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The comparative evolution of word order in French and English Anthony Kroch and Beatrice Santorini University of Pennsylvania July 2009 www.ling.upenn.edu/~kroch/handouts/digs11.pdf Sunday, July 19, 2009

The comparative evolution of word order in French …kroch/handouts/digs11.pdf · Translating German topicalized arguments into English in three modern German novels [by Böll, Dürrenmatt

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The comparative evolution of word order in French and English

Anthony Kroch and Beatrice SantoriniUniversity of Pennsylvania

July 2009

www.ling.upenn.edu/~kroch/handouts/digs11.pdf

Sunday, July 19, 2009

France Martineau, et. al. Corpus MCVF, “Modéliser le changement: les voies du français.” University of Ottawa.

French Data Sources

Five Middle French texts:

• Chroniques de Froissart• La Prise d’Alexandrie• Cent N. N. Anonymes• XV Joies de Mariage• Commynes

Six Old French texts:

• Brendan• Le chanson de Roland• Yvain• Nicolette et Aucassin• La queste de la sainte Graal• Le somme le roi

Two Early Modern French texts:

• Étaples Bible translation• letters of Marguerite de Valois

Sunday, July 19, 2009

• Anthony Kroch and Ann Taylor. Penn-Helsinki Parsed Corpus of Middle English, second edition. CD-ROM, second edition, 2000.

• Ann Taylor, Anthony Warner, Susan Pintzuk, and Frank Beths. York-Toronto-Helsinki Parsed Corpus of Old English Prose. Oxford Text Archive, first edition, 2003.

• Anthony Kroch, Beatrice Santorini, and Lauren Delfs. Penn-Helsinki Parsed Corpus of Early Modern English. CD-ROM, first edition, 2004.

• Ann Taylor, Arja Nurmi, Anthony Warner, Susan Pintzuk, and Terttu Nevalainen. Parsed Corpus of Early English Correspondence. Oxford Text Archive, first edition, 2006.

English Data Sources

Sunday, July 19, 2009

0

2

4

6

8

10

12

OE (Early) OE (Late) 1151-1250 1251-1350 1351-1420 1421-1500 1501-1569 1570-1639 1639-1710

% T

opic

aliz

ed

Date

Decline of direct object topicalization in English

Sunday, July 19, 2009

0

4

8

12

16

20

24

28

32

36

1101-1200 1201-1300 1301-1400 1401-1500 1501-1550 1551-1600

% T

opic

aliz

ed

Date

Decline of direct object topicalization in French

all subjects

all overt subjects

Sunday, July 19, 2009

96 A CORPUS STUDY OF THE VORFELD

Table 4.2: Summary of Vorfeld occupation of arguments.

Vorfeld Prop est (%)

Argument yes no lo pt hi

subject 43 523 18 597 69.7 70.1 70.4direct object 3 418 20 432 13.9 14.3 14.8indirect object 38 815 3.2 4.5 6.1

Note: subject = SU, direct object = OBJ1 + OBJ1 VC, indirect object = OBJ2 + OBJ2 VC.

Table 4.3: Classification after part-of-speech and syntactic category.

Category CGN labels

nominal NP, N, VNW, MWU (when proper names)prepositional PP, VZverbal TI, OTI, AHI, INF, WW, PPARTclausal CP, WHSUB, WHQ, WHREL, REL, SVAN, SMAIN, SSUB, SV1

Note: See Appendix A for explanation of the CGN POS/Cat-labels. Conjunctions/lists of onecategory are also assigned that category. Other POS-types (notably adjectives and adverbs) wereassigned to a rest category.

other things questionnaire data. We will see in later sections that there is more to thedifference between direct and indirect objects than meets the eye, however. If we take theeffect of definiteness on Vorfeld occupation into account, the difference between directobjects and indirect objects is not as big as Table 4.2 suggests.

Subjects and objects can be a of a wide variety of categories. We can divide the dataof Table 4.2 into four main categories: nominal, prepositional, verbal and clausal. Thetranslation between CGN-tags and the four categories is given in Table 4.3. The categoriesnominal and prepositional should be self-explanatory. The difference between verbaland clausal is that clausal constituents are finite, and contain all arguments of the verb,whereas verbal constituents are non-finite or do not contain all arguments of the verb.Tables 4.4–4.6 show how each of the grammatical functions breaks down into thesecategories. Below, I will illustrate the data with some examples for each grammaticalfunction. The nominal data will considered in more detail in the section on definiteness(Section 4.3).

Subjects Vorfeld occupation of subjects per category is detailed in Table 4.4. Theproportion of subjects in the Vorfeld is high in each category, although clausal subjectsappear to have a slightly reduced chance of appearing in the Vorfeld.

96 A CORPUS STUDY OF THE VORFELD

Table 4.2: Summary of Vorfeld occupation of arguments.

Vorfeld Prop est (%)

Argument yes no lo pt hi

subject 43 523 18 597 69.7 70.1 70.4direct object 3 418 20 432 13.9 14.3 14.8indirect object 38 815 3.2 4.5 6.1

Note: subject = SU, direct object = OBJ1 + OBJ1 VC, indirect object = OBJ2 + OBJ2 VC.

Table 4.3: Classification after part-of-speech and syntactic category.

Category CGN labels

nominal NP, N, VNW, MWU (when proper names)prepositional PP, VZ

verbal TI, OTI, AHI, INF, WW, PPART

clausal CP, WHSUB, WHQ, WHREL, REL, SVAN, SMAIN, SSUB, SV1

Note: See Appendix A for explanation of the CGN POS/Cat-labels. Conjunctions/lists of onecategory are also assigned that category. Other POS-types (notably adjectives and adverbs) wereassigned to a rest category.

other things questionnaire data. We will see in later sections that there is more to thedifference between direct and indirect objects than meets the eye, however. If we take theeffect of definiteness on Vorfeld occupation into account, the difference between directobjects and indirect objects is not as big as Table 4.2 suggests.

Subjects and objects can be a of a wide variety of categories. We can divide the dataof Table 4.2 into four main categories: nominal, prepositional, verbal and clausal. Thetranslation between CGN-tags and the four categories is given in Table 4.3. The categoriesnominal and prepositional should be self-explanatory. The difference between verbaland clausal is that clausal constituents are finite, and contain all arguments of the verb,whereas verbal constituents are non-finite or do not contain all arguments of the verb.Tables 4.4–4.6 show how each of the grammatical functions breaks down into thesecategories. Below, I will illustrate the data with some examples for each grammaticalfunction. The nominal data will considered in more detail in the section on definiteness(Section 4.3).

Subjects Vorfeld occupation of subjects per category is detailed in Table 4.4. Theproportion of subjects in the Vorfeld is high in each category, although clausal subjectsappear to have a slightly reduced chance of appearing in the Vorfeld.

Frequency of direct object topicalization in modern spoken Dutch (Bouma 2008)

Sunday, July 19, 2009

Evolution of PP preposing in English

0

10

20

30

40

50

OE (Early) OE (Late) 1151-1250 1251-1350 1351-1420 1421-1500 1501-1569 1570-1639 1639-1710

% P

repo

sed

Date

Sunday, July 19, 2009

Evolution of PP preposing in French

0

10

20

30

40

50

1101-1200 1201-1300 1301-1400 1401-1500 1501-

% P

repo

sed

Date

all subjects

all overt subjects

Sunday, July 19, 2009

0

15

30

45

60

75

90

OE (Early) OE (Late) 1151-1250 1251-1350 1351-1420 1421-1500 1501-1569 1570-1639 1639-1710

% P

repo

sed

Date

Evolution of adverb fronting in English

locative adverbs

temporal adverbs

Sunday, July 19, 2009

0

10

20

30

40

50

60

70

80

1101-1200 1201-1300 1301-1400 1401-1500 1501-

% P

repo

sed

Date

Evolution of adverb fronting in French

locative adverbs

temporal adverbs

all subjectsovert subjects

Sunday, July 19, 2009

The history of topicalization in English (Speyer 2008)

• Why does topicalization decline in Middle English but not disappear? If the change a parametric one, it should go to completion. Otherwise, topicalization, a clear case of stylistic variation might be expected to be stable in frequency over time.

• This question has answer in the specific interactionbetween parametric settings and stylistic variation in the history of English.

Sunday, July 19, 2009

0

5

10

15

OE (Early) OE (Late) 1151-1250 1251-1350 1351-1420 1421-1500 1501-1569 1570-1639 1639-1710

% V

2

Date

Decline of direct object topicalizationby subject type

full DP subjects

pronoun subjects

Sunday, July 19, 2009

Correlation between frequencies of object topicalizationand of V2 in Middle English texts (Wallenberg 2007)

edvern

0

10

20

30

40

50

60

70

80

90

100

0 5 10 15 20 25

% Full DP Topicalization

% V

2

Sunday, July 19, 2009

Subject type in sentences with topicalized objects

Subject type in sentences with in situ objects

personal pronoun demonstrative pronoun full noun phrase181 2 1790.5% 1% 8.5 %

personal pronoun demonstrative pronoun full noun phrase140 20 14246.4 6.6 47.0

Distribution of subject types in a corpusof topicalized and non-topicalized

sentences in natural speech

Sunday, July 19, 2009

Clash avoidance

• The type of topicalization that declines:

(1) The nèwspaper Jóhn read; the nòvel Máry did.

• The type of topicalization that doesn’t:

(2) The nèwspaper I réad; the nòvel I dídn’t.

(Compare: The nèwspaper read Jóhn.)

Sunday, July 19, 2009

Translating German topicalized arguments intoEnglish in three modern German novels

[by Böll, Dürrenmatt and Grass]

Topicalized to topicalized:

G: Mahlkes Haupt bedeckte dieser Hut besonders peinlich.E: On Mahlke’s head this hat made a particularly painful impression.

Topicalized to non-topicalized:

G: Zu den sechs kamen noch drei weitere.E: Three others joined these six in the afternoon.

Sunday, July 19, 2009

2nd accent on the German

subjectaccent elsewhere

topicalization in the English translation

00

3131

no topicalization in the English

2525

100100

Accent placement and topicalization frequencies in translating German topicalized arguments into English

Sunday, July 19, 2009

0

10

20

30

40

50

60

70

80

1151-1250 1251-1350 1351-1420 1421-1500 1501-1569 1570-1639 1639-1710

% V

2

Date

Rate of V2 loss in English with topicalizedobjects and PPs

topicalized objects

topicalized PPs

Sunday, July 19, 2009

0

10

20

30

40

50

60

70

80

1151-1250 1251-1350 1351-1420 1421-1500 1501-1569 1570-1639 1639-1710

% V

2

Date

Rate of V2 loss in English corrected for clash avoidance

topicalized objectscorrected

topicalized PPs

Sunday, July 19, 2009

The V2 constraint in Old English:the pronoun exception

(1) Þæt hus hæfdon Romane to ðæm anum tacne geworht.

(2) Ælc yfel he mæg don.

(3) Þin agen geleafa þe hæfþ gehæledne.

(4) & seofon ærendracan he him hæfde to asend.

Sunday, July 19, 2009

Was Old English a V2 language?

Sunday, July 19, 2009

C'

TP

VP

vP

T'

v'

C0

T0

v0

V0

hæfdon

geworht

DP

Romane

CP

Phrase structure of an English V2 clause

DP

!æt hus

Sunday, July 19, 2009

C'

TP

VP

vP

T'

v'

C0

T0

v0

V0

hæfdon

geworht

DP

Romane

CP

Phrase structure of an English V2 clause

DP

!æt hus

DP

!æt hus

Sunday, July 19, 2009

C'

TP

VP

vP

T'

v'

C0

T0

v0

V0

hæfdon

geworht

CP

DP

hi

DP

hi

Phrase structure of an English V2 clause

DP

!æt hus

DP

!æt hus

Sunday, July 19, 2009

Object topicalization with V2 in Oldand Middle French

(1) l'estreu li tint sun uncle Guinemer the stirrup him held his uncle Guinemer Roland 27.329

(2) messe e matines ad li reis escultet mass and matins has the king heard Roland 11.139

(3) si grand paour avoit que a pou qu'il ne mouroit so great fear he-had that at little that he ne died CNNA 51.488

Sunday, July 19, 2009

Object topicalization with V2 and pronoun subjects in Old and Middle French

(1) Espaigne vus durat il en fiet Spain you will-give he in fief Roland, 36.446

(2) chars avoient ils assés meat had they enough Froissart, 135.569

(3) une chose ont-ilz asez honneste one thing have-they enough honest Commynes, 120.1634

Sunday, July 19, 2009

Object topicalization with V3 and pronoun subjects in Middle French

(1) aultre remyde je nʼy voy other remedy I not there see XV Joies, 111v.1209

(2) deux chose je diray de luy two things I will-say of him Commynes, 38.478

(3) nul enfant il nʼot onques eu de sa fenme no child he not-had ever had of his wife Froissart, 462.6477

Sunday, July 19, 2009

Adverb preposing with V2 in Oldand Middle French

(1) Er matin sedeit li emperere suz lʼumbre yesterday morning sat the emperor under the shade Roland 29.363

(2) or est ele bien venue now is she welcome Yvain 43.1440

(3) ben lʼentendit il arcevesques Turpin well it understands the archebishop Turpin Roland 96.1237

Sunday, July 19, 2009

Adverb preposing with V3 in Oldand Middle French

(1) unkes nuls hom ne vit tel ajustee. never no man not saw such joust Roland 238.3299

(2) premierement il devient taverniers first he becomes innkeeper Somme 47.306

(3) doucement li oisel chantoient sweetly the birds sang Yvain 15.451

Sunday, July 19, 2009

Frequency of V2 in main clauses withtopicalized XPs in Old French (no Somme)

pronoun subject full DP subject

XVS 40 [.98] 146 [.97]

XSV 1 4

pronoun subject full DP subject

XVS 40 [.67] 286 [.78]

XSV 20 81

Topicalized objects

Topicalized PPs

Sunday, July 19, 2009

pronoun subject full DP subject

XVS 21[.45] 64 [.93]

XSV 26 5Topicalized objects

pronoun subject full DP subject

XVS 58[.12] 422 [.61]

XSV 438 274Topicalized PPs

Frequency of V2 in main clauses withtopicalized XPs in Middle French

Sunday, July 19, 2009

pronoun subject full DP subject

XVS 21[.45] 64 [.93]

XSV 26 5Topicalized objects

pronoun subject full DP subject

XVS 58[.12] 422 [.61]

XSV 438 274Topicalized PPs

Frequency of V2 in main clauses withtopicalized XPs in Middle French

[.12]

[.45]

Sunday, July 19, 2009

Why does French completely lose object topicalization?

Sunday, July 19, 2009

Rise of clitic left-dislocation and loss of topicalization (Priestley 1955)

0

0.5

1

1.5

2

2.5

1200 1350 1450 1550 1650 1750 1875

Date

Rep

rise

freq

uenc

ype

r 10

0 se

nten

ces

Sunday, July 19, 2009

“Adjunction to CP” in French

(1) ... de priere aide li font les dames of prayer help him do the ladies Yvain, 137.4788

(2) ... puis si chevalchet od sa grant ost li ber then so rides with his great army the baron Roland, 179.2438

(3) ... aussi telle oppinion tiennent les Angloys also such opinion hold the English Commynes, 26.279

Sunday, July 19, 2009

Adjunction to CP in Modern French / English

(1) Jean sûr elle/Marie lʼaimera bien (mais Pierre pas) John sure she him-will-like well(2) sûr Jean elle/Marie lʼaimera bien (mais Pierre pas)

(3) sure John you will like (him) (but you wonʼt like Bill)(4) John sure you will like *(him)

Sunday, July 19, 2009

Left dislocation in Old French

(1) Que pro comandasi, çoi ad pro enpris What you commanded, that has he undertaken (Brendan, 30.4)

(2) Quʼen avendrati bien lei purveit pro What-of-it would-come well it forsaw he (Brendan, 35.106)

Sunday, July 19, 2009

Clitic left dislocation in Middle French

(2) qui là vaillans ne serai, jamais honneur ne lʼi amera who there valiant not will-be never honor not him will-love (Prise, .2855)

(1) le tant peu que ce futi, si lʼi avez vous forfait the little bit that it was still it have you forfeited (CNNA,420.6403)

Sunday, July 19, 2009

Phrase structure of a French V2 clause

C'

TP

VP

vP

T'

v'

C0

T0

v0

V0

t

CP

AdvP

t

DP

le

V0

purveit

prs

T0v0

!

T0

DP

t

DP

pro

AdvP

bien

Sunday, July 19, 2009

Phrase structure of a French V2 clause

C'

TP

VP

vP

T'

v'

C0

T0

v0

V0

t

CP

AdvP

t

DP

le

V0

purveit

prs

T0v0

!

T0

DP

t

DP

pro

AdvP

bien

DP

t

Sunday, July 19, 2009

Phrase structure of a French V2 clause

C'

TP

VP

vP

T'

v'

C0

T0

v0

V0

t

CP

AdvP

t

DP

le

V0

purveit

prs

T0v0

!

T0

DP

t

DP

pro

AdvP

bien

DP

t

AdvP

t

Sunday, July 19, 2009

Phrase structure of a French V2 clause

C'

TP

VP

vP

T'

v'

C0

T0

v0

V0

t

CP

AdvP

t

DP

le

V0

purveit

prs

T0v0

!

T0

DP

t

DP

pro

AdvP

bien

DP

t

AdvP

t

CP

DP

qu'en avendrat

Sunday, July 19, 2009

Clitic left dislocation in Modern French

(1) Le Figaroi, Jean *(lei) lit tous les jours. The Figaro John it reads every day

(2) Ma femmei ellei travaille à la Bibliothèque Nationale. My wife she works at the library national

Sunday, July 19, 2009

Focus preposing in Modern French

(1) Jamais, je nʼaccepterais de telles conditions. never I not-will-accept of such conditions

(2) Dix eurosi ça mʼa couté ti. ten euros that me-has cost

(3) Tant de malheursi ils ont vécu ti! So many troubles they have experienced

Sunday, July 19, 2009

frequency of subject left dislocation

frequency of object left dislocation

number of matrix clauses

Old French 2.6 2.2 12022Middle French 3.8 1.8 24634Early Modern 28 4.3 3514

The temporal evolution of subject and object left dislocation frequencies per thousand sentences

Sunday, July 19, 2009

frequency of subject left dislocation

frequency of object left dislocation

number of matrix clauses

Old French 2.6 2.2 12022Middle French 3.8 1.8 24634Early Modern 28 4.3 3514

The temporal evolution of subject and object left dislocation frequencies per thousand sentences

Sunday, July 19, 2009

Cleft sentences in Modern French

(1) Cʼest Le Figaroi que Jean lit ti tous les jours. Itʼs The Figaro that John reads every day

(2) Cʼest ma femmei qui ti travaille à la BN. Itʼs my wife that works at the BN

(3) Il y a un ani quʼelle travaille à la BN ti. Itʼs one year that-she works at the BN

Sunday, July 19, 2009

frequency of temporal

clefts

frequency of subject and object clefts

number of matrix clauses

Old French 1.2 0.25 12022Middle French 0.41 0.61 24634Early Modern 0.56 5.4 3514

The temporal evolution of cleft sentence frequencies per thousand sentences

Sunday, July 19, 2009

Finis

Sunday, July 19, 2009