchbystudents,educators,IIAchaptersandInstitutes,andothercurious minds looking to make a meaningful contribution to our profession.

It might surprise you to learn that The Foundation relies solely on donor contribu-tions. No portion of your IIA membership dues goes toward IIARF efforts. Each dollar donated to The Foundation goes toward providing resources that make a differenceinpractitioners’work.Ifyouhavealreadydonated,wesincerelythankyou. To support The IIARF today, please visit www.theiia.org/Research.

3

Page 4: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

edit

oR’s

cho

ice

editor’s Choice

NEW! 10 Key Techniques to Improve Team ProductivityMore is being asked of internal auditors than ever before. as a result, diligent efforts are needed to provide a workplace environment where individuals can achieve their full potential and, in the process, contribute to the successful execution of internal audit projects.

iteM no: 1088 iia MeMBeRs: $45 / nonMeMBeRs: $55

The Comprehensive Audit Library Collection the comprehensive audit library collection comprises the Fundamental audit library collection Plus the new intermediate audit library collection and hand-selected books from our handbook series. this library includes 27 essential internal audit resources.

iteM no: 1043 iia MeMBeRs: $1,430 / nonMeMBeRs: $2,120

NEW! Minimize Costs & Increase the Value of Your Sarbanes-Oxley 404 Programwritten by a recognized thought leader in sarbanes-oxley, risk management, and internal audit, this guide gives readers the keys to creating an effective and efficient sarbanes-oxley program. Also available as a pDF download.

iteM no: 1095 iia MeMBeRs: $35 / nonMeMBeRs: $45

NEW! Enterprise Risk Management: Achieving and Sustaining Successinternal auditors are an integral part of an organization achieving and sustaining success. they play an important role in all phases of eRM implementation and can help validate and improve eRM activities by aligning their ongoing audit activities with the eRM objectives. this book provides a roadmap for all internal auditors, regardless of their eRM expertise, to translate complex eRM concepts into concrete guidance that internal auditors find straightforward and practical.

iteM no: 1117 iia MeMBeRs: $95 / nonMeMBeRs: $120

NEW! Auditing Outsourced Functions: Risk Management in an Outsourced Worldcould your organization suffer a catastrophic failure due to outsourcing? Many times outsourcing partnerships are a great success, effectively reducing costs for an organization. however, outsourcing can also have unintended, unforeseen, or even disastrous results. whether you are an auditor, manager, or executive, auditing outsourced Functions offers the perspective you need in today’s outsourced world.

iteM no: 1108 iia MeMBeRs: $45 / nonMeMBeRs: $55

Visit www.theiia.org/bookstore4 * Prices are subject to change.

Page 5: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

editoR’s choice

NEW! Clarity, Impact, Speed: Delivering Audit Reports That Mattersally cutler has done it again. in this exciting new handbook, cutler updates report-design and report-writing techniques, enabling you to construct clear and persuasive audit reports that address current and emerging demands. these strategies work whether your organization is small or large, your internal audit activity is long-standing or newly established, and you are a for-profit, not-for-profit, or government organization.

iteM no: 1085 iia MeMBeRs: $55 / nonMeMBeRs: $65

NEW! Sawyer’s Guide for Internal Auditors, 6th EditionFirst published in 1973, larry sawyer’s work has helped guide many internal auditors and shaped the profession. this 6th edition is a 3-volume set, making the content more navigable for the reader, and each volume includes an index and glossary for easy reference.

volume 1: internal audit essentialsvolume 2: internal audit Processes and Methodsvolume 3: governance, Risk Management, and compliance essentials

iteM no: 1099 iia MeMBeRs: $175 / nonMeMBeRs: $225

NEW! The Practitioner’s Blueprint to Construction Auditingchange orders? as-builts? MeP? if this terminology sounds foreign to you, you are not alone. the world of construction has a unique nomencla-ture, as well as unique risks and risk management techniques. when you are faced with auditing a construction project, you probably wish that you had access to an experienced construction auditor who could shed some light on this complex field. The Practitioner’s Blueprint to Construc-tion Auditing provides just that.

iteM no: 1105 iia MeMBeRs: $65 / nonMeMBeRs: $85

NEW! IFRS Implementation: Best Practices for Assurance of Organizational Valueinternational Financial Reporting standards (iFRs) have been adopted by more than 120 countries, including the european union, canada, and other major u.s. trading partners — and all signs suggest that the u.s. will adopt iFRs in the near future. internal auditors’ holistic organizational view places them in a unique position to positively influence the conversion process.

iteM no: 5022 iia MeMBeRs: $35 / nonMeMBeRs: $45

More than 100+ courses can be customized and delivered to your organization on your schedule by iia on-site training. visit www.theiia.org/Onsite or call +1-407-937-1388.

5Visit www.theiia.org/bookstore * Prices are subject to change.

Page 6: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

Feat

uRed

Boo

k

Featured BookNEW! Enterprise Risk Management: Achieving and Sustaining SuccessiteM no: 1117 iia MeMBeRs: $95 / nonMeMBeRs: $120

10% OFF wITh OFFer cODe erM.

erM...whAT YOU NeeD TO KNOw TO Be A sUccessFUl INTerNAl AUDITOr.globalization, e-commerce, technical innovations, new and complex business transactions, scandals, business failures, financial crises, military conflicts, cyberterrorism, government bailouts, crippling regulations, and natural disasters all characterize today’s business climate. some of these events are new; others have been around forever. some are good; some are bad; and some are good or bad depending on your perspective. some happen quickly with little notice; others evolve slowly and can be anticipated.

risk and risk management have existed since the beginning of mankind. enterprise risk manage-ment (erM) is relatively new and involves an organizationwide approach to managing risks. Achieving and sustaining erM success is a huge endeavor — from implementation to ongoing evaluations and improvement initiatives. in other words, it involves a long-term investment of time, energy, and money.

enterprise risk Management: Achieving and sustaining success:

•Helpsinternalauditorstoimplementeffective,efficientERMsystems.

•TranslatescomplexERMconceptsintoconcrete,straightforward,practicalguidance.

•Clarifiestherolesinternalauditorsshouldandshouldnotplay.

•Providesguidanceindeliveringvalue-addingassuranceandconsultingservicesfor ongoing erM success.

•Offersinformationthatisapplicablegloballyandacrossindustrylinesandorganizationsizes.

paul J. sobel, CiA, CrMA, CpA, is vice president/chief audit executive for georgia-pacific, llC, a privately owned forest and consumer products company based in Atlanta, georgia. kurt F. red-ing, phD, CiA, CpA, CMA, is the grant thornton Faculty Fellow and a clinical assistant profes-sor in the school of Accountancy at Wichita state University. sobel and reding also coauthored the textbook published by the iiA research Foundation titled Internal Auditing: Assurance and Consulting Services.

20%off scan QR code below to access this offer.

offers expires 12/31/12.

the 2013 General Audit Management conference features a track on governance, risk, and compliance issues. Register by nov. 2 to save us $300 at www.gaM2013.org.

Visit www.theiia.org/bookstore6 * Prices are subject to change.

Page 7: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

NEW! Board Effectiveness - What Works Best™, 2nd Editiongleaning from insights provided by directors and Pwc profes-sionals around the globe, this research report provides lessons learned and leading practices on how the best boards discharge their key corporate governance responsibilities.

iteM no: 5020.2 iia MeMBeRs: $55 / nonMeMBeRs: $65

NEW! Audit Committee Effectiveness: What Works Best™, 4th EditionAudit Committee Effectiveness – What Works Best, 4th Edition is a convenient guide providing information on topics that are most relevant to the audit committee. the 4th edition shares winning practices to help audit committees carry out their many complex responsibilities, understand what is expected of them, and how they can best address the challenges of their critical role.

iteM no: 5000.4 iia MeMBeRs: $65 / nonMeMBeRs: $85

Quality Assessment Manual, Updated 6th Editionthis updated manual provides guidance and tools for establish-ing and maintaining a quality program, as well as for testing and assessing the program’s alignment with the International Professional Practices Framework (IPPF). 2011 edition updated for 2012.

iteM no: 1055 iia MeMBeRs: $200 / nonMeMBeRs: $245

Audit Committee Reporting: A Guide for Internal Auditinghow does internal auditing deliver clear messages to the audit committee — messages that support good governance and de-liver on internal auditing’s mission? Audit Committee Reporting: A Guide for Internal Auditing helps readers not only to answer this question, but also to fashion a comprehensive approach to audit committee reporting.

iteM no: 1004 iia MeMBeRs: $59 / nonMeMBeR: $70

audit coMM

ittee & goveRnance

Audit Committee & governance

NEW! Evaluating and Improving Organizational Governancecorporate scandals, distrust in organizational leadership, and stakeholders demanding more information, fairness, and direct action have heightened awareness of the need for greater gov-ernance. Evaluating and Improving Organizational Governance provides readers with a number of fundamental principles and practices to consider in framing their organization’s governance structures.

iteM no: 1074 iia MeMBeRs: $55 / nonMeMBeRs: $67

(Practice Guide) Chief Audit Executives: Appointment, Performance Evaluation, and Termination - Downloadable PDFthis practice guide provides an overview of today’s business environment, where there is increasing focus on governance, risk management, and control when appointing a chief audit executive. Free TO MeMBers!

iteM no: 2033.dl iia MeMBeRs: $0 / nonMeMBeRs: $25

20 Questions Directors Should Ask About Internal Audit, 2nd Editionyour stewardship responsibilities as a board director include the identification of your organization’s principal risks and the implementation of systems to manage them, as well as the integrity of its internal control and management information systems.

iteM no: 519 iia MeMBeRs: $15 / nonMeMBeRs: $20

Report of the NACD Blue Ribbon Commission on The Audit Committeethis report offers you and your audit committee 10 principles to guide your oversight of the financial reporting process and other key areas of oversight such as risk management and internal and external auditors.

iteM no: 6089 iia MeMBeRs: $70 / nonMeMBeRs: $150

NEW! Advancing Organizational Governance: Internal Audit’s Role governance, which includes the important subsets of risk, control, and compliance, is the “space” in which internal audit plays. there are tremendous opportunities for internal auditors to add value to their respective organizations through work they can perform in advancing organizational practices.

iteM no: 1086 iia MeMBeRs: $60 / nonMeMBeRs: $70

7Visit www.theiia.org/bookstore * Prices are subject to change.

Page 8: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

NEW! IFRS Implementation: Best Practices for Assurance of Organizational Valueinternational Financial Reporting standards (iFRs) have been adopted by more than 120 countries, including the european union, canada, and other major u.s. trading partners — and all signs suggest that the u.s. will adopt iFRs in the near future. internal auditors’ holistic organizational view places them in a unique position to positively influence the conversion process.

iteM no: 5022iia MeMBeRs: $35 / nonMeMBeRs: $45

Conflict Management and Negotiation Skills for Internal Auditorsthe goals for this book are two-fold: to increase your understanding of how people think and act (including yourself), and to give a tremendous number of tips, practices, suggestions, ideas, and skills that you may use appropriately to increase your relationship and get better audit results with your customers and clients, wherever they may reside.

iteM no: 1019iia MeMBeRs: $75 / nonMeMBeRs: $95

NEW! Auditing Human Resources BundleBundled for savings, these products are essential for any human resource audit activity and it is a “must have” for every audit shop.

iteM no: 1071iia MeMBeRs: $120 / nonMeMBeRs: $145

Audit toolsaudi

t to

ols

NEW! Clarity, Impact, Speed: Delivering Audit Reports That Mattersally cutler has done it again. in this exciting new handbook, cutler updates report-design and report-writing techniques, enabling you to construct clear and persuasive audit reports that address current and emerging demands.

iteM no: 1085iia MeMBeRs: $55 / nonMeMBeRs: $65

Internal Auditing: Assurance & Consulting Services, 2nd EditionInternal Auditing: Assurance & Consulting Services, 2nd Edition, is the premier international textbook designed to support the fast-growing global profession of internal auditing. it was written through the collaboration of three educators and four practitioners, which makes it the cornerstone of internal audit education as well as an important reference and training tool for internal audit practitioners.

iteM no: 1023.2iia MeMBeRs: $105 / nonMeMBeRs: $135

Auditing Social Mediawhen it comes to business communication, social media has transformed how consumers interact with corpora-tions, governments, traditional media, and each other. the game has changed — organizations and traditional broadcast media no longer control the message, con-sumers do — telling it like it is instantly — through uploaded text, images, audio, and video content, and, let’s not forget, instant global reach.

iteM no: 1081iia MeMBeRs: $39.95 / nonMeMBeRs: $49.95

NEW! The Practitioner’s Blueprint to Construction Auditingchange orders? as-builts? MeP? if this terminology sounds foreign to you, you are not alone. the world of construction has a unique nomenclature, as well as unique risks and risk management techniques. when you are faced with auditing a construction project, you probably wish that you had access to an experienced construction auditor who could shed some light on this complex field. The Practitioner’s Blueprint to Construction Auditing provides just that.

iteM no: 1105iia MeMBeRs: $65 / nonMeMBeRs: $85

Visit www.theiia.org/bookstore8 * Prices are subject to change.

Page 9: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

NEW! 10 Key Techniques to Improve Team ProductivityMore is being asked of internal auditors than ever before. as a result, diligent efforts are needed to provide a workplace environment where individuals can achieve their full potential and, in the process, contribute to the successful execution of internal audit projects. also available as a PdF download.

iteM no: 1088iia MeMBeRs: $45 / nonMeMBeRs: $55

NEW! Improving Board Risk Oversight Through Best Practices Improving Board Risk Oversight through Best Practices is a research report that shows how organizations have effectively engaged their board in their eRM systems, how internal audit plays a role in board risk oversight, and covers a series of “best practices.” this is important since organizations are placing more emphasis on enhancing the effectiveness of risk management in their own operations.

iteM no: 5019iia MeMBeRs: $25 / nonMeMBeRs: $45

Using Surveys in Internal Auditsinternal auditors increasingly are using surveys to assess objective and subjective data, and to review intangible topics such as the ethical environment and entity-level controls, which require examining soft controls such as integrity, values, accountability, and competence.

iteM no: 1067iia MeMBeRs: $45 / nonMeMBeRs: $55

audit tools

Essentials: An Internal Audit Operations Manual Essentials: An Internal Audit Operations Manual is a compilation of sample resources, documents, reference materials, and ideas that can be used in whole, in part, or customized as input to developing a new internal audit activity manual or updating an existing one. it also provides some model practices as guidance for internal audit practitioners.

iteM no: 1013

iia MeMBeRs: $245 / nonMeMBeRs: $295

NEW! Auditing Employee Managementthere are clear risks in administering employee manage-ment programs. numerous laws govern human resources (hR) administration, making compliance a key concern. however, there is also a vital strategic component of employee management. in today’s environment, key is-sues include training employees in a struggling economy, increases in fraud incidents, management/union relationship strains, and the baby boomer exodus.

iteM no: 1096iia MeMBeRs: $45 / nonMeMBeRs: $55

NEW! Auditing Outsourced Functions: Risk Management in an Outsourced Worldcould your organization suffer a catastrophic failure due to outsourcing? Many times outsourcing partnerships are a great success, effectively reducing costs for an organization. however, outsourcing can also have unintended, unforeseen, or even disastrous results. whether you are an auditor, manager, or executive, Auditing Outsourced Functions offers the perspective you need in today’s outsourced world.

iteM no: 1108iia MeMBeRs: $45 / nonMeMBeRs: $55

Get 1/3 off when you register for any 2012 course at these upcoming seminar locations: chicago, las vegas, new orleans, new york, and orlando. visit www.theiia.org/goto/third-off-seminar-td for details.

9Visit www.theiia.org/bookstore * Prices are subject to change.

Page 10: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

NEW! Minimize Costs & Increase the Value of Your Sarbanes-Oxley 404 Programwritten by a recognized thought leader in sarbanes-oxley, risk management, and internal audit, this guide gives readers the keys to creating an effective and efficient sarbanes-oxley program.

iteM no: 1095 iia MeMBeRs: $35 / nonMeMBeRs: $45

NEW! Enterprise Risk Management: Achieving and Sustaining Successinternal auditors are an integral part of an organization achiev-ing and sustaining success. they play an important role in all phases of eRM implementation and can help validate and improve eRM activities by aligning their ongoing audit activities with the eRM objectives. this book provides a roadmap for all internal auditors, regardless of their eRM expertise, to translate complex eRM concepts into concrete guidance that internal auditors find straightforward and practical.

iteM no: 1117 iia MeMBeRs: $95 / nonMeMBeRs: $120

Assessing Risk 2nd Editionthis tool kit is designed to help the individual auditor deal with risk in the internal auditing process and to help audit manage-ment deal with risk in the annual planning process. Just as internal audit adheres to a set of basic standards while adapt-ing to the needs of each organization, risk assessment follows a few guiding principles while adapting to the resources and information needs of each organization’s internal audit staff.

iteM no: 6298 iia MeMBeRs: $150 / nonMeMBeRs: $200

Best Practices: Evaluating the Corporate CultureBest Practices: Evaluating the Corporate Culture presents soft control evaluation techniques that have been proven effective in a variety of organizations. Readers will gain insight into how to tailor a technique to their own organization by seeing how similar results are achieved in different organizations.

iteM no: 5012 iia MeMBeRs: $49 / nonMeMBeRs: $59

NEW! Improving Board Risk Oversight Through Best PracticesImproving Board Risk Oversight Through Best Practices is a research report that shows how organizations have effectively engaged their board in their eRM systems, how internal audit plays a role in board risk oversight, and covers a series of “best practices.” this is important since organizations are placing more emphasis on enhancing the effectiveness of risk management in their own operations.

iteM no: 5019 iia MeMBeRs: $25 / nonMeMBeRs: $45

Surviving and Thriving in Uncertainty: Creating the Risk Intelligent Enterprisethe ability of businesses to survive and thrive often requires un-conventional thinking and calculated risk taking. the key is to make the right decisions — even under the most risky, uncer-tain, and turbulent conditions. in the new book, Surviving and Thriving in Uncertainty: Creating the Risk Intelligent Enterprise, authors Rick Funston and steve wagner suggest that effective risk taking is needed in order to innovate, stay competitive, and drive value creation.

iteM no: 6063 iia MeMBeRs: $34.95 / nonMeMBeRs: $34.95

Audit Planning: A Risk-Based Approachdesigned to help auditors in any type of business develop the essential understanding, capabilities, and tools needed to prepare credible, defensible audit plans, Audit Planning: A Risk-Based Approach helps auditors plan the audit process so that it makes a dynamic contribution to better governance, robust risk management, and more reliable controls.

iteM no: 6024 iia MeMBeRs: $68.95 / nonMeMBeRs: $73.95

Auditing The Risk Management ProcessRisk management is now a part of mainstream corporate life that touches all aspects of every type of organization. auditors must now focus firmly on risk: risk to the business, risk to the executives, and risk to the stakeholders. learn to navigate the risks your corporation faces today, and tomorrow, with the able guidance found in Auditing the Risk Management Process.

iteM no: 6013 iia MeMBeRs: $73.95 / nonMeMBeRs: $78.95

technologytech

nolo

gy

Visit www.theiia.org/bookstore10 * Prices are subject to change.

Page 11: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

Public Internal Financial Control: A New Framework for Public Sector ManagementPublic Internal Financial Control (PIFC) - a new Framework for Public sector Management bridges cultural divides to bring understanding of modern internal control systems to the “old world,” and helps to explain to the “new world” how to commu-nicate effectively on these topics..

iteM no: 1018 iia MeMBeRs: $45 / nonMeMBeRs: $65

Honest, Competent Government: The Promise of Performance Auditingtrust in government is vital to the success of any community/society. Performance auditing can help increase citizens’ trust by promoting honest, competent government. this study consid-ers the key concepts underlying the various standards, tools, strategies, and practices of effective government. the study was sponsored by the iia Research Foundation as part of its commit-ment to strengthen government auditing globally.

iteM no: 5009 iia MeMBeRs: $50 / nonMeMBeRs: $75

Performance Auditing: A Measurement Approach, 2nd Editiondeveloped for the practitioner and trainer, Performance Audit-ing: A Measurement Approach, 2nd Edition, emphasizes the use of measurement and comparison in performance assessment. it provides auditors with practical guidance for conducting performance audits in accordance with the government auditing standards. it also includes guidance for passing the certified government auditing Professional (cgaP) exam.

iteM no: 1057 iia MeMBeRs: $95 / nonMeMBeRs: $120

Certified Government Auditing Professional® (CGAP®) Exam Study Questionsthis study guide contains over 230 sample cgaP questions along with expanded solutions to help public sector internal auditing practitioners prepare for the cgaP examination.

iteM no: 1068 iia MeMBeRs: $39 / nonMeMBeR: $49

goveRnMent/

PuBlic sectoRgovernment/public sector

Auditor Roles in Government Performance Measurement: A Guide to Exemplary Practices at the Local, State, and Provincial Levelsthis guide provides a wealth of resources for government auditors interested in helping the entities they serve improve performance measurement, performance management, and accountability for results.

iteM no: 500 iia MeMBeRs: $67.50 / nonMeMBeRs: $75

Internal Audit Capability Model (IA-CM) for the Public Sector - Downloadable PDF also availableThe Internal Audit Capability Model (IA-CM) for the Public Sector is a framework that identifies the fundamentals needed for effective internal auditing in government and the broader public sector. it illustrates the levels and stages through which an internal audit (ia) activity can evolve as it defines, implements, measures, controls, and improves its processes and practices.

iteM no: 5007 iia MeMBeRs: $40 / nonMeMBeRs: $60

Internal Controls: Guidance for Private, Government, and Nonprofit Entities“this book is an essential guide...and provides very practical advice about what to do (and what not to do) in making an investment in internal controls. the author’s expensive experi-ence as an audit firm partner and standard-setter are evident in the details provided.” – Jean c. Bedard, cPa, Phd, timothy B. harbert Professor of accountancy, Bentley college

iteM no: 6077 iia MeMBeRs: $99.95 / nonMeMBeRs: $99.95

Balanced Scorecard: Step-by-Step for Government and Nonprofit Agencies, 2nd Edan easy-to-follow roadmap for successfully implementing the Balanced Scorecard methodology in small- and medium-sized companies. Building on the success of the first edition, the Second Edition includes new cases based on the author’s experience implementing the balanced scorecard at government and nonprofit agencies. it is a must-read for any organization interested in achieving breakthrough results.

iteM no: 6035.2 iia MeMBeRs: $57.95 / nonMeMBeRs: $57.95

11Visit www.theiia.org/bookstore * Prices are subject to change.

Page 12: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

ceRt

iFic

atio

n

NEW! Certified Government Auditing Professional® (CGAP®) Examination Study Guide, 4th EditioniteM no: 1100 iia MeMBeRs: $75 / nonMeMBeRs: $85

earn your cgaP certification, and take the next step up in your government auditing career. The CGAP Exam Study Guide, 4th edition, has been updated and revised to give you a comprehensive and highly readable study guide for passing the cgaP exam.

Certification

NEW! CGAP Model Exam Study Questionsthis cd-RoM features a practice exam that simulates the testing environment, so you’ll know when you’re ready to take the exam.

iteM no: 1075 iia MeMBeRs: $49 / nonMeMBeRs: $59

CGAP Study Questionsthis study guide contains over 230 sample cgaP questions along with expanded solutions to help public sector internal auditing practitioners prepare for the cgaP examination.

iteM no: 1068iia MeMBeRs: $39 / nonMeMBeRs: $49

Certified Financial Services Auditor® (CFSA®) Study Guidethis study guide will help you prepare to pass the cFsa examination.

iteM no: 1011iia MeMBeRs: $50 / nonMeMBeRs: $60

NEW! CIA® Model Exam Questions — IPPF Aligned, English CD-ROM the certified internal auditor (cia) Model exam Ques-tions — iPPF aligned provides the underlying concepts of the exam objectives with detailed explanations of each question. this simulates the testing environment and will enable you to understand why answers are correct and — just as importantly — why answers are incorrect.

iteM no: 1091iia MeMBeRs: $35 / nonMeMBeRs: $55

Certification in Control Self-Assessment® (CCSA®) Study Guidethis study guide will help you prepare to pass the ccsa examination.

iteM no: 495iia MeMBeRs: $50 / nonMeMBeRs: $60

Visit www.theiia.org/bookstore12 * Prices are subject to change.

Page 13: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

NEW! The IIA’s CIA Learning System – Four-part Study Guide with Online Reviewthe iia’s cia learning system is a comprehensive print and online cia review program that will prepare you to pass the cia exam. in July 2010, the iia expanded the content to provide more in-depth review, updated topics to align with international professional practices, and launched a French version of the program.

iteM no: 1035iia MeMBeRs: $745 / nonMeMBeRs: $845

NEW! CIA Model Exam Questions – IPPF Alignedthis study guide features 400 sample questions (100 questions per exam part), along with expanded solutions, and is intended to help prepare candidates for the certified internal auditor certification exam.

iteM no: 488 iia MeMBeRs: $25 / nonMeMBeRs: $55

Gleim, 16th Edition CIA Review Book Guide and Software Download – Four-part Setoptimize your exam score! each book analyzes how the cia exam is constructed, administered, and graded as you review crucial materials and test yourself.

iteM no: 6039iia MeMBeRs: $279.80 / nonMeMBeRs: $279.80

NEW! Powers CIA Review – Full Set, 6th Edition (Textbook and Software Download)this review helps candidates successfully prepare for the cia exam by providing comprehensive review tools updated and compiled for each part of the exam.

iteM no: 6026iia MeMBeRs: $495 / nonMeMBeRs: $495

Wiley CIA Exam Review – Four-part Setevery volume in the wiley cia exam Review series offers a successful learning system of visual aids and memo-rization techniques that enable certification candidates to form long-lasting impressions of covered material.

iteM no: 6105iia MeMBeRs: $182.95 / nonMeMBeRs: $182.95

ExamMatrix Certified Internal Auditor Review Software – Four-part Set CD-ROM with Study Guidethe self-guided, self-study system contains proprietary diagnostic software that recognizes a user’s strengths, pinpoints weaknesses, and builds study sessions based on each user’s individual needs.

iteM no: 6266iia MeMBeRs: $650 / nonMeMBeRs: $695

GetPublished!the iiaRF is seeking proposals for these Bookstore products:

• CloudComputing• OperationalAuditing• TheInternalAuditor’sGuidetoRevenueCycle,

Billing, and collections• LeveragingTechnology:AGuidetoEfficiently

Performing an internal audit• InternalAuditofFraud[Series]• ContinuousAuditing• Mergers,AcquisitionsandSalesProcess

visit the online bookstore and click “Become an author” to learn more. More proposals online.

also available in

French

13Visit www.theiia.org/bookstore * Prices are subject to change.

Page 14: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

Guidance on Monitoring Internal Control Systemsthe culmination of two years of expert critical debate, this guidance brings together leading practices at large and small organizations and provides in-depth guidance for implementing the monitoring component of COSO’s Internal Control - Integrated Framework. (see below.)*

iteM no: 6180iia MeMBeRs: $50 / nonMeMBeRs: $75

coso

Committee of sponsoring organizations of the treadway Commission (Coso)

Fraudulent Financial Reporting 1998-2007: An Analysis of U.S. Public Companiescoso’s latest research project analyzes 347 fraudulent financial reporting cases among u.s. public companies for the 10-year period 1998-2007. this study updates the 1999 version and expands previous research by comparing fraud firms with similar no-fraud firms. the study finds that fraudulent financial reporting cases are becoming larger.

iteM no: 6163iia MeMBeRs: $35 / nonMeMBeRs: $42

*Internal Control – Integrated Frameworkthis landmark report was commissioned by coso and establishes a common definition of internal control that services the needs of different parties for assessing and improving their control systems.

iteM no: 311iia MeMBeRs: $35 / nonMeMBeRs: $35

Enterprise Risk Management – Integrated Frameworkthis coso framework defines essential eRM components, discusses key eRM principles and concepts, suggests a common eRM language, and provides clear direction and guidance for enterprise risk management.

iteM no: 521iia MeMBeRs: $50 / nonMeMBeRs: $75

Internal Control Over Financial Reporting: Guidance for Smaller Public Companiesthis guidance, published by the american institute of certified Public accountants, is directed at smaller public companies that are using the coso Framework in designing and implementing internal control over financial reporting.

iteM no: 6040iia MeMBeRs: $65 / nonMeMBeRs: $90

develop or validate your coso-based audit approach by attending the two-day course, cOsO-based Internal Auditing. www.theiia.org/training

Visit www.theiia.org/bookstore14 * Prices are subject to change.

Page 15: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

BUNDle sAle! – 30% OFF – OFFer expIres 12/31/2012

Audit Library Collectionsthese audit library collections supplement and enhance your audit shop’s available resources with the most requested and foundational tools offered at significant savings compared to purchasing each product separately.

The FUNDAMeNTAl AUDIT lIBrArY

cOllecTION

The INTerMeDIATe AUDIT lIBrArY

cOllecTION

The cOMpreheNsIve AUDIT lIBrArY

cOllecTION

item no: 1041 iia Members: $610 / nonmembers: $750

MeMBers sAve Over $140

item no: 1042 iia Members: $1,120 / nonmembers: $1,573

MeMBers sAve Over $450

item no: 1043iia Members: $1,430 / nonmembers: $2,120

MeMBers sAve Over $650

implementing the international Professional Practices Framework, updated 3rd edition 3 3 3international Professional Practices Framework (iPPF) 2011 edition, updated for 2012 3 3 3sawyer's internal auditing, 6th edition NEW! 3 3 3internal auditing: assurance and consulting services, 2nd edition 3 3 3essentials: an internal audit operations Manual – iPPF aligned 3 3 3Quality assessment Manual, updated – 6th edition 3 3 3assessing Risk, 2nd edition 3 3internal control – integrated Framework 3 3audit committee Reporting: a guide for internal auditing 3 3audit Planning: a Risk-based approach 3 3clarity, impact, speed: delivering audit Reports that Matter NEW! 3 3Fraud Risk assessment: Building a Fraud audit Program 3 3auditor's guide to information systems auditing 3 320 Questions directors should ask about internal audit 3 3auditor's Risk Management guide: integrating auditing and eRM (2011) 3 3enterprise Risk Management – integrated Framework 3 3auditing human Resources, 2nd edition NEW! 3intellectual Property: auditing the Process 3conflict Management and negotiation skills for internal auditors 3to Revise or not to Revise: essential guide to Reviewing somebody else's writing 3auditing investments 3sampling: a guide for internal auditors 3auditing the Procurement Function 3legal services: auditing the Process 3audit committee effectiveness: what works Best™, 4th edition NEW! 3using surveys in internal audits 3Board effectiveness: what works Best™, 2nd edition NEW! 3

30%off use offer code Bundle to receive bundle discount.

offers expires december 31, 2012.

15Visit www.theiia.org/bookstore * Prices are subject to change.

Page 16: The IIA Research Foundation Bookstore Spotlights / Sept-Oct 2012 Edition

10/1

2113

4/Je

/Bt

online oRdeR only! / www.theiia.org/bookstore

$10 off*

Use cODe MINcAT912. OFFer expIres DeceMBer 31, 2012.*one promotional code per order. cannot be combined with other promo codes.

Rese

aRch

Fou

ndat

ion

Book

stoR

e

Bookstorespotlights

nonPRoFit oRganiZationu.s. Postage

pAIDthe institute oF

inteRnal auditoRs247 Maitland avenuealtamonte springs, Fl 32701-4201 usa

IIA Research Foundation Strategic Partners

www.crowehorwath.com

IIA Research Foundation Partners

www.ey.com www.caseware.com

www.pwc.com www.acl.com