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10.1161/CIRCULATIONAHA.119.044007
1
The Evolving Landscape of Impella® Use in the United States Among Patients
Undergoing Percutaneous Coronary Intervention with Mechanical
Circulatory Support
Running Title: Amin et al.; Trends, Variation and Outcomes in Impella® Use
Amit P. Amin, MD, MSc1,2; John A. Spertus, MD, MPH3; Jeptha P. Curtis, MD4;
Nihar Desai, MD, MPH4; Frederick A. Masoudi, MD, MSc5; Richard G. Bach, MD1,2;
Christian McNeely, MD1,2; Firas Al-Badarin, MD, MSc3; John A. House, MS6;
Hemant Kulkarni, MD7; Sunil V. Rao, MD8
1Cardiovascular Division, Washington University School of Medicine, St. Louis, MO; 2Barnes-
Jewish Hospital, St. Louis, MO; 3Saint Luke’s Mid America Heart Institute, University of
Missouri-Kansas City, Kansas City, MO; 4Yale University, New Haven, CT; 5University of
Colorado Anschutz Medical Campus Aurora, CO; 6Premier, Inc, Premier Applied Sciences,
Charlotte, NC; 7M&H Research, LLC San Antonio, TX; 8The Duke Clinical Research Institute,
Durham, NC
Address for Correspondence:
Amit P. Amin, MD, MSc
Washington University School of Medicine
Cardiology Division, Campus Box 8086
660 S. Euclid Avenue, St. Louis, MO 63110
Tel: 314-286-2692
Fax: 314-747-1417
Email: [email protected].
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Abstract
Background: Impella® was approved for mechanical circulatory support (MCS) in 2008, but
large-scale, real-world data on its use are lacking. Our objective was to describe trends and
variations in Impella® use, clinical outcomes and costs across US hospitals in percutaneous
coronary intervention (PCI) patients treated with MCS (Impella® or intra-aortic balloon pump
(IABP)).
Methods: From the Premier Healthcare Database, we analyzed 48,306 patients undergoing PCI
with MCS at 432 hospitals between 1/2004-12/2016. Association analyses were performed at
three levels: time-period, hospitals and patients. Hierarchical models with propensity adjustment
were used for association analyses. We examined trends and variations in the proportion of
Impella® use, and associated clinical outcomes (in-hospital mortality, bleeding requiring
transfusion, acute kidney injury (AKI), stroke, length of stay (LOS) and hospital costs).
Results: Among PCI patients treated with MCS, 4,782 (9.9%) received Impella®; its use
increased over time, reaching 31.9% of MCS in 2016. There was wide variation in Impella® use
across hospitals (> 5-fold variation). Specifically, among Impella® patients, there was wide
variation in outcomes of bleeding (> 2.5-fold variation), and death, AKI and stroke (all ~1.5-fold
variation). Adverse outcomes and costs were higher in the Impella®-era (years 2008-2016) vs.
the pre-Impella® era (years 2004-2007). Hospitals with higher Impella® use had higher rates of
adverse outcomes and costs. After adjustment for the propensity score, and accounting for
clustering of patients by hospitals, Impella® use was associated with death: OR 1.24 (95%CI
1.13–1.36); bleeding: OR 1.10 (95%CI 1.00–1.21); and stroke: OR 1.34 (95%CI 1.18–1.53),
although a similar, non-significant result was observed for AKI: OR 1.08 (95%CI 1.00–1.17).
Conclusions: Impella® use is rapidly increasing among PCI patients treated with MCS, with
marked variability in its use and associated outcomes. Although unmeasured confounding cannot
be ruled out, when analyzed by time-periods, or at the hospital-level or the patient-level,
Impella® use was associated with higher rates of adverse events and costs. More data are needed
to define the appropriate role of MCS in patients undergoing PCI.
Key Words: Impella®; Intra-aortic balloon pump; mechanical circulatory support; percutaneous
coronary intervention; angioplasty procedure; cardiogenic shock.
Non-Standard Abbreviations and Acronyms
MCS, mechanical circulatory support
PCI, percutaneous coronary intervention
IABP, intra-aortic balloon pump
AKI, acute kidney injury
COPD, chronic obstructive pulmonary disease
CKD, chronic kidney disease
STEMI, ST segment elevation myocardial infarction
NSTEMI, non-ST segment elevation myocardial infarction
UA, unstable angina
GPIIb/IIIa inhibitors, glycoprotein IIb/IIIa inhibitors
ECMO, extra corporeal membrane oxygenation
PVAD, percutaneous ventricular assist device
LOS, length of stay
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OR, Odds ratio
MOR, median odds ratio
95% CI, 95% confidence interval
95% CrI, 95% credible interval
PHD, Premier healthcare database
USFDA, United States Food and Drug Administration
AHA, American Hospital Association
ICU, intensive care unit
ICD-9, international classification of diseases, 9th revision.
ICD-10, international classification of diseases, 10th revision.
CMS, centers for Medicare and Medicaid
MCCR, Medicare Cost to Charge Ratio
CPI, consumer pricing index
ICC, intra-class correlation coefficient
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Clinical Perspective
What is new?
• Among an unselected, real-world, clinical practice of PCI patients treated with MCS
devices, Impella® use was found to be rapidly increasing, with marked variability across
hospitals in not only its use, but also its associated adverse outcomes.
• When analyzed by time-periods, or at the level of hospitals, or at the level of patients,
Impella® use was associated with higher rates of adverse events and higher hospital
costs.
What are the clinical implications?
• The variability in Impella use, the variability in its associated outcomes and the
association of Impella use with higher adverse events and costs, underscores the need for
better defining the appropriate use of MCS devices with adequately powered randomized
clinical trials and prospective real-world evidence.
• Until then, perhaps a more measured approach is needed in clinical practice that balances
risks and benefits in complex patients undergoing PCI who require MCS devices.
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Introduction
Device options for mechanical circulatory support (MCS) to support high risk percutaneous
coronary intervention (PCI) include intra-aortic balloon pumps (IABP) and the intravascular
microaxial blood pump (Impella®). Impella® devices are catheter-based, miniaturized
ventricular assist pumps that can provide up to 5 liters of cardiac output and rapidly reduce left
ventricular preload.1 Whether support from Impella® devices translates into better outcomes in
PCI patients treated with MCS is unknown. The PROTECT-II Study randomized 452 patients
undergoing high risk PCI to IABP or Impella® 2.5 and found no difference in 30 or 90 day
adverse CV events in the primary intent to treat analysis, but did observe lower adverse events at
90 days in the Impella® 2.5 arm among per-protocol treated patients.2 Observational studies
have suggested higher survival rates with Impella® use in cardiogenic shock3-6 but large-scale
clinical trials have not been completed.7-11 The absence of data for cardiogenic shock has
resulted in limited guideline recommendations for Impella® use both in the United States and
Europe, raising the possibility of variability in its selection and use.12-14 Furthermore, there are
few data12-14 on trends in hospitals use of Impella® devices, or variations in use, and also
limited data on costs associated with Impella® use in patients undergoing PCI with MCS15, 16.
The Impella 2.5® device received United States Food and Drug Administration’s
(USFDA) 510(k) approval in June 2008 for high risk PCI and subsequently other devices
(Impella 5.0®, Impella CP®) have also received FDA approval with an expanded indication for
cardiogenic shock in April 2016. Thus, there is an opportunity to analyze a natural experiment
among PCI patients with MCS by comparing the scenarios before and after the Impella® devices
became available. Therefore, to better clarify the potential risks and benefits of Impella® use as a
means of MCS at the time-period level, the hospital-level and the patient-level, we examined
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patients undergoing PCI with MCS in a large dataset representative of contemporary PCI
practices in the United States to address the following objectives:
1) describe trends in Impella® use;
2) examine variation in Impella® use across hospitals; and separately examine, only in
the subset of patients who received Impella® devices, the hospital variation in clinical outcomes,
costs and length of stay;
3) compare clinical outcomes, hospitalization costs and length of stay a) in the pre-
Impella® vs. Impella® era and b) across low- vs. high-Impella® use hospitals (grouped by
quartiles of Impella® use);
4) examine the association between Impella® (versus IABP) use and clinical outcomes
(in-hospital mortality, bleeding, acute kidney injury (AKI) and stroke) .
Methods
The data, analytic methods, and study materials for this analysis will not be made
available to other researchers.
Study participants
To capture the practice patterns associated with Impella® use, we used the Premier® healthcare
database (PHD), an all payer database representing ~20% of all acute care hospitalizations in the
United States.17 It has similar distributions for hospital region and hospital characteristics as the
American Hospital Association (AHA) and has less than 1% records with incomplete
information. While the number of hospitals contributing to the PHD does change from year to
year typically more hospitals are added to the database and very few are removed with a current
median duration of 7 years.17 Data from the PHD has been used in numerous publications related
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to patient care patterns, outcomes, burden of illness over time, comparative effectiveness
analyses, cost analyses and cost-effectiveness studies.17
The dataset used in this study covered a 13-year period from 1/2004 to 12/2016. The
calendar years 2004-2007 were considered the Pre-Impella® era and the calendar years 2008-
2016 were considered the Impella® era. To keep the population more uniform, and limit
unmeasured confounding, we only included patients if the device was billed on the same day of
PCI at the PCI performing hospital, essentially excluding patients who either clinically
deteriorated, or had already developed complications with MCS placement, or received MCS and
were transferred.
The inclusion and exclusion flowchart for defining the study population is shown in
supplementary figure 1. Data from a total of 1,781,900 PCIs during the study period were
available from the Premier dataset. From this set, we selected the subset of patients undergoing
PCI with MCS, defined as use of either an Impella® device (n = 5,887) or an intra-aortic balloon
pump (IABP) (n = 46,690) on the day of PCI. We excluded patients who received both Impella®
and IABP devices (n = 828), as these patients may have required escalation of MCS, and our
intent was to examine Impella® use as a primary strategy. We also excluded patients in whom
covariate information on 37 potential confounders was missing (n = 2,615). The degree of
missing covariate information was equal in the Impella® (N=277/5,059, 5.48%) patients and
IABP (N=2,338/45,862, 5.10%) patients. Thus, a total of 48,306 patients were included in the
study; with Impella® being used in 4,782 patients and IABP being used in 43,524. Institutional
Review Board approval was granted by Washington University in St Louis, MO, which
considered this study to not be human subjects research and the requirement for informed
consent was waived.
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Outcomes, predictors and costs
The Premier® database contains information on the socio-demographic characteristics,
comorbidities, interventional procedures, medications, outcomes, the total length of hospital and
intensive care unit (ICU) length of stay and hospitalization costs form a ‘hospital’ perspective,
based on a micro-costing approach.
The database contains ICD-9 and ICD-10 codes with detailed billing information. ICD-10
codes were mapped back to ICD-9 using CMS General Equivalence Mappings, however the
ICD-10 codes were used when there were no direct mappings.17 To identify Impella® ICD-9
code 37.68 and ICD-10 codes 5A0221D, 5A0211D were first used to identify potential usage
and the billing information was used to determine named devices and matched to Impella®
devices. Impella® device usage was reported if both an ICD code and a billed Impella® device
was present. A similar approach to identify IABP was used where first ICD-9 code 37.61 and
ICD-10 codes 5A02210, 5A02110 were used to identify potential usage and then verified by the
billing information. If the Impella® or IABP devices were billed on the same day as the PCI,
only then were they included in the analysis. Use of these MCS devices before or after the day of
PCI were excluded. We examined the following four clinical outcomes during index
hospitalization: death, bleeding requiring transfusion, acute kidney injury (AKI) and stroke.
Death included all-cause mortality during the index hospitalization at the PCI performing
hospital. Clinically significant bleeding was defined as a bleeding event requiring transfusion
(supplementary material). Stroke comprised of either ischemic stroke, hemorrhagic stroke
intracerebral hemorrhage or transient ischemic attack (supplementary material). All the above
outcomes were required to be present at discharge but absent in ‘present on admission’ codes.
The validity of identifying comorbidities, complications, and procedures via ICD-9 and ICD-10
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codes in administrative datasets has been previously demonstrated and codes were selected based
on previously validated algorithms.18-21
Costs to the hospital and charges to the payer can be determined from the PHD from the
charge master, which is a comprehensive table of items billable to a patient or health insurance
provider.17 It includes hospital services, medical procedures, equipment fees, supplies, drugs and
diagnostic evaluations such as imaging and laboratory tests. Days of services/supplies/drugs
administered and billed are documented. Procedural costs are determined via hospitals’ cost
accounting systems using a ‘micro-costing’ approach.17 For a small proportion of patients when
micro costing was not available, Premier is provided the charges and Premier assigns Medicare
Cost to Charge Ratios (MCCR) to the data provided. Regardless of the source of the cost and
charge data, they are reviewed and validated against the data from the hospital and confirmed to
be within certain variances, before use within the database. We removed observations with
missing cost data or those below 1 percentile (N=482). All costs were inflation-adjusted to 2016
US dollars using the medical consumer pricing index (CPI) available from the Bureau of Labor
Statistics.
Statistical analyses
Our objectives were to describe the trends in Impella® use; variation in Impella® use and its
outcomes over 13 years from 1/2004 to 12/2016; and to compare the clinical outcomes (in-
hospital mortality, bleeding requiring transfusion, AKI and stroke) in patients who received
Impella® vs. IABP, among patients undergoing PCI with MCS.
Overall analytical approach
Recognizing the potential for confounding at the level of both patients and hospitals in all
association analyses, we first developed a propensity score, using a logistic regression model, to
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predict the likelihood of Impella® use based on patients’ clinical characteristics (supplementary
figure 2); Next, we used mixed effects logistic or linear regression models that used hospital
identifier as random effect to account for hospital-level random effects and the propensity score.
These steps are discussed in detail below.
1. Propensity Score Adjustment: The propensity score predicting Impella® use was
generated using multivariable logistic regression with Impella® use as the dependent variable
and a total of 37 potential confounders as the independent variables listed in Supplementary
Figure 2, Panel A. Information on all the covariates was available in 48,306 patients from 432
US hospitals. The balance of covariates before and after propensity adjustment for all the 37
confounders is shown in Supplementary Figure 2, Panel A.
2. Mixed effects modeling: We then developed a hierarchical model, with ‘hospital site’ as a
random effect, adjusted for patients’ propensity to receive an Impella® device. We examined
inter-hospital variation from these models as follows: from linear regression models (with
hospital cost or length of stay as the dependent variable) we estimated the intra-class correlation
coefficient (ICC) as the contribution of the hospital-level variance to the overall variance22; from
logistic regression models we estimated the median odds ratios (MOR) and their 95% credible
interval (CrI) as described by Larsen and Merlo23. The MOR represents the median of all odds
ratios (ORs) when comparing the odds of receiving Impella® for all possible pairs of patients
with identical characteristics presenting at 2 different randomly chosen hospitals. MOR larger
than unity indicates variation in the association across hospitals.23
Statistical analyses for time trends
We examined the temporal trends in: Impella® use by plotting the proportion of Impella® use
amongst patients undergoing PCI with MCS devices, by year. When examining these trends in
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Impella® use, we also plotted trends in Impella® use among critically-ill patients vs. those not
critically-ill to examine if Impella® was being used more in critically ill patients. A subset of
‘critically-ill’ patients were identified as those who received mechanical ventilation or cardiac
arrest or had a diagnosis of cardiogenic shock.
Statistical analyses to quantify variation across hospitals
We examined the variation in Impella® use across hospitals univariately and after adjusting for
patient characteristics; and expressed using the MOR. We separately examined the variation
across hospitals in outcomes, costs and length of stay in only the subset of patients who received
Impella® device (n=4,782).
Association analyses at the time-period level, hospital-level and patient-level
To examine the association of Impella® devices with clinical outcomes and costs, we compared
the pre-Impella® era (n=12,540) and Impella® era (n=35,766). We then grouped hospitals by
quartiles of Impella® use (with Quartile #1 being the lowest use, and Quartile #4 being the
highest use) to examine the associations of increasing Impella® use with outcomes. Next, we
performed patient level observational comparative effectiveness analyses comparing patients
receiving Impella® or IABP.
Sensitivity analyses
Finally, to examine the robustness of our results we also performed the following sensitivity
analyses. First, we repeated all analyses after excluding the small subset of patients escalated to
use of ECMO (n=163 [0.34%]). Second, we performed sensitivity analyses excluding hospitals
with <10 years of data . Third, to account for changing trends in MCS use, we included calendar
year as a covariate in the hierarchical regression models and repeated the analyses. Finally, we
performed a series of falsification endpoint analyses24, 25, in which endpoints not expected to be
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influenced by MCS choice, but would be influenced by confounding factors, were tested to
assess residual bias. Unrelated but acute falsification endpoints indicative of unmeasured frailty
or sickness (community-acquired pneumonia, diarrhea, cellulitis, deep vein thrombosis, intestinal
obstruction and osteomyelitis) were compared between Impella® vs. IABP groups using odds
ratios (ORs) and 95% confidence intervals (CI).24, 25 For all analyses, the statistical significance
was tested at a type I error rate of 0.05 and conducted using the Stata 12.0 (Stata Corp, College
Station, TX) software package.
Results
Study participants
A total of 48,306 patients undergoing PCI with MCS from 432 hospitals over 13 years from
2004 to 2016 were included in the study. Of these patients 4,782 (9.9%) received an Impella®
device, and the remaining 43,524 (90.1%) received an intra-aortic balloon pump (IABP). Clinical
characteristics of these patients are detailed in Table 1. Briefly, patients undergoing PCI with
MCS had a high prevalence of comorbidities: heart failure (50%), chronic renal failure (20%),
diabetes (40%), COPD (20%) and atrial fibrillation (23%). Cardiogenic shock was present in
50%, 38% required mechanical ventilation, 62% of patients presented with a STEMI and 26%
underwent multivessel PCI. Patients receiving Impella® were more likely than those receiving
IABP to be male with Medicare insurance, non-white, and had a higher prevalence of diabetes,
heart failure, CKD, COPD, multivessel disease, greater use of Ticagrelor and Bivalirudin, but
lesser use of warfarin and GPIIb/IIIa use (Table 1). However, Impella® was used less in patients
who required mechanical ventilation or who had cardiac arrest or cardiogenic shock (Table 1).
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Trends in Impella® use
When examined in the context of the entire Premier PCI population (N = 1,733,594), use of
MCS devices remained stable around 2.5% of all PCI procedures until 2008, thereafter
increasing to 3.5% in 2016 (Supplementary figure 3). The overall rise in MCS use after 2008
closely paralleled a concomitant rise in patients who received Impella® while the proportion of
patients who received IABP remained stable or declined slightly during the post-Impella® era.
Within the subset of the MCS-treated patients, the proportion of Impella® utilization increased
steadily, reaching 31.9% in 2016 (Figure 1). We did not observe increasing Impella® use in
more critically ill patients, defined by one or more of the following: presence of mechanical
ventilation, cardiac arrest or cardiogenic shock (Supplementary Figure 4). Also, we observed that
adjusted costs of hospitalization remained stable in the pre-Impella era from $46,989 in 2004 to
$47,282 in 2009, but increased to $51,202 in 2016, in the post-Impella® era. In contrast to the
increasing cost trend in patients undergoing PCI with MCS, when we examined the costs of PCI
when MCS devices were not used (N= 1,724,546), we observed a decline in costs
(Supplementary figure 5).
Variation in Impella® use across hospitals
We observed wide variation across hospitals in the proportional use of Impella® among patients
undergoing PCI with MCS, ranging from 0% to 100% (Figure 2). After adjustment for the
propensity score for Impella® use, and accounting for clustering of patients by hospitals in
mixed effects model, the MOR was estimated to be 5.77 (CrI 4.77 – 7.06), indicating that
statistically identical patients had an average 5.77-fold differing likelihood of receiving Impella®
at 1 randomly selected hospital as compared with another (Figure 2). Further, this variation
across hospitals was observed throughout the Impella® era (Figure 2, inset).
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Variation in outcomes, costs and length of stay in patients who received Impella®
Specifically, among patients who received Impella® (n=4,782), we determined if there was
variability in Impella®-associated outcomes via additional mixed effects modeling studies. As
shown in Table 2, we found that there was significant inter-hospital variation in clinical
outcomes when Impella® was used. The median odds ratio (MOR) estimates were highest for
bleeding (MOR 2.62, indicating an average 2.6-fold greater likelihood of a clinically similar
patient experiencing a bleeding complication, followed by death (MOR 1.71), AKI (MOR 1.53)
and stroke (MOR 1.47) even after accounting for clustering of patients across hospitals (full
results in Table 2). Thus, patients with a statistically similar clinical profile who received an
Impella® device tended to have variable outcomes across hospitals. On the other hand, the ICC
estimates capturing variation in LOS and cost association across hospitals indicated that hospital
factors only explained ~5-7% of variation in LOS and ~18% of variation in hospitalization costs,
indicating less variation across hospitals in these outcomes (Table 2).
Clinical outcomes and hospitalization costs in the Pre-Impella® and Impella® era
We conducted a comparison of the adjusted clinical outcomes, LOS and costs between the pre-
Impella® (n=12,540) and Impella® eras (n=35,766) (Table 3) and observed higher rates of in-
hospital death (OR 1.17), AKI (OR 1.91) and stroke (OR 3.34) in the Impella® era. While the
LOS, and ICU stay did not change significantly in the Impella® era, average per-patient
hospitalization costs increased by US$ 1,775.
High- vs. Low-Impella® use across hospitals and its association with outcomes
When we categorized hospitals by quartiles of Impella® use, we found the adjusted odds ratios
of clinical outcomes differed such that hospitals with higher use of Impella® had a higher risk of
death, bleeding, AKI and stroke as compared to hospitals with lower use of Impella®, after
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adjusting for the propensity score and accounting for clustering of patients across hospitals
(Table 4). We also observed a shorter length of stay in high-Impella® use hospitals both in and
out of the ICU. However, hospitalization costs in high-use hospitals exceeded costs in low-use
hospitals by at least $10,000 (Table 4).
Individual patient comparative effectiveness analyses
After adjustment for the propensity score for Impella® use, and accounting for clustering of
patients by hospitals in hierarchical models, Impella® use was associated with a higher risk of
the three outcomes [death: OR 1.24 (95% CI 1.13 - 1.36); bleeding: OR 1.10 (95% CI 1.00 –
1.21); and stroke: OR 1.34 (95% CI 1.18 – 1.53)] although a similar, but non-significant result
was observed for AKI: OR 1.08 (95% CI 1.00 – 1.17); (Figure 3).
Sensitivity analyses and falsification endpoint analysis
Numerous sensitivity analyses were performed to evaluate the robustness of the study results as
follows: First, hospital-level variation remained comparably high after a) excluding ECMO
patients; b) adding calendar year as covariate (adjusting for time trends); and c) excluding
hospitals contributing <10 years data. (Supplementary Table 1). Second, the outcome differences
across pre-Impella® era vs. Impella® era remained significant after a) excluding ECMO
patients; b) excluding hospitals with <10 years of data and; c) excluding hospitals with <10 years
of data and excluding ECMO patients. We observed similar variation in outcomes in each of
these sensitivity analyses as the primary analysis (Supplementary Table 2). Third, the differences
between high-Impella® use vs. low-Impella® use hospitals were demonstrable even after
excluding hospitals contributing <10 years data (Supplementary Table 3). Fourth, the strength
and direction of association of Impella® use with clinical outcomes was essentially unchanged
significant even after a) excluding ECMO patients; b) excluding hospitals with <10 years of data;
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and c) excluding hospitals with <10 years of data and excluding ECMO patients (Supplementary
Table 4). Lastly, In falsification endpoint analysis, we found no association of Impella® use with
a) community-acquired pneumonia and b) a combined endpoint of acute diarrhea, cellulitis, deep
vein thrombosis, intestinal obstruction or osteomyelitis (Supplementary Figure 6), indicating that
the adverse outcomes associated with Impella® use reported in the study, were unlikely to be
driven by unmeasured comorbid conditions or its use in sicker patients.
Discussion
Several important findings were observed in this large study of contemporary US practices of
Impella® use among 48,306 patients undergoing PCI with MCS from 432 hospitals over 13
years from 2004 to 2016. First, the use of Impella® steadily increased, especially in the recent
years, reaching 31.9% of cases of PCI with MCS in 2016. In contrast to the expectation that
Impella® was being used in the sicker patients, we observed a lower use of Impella® in critically
ill patients with cardiac arrest, mechanical ventilation or cardiogenic shock (Supplementary
Figure 4). Second, with increasing Impella® use, we observed a concurrent increase in the cost
of hospitalization among patients undergoing PCI with MCS after 2009, when Impella® devices
became available. This contrasts with a decreasing trend in PCI costs in the non MCS
population, suggesting that MCS devices may be a contributor to higher costs. Our findings of
increasing hospitalization costs over time in PCI patients with MCS is consistent with a prior
study from the Canadian health system perspective observing a higher cost associated with
Impella® use.26 Third, in this population of PCI patients requiring MCS, there was more than 5-
fold variation in the use of Impella® across hospitals for statistically comparable patients.
Fourth, when comparing differential time periods of pre-Impella® and Impella® eras, we
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observed that the outcomes among PCI patients receiving MCS were not any better in the
Impella® era. In the Impella® era, rates of death, AKI, stroke and costs were higher as compared
with the pre-Impella® era. Fifth, when comparing hospitals with high- vs. low-use of Impella®,
we observed that the outcomes were not better in the high use hospitals. In the highest use
quartile of hospitals, we observed a higher rate of death, bleeding, AKI, stroke and cost, but a
shorter length of stay when compared with hospitals having a lower use of Impella® devices.
Lastly, comparative effectiveness of Impella® vs IABP demonstrated that Impella® use was
associated with higher mortality, bleeding, and stroke. These results underscore the need for
higher quality evidence to inform clinical guidelines for the use of hemodynamic support
possibly contributing to variation in adverse outcomes associated with Impella® use. Trials such
as DanGerShock (ClinicalTrials.gov Identifier: NCT01633502), randomizing shock patients to
Impella® vs. no Impella® may shed light on some of these issues.
There was an association of higher risk of bleeding with Impella® use vs. IABP use in
the hospital-level and patient-level analyses of our study. While bleeding complications have
been associated with larger bore access site previously27, the association of Impella® use with
AKI is not well understood. In higher Impella® use hospitals (vs. lower Impella® use hospitals),
and Impella® era vs pre-Impella® era analyses we observed a greater risk of AKI and in patient-
level comparative effectiveness analysis, we observed a trend towards greater AKI. These
findings are at odds with a prior observation from a single center of 230 patients which found a
lower risk of AKI28, but are in agreement with a meta-analysis27 which showed a higher risk of
AKI associated with Impella® use. The PROTECT II randomized trial showed no change in
creatinine clearance between Impella® and IABP patients 24 hours after PCI in comparison with
baseline (4.65 vs 4.661, p=0.988), despite the higher volume of contrast media received by
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Impella® patients.2 In reality, AKI is a multifactorial adverse event, dependent on many factors
including the comorbidities, presence of cardiogenic shock, contrast volume use and indication
for the PCI procedure. It is possible that these differences in findings are due to differences in the
risk profile of patients across studies.
In this study we noted not only a wide variation in the use of Impella® across hospitals,
but also a wide variation in the outcomes when Impella® was used. Particularly noteworthy is
the >2.5-fold variation in bleeding events implying that operator- and hospital- practices
currently lack standardization and may be deficient in adherence to best practices for preventing
bleeding complications associated with large bore sheaths. Certainly, the high-Impella® use
hospitals appeared to have a reduction in the higher risk of bleeding from 33% (Quartile 1) to
17% (quartile 4) (Table 4), confirming the well-recognized ‘volume-outcome’ relationship in
prior studies or the ‘learning curve’ seen in in the PROTECT II trial29. In contrast to bleeding,
the variation in incremental costs associated with Impella® across hospitals was smaller (ICC
17.8%) likely because of the uniformly high cost of the device. Whether mitigating bleeding
complications, associated with increased costs and worse clinical outcomes, will result in
superior outcomes amongst this sick population remains to be seen.
The occurrence of stroke associated with Impella® use was higher in our study than
PROTECT II trial2. Consistent with our study, a European study showed a high risk of stroke
with Impella®.30 Early studies are emerging that suggest a biologic plausibility with a higher rate
of stroke with greater duration of Impella® support31 or lower levels of anticoagulation with
anti-Xa levels <0.1 u/ml32. These data suggest that in real world practice where trial conditions
cannot be met, lower levels of anticoagulation or longer duration of Impella® use may be
associated with higher stroke risk. Further supporting this premise is the fact that in PROTECT
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II, IABP patients had longer duration of support as compared to Impella® patients.2 However,
further studies are needed to better understand this association.
Our findings are consistent with prior studies. A study from the National Inpatient
Sample also found a substantial increase in the use of PVADs in recent years with a higher risk
of mortality, and higher associated cost33, indicating consistency across different populations.
Another study found that contrary to the belief that Impella® was being used in sicker patients,
Impella® was being used in a lower risk patients (more likely to be elective patients, less likely
to have shock and less likely to have STEMI than IABP patients)34, a finding also seen in our
study.
Limitations
The results of our study should be interpreted within the context of the following potential
limitations. First, despite adjustment with propensity scores and hierarchical models to account
for clustering of patients by hospitals, this is an observational study and cannot prove causation
and the comparative effectiveness results cannot rule out unmeasured confounding nor selection
bias. The association of Impella® use with a higher rate of adverse events or higher costs should
not be assumed to be causally linked with each other as these may be due to unmeasured
confounding amongst patients selected for PCI with Impella®. Nevertheless, these observations
are important as they describe the contemporary practice of MCS use and the costs and outcomes
trends in the United States and warrant further examination in prospective studies. Furthermore,
numerous sensitivity analyses and falsification endpoint analyses demonstrated the robustness of
these results. We found a higher risk of adverse clinical outcomes and costs at higher Impella®
use hospitals (vs. lower Impella® use hospitals) and Impella® era (vs. pre-Impella® era), a
comparison that is less likely to be influenced by confounding by indication. Second, Premier is
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an administrative database and the outcomes of death, bleeding, AKI and stroke are derived from
administrative codes with potential for misclassification. Nonetheless they were derived from
discharge codes and were absent in ‘present on arrival’ codes. Third, we did not have
information on the angiographic details and were therefore unable to adjust for anatomic
complexity or other clinical factors. Replicating this work in clinical registries with granular
angiographic data, such as the National Cardiovascular Data Registry could help validate these
observations. Fourth, since the definition of cardiogenic shock is not based on accurate
hemodynamic data, we chose to use a population where a decision to use MCS support had
already been made based on clinical circumstances; this may have resulted in the inclusion of
some patients with other forms of shock in our analysis and precluded our ability to compare the
outcomes of patients with shock who did not receive MCS. Nonetheless, MCS device use
represents the real-world clinicians’ choice of Impella® use amongst less selected patients
undergoing PCI with MCS than in randomized clinical trials. It is also important to note that by
including only those patients whose day of PCI matched the day of MCS device use, we
excluded patients whose shock preceded or developed after PCI. Fifth, our analyses did not
account for the type of Impella® device used such as Impella® 2.5®, Impella CP® or Impella
5.0® which may provide different degree of hemodynamic support. Sixth, the significant
variation in outcomes observed amongst the subset of Impella® patients could result from not
only physician technique or hospital practices but also the selection of patients. Nonetheless,
Impella® was used more common in lower risk patients and this variation persisted despite
adjusting for propensity score and clustering across hospitals and therefore this variation is
important to report. Seventh, costs are from the hospital perspective and short-term costs limited
to the index hospitalization. It is possible that longer-term costs from a societal perspective may
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be lower with Impella®. Finally, the clinical reasoning behind selection of Impella® use cannot
be ascertained from the data and could have resulted in known or unknown residual confounding
in the regression models, despite propensity score adjustment and accounting for clustering by
hospitals.
Conclusions
In conclusion, Impella® is increasingly being utilized instead of IABP to support PCI in the
United States, but the associated clinical outcomes did not show any substantial improvement,
while costs of hospitalization rose. Moreover, there exists a wide variation not only in the use of
Impella® across hospitals but also in its associated outcomes across hospitals. Although
unmeasured confounding cannot be ruled out, when analyzed by time periods, or at the level of
hospitals or at the level of patients, Impella® use was associated with higher rates of adverse
events and increased costs. These data underscore the need for defining the appropriate use of
MCS in patients undergoing PCI with appropriately powered prospective randomized controlled
trials.
Disclosures
Dr. Amit P. Amin – has received a comparative effectiveness research KM1 career development
award from the Clinical and Translational Science Award (CTSA) program of the National
Center for Advancing Translational Sciences of the National Institutes of Health, Grant Numbers
UL1TR000448, KL2TR000450, TL1TR000449 and the National Cancer Institute of the National
Institutes of Health, Grant Number 1KM1CA156708-01; an AHRQ R18 grant award (Grant
Number R18HS0224181-01A1), has received an unrestricted grant from MedAxiom Synergistic
Healthcare Solutions Austin, TX and is a consultant to Terumo and GE Healthcare. Dr. John A.
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Spertus discloses an equity interest in Health Outcomes Sciences and serves on the
Cardiovascular Scientific Advisory Board of United Healthcare and the board of Blue Cross
Blue Shield of Kansas City. Dr. Hemant Kulkarni provides research consultancy to MedAxiom –
Synergistic Healthcare Solutions Austin, TX. Dr. Masoudi has a contract with the American
College of Cardiology for his role as Chief Science Officer of the NCDR. Dr. Curtis reports
salary support under contracts with CMS and ACC, and equity in Medtronic. Dr. Sunil V. Rao
reports no disclosures. The other authors have nothing to disclose.
Sources of Funding
None.
Role of any Sponsor
No sponsor participated in the design and conduct of the study, collection, analysis, or
interpretation of the data, nor in the preparation, review, nor approval of the manuscript.
Data Access and Responsibility: Mr. House and Dr. Kulkarni had full access to the data in the
study and take responsibility for the integrity of the data and the accuracy of the data analysis.
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Table 1. Characteristics of the study participants.
Characteristic Impella® (n=4,782) IABP Total (n=48,306)
(n=43,524)
N % N % N %
Hospital characteristics
Total number of beds at hospital
000-099 115 2.4 423 0.97 538 1.11
100-199 255 5.33 2,499 5.74 2,754 5.70
200-299 637 13.32 6,032 13.86 6,669 13.81
300-399 744 15.56 10,247 23.54 10,991 22.75
400-499 645 13.49 7,265 16.69 7,910 16.37
500+ 2,386 49.9 17,058 39.19 19,444 40.25
Teaching Hospital 2,617 54.73 21,486 49.37 24,103 49.90
Hospital - Urban/Rural
Rural 252 5.27 3,256 7.48 3,508 7.26
Urban 4,530 94.73 40,268 92.52 44,798 92.74
Patient demographics
Age* 67.85 12.14 64.62 12.63 64.95 12.62
Females 1,317 27.54 13,621 31.3 14,938 30.92
Marital Status
Married 2,103 43.98 21,796 50.08 23,899 49.47
Single 1,710 35.76 15,174 34.86 16,884 34.95
Other 969 20.26 6,554 15.06 7,523 15.57
Patient Race
Black 390 8.16 2,910 6.69 3,300 6.83
Hispanic 28 0.59 1,123 2.58 1,151 2.38
Other 1,129 23.61 8,748 20.1 9,877 20.45
Unknown 48 1 163 0.37 211 0.44
White 3,187 66.65 30,580 70.26 33,767 69.90
Insurance Payor
Medicare 3,059 63.96 21,864 50.23 24,923 51.59
Medicaid 382 7.99 3,282 7.54 3,664 7.58
Managed Care / Commercial 985 20.6 13,487 30.99 14,472 29.96
Self-Pay 171 3.58 2,825 6.49 2,996 6.20
Other 185 3.87 2,066 4.75 2,251 4.66
Prior history
Diabetes 2,564 53.62 16,659 38.28 19,223 39.79
Dyslipidemia 3,582 74.91 27,424 63.01 31,006 64.19
Hypertension 3,996 83.56 30,618 70.35 34,614 71.66
Smoking 2,267 47.41 19,339 44.43 21,606 44.73
Congestive heart failure 3,416 71.43 20,855 47.92 24,271 50.24
Atrial fibrillation 1,251 26.16 10,103 23.21 11,354 23.50
Chronic renal failure 1,673 34.99 7,860 18.06 9,533 19.73
COPD 1,266 26.47 8,793 20.2 10,059 20.82
Alcohol abuse 116 2.43 898 2.06 1,014 2.10
Drug abuse 55 1.15 362 0.83 417 0.86
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Medications given during index
hospitalization
GPIIbIIa inhibitors 1,170 24.47 24,754 56.87 25,924 53.67
Bivalirudin 1,654 34.59 12,297 28.25 13,951 28.88
Intravenous heparin 1,063 22.23 11,858 27.24 12,921 26.75
Prasugrel 739 15.45 4,310 9.9 5,049 10.45
Ticagrelor 1,158 24.22 3,682 8.46 4,840 10.02
Novel oral anticoagulants 148 3.09 401 0.92 549 1.14
Warfarin 394 8.24 5,462 12.55 5,856 12.12
PCI and lesion characteristics
Multi-vessel disease 2,554 53.41 10,044 23.08 12,598 26.08
Transradial access 529 11.06 3,358 7.72 3,887 8.05
Bifurcation lesion 382 7.99 1,230 2.83 1,612 3.34
Bare metal stents used 764 15.98 14,577 33.49 15,341 31.76
Chronic total occlusion 1,056 22.08 6,277 14.42 7,333 15.18
LASER atherectomy 666 13.93 1,498 3.44 2,164 4.48
Rotational/orbital atherectomy 340 7.11 585 1.34 925 1.91
Mechanical ventilation 1,407 29.42 16,813 38.63 18,220 37.72
Cardiac arrest 701 14.66 8,105 18.62 8,806 18.23
Cardiogenic shock 1,792 37.47 22,558 51.83 24,350 50.41
STEMI 1,267 26.5 28,509 65.5 29,776 61.64
NSTEMI/UA 2,114 44.21 10,246 23.54 12,360 25.59
Indication other than ACS 1,401 29.3 4,769 10.96 6,170 12.77
*, numbers indicate means and SD, respectively. COPD, chronic obstructive pulmonary disease;
GPIIbIIIa, glycoprotein IIbIIIa; STEMI, ST segment elevation myocardial infarction; NSTEMI, non-ST
segment elevation myocardial infarction; UA, unstable angina; ACS, acute coronary syndrome.
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Table 2. Hospital-level variation in the study outcomes in patients who received Impella®
device*.
Outcome Variation across all hospitals
(n = 4,782)
Dichotomous outcomes (MOR)
Death 1.71 (1.53 – 1.97)
Bleeding 2.62 (2.24 – 3.17)
AKI 1.53 (1.41 – 1.69)
Stroke 1.47 (1.27 – 1.86)
Continuous outcomes (ICC, %)
Total LOS 5.18 (3.40 – 7.80)
ICU LOS 6.98 (4.67 – 10.31)
Total cost 17.80 (13.93 – 22.46)
*Please note the sample size for this analysis is n=4,782. All results are from mixed effects
models that used hospitals as random effects. Variation in dichotomous outcomes is quantified
as median odds ratio (MOR) while that in continuous variables is shown as intraclass correlation
coefficient (ICC). Parentheses contain 95% credible interval (for MOR) or confidence interval
(for ICC). AKI, acute kidney injury; LOS, length of stay; ICU, intensive care unit.
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Table 3. Comparison of the pre-Impella® and Impella® era for study outcomes*.
Pre-Impella® vs. Impella® era study outcomes across all
hospitals (n = 48,306)
Dichotomous outcomes
Outcome OR (95% CI), p
Death 1.17 (1.10 – 1.24), <0.001
Bleeding 0.99 (0.94 – 1.05), 0.843
AKI 1.91 (1.81 – 2.01), <0.001
Stroke 3.34 (2.94 – 3.79), <0.001
Continuous outcomes
Outcome β coefficient (95% CI)
Total LOS 0.04 (-0.08 – 0.16), 0.524
ICU LOS -0.04 (-0.12 – 0.04), 0.319
Total cost 1,774.94 (1,687.99 – 1,861.89), <0.001
*Results are from mixed effects, hierarchical models which adjusted for the propensity scores and with
hospitals as random effects. Odds ratios (OR) higher than unity indicate increased risk during the
Impella® era as compared to the pre-Impella® era. Similarly, positive β coefficients indicate higher
values, while negative β coefficients indicate lower values associated with the Impella® era as compared
to the pre-Impella® era. AKI, acute kidney injury; LOS, length of stay; ICU, intensive care unit.
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Table 4. Comparison of the higher- vs. lower-Impella® use hospitals for study outcomes*.
1st Quartile Hospitals
(0% Impella® use)
2nd Quartile Hospitals
(>0% to ≤3.33% Impella® use)
3rd Quartile Hospitals
(>3.33% to ≤14.72% Impella® use)
4th Quartile Hospitals
(>14.72% Impella® use)
Dichotomous Outcomes
Death - 0.71 (0.43 – 1.18), 0.1863 1.11 (0.95 – 1.30), 0.1825 1.48 (1.32 – 1.67), <0.0001
Bleeding - 1.33 (0.87 – 2.02), 0.1897 1.10 (0.95 – 1.29), 0.1897 1.17 (1.03 – 1.33), 0.015
AKI - 0.64 (0.42 – 0.96), 0.0313 1.00 (0.88 – 1.15), 0.9551 1.29 (1.17 – 1.43), <0.0001
Stroke - 1.31 (0.68 – 2.53), 0.4218 1.42 (1.15 – 1.76), 0.0012 1.26 (1.06 – 1.50), 0.0094
Continuous Outcomes
Total LOS (days) - -0.99 (-1.95 – -0.02), 0.0449 -0.79 (-1.10 – -0.48), <0.0001 -0.75 (-1.00 – -0.49), <0.0001
ICU LOS (days) - -1.09 (-1.78 – -0.40), 0.0019 -0.73 (-0.95 – -0.51), <0.0001 -0.51 (-0.70 – -0.33), <0.0001
Total cost ($) - $11,002 ($6,987 – $15,018), <0.0001 $12,039 ($10,770 – $13,307), <0.0001 $12,071 ($11,067 – $13,075), <0.0001
*Results are from mixed effects, hierarchical models which adjusted for the propensity scores and accounting for clustering with hospitals as random effects. All results
are shown as odds ratio or the beta coefficient estimate (95% confidence interval), p-value. Odds ratios (OR) higher than unity indicate increased risk associated at higher-
Impella® use hospitals as compared to the lower-Impella® use hospitals. Similarly, positive β coefficients indicate higher values, while negative β coefficients indicate
lower values associated at higher-Impella® use hospitals as compared to the lower-Impella® use hospitals. AKI, acute kidney injury; LOS, length of stay; ICU, intensive
care unit.
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10.1161/CIRCULATIONAHA.119.044007
31
Figure Legends
Figure 1. Trends in the use of Impella® amongst PCI patients requiring MCS. X-axis
depicts the calendar year. The black bars represent proportion of Impella® use amongst PCI
patients requiring MCS. Grey box represents the pre-Impella® era in which the Impella®
devices had not become available. MCS, hemodynamic support.
Figure 2. Variation in the use of Impella® across hospitals amongst PCI patients requiring
MCS. X-axis represents hospitals arranged in the order of increasing use of Impella®. Inset
shows the estimated median odds ratio (MOR, diamonds) and the 95% credible interval (Crl,
error bars). The MOR and its 95% Crl is obtained from a hierarchical, mixed effects logistic
regression model with hospital as a random effect. MCS, mechanical circulatory support.
Figure 3. Association of Impella® versus IABP use with clinical outcomes. The X-axis
represents the odds ratio scale, the dotted vertical line indicates the line of unity, and for each
outcome, the black diamonds represent the odds ratio estimate, while the horizontal bars indicate
the 95% confidence intervals. The OR and its 95% CI for each outcome is obtained from a
hierarchical, mixed effects logistic regression model with hospital as a random effect. AKI, acute
kidney injury; OR, odds ratio; CI, confidence interval; PCI, percutaneous coronary intervention D
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Prop
ortio
n re
ceiv
ing
Impe
lla (
%)
Calendar Year
35
30
25
20
15
10
5
02004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016
Pre-Impella Era Impella Era
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Hospital1 108 216 324 432
100
80
60
40
20
0
Impe
lla u
se (%
) am
ong
patie
nts
requ
iring
HD
S
0
2
4
6
8
10
12
14
16
18
Overall 2009 2010 2011 2012 2013 2014 2015 2016
Med
ian
Odd
s Ra
tio (M
OR)
Calendar Year
5.77
7.11
5.12
6.05
6.95
5.00
5.00
5.79
5.10
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Death
OR (95% CI) pOutcome
Bleeding
AKI
Stroke
0.5 1 1.5 2Odds Ra�o
Benefit Harm
1.34 (1.18 - 1.53) <0.0001
1.24 (1.13 - 1.36) <0.0001
1.10 (1.00 - 1.21) 0.0445
1.08 (1.00 - 1.17) 0.0521
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