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The Current & Future State of Particle TherapyThe MD Anderson Proton Therapy Center- Houston
Making Cancer History w/ Proton Therapy for 10 years!
• Maximize disease control• Minimize both early and late side effects• Preserve organ function• Preserve quality of life• Minimize extraneous radiation dose to the
patient
Goals of Radiation Therapy
“One cannot have a radiation-induced side effect in tissue that does not receive radiation.”
-H. Suit
The 4 Eras of RadiotherapyThe Era of Discovery (Rontgen - Late 1920s)
The Orthovoltage Era (Late 1920s - World War II)
The Megavoltage Era (1950’s – Current)
The Particle Therapy Era (1950’s – Current)
An early radiation therapy machine at Columbia
(1950s)
All Eras are a Continuum…Overarching goal – better
patient treatmentFundamental impetus for improvements- need for effective disease and improving quality of life.
Curiosity of physicians, physicists, and biologists led to development to meet these for patients’ benefit.
1900’s Brachytherapy
1952 Cobalt Teletherapy
1954 Proton Therapy
1960’s Radiosurgery
1970’s CT planning
1980’s BEV planning
1990’s 3D planning
1990’s IMRT
2000’s IGRTVMATIMPT
2010+
• Particle accelerators (1920s) constructed.
• Linear Accelerator (1927)- Developed by Widerøe
• Supervoltage X-ray tubes (1929)- for Linac developed by Coolidge
• Cyclotron (1930)- Lawrence’s laboratories (UC Berkeley)
• Synchrotron (1944–1945)- Veksler(Soviet Union) & McMillan [US]
• Electron Beam Therapy (1940)- Kerst developed the Betatron
• Concept of Proton Therapy (1946)-Robert R. Wilson proposed protons for medical purposes
• Proton Therapy (1954)- first clinical use at Berkeley in 1954.
Technology Advances
1900’s Brachytherapy
1952 Cobalt Teletherapy
1954 Proton Therapy
1960’s Radiosurgery
1970’s CT planning
1980’s BEV planning
1990’s 3D planning
1990’s IMRT
2000’s IGRTVMATIMPT
2010+
• Proton Radiosurgery at MGH (1961)• UCLA Medical Center obtained a
Commercially Produced Linac (1962) • Chemotherapy (1960s – 1970s)• Worldwide proton therapy growth
(1960s – 1980s)• Rotational Arc Therapy introduced
(1970s- 1980s)• CT-Based Treatment Planning (1978)• 1,000 Medical Photon Linacs in US
(1986)• Virtual Simulation (1987) at UNC
Technology Advances
1900’s Brachytherapy
1952 Cobalt Teletherapy
1954 Proton Therapy
1960’s Radiosurgery
1970’s CT planning
1980’s BEV planning
1990’s 3D planning
1990’s IMRT
2000’s IGRTVMATIMPT
2010+
Technology Advances• CyberKnife developed by J. Adler at
Stanford University (1990). • World’s first Hospital-based Proton
Facility opened at LLUMC (1990) • First commercial TPS developed in
(1990)• MLC developed (3D-planning) which
allows first dose escalation trials. (1990s)
• CT Simulations first used (1990s)• IMRT developed (1994)• KV Imaging & CBCT (1990-2000)• Tomotherapy clinically developed
(2003). • Intensity Modulated Proton Therapy
delivered at MDACC (2008)
Technology Advances
HEART DOSE (cGy):2833 1933 2200 1301
943 LUNG DOSE (cGy):
1747 1324 1103 966 775
LIVER DOSE (cGy):1184 1141 986 218 235
IMRTX-RAYS
3D-CRTX-RAYS
VMATX-RAYS
IMPT PROTONS
1980’s 1990’s 2000’s 2010+
PASSIVEPROTONS
2005+
The 4 Eras are a Continuum…Overarching goal – better patient treatment
Fundamental impetus for improvements is the need for DISEASE CONTROL and IMPROVING QUALITY OF LIFE.
The intent is to deliver a more EFFECTIVE DOSE to the target volume while REDUCING DOSE TO TISSUE that do not need to be irradiated.
Therefore, ONGOING RESEARCH to DEVELOP NEW TECHNIQUES to overcome these imposed limitations.
Rubin and Casarett demonstrated that there is NO “SAFE” RADIATION DOSE, in terms of avoiding sequelae in irradiated normal tissues[1,2].
The DEVELOPMENT OF PARTICLE THERAPY was a response to the need to PRESERVE NORMAL TISSUE as much as possible to REDUCE SIDE EFFECTS AND COMPLICATIONS.
[1] Ute Linz, Ion Beam Therapy: Fundamentals, Technology, Clinical Applications, [2] P. Rubin, G.W. Casarett, Clinical Radiation Pathology, vols. 1 and 2 (W.B. Saunders, Philadelphia, 1968)
Proton Therapy (IMPT) X-Ray Therapy (IMRT)
ELIMINATION OF UNNECESSARY RADIATION
Added Radiation w/ IMRT (X-Rays)
*25 Gy (25 Sv) of Unnecessary Radiation
Added Radiation w/ IMRT (X-Rays)
ELIMINATION OF UNNECESSARY RADIATION
*25 Gy (25 Sv) of Unnecessary Radiation =
H&N CTs (2 mSv)
12,500Intraoral X-Rays
(0.002 mSv)
5,000,000General Public
Annual Limit (1.0 mSv)
25,000x
Proton Therapy (IMPT)
Proton Therapy for Nasopharynx Ca60% reduction in feeding tubes
Frank SJ et al. ASTRO 2013Frank SJ et al. IJROBP 2014
Barriers for Rapid Proton Therapy Adoption
1)Large gantry designs2)Infrastructure requirements3)Shielding requirements4)Large equipment technology5)Power and cooling
requirements6)Old accelerator technology7)Time to First Treatment (3+
years)
Image Courtesy of HIL Applied Medical
1st Linac(1960)
2-D Planning &MV Port Films
(1970)
CT-Based Planning(1987)
3-D Planning(1990)
IMRT Implementation
(1992)
75% of RO using IMRT
(2002)
kV ImagingVMAT Implementation
(2006)
CBCT & VMAT Growth(2010)
VMAT Maturation(2014 )
MDACC(#5)
(2006)LLUMC (#1)(1990)
1st USA Spot Scanning
(2008)
1st USA IMPT(MDACC)*
(2009)
UCSF (#2)(1994)
MGH (#3)(2001)
Proton Therapy Development Lag = ~17 Yrs.
39 New PTCenters (45%)(2014 - 2018)
7 w/Spot Scanning &
0 w/ CBCT(2014)
Single Room PT Growth
(2018)
Future Potential of Proton Therapy
Technology Development Lifecycle
Technology Advancements
Size
Smartphone Image Courtesy MIM Vista Website
Technology & Functionality
PT Industry Developments
-28%Gantry Design
Courtesy of ProNova
PT Industry Developments
-33%
Vault Design (Maze)
-46%
Floor Plan Design
97’ 7”
84’ 11”
Courtesy of VOA Associates
PT Industry Developments
-27%
Modular Shielding
Shielding Design
-36%
Courtesy of VOA Associates & Veritas Shielding
PT Industry Developments
Accelerator Design
-20%
-59%
Power Supply
Images Courtesy of Hitachi Medical & ProTom
PT Industry Developments
Reduced Footprint
Superconducting Accelerators & Magnets
Images Courtesy of ProNova & Mevion
PT Industry Developments
Proton Source (Nanotechnology)
Reduced Footprint
Images Courtesy of HIL Applied Medical
Rapid Adoption of Proton Therapy is Close
-46%Floor Plan Design
-33%Vault Design
-36%Shielding Design
-20%Accelerator Design
System Design
Proton Source
-59%Power Supply
-28%Gantry DesignCollective Industry Developments will Break the Financial-Viability Threshold
with Support!
Image Courtesy of HIL Applied Medical
-10-12months
Construction Time
Particle Therapy Facility Worldwide
MD AndersonRadiation Oncology Department
Accredited Radiation Oncology Program One of world’s largest Radiation Oncology programsLeader in Radiation Oncology research
Leaders in Proton Therapy: Academic and Technology Leaders
Leaders in the Field:ASTRO presidents – 7
ASTRO gold medalists – 6
[4]
Pioneering Proton Therapy Since 2006
Support
Research 315
Firsts 6,700+
[5]
• White House • Medicare (LCDs)• NCI/NIH• NCCN (prostate, lung)• ASTRO• California state government• Washington state government• Oklahoma state government• Louisiana state government – mandate for clinical trials• Institute for Clinical and Economic Review (ICER)
Proton Therapy Support
1. Required resources and cost of treatment2. A limited number (14) of proton therapy centers to
publish data and average time to publication3. Varying Definitions of Medical Necessity4. Lack of Validity and Accuracy in Insurance
Companies Medical Policies5. Only a few randomized studies
Roadblocks for Proton Therapy
Proton Therapy Operational CostProtons/Photon Cost = 3.2
Peeters et al, Radiotherapy and Oncology, 2010, “How Costly is Particle Therapy? Cost Analysis of EBRT with C-ions, t & h t ”
NCI Supported PT RCT Studies1. Trial #11-497 (Active, Accrual Goal- 400): “PARTIQoL: PIII RCT for Low or Intermediate
Risk Prostate Cancer”
1. NCI-2013-01850 (Active, Accrual Goal- 560): “PIII RCT for Inoperable Stage II-IIIB Non-Small-Cell Lung Cancer”
1. Trial #12-100 (Active, Accrual Goal- 80): “PI/II RCT with SIB to the High Risk Margin for Retroperitoneal Sarcomas”
1. NCI-2012-00071 (Active, Accrual Goal- 120): “PII RCT for centrally located Stage I, selected stage II & recurrent NSCLC”
1. Trial #10-308 (2P01CA021239-29) (Active, Accrual Goal- 90): “A PII RCT for Locally Advanced Sinonasal Malignancy”
1. NCI-2013-01879 (Active, Accrual Goal- 360): “PII/III RCT for the treatment of Oropharyngeal Cancer of the Head and Neck Cancer”
1. NCI-2012-00078 (Active, Accrual Goal- 180): “PIII RCT for the Treatment of Esophageal Cancer”
1. NCI-2014-01072 (Active, Accrual Goal- 576): “PII RCT for Patients With Newly Diagnosed Glioblastoma”
1. NCI-2011-01094 (Completed, Accrued- 275): “Phase II Bayesian RCT for locally Advanced NSCLC”
Nine (9) NCI-Funded ($19M) projected to accrue 2,500 patients, half protons and half photons
Making Cancer History with Proton Therapy
Making Cancer History with Proton Therapy
Current13 Treatment protocols
1 Prospective Normal Tissue Toxicity protocol
7 prospective lab and data collection studies
Nasopharynx Cancer 60% in Feeding Tubes
Prostate Cancer 39-62% Grade ≥ 2
Rectal Toxicity
14-29% 5-Year Cancer-Free Survival (Intermediate
Risk)
50% Bowel Problems(Moderate- Big)
26-39% SecondaryMalignancy Risk
Other Benefits
Chordomas49-56% 5-Year Local Control
Oropharynx Cancer 50% in Feeding Tubes
Esophagus Cancer 41% Lung Complications
20% Hospitalization Rate
Lung Cancer 57% Grade 3 Pneumonitis
Hepatocellular Cancer58% 2-YOverall Survival
32% 3-Year Overall Survival
Breast CACosmesis
The Clinical Benefits of
Proton Therapycompared to
X-Rays Therapies
Intrahepatic Cholangio CA54% 4-YR Overall Survival
Toxicities
Advanced technologies improve perioperative pulmonary
complications• 444 patients who had surgery after
Chemo Radiation Therapy (CRT)
• 3D (n=208, 1998-2008); IMRT (N=164, 2004-2011), and PBT (n=72, 2006-2011)
• Evaluated Pulmonary, GI, cardiac, wound healing within 30 days of surgery
• Pulmonary complications (ARDS, pleural effusion, RI, PNA) most predictive based on radiation type
• IMRT vs 3D (OR 0.50, 95% CI 0.27-0.91)• PBT vs 3D (OR 0.32, 95%CI 0.14-0.73)• IMRT vs PBT (OR 1.56, 95%CI 0.68-
3.60)
Pulmonary Complications
Wang J and Lin SH et al, IJROBP 2013
Protons Reduces 2nd CancersMGH report spanning 26 years (1974-2001)
Matched 558 patients treated with protons (20% also received some x-rays) vs. x-ray patients from SEER registry
CNS 32%, HN 24%, Prostate 33%, Sarcoma 7.8% (no ocular)
Secondary cancer rates were 6.9 vs. 10.3 (per 1000 person-years) for protons vs. XRT, respectively
Protons HR for 2nd cancers was 0.52(p=0.009)Adjusted for sex, age @ treatment, primary site, year of dx
[Chung et al. Int J Radiat Oncol Biol Phys 87, 2013]
Results:
Proton therapy reduced the risk of secondary malignant neoplasms by 26 to 39% compared to IMRT, respectively.
Protons Reduces 2nd Cancers
Value = (Outcomes) (Costs)
Thaker N et al. Oncology Payers2014
Equivalent at 21 Days
Value Proposition- H&N
• Varying Definitions of Medical Necessity• Lack of Validity and Accuracy in Medical Policies• Third-party involvement in proton therapy denials
(CareCore, Health Help)• No coverage options for prospective and
randomized studies by payors• Policies of State Governments• A limited number of proton therapy centers to
publish data• Centers with limited research infrastructures
Roadblocks for Proton Therapy
0
50
100
150
200
250
300
350
1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014
PTCOGAetnaBCBSUnitedHealthcare
Year
# of
refe
renc
esCumulative Number of
PubMed Cited References
Number of PubMed Cited References per Disease Site
0
10
20
30
40
50PTCOGAetnaBCBSUnited Healthcare
Disease Site
# of
refe
renc
es
Levels of Evidence per Medical Policy
1 5
38
17
178
18
39 41
0
20
40
60
80
100
120
140
160
180
200
1 2 3 4 5 6 7 8
# of
refe
renc
es
Level of Evidence
PTCOGAetnaBCBSUnitedHealthcare
Level of evidence/Type of StudyLevel 1 Large multi-institutional prospective
randomized clinical trialsLevel 2 Single institution randomized controlled
studiesLevel 3 Well-conducted single arms studiesLevel 4 Prospective registriesLevel 5 Well-structured retrospective studies
and systematic review of lower level evidence
Level 6 Population or claims-based studies, and smaller case-series
Level 7 Anecdotal patient case reports, dosimetric studies, mechanism-
basedLevel 8 Clinical reviews
7 references removed from 2011 to 2015 medical policy
Overall Increase in References,Decrease in Prostate References
2011 BCBS-TX Medical Policy2015 HCSC Medical Policy
*Third Party (CareCore) Policy
…and Removal of ALLLevel 1-2 Prostate References
Level of evidence/Type of StudyLevel 1 Large multi-institutional prospective
randomized clinical trialsLevel 2 Single institution randomized
controlled studiesLevel 3 Well-conducted single arms studiesLevel 4 Prospective registries
2011 BCBS-TX Medical Policy2015 HCSC Medical Policy
*Third Party (CareCore) Policy
Definitions of Medical Necessity
Medical Evidence
Medical Necessity Coverage
Medicare and AMA Definition
Cost
2014+ Insurance Companies Definition
OmittedMedical
Evidence
AddedCost or Value
NoMedical
NecessityNo
Coverage
Randomized IMRT Studies?Randomized Controlled Trials (RCTs): IMRT compared with non-IMRT in only 3 RCTs.(1)
• Breast Cancer [2] (n = 100+). • Nasopharyngeal Cancer [1] (n=25)• Oropharynx Cancer [1]
Prostate: No RCTs comparing the 3D to IMRT.(2)
• RTOG 0126 Protocol: A Phase III RCT of High Dose 3DCRT/IMRT versus Standard Dose 3DCRT/IMRT...
• RTOG 0415 Protocol: A Phase III RCT of Hypofractionated 3DCRT/IMRT versus Conventionally Fractionated 3DCRT/IMRT…
Lung: No RCTs comparing the 3D to IMRT.(2)
(1) http://ac.els-cdn.com/S1470204508700986/1-s2.0-S1470204508700986-main.pdf?_tid=b04c6290-149c-11e5-9ba8-00000aab0f26&acdnat=1434510071_c1959e7c1a69880dc9621bbf181154f7
(2) https://www.premera.com/medicalpolicies/cmi_131265.htm
Action: 2015-04-20 - Approved by Governor 04/17/2015
“A health benefit plan, as defined in subsection C of Section 6060.4 of Title 36 of the Oklahoma Statutes, that provides coverage for cancer therapy shall be prohibited from holding proton radiation therapy to a higher standard of clinical evidence for medical policy benefit coverage decisions than the health plan requires for coverage of any other radiation therapy treatment.”
Oklahoma House Bill 1515
Reference: https://legiscan.com/OK/bill/HB1515/2015
The Upside!* Newer technology is more compact, efficient, & IMPT development
* Gating, painting, redirection to minimize effects of motion
*Real-time tumor tracking
*Dual Energy (DE) to reduce uncertainties
*Advanced IGRT w/ DE CBCT
*Robust Optimization to reduce uncertainties & margins
*TPS Developments
*RBE plan optimization
*Image Response Analysis
Protons Stop
where they
should!
Image Courtesy of Anita Mahajan, MD
Image Courtesy of Clifton Fuller, MD, PhD & Abdallah S.R. Mohamed, MD Msc
• Rapid Technology Changes in Radiotherapy
• Radiotherapy goal is to reduce unnecessary radiation
• Proton Therapy was developed due to its superior dosimetry.
• The upside of Proton Therapy is promising but still have roadblocks for widespread adoption.
Conclusions
We must Define the Value and Role of Proton
Therapy in Radiotherapy and use it as a tool when
indicated.
Image Courtesy of ProNova
Questions & Answers