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Technical Assistance Consultant’s Report This consultant’s report does not necessarily reflect the views of ADB or the Government concerned, and ADB and the Government cannot be held liable for its contents. (For project preparatory technical assistance: All the views expressed herein may not be incorporated into the proposed project’s design. Project Number: 49454-001 March 2020 Papua New Guinea: Support for Water and Sanitation Sector Management (Financed by the Technical Assistance Special Fund, Multi-Donor Trust Fund and Sanitation Financing Partnership Trust Fund under Water Financing Partnership Facility, and the Government of Australia)

Technical Assistance Consultant’s Report€¦ · 424 women and 454 men as well as a range of both structured and unstructured observations of sanitation facilities and hygiene behaviour

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Page 1: Technical Assistance Consultant’s Report€¦ · 424 women and 454 men as well as a range of both structured and unstructured observations of sanitation facilities and hygiene behaviour

Technical Assistance Consultant’s Report

This consultant’s report does not necessarily reflect the views of ADB or the Government concerned, and ADB and the Government cannot be held liable for its contents. (For project preparatory technical assistance: All the views expressed herein may not be incorporated into the proposed project’s design.

Project Number: 49454-001 March 2020

Papua New Guinea: Support for Water and Sanitation Sector Management (Financed by the Technical Assistance Special Fund, Multi-Donor

Trust Fund and Sanitation Financing Partnership Trust Fund under

Water Financing Partnership Facility, and the Government of

Australia)

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TA-9298 PNG: Peri-Urban Water, Sanitation, and Hygiene (WASH) Advisor

Final Report

Assessment of Barriers and Enablers and options for delivery of improved WASH in Settlements in Papua New Guinea

February 2020

Submitted by Ken Marshall

Email – [email protected]

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Contents 1 Introduction .................................................................................................................................... 1

2 Context ............................................................................................................................................ 1

2.1 Settlements and Urban Villages .............................................................................................. 1

2.2 WASH Sector Roles and Responsibilities ................................................................................ 3

2.3 WASH Planning, Policy and Legislation ................................................................................... 4

2.4 Financial and Economic Considerations.................................................................................. 8

3 Barriers to Improving Access to WASH Services ........................................................................... 10

3.1 Leadership ............................................................................................................................. 11

3.1.1 Policy/Planning .............................................................................................................. 11

3.1.2 Sector Capacity / Workforce Development .................................................................. 12

3.1.3 Leadership and Woman ................................................................................................ 12

3.2 Community ............................................................................................................................ 12

3.2.1 Culture and Political Economy ...................................................................................... 12

3.2.3 Governance ................................................................................................................... 14

3.3 Technology ............................................................................................................................ 14

3.3.1 Water supply ................................................................................................................. 14

3.3.2 Sanitation ...................................................................................................................... 15

3.4 Land – Impact of Insecure Tenure ........................................................................................ 17

4 Enablers for Improving Access to WASH Services ........................................................................ 20

4.1 Leadership ............................................................................................................................. 21

4.1.1 Coordination Arrangements ......................................................................................... 21

4.1.2 Policy Framework .......................................................................................................... 21

4.1.3 Pro-Poor Approach........................................................................................................ 22

4.1.4 Gender .......................................................................................................................... 23

4.2 Community ............................................................................................................................ 23

4.2.1 Participation and Role ................................................................................................... 23

4.2.2 Evidence and Data......................................................................................................... 24

4.2.3 Service level Choices ..................................................................................................... 24

4.2.4 Health and Hygiene ....................................................................................................... 25

4.3 Technology ............................................................................................................................ 25

4.3.1 Water ............................................................................................................................ 25

4.3.2 Sanitation ...................................................................................................................... 26

4.4 Land Tenure .......................................................................................................................... 27

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4.5 Sector Capacity ..................................................................................................................... 27

4.5.1 Capacity Assessment ..................................................................................................... 27

4.5.2 Technical Assistance ..................................................................................................... 28

4.5.3 Eda Ranu Planning / WaterPNG .................................................................................... 28

5. Recommendations ........................................................................................................................ 29

5.1 Reviewing and Reducing Targets .......................................................................................... 29

5.2 National Commitment and Coordination ............................................................................. 30

5.3 Sustainability and Eda Ranu .................................................................................................. 30

5.4 Community Involvement ...................................................................................................... 31

5.5 Options assessment for Increasing WASH in Settlements .................................................... 32

Acronyms

ADB Asian Development Bank

CEPA Conservation and Environmental Protection Authority

CSO Civil Society Organisation

CSO Community Service Obligation

DNPM Department of National Planning and Monitoring

DoE Department of Education

DoH Department of Health

NCDC National Capital District Commission

MKA Motu Koitabu Association

SOE State Owned Enterprise

WASH Water, Sanitation and Hygiene

WASH PMU WASH Project Management Unit

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1 Introduction

The purpose of this paper is to describe the peri-urban WASH sector in Papua New

Guinea and to discuss the barriers to increasing access to effective water and

sanitation services, and the potential enablers that can support the achievement of

ambitious WASH targets. The paper also includes an options assessment for

increasing access to water supply and sanitation services in settlements.

This results from ongoing work in peri-urban WASH in Papua New Guinea that

began in April 2017, and included the placement of a WASH Specialist to work with

the WASH Program Management Unit in the Department of National Planning and

Monitoring (DNPM) and also provide support to other key sector agencies including

Water PNG (the utility providing services to urban centres outside of Port Moresby)

and Eda Ranu (which provides services in Port Moresby).

Findings presented are based on extensive consultations with key stakeholders in

Papua New Guinea since 2017, and three WASH Household Surveys (Tete,

Vanimo, and Kerema). Household surveys have included interviews with a total of

424 women and 454 men

as well as a range of both

structured and

unstructured observations

of sanitation facilities and

hygiene behaviour.

2 Context

2.1 Settlements and Urban Villages

There are four broad challenges to be addressed in the WASH sector in PNG if the

ambitious national targets are to be achieved, these are how to implement effective

WASH programs in urban, rural, informal settlement and urban traditional village

locations. Whilst there are similarities between the four, there are critical differences

that need to be considered when developing workable, scalable, and adaptable

models.

This report will focus on WASH in informal settlements (settlements) and urban

traditional villages (urban villages) and will identify key barriers to, and enablers for

the development of sustainable WASH improvements.

For the purposes of this report the word “settlement” will refer to populated areas that

are within or close to the gazetted urban area of the National Capital District (NCD -

Port Moresby), but are not a formal part of the city, meaning they are informal or

unplanned residential areas that have developed outside of the formal urban

planning rules of the city.

Settlements in PNG generally have the following common characteristics:

Location Female Male Total

Tete (POM) 68 83 151

Vanimo (West Sepik) 182 162 344

Kerema (Gulf) 174 209 383

Total 424 454 878

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• Unplanned / no formal planning / no legal household section/allotment

numbers

• Residents have no recognised legal land tenure

• Very poor or non-existent services – water, sewerage, electricity, health,

education, solid waste

• Informal employment common

• Economically and financial dependant on the urban area

Whilst accurate data is difficult to obtain, it is apparent that there are many people

living in settlements around and within the Port Moresby boundary. Data obtained

from Eda Ranu (Port Moresby Water Utility) accounting system in 2017, and from

consultations with the National Capital District Commission (NCDC) suggests that

there are 114 settlements in and around Port Moresby.

By using census data and applying best estimates of population growth, it is

estimated that the current Port Moresby population is approximately 860,000 people,

and half of these live in settlements and urban traditional villages. The number of

people living in settlements nationally could be as high as 1 million people.

Within Port Moresby there are a number of urban villages occupied by the original

inhabitants of the land on which the city stands. The customary landowners of Port

Moresby are the Motu Koitabu people and there are eight main villages within the

city boundary, these include Hanuabada, Tatana, Baruni, Korobosea, Mahuru, Kira

Kira, Vabukori, and Pari, as well as Poreabada on the outskirts of the city.

The Motu Koitabu Assembly (MKA) is a special authority that exists in the NCD to

represent the interests of urban village residents. MKA councillors are responsible

for promoting development within urban villages.

Recent estimates of the population of Motu Koitabu people in Port Moresby range

between 40,000 to 50,000 with around 20,000 to 30,000 people living in the ‘Big Village’ of Hanuabada.

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2.2 WASH Sector Roles and Responsibilities

Figure 1 below outlines the WASH related responsibilities of key PNG organisations.

The urban water sector is clearly the responsibility of both Eda Ranu (Port Moresby)

and Water PNG (urban towns not including POM). These responsibilities have been

established by law under the NCD Water and Sewerage Act 1996 and National

Water Supply and Sewerage Act of 1986.

Whilst there have been recent moves to merge the two organisations, this seems to

have stalled and Eda Ranu remain responsible for Port Moresby and Water PNG for

all other towns in the country.

Both Eda Ranu and Water PNG, as State Owned Enterprises (SOE), except that

they have an obligation to provide water for poor communities, this is often referred

to as the “Community Service Obligation (CSO)” but neither see this as a mandate to pro-actively plan to improve conditions in settlements or urban villages. In addition,

whilst the CSO includes a mechanism for both Eda Ranu and Water PNG to be

reimbursed for fulfilling these obligations, this mechanism has so far not operated

effectively, and funds spent have not been recovered from government.

Both Eda Ranu and Water PNG have a responsibility to provide sewerage services

within town boundaries, although given current capacity this is seen as a lower

Figure 1 - Key WASH Coordinating Agencies

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priority both in formal areas of the city and informal settlements where the focus is

still on water.

The NCDC with input and support from the MKA are responsible for planning the

development of Port Moresby, this includes plans to develop new suburbs and to

identify new land for formal settlement. NCDC also have capacity for health and

hygiene promotion and are working in many locations throughout the city.

The Department of Health have the role of supporting organisations and

communities by promoting improved hygiene behaviour and the use of low

technology toilet facilities through the promotion of the “healthy islands” approach. At

present, they are inactive in PNG settlements, and are stretched in delivering basic

health services to rural areas throughout the country.

The Office of Urbanisation are theoretically responsible for coordinating all urban

development planning, although they do not appear to be fulfilling that role at the

present time. They are currently waiting for their Act to be passed which will give

them greater power in terms of the coordinating role they should play.

The only cross agency coordination in the current environment is the WASH

Taskforce chaired by the Secretary at the of the Department of National Planning

and Monitoring (DNPM). This taskforce was put together whilst the WASH policy

was being prepared and includes the following stakeholders; the Asian Development

Bank (ADB), Conservation, Environment, and Protection Authority (CEPA),

Childfund, Consultative Implementation, and Monitoring Council (CIMC), Department

of Implementation and Rural Development (DIRD), Department of National Planning

and Monitoring (DNPM), Department of Education (DoE), Department of Health

(DoH), Department of Treasury (DoT), Department of Works (DoW), Department of

Provincial and Local Level Government Affairs (DPLGA), Eda Ranu, the European

Union (EU), National Authorising Officer Support Unit (NAOSU), UNICEF, Water Aid,

WaterPNG, World Vision (WV), World Bank (WB), and Colgate Palmolive.

Under the Bill for the establishment of the NWSHA the Taskforce is now changed to

WaSH Consultative Forum.

This group has supported the development of the WASH Policy and have been

focussed on rural WASH. The WASH Taskforce has only recently established a sub-

committee that focuses on Peri-Urban WASH, which has been in-part supported and

driven by ADB’s support to peri-urban WASH.

2.3 WASH Planning, Policy and Legislation

At the highest-level national planning documents are supportive of the WASH sector.

Of most relevance to the sector are:

• the PNG Vision 2050

• the Development Strategic Plan 2010 – 2030

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• the National WASH Policy

• the Port Moresby Urban Development Plan - Port Moresby Towards 2030

• the NCD Water and Sewerage Act 1996

• the Community Services Obligation

The PNG Vision 2050 at the “What will make it work” level has eight key enablers, these are:

1. Effective leadership and good governance

2. Healthy educated and skilled communities

3. Enabling legislation and policies

4. Enabling basic infrastructure

5. Financial capacity

6. Effective service delivery

7. Enabling citizen values and participation

8. Performance and accountability

All of the above are clearly key components of future successful WASH interventions

in settlements.

The Development Strategic Plan (DSP) 2010 to 2030 recognises the challenge of

the growing settlement population and has identified “available” land as a key constraint, claiming that it needs to double by 2030. When the DSP was written, it

estimated that 28% of the urban population were living in settlements.

The DSP aims to reduce the percentage living in settlements to less than 15%. Most

estimates currently put that figure at close to 50% of the approximately 860,000

people. So, if there are currently 430,000 people living in settlements, then

approximately 365,500 people need to transition from living in settlements to not

living in settlements. This can be done in one of three ways. People could move

back to their original home, they could move to formal land and properties in Port

Moresby, or the land where they are currently living could be formalised. Given the

current scale of this challenge, innovative approaches will be needed to both open

up new land, but also to formalise existing settlement areas.

The key document for the WASH sector is the PNG WASH Policy 2015 to 2030.

The policy includes seven strategies:

• Improved sector coordination and leadership

• Increased WASH sector funding

• Effective management information system

• Improved approaches to WASH service delivery

• Appropriate technology promotion

• Enhanced private sector participation, and

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• Sector capacity building and training.

It sets ambitious targets for increasing access that include 70% coverage for water

and sanitation for rural areas, 95% coverage for water for urban areas, and 85%

coverage of access to sanitation for urban areas.

According to the Policy peri-urban areas (settlements) are included as part of the

urban targets (95% access to water and 85% access to sanitation). If targets are to

be reached, then models that provide effective WASH services for settlements are

essential.

The National Capital District Commission (NCDC) are the central planning body

for all development in Port Moresby. They have recently released the Port Moresby

Urban Development Plan - Port Moresby Towards 2030.

This plan identifies both settlements and urban villages as a focus for improving the

liveability of Port Moresby, these are included as Initiatives 1 and 2 in the plan and

are shown in figure 2 below.

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Figure 2 - Key Initiatives of the POM Urban Development Plan

In response to the serious nature of the challenge, the NCD Governor is providing

leadership with a new initiative, the Settlements to Suburbs program. The program

aims to convert all settlements to formal suburbs and is based on the One City

concept of an “inclusive city for all its citizens”. The key components of the initiative

are to provide security of tenure with subdivision and land titles, and basic services.

The initiative is currently being implemented with pilot projects in each of the three

electorates of NCD; Moresby North-East, Moresby North-West and Moresby South.

The nine settlements included in the pilot initiative are, Moresby North-East: Eight-

Mile, Nine-Mile, and ATS, Moresby North-West: Burns Peak, Nautana, and Morata

and Moresby South: Kipo, Ragamuga and Kaugere as shown in Map 1 below.

Map 1 - Settlements Planned for Development into Suburbs

Whilst this is progressive and potentially exciting for settlement residents, it will not

help to improve WASH services in the near to mid future for most settlements and

should not encourage people to think that an approach to WASH in settlements is

not needed.

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The NCD Water and Sewerage Act 1996 is the Act that gives Eda Ranu the

responsibility for providing water to all Port Moresby formal residents. The Act makes

no explicit mention of settlements, communities, or any pro-poor water provision.

The Community Service Obligation (CSO) is discussed in some detail throughout

this report.

2.4 Financial and Economic Considerations

Potential WASH projects cover a large range and scale of activities, including

hygiene awareness and behaviour, land ownership reform/formalisation, construction

of water/wastewater networks, water treatment plants, wastewater treatment plants,

public and private toilet facilities, and service level and metering considerations.

Whilst no financial or economic analysis is possible without specific proposals for

WASH projects, there are a range of economic and social benefits which are likely to

include:

• less community disease, decreasing health treatment costs and increasing

productivity;

• less time and effort spent on water collection, allowing labour (particularly for

women) to be allocated to other activities;

• environmental benefits associated with less pollution, including improving

performance of sectors that rely on water as a resource (e.g. fishing,

agriculture, tourism).

The Organisation for Economic Cooperation and Development (OECD) concludes

that the benefits from provision of basic water supply and sanitation typically far

exceed costs, with a benefit to cost ratio of 7 to 1. The OECD further observes that

benefits are likely systematically understated because of the difficulty of calculating

the economic value of important social benefits. For example, in addition to health

and productivity benefits, a well-functioning toilet provides benefits of dignity and

convenience, social status, safety at night, the ability to care for older relatives, and

reduced fear and anxiety.1

The community service obligation (CSO) policy framework (discussed further in

section 3.3.1 Policy and Planning) could allow WASH projects to be undertaken in

even the poorest communities without negatively impacting the financial

performance of Eda Ranu or WaterPNG. The CSO policy framework is intended as

an enabler for WASH projects, however an associated barrier may be the limited

understanding of the framework by Eda Ranu and WaterPNG staff and an

associated lack of willingness to exercise it due to either the low likelihood of

receiving funds or the lack of appropriate administration procedures.

Tariffs can be barriers or enablers for WASH projects, depending on the structure

and level of tariffs.

1 Benefits of Investing in Water and Sanitation: An OECD Perspective, OECD, 2011

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Water and wastewater systems typically have high fixed costs, with relatively low

variable costs associated with electricity for pumping and chemicals for water

treatment. This leads to regulators and economists to recommend “two-part” pricing structures with significant fixed charges ($ per day for connection to the system) and

volume charges ($/kL for metered water consumption and, sometimes, modelled

wastewater flows). The variable rate is set to reflect the marginal cost of water or

wastewater delivery.

However, in the poorest communities tariffs must be set at equal or less than current

payment for water (from less formalized services), to encourage uptake of services.

Higher tariffs result in uneconomic non-uptake or theft / illegal connection. Given the

benefit to cost ratios for typical basic WASH projects discussed above, it is likely that

the economic benefits of take up of basic WASH projects outweigh the costs of non-

cost-reflective pricing. That is, very low fixed charges and low variable charges

(lower than the cost of supply) are likely more desirable than providing an overpriced

service. However, if the supplier of water is a private or state-owned enterprise, then

financial feasibility and performance may make this difficult.2

As development occurs and as the benefits of a well-maintained legal

water/wastewater connection are experienced by users, tariffs can be gradually

increased.

Consistent with this approach, in its 2015 price review, the ICCC abolished

fixed/minimum monthly charges for residential customers and set a low variable

charge for initial “lifeline” water consumption for both Water PNG and Eda Ranu. To the extent that the poorest communities can afford even this regulated “lifeline” tariff, the current tariff structure is an enabler of increased uptake of services.

The tariff discussion above reflects the “normal” situation of water and sanitation supplied directly to each dwelling. However, basic WASH projects that implement

PNG WASH policy service levels, would likely include provision of communal

facilities, such as standpipes, water storages and in very specific circumstances

public toilets.

It is difficult to design a mechanism to recover the costs of these facilities from the

community. For example, it is difficult to exclude non-paying community members

from using the facility and, if someone can use the facility without paying, there is low

incentive for anyone to pay.

Solutions to this problem are limited. In some circumstances, it may be possible to

grant a local concession or otherwise provide staff to supervise the facility and take

payment for use. More often, the most basic level of service (standpipes, public

2 A tariff lower than the direct cost of supply can be efficient where there are positive externalities. For

instance, the economic benefits to society (e.g. lower healthcare costs) can be priced into the service. So the

efficient tariff for a service can reflect the economic cost of supply, taking into account benefits that are not

captured by the customer.

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toilets) is provided free to the community. Over time, customers can be directly

connected and begin paying for the improved service.

In summary, the communal nature of basic WASH projects provides challenges for

cost recovery. Difficulties associated with commercial arrangements for communal

services could be considered a barrier to basic WASH projects.

3 Barriers to Improving Access to WASH Services

The WASH Policy talks about developing sustainable approaches to WASH

improvements, particularly in rural and urban settings.

Figure 3 below identifies some of the key barriers that must be overcome if

settlement and urban village WASH conditions are to improve in line with the

ambitious national targets. Whilst there are many challenges, it is the interrelated

nature of these critical challenges that is holding the sector back.

Figure 3 - Challenges for Improving WASH in Settlements and Urban Villages

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3.1 Leadership

3.1.1 Policy/Planning

The policy and legislative framework for working in settlements in and around Port

Moresby is fragmented and unclear. Whilst there are a range of organisations that

have some involvement, and have some plans, there is a lack of coordination and

poor communication. In addition, it is difficult to find consistent data regarding

settlements, and certainly it is not all kept in one place.

Whilst specific reference to the Community Service Obligation (CSO) is not made in

the NCD WSS Act, Eda Ranu clearly accept that they have a responsibility to abide

by the intention of it. The CSO came into force in November 2012 and outlines what

is expected of both Eda Ranu and WaterPNG and of the Government. It outlines a

process for entities to apply for government funding to fulfil any community service

obligation. There is a detailed description of the process and timing for applications

and a commitment to value for money that allows Government to seek tenders from

private organisations. The CSO Guidelines allow Eda Ranu to cost in normal profit

margins and to detail how they will reduce the cost to Government over time.

However, it may be that current interpretations and practice regarding the CSO are

not in line with the intent of the Guidelines. There is a general feeling that as a SOE

Eda Ranu should provide at least a minimum service to all those in need. Given that

this normally involves providing a very low level of service it is not surprising that

users often do not pay.

From discussions with Eda Ranu it is apparent that whilst they have provided water

to many of the 114 settlements around Port Moresby, under their own interpretation

of the CSO, they have not received funds from Government for doing this. It also

appears that they have never submitted a proposal to Government for funding their

CSO activities.

This situation causes several issues. The practice of Eda Ranu providing water to

settlements has encouraged a feeling that water is free, certainly at the basic service

level. The fact that Eda Ranu have never proposed these activities to Government,

and have never received funding from Government, makes it difficult for Eda Ranu to

be commercially successful, or for them to provide anything other than a basic

service to settlements. The lack of engagement with Government around the CSO

Guidelines has allowed the deepening of the feeling that water is a free good and

has resulted in settlements having a very low-level service that is not valued or paid

for.

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3.1.2 Sector Capacity / Workforce Development

Whilst there has been a lot of work done on the development of the WASH Policy

and ambitious targets set, there has been inadequate analysis of local capacity to

respond to these targets.

Whilst it is possible that some communities may develop their own water supply

system, this is unlikely in most cases, given the land ownership challenge and the

lack of capacity to design/develop and manage water systems. For the “settlements” sector the main provider of water in Port Moresby will continue to be Eda Ranu.

For WASH improvements to be most effective they should be implemented in an

integrated way, one that addresses water, sanitation, and health and hygiene

simultaneously. Local capacity to implement effective sanitation and health and

hygiene programs is limited and mostly exists within the Department of Health

(Health Promotion), the NCDC, and the NGO/FBO sector.

UNICEF are currently in the process of conducting a capacity assessment of rural

WASH actors and agencies. Whilst this will be helpful for the rural WASH sector and

may have some benefit for the urban sector, it is unlikely to help understand local

capacity for working in the peri-urban sector.

3.1.3 Leadership and Woman

Recent elections in PNG have seen the reduction in the number of women members.

This reflects a society where women struggle to achieve any form of equitable

representation.

This is relevant to the WASH sector where the benefits of WASH improvements can

have a big impact on the quality of life of women. Given that women and girls are the

key users of water in the home, and the key carers of family members when they are

sick, water and sanitation improvements can make a real difference. This is

particularly relevant in relation to the management of infant faeces and menstrual

hygiene management.

Given the huge impact on the quality of life for all settlement residents that WASH

improvements can bring it is clear that a much larger representation of women would

benefit the sector.

Local leadership within settlements broadly reflects leadership across the country.

There are few women leaders in settlements, and a low number of representatives in

settlement committees, outside of the “women’s” representative role or the treasurer.

3.2 Community

3.2.1 Culture and Political Economy

Many people who now reside in settlements around Papua New Guinea still

remember a time when water was free. In most villages water was collected from

local sources owned by the community, with little or no infrastructure to transport

water.

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To a large extent this attitude towards water being a free good still exists, the

challenge is helping people to understand that as soon as water is transported,

through pipelines, tanks etc, then there is a real cost involved.

Whilst settlement residents generally do not have a strong or unified voice, they do

have a vote. The Electoral Commission compile and maintain a list of residents for

each settlement and whilst this is not a comprehensive list it does represent a large

number of voters.

The relationship between settlement residents and their political representatives is a

complex one and reflects cultural attitudes towards representation and accountability

the country over. The “wantok” system that governs these relationships creates a

dualism in behaviour that encourages political figures to act in certain ways, as

expected of them. This often manifests in public acts of support and generosity, for

instance paying a settlement community’s outstanding water bill, however that act also creates a reciprocal act of support by residents.

This relationship may be counterproductive in terms of residents being able to

express their needs and priorities in a forceful manner and expect action on their

behalf.

Whilst residents are living in very basic conditions, they can be considered a

captured source of political support. They know that if they do not support their

representative, then that representative will not support them.

How this influences decisions around prioritising development activities and

investments is still unclear, but some evidence would suggest that this situation is to

the benefit of the representative and the detriment of settlement residents.

Many settlements have had a limited water supply installed as a result of political

support from their member. This is generally done as a CSO commitment and

usually includes a pipeline from an existing service point, and one or two water

points in a community. Residents consider that such a service has been “provided” by government. In addition, this has seldom included sufficient work on organising

the community to manage and pay for the water provided, especially in settlements

where people come from many different places and do not necessarily trust those

from other provinces.

This situation has normally resulted in a limited supply that is not paid for by users.

Given the poor service level of many of these systems, it is not surprising that

residents seldom pay for it. Unpaid “community” water bills mount up to a point where Eda Ranu have no choice but to disconnect the service. Many times, when

this happens the account is paid up to date by the Member or a prominent person.

This situation has contributed to settlement resident’s attitudes towards paying for water. The water is installed for free with little consultation, the service is often so

bad that no one pays for it, when the service is disconnected then it is paid by a

politician.

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3.2.3 Governance

Governance in settlements is varied and diverse. Given that all settlements are

slightly different, and have developed informally, there are no guidelines or

structures to be used or followed.

Most are comprised of people from a number of different provinces. Whilst there are

people who would be considered leaders to others from their own province, they

would not be considered leaders by people from other provinces.

Most settlement communities who have received some form of water supply, have

established a Water Committee. Given the size of many settlements, members of the

community may or may not be familiar with the members of the Committee.

Committees usually are made up of prominent people in the settlement, those that

have some form of relationship or something in common with the representative

member.

Currently there are approximately 112 settlements around Port Moresby that have a

“community” account with Eda Ranu. Very few of these accounts are paid and many

have never been paid from the day of installation.

Governance in urban villages is stronger than in settlements. Leaders are

recognised and do have some authority when dealing with the management and

payment for services. Community managed schemes with shared standpipes are

more likely to be successful in an urban village with recognised leaders and a sense

of shared responsibility.

3.3 Technology

3.3.1 Water supply

Residents in settlements in Port Moresby use a variety of different water sources.

Most use water provided by Eda Ranu, but seldom pay Eda Ranu for it, instead often

collecting it from markets and water vendors. In addition to mains water they use

rainwater, spring water, water from hand-dug wells, and water from surface water

sources, there is very little use of handpumps or boreholes for domestic water

supplies in settlements.

When they are using water provided by Eda Ranu and collecting it within the

settlement, it is normally collected from a standpipe. Standpipes are generally in

poor condition meaning that the tap is often broken, and that the facility is poorly

designed or constructed.

Most settlements have no water storage and so only get access to water when there

is sufficient pressure. Given that the flow is often dictated by prevailing pressure in

the system or by Eda Ranu regulating the pressure to reduce losses, residents do

not know when water will flow, or when it will stop. This means that residents have to

form a queue in order to wait for the water to flow. This often causes conflict when

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people leave their containers in the queue but may not be there when the water

starts to flow.

Settlement residents collect water in a variety of different sized containers, the

biggest being approximately 20 litres. Since most people do not live close to the

Standpipe they have to walk and carry heavy loads, restricting the amount that can

be transported (and used), and often causing physical stress and injury. Many

people store water in or close to their house, often uncovered. There is little

discipline or knowledge regarding the effective use of dippers to use water and

minimise contamination and it is likely that water will become contaminated between

being collected and being used.

Many of the community water systems that provide water to settlements are

constructed as a response to a community service obligation and at the request of a

politician. This often means that they are constructed with inadequate funds and

subsequently provide low service levels and are constructed with low cost materials.

Many systems consist of a HDPE or PVC pipe that connects an existing main to a

settlement. Such pipes are poorly buried and often dug up by residents in order to

install an illegal connection.

3.3.2 Sanitation

Sanitation in Port Moresby and more broadly in Papua New Guinea is a real

challenge. It is difficult to get accurate figures concerning the different sanitation

methods that are being used in Port Moresby, but it is apparent that only a small

percentage of fecal sludge is being safely managed. The draft Sanitation Cityscape

diagram below illustrates the size of the challenge. Some of the figures are

estimates, that are on the conservative side.

Figure 4 - Sanitation Cityscape Port Moresby (Marshall 2018)

Total Faeces Production of Port Moresby

OD 20%Septic 25%Sewers 14%

Treatment

Plant

80%

Discharged

to Sea

20%

Discharged

to TP 50%Other 50%

11.2% 2.8% 12.5% 12.5% 20%

73m3 18m3 81m3 81m3 129m3

Draft Sanitation Cityscape of Port Moresby

Latrines 41%

Effective 16% Ineffective 25%

16% 25%

103m3 161m3

Green = 257m3

Yellow = 18m3

Red = 371m3

TOTAL NOT SAFE= 389m3 per day

Population 860,000

Average FS per person 0.75 litres

Total FS = 645m3

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The current estimated population of Port Moresby, including settlements, is 860,000

people. It is difficult to estimate exactly how much fecal sludge is produced by one

person in one day given the range of influencing factors (diet, climate, health etc)

and the varying levels of excreta to urine. However, if each person produces 0.75

litres of fecal sludge each day, then a total of 645m3 are produced each day.

Currently Eda Ranu has 15,762 sewerage accounts. If we assume that each one

services 8 people, this means that 121,367 people are using sewerage. As shown in

the diagram above, this equates to 14% of the total population of POM. There are

two sewerage systems in POM, one serving coastal houses, the other an inland

system. Of all sewerage 20% is part of the coastal system and discharges directly to

the sea through a series of sea outfalls, and 80% is part of the inland system and is

directed to the treatment plant. So, a total of 91m3 of sludge is being managed

through the sewage system.

The figure above assumes that 25% of the population use septic tanks, half of which

are emptied and discharged at the treatment plant, and the other half dumped at

locations around town including at the local waste facility and in drains and small

rivers. This means that 12.5% of waste is considered “safe” equating to 81m3, and

the other 81m3 is considered “unsafe”.

Assuming that 41% of people are using some form of pit latrine, 16% of which are

effective and 25% are ineffective. This means that 103m3 are considered safe, and

161m3 unsafe.

The remaining 20% of waste is people defecating in the open, or 129m3.

So as shown in Figure 4 there is a total of 645m3 of fecal sludge being produced

each day with 257m3 of this being treated. There are 18m3 being discharged

through sea outfalls with no treatment, and 371m3 that are not being treated but

remain in POM.

Sewerage is extremely expensive and coverage in Port Moresby is not likely to be

significantly improved over the next fifteen years, although the recent Port Moresby

Sewerage System Upgrading Project (POMSSUP) has improved some existing

systems and increased connections. Therefore, sanitation solutions need to be found

that are inexpensive, appropriate, available, and acceptable. Currently there are few

options available to people living in settlements. They have limited space, limited

money, and insecure land tenure. This means that people do not want to invest in

sanitation technology or to improve their own sanitation situation without

considerable encouragement, support, and assistance from others. It has been

observed in many situations around the world that when people get more secure

tenure over the land where they live, they start to improve their house and their

general living conditions, including toilets.

Most people living in settlements use a pit toilet. These are normally unimproved

meaning they have a wood or mud and wood slab. They have no design features to

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discourage the movement of flies, are often full, and are constructed close to the

house. Whilst some people have obviously spent money on these toilets, they are

still poorly constructed, and whilst they may have concrete floors or risers, they still

do not operate as an effective barrier to the transmission of disease.

3.4 Land – Impact of Insecure Tenure

Whilst there are many different classifications of land type, they broadly fall into one

of three categories. These are customary land, State owned land, and privately-

owned land. By far the most common in PNG is customary land with approximately

97% of all land being held in this way.

Customary land is land that is owned and controlled by the customary owners, the

people who have lived on that land for generations. Whilst it can be transferred, the

process is lengthy and complex. Sometimes when customary land is transferred,

“new” customary owners appear and claim that the land was not the property of the sellers, and so it cannot be legally transferred. This results in lengthy and expensive

land disputes that can last for many years and can lead to conflict.

Approximately 2% of land in PNG is government or State-owned land, land that

has been “alienated” from its customary owners, and legally registered as

government land. This is true of parts of Port Moresby, with the land often being left

abandoned and an obvious target for settlement. Just less than half of the

settlements in Port Moresby are on state-owned land with half on customary land.

Currently in Port Moresby there are several settlements that are on privately owned

land, land that has been granted to a private developer for the purposes of

development. When such land has existing settlers on it, the NCDC have told the

developer that it is their responsibility to accommodate or relocate the settlers. This

is difficult for the developer who has little chance of success, this can easily become

a volatile political situation. At this point in time there are a number of developers

who have purchased land from the government but cannot find a way to successfully

develop it.

The issue of land ownership and the right to use land is a critical factor in developing

services for settlements in and around Port Moresby. Land ownership and secure

tenure could be considered one of the most critical elements of sustainable WASH

improvements in settlements around POM.

A study conducted in 2006 of informal settlements in Honiara and Port Moresby

(Chand and Yala 2008) concluded that insecure land tenure often causes:

• Poor access to basic services. Settlers often share toilets and water sources

and lack facilities for disposing of waste.

• Large family groups to settle close to each other to provide security for people

and property. But having large households involves sharing income, an

arrangement that taxes the most productive member.

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• Opaque ownership rights to land has exposed settlers to multiple and

sometimes cascading taxation by their patrons and, in some cases, by a

multitude of landowner groups.

• Incidences of regularising tenure have nearly always been followed by rapid

improvements in housing quality.

The study also concluded that many respondents said that whilst they lived on State

land, they were vulnerable to eviction at any time, and that their tenure rested on

maintaining strong political relationships with their Member. However, for the

Member there was a risk that their support base could be eroded when constituents

become more land secure.

In the same study, settlers often felt more secure on customary land than on State

land. The reasons they gave for this included that they had greater trust in traditional

agreements and that landowners were less able than the State to forcibly evict them.

As Port Moresby has grown, NCDC have, in the past, identified State land for

development, this has led to the eviction of residents of some settlements, causing

them to settle new areas, or to make existing settlements larger with additional

cultural and ethnic conflict more likely. More recently NCDC have concluded that

moving residents of settlements is no longer viable, they have nowhere else to go,

and are starting to plan ways of formalising settlements where residents are already

in place.

Land tenure is particularly relevant in terms of providing services to settlements

given that the Port Moresby water utility Eda Ranu is not mandated to deal with any

properties that are not legally registered, meaning that if they are not considered a

“rateable” area, then Eda Ranu should not provide services.

Whilst this is a clear legal statement, Eda Ranu as a State-Owned Enterprise also

has a “Community Services Obligation” (CSO) to serve all residents of Port Moresby,

including the very poor and those living in settlements.

The lack of formal land tenure and location documentation also makes it difficult for

Eda Ranu to bill for services at the household level, and to establish formal

easements where they can place their pipes, and pipe trenching and location has

caused problems in the past, with conflict always close to the surface.

Throughout the Pacific these forms of insecure land tenure are often closely aligned

with poverty. Although in more recent times some relatively wealthy residents have

moved into settlements, as rents have risen in town, poverty is still a major

characteristic of settlements in PNG and the Pacific.

The current situation accepts that there are people without any rights at one end of a

tenure continuum to those with solid contracts held in the land registry at the other.

This mix of land “ownership” or security, and housing arrangements is central to

people’s decisions around investment in basic urban services and better houses.

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Proponents of land titling argue that illegality discourages capital investment and that

legal tenure is a prerequisite for investment. Others suggest that it is the fear of

eviction that discourages investment. Either way, feelings or perceptions of tenure

security, regardless of whether it is formal title or not, is key to breaking the poverty

cycle and is intrinsically linked to investment in basic urban services.

Lessons learned from the Yala and Chand study include:

Accept informal urban settlement as a permanent feature

Urban settlers are a permanent feature of the Pacific landscape, a fact that needs to

be accepted by the wider population. While settlers are sometimes seen as a

problem, they provide much of the labour needed in the cities in which they live and

supply most of the garden produce consumed by urban residents.

Acknowledge that settlers are not deterred by a lack of secure tenure

Urban areas will grow despite a lack of secure land tenure. Informal arrangements

have evolved to provide the minimal level of tenure security required for settler

housing to occur.

Account for the consequences of inadequate urban land with secure tenure

The lack of access to urban land with secure tenure has resulted in negative

spillovers that have an impact on wider society, such as poverty, overcrowding,

increased conflict and loss of public revenue. The consequences of a lack of land

with security of tenure for urban housing include:

• the high cost of housing in the formal settlements

• the poor access to basic services in informal settlements

• the higher levels of poverty and overcrowding in informal settlements

• the higher levels of dispute and conflict over land and resources

• the loss of public revenue from unregulated access to utilities such as water

and electricity in the informal settlements.

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4 Enablers for Improving Access to WASH Services

For WASH improvements in settlements and urban villages in Papua New Guinea to

be effective a number of critical constraints must be simultaneously addressed.

These are discussed above and form a number of vicious circles that fuel an

impediment to progress. Figure 5 below shows a range of key enablers that fall into

the following four categories: leadership, community, technology, and sector capacity

(see figure 5 below).

Figure 5 - Critical Enablers for WASH Improvements

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4.1 Leadership

4.1.1 Coordination Arrangements

There are many organisations that play a role in the “WASH in Settlements” sector. Government agencies have made some attempts to organise to face the challenge,

but more needs to be done. With the development of the WASH Policy there are now

opportunities to review leadership and coordination mechanisms.

The NCDC is the key planner in identifying and developing areas for formalisation

and provision of services. The WASH PMU should monitor water, sanitation, and

hygiene status and improvements nationally and advocate for funding both nationally

and internationally. In addition, Eda Ranu (and Water PNG for settlements for the

rest of the country) are responsible for the provision of water services and authorised

to receive payment for such services, both in the form of tariffs and payments by

government for fulfilling community service obligations.

With the development of the WASH Taskforce into the WASH Steering Committee, a

sub-committee that deals only with peri-urban WASH has been established. This

includes all key organisations that deal with settlements including DNPM, the Office

of Urbanisation, the NCDC, the Department of Lands, Eda Ranu, WaterPNG and

others including key NGOs.

The sub-committee brings together key players and ensures that there is sharing of

information and plans, and that WASH improvements can be targeted to where they

will have the most impact.

One of the first functions of the Peri-Urban Sub-Committee will be to bring all parties

up to date with the existing development plans of the Department of Lands and the

NCDC. One of the key challenges to improving WASH services is the type of land

tenure that settlements have. If the NCDC can share their plans for developing POM

and can show which settlements are likely to be formalised, then a prioritisation

process could be implemented that allows Eda Ranu to plan for improvements in

settlements that will be formalised, lessening the issue of whether they have formal

tenure over the land they live on.

4.1.2 Policy Framework

With the development and acceptance of the National WASH Policy the policy

environment is improving. Whilst there is still some confusion over who is

responsible for the design and implementation of WASH projects, there is at least

national recognition and enthusiasm for improving WASH coverage.

For Port Moresby one of the key pieces of legislation that affects settlements is the

Community Services Obligation (CSO) as discussed in section 3.1 above.

A “Community Service Obligation” can only arise when the Government, through the

National Executive Council (NEC), directs a SOE to provide goods and/or services

for which the user fees are insufficient to cover the full costs of the provision of the

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goods and/or services and provide a commercial return consistent with the principal

objective of the SOE.

Current interpretations are not aligned with the above. Billing information from Eda

Ranu shows that they are currently owed more than K3.3m through outstanding

settlement accounts. This is the amount owed by accounts that have been set up to

provide water to Port Moresby settlements, and that could easily be conceived and

proposed as CSO activities.

If Government were to ask Eda Ranu to properly cost their CSO activities, and to

invite private organisations to compete for the right to offer these services this would

encourage a shift in attitudes towards the value of water and would create a

competitive environment that would encourage both value for money, and the

improvement of services.

4.1.3 Pro-Poor Approach

A pro-poor approach needs to be adopted that recognises the difficulties people face

and finds ways to support them to engage with the water and sanitation sector in a

constructive way.

Eda Ranu will be key to this and are already discussing ways to make it easier for

people to have affordable and convenient bills. The current tariff structure of Eda

Ranu includes a rate of K1.5 per kilolitre for people using community standpipes.

However, for most “community” accounts they have negotiated and agreed an MOU that includes a standard rate of K1 per kilolitre. In addition to this consideration

should be given to establishing a flat rate tariff for users of community standpipes,

this will make bills more predictable and allow people to better plan for payment.

Where standpipes are used then the level of service should be reviewed, and WASH

Policy service levels implemented. People will be far more likely to pay their bill if

they have a better level of service. The WASH Policy states that a standpipe should

only serve 50 people, five to seven houses.

Currently to pay a water bill to Eda Ranu a customer has to travel to the main office

in the city. This is quite a distance for most settlement residents and takes time and

costs money. Eda Ranu are considering ways to alleviate this constraint by

establishing a satellite payment office/kiosk closer to settlement residents and/or

developing a mobile collection service. Some consideration could also be given to

allowing weekly bills which will be smaller than the current monthly bill.

A proactive approach to land tenure is needed that allows Eda Ranu to provide

household connections to houses that do not yet have legal ownership of their land.

Gaining formal ownership is still a time consuming and unpredictable process and so

other forms of “verification” should be considered. This could include things like the

Electoral Roll or the development of a certified list of residents that is validated by a

settlement committee and signed off by a government department, most likely

NCDC.

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Currently Eda Ranu do occasionally provide household connections to houses with

no legal tenure. This is generally on a case by case basis and involves validating

that the applicant has suitable (formal) employment and a bank account. If these

conditions are met and the applicant is prepared to pay the connection fee

(approximately K800), then they can be connected. Establishing a system where

applicants can pay for their connection by instalments paid as part of regular bills

may help to encourage household connections.

Research in Port Moresby (Tete WASH Household Survey 2018) suggests paying

water bills to water utilities is the preferred payment method as the money is seen as

going straight to the service provider as a direct payment for the service. Ensuring

that settlement households can be billed directly, rather than having to pay a water

committee representative within the settlement, will increase payment levels and

help to develop a positive customer/provider relationship.

4.1.4 Gender

A greater balance of the involvement of women and girls in all things WASH is

critical. This includes real and representative involvement in WASH Committees,

consultation around design of water and sanitation facilities, management of

systems, health and hygiene activities, and representation at all levels of government

and other organisations/institutions.

There is some evidence that shows that targeting women as individual customers

could better increase the number of connections to water and sewage services than

a non-targeted approach.

Women living in settlements generally spend more time collecting water than men,

are more impacted by water related family illnesses than men and are more likely to

take advantage of improved service levels where available. Menstrual hygiene is

challenging in most settlements and improved water availability and girl friendly

toilets will help to reduce infections and allow women and girls privacy and dignity

when managing their monthly cycles.

Many of the women living in settlements are farmers and street vendors. This means

that they would benefit greatly from reduced time spent collecting water, and

increased time spent on income related activities.

The WASH Policy and related influx of funding is an opportunity to noticeably

increase the involvement of women. Water Committees, particularly when accessing

donor/government funding, can be structured to ensure the equal involvement of

women.

4.2 Community

4.2.1 Participation and Role

Working with existing organisations in settlement communities is critical, but an

appreciation and understanding of such groups is important before fully validating

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their role. Broad discussions need to be held with residents to ensure a good

understanding of the makeup of the community, particularly an understanding of

governance structures within the different groups of the settlement.

Developing effective relationships with a settlement community can be a slow

process, and one that cannot be hurried. It is important to not validate an individual

or group, before you fully understand the role they play, and who they represent.

Many settlements in Port Moresby are unsafe to outsiders. A strong relationship with

accepted leaders is essential and will help to allow contact with residents and field

visits to assess conditions and opinions.

Once a representative group of people have been identified then regular face to face

meetings between the residents/committee and the facilitator is important.

Settlement residents are used to being left out and seldom consulted, regular

meetings help people to develop trust and to keep them properly informed.

4.2.2 Evidence and Data

To design an effective WASH project a detailed consultation process is essential,

this may include a detailed WASH Household Survey, if time and funding allows. A

Survey not only allows for the collection of key data, it also reinforces the

consultation and participation process and helps to build strong relationships.

Gathering of data at this early stage ensures that any designed activities have a

strong chance of being successful and helps the community themselves to

understand things that they had not considered. It also builds a baseline of

information that can then be used to monitor the progress and impact of the project

and ensure that critical lessons are learned and shared.

4.2.3 Service level Choices

Whilst it is easy to imagine that a community standpipe level system is the right

solution for Port Moresby settlements, the performance of such schemes, both in

PNG and around the Pacific is generally disappointing.

In areas where water is scarce, and people are used to travelling long distances to

collect it, community connections may well be viewed favourably by residents/users,

however they also have the potential to increase conflict amongst users.

It is important that an acceptable level of service is provided if people are expected

to consistently pay for water, this means both the distance to a water point, and the

number of hours it operates each day.

Evidence suggests that not only are settlement residents prepared to pay for water,

but that many are already paying more for water that they obtain from water vendors,

than if they were paying the published tariff to Eda Ranu.

Household connections as a starting point should be the default service level, with

funding considerations and affordability challenges meaning that lower levels should

be considered.

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4.2.4 Health and Hygiene

For a WASH project in a Port Moresby settlement to be successful there are several

things to consider. Success can only be claimed if the impact of the project includes:

• Consistent supply of good quality water to residents

o Minimum of 50 l/p/d

o No disconnections by Utility (except for non-payment or vandalism)

o Water is clean and potable

• Supply to be close and reliable

o Within accepted distance – say 150m

o Runs for 24 hrs a day

• Consistent payment for water by residents

o High payment rates are maintained

• Improvements in WASH related health indicators

o Decrease in diarrhoea

o Decrease in open defecation

o Increase in number of effective toilets

For a project to address all of the above consideration should be given as to how

and when to combine the various components, including when to make it compulsory

in order to access other improvements.

Implementing only water supply improvements for a settlement may not have the

impact expected and could increase the incidence of disease if people start to use

water in poorly constructed latrines that do not have effective confinement tanks or

soakaways.

One approach may be to insist that for a household to access an improved level of

water supply, they must have an effective toilet that includes provision for

handwashing. At the very least a WASH project that improves the provision of water,

should also improve people’s understanding of disease transmission pathways and

the behaviours they can adopt to minimise disease transmission.

4.3 Technology

4.3.1 Water

From a technology perspective water supply infrastructure for settlements needs to

be affordable, robust, and appropriate. Locally produced equipment is likely to be

appropriate to the setting, and provided it is of good quality, should be used

wherever possible.

Whilst standpipes are the most common form of water point in settlements, they

have not received sufficient attention and are still rudimentary. Community input is

needed to improve standpipe designs and to ensure that they are appropriate,

effective, and long lasting. This should include designing and testing new standpipe

installations that are easy to use in terms of collecting water in various containers,

are easy to maintain, in terms of minimising breakages and constructing appropriate

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drainage, and are designed to provide adequate water for the expected number of

users (max 50 users per tap).

Community standpipes and household connections can be fitted with a meter to

measure the amount of water being used. Consideration should be given to trialling

pre-paid meters that only provide water when it has been paid for. It may be difficult

initially to trial pre-paid meters on community standpipes, given the governance

complexities and the potential for conflict between community members but these

can be trialled on a household basis, any given household may choose to also sell

water to their neighbours.

If effective management processes can be developed that encourage and reward

responsible management of settlement water supplies, and a community

management model proven that accounts for total water consumption, then illegal

connections will be less of an issue. . HDPE pipe and compression couplings are

particularly easy to use and allow great flexibility for re-use or re-direction,

galvanised iron pipes are more difficult to tamper with, but are expensive and more

difficult to install.

Given the possibility of settlement water supplies being unreliable, and likely to be

intermittent in supply, bulk storage should be used whenever possible. Bulk storage

should be considered at both the system level and the standpipe/household level

with a mix of ownership that includes system (Eda Ranu) and household owned.

Constructing systems that have storage built into them supports resilience and helps

to reduce peak demand and allow for smaller diameter (and cheaper) pipelines.

4.3.2 Sanitation

The sanitation status of settlement residents is generally very poor. Whilst most

residents have some form of pit toilet, they are generally basic in design and

construction, are often full, and do not form an effective barrier to the transmission of

disease.

Currently health and hygiene behaviour and knowledge are poor particularly the

management of infant faeces. Handwashing is seldom practiced with a lack of water

often given as a reason for this.

A broad “Sanitation in Settlements” program that targets all settlements is needed.

Such a program would include the development and adaptation of an urban CLTS

approach (UCLTS) that better responds to settlement conditions. Such an approach

would combine existing resources from NGOs, government departments (NCDC, D.

of Lands, D. of Housing) and donor funded activities. The program should be

implemented through the WASH PMU of the DNPM and include the development of

an UCLTS that focuses on ending open defecation and improving existing toilets,

and develops a suite of appropriate low-cost sanitation options.

Current construction capacity appears poor and local supply of materials is

unreliable and expensive. A national Sanitation in Settlements program could take

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advantage of scale and work with local suppliers to provide cheap and packaged

materials for toilet construction. Again, given the scale of such a project the

development of the sanitation supply chain should be considered and supported

through either government, private, or community organisations, such an approach

would benefit all settlements but would also provide a wealth of lessons for rural

settings, including the development of local hardware solutions.

Given the WASH policy includes ambitious targets for sanitation coverage (70%

coverage nationally) an effective approach to improving sanitation in settlements is

needed. There are currently upto 1 million people living in settlements in PNG, from

recent studies in Tete , Vanimo and Kerema, it is apparent that current coverage

figures are very low.

4.4 Land Tenure

Addressing the land tenure challenge in a pro-active and pragmatic way. This is a

big issue and an ongoing challenge for PNG, that impacts many sectors not just

WASH. Whilst the challenge of secure tenure may be bigger than WASH sector

considerations, new and practical solutions are needed to incentivise both Eda Ranu

and communities themselves to invest in improving services.

A range of temporary or transitional land tenure arrangements are needed that give

the tenant some level of security and allow Eda Ranu to provide services. This would

help to improve both water and sanitation services.

This could include temporary occupation licenses as have been implemented in the

Solomon Islands and/or establishing some settlements as “informal settlement zones”. Meaning they are recognised as being informal settlements locations that will eventually transition to formalisation.

4.5 Sector Capacity

4.5.1 Capacity Assessment

The WASH sector has gained momentum over the last three years with support from

the Asian Development Bank, the World Bank, the EU and UNICEF. There is now a

growing recognition of the need for institutional strengthening and to building

capacity of the sector. This has resulted in the influx of substantial technical support,

particularly in developing and producing the Policy and the Strategy.

A recent UNICEF funded and supported capacity assessment has been conducted.

The assessment focussed on local capacity to implement the WASH Policy. Whilst it

looked mostly at the capacity of LLGs to develop and implement annual WASH

Programs, it is useful for considering capacity in the peri-urban sector also.

In order to achieve the targets in the Policy things will have to move fast and

progress needs to begin very soon. It is important that future capacity is considered,

even if this means a slowing in achievement of current targets in the short term

whilst people are trained in WASH principles and skills.

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4.5.2 Technical Assistance

A national WASH Capacity Building Strategy will allow Government to decide where

technical assistance is needed, and the role of that assistance.

There will be a need to learn from global experience and to gain exposure to WASH

innovations. There will also be a need to work at the speed that local capacity

dictates. Rapid initial achievement of targets may be politically attractive however a

concerted effort is needed to build local capacity for sustained improvements.

By developing a national capacity building strategy attention can be given to the role

of technical assistance, and to maximising knowledge transfer. Wherever possible

technical assistance consultants should have at least one counterpart and should be

partnered with them for all inputs. Attendance at meetings should always include

national staff, and individual capacity building plans should be developed for national

officers. This should include working alongside key technical assistance consultants,

mentoring, and training.

4.5.3 Eda Ranu / WaterPNG

The Government have recently announced that Eda Ranu and WaterPNG are to be

merged. Currently Eda Ranu are responsible for water and sewerage for Port

Moresby and WaterPNG for water and sewerage for all other urban/town areas.

The merger will require a review of the operating structure of both entities and the

consolidation of roles, particularly at the higher levels of management. There is an

opportunity to strengthen the focus on “peri-urban” WASH throughout the country. A

strong institutional focus on the peri-urban challenge, given that it is currently 1

million people, will allow the rapid development of approaches that will encourage

WASH in settlements and encourage settlement residents to pay for the service they

receive.

A pro-poor approach to settlements that includes entering into direct relationships

with settlement residents, reviewing appropriate tariffs and billing systems, and

welcoming settlement residents as valuable customers will greatly enhance the

financial viability of the new entity and contribute to a much healthier Papua New

Guinea.

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5. Recommendations

5.1 Reviewing and Reducing Targets

According to the definitions in the National WASH Policy both settlements and urban

villages are included in the “urban” category when discussing targets.

Current targets contained in key planning documents are highly ambitious. Table 1

below shows that not only are they ambitious but there is some variation depending

on which documents are considered. The Medium-Term Development Plan (MTDP)

states the targets differently in the different volumes.

Table 1 - Current WASH Targets

The MTDP includes targets up to 2022. As shown in table 1 MTDP volume 2 has

targets of 100% for urban access to drinking water and 80% urban access to

improved sanitation and 75% rural access to drinking water and sanitation. MTDP

volume 1 has the same urban targets but lower rural targets, these being 50% rural

access to drinking water and 20% to improved sanitation.

The National WASH Policy has targets of 95% for urban access to drinking water

and 85% urban access to improved sanitation, and 70% for rural access to both

drinking water and improved sanitation. The WASH Policy targets are for the year

2030, whilst the MTDP targets are for 2022.

So, if settlements and urban village targets are assumed to be as per urban targets,

this means 95% access to water and 85% access to improved sanitation by 2030

(WASH Policy). This will require careful planning and ensuring that settlements and

urban villages are incorporated into the POM Water and Sanitation Masterplan that

is currently being developed.

A review of these targets is recommended in light of the work that has been carried

out in the last 24 months. Targets need to reflect the reality on the ground as well as

be aspirational but must be nearly achievable for them to drive behaviour and

performance within the sector.

To ensure clarity and allow for clear planning it would be beneficial to separate

settlements and urban villages into their own “peri-urban” category.

Document Baseline

2016 2018 2019 2020 2021 2022 2030

MTDP 3 Volume 2 - page 65

Proportion (%) of urban population using an improved drinking water source 88 90 92 95 98 100

Proportion (%) of urban population using an improved sanitation facilities 56 60 65 70 75 80

Proportion (%) of rural population using an improved drinking water source facilities 33 40 45 50 65 75

Proportion (%) of rural population using an improved sanitation facilities 13 20 35 50 60 75

MTDP 3 Volume 1 - page 50 2016 2018 2019 2020 2021 2022 2030

Proportion (%) of urban population using an improved drinking water source 88 100

Proportion (%) of urban population using an improved sanitation facilities 56 80

Proportion (%) of rural population using an improved drinking water source facilities 33 50

Proportion (%) of rural population using an improved sanitation facilities 13 20

WASH Policy - page 8

Proportion (%) of urban population using an improved drinking water source 88 95

Proportion (%) of urban population using an improved sanitation facilities 56 85

Proportion (%) of rural population using an improved drinking water source facilities 33 70

Proportion (%) of rural population using an improved sanitation facilities 13 70

Targets

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5.2 National Commitment and Coordination

For an effective program of WASH improvements in settlements and urban villages

to be successful an integrated management approach is critical. PNG now has a

WASH Policy that lays out targets for the next 10 years.

The WASH PMU, which will become the National Water, Sanitation and Hygiene

Authority (NWSHA) faces a challenge in both the rural and the peri-urban sector. It is

unclear yet what level of staffing will be dedicated to addressing the settlements and

urban villages challenge.

It is critical that the peri-urban sector is considered a high priority and that senior

staff are appointed to handle it at the WASH PMU (NWSHA), Eda Ranu and

WaterPNG, rather than junior staff who sit underneath senior staff whose primary

focus is the rural or urban sector. Technical assistance is needed to support the

WASH PMU/NWSHA address the peri-urban challenge and to build capacity for

future programs.

5.3 Sustainability and Eda Ranu

Whilst there are a range of options for WASH projects and a host of different

settlements to implement them in, sustainability for both Eda Ranu and WaterPNG

must be one of the driving criteria in choosing any approach.

Most people living in settlements use water that has originally been provided by Eda

Ranu but are not paying for it or are not paying Eda Ranu for it. For sustainable

water services to be provided to settlements there needs to be a change in the

relationship between Eda Ranu and settlement communities.

In the past there have been many failed community managed water systems

installed in settlements. These have generally failed for two interrelated reasons, the

level of service has been too low, and payment levels have been poor.

Residents of settlements don’t pay for water because they do not trust the payment system that they are forced to use, and the level of service they receive is so low.

Mostly they are expected to pay a community water committee who should pass that

money onto Eda Ranu, this has seldom worked successfully.

Another challenge is that if one resident does pay for water, but others don’t, then eventually the system is disconnected, why pay for water if you are going to be

disconnected the same as those that don’t pay. This is one of the main arguments

for household level supply.

Most people believe that Eda Ranu are a trustworthy organisation with reliable

systems, including a reliable finance system. If a direct relationship can be formed

between residents and Eda Ranu, and payment methods made easy, then residents

will be far more likely to pay for water.

This concept is currently being trialled through the Water Supply Scheme for Tete

Settlement Project and should be carefully monitored, and lessons learned that will

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support the development of management mechanisms that allow customers to pay

directly to Eda Ranu and not through community water committees.

The incentives are there for Eda Ranu. If they can establish a system where

settlement residents pay them directly, and receive a reasonable level of service, this

will have a significant impact on the financial viability of the organisation. There are

currently 114 settlements around Port Moresby, if they were all paying for the water

they use, at accepted Eda Ranu tariffs, this would increase revenue dramatically.

5.4 Community Involvement

In locations where household level services and billing are not possible, then a

strong and representative community organisation is a key requirement for the

success of WASH improvements in settlements and urban villages.

From the research that has been conducted, including the Tete Settlement

Household WASH Survey, it is apparent that the capacity and performance of

WASH/Water Committees has in the past been poor. This has contributed to low

levels of trust between residents and Committee members, and to low levels of

payment. Whilst it is important to explore other ways of managing money, including

direct payment to Eda Ranu from the resident, there is still a significant role for the

Water Committee.

Community involvement in all aspects of design and construction will ensure that

facilities are constructed in the right place, and in a way that reflects how they will be

used by the community. This should include the choice of service levels, the choice

of water point design, the location of water points, and the location of pipelines and

meters.

Management of water points should be the responsibility of the community through

the Water Committee. This should include ensuring that it is kept tidy, that drainage

is effective, that misuse and damage is minimised, and that any issues are quickly

reported to the Eda Ranu.

The Water Committee should also, whilst not being responsible for the collection or

management of monies, help to monitor payment levels and to promote payment.

This could be through the use of a Water Point Notice Board where key maintenance

and payment information can be shared. The role of the Water Committee is to

mobilise the power of peer pressure, through communication, to ensure that people

appreciate what happens if payment levels are low, and to support the Utility in

communicating the importance of paying for services.

Given that settlements are characterised by households who have no legal tenure

over the land where they reside, the WASH Committee can act as a “post office” to

support the distribution of bills, and to support the certification of residents, along

with the use of other data sources including the Electoral Roll or Residents

Association records.

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5.5 Options Assessment for Increasing WASH in Settlements

Effective WASH interventions require an integrated approach, one that ensures a

reliable and affordable source of water, before supporting the improvement of

sanitation facilities and hygiene behaviour.

Given the size of the population living in urban villages and settlements in Port

Moresby, providing them all with household level services will be challenging, and

some compromise model will be needed in the short term, ideally the compromise

model will be designed and installed in such a way as to be upgradeable and lead to

future household level services.

Figure 6 below shows recommended options, these include both those in green and

yellow, options in red are only considered appropriate in specific circumstances. This

is likely to be when people have very poor access to clean water and are already

paying high rates for water collected from informal water vendors.

Household connections means that each house has their own supply and pay their

own bill. This level of service greatly reduces the challenges faced when having to

rely on other members of the community and having to share bills and organise

reliable payment procedures. In addition, if pre-paid meters are used then many of

the challenges involved with sending monthly bills and handling disconnections when

people don’t pay will not be faced. People will be paying for water before using it,

and the meter will only operate when they have credit, there will be no need to

physically go and disconnect them.

Household level connections is the only level where people do not have to collect,

transport and store quantities of water, making them prone to contamination. Also,

this level of service means that people have sufficient quantities of water available

for all household members for all purposes, drinking, use in cooking, washing the

hands and body, menstrual hygiene, managing infants faeces, washing clothing, and

washing and cleaning the immediate household environment. This level of service

will have the biggest impact on the health of the individual, the family, the settlement

or village community, and the whole town or city.

Figure 6 - Recommended Water Options

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The meter farms approach is currently being trialled in Lae. This approach allows

for household meters for settlement households, but the meters are located in one

location at the edge of the settlement (meter farm – see photo 1 below) and not next

to each house.

Photo 1 - Lae Meter Farm

This approach appears to be popular with settlement residents and involves them

being responsible for their own pipeline from the meter farm to the house, WaterPNG

are only responsible for providing infrastructure to the meter farm.

Further evaluation is needed to understand how this model is working and if

households with a connection are sharing water with other households, and if so,

how much are they charging them? Given the large number of pipes that have to

come from the meter farm, there is potential for damage to pipelines, and how this is

managed internally is not yet known. It would be interesting to see if several

households are sharing one pipeline (one meter at the meter farm) but are providing

connections to more than one house. If this is happening, then how are bills

calculated and funds collected. This approach may not be appropriate if every

household in a settlement wants a connection, the resulting number of pipelines

would be large and connection costs high since each house would have its own

pipeline.

The neighbourhood standpipes system is what is currently being trialled in the

settlement of Tete near Gerehu. This trial is implementing the WASH Policy service

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level of water within 150m and each tap serving up to 50 people. Technically this is

easy to achieve, and the trial is focussing on developing innovative approaches to

billing/collection/tariffs that are more suitable for settlement customers. This will

involve Eda Ranu charging a flat rate tariff to each house and developing direct

billing and payment mechanisms.

Community managed systems appear more likely to be successful in urban villages

rather than settlements. There is currently a system in the urban village of

Poreabada that has 12 standpipes and serves an estimated 10,000 people. This

system has some capacity issues in terms of water availability, but the community do

seem to have developed their own management mechanism where people pay for

water when they collect it from each standpipe. Whilst there are still some challenges

with this system, they appear to be paying their bills and have a small fund available

for repairs.

Direct line systems (a single pipeline into a settlement) and water kiosks are unlikely

to be appropriate except in rare circumstances. The direct line system is common at

the moment and includes very low service levels, sometimes as many as 4,000

people using a single tap. Such a system does not provide sufficient water for

families to cover their daily needs, and means they use a variety of (unsafe)

supplementary sources. Also, it is unlikely that residents will pay for such a low

service level.

Water kiosks may be useful in very particular circumstances and if properly regulated

may provide water that is more affordable than what is currently being purchased at

car washes and markets. Given the WASH Policy service level standards (50l/p/d

within 150m) water kiosks would have to be widespread within a community. This

would bring with it challenges of carrying and storing water and ensuring that it does

not become contaminated before use.

In terms of improving sanitation facilities in settlements and urban villages there are

a range of technical challenges specific to each location. For most residents these

options need to be affordable as well as effective, and where possible should be

upgradeable. The development of a local peri-urban sanitation ladder based on

the Joint Monitoring Program (JMP) ladder, but adapted for peri-urban conditions in

PNG, would support settlement wide improvements and allow households to quickly

understand their options and costs. The contextualised ladder should include a clear

description of each option and should encourage households to continue to improve

their sanitation facilities as funds and technologies become available.

Some support for the sanitation sector/supply chain will be needed to ensure that

appropriate technologies and materials are available and affordable. Identifying

existing suppliers of sanitation hardware and supporting them to increase their

knowledge of sanitation options as well as their stock will help them respond to

growing demand.

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Since Eda Ranu are responsible for installing and managing sewerage and not

responsible for onsite sanitation, they cannot immediately have a big impact on

sanitary conditions in many settlements and villages beyond improving water

availability. One model that should be trialled and is within the mandate of Eda Ranu

is the communal septic system. This model should be trialled, and a location/s

chosen that allow effluent to be directed into existing sewer lines and that are

accessible by septage trucks.

Given that the majority of village and settlement residents are using unimproved pit

latrines the most immediate and cost-effective approach will be to improve these

facilities to make them an effective barrier to the transmission of disease.

There are a number of simple improvements that can be promoted these include:

• ensuring that the floor of the toilet is raised above the surrounding ground to

avoid flooding

• to install an improved slab that covers the pit and does not allow flies to enter

around the edges or through the floor and that can be kept clean

• and to cover the hole in the pit, if the toilet is not a ventilated improved toilet.

• retrofitting of a vent pipe to existing toilets would improve the condition of the

toilet both by helping to dry the pit contents and to reduce odours in the toilet

structure.

In order to build demand for toilets and to support people to improve their health and

hygiene knowledge and behaviour an intensive engagement approach is needed.

Whilst Community Led Total Sanitation (CLTS) has had some success in Africa and

Asia, it is currently less proven in the Pacific. CLTS was designed for use in rural

communities and does present some challenges for use in peri-urban settings.

Firstly, the structure of “community” is different in an informal settlement compared to a rural community. There is generally not the same level of homogeneity and often

less effective or accepted leadership. People may not know each other as well as

when they live in rural communities and often will work away from home each day

going into town for employment. Community projects are often lacking, and shared

responsibilities less common.

Secondly, CLTS focuses on “triggering” communities to build toilets, however in

many peri-urban settings people already have a toilet, the focus for a peri-urban

project will be on improving toilets rather than ending open defecation.

To improve the uptake of effective toilets and to improve hygiene awareness and

behaviour a modified approach is needed that could build on CLTS. Some piloting

will be needed to refine such an approach and should target the individual household

and clusters of households (rather than whole communities) and combine hygiene

promotion with sanitation improvements. This approach should aim to trigger families

to improve their sanitation practices both by reducing/eliminating open defecation

and by promoting improvements up the sanitation ladder.