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Anderson Chaplow Matthew Palmer The Class Approach NFAS – Ocean Week 2018 7th May 2018, Trondheim

The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

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Page 1: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Anderson Chaplow

Matthew Palmer

The Class ApproachNFAS – Ocean Week 2018

7th May 2018, Trondheim

Page 2: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Introduction

● How do we assure manned vessels?● How can we assure unmanned vessels?● Using a Goal-based approach● The challenge of Goal-based assurance● Remembering people!● Regulation & Challenges

©2018 Lloyd’s Register EMEA

Page 3: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Clas

s Rul

es

How do we assure manned vessels?

IMOConventions

Nat

iona

l, In

tern

atio

nal

Code

s

Nat

iona

l, In

tern

atio

nal

Stan

dard

s

Size; No. of Crew; No. of Passengers; Cargo Vessel Type; Area of operation…….

• Structures• Machinery• Electrical

• Navigation• Fire Safety • Escape • Environment• Operation

• Equipment• Electrical Safety Applicability?

©2018 Lloyd’s Register EMEA

Page 4: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

How can we assure Unmanned vessels?

©2018 Lloyd’s Register EMEA

Clas

s Rul

es

Nat

iona

l,

Inte

rnat

iona

l Co

des

Nat

iona

l,

Inte

rnat

iona

l St

anda

rds

?

? Absence of Standards/Regulation!

Page 5: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Elements of an Assurance Framework

©2018 Lloyd’s Register EMEA

Safe Design Safe Operation

Environmental Protection

UMS Regulatory Framework

Class Societies Flag States/ IMO

MARPOL…

Safe to Operate…..

…and Operated Safely.

Page 6: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

An Assurance Framework for Unmanned vessels

Promote good design and quality manufacturingNot restrict design through prescription

Concept of Use/Operation

Assurance Framework

Design Solutions

Clas

s Rul

es

Inte

rnat

iona

l Cod

es

and

Conv

entio

ns

Risk

Bas

ed

Desig

n

Nat

iona

l,

Inte

rnat

iona

l St

anda

rds

Goal-Based Standard

©2018 Lloyd’s Register EMEA

Page 7: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Concept of Use / Concept of Operations

How is the vessel used?• Roles• Attributes• Operating Environment• Operating Philosophy• Maintenance and Disposal• Base station control

Scuffy was happy in the bath!

We can’t assume we know.

©2018 Lloyd’s Register EMEA

Page 8: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

What is Goal-based?“People shall be prevented from falling” is goal-based.

©2018 Lloyd’s Register EMEA

Using a Goal-based approach

Page 9: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Finding SolutionsIn prescriptive regulation the specific means of achieving compliance is mandated.

“You shall install a one metre high rail”The advantage of using a goal-based structure is that other solutions can be used:

For example:• 2 metre high fence• Signs • Training• Fence 100m from the cliff edge• Remove the cliff edge

©2018 Lloyd’s Register EMEA

Page 10: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

LR Code for Unmanned Marine Systems● Goal-Based Design Standard covering ‘Safe Design’

● Chapters Topics; • Structures• Stability• Control Systems• Electrical Systems• Navigation Systems• Propulsion and Manoeuvring• Fire• Auxiliary Systems

● Applicable to all sizes UMS – particularly those <24m©2018 Lloyd’s Register EMEA

Page 11: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Goal based structureTier 0 – Aim :

“The Unmanned Marine System (UMS) shall be safe, dependable , capable and resilient in all Reasonably Foreseeable Operating Conditions”

For each Chapter• Tier 1 – Chapter Goal• Tier 2 - Functional Objectives• Tier 3 – Performance Requirements

Solutions, Verification activity……

©2018 Lloyd’s Register EMEA

Page 12: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

LR Code for UMS – Navigation ExampleTier 1– Goal “The navigation system shall be designed with a level of integrity sufficientto enable the UMS to be operated and maintained safely as an whenrequired within its design or imposed limitation in all ReasonablyForeseeable Operating Conditions”Tier 2 – Functional Objective“The UMS shall be able to communicate its limitations and navigational intentions to other vessels.”Tier 3 – Performance Requirement"The UMS shall have a means to display its manoeuvring limitations.”

Solutions, Verification activity……©2018 Lloyd’s Register EMEA

Page 13: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

The challenge of Goal-based Assurance

Requirements Setting

Standards Justification

Technology Qualification

Formal Safety Assessment

Risk Based Design

Verification of Compliance

Process

Asking the right question becomes more important than knowing the correct answer.

©2018 Lloyd’s Register EMEA

Page 14: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Where do people fit?● Periodically Manned - at Sea

– Confined Waters Transit– Passengers/Non-Executive Crew– Repositioning– Launch/Recovery/Berthing– Mixed Manning

● Occasionally Manned - at Sea/in Port– Data Collection– Emergency Recovery– Maintenance/Survey/Trials– Cargo Operations– Rescue Operations

● Land-Based Control Stations● Land-Based Third Party Sites

Maritime Safety Rules?

Health & Safety Regulations?

©2018 Lloyd’s Register EMEA

National Law?

Page 15: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

● The human interface cannot be ignored.

● Design considerations should include:

– Is the role of people in the system feasible and safe?– Are the human-machine interfaces usable?– Will the required level of human performance be sustainable?

● The Owner should consider the human element

throughout the lifecycle.

Considering the Human Element within the System

©2018 Lloyd’s Register EMEA

Page 16: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Regulation & Challenges& Registration

©2018 Lloyd’s Register EMEA

Page 17: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Maritime Autonomy – What’s next?

• Technology Growth• Artificial Intelligence• Situational Awareness & Sensors• Security & Cyber Security• Ship Design Impacts• Reliability & Redundancy

• Regulatory Changes• Future of the Seafarer• Legal Challenges

• Responsibility• Insurance Models

• Public acceptance ©2018 Lloyd’s Register EMEA

Page 18: The Class Approach - Autonomous Shipnfas.autonomous-ship.org/events/ow2018/07_Lloyds.pdf · to enable the UMS to be operated and maintained safely as an when required within its design

Thank you

Anderson Chaplow

Lead Specialist Naval Centre of ExcellenceLloyd’s Register EMEABristol, UK

[email protected]

©2018 Lloyd’s Register EMEA