TERMS & CONDITIONS for Global Custody · Terms & Conditions for Global Custody For Clients serviced the United Kingdom & Australia MAY 4, 2018 2 of 83 Disclaimer RBC Investor & Treasury

TERMS & CONDITIONS for Global Custody

JUNE 15, 2018

For clients serviced from the United Kingdom & Australia

Terms & Conditions for Global Custody

For Clients serviced the United Kingdom & Australia JUNE 15, 2018

2 of 91

Disclaimer

RBC Investor & Treasury Services™ is a global brand name and is part of Royal Bank of Canada. RBC

Investor & Treasury Services is a specialist provider of asset servicing, custody, payments and treasury

services for financial and other institutional investors worldwide. RBC Investor & Treasury Services

operates primarily through the following companies: Royal Bank of Canada, RBC Investor Services Trust

and RBC Investor Services Bank S.A., and their branches and affiliates.

In the UK, RBC Investor Services Trust operates through a branch authorized by the Prudential

Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation

Authority.

In Australia, RBC Investor Services Trust is authorized to carry on financial services business by the

Australian Securities and Investments Commission under the AFSL (Australian Financial Services

Licence) number 295018.

In Singapore, RBC Investor Services Trust Singapore Limited (RISTS) is licensed by the Monetary

Authority of Singapore (MAS) as a Licensed Trust Company under the Trust Companies Act and was

approved by the MAS to act as a trustee of collective investment schemes authorized under S 286 of

the Securities and Futures Act (SFA). RISTS is also a Capital Markets Services Licence Holder issued

by the MAS under the SFA in connection with its activities of acting as a custodian.

In Hong Kong, RBC Investor Services Bank S.A. is a restricted license bank and is authorized to carry

on certain banking business in Hong Kong by the Hong Kong Monetary Authority. RBC Investor Services

Trust Hong Kong Limited is regulated by the Mandatory Provident Fund Schemes Authority as an

approved trustee.

® / ™ Trademarks of Royal Bank of Canada. Used under licence.



3 of 91

List of Schedules

Schedule A

Settlement Timeframes and Account Locations 4

Schedule B

Clean Cash Payments & Foreign Exchange 29

Schedule C

Registration Details – Equities 53

Schedule D

Contractual Settlement Date Accounting Policies 60

Schedule E

Proxy Voting Deadlines 66

Schedule F

Contractual Income Service 73

Schedule G

Foreign Institutional Investor (FII) Market Entrance Requirements 76

Schedule H

Designated Markets 67

Schedule I

MiFID II Security Interest Disclosures – Third Party Market Participants 78



Schedule A

Settlement Timeframes and Account Locations

4 of 91

Settlement timeframes and instruction deadlines are expressed in “business days” and are subject to local holidays. For marke ts where the weekend

is Friday and Saturday no securities or cash settlement will take place on these days.

RBC Investor & Treasury Services must receive complete and accurate trade instructions by the required deadlines as stated in Schedule A, with trade

cancellations or amendments received by 17:00 UK Time. If the related amendment instruction is not received before the 17:00 UK Time deadli ne and

within two hours of RBC Investor & Treasury Services receiving the cancelled trade instruction, then RBC Investor & Treasury Services will proceed with

the cancellation of the original trade and any foreign exchange transaction linked to it. Late instructions are regarded as “next day receipts” and settled

on a best efforts basis. A sample settlement instruction form is included at the end of this schedule.

It is RBC Investor & Treasury Services’ policy to provide the safekeeping of assets in the country of origin and through the subcustodian of choice, as

stipulated in Schedule A & B, accepting that execution of the trade may take place on a range of exchanges. The only exception to this policy is for

dual-listed securities. Please note that RBC Investor & Treasury Services offers settlement or custody of Eurobonds and GDRs only in Euroclear (excl.

equities and domestic bonds).

FLIPS/Cross border instructions for position realignment will be processed on a best efforts basis and RBC will not be liable for any penalties or

charges incurred due to late settlement of transactions as a result of pending FLIPS/Cross border instruc tions. Please note that you will be liable for

the payment of all taxes (including any value added tax, stamp duty, conversion charges), imposts, levies or duties, or any other liability or payment

that any relevant authority, exchange, subcustodian or settlement system may impose arising out of or in connection with FLIPS/Cross border

transactions.

RBC Investor & Treasury Services is open on all TARGET (Trans-European Automated Real-time Gross Settlement Express Transfer) business days,

to ensure that euro transactions are processed on a timely basis.

To secure treaty or exempt status for securities accounts in certain countries, it may be necessary to submit documents to the local tax authorities.

Please contact RBC Investor & Treasury Services for details.

Contractual settlement date accounting (CSDA) policies are detailed in Schedule D.

Where the client participates in RBC Investor & Treasury Services’ securities lending program, the provisions of the client’s Securities Lending Agency

Agreement regarding the subject matter of this Schedule A will take precedence over the provisions in this Schedule A.



Schedule A


5 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on

Settl ement Ti meframes and Account Locati ons

Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address

Securi ty Account Number & Name

/ Parti ci pant Code

/ S.W.I.F.T. Address

Argentina

SD -1 (20:00)

Citibank N.A. Argentina Branch

Bartolomé Mitre 530

Buenos Aires 1036

Individual accounts required. Please contact RBC Investor & Treasury Services.

Depository A/C 1305

CITIUS33ARR

Australia

E

F

SD –1 (12:00)

SD –1 (11:00)

HSBC Bank Australia Limited

HSBC Direct Custody and Clearing

GPO Box 5302

Sydney NSW 2001

AUSTRALIA

011-280716-062 Client Treaty Account

011-280716-063 Client Non-Treaty Account

011-280716-064 Client Exempt Account

011-280716-061 AIFMD Treaty Clients Account

011-511805-065 UCITS Clients Treaty Account

CHESS

Participant Identif ication (PID) 20057

Participant Name : HSBC Custody Nominees (Australia) Limited

AUSTRACLEAR

Participant Number HKBN20

Participant Name : HSBC Custody Nominees (Australia) Limited

HKBAAU2S

For clients contracted with the RBC Investor Services Branch of Australia only, please click here

https://www.rbcits.com/RFP/gmi/termsandconditions/Clients%20invested%20through%20the%20RBC%20IS%20Branch%20of%20Australia.pdf



Schedule A


6 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Austria

E

F

SD (11:00)

SD (10:00)

UniCredit Bank Austria AG

Global Securities Services Austria

Rothschildplatz 1

1020 Vienna

Austria

0101-08736/12 Clients Account

5101-00089/88 AIFMD Clients

5101-00140/28 UCITS Clients Account

BKAUATWWXXX

Participant code: OCSD222100

CSD of the delivering/receiving agent (PSET): OCSDATWWXXX

Bahrain 3

SD -2 (15:00)

HSBC Bank Middle East Limited

Custody and Clearing Department

2nd Floor

Building No 2505

Road No 2832

Al Seef 428

Kingdom of Bahrain


BBMEBHBX

NB Trades executed or due for settlement on a Sunday for purchase w ill be

posted on the clients account on Thursday and Sales trades w ill be posted to

clients account on the follow ing Monday.

Bangladesh 3

E

F

SD-2 (15:00)

SD-2 (14:00)

Standard Chartered Bank

Portlink Tow er

Level-6, 67 Gulshan Avenue

Gulshan, Dhaka-1212

Bangladesh


SCBLBDDX

NB Trades executed or due for settlement on a Sunday w ill be posted to clients

account on the follow ing Monday.



Schedule A


7 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Belgium

E

F

SD (11:00)

SD (10:00)

BNP Paribas Belgium

BNP Paribas Securities Services Brussels

Branch

Central Plaza Building, 7th f loor

Rue de Loxum, 25 - 1000 Brussels

0000071405Q (EXEMPT)

0000071407J (TREATY)

435774U AIFMD Clients

439578N UCITS Clients Account

Euroclear Belgium: EGSP030

National Bank of Belgium: 4017

PARBFRPPXXX

CSD of the delivering/receiving Agent (PSET): CIKBBEBBXXX

Bermuda

E

F

SD –1 (19:00)

SD –1 (18:00)

HSBC Securities Services

3F Harbour View Building

37 Front Street

Hamilton, HM11

Bermuda

010 510311 631 Clients Account

BBDABMHM

Bosnia & Herzegovina

E

F

SD-2 (20:00)

SD-2 (19:00)

Hub through UniCredit Bank Austria AG


Rothschildplatz 1

1020 Vienna

Austria


BKAUATWW

Hub through UniCredit Bank Austria Vienna

Botswana

E

F

SD –4 (20:00)

SD –4 (19:00)

Standard Chartered Bank Botswana Ltd

Standard House Building

Queens Road

PO Box 496

Gaborone

035/001

SCHBBWGX



Schedule A


8 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Brazil

E

F

E

F

Bonds

SD (11:30)

SD (10:30)

Equities

SD - 2 (20:00)

SD - 2 (19:00)

BNP Paribas Securities Services

Av. Pres. Juscelino Kubitschek,

510 - 14th Floor

04543-906 - São Paulo, SP - Brazil


Participant code: CVM - 16853

BNPABRSPB2S

Bulgaria

Equity against payment –

CDAD, BSE-Sofia

Equity against payment –

CDAD, OTC

Bond against payment –

CDAD-Sofia

Bond against payment –

CDAD, OTC

SD –1 (13:00)

SD -2 (14:00)

SD-1 (13:00)

SD-2 (14:00)

UniCredit Bulbank AD

Global Securities Services

7 Sveta Nedelya Square

1000 Sofia


UNCRBGSF

Canada

Money market

All others

E

F

SD (18:00)

SD –1 (16:00)

SD –1 (15:00)

RBC Investor & Treasury Services

Client Service

155 Wellington Street West

2nd Floor

Toronto, ON Canada M5V 3L3

080001540006 Account Treaty Clients Account 15-15 PCT

080001540053 Account Treaty Clients Account 15-25 PCT

080001540004 Client Account Omnibus CL CDN Res

080001540003 Non Treaty Client Account

09591 141500000942 Client Account

080001540044 AIFMD Treaty Clients account

080001540048 UCITS Clients Treaty Account



Schedule A


9 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Physical deliveries to:


Securities Cage

155 Wellington Street West

2nd Floor

Toronto, ON Canada M5V 3L3

080001540049 UCITS Clients Treaty Account (CL) DRIP

CUID: RBCT

ROYCCAT2

Chile

E

F

SD –1 (20:00)

SD –1 (19:00)

Banco de Chile (Citibank N.A.)

Estado 260

2nd Floor

Santiago, 8320204

Chile

Individual accounts required.

Please contact RBC Investor & Treasury Services.

CITIUS33SAN

China

(Shanghai)

E

F

SD –2 (17:00)

SD –2 (16:00)

HSBC Bank (China) Company Limited


33 Floor, HSBC Building, Shanghai ifc

8 Century Avenue

Pudong

Shanghai 200120

Investor ID should be opened at the Shanghai Stock Exchange. Please contact

RBC Investor & Treasury Services.

Participant Code CP001

HSBCCNSH

China

(Shenzhen)

E

F

SD –2 (17:00)

SD –2 (16:00)

HSBC Bank (China) Company Limited


33 Floor, HSBC Building, Shanghai ifc

8 Century Avenue

Pudong

Shanghai 200120

Investor ID should be opened at the Shenzhen Stock Exchange. Please contact


All account numbers must be prefixed by 002.

Participant Code 890200

HSBCCNSHSZN

Colombia

E

F

SD –1 (18:00)

SD –1 (17:00)

Cititrust Colombia S.A.

Carrera 9A No. 99-02 Local 104

Bogotá

Colombia



CITIUS33COR



Schedule A


10 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Croatia

E

F

SD -1 (12:30)

SD-1 (11:30)



Rothschildplatz 1

1020 Vienna

Austria


BKAUATWW


Cyprus

E

F

SD (08:00)

SD (07:00)

HSBC Bank plc

Messogion 109-111

115 26 Athens

Greece


MIDLGRAAGSS

Czech Republic

E

F

SD –1 (21:00)

SD –1 (20:00)

UniCredit Bank Czech Republic and

Slovakia, a.s.

BB Centrum - FILADELFIE

Zeletavska 1525/1

140 92 Prague 4 - Michle

Czech Republic

80114000 (Treaty Client Account)

80114001 (Non Treaty Client Account)

BACXCZPP

Denmark

E

F

SD –1 (13:00)

SD –1 (12:00)

Danske Bank A/S

Holmens Kanal 2-12

DK-1092 Copenhagen K

3020834404 Client Account

3025256069 AIFMD Clients

3026614015 UCITS Clients Account

Participant Code: 04444

DABADKKKCUS



Schedule A


11 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Egypt3

E

F

SD –2 (20:00)

SD –2 (19:00)

Citibank N.A. Egypt

Custody Customer Services

The Boomerang Building,

Plot 46,1st District,

5th Settlement, Off Road 90,

New Cairo, P.O. Box 213

Post Code 11835

Cairo – Egypt


CITIEGCX






Schedule A


12 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Estonia

E

F

SD (08:00)

SD (07:00)

Swedbank AS

Securities and Correspondent Banking Services

Liivalaia 8

15040 Tallinn

Estonia

99100660526 Clients Account

SWIFT: HABAEE2XXXX

CSD of the delivering/receiving agent (PSET): LCDELV22XXX

Euroclear

Eurobonds and GDRs

only (excl. equities and

domestic bonds)

Internal Euroclear

/CEDEL & external trades

to/from

local market:

Currencies 1

Group A

Group B

Group C

Group D

Group E

SD-1 (17:00)

SD-2 (17:00)

SD-1 (13.00)

SD (13.00)

SD (11:00)

Euroclear Bank

Euroclear Operations Centre

1 Boulevard du Roi Albert II

B-1210 Brussels

FUNDS ONLY

Clearstream Banking SA

42 avenue J.F. Kennedy

L-2967 Luxembourg

92282 – Clients Account

20055 – please check w ith your RBC Investor & Treasury Services Service

Assurance Manager before trading on this account

MGTCBEBE

FUNDS ONLY

23606

CEDELULL

1 Currencies: Group A: CAD, CHF, CZK, DKK, HUF, MXN, NOK, PLN, RON, SEK, TRY, USD / Group B: HRK, IDR, MYR, PHP, SKK, THB / Group C: AUD, HKD, JPY, NZD,

SGD, ZAR / Group D: GBP /

Group E: EUR



Schedule A


13 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Finland

E

F

SD (09:00)

SD (08:00)

Nordea Bank AB (publ)

Custody Services, VC210

Aleksis Kiven katu 3-5

FI-00020 NORDEA

Helsinki

02 2000 11030517 8 - Australian Treaty Clients Account

02 2000 11030525 1 - Canadian Treaty Clients Account

02 2000 11030533 5 - Luxembourg Treaty Clients Account

02 2000 11030558 2 - Italian Treaty Clients Account

02 2000 11030566 5 - Non Treaty Clients Account

02 2000 11030582 2 - Exempt Clients Account

02 2000 12574778 6 - Maltese UCITS Clients Treaty Account

02 2000 11710555 5 - Maltese Treaty Clients Account

NDEAFIHH

France

E

F

SD (11:00)

SD (10:00)

Deutsche Bank AG

Amsterdam branch,

Securities Services,

PO Box 12797

1101 AT Amsterdam,

Netherlands

Treaty Exempt Client Account: 265229553

Client Account Exempt Tax Rate: 265229588

AIFMD Clients Treaty: 265229596

AIFMD Clients Non Treaty: 265229618

RBC Investor Services Trust re: Client Account Ldn: 265229529

UCITS Clients Account MFND relief: 265375231

UCITS Clients Account: 265375258

Tax Exempt UCITS Clients Account: 265238846

Client Account Relief Treaty Account: 265229537

Participant Code: (EGSP code) 29223

DEUTNL2AXXX

CSD of the delivering/receiving Agent (PSET): SICVFRPPXXX



Schedule A


14 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Germany

E

F

SD (11:00)

SD (10:00)

Deutsche Bank A.G.

Securities and Custody Services, Taunus -

Zentrum Eschborn, Mail-Stop 05Z18A

Alfred-Herrhausen-Allee 16-24, 65760

Eschborn, Frankfurt, Germany

100927325100



Participant Code Clearstream

Banking Frankfurt : 7015

DEUTDEFFCUS

CSD of the delivering/receiving Agent (PSET): DAKVDEFFXXX

Ghana

E

F

SD –3 (20:00)

SD –3 (19:00)

Standard Chartered Bank Ghana Ltd

P.O Box 768

1st Floor, High Street Building

Accra

7424493/FC

SCBLGHAC

Greece

Equities and OTC

Bonds

SD (10:00)

SD (08:00)

HSBC Bank PLC Greece

Messogion 109-111

115-26 Athens



Participant Code: CSD 508

MIDLGRAAGSS

Hong Kong

SD -1 (11:00)

Standard Chartered Bank (Hong Kong)

Limited

15th Floor

Standard Chartered Tow er

388 Kw un Tong Road

Kw un Tong

Kow loon, Hong Kong

RTHK10088978 Client Account , A/C Main Securities Account

RTHK10088986 Client Account, A/C Securities Lending Account 000433200009

AIFMD Clients Account


Participant Codes:

CCASS: C00039

CMU: CBHK008

SCBLHKHH



Schedule A


15 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




For additional information on Hong Kong Stock Connect /Hong Kong Bond Connect, please click here:

Hong Kong Stock Connect - UK and & Australia - CITI

Hong Kong Bond Connect - UK and & Australia - CITI

Hungary

HUF & T2S Eligible

Transactions

E

F

SD –1 (20:00)

SD –1 (19:00)

UniCredit Bank Hungary Zrt.

Szabadsag ter 5-6

H-1054 Budapest



Participant Code: KELR/0318

BACXHUHB

Iceland

E

F

SD –2 (20:00)

SD –2 (19:00)

Islandsbanki hf

Kirkjusandur 2

IS-155 Reykjavik


GLITISRE

India

Only listed equities and

listed corporate bonds

via capital market / equity

market segment (exclude

corporate bonds traded

OTC and government

securities).

SD –2 (16:00)

The Hongkong and Shanghai Banking

Corporation Limited

11th Floor, Building 3, NESCO – IT Park NESCO

Complex

Western Express Highw ay

Goregaon (East)

Mumbai 400063

India



HSBCINBB

Foreign investors have to open separate types of accounts in India for different

asset holdings:

- FPI for holding investments under the Portfolio Investment Scheme (PIS)

- ADR/GDR for holding ADR/GDR converted equity shares

- FCCB for holding Foreign Currency Convertible Bond (FCCB) converted equity

shares

- FDI for holding strategic investments

- FVCI for holding investments under venture capital route in green f ield

investments

FDI and FVCI require special processing that needs to be agreed f irst w ith RBC

Investor & Treasury Services before investment and account opening.

https://apps.rbcits.com/RFP/gmi/termsandconditions/Hong%20Kong%20Stock%20Connect%20-%20UK%20and%20Singapore%20-%20CITI.pdf

https://apps.rbcits.com/RFP/gmi/termsandconditions/Hong%20Kong%20Bond%20Connect%20-%20UK%20and%20Singapore%20-%20CITI%20.pdf



Schedule A


16 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Indonesia

E

F

SD –1 (13:00)

SD –1 (12:00)


Menara Standard Chartered

Jl. Prof. Dr. Satrio No. 164

Jakarta 12930


SCBLIDJXXXX

Ireland

Equities

Gilts

Unit Trusts & OEICS

MMIs including Treasury

Bills & CDs

SD (12:00)

SD (12:00)

SD (10:00)

SD (12:00)

RBC Investor Services Trust

4th Floor, UK Custody Group

Riverbank House

2 Sw an Lane

London, EC4R 3AF

CREST trades ØØXJN


Israel 3

SD -1 (12:00)

Citibank N.A Israel

Azrieli Sarona building

121Menachem Begin Street

16th Floor

Tel Aviv 6701203

Israel



CITIILIT







Schedule A


17 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Italy

E

F

SD (11:00)

SD (10:00)


Securities Services Milan

Piazza Lina Bo Bardi, 3

20124, Milan

647700 – Treaty account

647711 – Non-Treaty account

647712 - AIFMD Clients

647713 - UCITS Clients Account

Participant Code

Securities Account in T2S (SAC): MOTIPARBITMMXXX6347900

Subcustodian S.W.I.F.T. address

PARBITMMXXX

RBC Investor & Treasury Services' S.W.I.F.T. Address

RTBSGB2L

CSD of the delivering/receiving Agent (PSET): MOTIITMMXXX



Schedule A


18 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Japan

SD –1 (11:00)

Citibank N.A., Tokyo Branch

Markets and Securities Services

Otemachi Park Building

1-1, Otemachi 1-chome

Chiyoda-ku, Tokyo

100-8132 Japan

336247 15% non lending account

336248 15% lending account

338207 15.315% non lending

338208 15.315% lending

338209 10% non lending

338210 10% lending

339440 15.315% non lending AIFMD Clients

341493 15.315% non Lending UCITS clients account

342340 10% non lending UCITS clients account

Securities Lending

Japanese Government Bonds (JGBs) - individual accounts required for Tax

Exempt accounts. Please contact RBC Investor & Treasury Services.

336255 RBCDIS JGB Taxable (Canada)

336257 RBCDIS JGB Taxable (Luxembourg)

336256 RBCDIS JGB Taxable (Australia)

336258 RBCDIS JGB Taxable (United Kingdom)

Participant Code:

JASDEC 0040180

JASDEC 1179260 (for US securities only*)

* Please contact RBCI&TS Client Services Representative for details on US

securities as defined in Japan market.

CITIJPJT



Schedule A


19 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Jordan 3

E

F

SD –2 (20:00)

SD –2 (19:00)

Standard Chartered Bank, Jordan Branch

Shmeissani Branch

Al-Thaqafa Street

Building #2

P.O. Box 926190

Amman 11110


SCBLJOAX




Kazakhstan

E

F

SD (07:00)

SD (06:00)

JSC Citibank Kazakhstan

Park Palace, Building A,

41 Kazibek Bi street, Almaty 050010

Republic of Kazakhstan


CITIKZKA

Please note that RBC I&TS does not support T+2 settlement for on-exchange

(KASE) trades. Consequently, clients should not instruct on-exchange trades

w ith RBC I&TS that are on a T+2 settlement cycle.

Kenya

E

F

SD –3 (20:00)

SD –3 (19:00)

Standard Chartered Bank Kenya

Standard Chartered @ Chiromo,

Level 5, 48 Westlands Road

P.O.Box 40984-00100 GPO

Nairobi

9191-GCS

SCBLKENX

Kuwait 3

SD-3 (16:00)


Kuw ait City, Sharq Area,

Abdulaziz Al Sager Street,

Al Hamra Tow er, 37F

PO Box 1683 Safat, 13017 Kuw ait


HBMEKWKW






Schedule A


20 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Latvia

E

F

SD (09:00)

SD (08:00)

Swedbank AS


Liivalaia 8

15040 Tallinn

Estonia


SWIFT: HABAEE2XXXX


Lithuania

E

F

SD (09:00)

SD (08:00)

Swedbank AS


Liivalaia 8

15040 Tallinn

Estonia


SWIFT: HABAEE2XXXX


Luxembourg2

Please refer to

Euroclear

Euroclear Bank

Euroclear Operations Centre

1 Boulevard du Roi Albert II

B-1210 Brussels

Please refer to Euroclear

2 Luxembourg assets are depos ited in Euroc lear. See Euroc lear for further details



Schedule A


21 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Malaysia

SD –1 (06:00)

Note: Please

indicate the RENTAS

Segregated

Securities Account

(SSA) number of

the buying/selling

counterparty of

trades in f ield 97A

under block

REAG/DEAG of your

MT54x SWIFT

instructions, or

under the section of

REAG/DEAG of non-

SWIFT instructions

for trades executed

on or after May 10,

2018. Please refer

to the examples

below :

:95P::REAG//COUNT

ERPARTY BIC

:97A::SAFE//COUNT

ERPARTY SSA

Standard Chartered Bank Malaysia Berhad

Level 13A, Menara Standard Chartered

30, Jalan Sultan Ismail

50250 Kuala Lumpur

MY0000270721:Exempt AN for RBC Investor Services Trust (Clients Account)

Non-exchange traded f ix income securities - individual securities accounts w ith

RBC I&TS subcustodian and SSA w ith RENTAS are required. Please contact


MCD number: 209-001-045839073

SCBLMYKX

Mauritius

E

F

SD –2 (20:00)

SD –2 (19:00)


Corporation Limited

6/F HSBC Centre

18 Cybercity

Ebene


HSBCMUMU



Schedule A


22 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Mexico

E

F

SD –1 (20:00)

SD –1 (19:00)

Citibanamex Securities Services

Actuario Roberto Medellín 800,

5° f loor north Santa Fe,

01210, Álvaro Obregón

Mexico City (CDMX),

Mexico

213535

227810 UK Clients

232302 UK UCITS Clients Account

Indeval number:

Equities - 8499

Fixed Income - 8425

CITIUS33MER

Morocco

SD -3 (20:00)

Societe General Marocaine de Banques

(SGMB)

55 Boulevard Abdelmoumen

200100 Casablanca

1600008852043

SGMBMAMC

Namibia

E

F

SD –5 (20:00)

SD –5 (19:00)

Standard Bank of South Africa

2nd Floor, C/o Werner List Street and Post

Street Mall,

Windhoek,

Namibia

DISTC

SBNMNANXXX

Nasdaq Dubai Ltd

E

F

SD-2 (15:00)

SD-2 (14:00)


Global Banking and Markets – HSBC Securities

Services

Emaar Square Level 3

Building No. 5 P O Box 502601

Dubai, UAE


Instructions must include PSET code DIFXAEAA in f ield 70E.

BBMEAEAD DIF



Schedule A


23 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Netherlands

E

F

SD (11:00)

SD (10:00)


Herengracht 595,

1017 CE Amsterdam

73715M Clients Account

435771S AIFMD Clients

439616Q UCITS Clients Account

Participant Code: EGSP30

PARBFRPPXXX

CSD of the delivering/receiving Agent (PSET): NECINL2AXXX

New Zealand

E

F

SD –1 (12:00)

SD –1 (11:00)


Corporation Limited

HSBC House, Level 9

1 Queen Street

Auckland

040-016818-231 Treaty Client Account

040-016818-232 Non-Treaty Client Account

040-016818-234 Treaty UCITS Clients Account

AUSTRACLEAR

Participant number: HKBN90

Participant name: HSBC Nominees (New Zealand) Limited

HSBCNZ2A

Nigeria

SD -2 (15:00)

SD -2 (14:00)

Citibank Nigeria Limited

27 Kofo Abayomi Street

Victoria Island, Lagos

Nigeria


CITINGLA



Schedule A


24 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Norway

E

F

SD –1 (20:00)

SD –1 (19:00)

DNB Bank ASA

Postboks 1600 Sentrum

0021 Oslo

Norw ay

050051905276 Treaty Clients Account

050050034045 Non Treaty Clients Account

050050175871 Treaty AIFMD Clients Account


050050186183 AIFMD Non Treaty Clients Account

050050186209 UCITS Non Treaty Clients Account

Segregated accounts are required for EU entities once w ithholding tax

exemption has been approved by the Norw egian Tax Authorities

Participant Code: Den Norske 05005

DNBANOKC

Oman 3

E

F

SD –3 (20:00)

SD –3 (19:00)

HSBC Bank Oman S.A.O.G.

2nd Floor Al Khuw air

PO Box 1727 PC 111

Sultanate of Oman


BBMEOMRX




Pakistan

E

F

SD –2 (20:00)

SD –2 (19:00)

Deutsche Bank A.G.

242-243, Avari Plaza

Fatima Jinnah Road

Karachi, 75530

Pakistan


Participant Code Central Company of Pakistan 00521

DEUTPKKA

Peru

E

F

SD –1 (18:00)

SD –1 (17:00)

Citibank del Peru S.A.

Av. Canaval y Moreyra 480 4to Piso

San Isidro

Lima 27


CITIUS33LIM



Schedule A


25 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Philippines

SD –2 (22:00)


7/F, 6788 Ayala Avenue

Makati City 1226

PHILIPPINES

PH0000091881 (new a/c no. 000264600001) - Clients Account

000264600003 - UCITS Clients Account

SCBLPHMM

Poland

E

F

SD (06:00)

SD (05:00)

Bank Polska Kasa Opieki S.A

ul. Grzybow ska 53/57

00-950 Warszaw a


Participant Code: NDS 979

PKOPPLPWCUS

Portugal

E

F

SD (11:00)

SD (10:00)


Edifício ART'S

Avenida D.João II

Lote 1.18.01, Bloco B, 7º

1998-028 Lisboa

71152Z - Non Reportable

50482M – Reportable

435773Z AIFMD Clients

PARBFRPPXXX

Qatar 3

SD -2 (17:00)


Custody and Clearing

3rd Floor

Ali Bin Ali Building Al Matar Street # 950

BLDG 150 Ummoglina

Area 27 Doha


BBMEQAQX






Schedule A


26 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Romania

SD –1 (15:00)

Please note that

trade instructions

received after the

above deadline may

be subject to a late

settlement

instruction fee

charged by the

Romanian Central

Depository.

BRD - Groupe Societe Generale

BRD Tow er - 1-7, Ion Mihalache blvd,

Sector 1, 011171 Bucharest.

Romania


"BRDE1" for SaFIR settlement system of the National Bank of Romania.

"SG" for settlement at the CSD "Depozitarul Central".

BRDEROBUTIT

Russia4

E

F

SD –2 (20:00)

SD –2 (19:00)

Societe Generale, Rosbank

Societe Generale Securities Services Russia

Mashi Poryvaevoy Street, 34, 107078,

Moscow , Russia


Rosbank's securities account for FOP settlements at NSD / NSD sub acc#:

TL1602200016/00000000000000000

NSD identif ier: 11255499

Rosbank's identif ier w ith NSD: MC0070200000

RSBNRUMMCUS

4 Due to the spec ific s of the Russ ian market, it is more reasonable to count off not from trade date but from the date of recei pt of the ins truc tion. In addition, some local

brokers ins is t on s igning Purchase and Sale A greements , which also calls for some time.

RBC Investor & Treasury Services does not provide DVP settlement services.



Schedule A


27 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Saudi Arabia 3

E

F

SD-1 (11:30)

SD-1 (10:30)

Share Movement :

SD-3 (13:30) (Client

needs to pre-advice

RBC I&TS to move

the stock from the

custody account to

trading account,

before sending their

sale trade

instruction)

HSBC Saudi Arabia

7267 Olaya Road

Al Murooj District

Riyadh 12283-2255 KSA



SABBSARI

Serbia

E

F

SD-2 (20:00) - T+2

cycle / SD -1

(09:00) - T+1 cycle /

SD (09:00) T+0

cycle

SD-2 (19:00) - T+2

cycle / SD -1

(08:00) - T+1 cycle /

SD (08:00) - T+0

cycle



Rothschildplatz 1

1020 Vienna

Austria


BKAUATWW




Schedule A


28 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Singapore

SD –1 (11:00)

DBS Bank Ltd

Securities and Fiduciary Services Operations

10 Toh Guan Road, #04-11

Jurong Gatew ay

Singapore 608838

SG0700061186

SG0700061193 (Securities Lending Participants only)

SG1400395394 non lending - AIFMD Clients

SG1600504796 non Lending UCITS Clients Account

Central Depository: 5611-1921-0936

DBSSSGSGIBD

Slovak Republic

E

F

SD (11:00)

SD (10:00)

UniCredit Bank Czech Republic and

Slovakia, a.s.

Šancová 1/A

813 33 Bratislava


UNCRSKBXXXX

CSD of the delivering/receiving agent (PSET): CSDSSKBAXXX

Slovenia

E

F

SD (07:00)

SD (06:00)



Rothschildplatz 1

1020 Vienna

Austria


BKAUATWWXXX Hub through UniCredit Bank Austria Vienna

CSD of the delivering/receiving agent (PSET): KDDSSI22XXX

South Africa

E

F

SD -2 (12:00)

SD -2 (11:00)

Société Générale

2nd Floor

160 Jan Smuts Avenue

Rosebank 2196

Johannesburg 2000


18628505 0% w ithholding tax



Participant Code

STRATE SCA 20003638

STRATE Business Partner ID: ZA 100078

SOGEZAJJ



Schedule A


29 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




South Korea

SD –1 (17:00)


Corporation Limited

5th Floor, Direct Custody and Clearing,


HSBC Building

37, Chilpae-ro, Jung-gu

Seoul, Korea

04511


HSBCKRSE

Spain

E

F

SD (11:00)

SD (10:00)

Banco Inversis S.A.

Avenida de la Hispanidad, num 6

28042 Madrid

7844-0000002663 Clients Account

7844-0000002664 15% Clients Account

7844-0000002668 AIFMD Clients Account

7844-0000002669 UCITS Clients Account

Participant Code CSD - 0232

INVLESMMXXX

CSD of the delivering/receiving Agent (PSET) IBRCESMMXXX

Sri Lanka

E

F

SD -3 (20:00)

SD -3 (19:00)

The Hong Kong and Shanghai Banking

Corporation Limited

24 Sir Baron Jayatilake Maw atha

Colombo 1


HSBCLKLX



Schedule A


30 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Sweden

E

F

SD (09:00)

SD (08:00)

Skandinaviska Enskilda Banken (AB) publ

Kungstradgardsgatan 8

106 40 Stockholm

01-100 178 864 Australian Treaty Clients Account

01-100 178 899 Barbados Treaty Clients Account

01-100 178 910 Canadian Treaty Clients Account

01-100 178 937 Italian Treaty Clients Account

01-100 178 872 Irish Treaty Clients Account

01-100 178 880 Non Treaty Clients Account

01-100 178 902 Exempt Clients Account

01-100 178 929 UK Residents Clients Account

01-100 204 172 Maltese Treaty Clients Account

01-100 212 280 UCIT Clients Omnibus Account

01-100 222 103 Luxembourg Treaty

01-100 244 166 AIFMD Maltese Treaty Clients Account

01-100 274 650 Maltese Treaty UCITS Clients Account

01-100 300 341 Saudi Arabia Treaty Clients Account

ESSESESSXXX

Switzerland

E

F

SD (06:00)

SD (05:00)

Credit Suisse AG

Uetlibergstrasse 231

CH-8070

Zurich

0835-0036538-55-005

0835-0036538-55-013 AIFMD Clients

0835-0036538-55-014 UCITS Clients Account

SIS BP ID: CH100164

CRESCHZZ80A

Taiwan

E

F

SD –1 (13:00)

SD –1 (12:00)

HSBC Bank (Taiwan) Limited


16F, No.369, Section 7

Zhongxiao East Road

Nangang District, Taipei City 115

Taiw an (ROC)



HSBCTWTP



Schedule A


31 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




Thailand

SD –1 (05:00)

Standard Chartered Bank (Thai) Pcl

Securities Services

15th f loor, Zone A

Building 3

90 North Sathorn Road

Silom, Bangrak,

Bangkok 10500

THAILAND

TH0000095645 - Client Account (NRBS)

TH0000001430 - UCITS clients account (NRBS)

SCBLTHBX

Tunisia

July & August: SD-

3 (20:00)

September –

June :

SD-2 (10:00)

Societe Generale Securities Service UIB

Tunisia

10 rue d'Egypte, Tunis Belvedere, 1002, Tunis,

Tunisia

Individual accounts required. Please contact RBC Investor & Treasury Services

UIBKTNTTXXX

Participant code: 004

Turkey

E

F

SD –1 (20:00)

SD –1 (19:00)

Citibank A.S.

Buyukdere Caddesi

No. 100

Esentepe 34394, Istanbul


CITITRIX

UAE - Abu Dhabi 3

SD-2 (17:00)



Services



Dubai, UAE


Instructions must include PSET code ADSEAEA1 in f ield 70E.

BBMEAEAD






Schedule A


32 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




UAE – Dubai 3

SD -2 (17:00)



Services



Dubai, UAE


Instructions must include PSET code DFMTAEA1 in f ield 70E.

BBMEAEAD




Ukraine

E

F

SD (08:00)

SD (07:00)

JSC Citibank

16-g Dilova Street

Kiev 03150


Participant code: 301648

CITIUAUK

United Kingdom

Money Market

Instruments including

Treasury Bills and CDs

Equities

Gilts

Unit Trusts & OEICs

SD (12:00)

SD (12:00)

SD (12:00)

SD (10:00)


4th Floor, UK Custody Group

Riverbank House

2 Sw an Lane

London, EC4R 3AF

Participant Code

CREST Trades: ØØXJN

(Settlement Discipline f ines for late matching of instructions are imposed by

Euroclear UK & Ireland (CREST). For further details please refer to the

Settlement Details section of the UK Market profile in the client area of

w w w .rbcits.com.)

For Unit Trust trades use RTBSGB2L





Schedule A


33 of 91

E: El ectroni c

Instructi on

F: Fax Instructi on


Noti ce Requi red

(UK Ti me)

Subcustodi an

Mai l i ng Address




United States

Money market

All others

E

F

SD (18:00)

SD –1 (20:00)

SD –1 (19:00)

The Bank of New York Mellon

1 Wall Street

New York, NY-10286

Federal Reserve (FRBE) Settlements

ABA: 021000018

BANKOFNYC/CUST

Account: 298365 Client Account

665895 AIFMD Client Account

746205 UCITS Clients account

DTC Settlements

DTC Participant ID: 901

Agent ID: 80901

Account: 298365 Client Account

Institutional ID: 63251(Omgeo System)

665895 AIFMD Client Account

746205 UCITS Clients account

RTBSGB2LXXX

Uruguay

E

F

SD –3 (20:00)

SD –3 (19:00)

Banco Itaú Uruguay S.A.

Zabala 1463

CP11000 Montevideo

8090442

ITAUUYMM

Vietnam

Listed equities and listed

corporate bonds only

SD-2 (21:00)

HSBC Bank (Vietnam) Ltd

Central Point Building

106 Nguyen Van Troi Street

Phu Nhuan district

Ho Chi Minh City

VIETNAM


HSBCVNVX

Zambia

E

F

SD –3 (20:00)

SD –3 (19:00)

Standard Chartered Bank Zambia PLC

1st Floor, Standard House

Cairo Road

Lusaka

9605002


CSD ID Number : 327506

SCBLZMLX



Schedule A


34 of 91

3 P lease note that the weekend is Friday and Saturday, however, trading for equities and Fixed Income will be conduc ted Sunday through to Thursday. C ash and Securities

settlement can take place every day, exc luding Sunday, as agreed by the parties . T rades due for settlement on a Sunday will b e pos ted to the c lient account on the following

Monday.



Schedule B

Clean Cash Payments & Foreign Exchanges

35 of 91

Clean Cash Payments and Foreign Exchange Transactions in Major Currencies

Payment and receipt instructions must be received by the individual market deadlines indicated, subject to local holidays. Cash transfers between

client accounts must be received by 17:00 UK time. Any internal transfer instructions received after this time will be actioned on a best efforts basis

only. Notification timeframes are expressed in “business days”.

Cancellations and amendments:

Next day, two day or three day currency payment and receipt instructions may be cancelled or amended by 16:00 UK time, one da y prior to the individual

market deadline indicated.

Same day currency receipt instructions may be cancelled or amended by 16:00 UK time, the day before value.

Same day currency payment instructions may be cancelled or amended by 16:00 UK time, the day before value.

All cancellation and amendment requests received after these deadlines will be dealt with on a best effort basis only.

Please note: it is not possible to amend the intermediary or beneficiary bank details for payments after these deadlines. A cancellation instruction and

a separate new payment instruction will be required.

To ensure the accuracy of all cash instructions, RBC Investor & Treasury Services requires full details from an authenticated source including:

fund name

RBC Investor & Treasury Services account number

value date (DD/MM/YY)

currency code (ISO code)

currency amount

destination bank’s correspondent (Intermediary Bank)

destination bank

beneficiary account name and number at destination bank.



Schedule B


36 of 91

S.W.I.F.T. is RBC Investor & Treasury Services’ preferred method of receiving cash movement instructions (MT103, MT200,

MT202, MT210) although fax will be accepted when complete details are provided. RBC Investor & Treasury Services’ S.W.I.F.T.

address is RTBSGB2L. Faxed instructions require authorised signatures. Please refer to Instruction sheets Cash Template TO RECEIVE and

Cash Template TO PAY, for journals refer to instruction sheet Journal. Please Fax to 44-20-7329-1050.

Any wire payment/deposit exceeding USD/CAD 1 billion should be split (i.e. into 2 payments of USD/CAD 500 million each) and a pre-notification is

required at least one business day prior to value date. Time sensitive payments/deposits requiring special handling may require additional notification.

For deadlines, cancellations and amendments, please refer to the Clean Cash Payments and Foreign Exchange Transactions in Major Currencies

above.

S.W.I.F.T. is RBC Investor & Treasury Services' preferred method of receiving third party foreign exchange notification (MT304), although fax or tested

telex will be accepted when complete details are provided. RBC Investor & Treasury Services' S.W.I.F.T. address is RTBSGB2L. Faxed instructions

require authorised signatures. All clients wishing to adopt S.W.I.F.T must complete a full testing procedure with RBC Investor & Treasury Services'

Testing Team.

Third party foreign exchange deals that have been netted must be indicated as such. Full movement of funds will not be effected unless otherwise

stated.

If both currencies in a foreign exchange transaction cannot be accommodated for the stated value, the next available value wi ll be applied.

A fax-back form for external foreign exchange transactions is included at the end of this schedule.

https://www.rbcits.com/assets/rbcits/docs/gmi/CashTemplateToReceive.pdf

https://www.rbcits.com/assets/rbcits/docs/gmi/CashTemplateToPay.pdf

https://www.rbcits.com/assets/rbcits/docs/gmi/CashTemplateJournal.xls



Schedule B


37 of 91

EMERGING MARKET FOREIGN EXCHANGE

The below table details emerging market FX restrictions around Third Party Foreign Exchange transactions.

Currency name Currency

Code

RBC Inv estor

& Treasury

Serv i ces Restri cted

United Arab Emirates Dirham AED Yes

Argentina Peso ARS Yes

Bosnia Herzegovina Con. Mark BAM Yes

Bulgaria Lev BGN Yes

Bangladesh Taka BDT Yes

Bahrain Dinar BHD Yes

Bermuda Dollar BMD Yes

Brazil Real BRL Yes

Botsw ana Pula BWP Yes

Chinese Yuan Renminbi - Onshore CNY Yes

Chile Peso CLP Yes

Colombia Peso COP Yes

Egypt Pound EGP Yes

Ghana Cedi GHS Yes

Croatia Kuna HRK Yes

Indonesia Rupiah IDR Yes

India Rupee INR Yes



Schedule B


38 of 91


Code

RBC Inv estor

& Treasury


Iceland Krona ISK Yes

Jordan Dinar JOD Yes

Kenya Schilling KES Yes

South Korea Won KRW Yes

Kuw ait Dinar KWD Yes

Kazakhstan Tenge KZT Yes

Sri Lanka Rupee LKR Yes

Morocco Dirham MAD Yes

Mauritius Rupee MUR Yes

Malaysia Ringgit MYR Yes

Namibia Dollar NAD Yes

Nigeria Naira NGN Yes

Oman Rial OMR Yes

Peru Sol PEN Yes

The Philippines Peso PHP Yes

Pakistan Rupee PKR Yes

Qatar Rial QAR Yes

Saudi Riyal SAR Yes

Serbia Dinar RSD Yes

Russia Ruble RUB Yes

Thailand Baht THB Yes

Tunisia Dinar TND Yes



Schedule B


39 of 91


Code

RBC Inv estor

& Treasury


Taiw an Dollar TWD Yes

Ukraine Hryvnia UAH Yes

Uruguay Peso UYU Yes

Vietnam Dong VND Yes

Zambia Kw acha ZMW Yes



Schedule B


40 of 91

Cl ean Cash Pay ments & Forei gn Exchanges

Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.

Currency

ISO Code

Noti ce Requi red

(UK Ti me)

S: SWIFT/Investor Services Onl ine

M: Manu al

Cash Account Number & Name



Australia

dollar

AUD

S: value date –1 (15:30)

M: value date -1 (14:30)

011-280716-041


HKBAAU2S

BSB Number: 342-011


Austria

euro

EUR

S: value date (14:00)

M: value date (13:00)

1009 27325110

DEUTDEFF

Belgium

euro

EUR



1009 27325110

DEUTDEFF

Brazil

real

BRL

value date (13:00)

Individual accounts required. Please contact RBC Investor &

Treasury Services.

BNPABRSPXXX

Bulgaria

lev

BGN

value date –2 (19:00)


Treasury Services.

UNCRBGSF




Schedule B


41 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




Canada

dollar

CAD



09591 1415892

ROYCCAT2

Chile

peso

CLP

value date (12:00)


Treasury Services.

CITIUS33SAN

China

(Shanghai)

dollar

USD



HSBCCNSH

China

(Shenzhen)

dollar

HKD



HSBCCNSHSZN

Colombia

peso

COP

value date (10:00)



CITIUS33COR

Croatia

kuna

HRK


AT50 1200 0010 1087 3618

BKAUATWW




Schedule B


42 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




Cyprus

euro

EUR



1009 27325110

DEUTDEFF

Czech Republic

koruna

CZK



80114-007

BACXCZPP

Denmark

krone

DKK



DKK 3996083071

DABADKKKXXX

Egypt3

pound

EGP

value date - 1 (08:00)

Cash account can only be used in conjunction w ith an individual

securities account. Please contact RBC Investor & Treasury

Services.

CITIEGCX

Estonia

euro

EUR



1009 27325110

DEUTDEFF

Euroclear

Please refer to the Clean Cash Payments and Foreign Exchange Transactions in Major Currencies for each country, cash should not

be paid to Euroclear.

Finland

euro

EUR



1009 27325110

DEUTDEFF



Schedule B


43 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




France

euro

EUR



1009 27325110

DEUTDEFF

Germany

euro

EUR



1009 27325110

DEUTDEFF

Greece

euro

EUR



1009 27325110

DEUTDEFF

Hong Kong

dollar

HKD

&

yuan

CNY (Offshore

Renminbi)



HKD: 447-0-940305-7

CNY: 447-0-780838-6

RBC Investor Services Trust Omnibus RMB Cash A/C

USD denominated bonds:

447-0-6683962

SCBLHKHH

Hungary

forint

HUF





Services.

BACXHUHB



Schedule B


44 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




Iceland

krona

ISK

value date – 1 (11:00)


GLITISRE

India

rupee

INR

Securities Trades: value date -2

(17:00)

Balance Repatriation: value date -1

(17:00)

NB clients trading one day prior to a

USD holiday will need to follow

procedures detailed in T&C

Amendment 26 (June 24, 2008)


Treasury Services.

HSBCINBB

Indonesia

rupiah

IDR




Services.

SCBLIDJXXXX

Ireland

euro

EUR



1009 27325110

DEUTDEFF


https://apps.rbcits.com/MarketInsights/GMI/GlobalCustody/tcbulletins/view/default.aspx?id=24341

https://apps.rbcits.com/MarketInsights/GMI/GlobalCustody/tcbulletins/view/default.aspx?id=24341




Schedule B


45 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




Israel 3

shekel

ILS





Services.

CITIILIT

Italy

euro

EUR



1009 27325110

DEUTDEFF

Japan

yen

JPY



0161166405

CITIJPJT

Latvia

euro

EUR



1009 27325110

DEUTDEFF

Lithuania

euro

EUR



1009 27325110

DEUTDEFF

Luxembourg1

euro

EUR



1009 27325110

DEUTDEFF

1 Luxembourg assets are depos ited in Euroc lear. See Euroc lear for further details



Schedule B


46 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




Malaysia

ringgit

MYR

value date -1 (10:00)

312156836473

SCBLMYKX

Mexico

nuevo peso

MXN



0227498005

BNMXMXMMCVT

Morocco

dirham

MAD

value date (08:00)

001600088520


SGMBMAMC

Nasdaq Dubai Ltd

dollar

USD


Omnibus account structure. Cash account can only be used in

conjunction w ith an individual securities account. Please contact


BBMEAEAD DIF

Netherlands

euro

EUR



1009 27325110

DEUTDEFF

New Zealand

dollar

NZD



040-016818-261


HSBCNZ2A



Schedule B


47 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




Nigeria

Nigerian Naira

NGN




Services.

CITINGLA

Norway

krone

NOK



7002-02-31341

DNBANOKC

Philippines

peso

PHP


0133520731219


SCBLPHMM

Poland

new zloty

PLN





Services.

PKOPPLPW

Portugal

euro

EUR



1009 27325110

DEUTDEFF

Qatar3

qatari riyal

QAR

Clients need to pre-fund in the market

and check that the funds are available

before trading. Value w ill be given on

the next available w orking day.


conjunction w ith an individual securities account. Please contact


BBMEQAQX



Schedule B


48 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




Romania

Leu

RON





Services.

BRDEROBU

Russia4

ruble

RUB


RUB: 40807810700000057961

USD: 40807840000000057961

External account number: ROSBANK BIK code and account w ith

Central Bank: BIK044525256/ 30101810000000000256

RSBNRUMM

Singapore

dollar

SGD



037-003497-5 (SGD)

0404-000430-01-6 (USD)

DBSSSGSGIBD

Slovak Republic

euro

EUR



1009 27325110

DEUTDEFF

Slovenia

euro

EUR



1009 27325110

DEUTDEFF

South Africa

rand

ZAR



01A0918628500

SOGEZAJJ



Schedule B


49 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




South Korea

w on

KRW



Treasury Service.

HSBCKRSE

Spain

euro

EUR



1009 27325110

DEUTDEFF

Sri Lanka

rupee

LKR




Services.

HSBCLKLX

Sweden

krona

SEK



SEK 55558502762

ESSESESSXXX

Switzerland

franc

CHF



0835-0036538-53-000


CRESCHZZ80A

Taiwan

dollar

TWD


(pre-funding and repatriation)


Treasury Services.

HSBCTWTP



Schedule B


50 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




Thailand

baht

THB


00100790585

RBC Investor Services Trust A/C Clients NRBS

SCBLTHBX

Tunisia

dinar

TND

July & August: Clients need to pre-

fund in the market and check that the

funds are available before trading.

Value w ill be given on the next

available w orking day.

September – June : value date -2

(12:00)

12060000005100109374


UIBKTNTTXXX

Turkey

lira

TRY





Services.

CITITRIX

UAE - Abu Dhabi 3

UAE dirham

AED


and check that the funds are

available before trading. Value w ill be

given on the next available w orking

day.


conjunction w ith an individual securities account w hich must be

quoted in any instruction. Please contact RBC Investor & Treasury

Services.

BBMEAEAD



Schedule B


51 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




UAE – Dubai 3

UAE dirham

AED






conjunction w ith an individual securities account w hich must be

quoted in any instruction. Please contact RBC Investor & Treasury

Services.

BBMEAEAD

United Kingdom

pound sterling GBP

dollar

USD



value date (13:00)

Main cash accounts:

GBP current: 90305167

Sort code: 60-00-01

NWBKGB2L

USD: 140/02/08095205

Sort code: 60-00-04

NWBKGB2L


United States

dollar

USD



A/c: 8900491558

Federal Funds Transfers

ABA: 021000018

DDA a/c: 8900491558

CHIPS

BNY Participant No: 001

CHIPS UID: 400871

IRVTUS3N




Schedule B


52 of 91



Currency

ISO Code

Noti ce Requi red

(UK Ti me)


M: Manu al




Vietnam

dong

VND






Treasury Services.

HSBCVNVX

3 P lease note that the weekend is Friday and Saturday, however, trading for equities and Fixed Income will be conduc ted Sunday through to Thursday. C ash and Securities

settlement can take place every day, exc luding Sunday, as agreed by the parties . T rades due for settlement on a Sunday will b e pos ted to the c lient account on the following

Monday.



Schedule B

Third Party Foreign Exchange Transaction

53 of 91

RBC Investor Services Trust accepts instructions communicated by S.W.I.F.T. (RTBSGB2L), or fax (44-20-7329-1050). The

follow ing details must be included:

TO: RBC Investor Services Trust DATE:

Riverbank House, 2 Sw an Lane,

London, EC4R 3AF FAX #: 44-20-7329-1050

Attention: The Manager, Cash Processing

Account Number

Account Name

Instructing Party

Executing Broker

FX Type (Please check) Open □ Close □ Spot □ Netted □

(Settlement instructions should only be quoted for gross settlement trades)

Trade Date

Value Date

Exchange Rate

Client/Deal Ref. Number

NOTIFICATION TO RECEIVE

Currency Amount Bought

Delivery Agent Name

Location

SWIFT/BIC Code

Account Number

NOTIFICATION TO PAY

Currency Amount Sold

Receiving Agent Name

Location

SWIFT/BIC Code

Beneficiary Reference

Beneficiary Institution Name

Account Number

AUTHORISING SIGNATURES

Name: Name:

Title: Title:

Signature: Signature:



Schedule C

Registration Details – Equities and Bonds

54 of 91

It is RBC Investor & Treasury Services policy to register all securities in nominee name or in client name

if the market dictates. All account holding details apply to both equity and bond holdings, unless

otherwise indicated.

Securities traded on secondary markets or subject to restriction are serviced on a best efforts basis.

RESTRICTED SECURITIES/U.S. OFFSHORE

Restricted securities are held subject to indemnification and should be registered as follows: RBC

Investor Services Trust a/c “client name”.

E: Equi ti es

B: Bonds

Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory

Argentina RBC Investor Services Trust – sub a/c Name of

Fund + Sub-Fund (if applicable)

RBC Investor Services Trust – sub a/c Name of

Fund + Sub-Fund (if applicable)

Australia

RBC Investor Services Trust – Client Account*

RBC Investor Services Trust – AIFMD Client

Account*

RBC Investor Services Trust – UCITS Client

Account*

HSBC Custody Nominees (Australia) Limited

Austria

RBC Investor Services Trust Client Account

RBC Investor Services Trust – AIFMD Clients

Account

RBC Investor Services Trust – UCITS Clients

Account

UniCredit Bank Austria AG - Clients Account

Bahrain RBC Investor Services Trust – beneficial ow ner Account in the name of Beneficial Ow ner

Bangladesh RBC IST a/c Client Name RBC IST a/c Client Name

Belgium

RBC Investor Services Trust – Client Account *


Account


Account


Bermuda RBC Investor Services Trust - Client Account Wilson & Co

Bosnia &

Herzegovina Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Botswana RBC Investor Services Trust - Client Account Standard Chartered Nominees (Pty) Ltd Re: RBC

Securities Number



Schedule C


55 of 91

E: Equi ti es

B: Bonds


Brazil Account in the name of Beneficial Ow ner

CBLC (Brazilian Clearing and Depository

Corporation): Equities are registered in the name

of the Beneficial Ow ner/Fund.

SELIC (Depository for Government Fixed Income):

Government Bonds are registered in the name of

the local custodian/local bank’s omnibus account

name on behalf of the client.

CETIP (Depository for Corporate Fixed Income):

Government Bonds are registered in the name of

the local custodian/local bank’s omnibus account

name on behalf of the client.

Bulgaria Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Canada



Account


Account*

CDS (Canadian Depository for Securities): All

book entry assets are registered in the name of

“CDS & Co”. Physical Securities are registered in

RBC name: Roytor & Co.

Chile Account in the name of Beneficial Ow ner Banco de Chile on behalf of third parties

China (Shanghai) E: Account in the name of Beneficial Ow ner

B: Not applicable – cannot be held

E: Account in the name of Beneficial Ow ner


China (Shenzhen) E: Account in the name of Beneficial Ow ner


E: Account in the name of Beneficial Ow ner


Colombia Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Croatia Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Cyprus Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Czech Republic RBC Investor Services Trust – Client Account* RBC Investor Services Trust

Denmark

RBC Investor Services Trust – Client Account


Account


Account

RBC Investor Services Trust Clients Account

Egypt Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Estonia RBC Investor Services Trust – Client Account RBC Investor Services Trust - Client Account

Euroclear RBC Investor Services Trust – Client Account* Dependant on Market



Schedule C


56 of 91

E: Equi ti es

B: Bonds


Finland



Account*

Nordea Pankki Suomi Oyj hallintarekisteröity,

w hich translates to “Nordea Bank Finland Plc

nominee registered”.

France



Account*


Account*

Deutsche Bank AG

Germany



Account


Account

Deutsche Bank AG

Ghana RBC Investor Services Trust – Client Account Standard Chartered Nominee Ghana / RBC

Investor Services Trust

Greece** Account in the name of Beneficial Ow ner

Equities and Corporate Bonds: Account in the

name of the Beneficial Ow ner

Government Bonds: held in the agent omnibus

account ‘EU residents’

Hong Kong

RBC Investor Services Trust - Client Account,

A/C Main Securities Account

RBC Investor Services Trust – Client Account,

A/C Securities Lending Account

RBC Investor Services Trust – AIFMD Clients

Account

RBC Investor Services Trust – UCITS Clients

Account

Hong Kong Securities Clearing Company Limited

(“HKSCC”)

Standard Chartered Bank (Hong Kong) Limited

Central Moneymarkets Unit (“CMU”)

Standard Chartered Bank (Hong Kong) Limited

Hungary Account in the name of Beneficial Ow ner RBC Investor Services Trust

Iceland RBC Investor Services Trust - Client Account RBC Investor Services Trust - Client Account

India Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Indonesia

RBC Investor Services Trust - Client Name

RBC Investor Services Trust A/C Non Treaty

Clients

RBC Investor Services Trust - Client Name

RBC Investor Services Trust - Client Account

Ireland Account in the name of Beneficial Ow ner ROY Nominees Limited

Israel Account in the name of Beneficial Ow ner Citibank, NA - client account

Italy

RBC Investor Services Trust – Client Account *


Account


Account

BNP Paribas Securities Services 3rd Party

Account



Schedule C


57 of 91

E: Equi ti es

B: Bonds


Japan

Equities



Account*


Account*

Japanese Government Bonds (JGBs)

Taxable - RBCDIS JGB Client Account*

Tax-exempt – Account in the name of the

Beneficial Ow ner

Citibank, N.A Tokyo Branch

Jordan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Kazakhstan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Kenya RBC Investor Services Trust - Client Account Standard Chartered (Kenya ) Nominees Limited

A/c 9191

Kuwait RBCT - Name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Latvia RBC Investor Services Trust - Client Account Sw edbank AS

Lithuania RBC Investor Services Trust - Client Account Sw edbank AB

Luxembourg RBC Investor Services Trust - Client Account Dependent on depository

Malaysia

Exempt AN for RBC Investor Services Trust

(Clients Account)

Non-exchange traded f ix income securities -

Account in the name of the beneficial ow ner

* Exact account name may vary dependent on

applicable tax domicile – Please refer to

accounts detailed in schedule A - Settlement

Timeframes and Account Locations.

Equities (Bursa Malaysia)

Cartaban Nominees (Asing) Sdn Bhd for Exempt

AN For RBC Investor Services Trust (Clients

Account)

Non-exchange Traded Fix Income Securities

(including Government Bonds) (Bank Negara):

- Account in the name of the beneficial ow ner

Mauritius Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Mexico



Account

Banamex Nominee Name on Behalf of Third

Parties

Morocco RBC Investor Services Trust - Client Account SGMB – Client Assets

Namibia Standard Bank Namibia Nominees (Pty) Ltd –

RBC Investor Services Trust – Clients Account Not applicable – no Central Depository

Nasdaq Dubai Ltd RBC Investor Services Trust – Beneficial ow ner

Account in the Name of Beneficial Ow ner

(Equites) , HSBC Bank Client Omnibus Account

(Non Equites)

Netherlands



Account


Account




Schedule C


58 of 91

E: Equi ti es

B: Bonds


New Zealand



Account*

HSBC Nominees (New Zealand) Limited

Nigeria RBC Trust: client account RBC Trust: client account

Norway



Account*


Account*

RBC Investor Services Trust - Client Account

Oman RBC-T A/C Beneficial ow ner

A/C's opened before 31.12.15 - HSBC a/c RBC

a/c Beneficial ow ner name, A/C's opened from

01.01.16 Account in the name of the beneficial

ow ner

Pakistan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Peru Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Philippines



Account*

Philippines Depository and Trust Corp (PDTC)

- Equities & Corporate Bonds


Bureau of Treasury (BoT)

- Government Securities

Standard Chartered Bank Securities Services

Poland Account in the name of Beneficial Ow ner Bank Pekao SA - Clients account

Portugal



Account

BNP Paribas Securities Services - MDCC Non-

resident clients

Qatar RBC TST/ beneficial ow ner's name Account in the name of beneficial ow ner

Romania Account in the name of Beneficial Ow ner BRD - Groupe Societe Generale - Clients RBC

Investor Services Trust / Client Account

Russia RBC Investor Services Trust – Client Account –

NSD

PJSC ROSBANK Nominee name

For non-NSD eligible securities, RBC I&TS can

open registrar accounts and facilitate settlement

given one w eek’s notice.

Serbia Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Saudi Arabia RBC-T-Client Name Account in the name of Beneficial Ow ner

Singapore



Account*


Account*

Equities (Central Depository): DBS Nominees

(Private) Ltd – RBC Investor Services Trust

Clients Account

Government Bonds (MAS): DBS Bank Ltd for

clients



Schedule C


59 of 91

E: Equi ti es

B: Bonds


Slovak Republic Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Slovenia Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

South Africa RBC Investor Services Trust – Client Account


Société Générale - Johannesburg Branch –

Goudstad Nominees (Pty) Ltd

South Korea Account in the name of Beneficial Ow ner HSBC, Seoul Branch – Client Custody Account

Spain




Account


Account

Inversis Third Party Account RBC

Sri Lanka Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Sweden



Account*


Account*

Equities - Skandinaviska Enskilda Banken as

Nominee

Bonds - SEB för RBC Investor Services Trust

clients a/c

Switzerland



Account


Account

Credit Suisse Zurich

Taiwan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

Thailand


(NRBS)


Account (NRBS)

Standard Chartered Bank (Thai) Public Company

Limited Client Account

Tunisia RBC Investor Services Trust - Client Account UIB - Free foreign assets

Turkey Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner

UAE - Abu Dhabi RBC Investor Services Trust – Beneficial ow ner Account in the name of Beneficial Ow ner

UAE - Dubai RBC Investor Services Trust – Beneficial ow ner Account in the name of Beneficial Ow ner

Ukraine Account in the name of Beneficial Ow ner PJSC Citibank

United Kingdom

- Equities

- Money Market

Instruments

including

Treasury Bills and

CDs

Account in the name of Beneficial Ow ner ROY Nominees Limited



Schedule C


60 of 91

E: Equi ti es

B: Bonds


United States

RBC Toronto-London Clients Account

RBC Investor Services TR – AIFMD Client

Account


Account

DTC - CEDE & Co.

Physical - Hare & Co

Uruguay RBC Investor Services Trust - Client Account Not applicable – no Central Depository

Vietnam Account in the name of Beneficial Ow ner HSBC – Foreign Customers ***

Zambia



Account

Standard Chartered Zambia Securities Services

Nominees Limited

* Exact account name may v ary dependent on applicable tax domicile – Please ref er to accounts detailed in schedule A - Settlement

Timef rames and Account Locations.

** Note: For equities, regardless of the “lev el” the account is opened (end benef iciary or higher/omnibus lev el OR combination of f und manager

+ f und / sub-f und), the ATHEXCSD treats all securities accounts as end benef iciary accounts. For gov ernment bonds, local sub-custodian

maintains an omnibus account at Bank of Greece (BoG) f or all inv estors but segregation takes place in the sub-custodian books.

*** At the Vietnam Securities Depository (VSD) lev el, 3 omnibus accounts are in the name(s) of : (1) “HSBC – Foreign Customers”; or (2)

“HSBC – Local Customers”; or (3) “HSBC – Proprietary Trading”. The assets of all of f shore inv estors (including accounts of RBC Inv estor &

Treasury Serv ices’ clients) are registered under the account “HSBC – Foreign Customers” at the VSD. These assets at the VSD are segregated

by the Securities Trading Code (STC) assigned to each inv estor.



Schedule D

Contractual Settlement Date Accounting (CSDA) – Policies

61 of 91

Where the client participates in RBC Investor & Treasury Services’ securities lending program, the

provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this

Schedule D will take precedence over the provisions in this Schedule D.

Under “contractual settlement date accounting” (CSDA), RBC Investor & Treasury Services posts trades

on contractual settlement date – even if actual settlement is delayed. In other words, a client’s cash

account is credited (or debited) on contractual settlement date as appropriate, regardless of trade

completion. Exceptions to this policy are described below:

RBC Investor & Treasury Services must receive timely instructions (i.e. no later than the deadlines listed

in Schedule A).

RBC Investor & Treasury Services does not offer settlement or custody of equities in Euroclear.

Foreign exchange transactions supporting purchases must be timely (i.e. sufficient funds must be

available in the appropriate currency).

In each market, securities must be held with the agent appointed by RBC Investor & Treasury Services.

RBC Investor & Treasury Services will automatically cancel, and reverse funds, for unmatched trades

that remain outstanding 14 days after contractual settlement date. During this period, clients will

receive daily notification, via S.W.I.F.T., telephone fax or email, of the status of all processed trades,

including the reason for the failed settlement.

In the event that RBC Investor & Treasury Services is unable to process a trade due to incomplete

instructions, the client will be contacted via S.W.I.F.T., telephone, fax or email. RBC Investor & Treasury

Services will automatically cancel instructions up to 14 days after settlement date, subject to local

market practices. Clients are required to re-submit complete and accurate instructions. If a foreign

exchange transaction was included on the back of a trade, RBC Investor & Treasury Services will advise

the client and act on their instructions.

RBC Investor & Treasury Services reserves the right to suspend or amend CSDA policies in the event of

extraordinary difficulties in any market, following notification to clients.

RBC Investor & Treasury Services reserves the right to reverse a CSDA credit, following client

notification if a counterparty does not make payment within five business days.

RBC Investor & Treasury Services reserves the right to suspend CSDA if settlement currency differs from

the currency where securities are domiciled.

RBC Investor & Treasury Services reserves the right to suspend CSDA if trade instructions are

incomplete or unclear.

Dividend Reinvestment Plans (DRIPs) — Canada: RBC Investor & Treasury Services must be instructed

to move physical DRIP securities to the Canadian Depository for Securities (CDS) two days prior to

trading (i.e. T-2).



Schedule D


62 of 91

CSDA Excepti ons to Standard CSDA Pol i cy

Argentina Purchase -

Yes /

Sale - No

Purchases are debited on a contractual basis and Sale proceeds are credited on

settlement date. Please contact RBC Investor & Treasury Services for confirmation of

actual value.

Australia Yes

Austria Yes

Bahrain Yes

Bangladesh Purchase -

Yes /

Sale - No



actual value.

Belgium Yes

Bermuda Physical delivery in the market

Bosnia &

Herzegovina

Purchase -

Yes /

Sale - No



actual value.

Botswana Purchase -

Yes /

Sale - No



actual value.

Brazil Yes

Bulgaria Purchase -

Yes /

Sale - No



actual value.

Canada Yes

Chile Purchase -

Yes /

Sale - No



actual value.

China (Shanghai) Yes

China

(Shenzhen)

Yes

Colombia Purchase -

Yes /

Sale - No



actual value.

Croatia Purchase -

Yes /

Sale - No



actual value.

Cyprus Purchase -

Yes /

Sale - No



actual value.

Czech Republic Yes



Schedule D


63 of 91


Denmark Yes

Egypt Purchase -

Yes /

Sale - No



actual value.

Estonia Yes

Euroclear Yes

Finland Yes

France Yes

Germany Yes

Ghana Purchase -

Yes /

Sale - No



actual value.

Greece Purchase -

Yes /

Sale - No



actual value.

Hong Kong Yes

Hungary Purchase -

Yes /

Sale - No



actual value.

Iceland No

India No Sale proceeds are credited on next available date follow ing settlement. Please

contact RBC Investor & Treasury Services for confirmation of actual value.

Indonesia Purchase -

Yes /

Sale - No



actual value.

Ireland Yes

Israel Purchase -

Yes /

Sale - No



actual value.

Italy Yes

Japan Yes

Jordan Purchase -

Yes /

Sale - No



actual value.

Kazakhstan Purchase -

Yes /

Sale - No



actual value.



Schedule D


64 of 91


Kenya Purchase -

Yes /

Sale - No



actual value.

Kuwait Purchase -

Yes /

Sale - No



actual value.

Latvia Yes

Lithuania Yes

Luxembourg Yes

Malaysia Yes

Mauritius Yes

Mexico Yes

Morocco Purchase -

Yes /

Sale - No



actual value.

Namibia Purchase -

Yes /

Sale - No



actual value.

Nasdaq Dubai

Ltd

Purchase -

Yes /

Sale - No



actual value.

Netherlands Yes

New Zealand Yes

Nigeria Purchase -

Yes /

Sale - No



actual value.

Norway Yes

Oman Purchase -

Yes /

Sale - No



actual value.

Pakistan Purchase -

Yes /

Sale - No



actual value.

Peru Purchase -

Yes /

Sale - No



actual value.

Philippines Yes

Poland Yes



Schedule D


65 of 91


Portugal Yes

Qatar Purchase -

Yes /

Sale - No



actual value.

Romania Purchase -

Yes /

Sale - No



actual value.

Russia No There is no CSDA in this market.

Saudi Arabia No

Serbia Purchase -

Yes /

Sale - No



actual value.

Singapore Yes

Slovak Republic Yes

Slovenia Purchase -

Yes /

Sale - No



actual value.

South Africa Yes

South Korea Yes

Spain Yes

Sri Lanka Purchase -

Yes /

Sale - No

Sale proceeds are credited on settlement date. Please contact RBC Investor &

Treasury Services for confirmation of actual value.

Sweden Yes

Switzerland Yes

Taiwan Purchase -

Yes /

Sale - No

Sale proceeds are credited on settlement date. Please contact RBC Investor &

Treasury Services for confirmation of actual value.

Thailand Yes

Tunisia Purchase -

Yes /

Sale - No



actual value.

Turkey No

UAE - Abu Dhabi Purchase -

Yes /

Sale - No



actual value.

UAE - Dubai Purchase - Purchases are debited on a contractual basis and Sale proceeds are credited on



Schedule D


66 of 91


Yes /

Sale - No


actual value.

Ukraine Purchase -

Yes /

Sale - No



actual value.

United Kingdom Yes* Unit Trusts & Oeics - RBC Investor Services Trust w ill be able to offer Contractual

Settlement Date Accounting if instructions are received by SD (10:00). Any

instructions received after this time w ill be deemed late and w ill be subject to ASDA.

Physical Settlement - RBC Investor Services Trust w ill offer "Actual Settlement Date

Accounting".

* UK is partial only in respect of physicals and this is market practice as they can take

w eeks to settle.

United States Yes

Uruguay Yes

Vietnam Purchase -

Yes /

Sale - No



actual value.

Zambia Purchase -

Yes /

Sale - No



actual value.



Schedule E

Proxy Voting

67 of 91

RBC Investor & Treasury Services and Broadridge Financial Solutions, Inc. has established proxy voting

services in the following markets. Internet delivery of meeting announcements, agendas and on-line

voting execution and reporting is provided via Proxy Edge. Instructions must be submitted to Broadridge

no later than 14:00 UK Time on the business day specified below.

Primary market: RBC Investor & Treasury Services and Broadridge will guarantee execution of voting

instructions at all general meetings and extraordinary general meetings provided instruct ions are

received by the stipulated deadline.

Secondary market: RBC Investor & Treasury Services and Broadridge will execute voting instructions

at all general meetings on a best efforts basis.

Country Market

Status

Restri c

ti ons

Agendas

Suppl i e

d

Defaul t

Instructi o

n

Deadl i ne

(busi ness

day s pri or

to

meeti ng)

Power of

Attorney

Requi red

from

Benefi ci al

Owner

Record

Date

Shares

Bl ocked

for

Voti ng

Outcome of

Voted

Resol uti ons

Argentina Primary No Yes 10 Yes43 No Yes19 Yes

Australia Primary Yes Yes 6 No No No No

Austria Primary Yes Yes 8 No Yes No Yes

Bangladesh Primary No Yes 7 No No No Yes

Belgium Primary No Yes 9 Yes40 Yes No Yes

Bermuda Primary No Yes 7 No Yes No No

Bulgaria Primary No Yes 11 Yes30 Yes No Yes

Bosnia &

Herzegovina Secondary Yes Yes 11 Yes27 Yes No Yes

Botswana Secondary18 No Yes 7 No Yes No Yes

Brazil Primary Yes Yes 6 Yes4 No No Yes

Canada Primary Yes1 Yes 7 No Yes No Yes

Chile Primary No Yes 5 No No No Yes

China

(Shanghai) Primary Yes2 Yes 7 No No Yes3 No

China

(Shenzhen) Primary Yes2 Yes 7 No No Yes3 No

Colombia Primary Yes Yes 5 Yes4, 6 No No Yes



Schedule E

Proxy Voting

68 of 91

Country Market

Status

Restri c

ti ons

Agendas

Suppl i e

d

Defaul t

Instructi o

n

Deadl i ne

(busi ness

day s pri or

to

meeti ng)

Power of

Attorney

Requi red

from

Benefi ci al

Owner

Record

Date

Shares

Bl ocked

for

Voti ng

Outcome of

Voted

Resol uti ons

Croatia Secondary18 No Yes 9 No Yes No Yes

Cyprus Primary No Yes 6 No27 Yes No Yes

Czech Republic Primary No Yes 6 No Yes No Yes

Denmark Secondary18 Yes26 Yes 7 Yes35, 39 Yes No Yes

Egypt Primary Yes Yes 6 Yes Yes27 Yes Yes

Estonia Primary No Yes 3 No Yes27 No Yes

Finland Primary Yes13 Yes 7 No Yes No Yes

France Primary Yes17 Yes 9 No Yes No Yes

Germany Primary No Yes 10 No Yes37 Yes/No12 Yes

Ghana Secondary18 No Yes 6 No Yes No Yes

Greece Primary No Yes 8 No27 Yes No Yes

Hong Kong Primary No Yes 8 No Yes No Yes

Hungary Primary No Yes 12 Yes 4, 31, 38, 41 Yes No Yes

Iceland Primary No Yes 5 Yes Yes No Yes

ICSDs

Primary/

secondary

18

Yes Yes 10 No36 Yes/No Yes/No36 Yes

India Secondary18 Yes 2,9 Yes 10 No No27 No Yes

Indonesia Primary No Yes10 7 No Yes No Yes

Ireland Primary No Yes 6 No No No Yes

Israel Primary No Yes 10 No No No42 Yes

Italy Primary Yes17 Yes 8 No Yes No Yes

Japan Primary16 No Yes 8 No Yes No No

Jordan Primary No Yes 6 No Yes No Yes

Kazakhstan Primary Yes Yes 7 Yes27 Yes27 No Yes



Schedule E

Proxy Voting

69 of 91

Country Market

Status

Restri c

ti ons

Agendas

Suppl i e

d

Defaul t

Instructi o

n

Deadl i ne

(busi ness

day s pri or

to

meeti ng)

Power of

Attorney

Requi red

from

Benefi ci al

Owner

Record

Date

Shares

Bl ocked

for

Voti ng

Outcome of

Voted

Resol uti ons

Kenya Secondary18 No Yes 10 No Yes No Yes

Latvia Secondary No Yes 5 Yes No No Yes

Lithuania Primary No Yes 7 No Yes No Yes

Luxembourg Primary No Yes 7 No No Yes37 Yes

Malaysia Primary No Yes 6 No No No Yes

Mauritius Primary No Yes 7 No Yes No Yes

Mexico Primary Yes Yes 8 No Yes No Yes

Morocco Primary No Yes 10 Yes30 Yes Yes Yes

Namibia Primary No Yes 6 No No No Yes

Netherlands Primary No Yes 9 No6 Yes No Yes

New Zealand Primary No Yes 5 No No No Yes

Nigeria Secondary Yes Yes 11 No6 Yes No Yes

Norway Secondary Yes 2,20 Yes 8 Yes No No Yes

Pakistan Primary Yes9 Yes 10 Yes34 Yes No Yes

Peru Primary No Yes 5 Yes Yes No Yes

Philippines Primary No Yes 10 No No No Yes

Poland Primary Yes Yes 12 Yes4, 34, 35 Yes No Yes

Portugal Primary No Yes 10 No Yes Yes19 Yes

Romania Primary No Yes 10 Yes30 Yes No No

Russia Primary Yes Yes 9 Yes/No8,4 Yes/No27 No Yes

Serbia Secondary Yes Yes 7 Yes/No27 Yes/No27 Yes/No27 Yes

Singapore Primary No Yes 5 No No33 No Yes

Slovak Republic Secondary18 Yes Yes 5 Yes Yes Yes Yes

Slovenia Secondary18 Yes6 Yes 5 No No No Yes



Schedule E

Proxy Voting

70 of 91

Country Market

Status

Restri c

ti ons

Agendas

Suppl i e

d

Defaul t

Instructi o

n

Deadl i ne

(busi ness

day s pri or

to

meeti ng)

Power of

Attorney

Requi red

from

Benefi ci al

Owner

Record

Date

Shares

Bl ocked

for

Voti ng

Outcome of

Voted

Resol uti ons

South Africa Primary No Yes 6 No No No Yes

South Korea Primary No Yes 8 No Yes No Yes

Spain Primary Yes/No Yes 7 Yes/No6 Yes No Yes

Sri Lanka Secondary18 No21 Yes 6 No No No Yes

Sweden Secondary18 Yes17 Yes 9 Yes4, 39, 42 Yes No Yes

Switzerland Primary Yes11,13 Yes 10 Yes/No8 Yes Yes Yes

Taiwan Primary No Yes 9 No Yes No Yes

Thailand Primary Yes/No22 Yes 5 No No No Yes

Tunisia Primary No Yes 10 No No No Yes

Turkey Primary Yes13 Yes 10 Yes4 No No Yes



Schedule E

Proxy Voting

71 of 91

Country Market

Status

Restri c

ti ons

Agendas

Suppl i e

d

Defaul t

Instructi o

n

Deadl i ne

(busi ness

day s pri or

to

meeti ng)

Power of

Attorney

Requi red

from

Benefi ci al

Owner

Record

Date

Shares

Bl ocked

for

Voti ng

Outcome of

Voted

Resol uti ons

UAE- DFM &

ADX Primary

Usually

none.

How ever

in case of

any, it

w ould be

provided in

the

Company

announce

ment.

Yes, as

per

company

announce

ment

17:00 UAE

time, 6

business days

prior to

Issuer/Compan

y deadline date

(w hich is

typically 3

days prior to

meeting date)

Yes34

Yes,

voting

entitlement

is based

on settled

position as

of Record

Date

Entire

trading on

the security

w ould be

suspended

if Meeting is

held during

exchange

trading

hours.

How ever

usually

meetings

are held

post trading

hours.

Meeting results

are announced

by the Company

UAE- Nasdaq

Dubai Primary

Usually

none.

How ever

in case of

any, it

w ould be

provided in

the

Company

announce

ment.

Yes, as

per

company

announce

ment

17:00 UAE

time, 6

business days

prior to

Issuer/Compan

y deadline date

(w hich is

typically 3

days prior to

meeting date)

Yes34

Yes,

voting

entitlement

is based

on settled

position as

of Record

Date

Entire

trading on

the security

w ould be

suspended

if Meeting is

held during

exchange

trading

hours.

How ever

usually

meetings

are held

post trading

hours.

Meeting results

are announced

by the Company

Ukraine Secondary18 Yes Yes 11 No No No Yes

United

Kingdom Primary No Yes 6 No No No Yes

United States Primary Yes1 Yes 4 No Yes ADR’s Only Yes

Vietnam Secondary Yes24 Yes 7 No Yes No Yes25

Zambia Primary No Yes 6 No Yes No Yes

1. V oting res tric tion may apply to foreign inves tors holding shares of companies in s trategic indus try sec tors

(e.g. communication, banking transportation, and mining)

2 . Re-regis tration required in to the benefic ial owner name for voting



Schedule E

Proxy Voting

72 of 91

3. Suspended from the date of the meeting until date of the meeting results announcement

4 . Power of A ttorney is required from the c lient. A dditional documentation = Notarized in Language. V alid by date

& Years . C ert of ownership. A ppos tille. Legalized and cons ularized by Market requirements

5 . Foreign ownership is res tric ted to 49% of any one company

6 . Power of A ttorney is required if c lient wishes to attend meeting

7 . Shares are blocked if the resolution is expec ted to effec t the market price

8 . Determined on an individual company bas is

9 . Phys ical attendance only

10. A minimum of 100 shares is required to exerc ise voting rights depending on the individual company

11. Fill voting rights on Bearer shares only

12. Regis tered securities only

13. Re-regis tered into the benefic ial owner name

14. Foreign inves tors can only vote on Limited foreign s tatus shares

15. O nly if the benefic ial owner attends

16. Japanese V oting Season = Broadridge operates an enrolment program. Enrolment equates to default of “V O TE

WITH MA NA GEMENT”. V oting ins truc tions are only required if c lients DO NO T WISH TO V O TE WITH

MA NA GEMENT or if c lients WISH TO A BSTA IN. I f ins truc tions are not sent to Broadridge, the v ote will be

cas t as the default

17 . Market rules : The companies must know who the Benefic ial owner is for each account and for multiple accounts

a breakdown of each benefic ial owner name and address is required with the share pos ition. This information is

MA NDA TO RY otherwise the vote will not be accepted

18. Difficult to vote in these markets . (BEST EFFO RTS O NLY )

19. Blocked on receipt of voting ins truc tions until the day after the meeting

20. V oting res tric tion apply on “B”. Full voting rights on “A ” shares

21 . V oting is conduc ted by a show of hands unless a poll is spec ifically demanded. A poll can be demanded before

or on the dec laration of the result of the show of hands

22. Foreign inves tors can only vote on limited foreign s tatus shares

23. Shares are blocked for voting until after the meeting date by markets rules

24. P roxy voting service is available for all s c ripless shares held with the central depos itory. C lients can vote o n

all or part of their holdings

25. A ccording to current regulations , the resolution of the shareholders ' meeting must be reported to the State

Securities C ommiss ion, the Securities T rading C enter (STC ) within 24 hours after the event and announced to

public on the STC communication

26. To vote all shares must be regis tered in the benefic ial owners name and the meeting attended by an appointed

representative

27. C ompany Spec ific

28 . Required for bearer and dematerialised shares

29. O nly if benefic ial owner attends

30. Meeting spec ific

31 . Where a PO A is completed by a T rus tee on behalf of the regis tered inves tor, legali sed supporting

documentation (trus t agreement) must be attached to certify the relationship between tru s tee and regis tered

shareholder

32. Exception on non-regulated markets e.g A lternext in Belguim

33. Pos itions must be in accounts 72 hours before meeting date

34. PO A to be c reated upon account opening and sent direc tly to subcus todian

35. PO A has no expiry unless spec ified or withdrawn

36. C ould be Market spec ific (Euroc lear)

37 . Bearer shares only

38. PO A valid for one year

39. PO A valid for (up to) three years

40. PO A can be c reated for a s ingle meeting only

41. Five to s ix original copies of PO A 's required

42. Bonds are blocked



Schedule E

Proxy Voting

73 of 91

43. Evergreen P ower of A ttorney's must be is sued by the benefic ial owner to his local legal representative and from

him to the local cus todian and are valid until revoked. Both the benefic ial owner and his local legal

representative must be regis tered before the public regis try of commerce to make their attendance to the

meetings poss ible and their votes valid. P oA must be notarized and apos tilled or consularized.



Schedule E will take precedence over the provisions in this Schedule E.

NB - Market Disclosure Laws

Respecting and safeguarding the confidentiality of our clients' personal, business and financial

information is fundamental to the way we do business.

As you may be aware, local regulations and disclosure laws in foreign markets often oblige registered

holders to disclose information concerning the identity of beneficial owners of assets. Failure to disclose

this information when required may have consequences, including loss of voting rights, constraints on

the disposition of shares and banning of dividend payments. RBC Investor & Treasury Services and/or its

subcustodian banks are often recorded as the registered or nominee holder of investments on behalf of

its clients.

In recent months we’ve noticed an increase in requests for beneficial owner information and we want to

ensure clients are aware of RBC Investor & Treasury Services' standard procedure for disclosure

requests.

When RBC Investor & Treasury Services receives a written request for beneficial owner information from

a security issuer or its agent, which includes reference to local regulations or rules that require the

release of such information, we will provide the required information. This may include the disclosure of

information concerning the identity of clients or beneficial owners to our subcustodians, local securities

depositories, issuers or issuers appointed agents.

We want to assure you that RBC Investor & Treasury Services will only provide information that we

reasonably believe is required to comply with obligations imposed by laws or regulations.



Schedule F

Contractual Income Service

74 of 91



Schedule F will take precedence over the provisions in this Schedule F.

RBC Investor & Treasury Services’ Contractual Income Service (CIS) ensures that interest and dividend

income is credited to client accounts on the payment date, regardless of whether RBC Investor &

Treasury Services has received the funds.

Clients have the option to receive a S.W.I.F.T. MT564 (pre-notification of income details) within 24 hours

of announcement and on ex-date. An automatic advice confirming income details is generated and

transmitted by fax or mail. From pay date –5 to pay date, clients can also elect to receive a S.W.I.F.T.

MT566 (confirmation of event) to confirm payment.

There are currently 36 markets in the Contractual Income Service. These are:

Australia

Austria

Belgium

Botswana

Canada

Chile

China-Shanghai

China-Shenzhen

Colombia

Czech Republic

Denmark

Euroclear *

Finland

France

Germany

Hong Kong (HKD only)

Indonesia

Ireland

Israel

Italy

Japan

Luxembourg

Mexico

New Zealand

Norway

Poland

Portugal

Singapore

South Africa

South Korea

Spain

Sweden

Switzerland

United Kingdom

United States

Uruguay

* Contractual Income for bonds that are rated by Standards and Poor and Moody's above BBB that are

held in Euroclear, is dependent on the security's underlying domicile appearing in the above list of

countries and also on whether it is an instrument that falls into the below listed types of payments that

are not included in the CIS. All other payments will receive income proceeds upon receipt of payment.

CIS payments will include the following:

Interest and Dividend income on securities held in the above listed countries. Entitlement is

calculated in line with the market practice for each country.

Income on market claims relating to receipt / delivery verses payment (RVP / DVP) trades.



Schedule F

Contractual Income Service

75 of 91

CIS payments will exclude the following:

Physically held securities

Income on securities held outside of their country of origin i.e. cross border securities.

Income on American Depository Receipts (ADRs), Global Depository Receipts (GDRs), Floating Rate

Notes, Asset Backed Securities, Mortgage Backed Securities, Sinking Funds, Unit Trusts and

Warrants (WARR).

Income where the receipt currency is not the normal currency for the market, e.g. a UK security paying

in USD. This will include income resulting from optional currency dividends whereby the elected

currency is not the normal currency for the market.

Income on equities held in Euroclear.

Income on fixed income issues held in Euroclear whereby the country of incorporation is not one of the

above listed countries.

Income on issues that RBC Investor & Treasury Services knows to be in default.

Income on market claims relating to receipt / delivery verses payment (RVP / DVP) trades in Japan,

Czech Republic and Uruguay where market claims are not recognised.

Income on market claims relating to cum RVP trades where the trade instruction is received on, or

after, the income payment date. Income on these trades will be paid on, and with value of, the day

following input into RBC Investor & Treasury Services' custody system.

Market claims on Free of Payment receipts settled after record date and Free of Payment deliveries

settled before record date.

Payment where RBC Investor & Treasury Services has not received any notification from the local sub-

custodian and has been unable to validate the payment details from two independent sources.

Market claims in Euroclear.

RBC Investor & Treasury Services reserves the right to reverse CIS payments in the following

situations:

Where the actual amount received from the paying company / agent differs from the amount paid

under the CIS.

Where the payment company cancels or fails to make payment.

Where the payment has not been received for a period of five working days after the announced

payment date for all markets, except UK and Ireland for which a period of 21 days applies.

In the case of market claims where the claim has not been settled for a period of 10 days after the

income payment date.



Schedule G

Foreign Institutional Investor (FII)

Market Entrance Requirements

76 of 91

FII/Segregated account structure

For the markets listed below, please contact your RBC Investor & Treasury Services Service Assurance

Manager before making portfolio investments.

Argentina

Bahrain

Bangladesh


Brazil

Bulgaria

Chile

China

Colombia

Croatia

Cyprus

Egypt

Greece

Hong Kong Connect

Hungary

India

Indonesia

Israel

Japan

Jordan

Kazakhstan

Kuw ait

Malaysia*

Mauritius

Nigeria

Oman

Pakistan

Peru

Poland

Qatar

Romania

Russia

Saudi Arabia

Serbia

Slovakia

Slovenia

South Korea

Sri Lanka

Taiw an

Tunisia

Turkey

UAE

Ukraine

Vietnam

Some local authorities require foreign institutional investors to submit applications, and obtain prior

approval, before making investments. Other markets may require segregated accounts. Application

documents and procedures vary widely and are subject to frequent change.

*For those clients who would like to invest in non-exchange traded fix income securities (including

government bonds), please contact your RBC Investor & Treasury Services Client Manager before making

portfolio investments.



Schedule G

Foreign Institutional Investor (FII)

Market Entrance Requirements

77 of 91

Omnibus account structure

Omnibus accounts are opened for the markets listed below. RBC Investor & Treasury Services has several

omnibus accounts opened with our subcustodians, the correct account to use is dependent on the tax

status and nationality of clients.

For the markets listed below, please contact your RBC Investor & Treasury Services’ Service Assurance

Manager before making portfolio investments.

Austria Hong Kong Philippines

Australia Iceland Portugal

Belgium Ireland Singapore

Bermuda Italy South Africa

Botswana Japan Spain

Canada Kenya Sweden

Clearstream Latvia Switzerland

Czech Rep Lithuania Thailand

Denmark Malaysia UK

Estonia Morocco Uruguay

Euroclear Mexico USA

Finland Namibia Zambia

France Netherlands

Germany New Zealand

Ghana Norway



Schedule H

Designated Markets

78 of 91

The following markets are considered Designated Markets, as defined by the custody agreement, until

further notice from RBC Investor & Treasury Services.

This list of Designated Markets replaces any earlier lists of Designated Markets between RBC Investor

& Treasury Services and the client.

Argentina


Nigeria

Pakistan

Russia

Serbia

Ukraine

Uruguay

Vietnam

Please contact your RBC Investor & Treasury Services Client Service Manager before making portfolio

investments in these markets.



Schedule I

MiFID II Security Interest Disclosures – Third Party Market Participants

79 of 91

MiFID II Investor Protection – Disclosure of third party market participants known to hold liens (créances privilégiées), security interests (sûretés)

or rights of set-off (droit de compensation) (“Liens”) over client custody assets.

In addition to any security interest granted by the Client in favour of RBC Investor & Treasury Services (RBC I&TS) in accordance with the Client’s custody

agreement third party agents acting on behalf of RBC I&TS (including subcustodians and central securities depository) may also hold a Lien over the

Client’s assets, where required by the applicable law of the local market and/or as provided in the applicable agreement between RBC I&TS and the relevant

third party agent.

With respects to the aforementioned and the obligation for firms providing services as a global custodian within the jurisdiction of the MiFID II rules, RBC

I&TS has undertaken a complete review of all markets within which it operates as global custodian and created a consolidated list of any known Liens held

by a third party agent market participant within the RBC I&TS global custody network.

Central Securities Depositories Subcustodians

Market CSD Name CSD BIC / SWIFT CSD Lien Required

by law? CSD Liens Comments / Qualifications Subcustodian Name

Subcustodian

BIC / SWIFT

Subcustodian

Lien

Austria OeKB CSD GmbH OCSDATWWXXX N N

There is no lien for CSD by operation of law .

How ever, there is a statutory retention right of the

creditor betw een the Austrian Subcustodian and

the Global Custodian, claims originating from the

deposited Securities. These can typically be

w aived by contract.

UniCredit Bank Austria AG BKAUATWWXXX Y

Australia

Austraclear Limited ACLRAU2S N N

HSBC Bank Australia

Limited HKBAAU2S Y

ASX Settlement PTY

Limited CAETAU21 N N

Argentina Caja de Valores S.A.

(CVSA) CAVLARBA N N

No lien but CSD could have a w ithholding right for

custody fees, administration expenses. This right

may be contractually w aived.

Citibank N.A. Argentina

Branch CITIUS33ARR Y



Schedule I


80 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Bahrain Bahrain Bourse BAHBNB1 Y N HSBC Bank Middle East

Limited BBMEBHBX Y

Bangladesh

Central Depository

Bangladesh Limited N N No Lien for CSD.

Subcustodian may impose a lien over all Securities

in its possession in the course of dealing as a

bank. Such liens can be excluded by contract,

express or implied.

Standard Chartered

Bank SCBLBDDX Y

Central Bank of

Bangladesh BBHOBDDH N N

Belgium

Euroclear Belgium

(ex-CIK) CIKBBEBB Y Y

BNP Paribas Belgium PARBFRPPXXX Y The Banque

Nationale de

Belgique/Nationale

Bank van België

NBBEBEBB Y Y

Bosnia &

Herzegovina

Registry of

Securities in FBH N N

Hub through UniCredit

Bank Austria AG BKAUATWW Y

Central Registry of

Securities in RS N

Bermuda Bermuda Securities

Deository BMSDBMHM N N

HSBC Securities

Services BBDABMHM Y

Botswana

Central Securities

Depository Company

of Botsw ana

XBOTBWG1 Y See

Comments*

* While the law s of Botsw ana do not clearly

specify it and because of the nature of the CSDB

w hich is solely a depository of Securities in

electronic formats, B&M is of the opinion that the

CSD w ould have no rights or liens on the

Standard Chartered

Bank Botsw ana Ltd SCHBBWGX N



Schedule I


81 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Bank of Botsw ana BBOTBWGX Y See

Comments*

Securities placed in its custody other than w ith

respect to fees.

Brazil

B3 Brasil, Bolsa e

Balcao CETIBRR1XXX N N

BNP Paribas Securities

Services BNPABRSPB2S Y

B3 Brasil, Bolsa e

Balcao CLCBBRRJXXX N N

Special Settlement

and Custody System

(SELIC)

SSCSBRR1XXX N N

Bulgaria

Tzentralen Depozitar

AD (CD AD) CEDPBGS1 N N

UniCredit Bulbank AD UNCRBGSF Y Bulgarian National

Bank BNBGBGSFPRM N N

Canada

The Canadian

Depository for

Securities Limited

CDSLCATT N N

There is no lien for CSD, how ever, it w ould have

right to retain for unpaid fees w hereas

Subcustodian w ould have an equitable right of

set-off.

RBC Investor & Treasury

Services ROYCCAT2 Y

Chile Depósito Central de

Valores S.A. (DCV) DCVVCLRM N N

How ever, CSD may retain a deposit as security

for an ow ner’s debts w here it secures a lien for

the reimbursement of expenses the depository

incurred in connection w ith the conservation of

the deposit.

Banco de Chile (Citibank

N.A.) CITIUS33SAN Y



Schedule I


82 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

China

(Shenzhen)

China Securities

Depository and

Clearing Corporation

Limited

SSCCCNS1 N N HSBC Bank (China)

Company Limited HSBCCNSHSZN Y

China

(Shanghai)

China Securities

Depository and

Clearing Corporation

Limited

SSCECNS1 N N HSBC Bank (China)

Company Limited HSBCCNSH Y

Colombia

Deposito

Centralizado de

Valores (DECEVAL)

DCVDCOB1 N N

Cititrust Colombia S.A. CITIUS33COR Y

Deposito Central de

Valores (DCV) DCVCCOB1 N N

Croatia

Sredisnja

Depozitarna

Agencija d.d.

SDAHHR22 Y Y

The CSD can charge unpaid fees and f ines

through the clearing and settlement system. It is

not possible to exclude this right by agreement

Hub through UniCredit


Cyprus

Cyprus Stock

Exchange - Clearing

and Settlement

XCYSCY2N N N HSBC Bank plc MIDLGRAAGSS Y

Czech

Republic

Czech National Bank

(TKD System) CNBACZPP N N

UniCredit Bank Czech

Republic and Slovakia,

a.s.

BACXCZPP Y

UNIVYC PLC UNIYCZPP N N

Denmark VP A/S - the Danish

Securities Centre VPDKDKKK N N Danske Bank A/S DABADKKKCUS Y

Egypt

Misr for Clearing,

Settlement and

Depository

MCSDEGCA N N

CSD w ould have a right of set-off against the

assets it holds for the relevant Customer for

unpaid amounts.

Citibank N.A. Egypt CITIEGCX Y



Schedule I


83 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Central Bank of

Egypt CBEGEGCX N N

Estonia NASDAQ CSD SE LCDELV22XXX N N No lien for CSD. How ever, CSD w ould have a right

to retain Securities for unpaid fees. Sw edbank AS HABAEE2XXXX Y

Euroclear Euroclear Bank MGTCBEBE N See

Comments*

*Depends on the market in w hich the service is

being performed. Euroclear Bank MGTCBEBE N

Finland Euroclear Finland APKEFIHH N N Nordea Bank AB (publ) NDEAFIHH Y

France Euroclear France (Ex

Sicovam) SICVFRPP N N Deutsche Bank AG DEUTNL2AXXX Y

Germany Clearstream Banking

Frankfurt DAKVDEFF Y N Deutsche Bank A.G. DEUTDEFFCUS Y

Ghana Central Securities

Depository Ltd BAGHGHAC N N

There is no lien for the CSD. The CSD can,

how ever, suspend a Depository Participant’s

account for unpaid fees.

Standard Chartered

Bank Ghana Ltd SCBLGHAC N

Greece ATHEX CSD HCSDGRAA Y Y

HSBC Bank PLC Greece MIDLGRAAGSS N

Bank of Greece BNGRGRAASSS Y Y

Hong Kong

Hongkong Securities

Clearing Company

Limited (Hongkong

Clearing)

XHKCHKH1 N N

There is no lien for CSD, how ever, the HKSCC

may have a right to set-off amounts due and/or to

retain property or assets. Standard Chartered

Bank (Hong Kong)

Limited

SCBLHKHH

Y

Central

Moneymarkets Unit

(CMU) Hong Kong

Monetary Authority

HKMAHKHH N N

Accounts at the CMU may be frozen in the event

of Subcustodians’ insolvency so that Securities

held through CMU for the Global Custodian cannot

be transferred.

Hungary

Központi

Elszámolóház és

Értéktár Rt (KELER)

KELRHUHB Y N UniCredit Bank Hungary

Zrt. BACXHUHB Y



Schedule I


84 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Iceland NASDAQ CSD

Iceland ICSDISR1 N N Íslandsbanki hf. GLITISRE Y

Italy Monte Titoli spa MOTIITMM Y N BNP Paribas Securities

Services PARBITMMXXX Y

India

National Securities

Depository Ltd.

(NSDL)

NSDLINB1 N N The Hong Kong and

Shanghai Banking

Corporation Limited

HSBCINBB Y

The Reserve Bank of

India (RBI) RBISINBB N N

Indonesia

PT Kustodian Sentral

Efek Indonesia

(KSEI)

KSEIIDJA N N

A CSD is entitled to retain assets on deposit until

all payments, such as custodian services fees,

associated w ith its custody of the assets have

been made.

Standard Chartered

Bank SCBLIDJXXXX Y

Bank Indonesia INDOIDJA Y N



Schedule I


85 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Ireland

Euroclear UK and

Ireland LTD

(previously know n

as CRESTCO LTD)

CRSTGB22 N N

Irish dematerialized Securities are held by

Subcustodians in accounts maintained w ith the

English-incorporated Securities Depository

(Euroclear UK and Ireland Ltd., "EUI"), w hich

operates a settlement system (CREST) in the

United Kingdom w hich is not examined for the

purposes of this section in the Legal Opinion.

It is w orth, how ever, noting that Rights in the

nature of security interests, liens etc w ould

typically arise as a matter of contract. To the

extent that implied liens might arise, these can be

w aived by the relevant party in favour of w hom

they arise. Such implied liens might arise if the

Irish courts, by analogy w ith a stockbroker’s or

similar lien, w ere to imply a lien in favour of a

Subcustodian or Securities Depository.

In the case of Lehman Brothers International

(Europe) (in administration) [2012] EWHC 2997

(Ch) (of persuasive but not binding authority for

the Irish courts), it w as accepted by the parties

that a general lien, w hen used in the strict sense,

can only be over “tangibles and old-fashioned

certif icated securities” and not over intangibles

such as bank accounts and dematerialised

securities. Accordingly, any security w hich a

party w ished to take over intangible assets w ithin

the custody chain should, as a matter of Irish law ,

be taken by w ay of a charge or mortgage (such a

charge may then be registrable under Irish

company law ). Failure to register a charge, w ill

render the charge void.

RBC Investor Services

Trust RTBSGB2L Y



Schedule I


86 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Euroclear Bank on

behalf of Central

Bank of Ireland

N N See above

Israel TASE Clearing house XTAEILIT N N Citibank N.A Israel CITIILIT Y

Japan

Japan Securities

Depository Centre

(Jasdec)

JJSDJPJT N N Citibank N.A., Tokyo

Branch CITIJPJT Y

The Bank of Japan BOJPJPJT N N

Jordan

Securities

Depository Center

(SDC)

SEDCJOA1XXX N N

[To the extent that the Global Custodian or its

Customers are not members of the SDC, the SDC

w ould not have no lien or claim on assets of the

Global Custodian or its Customers]

Standard Chartered

Bank, Jordan Branch SCBLJOAX Y

Central Bank of

Jordan CBJOJOAX N

Kazakhstan

The Central

Depository of

Securities

CEDUKZKA N N JSC Citibank Kazakhstan CITIKZKA Y

Kenya

Central Bank of

Kenya - CDS CBKEKENX N N

Standard Chartered

Bank Kenya SCBLKENX Y Central Depository

and Settlement

Corporation

XNAIKEN1 N N

Kuwait Kuw ait Clearing

Company S.A.K. KCCKKWKW Y Y

HSBC Bank Middle East

Limited HBMEKWKW Y

Latvia NASDAQ CSD SE LCDELV22XXX N N Sw edbank AS HABAEE2XXXX Y

Lithuania NASDAQ CSD SE LCDELV22XXX N N

Lien not automatically applicable by operation of

law , how ever a lien can arise as a result of a

court order.

Sw edbank AS HABAEE2XXXX Y



Schedule I


87 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Luxembourg LuxCSD S.A LUXCLULL Y Y

Euroclear Bank MGTCBEBE Y VP LUX VPLULULLXXX Y Y

Malaysia

Bank Negara

Malaysia BNMAMYKL N N

Standard Chartered

Bank Malaysia Berhad SCBLMYKX Y

Malaysian Central

Depository Sdn Bhd MCDSMYK1 N N

Mauritius

Central Depository &

Settlement Co. Ltd CEDTMUM1 Y Y

The Hongkong and

Shanghai Banking

Corporation Limited

HSBCMUMU Y

Bank of Mauritius BOMMMUPL Y

Mexico S.D. INDEVAL, S.A.

DE C.V. (INDEVAL) INDEMXMM N N

Citibanamex Securities

Services CITIUS33MER Y

Morocco Maroclear MAROMAM1 N N

Societe General

Marocaine de Banques

(SGMB)

SGMBMAMC Y

Namibia Bank of Namibia CBKNNANX Y

No CSD in Namibia. There is a lien in for

subcustodians. Standard Bank of South

Africa SBNMNANXXX Y

Nasdaq

Dubai Ltd Nasdaq Dubai DFMTAEA1 N


Limited BBMEAEAD Y

Netherlands Euroclear

Nederlands NECINL2A N N

BNP Paribas Securities

Services PARBFRPPXXX Y

New Zealand

New Zealand Central

Securities

Depository

RBNZNZ22 Y Y

The Hongkong and

Shanghai Banking

Corporation Limited

HSBCNZ2A Y

Nigeria

Central Securities

Clearing System Ltd

(CSCS)

CSCYNGLA Y Y In limited circumstances

Citibank Nigeria Limited CITINGLA Y

CENTRAL BANK OF

NIGERIA CBNINGLA Y



Schedule I


88 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Norway Verdipapirsentralen

(VPS) VPSNNOKK N N DNB Bank ASA DNBANOKC Y

Oman

The Muscat

Depository and

Securities

Registration

Company

MDSROMR1 Y Y In limited circumstances HSBC Bank Oman

S.A.O.G. BBMEOMRX Y

Pakistan

Central Depository

Company of Pakistan

Ltd.

CDCPPKK1 Y Y

Deutsche Bank A.G. DEUTPKKA Y

The State Bank of

Pakistan SBPPPKKA Y Y

Peru

Caja de Valores y

Liquidaciones

(CAVALI ICLV S.A.)

CVLIPEPL N N Citibank del Peru S.A. CITIUS33LIM Y

Philippines

Philippine Depository

and Trust

Corporation

PHCDPHM1 Y Y Standard Chartered

Bank SCBLPHMM Y

Poland

Krajow y Depozyt

Papierow

Wartosciow ych

KDPWPLPW N N There is a lien for subcustodian.

Bank Polska Kasa Opieki

S.A PKOPPLPWCUS Y Rejestr Papierów

Wartościow ych

(National Bank of

Poland)

NBPLPLPW N N

Portugal Interbolsa IBLSPTPPXXX N N BNP Paribas Securities

Services PARBFRPPXXX Y

Qatar

Qatar Central

Securities

Depository

QNBAQAQXXX N N HSBC Bank Middle East

Limited BBMEQAQX Y



Schedule I


89 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Romania

Depozitarul Central

S.A. DECNROBU Y Y BRD - Groupe Societe

Generale BRDEROBUTIT Y

National Bank of

Romania NBORROBS Y Y

Russia National Settlement

Depository (NSD) NADCRUMM N N

Societe Generale,

Rosbank RSBNRUMMCUS Y

Saudi Arabia

Securities

Depository Center

Company

TSSMSAR1 N N HSBC Saudi Arabia SABBSARI Y

Serbia

Central Securities

Depository and

Clearing House

CSDERSB1 N N Hub through UniCredit


Singapore

The Central

Depository (Pte)

Limited (CDP)

CDPLSGSG N N

DBS Bank Ltd DBSSSGSGIBD Y The Monetary

Authority of

Singapore

MASGSGSM N N

Slovak

Republic

CENTRALNY

DEPOZITAR

CENNYCH

PAPIEROV SR, A.S.

CSDSSKBA N N

UniCredit Bank Czech

Republic and Slovakia,

a.s.

UNCRSKBXXXX Y

Slovenia

KDD Central

Securities Clearing

Corporation

KDDSS122 N Hub through UniCredit

Bank Austria AG BKAUATWWXXX Y

South Africa STRATE Ltd STRAZAJJ N N

Société Générale SOGEZAJJ Y



Schedule I


90 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

South Korea Korea Securities

Depository KSDCKRSE N N

B&M is unaw are of any such right. How ever, in

the event of the Subcustodian’s bankruptcy, the

Depository may impose restrictions on the return

of Securities or the transfer of Securities to other

accounts.

The Hongkong and

Shanghai Banking

Corporation Limited

HSBCKRSE Y

Spain Iberclear IBRCESMMXXX Y Y Banco Inversis S.A. INVLESMMXXX Y

Sri Lanka

Central Depository

Systems (Pvt) Ltd

(CDS)

CDSPLKLC N N There is a lien for subcustodian. The Hong Kong and

Shanghai Banking

Corporation Limited

HSBCLKLX Y

Central Bank of Sri

Lanka CBCELKLS N N

Sweden Euroclear Sw eden VPCSSESS N N Skandinaviska Enskilda

Banken (AB) publ ESSESESS Y

Switzerland

SIS -

SEGAINTERSETTLE

AG

INSECHZZ Y Y Credit Suisse AG CRESCHZZ80A Y

Taiwan

TAIWAN

DEPOSITORY AND

CLEARING CORP

TDCCTWTP N N HSBC Bank (Taiw an)

Limited HSBCTWTP Y

Central Bank of

China CBCTTWTP N N

Thailand Thailand Securities

Depository Co., Ltd. TSDCTHBK N N

Standard Chartered

Bank (Thai) Pcl SCBLTHBX Y

Tunisia Tunisie Clearing STICTNT1 Y Y

Societe Generale

Securities Service UIB

Tunisia

UIBKTNTTXXX Y

Turkey Central Bank of

Turkey TCMBTR2A Y Y Citibank A.S. CITITRIX Y



Schedule I


91 of 91




Subcustodian

BIC / SWIFT

Subcustodian

Lien

Merkezi Kayit

Kurulusu A.S. MKKCTRIS Y Y

UAE – Dubai Dubai Financial

Market DIFXAEAA N N


Limited BBMEAEAD Y

UAE – Abu

Dhabi

Abu Dhabi Securities

Market ADSEAEA1 N N

Ukraine

National Depository

of Ukraine (NDU) NADUUAUK Y Y

PJSC Citibank CITIUAUK Y National Bank of

Ukraine (NBU) NBUAUAUX Y Y

Uruguay Banco Central del

Uruguay CBCUUYMM N N Banco Itaú Uruguay S.A. ITAUUYMM Y

United

Kingdom

Euroclear UK and

Ireland LTD

(previously know n

as CRESTCO LTD)

CRSTGB22 Y Y

RBC Investor & Treasury

Services RTBSGB2L N/A

United

States

The Depository Trust

Company (DTCC) DTCYUS33 N N

The Bank of New York

Mellon RTBSGB2LXXX Y

Federal Reserve

Bank (FED) FRNYUS33 N N

Vietnam Vietnam Securities

Depository VISDVNV1 N N

HSBC Bank (Vietnam)

Ltd HSBCVNVX Y

Zambia

LuSE Central Shares

Depository LCSDZML1 Y N

Standard Chartered

Bank Zambia PLC SCBLZMLX Y

Bank of Zambia BAZAZMLU Y N

Documents

TERMS & CONDITIONS for Global Custody · Terms & Conditions for Global Custody For Clients serviced the United Kingdom & Australia MAY 4, 2018 2 of 83 Disclaimer RBC Investor & Treasury