TheAsset ManagerPlatform

AM Vestmark for Asset Managers

Vestmark for Asset Managers

The scale, efficiency, and flexibility you need to manage your SMA business.A single, seamlessly integrated platform to support all of your programs and relationships.

Ditch multiple logins & duplicate work

Gain significant operational efficiency when you aggregate, manage, trade, and perform portfolio accounting–including performance calculations and composite tracking–all in a centralized platform. VestmarkONE enables you to centrally manage, trade, and track your accounts across multiple sponsor programs and relationships. Vestmark has connectivity to a broad network of custodians and sponsors enabling quick market access via STP trading and automated trade rotation.

Easily manage & trade tens of thousands of accounts across all sponsor programs

VestmarkONE’s robust trading and rebalancing engine simplifies the delivery of your investment ideas, including customized portfolios, making changes across all accounts in a tax aware manner in just minutes. Maximize operational efficiency by streamlining or completely outsourcing middle and back office functions.

Optimize efficiency & gain immediate scale with a tailored software & services bundle that’s right for you

With highly modular software components and an a la carte menu of outsourced services, it’s easy to tailor a solution that meets your specific business goals. Vestmark’s combination of technology and services makes it as simple as sending us a model and letting us do the rest, or designing a solution that enables as much involvement as makes sense for your business.

Balance growth with control & oversight

VestmarkONE lets you ‘turn the dials’ of our configurable compliance rules engine to easily manage rules and exceptions at the firm, program, and account level. Graphic visualizations and exception-based workflows can create efficiencies and scale to support the growth of your business.

Vestmark for Asset Managers

Model ManagementSophisticated rebalancing tools enable you to customize and manage accounts in a scalable way.

Advanced Trading & RebalancingTactical trading, rebalancing, overlay, cash management, options strategies, and more create block trading efficiencies.

Tax-Sensitive TradingTrue tax lot accounting and trading enable automation of tax-aware transactions, facilitate tax harvesting, and enable you to generate tax-alpha.

Compliance & Risk ManagementCustomizable rules engine and real time integrated data enable your compliance oversight and help you balance efficiency and growth.

Automated ReconciliationSystematically validate data across all of your sponsor programs, identify all gaps in transactions and holdings, leverage auto-correct and post capabilities, and lower operational overhead. Multi-Custody ConnectivityGain seamless access with our connections to 80+ custodians, sponsor programs, and brokerage platforms.

Powerful Portfolio Accounting Sleeve-level accounting that enables tax-lot trading, strong security access controls, industry-leading processing of custodial data and recon help to ensure that the custody system reflects your intent for all individual accounts.

Fee Billing & Revenue ManagementVestmark has partnered with Broadridge® to help you optimize your fee billing and revenue management workflow.

GIPS-Compliant Performance MeasurementConsolidated hub of data drives powerful performance calculations and analytics including automated composite membership management.

Manage & Monitor

Report & Review

We offer a state-of-the-art suite of outsourced operational services. Vestmark Outsourcing Services–tailored to your individual business needs–can help you improve operating margins, reinvent your client experience, boost efficiency, and sharpen your focus.

A centralized platform to manage your entire SMA business.

The VestmarkONE® Platform

Vestmark for Asset Managers

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A Day In the LifeVestmark Outsourced Services

Much More Than Software

Outsourcing does not have to be an all-or-nothing business decision. Our experienced team can help tailor a solution across a range of operational functions including reconciliation, corporate actions, performance administration and composite management, order generation, billing, account administration, print fulfillment and mailing, and more.

Vestmark’s Outsourced Services provide dedicated resources, proven industry expertise, and the technology infrastructure to create immediate scale. This enables you to focus on growing and differentiating your firm in a crowded marketplace.

Outsourced Services

Vestmark for Asset Managers

Model Provider

Billing

SingleContract

SingleContract

Billing

Model Consumer

Single Connection

Billing

ResearchPortal

RealTimeData

The Future of Model Delivery

We can help you scale your model back office operations

Vestmark Manager Marketplace™ (VMM)

A model distribution service that seamlessly connects you with sponsors across all segments of the wealth management industry, solving the distribution dilemma for your firm. VMM offers a single contract, centralized billing, transparency into asset flow and usage data, and ability to publish materials and manage online profile on the research portal used by sponsor firms.

The VMM hub communicates your model changes in a timely, consistent, and uniform way to increase the integrity of your trade instruction communications to end traders ranging from broker-dealer home offices to individual RIAs, with an eye towards minimizing model performance dispersion.

Model Delivery

Scale the model delivery to your largest distribution partners; even if you need to maintain the relationships and direct contracts and retain the billing and revenue collection directly with these firms. Let us help scale your model distribution by handling the process of communicating your investment models and portfolio changes to them on your behalf.

This service enables your firm to offload the burdensome operational process of distributing models and ongoing model updates.

Model Business? We’ve Got You Covered There Too!

How it Works

VMK–B/DIGI//THE AM PLATFORM/V2–1/20

Vestmark Advisory Solutions, Inc. (“VAS”), a wholly-owned subsidiary of Vestmark, Inc., strives to enable financial institutions and advisors to efficiently manage and trade investor portfolios through an innovative SaaS platform. VAS is an investment advisor registered with the U.S. Securities and Exchange Commission. Registration does not imply a certain level of skill or training. VAS has its principal place of business in Jersey City, NJ.

©2020 Vestmark, Inc. All Rights Reserved. Reproduction in whole or in part in any form or medium without express written permission is prohibited. Vestmark and the Vestmark icon are registered trademarks. Other trademarks contained herein are the property of their respective owners. Vestmark believes that the information in this publication is accurate as of its publication date; such information is subject to change without notice.

Embrace growth opportunities with a flexible platform to fit your business needs

About Vestmark:Headquartered outside of Boston, MA and founded in 2001, Vestmark is a leading provider of portfolio management/trading solutions and outsourced services for financial institutions and their advisors, enabling them to efficiently manage and trade customized client portfolios through an innovative SaaS platform. Supporting over $1.4 trillion in assets and 4.5 million accounts, Vestmark is a trusted partner to some of the largest and most respected wealth management firms.

To learn more, call 781-224-3640 or email us at inquiry@vestmark.com www.vestmark.com