The IIA Research Foundation Bookstore Spotlights - January 2014

January - April 2014

S P O T L I G H T SBookstore

Closing the Gaps in Third-Party Risk Management: Defining a Larger Role for Internal Audit

FREE FOR MEMBERSSee page 8 for details.

Management’s Guide to Sarbanes-Oxley Section 404: Maximize Value Within Your Organization

10% OFFUse Promo Code CONTROLSee page 3 for details.

w w w . t h e i i a . o r g / b o o k s t o r e

The Internal Auditor’s Guide to Risk Assessment

15% OFFUse Promo Code TOOLKITSee page 9 for details.

Enterprise Risk Management: Achieving and Sustaining Success A roadmap for all internal auditors, regard-less of their ERM expertise, to translate complex ERM concepts into concrete guidance that internal auditors find straightforward and practical.Item No. 1117Member Price: $85 / Nonmember Price: $120

Internal Auditing: Assurance and Advisory Services, 3rd Edition This reference book incorporates the fundamental knowledge and skills needed to succeed as an internal auditor from both theoretical and application perspectives.Item No. 1133Member Price: $140 / Nonmember Price: $170

International Professional Practices Framework (IPPF) 2013 Edition The IPPF presents current, relevant, internationally consistent information that is required by internal audit professionals worldwide.Item No. 1127Member price: $55 / Nonmember Price: $75

The 2013 Internal Audit Compensation Study - Download PDFThis Special Report summarizes the key findings from The IIA’s 2013 Internal Audit Compensation Study, which provides analysis of the pay practice information for 387 organizations in the United States and Canada.Item No. 1049 Member Price: $298 / Nonmember Price: $398

COSO Internal Control – Integrated Framework: Turning Principles Into Positive Action + Framework: 2013 - BUNDLETwo Books Essential to Your Internal Audit Activity

Visit our website to browse these titles. Purchase as a bundle. Members save $30 off the individually priced items. Item No. 1136Member Price: $170 / Nonmember Price: $200

NEW PRODUCTSNEW PRODUCTS

The IIA’s new 2-day course, COSO 2013: Implementing the Framework, will enable you to not only interpret the 2013 Framework but implement it as well.

Find a seminar location in a city near you!

www.theiia.org/Seminars

The IIA Research Foundation Bookstore Spotlights Visit www.theiia.org/bookstore for more details and additional resources.2 * Prices are subject to change.

NEW PRODUCTS

Combined Assurance: Case Studies on a Holistic Approach to Organizational Governance Research Report Explore the reality of what could soon be the profession’s standards by following the journey of six multinational organizations.Item No. 5023Member price: $35 / Nonmember Price: $45

COSO - Internal Control – Integrated Framework: 2013 (Framework) 2013 Internal Control – Integrated Framework (Framework) is expected to help organizations design and implement internal control in light of many changes in business and operating environments. Item No. 6278Member Price: $140 / Nonmember Price: $175

COSO Internal Control – Integrated Framework: Turning Principles Into Positive Action Larry Rittenberg, COSO’s chair emeritus, provides a high-level overview that will help internal auditors in all industries to quickly identify the implications of the updated Framework to their organizations. Item No. 1135Member Price: $60 / Nonmember Price: $75

Quality Assessment Manual for the Internal Audit Activity This edition offers a new methodology and broadens the focus to include all components of a Quality Assurance and Improvement Program (QAIP). Book w/CD-ROM: Item No. 1131Member Price: $215 / Nonmember Price: $260

CD-ROM: Item No. 1132Member Price: $160 / Nonmember Price: $205

Management’s Guide to Sarbanes-Oxley Section 404: Maximize Value Within Your OrganizationOrganizations with Sarbanes-Oxley programs are required to use a formally recognized internal controls framework. The only framework recognized by the SEC is COSO’s Internal Control – Integrated Framework, which was updated in 2013. The guidance presented in this updated book is consistent with COSO 2013 and promotes a top-down, risk-based assessment program.

This book provides management with all the details needed to assess internal control over financial reporting — and design an assessment scope and testing program that is not only effective but efficient.Item No. 1151Member Price: $35 / Nonmember Price: $4510% Off – Use Promo Code CONTROLOffer expires April 30, 2014.

Performing an Effective Quality Assessment

This is one of two IIA courses designed to assist participants with their internal audit activity’s ability to comply with Standard 1300 — the foundation of QAIPs — and, more importantly, realize the full benefit of a high quality QAIP.



The IIA Research Foundation Bookstore SpotlightsVisit www.theiia.org/bookstore for more details and additional resources. 3* Prices are subject to change.

Digital books from the Most Comprehensive Collection of Practitioner-Reviewed Content are now available anywhere and everywhere you go.Partial sponsorship of the digital platform was donated by The IIA’s Chicago Chapter.

Find Your Local Audit Library Here

Auditing Employee Hiring and StaffingItem No. 1080.epMember Price: $40 Nonmember Price: $50

Auditing Employee ManagementItem No. 1096.epMember Price: $40Nonmember Price: $50

Auditing Outsourced Functions: Risk Management in an Outsourced World Item No. 1108.epMember Price: $40Nonmember Price: $50

Board Effectiveness: What Works Best, 2nd EditionItem No. 5020.epMember Price: $50Nonmember Price: $60

CAE Strategic Relationships: Building Rapport with the Executive SuiteItem No. 5024.epMember Price: $40 Nonmember Price: $50

Clarity, Impact, Speed: Delivering Audit Reports That MatterItem No. 1085.epMember Price: $50 Nonmember Price: $60

Enterprise Risk Management: Achieving and Sustaining Success Item No. 1117.epMember Price: $80Nonmember Price: $115

Improving Board Risk Oversight Through Best PracticesItem No. 5019.epMember Price: $20 Nonmember Price: $40

Internal Audit Capability Model (IA-CM) for the Public SectorItem No. 5007.epMember Price: $35 Nonmember Price: $55

Management’s Guide to Sarbanes- Oxley Section 404: Maximize Value Within Your OrganizationItem No. 1151.epMember Price: $30Nonmember Price: $40

Sawyer’s Guide for Internal Auditors, 6th EditionItem No. 1099.epMember Price: $170 Nonmember Price: $220

Value and Competency — The Stakeholder PerspectiveItem No. 5028.epMember Price: $30 Nonmember Price: $40

eBOOKS

Visit the IIARF Bookstore at our upcoming conferences. Attendees save more with extra discounts and free shipping!

GENERAL AUDIT MANAGEMENT CONFERENCE March 24–26, 2014 Hilton Orlando Bonnet Creek / Orlando, FL

The essential experience for CAEs and The IIA’s flagship event: bringing together CAEs, audit committee and board members, and financial and executive management from around the world. www.GAM2014.com

GAMING CONFERENCE April 14–16, 2014 The Mirage / Las Vegas, NV

The gaming industry’s only dedicated conference for internal audit, risk, and related professionals. www.theiia.org/goto/Gaming2014

INTERNATIONAL CONFERENCE July 6–9, 2014 ExCeL London / London, England

Time to make the connection in London, where the program will focus on emerging global issues; tools and technologies; fraud, bribery, and corruption; financial services; corporate values; risk and controls; management skills; and public sector and non-profit challenges. www.ic.globaliia.org


BESTl0SELLERS

2013

CAE Strategic Relationships: Building Rapport with the Executive Suite Item No. 5024Member Price: $45 Nonmember Price: $55

CRMA® Exam Study Guide Item No. 1130Member Price: $75 Nonmember Price: $85

CGAP® Exam Study Guide, 4th EditionItem No. 1100Member Price: $75 Nonmember Price: $85

Internal Auditing: Assurance & Advisory Services, 3rd EditionItem No. 1133Member Price: $140 Nonmember Price: $170

Combined Assurance: Case Studies on a Holistic Approach to Organizational GovernanceItem No. 5023.epMember Price: $30 Nonmember Price: $40

International Professional Practices Framework (IPPF), 2013 Edition Item No. 1127 Member Price: $55 Nonmember Price: $75

COSO - Internal Control – Integrated Framework: 2013Item No. 6278Member Price: $140 Nonmember Price: $175

Quality Assessment Manual for the Internal Audit ActivityItem No. 1131Member Price: $215 Nonmember Price: $260

COSO Internal Control – Integrated Framework: Turning Principles Into Positive ActionItem No. 1135.epMember Price: $55 Nonmember Price: $70

Sawyer’s Guide for Internal Auditors, 6th EditionItem No. 1099Member Price: $175 / Nonmember Price: $225


Visit www.theiia.org/Research to donate TODAY!

Fund Internal Audit Research & Education!The ability to create it — FIRE — burns within each of us. But the flames that will set our profession ablaze with new ideas and fresh talent start with just one spark.

Be that spark that ignites innovation in researchers and curiosity in students.

Research and education blaze new trails of opportunity for the profession. To reach our full potential, we must explore, we must educate, and we must fuel the fire that creates our future.

Ignite the FIRE!

Help stock the shelves with groundbreaking research and fill the pipeline with qualified future internal auditors.

Ignite the FIRE Within You...

Behavioral Dimensions of Internal Auditing: A Practical Guide to Professional Relationships in Internal Auditing Item No. 5015.dl Member Price: $0 Nonmember Price: $40

Global Corruption Law Compliance Report: Insights From The Middle Market Item No. 5026.dl Member Price: $0 Nonmember Price: $15

Closing the Gaps in Third- Party Risk Management: Defining a Larger Role for Internal Audit Item No. 5029.dl Member Price: $0 Nonmember Price: $25

Insight: Delivering Value to Stakeholders Item No. 5021.dl Member Price: $0 Nonmember Price: $0

Contrasting GRC and ERM: Perceptions and Practices Among Internal AuditorsItem No. 5027.dl Member Price: $0 Nonmember Price: $25

Internal Auditing’s Role in Risk Management Item No. 5018.dl Member Price: $0 Nonmember Price: $15

Effective Sizing of Internal Audit Activities for Colleges and Universities Item No. 5014.dl Member Price: $0 Nonmember Price: $35

Leveraging IT Controls to Improve IT Operating Performance Item No. 2006.dl Member Price: $0 Nonmember Price: $40

Effective Sizing of Internal Audit Departments Item No. 5013.dl Member Price: $0 Nonmember Price: $35

The Audit Committee and the CAE: Sustaining a Strategic Partnership Item No. 5025.dl Member Price: $0 Nonmember Price: $15

RESEARCH REPORTS

FREEMEMBERS

RESEARCH

Keeping You at the Center of It All

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BLOGS


The Internal Auditor’s Guide to Risk AssessmentAuthor Rick Wright, CIA, provides a step-by-step guide that outlines the key elements of a strong risk assessment framework and key concepts that should guide the process. This book walks readers through the key considerations that should be thoroughly explored before execution including:

• Considerations for choosing the best approach for each organization.

• Identifying risk appetite and solving common problems.

• Special types of risk assessments.

We’ve also included The Risk Assessment Toolkit, a valuable set of 10 risk assessment examples with Excel spreadsheets and Word documents you can customize to meet the needs of your organization. This easy read is designed for a broad audience, from staff auditors to chief audit executives.

Item No. 1134Member Price: $110 / Nonmember Price: $13015% OFF - Promo Code: TOOLKIT Offer expires April 30, 2014

Also available as an eBook and PDF Download.

This publication was generously sponsored in part by The IIA–Lehigh Valley Chapter.

FEATURED BOOK

NEW! Assessing Risk: Ensuring Internal Audit’s Value

This course provides practical insights relating to contemporary best practices of risk assessment activities and allows participants to apply what they have learned so that they can implement risk assessment activities at their organization.



CERTIFICATIONS

CRMA® Exam Study Guide With current information and trends, explanatory examples, and useful figures and tables, the CRMA Exam Study Guide will not only serve as an aid to taking the exam but will also enhance your knowledge of risk management assurance for audit-related activities.

Written and reviewed by an international team of practitioners and academics, the study materials are designed for a global audience. Included are sample CRMA exam practice questions with suggested solutions, the exam syllabus, and a list of supplementary study materials.Item No. 1130Member Price: $75 / Nonmember Price: $85

Certified Government Auditing Professional® (CGAP®) Exam Study Questions CD-ROMItem No. 1075Member Price: $49 / Nonmember Price: $59

Certified Financial Services Auditor® (CFSA®) Study Guide CD-ROM Item No. 1026Member Price: $50 / Nonmember Price: $60

Book Item No. 1011 Member Price: $50 / Nonmember Price: $60

Certification in Control Self-Assessment® (CCSA®) Study Guide CD-ROM Item No. 1025Member Price: $50 / Nonmember Price: $60

Book Item No. 495Member Price: $50 / Nonmember Price: $60

Certified Government Auditing Professional® (CGAP®) Study Guide Book and Exam Study Questions BundleItem No. 1082Member Price: $90 / Nonmember Price: $108

Registration Is Open for the CRMA

Register for the designation’s core exam, which consists of 100 multiple-choice questions and a seat time of two hours.

Join more than 13,000 of your global peers who have already earned this designation.


CERTIFICATIONS

CIA® Model Exam Questions - IPPF AlignedBook Item No. 488Member Price: $25 / Nonmember Price: $55

CD-ROM Item No. 1091Member Price: $35 / Nonmember Price: $55

Gleim CIA Review Parts 1, 2, 3 (Books & Test Prep Online) - New 3-Part ExamItem No. 6300Member Price: $359.85 Nonmember Price: $359.85

The IIA’s CIA Learning System® – 3 Part Study Guide with Online ReviewPrepare to Pass the 3-Part CIA Exam!Item No. 1150Member Price: $795Nonmember Price: $895

YOUR ESSENTIAL DEVELOPMENT TOOLS The profession you’ve chosen is demanding and it suits someone with your drive. We bring you the professional development resources you need to reach your career goals.

As an IIA Member, you have FREE access to:

• Guidance Briefings • Ia Magazine • Members-only Webinars


AUDIT TOOLS

Auditing Outsourced Functions: Risk Management in an Outsourced WorldThis book will not only help you navi-gate the hidden risks of outsourcing, but will also give you insight into many emerging issues.Item No. 1108Member Price: $45 / Nonmember Price: $55

Business Process Mapping: Improving Customer Satisfaction, 2nd Edition A comprehensive introduction to organizational processes, growth, and business transformation.Item No. 6073Member Price: $65 / Nonmember Price: $65

Essentials: An Internal Audit Operations ManualA compilation of sample resources, documents, reference materials, and ideas that can be used in whole, in part, or customized as input to developing a new internal audit activity manual or updating an existing one.Item No. 1013Member Price: $245 / Nonmember Price: $295

Sampling: A Guide for Internal AuditorsPresents an overview of sampling, statistical/nonstatistical sampling issues, sampling selection methods and risks and the pros and cons of popular sampling plans.Item No. 484Member Price: $45 / Nonmember Price: $55

Strategies for Small Audit Shops, 2nd Edition This handbook will guide internal auditors who face the challenges of limited resources and ever-expanding responsibilities.Item No. 1076Member Price: $45 / Nonmember Price: $55

Using Surveys in Internal AuditsThis handbook will help those who are considering using surveys, those who may be asked to conduct surveys, or those who want to enhance their techniques.Item No. 1067Member Price: $45 / Nonmember Price: $55

The Intermediate Audit Library CollectionBUY A BUNDLE - SAVE A BUNDLE! IIA Members save $430.00!

• COSO Internal Control – Integrated Framework: 2013 Framework NEW!• Internal Auditing: Assurance & Advisory Services, 3rd Edition NEW! • International Professional Practices Framework (IPPF) 2013 NEW!• Quality Assessment Manual for the Internal Audit Activity NEW!• Sawyer’s Internal Auditing, 6th Edition NEW!• The Internal Auditor’s Guide to Risk Assessment NEW!• 20 Questions Directors Should Ask About Internal Audit• Audit Committee Reporting: A Guide for Internal Auditing• Audit Planning: A Risk-based Approach• Auditor’s Guide to Information Systems Auditing• Clarity, Impact, Speed: Delivering Audit Reports That Matter• Enterprise Risk Management – Integrated Framework • Enterprise Risk Management: Achieving and Sustaining Success• Essentials: An Internal Audit Operations Manual• Fraud Risk Assessment: Building a Fraud Audit Program • Implementing the International Professional Practices Framework, Updated 3rd Edition

Item No. 1042Member Price: $1,100 / Nonmember Price: $1,553Members save $453 Save an additional 10% OFF – Use Promo Code LIBRARYOffer expires April 30, 2014.


AUDIT TOOLS

Quality Assurance and Improvement Program (QAIP) CollectionBundle These Items Together to Update Your Internal Audit Library

Three Books Essential to Your Internal Audit Activity: IPPF (2013 Edition), Quality Assessment Manual for the Internal Audit Activity, and Implementing the IPPF, 3rd Edition.Item No. 1129Member Price: $275 / Nonmember Price: $320

Implementing the International Professional Practices Framework, Updated 3rd EditionThis book is designed to serve as a practical guide for applying the IPPF.Item No. 1020Member Price: $55 / Nonmember Price: $65

Internal Auditing: A Guide for the New Auditor, 3rd EditionProvides practical information on conducting engagements, report development, internal control, risk-based auditing, control self- assessment, and more.Item No. 1077Member Price: $45 / Nonmember Price: $55

Internal Auditing: Assurance & Advisory Services, 3rd EditionCovers key fundamentals of internal auditing that can be applied in an ever-changing business world, serving as a reference and training tool for internal audit practitioners.Item No. 1133Member Price: $140 / Nonmember Price: $170

International Professional Practices Framework (IPPF) 2013 EditionThe IPPF presents current, relevant, internationally consistent information that is required by internal audit professionals worldwide.Book w/ CD-ROM Item No. 484Member Price: $55 / Nonmember Price: $75


Quality Assessment Manual for the Internal Audit ActivityThis edition offers a new methodology and broadens the focus to include all components of a Quality Assurance and Improvement Program (QAIP).Book with CD-ROM Item No. 1131 Member Price: $215 / Nonmember Price: $260


Sawyer’s Guide for Internal Auditors, 6th EditionItem No. 1099Member Price: $175 / Nonmember Price: $225


IIA BRANDED MERCHANDISE

IIA Business Card HolderGo ahead, show off your subtle style! This textured black business card case with a silver finish and contrast stitch-ing has a magnetic flap closure.Item No. 1113Member Price: $11.97 / Nonmember Price: $11.97

IIA Ceramic and Chrome Mug - 16oz BPA free. IIA logo imprinted.Item No. 1114Member Price: $12.97 / Nonmember Price: $12.97

IIA Cornado Ballpoint PenHigh shine chrome barrel with intricate linear groove detailing on bottom barrel. Laser engraved with The IIA logo.Item No. 1110Member Price: $11.97 / Nonmember Price: $11.97

IIA Lapel PinShow your support. Gold plated with rich blue IIA logo.Item No. 1116Member Price: $4.97 / Nonmember Price: $4.97

IIA Stratford Executive Journalbook IIA logo engraved on this dual-tone brown notebook that includes a 5” x 8” spiral bound journal with 100 sheets of lined paper, two-tiered business card holder, and external elastic loop for pen or USB flash drive holder (flash drive not included).Item No. 1111Member Price: $18.97 / Nonmember Price: $18.97

IIA Triton PenExecutive level pen with carbon fiber, black lacquer detail, and chrome accents. Twist action mechanism and European black ballpoint ink cartridge. Laser etched with The IIA logo.Item No. 1109Member Price: $18.97 / Nonmember Price: $18.97

NEW PADFOLIOS FOR eREADERSNew IIA Leather Tablet Padfolios Featuring:

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Large (10.5" H x 8" W) Padfolio inside cover features adjustable brackets for holding an iPad, as well as most electronic tablets and e-readers and includes a 6" x 9" writing pad.Item No. 1137Member Price: $59.97 / Nonmember Price: $59.97

Small (9" H x 6.5" W) Padfolio inside cover features adjustable brackets for holding an assortment of 7" tablets including most Kindle and Nook styles and includes a 5" x 8" writing pad.Item No. 1138Member Price: $39.97 / Nonmember Price: $39.97


AUDIT LIBRARY COLLECTIONS

These audit library collections supplement and enhance your audit department’s available resources with the most requested and foundational tools offered at signifi-cant savings compared to purchasing each product separately.

The Fundamental Audit Library

Collection

The Intermediate Audit Library

Collection

The Comprehensive Audit Library Collection

Item No. 1041 IIA Members: $610 Nonmembers: $750

Item No. 1042 IIA Members: $1,100 Nonmembers: $1,553

Item No. 1043IIA Members: $1,410 Nonmembers: $2,100

MEMBERS SAVE $140 MEMBERS SAVE $453 MEMBERS SAVE $690Implementing the International Professional Practices Framework, Updated 3rd Edition 3 3 3International Professional Practices Framework (IPPF), 2013 Edition NEW! 3 3 3Sawyer's Guide for Internal Auditors, 6th Edition NEW! 3 3 3Internal Auditing: Assurance & Advisory Services, 3rd Edition NEW! 3 3 3Essentials: An Internal Audit Operations Manual 3 3 3Quality Assessment Manual for the Internal Audit Activity NEW! 3 3 3The Internal Auditor’s Guide to Risk Assessment NEW! 3 3COSO Internal Control – Integrated Framework: 2013 (Framework) NEW! 3 3Audit Committee Reporting: A Guide for Internal Auditing 3 3Audit Planning: A Risk-based Approach 3 3Clarity, Impact, Speed: Delivering Audit Reports That Matter 3 3Fraud Risk Assessment: Building a Fraud Audit Program 3 3Auditor's Guide to Information Systems Auditing 3 320 Questions Directors Should Ask About Internal Audit 3 3Enterprise Risk Management: Achieving and Sustaining Success 3 3Enterprise Risk Management – Integrated Framework 3 3Auditing Human Resources, 2nd Edition 3Intellectual Property: Auditing the Process 3Conflict Management and Negotiation Skills for Internal Auditors 3To Revise or Not to Revise: Essential Guide to Reviewing Somebody Else's Writing 3Auditing Investments 3Sampling: A Guide for Internal Auditors 3Auditing the Procurement Function 3Legal Services: Auditing the Process 3Audit Committee Effectiveness: What Works Best™, 4th Edition 3Using Surveys in Internal Audits 3Board Effectiveness: What Works Best™, 2nd Edition 3

10% OFF Use Promo Code LIBRARY

to receive additional discount. Offers expires April 30, 2014.


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The IIA Research Foundation Bookstore Spotlights - January 2014