11
Band dispersion of graphene with structural defects Piotr Kot, 1 Jonathan Parnell, 2 Sina Habibian, 2 Carola Straßer, 1 Pavel M. Ostrovsky, 1, 3 and Christian R. Ast 1, * 1 Max-Planck-Institut f¨ ur Festk¨ orperforschung, 70569 Stugart, Germany 2 University of British Columbia, Vancouver, Canada 3 L. D. Landau Institute for eoretical Physics RAS, 119334 Moscow, Russia We study the band dispersion of graphene with randomly distributed structural defects using two comple- mentary methods, exact diagonalization of the tight-binding Hamiltonian and implementing a self-consistent T matrix approximation. We identify three distinct types of impurities resulting in qualitatively dierent spectra in the vicinity of the Dirac point. First, resonant impurities, such as vacancies or 585 defects, lead to stretching of the spectrum at the Dirac point with a nite density of localized states. is type of spectrum has been observed in epitaxial graphene by photoemission spectroscopy and discussed extensively in the litera- ture. Second, nonresonant (weak) impurities, such as paired vacancies or Stone-Wales defects, do not stretch the spectrum but provide a line broadening that increases with energy. Finally, disorder that breaks sublaice symmetry, such as vacancies placed in only one sublaice, open a gap around the Dirac point and create an impurity band in the middle of this gap. We nd good agreement between the results of the two methods and also with the experimentally measured spectra. Graphene presents high potential for providing the next generation of electronic materials due to its strictly two- dimensional character as well as its high electron mobility. It has demonstrated high design exibility, such as doping by atoms or molecules, ecient decoupling from an underly- ing substrate, or high tensile strength for exible electron- ics [1–3]. Several theoretical proposals as well as experi- ments are concerned with enhancing the spin-orbit coupling to open a band gap or inducing spin-spliing [4, 5]. Even a possible transition to a superconducting state has been pro- posed [6]. However, one of the most important prerequisites for graphene to become a base material for future electron- ics concerns the opening of a band gap, which has not been successfully demonstrated so far. e linear crossing of the bands near the Dirac point is protected by symmetry, because the two sublaices are equivalent. In order to open a band gap, this sublaice symmetry has to be broken. Angle-resolved photoemission spectroscopy (ARPES) is the most direct method to probe the electronic structure ex- perimentally. Numerous studies have examined the band structure of graphene near the Dirac point [7–16]. Several of these studies observe an elongated region near Dirac point as if the two touching cones are pulled apart, stretched but without tearing apart. Such occurrences have been discussed extensively in literature and depending on the specic envi- ronment of the graphene, were aributed to imperfections in the graphene, interactions with the substrate, or the open- ing of a band gap [16–21]. One observation common to all instances of the stretched Dirac point is the residual spectral weight that is still present at lowest energies. It needs to be understood in more detail in order to judge, if and under what conditions it can be referred to as an actual gap. In this leer, we present a real-space tight-binding cal- culation modeling dierent kinds of structural defects ran- domly distributed over a graphene sample. We show that in all instances, except the case of vacancies placed in a sin- gle sublaice, there is no band gap opening near the Dirac point. e spectrum near the Dirac point is either almost unchanged or exhibits a stretched Dirac point with broad- ened states, which resemble experimentally observed band dispersion. Complementing our tight-binding model with a self-consistent T matrix approximation (SCTMA) calcula- tion [22, 23], we show that point defects in graphene are ei- ther a resonant or nonresonant type [24, 25]. It is resonant defects that produce a dispersion with broadened states near the Dirac point resembling the results of the tight-binding calculation as well as experimental ndings. Due to the re- markable similarity between the results of the SCTMA, nu- merical simulations of the tight-binding model, and the ex- periment, we conclude that the broadened states measured in epitaxial graphene must at least in part be caused by specic resonant defects in graphene. On the other hand, nonreso- nant defects are shown to weakly aect the dispersion near the Dirac point, which is also conrmed by the tight-binding model calculation. ese ndings lead to the conclusion that it is close to impossible to open a band gap in graphene by virtue of defects only. We employed a second nearest-neighbor real-space tight- binding model with the following Hamiltonian: H = - hij i |i it hj | + hhij ii |i it 0 hj | . (1) Here the indices i and j label individual atoms with one p z - orbital per atom. e parameters t and t 0 are hopping am- plitudes between rst and second nearest neighbors, respec- tively. e sums with single and double angular brackets run over rst and second nearest neighbors, respectively. We have typically built the Hamiltonian for a rectangular super- cell of 160,000 carbon atoms with periodic boundary condi- tions and add randomly distributed structural defects with a given concentration. e Hamiltonian is then exactly diago- nalized numerically and the resulting real-space wave func- tions are converted to momentum-space. is yields the com- plete set of eigenenergies E n and corresponding eigenfunc- tions ψ n (p). e spectral weight function is then computed arXiv:1811.00087v1 [cond-mat.mtrl-sci] 31 Oct 2018

T arXiv:1811.00087v1 [cond-mat.mtrl-sci] 31 Oct 2018dispersion. Complementing our tight-binding model with a self-consistent T matrix approximation (SCTMA) calcula-tion[22, 23], we

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Page 1: T arXiv:1811.00087v1 [cond-mat.mtrl-sci] 31 Oct 2018dispersion. Complementing our tight-binding model with a self-consistent T matrix approximation (SCTMA) calcula-tion[22, 23], we

Band dispersion of graphene with structural defects

Piotr Kot,1 Jonathan Parnell,2 Sina Habibian,2 Carola Straßer,1 Pavel M. Ostrovsky,1, 3 and Christian R. Ast1, ∗

1Max-Planck-Institut fur Festkorperforschung, 70569 Stu�gart, Germany2University of British Columbia, Vancouver, Canada

3L. D. Landau Institute for �eoretical Physics RAS, 119334 Moscow, Russia

We study the band dispersion of graphene with randomly distributed structural defects using two comple-mentary methods, exact diagonalization of the tight-binding Hamiltonian and implementing a self-consistentT matrix approximation. We identify three distinct types of impurities resulting in qualitatively di�erentspectra in the vicinity of the Dirac point. First, resonant impurities, such as vacancies or 585 defects, lead tostretching of the spectrum at the Dirac point with a �nite density of localized states. �is type of spectrum hasbeen observed in epitaxial graphene by photoemission spectroscopy and discussed extensively in the litera-ture. Second, nonresonant (weak) impurities, such as paired vacancies or Stone-Wales defects, do not stretchthe spectrum but provide a line broadening that increases with energy. Finally, disorder that breaks subla�icesymmetry, such as vacancies placed in only one subla�ice, open a gap around the Dirac point and create animpurity band in the middle of this gap. We �nd good agreement between the results of the two methods andalso with the experimentally measured spectra.

Graphene presents high potential for providing the nextgeneration of electronic materials due to its strictly two-dimensional character as well as its high electron mobility.It has demonstrated high design �exibility, such as dopingby atoms or molecules, e�cient decoupling from an underly-ing substrate, or high tensile strength for �exible electron-ics [1–3]. Several theoretical proposals as well as experi-ments are concerned with enhancing the spin-orbit couplingto open a band gap or inducing spin-spli�ing [4, 5]. Even apossible transition to a superconducting state has been pro-posed [6]. However, one of the most important prerequisitesfor graphene to become a base material for future electron-ics concerns the opening of a band gap, which has not beensuccessfully demonstrated so far. �e linear crossing of thebands near the Dirac point is protected by symmetry, becausethe two subla�ices are equivalent. In order to open a bandgap, this subla�ice symmetry has to be broken.

Angle-resolved photoemission spectroscopy (ARPES) isthe most direct method to probe the electronic structure ex-perimentally. Numerous studies have examined the bandstructure of graphene near the Dirac point [7–16]. Several ofthese studies observe an elongated region near Dirac pointas if the two touching cones are pulled apart, stretched butwithout tearing apart. Such occurrences have been discussedextensively in literature and depending on the speci�c envi-ronment of the graphene, were a�ributed to imperfections inthe graphene, interactions with the substrate, or the open-ing of a band gap [16–21]. One observation common to allinstances of the stretched Dirac point is the residual spectralweight that is still present at lowest energies. It needs to beunderstood in more detail in order to judge, if and under whatconditions it can be referred to as an actual gap.

In this le�er, we present a real-space tight-binding cal-culation modeling di�erent kinds of structural defects ran-domly distributed over a graphene sample. We show that inall instances, except the case of vacancies placed in a sin-gle subla�ice, there is no band gap opening near the Diracpoint. �e spectrum near the Dirac point is either almost

unchanged or exhibits a stretched Dirac point with broad-ened states, which resemble experimentally observed banddispersion. Complementing our tight-binding model witha self-consistent T matrix approximation (SCTMA) calcula-tion [22, 23], we show that point defects in graphene are ei-ther a resonant or nonresonant type [24, 25]. It is resonantdefects that produce a dispersion with broadened states nearthe Dirac point resembling the results of the tight-bindingcalculation as well as experimental �ndings. Due to the re-markable similarity between the results of the SCTMA, nu-merical simulations of the tight-binding model, and the ex-periment, we conclude that the broadened states measured inepitaxial graphene must at least in part be caused by speci�cresonant defects in graphene. On the other hand, nonreso-nant defects are shown to weakly a�ect the dispersion nearthe Dirac point, which is also con�rmed by the tight-bindingmodel calculation. �ese �ndings lead to the conclusion thatit is close to impossible to open a band gap in graphene byvirtue of defects only.

We employed a second nearest-neighbor real-space tight-binding model with the following Hamiltonian:

H = −∑〈i j 〉|i〉t 〈j | +

∑〈〈i j 〉〉|i〉t ′〈j |. (1)

Here the indices i and j label individual atoms with one pz -orbital per atom. �e parameters t and t ′ are hopping am-plitudes between �rst and second nearest neighbors, respec-tively. �e sums with single and double angular bracketsrun over �rst and second nearest neighbors, respectively. Wehave typically built the Hamiltonian for a rectangular super-cell of 160,000 carbon atoms with periodic boundary condi-tions and add randomly distributed structural defects with agiven concentration. �e Hamiltonian is then exactly diago-nalized numerically and the resulting real-space wave func-tions are converted to momentum-space. �is yields the com-plete set of eigenenergies En and corresponding eigenfunc-tions ψn(p). �e spectral weight function is then computed

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2

as

A(E, p) =∑n

|ψn(p)|2δ (E − En). (2)

�e code was programmed in Matlab using the built-inroutines for calculating eigenvalues and eigenvectors as wellas Fourier transforms. �e defects were introduced by sup-pressing the hopping between particular randomly chosenla�ice sites. �e atom positions near the defects have notbeen relaxed, except for the Stone-Wales (SW) defect, whichinvolves repositioning of two carbon atoms [26]. �e concen-tration of defects, nimp, is the ratio of the number of carbonatoms taken out or displaced to the total number of carbonatoms in the la�ice. �e large number of la�ice sites usedin the calculation is necessary for statistical reasons to in-crease the number of eigenstates in the region of low densityof states (DOS) near the Dirac point as well as to have a largeenough number of randomly distributed defects in the super-cell. For the calculations presented in this le�er the values ofthe parameters are t = 3.033 eV and t ′ = 0.2 eV [27].

In the alternative SCTMA calculation, we start with theexact Green’s function on a honeycomb la�ice at zero en-ergy. Only nearest-neighbor hopping terms are taken intoaccount with t = 3.033 eV. Any individual structural defectconsidered in our calculation perturbs at most six neighbor-ing sites of the la�ice, hence we describe it with an exact6 × 6 T matrix. We then convert this exact zero-energy Tmatrix to the basis of 4-component spinors governed by thecontinuous low-energy massless Dirac Hamiltonian with twovalleys [28]. �e convertedT matrix is averaged over all pos-sible positions and orientations of the defect and a non-zeroenergy is introduced as a perturbation. �e averaged Green’sfunctions of graphene with a �nite concentration of defects,nimp, acquire the self-energy Σ = (nimp/A)〈T (E − Σ)〉. Herewe have also included the same self energy in the argument ofthe impurity T matrix thus introducing the self-consistencyequation. �e spectral weight is calculated from the self en-ergy as

A(E, p) = − 2π

Im[

1E − Σ −vp +

1E − Σ +vp

](3)

and is compared to the results of the tight-binding model andto the experimentally measured dispersion. Further detailsof the SCTMA calculation can be found in the SupplementalMaterial [23].

We consider �ve di�erent types of structural defects illus-trated in Fig. 1. �ey show the e�ect of subla�ice symmetrybreaking and the qualitative di�erence between resonant andnonresonant defects. �e �rst three types of impurities arevacancies that are either distributed in a single (A) subla�ice,equally in both subla�ices (A and B), or paired (whole ABunit cells removed). �ese defects are shown in Fig. 1(a–c).While vacancies are not feasible in graphene, they providea good model for adatoms a�ached to individual la�ice sitesinducing a strong on-site potential [24, 29]. Vacancies allow

FIG. 1: Di�erent types of structural defects: (a) vacancies in a sin-gle subla�ice, (b) vacancies in both subla�ices, (c) double vacan-cies, (d) 585 defect with two sites removed and two bonds recon-structed, (e) Stone-Wales defect with two adjacent atoms rotated by90◦ [26]. Electron spectrum computed from exact diagonalization ofthe tight-binding model: (f) for vacancies in a single subla�ice, (g)for vacancies in both subla�ices, (h) for double vacancies.

us to probe subla�ice symmetry breaking and to demonstrateits e�ect on the band dispersion [25, 28–31]. We also considertwo other structural point defects, that have been experimen-tally observed in epitaxial graphene [32] and are shown inFig. 1(d, e). �e 585 defect, Fig. 1(d), is similar to the AB pairedvacancy but with two reconstructed bonds. �e SW defect isshown in Fig. 1(e) and involves a 90◦ rotation of a bond be-tween two adjacent atoms, along with the rearranging of thehopping terms around them.

Numerically computed spectra for distributions of vacan-cies are shown in Fig. 1(f–h). We see that vacancies placed inonly one subla�ice, Fig. 1(f), open a gap in the Dirac spectrumwith an additional midgap band [31]. We will discuss theorigin of this extra band below. Removing atoms randomlyfrom both subla�ices, as shown in Fig. 1(g), induces addi-tional spectral weight in the vicinity of the Dirac point withmomentum broadening that gets stronger closer to zero en-ergy. At higher energies we see a band structure resembling“elongated” Dirac points. Finally, removing adjacent atoms,Fig. 1(h), does not noticeably a�ect the spectrum apart froman energy dependent broadening of the line width. Amongthese three qualitatively di�erent electronic spectra, only the

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3

FIG. 2: Band structure of graphene with 585 defects obtained from(a–c) exact diagonalization of the tight-binding Hamiltonian and(d–f) SCTMA calculation. A signi�cant “stretching” near the Diracpoint is already visible for 0.1% defect density. Such spectrum istypical for resonant impurities. (g) An amount of the Dirac pointstretching (in energy) as a function of defect concentration com-pared to Eq. (5) (shown with solid line).

�rst one (vacancies placed in one subla�ice, Fig. 1(a)) pro-vides a true band gap, Fig. 1(f).

�e structural defects shown in Fig. 1(d, e) also demon-strate qualitatively di�erent spectra similar to Fig. 1(g, h), re-spectively. We analyze them analytically in the frameworkof the SCTMA; see Supplemental Material [23]. For the 585defect we �nd the following equation for the self energy:

Σ =−βnimp

(E − Σ) log(−i(E − Σ)/t) . (4)

�is form is the result of a divergent zero-energy T ma-trix [22, 23]. Such defects are known as resonant. For thecase of the 585 defect β = 12.5 eV2. In Fig. 2 we comparethe spectral weight obtained from direct numerical diago-nalization of the disordered la�ice model (panels (a–c)) withthe solution of the self-consistency Eq (4) (panels (d–f)). Forboth calculations, the resulting structure near the Dirac pointis very similar to experimentally measured graphene disper-sion. Stretching of the spectrum near the Dirac point can beestimated from Eq. (4) as

∆ =

√2βnimp

| ln(cnimp)|, (5)

where c is a ��ing parameter. We plot the size of the smearedregion around the Dirac point in Fig. 2(g) along with the �t(c = 2.0712 ± 0.38).

Another type of structural defects (SW, Fig. 1(e)) belongsto the nonresonant case. In this case, the SCTMA providesthe following self energy equation [23]:

Σ = nimp[α(E − Σ) log(−i(E − Σ)/t)]. (6)

�e nonresonant case is typically what is found for mostpoint defects and for the SW defect α = 6.85. �e band dis-persion from the direct numerical diagonalization and fromthe SCTMA are shown in Fig. 3. �ere is no apparent “elon-gated” Dirac point even at relatively high concentrations ofimpurities. Instead an energy-dependent line broadeninggets stronger away from the Dirac point. �is is in contrast tothe relatively uniform broadening found in the band disper-sion with resonant impurities. We see that both for resonant585 defects and non-resonant SW defects, the results of directdiagonalization and SCTMA calculation show a remarkableagreement.

�e two forms of the self-energy, Eqs. (4) and (6), are theonly two possibilities for point defects (as long as sublat-tice symmetry is preserved). In the resonant case, the zero-energy T matrix diverges hence it can be approximated asT ∼ 1/E (up to a logarithmic factor). �is leads to the self-consistency equation of the form in Eq (4). In the nonreso-nant case, small-energy expansion of theT matrix starts witha nonessential constant (it can be absorbed in the chemicalpotential) and a linear term leading to Eq. (6). Both resonantand nonresonant cases are in a good agreement with our di-rect numerical simulations of the tight-binding model. Whenthe subla�ice symmetry is broken, self energy is not a num-ber anymore but rather an operator in the subla�ice space.�en more possibilities beyond Eqs. (4) and (6) emerge [25].Vacancies distributed in only one subla�ice, Fig. 1(a, f), is onepossible illustration of this e�ect.

We also consider a mixture of 585 and SW defects ina single sample to gain insight on how these defects in-teract and to have an approximation of realistically disor-dered graphene. In Fig. 4, we compare the band structure foran equal amount of 585 and SW defects obtained from di-rect diagonalization (panel (a)) and the SCTMA calculation

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4

FIG. 3: Electron spectrum of graphene with SW defects obtainedfrom (a–c) exact diagonalization of the tight-binding Hamiltonianand (d–f) SCTMA calculation. In contrast to the 585 defect, cf. Fig. 2,stretching near the Dirac point does not occur. Instead the linewidth broadening gradually increases away from the Dirac point.�is behavior is typical for nonresonant impurities.

(panel (b)) with the ARPES data of epitaxial graphene (panel(c)) [16–21]. �e average DOS is shown in Fig. 4(d, e) for thetight-binding model and SCTMA, respectively. In the tight-binding model we implement an equal number of 585 andSW defects in the la�ice while for the SCTMA calculation theself-consistency equation contains the sum of the right-handsides of Eqs. (4) and (6). �e DOS is a momentum integral ofthe previously calculated spectral weight.

�e results in Fig. 4(a, b) not only show a striking resem-blance to each other but also match the “elongation” foundin experimentally measured epitaxial graphene dispersionsas seen in Fig. 4(c). �e DOS shows a nearly constant regionnear the Dirac point while further away it matches the lineardispersion of states expected for graphene. �is �nite DOSnear the Dirac point is dominated by the e�ect from resonantdefects whose T matrix diverges at zero energy. �e DOSsalso show an excellent agreement between the SCTMA andthe direct tight-binding model.

From our calculations, we can make several conclusionsand comment on some new insight. Firstly, the only possibil-ity for a gap in the spectrum is when the subla�ice symme-

FIG. 4: Electron spectrum of graphene with equal concentrationof 585 and SW defects from (a) exact diagonalization of the tight-binding Hamiltonian and (b) SCTMA calculation. Vicinity of theDirac point is dominated by the resonant 585 impurities with thecharacteristic stretching of the spectrum, cf. Fig. 2. Line width awayfrom the Dirac point is broadened mainly by the weak SW defectsas in Fig. 3. (c) ARPES spectrum of epitaxial graphene [16–21]. (d, e)Average DOS corresponding to the spectra in (a, b).

try is broken, for example in the case of vacancies in a singlesubla�ice, Fig. 1(f). Mathematically, this can be understoodby representing the tight-binding Hamiltonian in the matrixform as [31]

H =

(0 hh† 0

). (7)

Here, the block h contains hopping terms from one sublat-tice to the other and h† de�nes the opposite hopping. Secondnearest neighbor hopping is temporarily disregarded. Re-moving atoms from only one subla�ice causes h and h† to benon-square blocks. �e matrix (7) has a number of zero eigen-values equal (or larger [33]) to the di�erence of the numberof A and B sites. Hence the DOS exhibits a delta-peak at zeroenergy with a gap opening around it. �is gap is a result ofstatistical repulsion between zero and non-zero eigenstatesof the random Hamiltonian matrix [30, 31]. When the sec-ond nearest neighbor hopping is taken into account, the zero-energy eigenstates rearrange into a dispersive midgap bandfound in Fig. 1(f). �ese results suggest that selective removalof (or chemical bonding to) carbon atoms from a given sub-la�ice may be the only way to realize gapped graphene ex-perimentally.

�e second insight is about the origin of “elongated” Diracpoint that has been measured experimentally in epitaxialgraphene [16–21]. �e SCTMA shows that a point defect ingraphene can either be resonant or nonresonant, where the

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5

geometry of a defect a�ects only the parameters α or β . Dueto the remarkable similarity between experimentally mea-sured “elongated” Dirac point (Fig. 4(c)), the tight-binding re-sult (Fig. 4(a)) and the SCTMA result (Fig. 4(b)), we concludethat this “elongation” is caused, at least in part, by resonantdefects. We have shown that 585 defects are resonant andprovide an apparent stretching of the Dirac point. At thesame time, it is known that 585 defects are common in epi-taxial graphene [32]. We thus conclude that the “elongation”of the Dirac point observed in many graphene samples is theresult of resonant defects and 585 defects in particular. Re-garding the prospective band gap in epitaxial graphene, ourcalculations explicitly show that there are states in the Diracpoint region, leading us to conclude that the “elongation” ofthe Dirac point can not be considered as a gap. Furthermore,any concentration of resonant defects will increase the num-ber of states at low energies. Nevertheless, the stretching ofthe spectrum near the Dirac point creates an energy rangewere electrons are localized in real space. �is phenomenonmay be used to open a mobility gap around the Dirac pointin graphene and realize an insulating state [34].

In summary, we implemented a simple real-space tight-binding model that allowed us to calculate the band disper-sion of graphene with defects. We found that a band gapcan only be induced when the subla�ice symmetry is bro-ken as shown in Fig. 1(f). Looking at more realistic defects,we found that the 585 defect creates an “elongated” Diracpoint (Fig. 2) similar to those found in experimentally mea-sured spectra of epitaxial graphene. Graphene with SW de-fects has a qualitatively di�erent spectrum without appar-ent stretching (Fig. 3). We conclude that the experimentallyobserved “elongated” Dirac point is due to the 585 defectsand the length of stretching scales as the square root of theirconcentration. We have also developed a SCTMA theory [23]which allowed us to classify point defects as either resonantor nonresonant and showed a remarkable agreement withthe direct la�ice calculations. �e SCTMA model providesfurther insights into the nature of the broadened states mea-sured in epitaxial graphene, showing that the “elongated” re-gion can not be considered a spectral gap. At the same time,disorder can lead to localization of the states near the Diracpoint and hence to a mobility gap [34].

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5, 26 (2010).[27] A. Lherbier, S. M.-M. Dubois, X. Declerck, Y.-M. Niquet, S.

Roche, and J.-C. Charlier, Phys. Rev. B 86, 075402 (2012).[28] J. Schelter, P. M. Ostrovsky, I. V. Gornyi, B. Trauze�el, and M.

Titov, Phys. Rev. Le�. 106, 166806 (2011).[29] T. O. Wehling, A. V. Balatsky, M. I. Katsnelson, A. I. Lichten-

stein, K. Scharnberg, and R. Wiesendanger, Phys. Rev. B 75,125425 (2007).

[30] V. Hafner, J. Schindler, N. Weik, T. Mayer, S. Balakrishnan, R.Narayanan, S. Bera, and F. Evers, Phys. Rev. Le�. 113, 186802(2014).

[31] P. M. Ostrovsky, I. V. Protopopov, E. J. KA¶nig, I. V. Gornyi,A. D. Mirlin, and M. A. Skvortsov, Phys. Rev. Le�. 113, 186803(2014).

[32] P. Lau�er, K. V. Emtsev, R. Graupner, T. Seyller, L. Ley, S. A.Reshanov, and H. B. Weber, Phys. Rev. B 77, 155426 (2008).

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6

[33] N. Weik, J. Schindler, S. Bera, G. C. Solomon, and F. Evers, Phys.Rev. B 94, 064204 (2016).

[34] Disorder-induced localization of electrons near the Dirac pointrequires breaking of all symmetries of the Dirac Hamiltonian.�is includes not only the chiral subla�ice symmetry but also

the symmetry between two valleys of the spectrum. For a re-view of possible localization scenarios see e.g. P. M. Ostrovsky,I. V. Gornyi, and A. D. Mirlin, Eur. Phys. J. Spec. Top. 148, 63(2007).

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S1

ONLINE SUPPLEMENTAL MATERIALElectron spectrum of graphene with structural defects

Piotr Kot, Jonathan Parnell, Sina Habibian, Carola Straßer, Pavel M. Ostrovsky, and Christian R. Ast

In this Supplemental Material we provide a detailed derivation of the self-consistent T matrix approximationfor structural defects in graphene. We derive exact analytical zero-energy T matrices for Stone-Wales and 585defects within the tight-binding model. �ese results are then translated to the e�ective low-energy description ofgraphene with the Dirac Hamiltonian. Finally, averaging with respect to positions and orientations of the defectsis performed within the self-consistent approximation.

A. Tight-binding model

We describe electrons in graphene within the nearest neighbor tight-binding model (second nearest neighbor hopping, cf.Eq. (1) of the main text, will be neglected throughout this calculation). Wave functions Ψ(r) are de�ned on the honeycombla�ice with the la�ice spacing a = 2.46 A; the spatial argument r takes the corresponding discrete values. We assume thehopping amplitude of t = 3.033 eV as in the main text of the paper. �e tight-binding Hamiltonian acts according to

hΨ(r) = −t∑

s=0,1,2Ψ(r + ζrδs ). (S1)

Here r refers to la�ice sites, ζr = ±1 is a sign function distinguishing A and B subla�ices, and vectors δs refer to the threenearest neighbors

δs =a√

3

(cos(α + 2πs/3)sin(α + 2πs/3)

). (S2)

�e angle α de�nes orientation of the crystal with respect to coordinate axes. �e two vectors of the elementary la�icetranslations are δ1 − δ0 and δ2 − δ0.

Zero-energy Green’s function is simply the inverse of the Hamiltonian operator. It has nonzero matrix elements onlybetween sites from di�erent subla�ices. We construct the Green’s function in momentum representation and then transformit to real-space as

д(n1(δ1 − δ0) + n2(δ2 − δ0) + δ0

)= t−1

2π∫0

dk1 dk2(2π )2

eik1n1+ik2n2

1 + eik1 + eik2. (S3)

�e argument of this function is the vector connecting a site in the A subla�ice with a site in the B subla�ice displaced by n1,2elementary translations in the directions δ1,2 − δ0. �e �rst few values of the Green function are displayed in Fig. S1.

We will consider the Stone-Wales defect and the 585 defect that perturb at most six neighboring sites of the la�ice (shadedregion in Fig. S1). We select a basis of these six sites to be

r0 +{0, δ0 − δ1, δ0 − δ2, δ0, δ1, δ2

}. (S4)

�e o�set position r0 de�nes location of the impurity and refers to some site in the A subla�ice. Between these six points, thela�ice Green’s function takes the values

д =

©­­­­­­­«

0 0 0 д1 д1 д10 0 0 д1 д3 д20 0 0 д1 д2 д3д1 д1 д1 0 0 0д1 д3 д2 0 0 0д1 д2 д3 0 0 0

ª®®®®®®®¬,

д1 =13t ,

д2 = −√

32πt ,

д3 =1t

(−1

3 +√

32π

).

(S5)

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S2

8

6

5

6

8

7

4

3

3

4

7

8

4

2

1

2

4

8

6

3

1

1

3

6

5

3

2

3

5

6

4

4

6

8

7

8 1/3

0

-1/3

FIG. S1: Zero-energy Green’s function of the tight-binding Hamiltonian on the honeycomb la�ice (up to 1/t factor). Small solid circle showsthe origin site in the A subla�ice. Other sites of the A subla�ice are marked with small open circles; the Green function vanishes there. �enumbers on the B subla�ice sites distinguish di�erent values of the Green’s function listed in the right panel and also color-coded. Shadedregion shows six neighboring sites perturbed by a structural defect (585 or Stone-Wales). �ey correspond to the positions listed in Eq. (S4).

B. Dirac Hamiltonian

E�ective description of the low-energy electrons in graphene is provided by the massless Dirac Hamiltonian. In the valley-symmetric form it can be wri�en as

H = vσp = −i~v(σx∂

∂x+ σy

∂y

), v =

√3 ta2~ = 106 m/s. (S6)

Here σ = {σx ,σy } is a vector of Pauli matrices. �e Dirac Hamiltonian acts on four-component wave functions in the space oftwo subla�ices (A and B) and two valleys (K and K ′). �e valleys are de�ned by the position of the Dirac points in momentum-space, K = (4π/3a)(sinα , − cosα) and K′ = −K.

�e Matsubara Green’s function of the Dirac Hamiltonian at an imaginary energy E = iϵ is

G(iϵ, r) =∫

d2p

(2π~)2iϵ +vσpϵ2 +v2p2 eipr/~ = − iϵ

2π~2v2

[K0

( ϵr~v

)+σrrK1

( ϵr~v

)]. (S7)

At short distances ϵr � ~v this function has the asymptotics

G(iϵ, r) ≈ −iσr2π~vr 2 +iϵ

2π~2v2

[log

( ϵr2~v

)+ γ

], (S8)

where γ ≈ 0.577 is the Euler-Mascheroni constant.

C. Relation between tight-binding and Dirac description

�e four-component wave function |Φ(r)〉 governed by the Dirac Hamiltonian is related to the la�ice wave functionΨ(r) inthe following way (see Ref. S1)

Ψ(r) = 〈u(r)|Φ(r)〉, 〈u(r)| =√A

(eiα/2+iKr, 0, 0, e−iα/2−iKr

), r ∈ A,(

0, ie−iα/2+iKr, ieiα/2−iKr, 0), r ∈ B,

A =

√3

2 a2. (S9)

Here A is the area of the unit cell.For the six basis sites de�ned in Eq. (S4) we can form a corresponding 6× 4 matrix composed of the rows 〈u(r)|. �is matrix

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S3

is conveniently represented in the factorized form{〈u |

}=WU with matrices

W =√A

©­­­­­­­«

1 0 0 1e2π i/3 0 0 e−2π i/3

e−2π i/3 0 0 e2π i/3

0 1 1 00 e−2π i/3 e2π i/3 00 e2π i/3 e−2π i/3 0

ª®®®®®®®¬, U =

©­­­«eiα/2+iKr0 0 0 0

0 ie−iα/2+iKr0 0 00 0 ieiα/2−iKr0 00 0 0 e−iα/2−iKr0

ª®®®¬ . (S10)

�e diagonal unitary matrix U encodes dependence on the impurity position r0 and the la�ice orientation α .

D. Impurity T matrix

A single impurity is described by the perturbation V to the tight-binding Hamiltonian. At zero energy, it corresponds to theT matrix de�ned on the la�ice as

t = V (1 − дV )−1. (S11)

In the Dirac language, the T matrix becomes

T = U †T0U , T0 =W†tW . (S12)

Here we have also introduced the notation T0 for the T matrix of an impurity placed at r0 = 0 with the orientation α = 0. �egeneral T matrix di�ers from T0 by the diagonal unitary rotation U only.

At a �nite Matsubara energy E = iϵ , we can express the T matrix using the following identities:

T (iϵ) = U †T0(iϵ)U , T0(iϵ) = T0[1 − ∆G(iϵ)T0

]−1. (S13)

Here ∆G(iϵ) denotes the di�erence of two Green’s functions of the Dirac Hamiltonian (S8) taken at coincident points.

∆G(iϵ) = limr→0

[G(iϵ, r) −G(0, r)

]≈ iϵ log(ϵ/t)

2π~2v2 . (S14)

Here we have used Eq. (S8) and replace r 7→ a in the argument of the logarithm at short distances.

E. Self energy for weak impurities: Stone-Wales defect

We �rst apply the above formalism to graphene with Stone-Wales defects. An isolated impurity is equivalently describedby one of the two perturbation operators

VSW = t

©­­­­­­­«

0 −1 0 0 1 0−1 0 0 1 0 00 0 0 0 0 00 1 0 0 −1 01 0 0 −1 0 00 0 0 0 0 0

ª®®®®®®®¬or VSW = t

©­­­­­­­«

0 0 −1 0 0 10 0 0 0 0 0−1 0 0 1 0 00 0 1 0 0 −10 0 0 0 0 01 0 0 −1 0 0

ª®®®®®®®¬. (S15)

From the perturbation matrix we construct the la�ice T matrix t at zero-energy using Eq. (S11) and translate it into the Diraclanguage applying Eq. (S12). For the moment we disregard the phase factors U † and U . �e resulting T matrix has only twonon-zero eigenvalues and can be represented as

T0 =W†V (1 − дV )−1W =

3tA2

©­­­«1 11 −1−1 −1−1 1

ª®®®¬©­«

3π6√

3 − 5π0

0 1ª®¬(1 1 −1 −11 −1 −1 1

). (S16)

�is result is independent of the choice of the V matrix from the two alternatives shown in Eq. (S15).

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S4

�e energy dependence of the T matrix is given by Eq. (S13). Since we are interested in low energies only, we can expandto the linear order in ∆G and obtain

T (iϵ) ≈ U †[T0 +T

20∆G(iϵ)

]U . (S17)

Now we average over positions and orientations of the impurity. �is averaging implies changing the phases contained in Uand e�ectively annihilates all the non-diagonal elements of the T matrix. �e result of averaging is

〈T (iϵ)〉 = 3tA2

(1 − 3π

5π − 6√

3

)+ 9t2A2∆G(iϵ)

[1 +

(3π

6√

3 − 5π

)2]. (S18)

We see that the matrix structure of the T matrix is trivial a�er averaging.�e corresponding self energy can be wri�en as

Σ =nimp

A〈T (iϵ)〉 = nimp

[δ + iαϵ log(ϵ/t)

]. (S19)

Here we have introduced the dimensionless concentration of defects nimp assuming the area of a single defect to be equal tothe la�ice unit cell area A. �e parameters δ and α are

δ =32

(1 − 3π

5π − 6√

3

)t = −3.52 eV, (S20)

α =9t2A

2π~2v2

[1 +

(3π

5π − 6√

3

)2]=

3√

[1 +

(3π

5π − 6√

3

)2]= 6.85. (S21)

Let us note that the values of δ and α are speci�c to the Stone-Wales defect while the functional form of the self energy(S19) is universal for any weak (nonresonant) impurities.

F. Self energy for resonant impurities: 585 defect

�e 585 defect can be described by the perturbation matrix

V585 = t

©­­­­­­­«

∗ 0 0 ∗ 1 10 0 −1 1 0 00 −1 0 1 0 0∗ 1 1 ∗ 0 01 0 0 0 0 −11 0 0 0 −1 0

ª®®®®®®®¬. (S22)

�e elements marked with ∗ are unimportant since the corresponding sites are completely detached from the rest of the la�ice.�e 585 defect is special because its zero-energyT matrix diverges. �e combination 1−дV has a zero eigenvalue that signi�es

an emergence of a localized eigenstate. Such impurities are known as resonant [S2, S3]. We retain only the correspondingeigenvector in t and represent the matrix as

t = V |ψ 〉M 〈ψ |, |ψ 〉 = {0, 1, 1, 0, 1, 1}T . (S23)

�e limit M →∞ is assumed.In the Dirac language, the T matrix of a defect placed at r0 = 0 with orientation α = 0 becomes

T0 =W†V |ψ 〉M 〈ψ |W . (S24)

At a �nite energy E = iϵ , we can �nd the T matrix using Eq. (S13) and take the limit M →∞

T (iϵ) = limM→∞

U †W †V |ψ 〉M 〈ψ |WU

1 −M 〈ψ |W∆G(iϵ)W †V |ψ 〉= − U †W †V |ψ 〉〈ψ |WU

〈ψ |W∆G(iϵ)W †V |ψ 〉= − 1

4∆G(iϵ) U†©­­­«1 1 1 11 1 1 11 1 1 11 1 1 1

ª®®®¬U . (S25)

Averaging over positions and orientations suppresses all non-diagonal terms. �is leads to the following self energy

Σ =nimp

A〈T (iϵ)〉 = −

βnimp

iϵ log(ϵ/t) , β =

√3π4 t2 = 12.5 (eV)2. (S26)

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S5

G. Self-consistent T matrix approximation

Electron wavelength diverges at small energies hence impurities cannot be studied individually. �e simplest approachtaking into account interference between sca�ering on di�erent impurities is the self-consistent T matrix approximation.Although this approximation is not quantitatively justi�ed near the Dirac point, it is known to capture all the qualitativefeatures of disordered graphene [S4].

In the most general se�ing, we assume simultaneous presence of Stone-Wales and 585 defects and have the following self-consistency equation:

Σ = nSWα(E − Σ) log[−i(E − Σ)/t

]− βn585

(E − Σ) log[−i(E − Σ)/t

] . (S27)

Here we have restored real energy, E = iϵ , and neglected the parameter δ that leads to an unimportant overall energy shi�.Equation (S27) reduces to Eqs. (4) and (5) of the main text when only one type of defect is present.

�e above equation determines Σ as a function of E. We will assume a solution with a negative imaginary part, whichcorresponds to the retarded self energy. �e knowledge of Σ allows us to represent the spectral weight

A(E, p) = − 1π

Im tr〈G(E, p)〉 = − 2π

Im[

1E − Σ −vp +

1E − Σ +vp

]. (S28)

�is is Eq. (3) of the main text. We see that the spectral weight at a given energy is a sum of two symmetric Lorentz peaks inp centered at ±(E − ReΣ) with the width | ImΣ |. �e total density of states can be obtained as a momentum integral of thespectral weight,

ρ(E) =∫

d2p

(2π~)2 A(E, p) = − 2π 2~2v2 Im

((E − Σ) log

[−i(E − Σ)/t

] ). (S29)

�is equation was used to plot ρ(E) in Fig. 4e of the main text.

[S1] J. Schelter, P. M. Ostrovsky, I. V. Gornyi, B. Trauze�el, and M. Titov, Phys. Rev. Le�. 106, 166806 (2011).[S2] M. Titov, P. M. Ostrovsky, I. V. Gornyi, A. Schuessler, and A. D. Mirlin, Phys. Rev. Le�. 104, 076802 (2010).[S3] P. M. Ostrovsky, M. Titov, S. Bera, I. V. Gornyi, and A. D. Mirlin, Phys. Rev. Le�. 105, 266803 (2010).[S4] P. M. Ostrovsky, I. V. Gornyi, and A. D. Mirlin, Phys. Rev. B 74, 235443 (2006).