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Technology-Assisted Healthcare: Exploring the use of mobile 3D visualisation technology to augment home-based fall prevention assessments Julian J. Hamm, BSc (Hons) College of Engineering, Design and Physical Sciences Department of Computer Science Brunel University, London A thesis submitted for the degree of Doctor of Philosophy March 2018

Technology Assisted Healthcare: Exploring the use of mobile 3D … · 2018. 6. 23. · Technology-Assisted Healthcare: Exploring the use of mobile 3D visualisation technology to augment

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  • Technology-Assisted Healthcare: Exploring the use

    of mobile 3D visualisation technology to augment

    home-based fall prevention assessments

    Julian J. Hamm, BSc (Hons)

    College of Engineering, Design and Physical Sciences

    Department of Computer Science

    Brunel University, London

    A thesis submitted for the degree of

    Doctor of Philosophy

    March 2018

  • Abstract

    ii

    Abstract

    Falls often cause devastating injuries which precipitate hospital and long-term care admission and

    result in an increased burden on health care services. Fall prevention interventions are used to

    overcome fall risk factors in an ageing population. There is an increasing need for technology-

    assisted interventions to reduce health care costs, whilst also lessening the burden that an ageing

    population increasingly has on health care services. Research efforts have been spent on reducing

    intrinsic fall risk factors (i.e. functional ability deficits and balance impairments) in the older adult

    population through the use of technology-assisted interventions, but relatively little effort has been

    expended on extrinsic risk factors (i.e. unsuitable environmental conditions and lack of assistive

    equipment use), considering the drive for healthcare outside of the clinical setting into the patients’

    home. In the field of occupational therapy, the extrinsic fall-risk assessment process (EFAP) is a

    prominent preventive intervention used to promote independent living and alleviate fall risk factors

    via the provision of assistive equipment prescribed for use by patients in their home environment.

    Currently, paper-based forms with measurement guidance presented in the form of 2D diagrams are

    used in the EFAP. These indicate the precise points and dimensions on a furniture item that must be

    measured as part of an assessment for equipment. However, this process involves challenges, such

    as inappropriate equipment prescribed due to inaccurate measurements being taken and recorded

    from the misinterpretation of the measurement guidance. This is largely due to the poor visual

    representation of guidance that is provided by existing paper-based forms, resulting in high levels of

    equipment abandonment by patients. Consequently, there is a need to overcome the challenges

    mentioned above by augmenting the limitations of the paper-based approach to visualise

    measurement guidance for equipment. To this end, this thesis proposes the use of 3D visualisation

    technology in the form of a novel mobile 3D application (Guidetomeasure) to visualise guidance in

    a well-perceived manner and support stakeholders with equipment prescriptions. To ensure that the

    artefact is a viable improvement over its 2D predecessor, it was designed, developed and empirically

    evaluated with patients and clinicians alike through conducting five user-centred design and

    experimental studies. A mixed-method analysis was undertaken to establish the design, effectiveness,

    efficiency and usability of the proposed artefact, compared with conventional approaches used for

    data collection and equipment prescription. The research findings show that both patients and

    clinicians suggest that 3D visualisation is a promising development of an alternative tool that

    contains functionality to overcome existing issues faced in the EFAP. Overall, this research makes a

    conceptual contribution (secondary) to the research domain and a software artefact (primary) that

    significantly improves practice, resulting in implications and recommendations for the wider

    healthcare provision (primary).

  • Declaration

    iii

    Declaration

    I hereby declare that except where specific reference is made to the work of others, the contents of

    this thesis is original and has not been submitted in whole or in part for consideration for any other

    degree or qualification in this, or any other, University. This thesis is the result of my own work and

    includes nothing which is the outcome of work done in collaboration, except where specifically

    indicated in the text.

  • Acknowledgements

    iv

    Acknowledgements I would like to offer my most sincere thanks to my supervisor Dr Arthur Money for his support,

    encouragement, and patience throughout the PhD journey. He has always ensured that the resources

    to help conduct my research were made available to me. Attention to detail, thorough comments and

    suggestions, and making himself available whenever I needed his support, were all gratefully

    received. This research would have not been completed without your help and guidance Arthur, and,

    for that, I am eternally grateful.

    I would also like to thank Dr Anita Atwal for her assistance and support in enabling me to

    understand the occupational therapy field and putting me in contact with healthcare professionals

    who helped out tremendously with the recruitment of participants for this research and for providing

    advice from a clinical standpoint.

    Many other academics from Brunel University and other Universities are owed huge thanks for

    their invaluable advice, whether it was a casual conversation or at academic conferences and doctoral

    consortiums. There are far too many to mention, but I am sure you know who you are and understand

    my heartfelt appreciation and gratitude. More specifically, I must give a special thank you to

    Professor Robert Macredie and Professor Carsten Maple for their incredible advice and support and

    for making themselves available to discuss the research process, which was always a very

    enlightening and stimulating experience. Most of all, I would also like to thank them both for

    believing in me, which was often of great benefit during the times where self-belief was short lived.

    This research work would not have been possible without the Disabled Living Foundation, the

    Staffordshire and Stoke on Trent Partnership NHS Trust, and the Homerton Hospital giving access

    to their facilities. I am also grateful to the clinical leads (particularly Jill Sluman and Elizabeth

    Taylor) at the Homerton Hospital, and other lead therapists who ran exercise classes at Brunel

    University and Leisure centres in London, for their considerable help with the recruitment of patient

    participants. I would also like to acknowledge all participants in the research, as, without their

    involvement and input, this research would not have been conducted or achievable.

    I am incredibly grateful to my counsellors Marie Plose and Alan Clarke for always managing to

    make me smile and for coaching me to develop coping mechanisms to deal with the feeling of

    isolation and other symptoms that one experiences when doing a massive undertaking such as a PhD.

    I would also like to acknowledge the Engineering and Physical Sciences Research Council

    (EPSRC) for funding my studies, as it would have been difficult to self-fund or obtain funding

    elsewhere.

    Finally, and most importantly, I would like to express my heartfelt thanks to my friends and family

    for their love, support, and encouragement throughout this journey; words are truly not enough. In

    the times of despair, when I felt isolated and doubtful of my ability, I was often reminded by my

  • Acknowledgements

    v

    family of the journey I have travelled in the lead-up to undertaking this PhD research, and the trials

    and tribulations I have endured in my life, which what kept me going. Particularly, my deepest

    gratitude goes to my darling wife and my mother for their tremendous and endless love and support

    and for keeping me sane, which admittedly was not an easy task most of the time.

  • Dedication

    vi

    Dedication

    I would like to dedicate this thesis to my mother, Sophie, my wife, Camille, and my new born son,

    Luther.

  • List of Publications

    List of Publications The following list of research papers has been published or being submitted for publication as an

    output of the research reported in this thesis:

    1. Hamm, J., Money, A.G., Atwal, A. and Paraskevopoulos, I., 2016. Fall prevention

    intervention technologies: A conceptual framework and survey of the state of the art. Journal

    of Biomedical Informatics, 59, pp.319-345. (Published)

    2. Hamm, J., Money, A.G., Atwal, A. and Ghinea, G., 2017. Mobile three-dimensional

    visualisation technologies for clinician-led fall prevention assessments. Health Informatics

    Journal, p.1460458217723170. (Published)

    3. Hamm, J., Money, A. and Atwal, A., 2017. Fall Prevention Self-Assessments via Mobile 3D

    Visualization Technologies: Community Dwelling Older Adults’ Perceptions of

    Opportunities and Challenges. JMIR Human Factors, 4(2). (Published)

    4. Hamm, J., Money, A. and Atwal, A., 2018. Enabling older adults to carry out paperless falls-

    risk self-assessments using guidetomeasure-3D: A mixed methods study. (Submitted to a

    journal)

    5. Hamm, J., Money, A. and Atwal, A., 2018. guidetomeasure-OT: A mobile 3D application to

    improve the accuracy, consistency, and efficiency of clinician-led home-based falls-risk

    assessments. (Submitted to a journal)

    6. Hamm, J., Money, A. and Atwal, A., 2018. Guidetomeasure: a mobile 3D assisted tool to

    support occupational therapists with home-based fall prevention assessments. (Working on

    submission to a journal)

    The first Brunel Computer Science Doctoral Consortium: 1st prize winner based on the

    research presented at the conference. Link to presentation slides presented at the conference.

    https://www.dropbox.com/s/ukifgt6118dalim/CSDC_brunel_2016_presentation_JH.pdf?dl=0

  • Table of Contents

    viii

    Table of Contents List of Publications ........................................................................................ vii

    Table of Contents ......................................................................................... viii

    List of Figures ................................................................................................ xv

    List of Tables................................................................................................. xix

    List of Acronyms and Abbreviations ......................................................... xxi

    Introduction ................................................................................... 1

    Introduction ....................................................................................................................... 1

    Research problem and context of study ............................................................................. 1

    Problem statement ......................................................................................................... 4

    Aim and Objectives ........................................................................................................... 6

    Research approach adopted ............................................................................................... 7

    Research contributions in brief .......................................................................................... 9

    Thesis roadmap ................................................................................................................ 10

    A Conceptual Framework and Literature Survey of the state of

    the art of Fall Prevention Technology Systems .......................................... 13

    Introduction ..................................................................................................................... 13

    Research Method ............................................................................................................. 17

    Literature search strategy ............................................................................................ 17

    Developing the conceptual framework ........................................................................ 19

    A conceptual framework of falls prevention technology ................................................. 20

    Falls prevention technology systems in practice ......................................................... 20

    Pre-falls prevention intervention systems (Pre-FPIs) ..................................................... 20

    Post-fall prevention intervention systems (Post-FPIs) .................................................... 22

    Fall injury prevention intervention systems (FIPIs) ....................................................... 23

    Cross fall prevention intervention systems (CFPIs) ....................................................... 23

    Technology deployment .............................................................................................. 23

    Pre-fall prevention intervention systems ......................................................................... 26

    Fall risk factors ............................................................................................................ 26

    Intervention types ........................................................................................................ 29

    Systems........................................................................................................................ 30

    Information sources ..................................................................................................... 32

    Interface types ............................................................................................................. 34

    Discussion ................................................................................................................... 35

    Post-fall prevention intervention systems ........................................................................ 36

    Fall risk factors ............................................................................................................ 37

  • Table of Contents

    ix

    Intervention types ........................................................................................................ 38

    Systems........................................................................................................................ 39

    Information sources ..................................................................................................... 40

    Interface type ............................................................................................................... 41

    Discussion ................................................................................................................... 42

    Fall injury prevention intervention systems ..................................................................... 43

    Fall risk factors ............................................................................................................ 44

    Intervention types ........................................................................................................ 45

    Systems........................................................................................................................ 46

    Information sources ..................................................................................................... 47

    Interface types ............................................................................................................. 49

    Discussion ................................................................................................................... 50

    Cross falls prevention intervention systems .................................................................... 51

    Fall risk factors ............................................................................................................ 51

    Combination of intervention types .............................................................................. 52

    Systems........................................................................................................................ 52

    Information sources ..................................................................................................... 53

    Interface types ............................................................................................................. 54

    Discussion ................................................................................................................... 55

    Challenges and recommendations ................................................................................... 55

    Challenges to Pre-FPIs ................................................................................................ 57

    Challenges to Post-FPIs............................................................................................... 59

    Challenges to FIPIs ..................................................................................................... 60

    Challenges to CFPIs .................................................................................................... 61

    Concluding discussion ..................................................................................................... 62

    Chapter summary ............................................................................................................. 64

    Technology-assisted Healthcare Research: A Design Science

    Research Approach ....................................................................................... 66

    Introduction ..................................................................................................................... 66

    Research Paradigm .......................................................................................................... 67

    DSR approach .................................................................................................................. 70

    Overview of DSR ........................................................................................................ 70

    Data collection and analysis techniques .......................................................................... 73

    Applying DSR to this research ........................................................................................ 75

    Stage 1: Awareness of the problem ............................................................................. 75

    Stage 2: Suggestion ..................................................................................................... 77

    Stage 3 and 4: Development and Evaluation – iteration 1-3 ....................................... 77

    Iteration 1 ....................................................................................................................... 77

  • Table of Contents

    x

    Iteration 2 ....................................................................................................................... 78

    Living labs ................................................................................................................. 80

    Iteration 3 ....................................................................................................................... 80

    Stage 5: Conclusion ..................................................................................................... 81

    The role of theory in qualitative data analysis for artefact design and evaluation ........... 82

    General and ethical considerations .................................................................................. 82

    Employing a software development methodology to this research ................................. 83

    Conclusion ....................................................................................................................... 84

    Chapter summary ............................................................................................................. 85

    Occupational Therapist perceptions of Mobile 3D visualisation

    technologies as a measurement aid for fall prevention assessment

    interventions .................................................................................................. 86

    Background ...................................................................................................................... 86

    Occupational therapy, EFAP ....................................................................................... 86

    EFAP, measurement, and falls prevention .................................................................. 87

    Existing and future technologies for falls prevention .................................................. 89

    3D Visualisation Technologies for Guiding the EFAP ............................................... 90

    Clinician perceptions and acceptance of technology ................................................... 94

    Initial conceptual design and application walkthrough ................................................... 96

    The Guidetomeasure-beta application: System Walkthrough ..................................... 97

    System architecture ........................................................................................................ 98

    Application walkthrough ................................................................................................ 99

    Methods ......................................................................................................................... 101

    Participants ................................................................................................................ 101

    Protocol and instrumentation ..................................................................................... 102

    Data analysis ............................................................................................................. 103

    Results ........................................................................................................................... 104

    SUS evaluation .......................................................................................................... 104

    Semi-structured interview results .............................................................................. 107

    Discussion ...................................................................................................................... 110

    Limitations ................................................................................................................ 115

    Conclusion ..................................................................................................................... 116

    Chapter summary ........................................................................................................... 117

    Patient perceptions of supporting falls prevention self-

    assessments via mobile 3D visualisation technology ................................ 118

    Background .................................................................................................................... 118

    Extrinsic Fall-risk Assessment Provision and Patient-Led Self-Assessment ............ 118

    Methods ......................................................................................................................... 121

  • Table of Contents

    xi

    Overview ................................................................................................................... 121

    Participants ................................................................................................................ 122

    Protocol and Instrumentation .................................................................................... 123

    Data Analysis ............................................................................................................ 125

    Results ........................................................................................................................... 126

    System Usability Scale (SUS) Evaluation Results .................................................... 126

    Semi-structured Focus Group Discussion Results .................................................... 130

    Discussion ...................................................................................................................... 134

    Limitations ................................................................................................................ 138

    Conclusion ..................................................................................................................... 139

    Chapter summary ........................................................................................................... 140

    Guidetomeasure: A mobile 3D measurement guidance tool for

    clinician and patient-led assessments and assistive equipment prescription

    ....................................................................................................................... 141

    Introduction ................................................................................................................... 141

    Refining the Guidetomeasure-beta prototype ................................................................ 141

    User requirement and specification ........................................................................... 142

    The revised system architecture ..................................................................................... 144

    Measurement guidance module ..................................................................................... 145

    Measurement guidance: module walkthrough ........................................................... 148

    GET request API call and stored measurements in the local DB ................................. 155

    Recommendation module .............................................................................................. 156

    Recommendation function: module walkthrough ..................................................... 159

    GET request API call and stored recommendation in the local DB ............................. 162

    External-Facing Unified API ......................................................................................... 164

    Conclusion ..................................................................................................................... 164

    Chapter summary ........................................................................................................... 165

    Guidetomeasure: A mixed methods evaluation from older adult

    patient and clinician perspectives .............................................................. 166

    Introduction ................................................................................................................... 166

    Aim ............................................................................................................................ 168

    Methods ......................................................................................................................... 169

    Participants ................................................................................................................ 169

    Occupational therapists (Cohort 1) ............................................................................... 169

    Older adults (Cohort 2) ................................................................................................. 171

    Protocol and instrumentation: Applied to Cohort 1 and 2 ......................................... 171

    Data analysis Protocol: Applied to Cohort 1 and 2 ................................................... 172

  • Table of Contents

    xii

    Results: Occupational therapist evaluation study (Cohort 1) ........................................ 174

    Measurement accuracy .............................................................................................. 174

    Measurement accuracy consistency .......................................................................... 175

    Task completion time ................................................................................................ 177

    Satisfaction and overall usability .............................................................................. 177

    Perceived challenges, opportunities, adoption and use ............................................. 180

    Discussion ................................................................................................................. 187

    Results: Older adult evaluation study (Cohort 2) .......................................................... 193

    Measurement accuracy .............................................................................................. 193

    Measurement accuracy consistency .......................................................................... 195

    Task completion time ................................................................................................ 196

    Satisfaction and overall usability .............................................................................. 197

    Perceived challenges, opportunities, adoption and use ............................................. 200

    Discussion ................................................................................................................. 204

    Limitations for study 3 and 4 ......................................................................................... 208

    Conclusion ..................................................................................................................... 210

    Chapter summary ........................................................................................................... 211

    An equipment recommendation module for prescribing

    equipment sizes within the EFAP: results from a pilot study................. 212

    Introduction ................................................................................................................... 212

    Aim ............................................................................................................................ 213

    Design of the equipment prescription algorithm ........................................................... 214

    Method ........................................................................................................................... 217

    Patient profiles: Creation and validation ................................................................... 217

    Equipment recommendation task .............................................................................. 220

    Participants ................................................................................................................... 220

    Protocol and instrumentation ........................................................................................ 220

    Data analysis ............................................................................................................. 222

    Results ........................................................................................................................... 223

    Patient profiles used for evaluation ........................................................................... 223

    Recommendation accuracy ........................................................................................ 224

    Recommendation accuracy consistency .................................................................... 226

    Satisfaction and overall usability .............................................................................. 228

    Perceived challenges, opportunities, adoption, and use ............................................ 230

    Discussion ...................................................................................................................... 236

    Limitations ................................................................................................................ 242

    Conclusion ..................................................................................................................... 243

    Chapter summary ........................................................................................................... 244

  • Table of Contents

    xiii

    Conclusion ................................................................................. 245

    Introduction ................................................................................................................... 245

    Thesis summary ............................................................................................................. 245

    Research findings........................................................................................................... 247

    Research contributions................................................................................................... 254

    A conceptual framework of the state of the art of fall prevention technology systems 254

    A novel mobile 3D visualisation software artefact ................................................... 255

    Implications and recommendations for deployment in practice ................................ 258

    Research limitations and future research directions ...................................................... 263

    Chapter 2: Remaining challenges .............................................................................. 263

    Chapters 4 and 5: Limitations ................................................................................... 264

    Chapter 7: Limitation ................................................................................................ 265

    Chapter 8: Limitations ............................................................................................... 266

    Further limitations ..................................................................................................... 267

    References .................................................................................................... 270

  • List of Figures

    List of Figures Figure 1-1: Link between the literature survey findings and EFAP topic of this research work. ...... 4

    Figure 1-2: Thesis roadmap. ............................................................................................................ 11

    Figure 2-1: Overview of falls prevention interventions. .................................................................. 13

    Figure 2-2: Literature survey research protocol adapted from Afzal et al. [82]. ............................. 17

    Figure 2-3: Literature search strategy, including the search strategy used to search through the falls

    prevention technology literature, inclusion criteria set to include relevant studies, and results obtained

    from the search. ................................................................................................................................ 19

    Figure 2-4: Conceptual model of falls prevention technology. ........................................................ 21

    Figure 2-5: Research focus for this thesis. ....................................................................................... 63

    Figure 3-1: Mapping the DSR outputs to the Design Science Research Methodology cycle (adapted

    from Vijay Vaishnavi and Bill Kuechler 2004 [26] and March and Storey 2008 [216]). ................ 71

    Figure 3-2: Research workflow process model. ............................................................................... 76

    Figure 3-3: Living lab of where the study 3 and 4 (in Chapter 7) took place. ................................. 81

    Figure 3-4: RAD lifecycle followed in this research adapted from Córdova et al. [243]. ............... 84

    Figure 4-1: Research focus from the challenges identified in the literature survey (Chapter 2). ..... 87

    Figure 4-2: Paper-based measurement guidance currently used in practice [246, 247]. .................. 89

    Figure 4-3: Overview of the protocol for the initial concept design phase. ..................................... 96

    Figure 4-4: Concept sketches produced during the participatory design sessions with Occupational

    therapists and older adults. ............................................................................................................... 97

    Figure 4-5: Guidetomeasure-beta system architecture. .................................................................... 98

    Figure 4-6: Guidetomeasure-beta application’s main menu. ........................................................... 99

    Figure 4-7: Bath measurement guidance interface. ........................................................................ 100

    Figure 4-8: Rotation feature before rotation (left) and after rotation (right). ................................. 100

    Figure 4-9: Zoom in/out to facilitate better clinical guidance. ....................................................... 101

    Figure 4-10: Overview study design. ............................................................................................. 102

    Figure 4-11: Thematic mind map of key themes and associated sub-themes. ............................... 108

    Figure 5-1: Overview of the session, methods, and process. ......................................................... 122

    Figure 5-2: Thematic mind map of core themes and associated sub-themes. ................................ 131

    Figure 6-1: Two examples of BDD scenarios of the application teased out through consultations with

    clinicians and interaction designers. The following link is to the .feature file which contains the

    scenarios in the Guidetomeasure app repository on [341]. ............................................................ 143

    Figure 6-2: Use case diagram from the clinician and patient perspectives. ................................... 144

    Figure 6-3: Onion layer-style architecture. This diagram illustrates the removal of dependencies, the

    onus on using certain technologies, and highlights the importance of translating use cases into

    microservices. ................................................................................................................................ 145

    Figure 6-4: Guidetomeasure 3D app system architecture. ............................................................. 147

    Figure 6-5: Local and Remote DB schema. ................................................................................... 148

    Figure 6-6: Launch screen (measurement guidance). .................................................................... 148

  • List of Figures

    xvi

    Figure 6-7: Guidetomeasure application main menu. .................................................................... 149

    Figure 6-8: Bath guidance on the booklet (A) vs. the bath guidance provided by the application (B).

    ........................................................................................................................................................ 149

    Figure 6-9: Bed guidance on the booklet (A) vs. the bed guidance provided by the application (B).

    ........................................................................................................................................................ 150

    Figure 6-10: Chair guidance on the booklet (A) vs. the chair guidance provided by the application

    (B). ................................................................................................................................................. 150

    Figure 6-11: Stairs guidance on the booklet (A) vs. the stairs guidance provided by the application

    (B). ................................................................................................................................................. 150

    Figure 6-12: Toilet guidance on the booklet (A) vs. the toilet guidance provided by the application

    (B). ................................................................................................................................................. 151

    Figure 6-13: Popliteal height guidance on the booklet (A) vs. the popliteal height guidance provided

    by the application (B). .................................................................................................................... 151

    Figure 6-14: Example of recording measurements on the application. .......................................... 152

    Figure 6-15: Assessment questionnaire on the ‘About You’ screen. ............................................. 153

    Figure 6-16: Note-taking facility for clinicians.............................................................................. 153

    Figure 6-17: Zoom in/out of areas of dimensions to take of furniture items. ................................ 154

    Figure 6-18: Exocentric navigation (using the drag touch gesture) and rotation button. ............... 155

    Figure 6-19: GET request of service user assessments using Postman (an API testing application).

    ........................................................................................................................................................ 156

    Figure 6-20: Local and Remote DBs for the measurement guidance module. .............................. 157

    Figure 6-21: Unity 3D game engine environment. This tool was used to facilitate design discussions

    where changes were being made to the app whilst participants provided suggestions in real-time.

    ........................................................................................................................................................ 158

    Figure 6-22: Demonstration of an API call to the prescription algorithm microservice. ............... 159

    Figure 6-23: Launch screen (measurement guidance). .................................................................. 160

    Figure 6-24: Guidetomeasure application main menu. .................................................................. 160

    Figure 6-25: prescription of bath board – visualisation view of its context and use. ..................... 161

    Figure 6-26: Manipulate the view perspective and zoom-in to view the fit of the equipment on the

    furniture item. ................................................................................................................................. 161

    Figure 6-27: 3D toilet model interface, selecting a raised toilet seat as part of a prescription. ..... 162

    Figure 6-28: Raised toilet seat equipment. ..................................................................................... 162

    Figure 6-29: GET request for equipment prescription using Postman. .......................................... 163

    Figure 6-30: Local DB and Remote DB for the recommendation module. ................................... 163

    Figure 7-1: A disabled living foundation (DLF) measurement guidance tool used by clinicians in

    practice (e.g. toilet and bath measurement guidance) [352]........................................................... 167

    Figure 7-2: Overview of the user trial session, methods and process. ........................................... 169

    Figure 7-3: SUS rating scale with overall SUS results for Guidetomeasure app and booklet for OT

    cohort. ............................................................................................................................................ 178

    Figure 7-4: Thematic mind map of core themes and associated sub-themes for OT cohort. ......... 181

    Figure 7-5: SUS rating scale with overall SUS results for Guidetomeasure app and booklet for older

    adult cohort. ................................................................................................................................... 198

  • List of Figures

    xvii

    Figure 7-6: Thematic mind map of core themes and associated sub-themes for older adult cohort.

    ........................................................................................................................................................ 200

    Figure 8-1: Flowchart of the equipment prescription algorithm. ................................................... 215

    Figure 8-2: Overview of the user trial session, methods and process. ........................................... 217

    Figure 8-3: Examples of two patient profiles developed by expert clinicians. Link to Guidetomeasure

    repository on GitHub [393]. ........................................................................................................... 219

    Figure 8-4: SUS rating scale with overall SUS results for Guidetomeasure app. .......................... 228

    Figure 8-5: Thematic mind map of inductive and deductive themes and sub-themes. .................. 231

    Figure 9-1: Limitations and recommendations for future research directions. .............................. 264

  • List of Tables

    List of Tables Table 2-1: Pre-fall prevention interventions. ................................................................................... 27

    Table 2-2: Post-fall prevention interventions. .................................................................................. 38

    Table 2-3: Fall injury prevention interventions................................................................................ 44

    Table 2-4: Cross falls prevention interventions. .............................................................................. 51

    Table 3-1: Research Paradigms in CS (adopted by Vaishnavi and Kuechler [26]). ........................ 69

    Table 3-2: Hevner’s seven DSR guidelines (adopted by [197]). ..................................................... 72

    Table 3-3: Triangulation approaches used in the research. .............................................................. 74

    Table 4-1: Participatory design meeting user requirements. ............................................................ 97

    Table 4-2: Summary of participant profiles. .................................................................................. 102

    Table 4-3: Written instructions for the interactive task. ................................................................. 103

    Table 4-4: Mean SUS score and Mid-point comparison. ............................................................... 105

    Table 4-5: Study outcomes, implications and recommendations. .................................................. 112

    Table 5-1: Summary of participant profiles. .................................................................................. 123

    Table 5-2: Mean system usability scale (SUS) score and midpoint comparison. .......................... 128

    Table 5-3: Study outcomes............................................................................................................. 135

    Table 6-1: User requirements and specification for the Guidetomeasure 3D app. ........................ 142

    Table 7-1: Summary of OT participant profiles. ............................................................................ 170

    Table 7-2: Summary of older adult participant profiles. ................................................................ 171

    Table 7-3: Measurement accuracy for Guidetomeasure app and booklet guidance for OT cohort.174

    Table 7-4: Comparison of accuracy consistency for Guidetomeasure app and booklet for OT cohort.

    ........................................................................................................................................................ 176

    Table 7-5: Statistics of the task completion time using Guidetomeasure app. and booklet for OT

    cohort. ............................................................................................................................................ 177

    Table 7-6: Guidetomeasure app. and booklet comparison of SUS scores for OT cohort. ............. 179

    Table 7-7: Comparison of SUS constructs for OT cohort. ............................................................. 180

    Table 7-8: Measurement accuracy for Guidetomeasure app and booklet guidance for older adult

    cohort. ............................................................................................................................................ 194

    Table 7-9: Comparison of accuracy consistency for Guidetomeasure app and booklet for older adult

    cohort. ............................................................................................................................................ 196

    Table 7-10: Statistics of the task completion time using Guidetomeasure app. and booklet for older

    adult cohort. ................................................................................................................................... 197

    Table 7-11: Guidetomeasure app. and booklet comparison of SUS scores for older adult cohort. 198

    Table 7-12: Comparison of SUS constructs for older adult cohort. ............................................... 199

    Table 8-1: Summary of participant profiles. .................................................................................. 221

    Table 8-2: Patient profiles and their respective gold standard recommendations. ......................... 224

    Table 8-3: Recommendation accuracy for recommendation module and no app condition. ......... 225

    Table 8-4: Comparison of accuracy consistency for the app and no app. ...................................... 227

  • List of Tables

    xx

    Table 8-5: Guidetomeasure app. and booklet comparison of SUS scores. .................................... 229

    Table 8-6: Comparison of SUS constructs. .................................................................................... 230

  • List of Acronyms and Abbreviations

    List of Acronyms and Abbreviations

    2D Two-dimensional

    3D Three-dimensional

    ADL Activities of daily living

    AE Assistive Equipment

    Async Asynchronous

    AU Application use

    Bal Balance impairments

    Bs Bespoke sensor

    C Context

    Co Co-opted

    Cog Cognitive impairments

    DB Database

    DC Desktop Computer

    DSR Design Science Research

    EFAP Extrinsic fall-risk assessment process

    Eh Environmental hazards

    Fun Functional ability deficit(s)

    G Game

    GC Game Console

    He Home environment

    Hs Hospital

    ICT Information and communication technologies

    ICTs Information and communication technologies

    ML Machine Learning

    NHS National Health Service

    Nii Non-interactive interface

    NUI Natural User Interface

    OT Occupational therapist

    OT Occupational Therapy/Occupational Therapist

    PEOU Perceived ease of use

    PU Perceived usefulness

    Rp Repurposed sensors

    S Static

    SA Self-assessment

    Sm Smart-phone

    SUS System usability scale

    Sync Synchronous

    TAM Technology acceptance model

    Ts Touch screen

    U User-worn

    UI User interface

    UK United Kingdom

    VR Virtual Reality

  • Introduction

    Introduction This chapter sets the scene for the research reported in this thesis. It is an exploration of the benefits

    of employing mobile three-dimensional (3D) visualisation technology to augment environmental

    assessment interventions aimed at overcoming extrinsic fall risk factors in the home environment.

    Following a discussion of the research problem and context of study, which introduces the fall

    prevention and technology-assisted fall prevention research domain areas, the need for augmenting

    environmental assessments for extrinsic risk factors as the problem statement is defined. The overall

    aim of the research and its objectives are then established, and the approach employed to achieve

    that aim is briefly described. After that, attention shifts to the research contributions: (1)

    conceptualisation of and conceptual framework based on a survey of the fall prevention technology

    research domain; (2) a novel mobile 3D visualisation artefact; and (3) implications and

    recommendations for the use of the artefact in practice, which are outlined in brief. Finally, a

    roadmap of the overall thesis is provided at the end of the chapter.

    Specifically, the chapter is organised as follows: Section 1.2 provides the research problem, which

    is framed by issues that impact upon: (1) the independence of community-dwelling older adult

    patients in their home environment; (2) patient involvement; and (3) patient-clinician collaboration

    in shared decision-making. To address the research problem, exploitation of the benefits of 3D

    visualisation technology is proposed to overcome issues with conventional approaches/tools

    currently in use. Section 1.3 presents the overall research aim, and, thereafter, its objectives, based

    on the lack of effort expended on targeting environmental assessments to overcome extrinsic fall

    risks and the need for patient involvement and clinician-patient collaboration (the research problem).

    The design science research approach employed to achieve the aim and objective of this research is

    briefly explained in Section 1.4. An overview of the three research contributions made by this thesis

    is presented in Section 1.5. The chapter finally concludes with a walkthrough of the thesis structure,

    along with a synopsis of each respective chapter, in Section 1.6.

    Research problem and context of study Falls are a major health concern and pose a significant challenge to the well-being of an ageing world

    population. The number of falls and related injuries has risen in recent years in the United Kingdom

    (UK), in part due to a growing population aged 80 years and over [1]. There have been many attempts

    in clinical literature to achieve a consensus as to how a ‘fall’ should be defined. According to the

    literature, the perception of what a fall is differs between clinicians and older adult patients,

    particularly if no injuries are sustained [2]. The different approaches in which they are investigated

    often creates considerable disparity between studies in the literature [3]. Consequently, it is important

  • Chapter 1

    Introduction

    2

    to set out a clear and standardised definition of what a fall actually is, and the different movements

    that may constitute such an event. The definition upon which this research work is based defines a

    fall as “an unexpected event in which the participant comes to rest on the ground, floor, or lower

    level” [4]. In terms of adverse effect, falls often cause debilitating injuries, which precipitate

    hospitalisation and long-term care admission and result in an increased burden on health care services

    [5]. The cost of falls to the National Health Service (NHS) in the UK is estimated at over £2.3 billion

    per year [6]. Recent UK Government initiatives highlight both the importance and need for

    innovative technology-based applications which utilise information and communication technologies

    (ICTs) within the falls prevention domain.

    ICTs are seen as having the potential to reduce health care costs, whilst also lessening the burden

    that an ageing population increasingly places on health care services [7, 8]. Furthermore, it is

    acknowledged that ICTs have numerous additional benefits, such as the potential to deliver more

    effective patient-centred interventions, and improvements in levels of patient engagement and

    adherence; which is likely to enhance patient satisfaction and overall quality of life [7, 9]. There are

    numerous other benefits that can be realised as a consequence of extrinsic fall-risk assessment,

    including enablement of ageing-in-place and independent living, enhanced care facilitation,

    increased self-esteem, and overall improvement in quality of life [10]. Healthcare has evolved

    immensely by turning increasingly to the use of technology to assist with service delivery beyond

    the parameters of the clinical setting and into the home environment, where patients are expected to

    take responsibility for their own care. It is of interest to adapt the existing tools - that may have been

    developed in-mind for clinicians alone - to develop and/or complement this shift, thereby ensuring

    that patients are able to use it to take on such responsibility to self-care independently.

    Approximately 50% to 66% of falls occur in or around the patient's home environment [11] from

    a complex interplay of multiple factors. Extrinsic fall risk factors focus on risks that are apparent

    within the environment in which patients carry out activities on a day-to-day basis, including poor

    lighting, slippery floor surfaces, raised door thresholds, stairs and steps, clutter, and trip hazards [12].

    Extrinsic fall risk factors also include improper use of assistive equipment (AE), such as stair

    handrails, toilet raisers, bath boards, and bathroom grab rails; or its absence, where such equipment

    would normally be deemed necessary. Evidence from the literature indicates a lack of support

    provided for both occupational therapist (OT) and non-occupational therapist (non-OT) -led

    interventions that are conducted for adapting the home environment in accordance with the patient’s

    needs [13]. Against this background, ICT-assisted interventions appear to offer a promising

    alternative in reducing fall risk factors, thereby allowing patients with complex needs to live

    independently at home with a better quality of life [14, 15]. Fall prevention technology systems have

  • Chapter 1

    Introduction

    3

    been proposed in the literature that address multiple fall risk factors and which are positioned within

    the various sub-domains of the overall research domain. To understand this in its entirety, and

    identify the gaps that must be bridged, a survey of the literature is required.

    Consequently, a comprehensive literature survey has been carried out (in Chapter 2), which

    surveys and categorises technology-based fall prevention systems across the fall prevention

    technology research landscape. The survey concludes that, although the various fall prevention

    systems proposed in the literature are valuable in reducing the multiple fall risk factors, there is a

    paucity of systems which target environmental assessment interventions intended to overcome

    extrinsic risk factors. There is also a lack of systems that allow patients to self-assess their needs in

    the environment in which they usually function. Furthermore, systems in the literature also lack

    functionality that allows patients and clinicians to collaborate in assessments and provide additional

    contextual detail for the collection and interpretation of data that these systems generate.

    Clinicians (mainly being OTs) work with the older adult population with the intention of reducing

    falls and alleviating their risk factors through various interventions (discussed in more detail in

    Chapter 2). OTs play a major role in assisting older adults who wish to remain in their home and

    perform daily living tasks safely. To achieve this, OTs conduct an assessment of the home

    environment as part of the discharge and rehabilitation process, irrespective of the point at which the

    patient enters the care pathway. Upon assessing the home environment, recommendations are made

    in the form of assistive equipment prescriptions and the removal of home hazards. Rehabilitation

    training to improve muscle strength and balance is also provided to the patient. However, there are

    challenges to these aims, particularly related to ineffective tools used to prescribe the equipment that

    assists patients in the home environment, and their lack of involvement in the intervention itself.

    In an effort to overcome these challenges, the extrinsic fall-risk assessment process (EFAP) is

    used as a case example, as it is a widely-employed procedure for prescribing equipment within the

    home to reduce fall risks and involves clinicians and patients working collaboratively to carry out

    assessments. Augmenting the EFAP in a way that addresses the aforementioned challenges may

    ideally result in equipment prescriptions that are more compatible to patient needs and the home

    environment. This research explores the EFAP as a case example and investigates how suitable

    existing conventional approaches are to environmental assessment interventions, and the extent to

    which they involve and support patients. Furthermore, it will explore ways in which a technology-

    based solution could augment the EFAP. Figure 1-1 presents the link from the literature survey

    findings to the research topics in this thesis and the case example that will be used in this thesis.

  • Chapter 1

    Introduction

    4

    Figure 1-1: Link between the literature survey findings and EFAP topic of this research work.

    Problem statement It is recognised that in order to reduce the risk of falling, particularly to enable an older adult

    population to remain in their homes, targeting extrinsic risk factors is of equal importance to directing

    efforts to address intrinsic risk factors [16]. From the fall prevention technology systems reviewed

    (in Chapter 2), it is apparent that much of the research effort focuses on the development of

    technology-based solutions to augment evidence-based exercises and assessments.

    Such solutions are designed to be deployed either in home or clinical settings that only target

    intrinsic risk factors or detect falls either obtrusively or unobtrusively via the use of sensor

    technologies. The findings of the survey raise important points regarding the considerable extent to

    which future fall prevention technology systems would benefit from addressing extrinsic risks. As

    Fall

    Cost of fallsAgeing

    population

    ICTs benefits to fall prevention

    Shift from delivering healthcare outside the

    clinical setting into the patient s home

    environment

    Extrinsic fall risk factors

    Improper use of assistive equipment

    (AE), or the absence of assistive

    equipment

    Literature survey (in Chapter 2)

    Fall prevention technology research

    Occupational Therapy, EFAP

    Technology-assisted interventions

    Intrinsic Extrinsic

    Environmental

    assessment intervention

    Pro

    ble

    m s

    tate

    men

    t

    Tackle extrinsic fall risk factors &

    equipment use

    Barriers to EFAPTechnology-

    based solution

  • Chapter 1

    Introduction

    5

    mentioned previously, limited efforts have hitherto been spent on developing fall prevention

    technology for environmental assessments that address extrinsic risks, especially given the likelihood

    of fall occurrences caused by extrinsic risks as a result of the increasing push for patients to remain

    at home.

    The EFAP, as an established intervention in the field of occupational therapy (OT), is typically

    conducted by clinicians. It involves working closely with patients to assess intrinsic and extrinsic fall

    risk factors, particularly in relation to how equipment can be successfully adopted by the clinicians

    conducting home assessments to help patients remain at home. Key tasks conducted as part of the

    assessment include collecting information about functional abilities and taking measurements of

    patients (i.e. popliteal height), fittings, and home furniture items, all of which is used to prescribe

    specific items of assistive equipment. Conventional paper-based guidance forms are used as a visual

    measurement aid to assist clinicians with the assessments, with the intention of ensuring that the

    correct information is recorded, and necessary associated patient data collected. These include

    measurement guidance presented in the form of two-dimensional (2D) illustrations of information

    that must be obtained about the patient, fittings, and home furniture. The paper-based (2D)

    illustrations are typically annotated with measurement arrows that serve as prompts to indicate the

    precise points in 3D space that must be accurately identified and measured to gather the data required

    to formulate an assessment and accurately prescribe the necessary assistive equipment [17].

    Although the 2D paper-based guidance tool is regarded as valuable for the purpose of visualising

    the areas to measure, it is observed that its 2D format presents a challenge. It is limited in permitting

    sufficient visualisation of the 3D structures relative to their location and configuration for the

    measurements to be taken for equipment prescriptions. This can potentially result in the recording of

    inaccurate measurements, skewing the associated assessment data, and, potentially, rendering the

    prescribed equipment poorly fitted or incompatible to the patient needs/home. Approximately 50%

    of prescribed assistive equipment is abandoned by service users (SU) [18]. One of the principal

    reasons for this is ‘poor fit’ between the equipment and the patient using it [18, 19]. Inappropriate

    fitting of equipment has significant consequences on the effectiveness of care delivery, negatively

    impacts patient health outcomes, accelerates functional decline, increases overall exposure to fall

    risks in the home, and, more generally, unnecessarily depletes already scarce and valuable health

    care resources [20, 21]. Given the issues of ‘poor fit’ that already arise from trained OTs carrying

    out these tasks, it is likely that these will be exacerbated if patients and carers are given the

    responsibility for the EFAP [22].

    In recognition of this, there is a need to explore whether innovative technology-based solutions

    can provide clearer and more effective assessment guidance to support and facilitate more accurate

  • Chapter 1

    Introduction

    6

    and reliable recording of measurements. The use of 3D visualisation technology has shown promise

    as an alternative to existing 2D paper-based tools used in healthcare, where limited visualisation

    capabilities impact stakeholders’ ability to perceive aspects of treatment/rehabilitation. A review of

    3D visualisation technologies in the medical and healthcare field is given in section 4.1.4.

    Furthermore, the employment of 3D visualisation provides an opportunity for interaction with tools

    that allow delivery to be perceived as in the natural environment. Introducing such technology in this

    sphere could tackle the ‘poor fit’ issue, and also help to address the pressing issue of self-assessment

    that lies at the frontier of healthcare delivery for older adults. The purpose of this research is to

    explore the use of 3D visualisation technology within the OT EFAP and identify its potential for

    augmenting existing 2D paper-based tools to provide a better aid for carrying out key measurement

    tasks in the EFAP.

    Aim and Objectives In light of the above, this research explores the potential value that mobile 3D visualisation

    technology could have in OT, and, specifically, the fall prevention technology domain, by supporting

    both clinicians and patients in the provision of assistive equipment in the home. This is achieved

    through co-designing a novel 3D visualisation application with clinicians and patients. By novel

    application, this refers to the use of 3D visualisation technology introduced in the OT field in the

    form of an application that augments the visual quality of existing 2D clinical guidance tools. Using

    a more enhanced visualisation of measurement guidance could improve

    interpretation/comprehension of crucial illustrations that aid the collection of information required

    for equipment prescriptions, which has not previously been explored. The primary aim of this

    research, therefore, was:

    To develop and evaluate a novel application that utilises mobile 3D visualisation

    technology to assist patients and clinicians in carrying out more effective and efficient

    extrinsic home-based fall-risk assessments.

    The overall research aim is achieved through the following six objectives that are linked to the

    research studies reported in this thesis:

    O1. Survey the fall prevention technology domain to conceptualise the state of the art systems,

    identify gaps, and explore the literature for a suitable approach to guide the research in the

    development of an artefact to address the identified gaps in the fall prevention domain;

  • Chapter 1

    Introduction

    7

    O2. Explore the challenges and opportunities of the EFAP as a case example to address the

    limited efforts spent on environmental assessment interventions and the existing methods

    used to overcome extrinsic fall risks;

    O3. Design and develop an alternative approach with stakeholders to overcome visualisation

    limitations of existing EFAP methods currently in use;

    O4. Evaluate the research artefact through user-based studies (i.e. clinicians and patients)

    concerning its effectiveness in enabling accurate recording of measurements, efficiency, and

    perceived satisfaction of its general usability, compared to the conventional 2D method

    counterpart;

    O5. Explore the artefact’s functionality in assisting stakeholders with prescriptions of accurate

    equipment sizes based on a collection of assessments;

    Research approach adopted The research approach has been carefully selected for each stage of the data collection, taking into

    account the problem statement, the main aim and objectives, and the setup of the experimental

    studies. To fulfil the overall aim and objectives, the research employed design science research

    (DSR) [23, 24] as the overarching approach, while adopting a mixed method approach for each

    experimental study carried out in this research. The rationale for selecting this was premised upon it

    being a problem-solving approach, improving existing tools used in practice, and, as a result,

    designing technology-based solutions in the form of artefacts to address those problems [25, 26]. The

    data was gathered in four distinct research stages, with the outcomes of the preceding stage used to

    further develop the artefact for use and evaluation of the proximate stage. A more detailed overview

    of the research process is given in Chapter 3.

    There is a debate in the literature regarding what an artefact represents. Put simply, March and

    Smith [27] classify artefacts as a construct, model, method, and instantiation. Given that the purpose

    of this research was to design a novel technology-based solution to address the defined problem, the

    artefact produced is classified as an instantiation. In order to implement the instantiation, a software

    development methodology was employed that allows for iterative prototypes of the artefact to be

    developed rapidly, in parallel to evaluating its performance and general usability at the end of each

    cycle. A DSR artefact is, by definition, a technological innovation that is functional and enhances

    existing systems, or proposes new ones to address a specified problem, which, in terms of what the

    artefact offers, is considered a contribution in its own right [23, 25]. The research artefact is,

    therefore, based on this definition in terms of how it contributes to the fall prevention technology

  • Chapter 1

    Introduction

    8

    domain. Furthermore, it is worth noting that the artefact is not a software development project. Whilst

    a software application is designed, the problem which it has been designed to solve is linked to a gap

    identified in the literature and is aligned with being able to undertake a task more easily. A more

    elaborate discussion of this is given in Chapter 3. All of the experimental studies reported upon in

    this thesis employed a mixed method approach. This research is divided into five stages:

    Stage 1: this stage involved surveying the fall prevention technology literature to gain an

    understanding and conceptualise the sub-domain areas that make up its knowledge base (by

    developing a conceptual framework) and identify the various challenges that warrant attention (see

    Chapter 2 for more details).

    Stage 2: studies 1 and 2 used participatory design workshops, ‘think-aloud’ semi-structured

    interviews, focus groups, and a questionnaire to co-design a prototype, together with user cohorts to

    investigate the use of 3D visualisation technology in an EFAP context. A high-fidelity prototype was

    developed based on outcomes of the participatory design workshops. An evaluation was performed

    to gain insights into the perceptions and experiences of the two user cohorts and measure their

    subjective satisfaction of the proposed artefact.

    Stage 3: studies 3 and 4 conducted user-based studies within a living lab setting to evaluate the

    measurement guidance module of the artefact against the 2D measurement guidance booklet

    currently in use, based on the established usability metrics [28] i.e. effectiveness, efficiency, and user

    satisfaction (semi-structured interview and usability questionnaire).

    Stage 4: study 5 conducted a user-based study to evaluate the equipment recommendation

    module, based on accuracy and consistent accuracy of recommendations generated by the app

    compared with conventional methods used for equipment prescriptions. Furthermore, this research

    employed technology acceptance theories to analyse the semi-structured interviews that were carried

    out at each stage of the research. A more detailed discussion of the overall research approach and the

    experimental studies undertaken is provided in Chapter 3. Carrying out these studies resulted in

    findings that impact the research domain and clinical practice within three high-level contributions,

    as presented briefly in the next section.

    Stage 5: this stage draws conclusions from across the studies and establishes the overall

    contributions that this research work makes to the research sphere. Furthermore, the research findings

    have also been discussed and presented to other researchers and healthcare practitioners to determine

    its wider impact and ecological validity.

  • Chapter 1

    Introduction

    9

    Research contributions in brief The research presented in this thesis makes the following contributions to the domain areas of fall

    prevention technology, occupational therapy, and the wider healthcare provision arena:

    A conceptual framework of the state of the art of fall prevention technology systems:

    This first contribution provides a comprehensive literature survey of the falls prevention

    technology domain. A systematic approach was employed to search and synthesise the fall

    prevention technology studies that belong to the various sub-domains within the field,

    resulting in a conceptual framework. This was then unpacked and used to survey the research

    literature where a set of trends and challenges in the various sub-domains were identified

    and discussed. These contribute to a growing body of literature, as the findings provide a

    novel lens through which to view the research landscape; which, to the researcher’s

    knowledge, did not exist prior to undertaking this work. It also provides other researchers

    with challenges which they can address to further advance the field of study. Furthermore,

    the systematic approach taken to survey the literature could also serve as a reference point

    for other researchers to conduct a literature survey of a similar nature.

    A novel mobile 3D visualisation software artefact: This primary contribution is a novel

    mobile 3D visualisation software artefact which is more effective, efficient, and usable than

    the conventional 2D paper-based guidance tools currently used as measurement guidance for

    equipment prescriptions. The Guidetomeasure app is adaptable for use by both clinicians and

    patients alike and could be redesigned for a different assessment purpose in healthcare.

    Implications and recommendations for deployment in practice: This research

    contributes to the enhancement of the healthcare provision through the employment of the

    mobile 3D visualisation approach for use by OTs and older adults by providing improved

    visualisation and equipment prescription capabilities to alleviate cost and societal

    implications as a result of equipment abandonment. The issues that the artefact is expected

    to highlight, and resolve could have implications for the use of similar technology in other

    neighbouring areas of healthcare.

    Overall, this research has demonstrated that improving the visualisation of the measurement guidance

    and using a complementary algorithm to help prescribe assistive equipment sizes more accurately

    can be effective for ensuring successful fit of equipment. More broadly, it can be extrapolated to

    address other related areas in healthcare. A detailed discussion of the contributions presented above

    is provided in section 9.4.

  • Chapter 1

    Introduction

    10

    Thesis roadmap This thesis is divided into nine chapters. Figure 1-2 presents the roadmap of the thesis, in addition to

    the contents of each chapter that is subsequently provided.

    Chapter 2 presents a comprehensive literature survey of the state of the art of the fall prevention

    technology landscape in order to understand this and develop a conceptual framework, using

    thematic analysis to examine the range of fall prevention systems proposed in the literature (O1).

    Each theme in the framework and findings from the survey are explained in detail. Subsequently, the

    various gaps in the literature are identified. The challenge of a lack of research effort expended on

    integrating environmental assessment interventions to overcome extrinsic risk factors forms the focus

    of this research.

    Chapter 3 describes the research approach adopted, and the design, data collection, and analysis

    techniques employed at each stage of the research in support of addressing the overall aim and

    research objectives, previously outlined (O1). An overview of the design science research paradigm

    is provided. Subsequently, the design science approach applied to the research is discussed, with the

    research divided into stages and a mixed methods approach employed in the experimental studies.

    The role of theory in this research is also discussed. Further, the general and ethical considerations

    for this research are explained. Finally, this chapter provides a rationale for adopting the software

    development methodology for the intended purpose.

    Chapter 4 presents the first user-centred design and exploratory study with OTs of a mobile 3D

    visualisation prototype to overcome visual quality limitations with 2D paper-based EFAP tools.

    Subsequently, the challenges and benefits of employing mobile 3D visualisation technology to

    facilitate EFAP in practice and how the prototype can be further adapted are explored (O2, O3). The

    chapter initially provides existing literature and a rationale for the study. A walkthrough of the

    prototype is given. The study procedure, data collection, and analysis methods employed for the

    study are presented. Then the results of the study are discussed. The key outcomes linked to the

    results are reviewed, resulting partly in user requirements to be implemented in a prototype to be

    evaluated further in a subsequent study. Finally, the conclusions of this study are drawn.

    Chapter 5 provides the second study, similar to the first, but exploring the benefits and drawbacks

    of mobile 3D visualisation technology via a developed prototype (presented in Chapter 4, section

    4.2) for EFAP with older adult service users (O2, O3). The data collection and analysis methods

    employed for the main study are presented. The usability evaluation and semi-structured interview

    results are discussed. Then the key outcomes of this study are reviewed, mapped to the results source

    with recommendations provided. This is followed by limitations encountered in the study. Finally,

    conclusions are drawn.

  • Chapter 1

    Introduction

    11

    Figure 1-2: Thesis roadmap.

    Chapter 6 explains the design and implementation process of the refined research artefact based

    upon user requirements collected from studies 1 and 2 (reported in Chapters 4 and 5). The revised

    system architecture is presented. The measurement guidance module and its components are

    Chapter 1: Introduction

    Sets the scene

    Chpater 2: Fall prevention

    Intervention Technologies: A

    Conceptual Framework and

    Survey of the State of the Art

    Chapter 3: Technology-Assisted

    Health Research: A Design

    Science Research Approach

    Chapter 6: Guidetomeasure: A

    mobile 3D measurement

    guidance tool for clinician and

    patient-led assessments and

    assistive equipment prescription

    Chapter 9: Conclusion

    Brings the thesis to a close

    Chapter 4: Occupational

    Therapist perceptions of Mobile

    3D visualisation technologies as

    a measurement aid for fall

    prevention assessment

    interventions

    Study 1

    Chapter 5: Patient perceptions of

    supporting falls prevention self-

    assessments via mobile 3D

    visualisation technology

    Study 2

    Chapter 7: Guidetomeasure: A

    mixed methods evaluation from

    older adult patient and clinician

    perspectives

    Study 3 & 4

    Chapter 8: An equipment

    prescription module for

    prescribing equipment sizes

    within the AEPP: Results from a

    pilot study

    Study 5

    Ob

    jecti

    ve 1

    Ob

    jecti

    ve 2

    & 3

    Ob

    jecti

    ve 2

    , 4

    & 5

    Stage 2:

    Suggestion

    Stage 1: Awareness of problem

    Stage 3 and 4:

    Development and

    Evaluation

    Stage 5:

    Conclusion

  • Chapter 1

    Introduction

    12

    described and a walkthrough of how to use it is given. The recommendation module and a

    walkthrough of how to use it are also described.

    Chapter 7 presents the third and fourth studies, evaluating the performance of the

    Guidetomeasure app, compared with an existing 2D measurement guidance paper-based tool that is

    currently in use, within a living lab setting (O2, O4). First, an overview of the previous studies is

    presented and a rationale given for carrying out such evaluation with OTs and older adults. Then the

    protocol and methods used for data collection and analysis methods/techniques are described. The

    results of the evaluation in relation to the research questions outlined in this chapter are presented.

    The key findings associated to the research questions for each of the studies are discussed.

    Conclusions are then drawn and findings across studies are presented at the end of the chapter.

    Chapter 8 presents the fifth study, evaluating the effectiveness of the recommendation module

    prescribing accurate minor equipment compared with existing approaches used by clinicians within

    the EFAP in practice (O2, O5). First, the chapter presents the outcome of the previous studies and

    how it provides the basis for this study. The design of the prescription algorithm which underlies the

    recommendation module is explained and presented. The study procedure, data collection, and

    analysis methods employed for this study are presented. Then the results of the study are reviewed.

    The findings related to the research questions are discussed. Conclusions to this chapter are then

    drawn.

    Chapter 9 summaries the thesis and discusses the findings of the research carried out in relation

    to the objectives outlined in Chapter 1. The main contributions of this research and the value they

    provide are presented. Finally, the limitations encountered during the course of the research are

    acknowledged, and future research directions to address those limitations are examined.

  • A Conceptual Framework and Literature Survey

    of the state of the art of Fall Prevention

    Technology Systems

    Introduction Falls prevention within the home environment has been a topic of research for over 30 years [29] and

    is recognised as an important health issue in the UK, Europe, North America, and Australia [16]. The

    frequency of falls increases with age, often as a result of physical, functional, and cognitive

    impairments, which are likely to emerge as a result of advanced ageing [30]. Consequently, it is

    estimated that 30% of older adults aged 65 and over fall at least once a year [1]. One in five falls

    result in bone fractures and the need for specialist medical attention [31]. Fall-related fractures may

    cause disabilities, and, in some extreme cases, premature death among older adults, which has a

    significant impact on demand for health and social care services, resulting in a cost of £1.8 billion

    per year to the NHS in the UK [32].

    Falls prevention activities are carried out across a range of health disciplines, including

    occupational ther