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Vote Summary ReportDate range covered: 07/01/2019 to 07/31/2019
Alibaba Group Holding Limited
Meeting Date: 07/15/2019 Country: Cayman Islands
Meeting Type: Annual
Primary ISIN: US01609W1027
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt NoMeeting for ADR Holders
Mgmt ForForYesApprove Share Subdivision 1
Mgmt AgainstForYesElect Daniel Yong Zhang as Director 2.1
Mgmt ForForYesElect Chee Hwa Tung as Director 2.2
Mgmt ForForYesElect Jerry Yang as Director 2.3
Mgmt ForForYesElect Wan Ling Martello as Director 2.4
Mgmt ForForYesRatify PricewaterhouseCoopers as Auditors 3
Burberry Group Plc
Meeting Date: 07/17/2019 Country: United Kingdom
Meeting Type: Annual
Primary ISIN: GB0031743007
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt Yes For For
Mgmt ForForYesApprove Remuneration Report 2
Mgmt ForForYesApprove Final Dividend 3
Mgmt ForForYesRe-elect Dr Gerry Murphy as Director 4
Mgmt ForForYesRe-elect Fabiola Arredondo as Director 5
Mgmt ForForYesRe-elect Jeremy Darroch as Director 6
Mgmt ForForYesRe-elect Ron Frasch as Director 7
Mgmt ForForYesRe-elect Matthew Key as Director 8
Mgmt ForForYesRe-elect Dame Carolyn McCall as Director 9
Mgmt ForForYesRe-elect Orna NiChionna as Director 10
Mgmt ForForYesRe-elect Marco Gobbetti as Director 11
Sun Life JPMorgan International Equity Fund
Vote Summary ReportDate range covered: 07/01/2019 to 07/31/2019
Burberry Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesRe-elect Julie Brown as Director 12
Mgmt ForForYesReappoint PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForYesAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForYesAuthorise EU Political Donations and Expenditure
15
Mgmt ForForYesAuthorise Issue of Equity 16
Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForYesAuthorise Market Purchase of Ordinary Shares 18
Mgmt ForForYesAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Linde plc
Meeting Date: 07/26/2019 Country: Ireland
Meeting Type: Annual
Primary ISIN: IE00BZ12WP82
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1a Elect Director Wolfgang H. Reitzle Mgmt Yes For For
Mgmt ForForYesElect Director Stephen F. Angel 1b
Mgmt ForForYesElect Director Ann-Kristin Achleitner 1c
Mgmt ForForYesElect Director Clemens A. H. Borsig 1d
Mgmt ForForYesElect Director Nance K. Dicciani 1e
Mgmt ForForYesElect Director Thomas Enders 1f
Mgmt ForForYesElect Director Franz Fehrenbach 1g
Mgmt ForForYesElect Director Edward G. Galante 1h
Mgmt ForForYesElect Director Larry D. McVay 1i
Mgmt ForForYesElect Director Victoria E. Ossadnik 1j
Mgmt ForForYesElect Director Martin H. Richenhagen 1k
Mgmt ForForYesElect Director Robert L. Wood 1l
Mgmt ForForYesRatify PricewaterhouseCoopers as Auditors 2a
Vote Summary ReportDate range covered: 07/01/2019 to 07/31/2019
Linde plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAuthorize Board to Fix Remuneration of Auditors
2b
Mgmt ForForYesDetermine Price Range for Reissuance of Treasury Shares
3
Mgmt ForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearYesAdvisory Vote on Say on Pay Frequency 5
Vote Summary Report
No results for the selected criteria.
Parameters Used:
Reporting Period: 08/01/2019 to 08/31/2019
Location(s): All LocationsAccount Group(s): All Account GroupsInstitution Account(s): 501186Custodian Account(s): All Custodian AccountsAdditional Policy: NoneADR Meetings: All MeetingsBallot Statuses: All StatusesContrary Votes: All VotesDate Format: MM/DD/YYYYHeader Display: Repeat Headers for Any Meeting Split by Multiple PagesMarkets: All MarketsMeeting ID's: All Meeting ID'sMeeting Types: All Meeting TypesPoA Markets: All MarketsProposal Proponents: All ProponentsRationale: All RationaleRecommendations: All RecommendationsRecord Date Markets: All MarketsShareblocking Markets: All MarketsSort Order: Meeting Date, Company NameVote Instructions: All InstructionsVoting Policies: All PoliciesZero (0) Share Ballots: Exclude 0 Share BallotsAccount Watchlist: NoneCountry Watchlist: NoneIssuer Watchlist: NoneProposal Code Watchlist: NoneProposal Code Watchlist - Agenda Output: Include Exact Matches Only
Vote Summary ReportDate range covered: 09/01/2019 to 09/30/2019
Alimentation Couche-Tard Inc.
Meeting Date: 09/18/2019 Country: Canada
Meeting Type: Annual
Primary ISIN: CA01626P4033
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt NoMeeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders
Mgmt ForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
1
Mgmt ForForYesElect Director Alain Bouchard 2.1
Mgmt ForForYesElect Director Melanie Kau 2.2
Mgmt ForForYesElect Director Jean Bernier 2.3
Mgmt ForForYesElect Director Nathalie Bourque 2.4
Mgmt ForForYesElect Director Eric Boyko 2.5
Mgmt ForForYesElect Director Jacques D'Amours 2.6
Mgmt ForForYesElect Director Richard Fortin 2.7
Mgmt ForForYesElect Director Brian Hannasch 2.8
Mgmt ForForYesElect Director Marie Josee Lamothe 2.9
Mgmt ForForYesElect Director Monique F. Leroux 2.10
Mgmt ForForYesElect Director Real Plourde 2.11
Mgmt ForForYesElect Director Daniel Rabinowicz 2.12
Mgmt ForForYesElect Director Louis Tetu 2.13
Mgmt ForForYesAdvisory Vote on Executive Compensation Approach
3
Diageo Plc
Meeting Date: 09/19/2019 Country: United Kingdom
Meeting Type: Annual
Primary ISIN: GB0002374006
Vote Summary ReportDate range covered: 09/01/2019 to 09/30/2019
Diageo Plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt Yes For For
Mgmt ForForYesApprove Remuneration Report 2
Mgmt ForForYesApprove Final Dividend 3
Mgmt ForForYesElect Debra Crew as Director 4
Mgmt ForForYesRe-elect Lord Davies as Director 5
Mgmt ForForYesRe-elect Javier Ferran as Director 6
Mgmt ForForYesRe-elect Susan Kilsby as Director 7
Mgmt ForForYesRe-elect Ho KwonPing as Director 8
Mgmt ForForYesRe-elect Nicola Mendelsohn as Director 9
Mgmt ForForYesRe-elect Ivan Menezes as Director 10
Mgmt ForForYesRe-elect Kathryn Mikells as Director 11
Mgmt ForForYesRe-elect Alan Stewart as Director 12
Mgmt ForForYesReappoint PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForYesAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForYesAuthorise EU Political Donations and Expenditure
15
Mgmt ForForYesAuthorise Issue of Equity 16
Mgmt ForForYesApprove Irish Sharesave Scheme 17
Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForYesAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForYesAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Mgmt ForForYesAdopt New Articles of Association 21
Vote Summary Report
Date range covered: 11/01/2019 to 11/30/2019
Ferguson Plc
Meeting Date: 11/21/2019 Country: Jersey
Meeting Type: Annual
Primary ISIN: JE00BJVNSS43
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAccept Financial Statements and Statutory Reports
1
Mgmt ForForYesApprove Remuneration Report 2
Mgmt ForForYesApprove Remuneration Policy 3
Mgmt ForForYesApprove Final Dividend 4
Mgmt ForForYesRe-elect Tessa Bamford as Director 5
Mgmt ForForYesRe-elect Gareth Davis as Director 6
Mgmt ForForYesElect Geoff Drabble as Director 7
Mgmt ForForYesElect Catherine Halligan as Director 8
Mgmt ForForYesRe-elect Kevin Murphy as Director 9
Mgmt ForForYesRe-elect Alan Murray as Director 10
Mgmt ForForYesRe-elect Michael Powell as Director 11
Mgmt ForForYesElect Tom Schmitt as Director 12
Mgmt ForForYesRe-elect Dr Nadia Shouraboura as Director 13
Mgmt ForForYesRe-elect Jacqueline Simmonds as Director 14
Mgmt ForForYesReappoint Deloitte LLP as Auditors 15
Mgmt ForForYesAuthorise the Audit Committee to Fix Remuneration of Auditors
16
Mgmt ForForYesAuthorise EU Political Donations and Expenditure
17
Mgmt ForForYesAuthorise Issue of Equity 18
Mgmt ForForYesAmend Long Term Incentive Plan 2019 19
Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForYesAuthorise Market Purchase of Ordinary Shares 22
Vote Summary Report
Date range covered: 11/01/2019 to 11/30/2019
London Stock Exchange Group Plc
Meeting Date: 11/26/2019 Country: United Kingdom
Meeting Type: Special
Primary ISIN: GB00B0SWJX34
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Approve Acquisition of Refinitiv Mgmt Yes For For
Mgmt ForForYesAuthorise Issue of Equity in Connection with the Acquisition
2
Vote Summary Report
Date range covered: 10/01/2019 to 10/31/2019
CK Asset Holdings Limited
Meeting Date: 10/09/2019 Country: Cayman Islands
Meeting Type: Special
Primary ISIN: KYG2177B1014
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove Proposed Recommended Cash Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc
1
BHP Group Plc
Meeting Date: 10/17/2019 Country: United Kingdom
Meeting Type: Annual
Primary ISIN: GB00BH0P3Z91
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Management Proposals Mgmt No
Mgmt ForForYesAccept Financial Statements and Statutory Reports
1
Mgmt ForForYesAppoint Ernst & Young LLP as Auditors 2
Mgmt ForForYesAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors
3
Mgmt ForForYesAuthorise Issue of Equity 4
Mgmt ForForYesAuthorise Issue of Equity without Pre-emptive Rights
5
Mgmt ForForYesAuthorise Market Purchase of Ordinary Shares 6
Mgmt ForForYesApprove Remuneration Policy 7
Mgmt ForForYesApprove Remuneration Report for UK Law Purposes
8
Mgmt ForForYesApprove Remuneration Report for Australian Law Purposes
9
Mgmt ForForYesApprove Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie
10
Mgmt ForForYesElect Ian Cockerill as Director 11
Mgmt ForForYesElect Susan Kilsby as Director 12
Mgmt ForForYesRe-elect Terry Bowen as Director 13
Vote Summary Report
Date range covered: 10/01/2019 to 10/31/2019
BHP Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesRe-elect Malcolm Broomhead as Director 14
Mgmt ForForYesRe-elect Anita Frew as Director 15
Mgmt ForForYesRe-elect Andrew Mackenzie as Director 16
Mgmt ForForYesRe-elect Lindsay Maxsted as Director 17
Mgmt ForForYesRe-elect John Mogford as Director 18
Mgmt ForForYesRe-elect Shriti Vadera as Director 19
Mgmt ForForYesRe-elect Ken MacKenzie as Director 20
Mgmt NoShareholder Proposals
SH AgainstAgainstYesAmend Constitution of BHP Group Limited 21
SH AgainstAgainstYesApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Vote Summary Report
Date range covered: 12/01/2019 to 12/31/2019
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Primary ISIN: CNE1000003X6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt NoEGM BALLOT FOR HOLDERS OF H SHARES
Mgmt NoAPPROVE THE ELECTION OF DIRECTORS OF THE COMPANY
Mgmt ForForYesElect Xie Yonglin as Director 1.01
Mgmt ForForYesElect Tan Sin Yin as Director 1.02
Mgmt ForForYesAmend Articles of Association 2
Vote Summary Report
Reporting Period: 01/01/2020 to 03/31/2020
Novartis AG
Meeting Date: 02/28/2020 Country: Switzerland
Meeting Type: Annual
Primary ISIN: CH0012005267
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesAccept Financial Statements and Statutory Reports
1
Mgmt ForForYesApprove Discharge of Board and Senior Management
2
Mgmt ForForYesApprove Allocation of Income and Dividends of CHF 2.95 per Share
3
Mgmt ForForYesApprove CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
Mgmt ForForYesApprove Remuneration of Directors in the Amount of CHF 9 Million
5.1
Mgmt ForForYesApprove Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million
5.2
Mgmt ForForYesApprove Remuneration Report 5.3
Mgmt ForForYesReelect Joerg Reinhardt as Director and Board Chairman
6.1
Mgmt ForForYesReelect Nancy Andrews as Director 6.2
Mgmt ForForYesReelect Ton Buechner as Director 6.3
Mgmt ForForYesReelect Patrice Bula as Director 6.4
Mgmt ForForYesReelect Srikant Datar as Director 6.5
Mgmt ForForYesReelect Elizabeth Doherty as Director 6.6
Mgmt ForForYesReelect Ann Fudge as Director 6.7
Mgmt ForForYesReelect Frans van Houten as Director 6.8
Mgmt ForForYesReelect Andreas von Planta as Director 6.9
Mgmt ForForYesReelect Charles Sawyers as Director 6.10
Mgmt ForForYesReelect Enrico Vanni as Director 6.11
Mgmt ForForYesReelect William Winters as Director 6.12
Mgmt ForForYesElect Bridgette Heller as Director 6.13
Mgmt ForForYesElect Simon Moroney as Director 6.14
Mgmt ForForYesReappoint Patrice Bula as Member of the Compensation Committee
7.1
Vote Summary Report
Reporting Period: 01/01/2020 to 03/31/2020
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesReappoint Srikant Datar as Member of the Compensation Committee
7.2
Mgmt ForForYesReappoint Enrico Vanni as Member of the Compensation Committee
7.3
Mgmt ForForYesReappoint William Winters as Member of the Compensation Committee
7.4
Mgmt ForForYesAppoint Bridgette Heller as Member of the Compensation Committee
7.5
Mgmt ForForYesRatify PricewaterhouseCoopers AG as Auditors
8
Mgmt ForForYesDesignate Peter Zahn as Independent Proxy 9
Mgmt AgainstForYesTransact Other Business (Voting) 10
Svenska Handelsbanken AB
Meeting Date: 03/25/2020 Country: Sweden
Meeting Type: Annual
Primary ISIN: SE0007100599
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Open Meeting Mgmt No
Mgmt ForForYesElect Chairman of Meeting 2
Mgmt ForForYesPrepare and Approve List of Shareholders 3
Mgmt ForForYesApprove Agenda of Meeting 4
Mgmt ForForYesDesignate Inspector(s) of Minutes of Meeting 5
Mgmt ForForYesAcknowledge Proper Convening of Meeting 6
Mgmt NoReceive Financial Statements and Statutory Reports
7
Mgmt ForForYesAccept Financial Statements and Statutory Reports
8
Mgmt ForForYesApprove Allocation of Income and Dividends of SEK 5.50 Per Share
9
Mgmt ForForYesApprove Discharge of Board and President 10
Mgmt ForForYesAuthorize Repurchase of up to 120 Million Class A and/or B Shares and Reissuance of Repurchased Shares
11
Mgmt ForForYesAuthorize Share Repurchase Program 12
Vote Summary Report
Reporting Period: 01/01/2020 to 03/31/2020
Svenska Handelsbanken AB
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesApprove Issuance of Convertible Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights
13
Mgmt ForForYesDetermine Number of Directors (9) 14
Mgmt ForForYesDetermine Number of Auditors (2) 15
Mgmt ForForYesApprove Remuneration of Directors in the Amount of SEK 3.5 Million for Chairman, SEK 985,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
16
Mgmt ForForYesReelect Jon-Fredrik Baksaas as Director 17a
Mgmt ForForYesReelect Hans Biorck as Director 17b
Mgmt ForForYesReelect Par Boman as Director 17c
Mgmt ForForYesReelect Kerstin Hessius as Director 17d
Mgmt ForForYesReelect Lise Kaae as Director 17e
Mgmt ForForYesReelect Fredrik Lundberg as Director 17f
Mgmt ForForYesElect Ulf Riese as New Director 17g
Mgmt ForForYesElect Arja Taaveniku as New Director 17h
Mgmt ForForYesReelect Carina Akerstrom as Director 17i
Mgmt ForForYesReelect Par Boman as Board Chairman 18
Mgmt ForForYesRatify Ernst & Young and PricewaterhouseCoopers as Auditors
19
Mgmt ForForYesApprove Remuneration Policy And Other Terms of Employment For Executive Management
20
Mgmt ForForYesApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
21
Mgmt NoShareholder Proposals
SH AgainstNoneYesEliminate Differentiated Voting Rights 22
SH AgainstNoneYesInstruct Board to Work for the Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act
23
SH AgainstNoneYesInstruct Board to Prepare Proposal for Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021
24
SH AgainstNoneYesRequire a Special Examination Regarding Introduction of Negative Interest Rates and Review of Code of Ethics
25
Vote Summary Report
Reporting Period: 01/01/2020 to 03/31/2020
Svenska Handelsbanken AB
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt NoClose Meeting 26
Novo Nordisk A/S
Meeting Date: 03/26/2020 Country: Denmark
Meeting Type: Annual
Primary ISIN: DK0060534915
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
1 Receive Report of Board Mgmt No
Mgmt ForForYesAccept Financial Statements and Statutory Reports
2
Mgmt NoReceive Remuneration Report 2019 3.1
Mgmt ForForYesApprove Remuneration of Directors for 2019 in the Aggregate Amount of DKK 19.4 Million
3.2a
Mgmt ForForYesApprove Remuneration of Directors for 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work
3.2b
Mgmt ForForYesApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
3.3
Mgmt ForForYesAmend Articles Re: Voting on the Company's Remuneration Report at Annual General Meetings
3.4
Mgmt ForForYesApprove Allocation of Income and Dividends 4
Mgmt ForForYesReelect Helge Lund as Director and Chairman 5.1
Mgmt ForForYesReelect Jeppe Christiansen as Director and Deputy Chairman
5.2
Mgmt ForForYesReelect Brian Daniels as Director 5.3a
Mgmt ForForYesReelect Laurence Debroux as Director 5.3b
Mgmt ForForYesReelect Andreas Fibig as Director 5.3c
Mgmt ForForYesReelect Sylvie Gregoire as Director 5.3d
Mgmt ForForYesReelect Liz Hewitt as Director 5.3e
Mgmt ForForYesReelect Kasim Kutay as Director 5.3f
Vote Summary Report
Reporting Period: 01/01/2020 to 03/31/2020
Novo Nordisk A/S
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
Vote Instruction
Mgmt ForForYesReelect Martin Mackay as Director 5.3g
Mgmt ForForYesRatify PricewaterhouseCoopers as Auditors 6
Mgmt ForForYesApprove DKK 10 Million Reduction in Share Capital via B Share Cancellation
7.1
Mgmt ForForYesAuthorize Share Repurchase Program 7.2
Mgmt ForForYesApprove Creation of Pool of Capital for the Benefit of Employees
7.3a
Mgmt ForForYesApprove Creation of Pool of Capital with Preemptive Rights
7.3b
Mgmt ForForYesApprove Creation of Pool of Capital without Preemptive Rights
7.3c
Mgmt ForForYesApprove Donation to the World Diabetes Foundation
7.4
Mgmt NoShareholder Proposal Submitted by Frank Aaen
SH AgainstAgainstYesDisclosure of the Ratio between Executive and Employee Remuneration in theAnnual Reports
8
Mgmt NoOther Business 9
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
The Toronto-Dominion Bank
Meeting Date: 04/02/2020
Record Date: 02/07/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 891160509
Ticker: TD
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Amy W. Brinkley 1.1
Mgmt ForForElect Director Brian C. Ferguson 1.2
Mgmt ForForElect Director Colleen A. Goggins 1.3
Mgmt ForForElect Director Jean-Rene Halde 1.4
Mgmt ForForElect Director David E. Kepler 1.5
Mgmt ForForElect Director Brian M. Levitt 1.6
Mgmt ForForElect Director Alan N. MacGibbon 1.7
Mgmt ForForElect Director Karen E. Maidment 1.8
Mgmt ForForElect Director Bharat B. Masrani 1.9
Mgmt ForForElect Director Irene R. Miller 1.10
Mgmt ForForElect Director Nadir H. Mohamed 1.11
Mgmt ForForElect Director Claude Mongeau 1.12
Mgmt ForForElect Director S. Jane Rowe 1.13
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP A: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation
4
SH AgainstAgainstSP B: Set a Diversity Target of More than 40% for the Composition of its Board of Directors for the Next Five Years
5
SH AgainstAgainstSP C: Request to Adopt Targets for Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities
6
Ping An Insurance (Group) Company of China, Ltd.
Meeting Date: 04/09/2020
Record Date: 03/09/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y69790106
Ticker: 2318
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Ping An Insurance (Group) Company of China, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForApprove 2019 Report of the Board of Directors
1
Mgmt ForForApprove 2019 Report of the Supervisory Committee
2
Mgmt ForForApprove 2019 Annual Report and Its Summary
3
Mgmt ForForApprove 2019 Financial Statements and Statutory Reports
4
Mgmt ForForApprove 2019 Profit Distribution Plan and Distribution of Final Dividends
5
Mgmt ForForApprove PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForApprove 2019 Performance Evaluation of Independent Non-Executive Directors
7
Mgmt ForForApprove Issuance of Debt Financing Instruments
8
Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
9
Mgmt ForForAmend Articles of Association 10
SH ForForElect Lu Min as Director 11
PT Bank Central Asia Tbk
Meeting Date: 04/09/2020
Record Date: 03/10/2020
Country: Indonesia
Meeting Type: Annual
Primary Security ID: Y7123P138
Ticker: BBCA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners
Mgmt For For
Mgmt ForForApprove Allocation of Income and Dividends 2
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
PT Bank Central Asia Tbk
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Changes in Board of Directors 3
Mgmt ForForApprove Remuneration and Tantiem of Directors and Commissioners
4
Mgmt ForForApprove Auditors 5
Mgmt ForForApprove Payment of Interim Dividend 6
Mgmt ForForApprove Updates in the Company's Recovery Plan
7
Smith & Nephew Plc
Meeting Date: 04/09/2020
Record Date: 04/07/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G82343164
Ticker: SN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Policy 2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Final Dividend 4
Mgmt ForForRe-elect Graham Baker as Director 5
Mgmt ForForRe-elect Vinita Bali as Director 6
Mgmt ForForRe-elect Baroness Virginia Bottomley as Director
7
Mgmt ForForRe-elect Roland Diggelmann as Director 8
Mgmt ForForRe-elect Erik Engstrom as Director 9
Mgmt ForForRe-elect Robin Freestone as Director 10
Mgmt ForForRe-elect Marc Owen as Director 11
Mgmt ForForRe-elect Angie Risley as Director 12
Mgmt ForForRe-elect Roberto Quarta as Director 13
Mgmt ForForReappoint KPMG LLP as Auditors 14
Mgmt ForForAuthorise Board to Fix Remuneration of Auditors
15
Mgmt ForForApprove Global Share Plan 2020 16
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Smith & Nephew Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorise Issue of Equity 17
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
19
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
21
Airbus SE
Meeting Date: 04/16/2020
Record Date: 03/19/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N0280G100
Ticker: AIR
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtDiscussion on Company's Corporate Governance Structure
2.1
MgmtReceive Report on Business and Financial Statements
2.2
MgmtReceive Explanation on Company's Reserves and Dividend Policy
2.3
MgmtDiscussion of Agenda Items 3
Mgmt ForForAdopt Financial Statements 4.1
MgmtApprove Allocation of Income and Dividends of EUR of 1.80 per Share
4.2
Mgmt AgainstForApprove Discharge of Non-Executive Members of the Board of Directors
4.3
Mgmt AgainstForApprove Discharge of Executive Members of the Board of Directors
4.4
Mgmt ForForRatify Ernst & Young as Auditors 4.5
Mgmt ForForAdopt Remuneration Policy 4.6
Mgmt ForForApprove Remuneration Report Containing Remuneration Policy
4.7
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Airbus SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Mark Dunkerley as Non-Executive Director
4.8
Mgmt ForForElect Stephan Gemkow as Non-Executive Director
4.9
Mgmt ForForReelect Ralph D. Crosby, Jr. as Non-Executive Director
4.10
Mgmt ForForReelect Lord Drayson (Paul) as Non-Executive Director
4.11
Mgmt ForForGrant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans
4.12
Mgmt ForForGrant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding
4.13
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4.14
Mgmt ForForApprove Cancellation of Repurchased Shares 4.15
MgmtClose Meeting 5
Canadian Pacific Railway Limited
Meeting Date: 04/21/2020
Record Date: 02/28/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 13645T100
Ticker: CP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Ratify Deloitte LLP as Auditors Mgmt For For
Mgmt ForForAdvisory Vote on Executive Compensation Approach
2
Mgmt ForForElect Director John Baird 3.1
Mgmt ForForElect Director Isabelle Courville 3.2
Mgmt ForForElect Director Keith E. Creel 3.3
Mgmt ForForElect Director Gillian (Jill) H. Denham 3.4
Mgmt ForForElect Director Edward R. Hamberger 3.5
Mgmt ForForElect Director Rebecca MacDonald 3.6
Mgmt ForForElect Director Edward L. Monser 3.7
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Canadian Pacific Railway Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Matthew H. Paull 3.8
Mgmt ForForElect Director Jane L. Peverett 3.9
Mgmt ForForElect Director Andrea Robertson 3.10
Mgmt ForForElect Director Gordon T. Trafton 3.11
London Stock Exchange Group Plc
Meeting Date: 04/21/2020
Record Date: 04/17/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G5689U103
Ticker: LSE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Final Dividend 2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Remuneration Policy 4
Mgmt ForForRe-elect Jacques Aigrain as Director 5
Mgmt ForForRe-elect Marshall Bailey as Director 6
Mgmt ForForRe-elect Kathleen DeRose as Director 7
Mgmt ForForRe-elect Cressida Hogg as Director 8
Mgmt ForForRe-elect Raffaele Jerusalmi as Director 9
Mgmt ForForRe-elect Stephen O'Connor as Director 10
Mgmt ForForRe-elect Val Rahmani as Director 11
Mgmt ForForRe-elect Don Robert as Director 12
Mgmt ForForRe-elect David Schwimmer as Director 13
Mgmt ForForRe-elect Andrea Sironi as Director 14
Mgmt ForForRe-elect David Warren as Director 15
Mgmt ForForElect Dominic Blakemore as Director 16
Mgmt ForForReappoint Ernst & Young LLP as Auditors 17
Mgmt ForForAuthorise Board to Fix Remuneration of Auditors
18
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
London Stock Exchange Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorise Issue of Equity 19
Mgmt ForForAuthorise EU Political Donations and Expenditure
20
Mgmt ForForApprove Deferred Bonus Plan 21
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
22
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
23
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 24
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
ASML Holding NV
Meeting Date: 04/22/2020
Record Date: 03/25/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N07059202
Ticker: ASML
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtDiscuss the Company's Business, Financial Situation and Sustainability
2
Mgmt ForForApprove Remuneration Report 3.a
Mgmt ForForAdopt Financial Statements and Statutory Reports
3.b
MgmtReceive Clarification on Company's Reserves and Dividend Policy
3.c
Mgmt ForForApprove Dividends of EUR 2.40 Per Share 3.d
Mgmt ForForApprove Discharge of Management Board 4.a
Mgmt ForForApprove Discharge of Supervisory Board 4.b
Mgmt ForForApprove Number of Shares for Management Board
5
Mgmt ForForApprove Certain Adjustments to the Remuneration Policy for Management Board
6
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
ASML Holding NV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration Policy for Supervisory Board
7
MgmtAnnounce Vacancies on the Supervisory Board 8.a
MgmtOpportunity to Make Recommendations 8.b
MgmtAnnounce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board
8.c
Mgmt ForForReelect A.P. (Annet) Aris to Supervisory Board 8.d
Mgmt ForForElect D.M. (Mark) Durcan to Supervisory Board
8.e
Mgmt ForForElect D.W.A. (Warren) East to Supervisory Board
8.f
MgmtReceive Information on the Composition of the Supervisory Board
8.g
Mgmt ForForRatify KPMG as Auditors 9
Mgmt ForForGrant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes
10.a
Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a
10.b
Mgmt ForForGrant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition
10.c
Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c
10.d
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11.a
Mgmt ForForAuthorize Additional Repurchase of Up to 10 Percent of Issued Share Capital
11.b
Mgmt ForForAuthorize Cancellation of Repurchased Shares 12
MgmtOther Business (Non-Voting) 13
MgmtClose Meeting 14
Atlas Copco AB
Meeting Date: 04/23/2020
Record Date: 04/17/2020
Country: Sweden
Meeting Type: Annual
Primary Security ID: W1R924161
Ticker: ATCO.A
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Atlas Copco AB
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Opening of Meeting; Elect Chairman of Meeting
Mgmt For For
Mgmt ForForPrepare and Approve List of Shareholders 2
Mgmt ForForApprove Agenda of Meeting 3
Mgmt ForForDesignate Inspector(s) of Minutes of Meeting 4
Mgmt ForForAcknowledge Proper Convening of Meeting 5
MgmtReceive Financial Statements and Statutory Reports
6
MgmtReceive CEO's Report; Questions 7
Mgmt ForForAccept Financial Statements and Statutory Reports
8.a
Mgmt ForForApprove Discharge of Board and President 8.b
Mgmt ForForApprove Allocation of Income and Dividends of SEK 3.50 Per Share
8.c
Mgmt ForForApprove Record Date for Dividend Payment 8.d
Mgmt ForForDetermine Number of Members (9) and Deputy Members of Board (0)
9.a
Mgmt ForForDetermine Number of Auditors (1) and Deputy Auditors (0)
9.b
Mgmt AgainstForReelect Staffan Bohman, Tina Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect AnnaOhlsson-Leijon and Gordon Riske as New Directors
10.a
Mgmt AgainstForElect Hans Straberg as Board Chairman 10.b
Mgmt ForForRatify Ernst & Young as Auditors 10.c
Mgmt ForForApprove Remuneration of Directors in the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares
11.a
Mgmt ForForApprove Remuneration of Auditors 11.b
Mgmt ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
12.a
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Atlas Copco AB
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Performance Based Stock Option Plan 2020 for Key Employees
12.b
Mgmt ForForAcquire Class A Shares Related to Personnel Option Plan for 2020
13.a
Mgmt ForForAcquire Class A Shares Related to Remuneration of Directors in the Form of Synthetic Shares
13.b
Mgmt ForForTransfer Class A Shares Related to Personnel Option Plan for 2020
13.c
Mgmt ForForSell Class A Shares to Cover Costs Related to Synthetic Shares to the Board
13.d
Mgmt ForForSell Class A and B Shares to Cover Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017
13.e
MgmtClose Meeting 14
Nestle SA
Meeting Date: 04/23/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H57312649
Ticker: NESN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 1.2
Mgmt ForForApprove Discharge of Board and Senior Management
2
Mgmt ForForApprove Allocation of Income and Dividends of CHF 2.70 per Share
3
Mgmt ForForReelect Paul Bulcke as Director and Board Chairman
4.1.a
Mgmt ForForReelect Ulf Schneider as Director 4.1.b
Mgmt ForForReelect Henri de Castries as Director 4.1.c
Mgmt ForForReelect Renato Fassbind as Director 4.1.d
Mgmt ForForReelect Ann Veneman as Director 4.1.e
Mgmt ForForReelect Eva Cheng as Director 4.1.f
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Nestle SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForReelect Patrick Aebischer as Director 4.1.g
Mgmt ForForReelect Ursula Burns as Director 4.1.h
Mgmt ForForReelect Kasper Rorsted as Director 4.1.i
Mgmt ForForReelect Pablo Isla as Director 4.1.j
Mgmt ForForReelect Kimberly Ross as Director 4.1.k
Mgmt ForForReelect Dick Boer as Director 4.1.l
Mgmt ForForReelect Dinesh Paliwal as Director 4.1.m
Mgmt ForForElect Hanne Jimenez de Mora as Director 4.2
Mgmt ForForAppoint Patrick Aebischer as Member of the Compensation Committee
4.3.1
Mgmt ForForAppoint Ursula Burns as Member of the Compensation Committee
4.3.2
Mgmt ForForAppoint Pablo Isla as Member of the Compensation Committee
4.3.3
Mgmt ForForAppoint Dick Boer as Member of the Compensation Committee
4.3.4
Mgmt ForForRatify Ernst & Young AG as Auditors 4.4
Mgmt ForForDesignate Hartmann Dreyer as Independent Proxy
4.5
Mgmt ForForApprove Remuneration of Directors in the Amount of CHF 10 Million
5.1
Mgmt ForForApprove Remuneration of Executive Committee in the Amount of CHF 55 Million
5.2
Mgmt ForForApprove CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares
6
Mgmt AgainstAgainstTransact Other Business (Voting) 7
RELX Plc
Meeting Date: 04/23/2020
Record Date: 04/21/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7493L105
Ticker: REL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
RELX Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration Policy 2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Final Dividend 4
Mgmt ForForReappoint Ernst & Young LLP as Auditors 5
Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
6
Mgmt ForForElect Charlotte Hogg as Director 7
Mgmt ForForRe-elect Erik Engstrom as Director 8
Mgmt ForForRe-elect Sir Anthony Habgood as Director 9
Mgmt ForForRe-elect Wolfhart Hauser as Director 10
Mgmt ForForRe-elect Marike van Lier Lels as Director 11
Mgmt ForForRe-elect Nick Luff as Director 12
Mgmt ForForRe-elect Robert MacLeod as Director 13
Mgmt ForForRe-elect Linda Sanford as Director 14
Mgmt ForForRe-elect Andrew Sukawaty as Director 15
Mgmt ForForRe-elect Suzanne Wood as Director 16
Mgmt ForForAuthorise Issue of Equity 17
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
19
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
21
Schneider Electric SE
Meeting Date: 04/23/2020
Record Date: 04/21/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F86921107
Ticker: SU
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Schneider Electric SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 2.55 per Share
3
Mgmt ForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForApprove Termination Package of Emmanuel Babeau, Vice-CEO
5
Mgmt ForForApprove Compensation Report 6
Mgmt ForForApprove Compensation of Jean-Pascal Tricoire, Chairman and CEO
7
Mgmt ForForApprove Compensation of Emmanuel Babeau, Vice-CEO
8
Mgmt ForForApprove Remuneration Policy of Chairman and CEO
9
Mgmt ForForApprove Remuneration Policy of Emmanuel Babeau, Vice-CEO
10
Mgmt ForForApprove Remuneration Policy of Board Members
11
Mgmt ForForReelect Leo Apotheker as Director 12
Mgmt ForForReelect Cecile Cabanis as Director 13
Mgmt ForForReelect Fred Kindle as Director 14
Mgmt ForForReelect Willy Kissling as Director 15
Mgmt ForForElect Jill Lee as Director 16
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
17
MgmtExtraordinary Business
Mgmt ForForAmend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives
18
Mgmt ForForAmend Articles 13 and 16 of Bylaws to Comply with New Regulation
19
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
21
Mgmt ForForAuthorize Filing of Required Documents/Other Formalities
22
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Canadian National Railway Company
Meeting Date: 04/28/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 136375102
Ticker: CNR
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Shauneen Bruder Mgmt For For
Mgmt ForForElect Director Donald J. Carty 1.2
Mgmt ForForElect Director Gordon D. Giffin 1.3
Mgmt ForForElect Director Julie Godin 1.4
Mgmt ForForElect Director Edith E. Holiday 1.5
Mgmt ForForElect Director V. Maureen Kempston Darkes 1.6
Mgmt ForForElect Director Denis Losier 1.7
Mgmt ForForElect Director Kevin G. Lynch 1.8
Mgmt ForForElect Director James E. O'Connor 1.9
Mgmt ForForElect Director Robert Pace 1.10
Mgmt ForForElect Director Robert L. Phillips 1.11
Mgmt ForForElect Director Jean-Jacques Ruest 1.12
Mgmt ForForElect Director Laura Stein 1.13
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Persimmon Plc
Meeting Date: 04/29/2020
Record Date: 04/27/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G70202109
Ticker: PSN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt AbstainForApprove Final Dividend 2
Mgmt ForForApprove Remuneration Policy 3
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Persimmon Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration Report 4
Mgmt ForForRe-elect Roger Devlin as Director 5
Mgmt ForForRe-elect David Jenkinson as Director 6
Mgmt ForForRe-elect Michael Killoran as Director 7
Mgmt ForForRe-elect Nigel Mills as Director 8
Mgmt ForForRe-elect Rachel Kentleton as Director 9
Mgmt ForForRe-elect Simon Litherland as Director 10
Mgmt ForForRe-elect Marion Sears as Director 11
Mgmt ForForElect Joanna Place as Director 12
Mgmt ForForReappoint Ernst & Young LLP as Auditors 13
Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForAuthorise Issue of Equity 15
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 17
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Unilever NV
Meeting Date: 04/30/2020
Record Date: 04/02/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N8981F289
Ticker: UNA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtDiscussion of the Annual Report and Accounts for the 2019 Financial Year
1
Mgmt ForForApprove Financial Statements and Allocation of Income
2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Discharge of Executive Directors 4
Mgmt ForForApprove Discharge of Non-Executive Directors 5
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Unilever NV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForReelect N Andersen as Non-Executive Director 6
Mgmt ForForReelect L Cha as Non-Executive Director 7
Mgmt ForForReelect V Colao as Non-Executive Director 8
Mgmt ForForReelect J Hartmann as Non-Executive Director 9
Mgmt ForForReelect A Jope as Executive Director 10
Mgmt ForForReelect A Jung as Non-Executive Director 11
Mgmt ForForReelect S Kilsby as Non-Executive Director 12
Mgmt ForForReelect S Masiyiwa as Non-Executive Director 13
Mgmt ForForReelect Y Moon as Non-Executive Director 14
Mgmt ForForReelect G Pitkethly as Executive Director 15
Mgmt ForForReelect J Rishton as Director 16
Mgmt ForForReelect F Sijbesma as Director 17
Mgmt ForForRatify KPMG as Auditors 18
Mgmt ForForGrant Board Authority to Issue Shares 19
Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes
20
Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes
21
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
22
Mgmt ForForApprove Reduction in Share Capital through Cancellation of Ordinary Shares
23
Allianz SE
Meeting Date: 05/06/2020
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D03080112
Ticker: ALV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Allianz SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 9.60 per Share
2
Mgmt Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt Do Not Vote
ForApprove Affiliation Agreement with Allianz Africa Holding GmbH
5
GlaxoSmithKline Plc
Meeting Date: 05/06/2020
Record Date: 05/04/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G3910J112
Ticker: GSK
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Remuneration Policy 3
Mgmt ForForElect Sir Jonathan Symonds as Director 4
Mgmt ForForElect Charles Bancroft as Director 5
Mgmt ForForRe-elect Emma Walmsley as Director 6
Mgmt ForForRe-elect Vindi Banga as Director 7
Mgmt ForForRe-elect Dr Hal Barron as Director 8
Mgmt ForForRe-elect Dr Vivienne Cox as Director 9
Mgmt ForForRe-elect Lynn Elsenhans as Director 10
Mgmt ForForRe-elect Dr Laurie Glimcher as Director 11
Mgmt ForForRe-elect Dr Jesse Goodman as Director 12
Mgmt ForForRe-elect Judy Lewent as Director 13
Mgmt ForForRe-elect Iain Mackay as Director 14
Mgmt ForForRe-elect Urs Rohner as Director 15
Mgmt ForForReappoint Deloitte LLP as Auditors 16
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
GlaxoSmithKline Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorise the Audit & Risk Committee to Fix Remuneration of Auditors
17
Mgmt ForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForAuthorise Issue of Equity 19
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForApprove the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports
23
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
24
InterContinental Hotels Group Plc
Meeting Date: 05/07/2020
Record Date: 05/05/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4804L163
Ticker: IHG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Policy 2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForElect Arthur de Haast as Director 4a
Mgmt ForForRe-elect Keith Barr as Director 4b
Mgmt ForForRe-elect Anne Busquet as Director 4c
Mgmt ForForRe-elect Patrick Cescau as Director 4d
Mgmt ForForRe-elect Ian Dyson as Director 4e
Mgmt ForForRe-elect Paul Edgecliffe-Johnson as Director 4f
Mgmt ForForRe-elect Jo Harlow as Director 4g
Mgmt ForForRe-elect Elie Maalouf as Director 4h
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
InterContinental Hotels Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRe-elect Luke Mayhew as Director 4i
Mgmt ForForRe-elect Jill McDonald as Director 4j
Mgmt ForForRe-elect Dale Morrison as Director 4k
Mgmt ForForReappoint Ernst & Young LLP as Auditors 5
Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
6
Mgmt ForForAuthorise EU Political Donations and Expenditure
7
Mgmt ForForAmend Long Term Incentive Plan 8
Mgmt ForForAuthorise Issue of Equity 9
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
10
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
11
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 12
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
13
Mgmt ForForAdopt New Articles of Association 14
KBC Group SA/NV
Meeting Date: 05/07/2020
Record Date: 04/23/2020
Country: Belgium
Meeting Type: Annual
Primary Security ID: B5337G162
Ticker: KBC
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Directors' Reports (Non-Voting) 1
MgmtReceive Auditors' Reports (Non-Voting) 2
MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)
3
Mgmt ForForAdopt Financial Statements 4
Mgmt ForForApprove Allocation of Income 5a
Mgmt ForForApprove Dividends of EUR 1.00 Per Share 5b
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
KBC Group SA/NV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration Report 6
Mgmt ForForApprove Discharge of Directors 7
Mgmt ForForApprove Discharge of Auditors 8
Mgmt ForForApprove Auditors' Remuneration 9
Mgmt ForForIndicate Koenraad Debackere as Independent Director
10a
Mgmt AgainstForElect Erik Clinck as Director 10b
Mgmt AgainstForElect Liesbet Okkerse as Director 10c
Mgmt AgainstForReelect Theodoros Roussis as Director 10d
Mgmt AgainstForReelect Sonja De Becker as Director 10e
Mgmt ForForReelect Johan Thijs as Director 10f
Mgmt ForForReelect Vladimira Papirnik as Independent Director
10g
MgmtTransact Other Business 11
LafargeHolcim Ltd.
Meeting Date: 05/12/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H4768E105
Ticker: LHN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 1.2
Mgmt ForForApprove Discharge of Board and Senior Management
2
Mgmt ForForApprove Allocation of Income 3.1
Mgmt ForForApprove Dividends of CHF 2.00 per Share from Capital Contribution Reserves
3.2
Mgmt ForForReelect Beat Hess as Director and Board Chairmann
4.1a
Mgmt ForForReelect Oscar Fanjul as Director 4.1b
Mgmt ForForReelect Colin Hall as Director 4.1c
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
LafargeHolcim Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForReelect Naina Kidwai as Director 4.1d
Mgmt ForForReelect Patrick Kron as Director 4.1e
Mgmt ForForReelect Adrian Loader as Director 4.1f
Mgmt ForForReelect Juerg Oleas as Director 4.1g
Mgmt ForForReelect Claudia Ramirez as Director 4.1h
Mgmt ForForReelect Hanne Sorensen as Director 4.1i
Mgmt ForForReelect Dieter Spaelti as Director 4.1j
Mgmt ForForElect Philippe Block as Director 4.2.1
Mgmt ForForElect Kim Fausing as Director 4.2.2
Mgmt ForForReappoint Oscar Fanjul as Member of the Nomination, Compensation and Governance Committee
4.3.1
Mgmt ForForReappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee
4.3.2
Mgmt ForForReappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee
4.3.3
Mgmt ForForAppoint Colin Hall as Member of the Nomination, Compensation and Governance Committee
4.4.1
Mgmt ForForAppoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee
4.4.2
Mgmt ForForRatify Deloitte AG as Auditors 4.5.1
Mgmt ForForDesignate Sabine Burkhalter Kaimakliotis as Independent Proxy
4.5.2
Mgmt ForForApprove Remuneration of Directors in the Amount of CHF 5.4 Million
5.1
Mgmt ForForApprove Remuneration of Executive Committee in the Amount of CHF 42.5 Million
5.2
Mgmt AgainstForTransact Other Business (Voting) 6
Tencent Holdings Limited
Meeting Date: 05/13/2020
Record Date: 05/07/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G87572163
Ticker: 700
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Tencent Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Final Dividend 2
Mgmt ForForElect Lau Chi Ping Martin as Director 3a
Mgmt ForForElect Charles St Leger Searle as Director 3b
Mgmt ForForElect Ke Yang as Director 3c
Mgmt ForForAuthorize Board to Fix Remuneration of Directors
3d
Mgmt ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstForAuthorize Reissuance of Repurchased Shares 7
Mgmt ForForAmend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association
8
Deutsche Boerse AG
Meeting Date: 05/19/2020
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D1882G119
Ticker: DB1
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Mgmt ForForApprove Allocation of Income and Dividends of EUR 2.90 per Share
2
Mgmt ForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Deutsche Boerse AG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Michael Ruediger to the Supervisory Board
5
Mgmt ForForApprove Creation of EUR 19 Million Pool of Capital without Preemptive Rights
6
Mgmt ForForApprove Creation of EUR 19 Million Pool of Capital with Preemptive Rights
7
Mgmt ForForApprove Remuneration Policy 8
Mgmt ForForApprove Remuneration of Supervisory Board Members
9
Mgmt ForForAmend Corporate Purpose 10
Mgmt ForForRatify KPMG AG as Auditors for Fiscal 2020 11
SAP SE
Meeting Date: 05/20/2020
Record Date: 05/07/2020
Country: Germany
Meeting Type: Annual
Primary Security ID: D66992104
Ticker: SAP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Mgmt ForForApprove Allocation of Income and Dividends of EUR 1.58 per Share
2
Mgmt ForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForRatify KPMG AG as Auditors for Fiscal 2020 5
Mgmt ForForApprove Creation of EUR 250 Million Pool of Capital with Preemptive Rights
6.1
Mgmt ForForApprove Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6.2
Mgmt ForForApprove Remuneration Policy for the Management Board
7
Mgmt ForForApprove Remuneration Policy for the Supervisory Board
8
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Legal & General Group Plc
Meeting Date: 05/21/2020
Record Date: 05/19/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G54404127
Ticker: LGEN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Final Dividend 2
Mgmt ForForElect Michelle Scrimgeour as Director 3
Mgmt ForForRe-elect Henrietta Baldock as Director 4
Mgmt ForForRe-elect Philip Broadley as Director 5
Mgmt ForForRe-elect Jeff Davies as Director 6
Mgmt ForForRe-elect Sir John Kingman as Director 7
Mgmt ForForRe-elect Lesley Knox as Director 8
Mgmt ForForRe-elect George Lewis as Director 9
Mgmt ForForRe-elect Kerrigan Procter as Director 10
Mgmt ForForRe-elect Toby Strauss as Director 11
Mgmt ForForRe-elect Julia Wilson as Director 12
Mgmt ForForRe-elect Nigel Wilson as Director 13
Mgmt ForForReappoint KPMG LLP as Auditors 14
Mgmt ForForAuthorise Board to Fix Remuneration of Auditors
15
Mgmt ForForApprove Remuneration Policy 16
Mgmt ForForApprove Remuneration Report 17
Mgmt ForForAuthorise Issue of Equity 18
Mgmt ForForAuthorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities
19
Mgmt ForForAuthorise EU Political Donations and Expenditure
20
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
21
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
22
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Legal & General Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities
23
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 24
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
RELX Plc
Meeting Date: 05/26/2020
Record Date: 05/21/2020
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G7493L105
Ticker: REL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Borrowing Limit Under the Company's Articles of Association
Mgmt For For
Safran SA
Meeting Date: 05/28/2020
Record Date: 05/26/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F4035A557
Ticker: SAF
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForElect Patricia Bellinger as Director 4
Mgmt ForForRatify Appointment of Saraiva as Representative of Employee Shareholders to the Board
5
Mgmt ForForElect Marc Aubry as Representative of Employee Shareholders to the Board
6
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Safran SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Anne Aubert as Representative of Employee Shareholders to the Board
7
Mgmt AgainstAgainstElect Fernanda Saraiva as Representative of Employee Shareholders to the Board
A
Mgmt AgainstAgainstElect Carlos Arvizuas as Representative of Employee Shareholders to the Board
B
Mgmt ForForApprove Compensation of Chairman of the Board
8
Mgmt ForForApprove Compensation of CEO 9
Mgmt ForForApprove Compensation Report of Corporate Officers
10
Mgmt ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.1 Million
11
Mgmt ForForApprove Remuneration Policy of Chairman of the Board
12
Mgmt ForForApprove Remuneration Policy of CEO 13
Mgmt ForForApprove Remuneration Policy of Directors 14
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
15
MgmtExtraordinary Business
Mgmt ForForAmend Article 14 of Bylaws Re: Board Composition
16
Mgmt ForForAmend Article 3 of Bylaws Re: Corporate Purpose
17
Mgmt ForForAuthorize Filing of Required Documents/Other Formalities
18
AIA Group Limited
Meeting Date: 05/29/2020
Record Date: 05/25/2020
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y002A1105
Ticker: 1299
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Final Dividend 2
Mgmt ForForElect Edmund Sze-Wing Tse as Director 3
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
AIA Group Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Jack Chak-Kwong So as Director 4
Mgmt ForForElect Mohamed Azman Yahya Director 5
Mgmt ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7A
Mgmt ForForAuthorize Repurchase of Issued Share Capital 7B
Mgmt ForForApprove New Share Option Scheme and Terminate Existing Share Option Scheme
8
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: 06/09/2020
Record Date: 04/09/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y84629107
Ticker: 2330
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForAmend Procedures for Lending Funds to Other Parties
2
MgmtELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING
Mgmt ForForElect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director
3.1
KEYENCE Corp.
Meeting Date: 06/12/2020
Record Date: 03/20/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J32491102
Ticker: 6861
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
KEYENCE Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 100
Mgmt For Against
Mgmt ForForElect Director Takizaki, Takemitsu 2.1
Mgmt AgainstForElect Director Nakata, Yu 2.2
Mgmt ForForElect Director Kimura, Keiichi 2.3
Mgmt ForForElect Director Yamaguchi, Akiji 2.4
Mgmt ForForElect Director Miki, Masayuki 2.5
Mgmt ForForElect Director Yamamoto, Akinori 2.6
Mgmt ForForElect Director Kanzawa, Akira 2.7
Mgmt ForForElect Director Tanabe, Yoichi 2.8
Mgmt ForForElect Director Taniguchi, Seiichi 2.9
Mgmt ForForAppoint Statutory Auditor Takeda, Hidehiko 3.1
Mgmt ForForAppoint Statutory Auditor Indo, Hiroji 3.2
Mgmt ForForAppoint Alternate Statutory Auditor Yamamoto, Masaharu
4
Delivery Hero SE
Meeting Date: 06/18/2020
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D1T0KZ103
Ticker: DHER
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Mgmt ForForApprove Allocation of Income and Omission of Dividends
2
Mgmt ForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForApprove Discharge of Supervisory Board Member Martin Enderle for Fiscal 2019
4.1
Mgmt ForForApprove Discharge of Supervisory Board Member Hilary Gosher for Fiscal 2019
4.2
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Delivery Hero SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Discharge of Supervisory Board Member Patrick Kolek for Fiscal 2019
4.3
Mgmt ForForApprove Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal 2019
4.4
Mgmt ForForApprove Discharge of Supervisory Board Member Vera Stachowiak for Fiscal 2019
4.5
Mgmt ForForApprove Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal 2019
4.6
Mgmt ForForApprove Discharge of Supervisory Board Member Semih Yalcin for Fiscal 2019
4.7
Mgmt ForForRatify KPMG AG as Auditors for Fiscal 2020 5
Mgmt ForForElect Jeanette Gorgas to the Supervisory Board as Shareholder Representative
6.1
Mgmt ForForElect Martin Enderle to the Supervisory Board as Shareholder Representative
6.2
Mgmt AgainstForElect Patrick Kolek to the Supervisory Board as Shareholder Representative
6.3
Mgmt ForForElect Nils Engvall to the Supervisory Board as Employee Representative
6.4
Mgmt ForForElect Gabriella Ardbo to the Supervisory Board as Employee Representative
6.5
Mgmt ForForElect Gerald Taylor to the Supervisory Board as Employee Representative
6.6
Mgmt ForForElect Gabriela Chavez as Alternate Supervisory Board Member
6.7
Mgmt ForForElect Vera Stachowiak as Alternate Supervisory Board Member
6.8
Mgmt AgainstForApprove Creation of EUR 20 Million Pool of Capital without Preemptive Rights
7
Mgmt AgainstForApprove Creation of EUR 18.7 Million Pool of Capital without Preemptive Rights
8
Mgmt AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights
9
Mgmt ForForAmend Articles Re: Shareholder Register 10
Mgmt ForForAmend Articles Re: General Meeting Chairman 11
Mgmt ForForAmend Articles Re: Majority Requirement for Passing Resolutions at General Meetings
12
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Delivery Hero SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
13
Mgmt AgainstForAuthorize Use of Financial Derivatives when Repurchasing Shares
14
Mgmt ForForApprove Remuneration of the Supervisory Board Chairman
15
SMC Corp. (Japan)
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J75734103
Ticker: 6273
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 200
Mgmt For Against
Mgmt AgainstForElect Director Maruyama, Katsunori 2.1
Mgmt ForForElect Director Takada, Yoshiki 2.2
Mgmt ForForElect Director Kosugi, Seiji 2.3
Mgmt ForForElect Director Satake, Masahiko 2.4
Mgmt ForForElect Director Isoe, Toshio 2.5
Mgmt ForForElect Director Ota, Masahiro 2.6
Mgmt ForForElect Director Maruyama, Susumu 2.7
Mgmt ForForElect Director Samuel Neff 2.8
Mgmt ForForElect Director Kaizu, Masanobu 2.9
Mgmt ForForElect Director Kagawa, Toshiharu 2.10
Mgmt ForForApprove Director Retirement Bonus 3
Mgmt ForForApprove Bonus Related to Retirement Bonus System Abolition
4
Mgmt ForForApprove Trust-Type Equity Compensation Plan
5
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Sony Corp.
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J76379106
Ticker: 6758
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Change Company Name Mgmt For For
Mgmt ForForElect Director Yoshida, Kenichiro 2.1
Mgmt ForForElect Director Totoki, Hiroki 2.2
Mgmt ForForElect Director Sumi, Shuzo 2.3
Mgmt ForForElect Director Tim Schaaff 2.4
Mgmt ForForElect Director Matsunaga, Kazuo 2.5
Mgmt ForForElect Director Oka, Toshiko 2.6
Mgmt ForForElect Director Akiyama, Sakie 2.7
Mgmt ForForElect Director Wendy Becker 2.8
Mgmt ForForElect Director Hatanaka, Yoshihiko 2.9
Mgmt ForForElect Director Adam Crozier 2.10
Mgmt ForForElect Director Kishigami, Keiko 2.11
Mgmt ForForElect Director Joseph A. Kraft Jr 2.12
Mgmt ForForApprove Stock Option Plan 3
LVMH Moet Hennessy Louis Vuitton SE
Meeting Date: 06/30/2020
Record Date: 06/26/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F58485115
Ticker: MC
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 4.80 per Share
3
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
LVMH Moet Hennessy Louis Vuitton SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt AgainstForReelect Delphine Arnault as Director 5
Mgmt AgainstForReelect Antonio Belloni as Director 6
Mgmt AgainstForReelect Diego Della Valle as Director 7
Mgmt ForForReelect Marie-Josee Kravis as Director 8
Mgmt ForForReelect Marie-Laure Sauty de Chalon as Director
9
Mgmt ForForElect Natacha Valla as Director 10
Mgmt AgainstForAppoint Lord Powell of Bayswater as Censor 11
Mgmt AgainstForApprove Compensation Report of Corporate Officers
12
Mgmt AgainstForApprove Compensation of Bernard Arnault, Chairman and CEO
13
Mgmt AgainstForApprove Compensation of Antonio Belloni, Vice-CEO
14
Mgmt ForForApprove Remuneration Policy of Corporate Officers
15
Mgmt AgainstForApprove Remuneration Policy of Chairman and CEO
16
Mgmt AgainstForApprove Remuneration Policy of Vice-CEO 17
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
18
MgmtExtraordinary Business
Mgmt ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
19
Mgmt AgainstForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
20
Mgmt ForForAmend Article 11 of Bylaws Re: Employee Representative
21
Mgmt ForForAmend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation
22
Mgmt ForForAmend Article 14 of Bylaws Re: Board Powers 23
Mgmt ForForAmend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes
24
Vote Summary Report
Reporting Period: 04/01/2020 to 06/30/2020
Location(s): All Locations
Institution Account(s): 501186
Vonovia SE
Meeting Date: 06/30/2020
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D9581T100
Ticker: VNA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Mgmt ForForApprove Allocation of Income and Dividends of EUR 1.57 per Share
2
Mgmt ForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForRatify KPMG AG as Auditors for Fiscal 2020 5
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