Submission to Standards Committee on Lobbying the Scottish Parliament

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    SubmissiontoStandardsCommitteeConsultationonLobbyingthe

    ScottishParliament

    WilliamDinan, DavidMiller, PhilipSchlesinger

    StirlingMediaResearchInstitute

    UniversityofStirling

    Introduction

    The StirlingMediaResearchInstitute has been engaged inanongoing

    programmeofresearchintothepublicrelationsandlobbyingindustryin

    Scotland, theUKandEuropesince 19961.Wehave beenencouraged bythe

    StandardsCommitteesrecognitionoftheimportanceoflobbyingasamatter

    ofbothprofessionalandpublicconcern, andwewelcometheopportunityto

    respondtotheconsultationpaper. Ourcontributionisofferedinthespiritof

    independentacademicanalysis.

    Wehavemonitoredthegrowthanddevelopmentofthelobbyingindustryin

    Scotlandandinterviewedawiderangeoflobbyistsandpublicrelations

    professionalsrangingacrossthecommercial(consultancyandin-house)and

    voluntarysectors. Aspartofourresearchactivity, theSMRIhas beena

    corporatememberofASPAsinceitsinception.Whenwejoined, itwasmade

    clearwewereresearchersandnotinanywayengagedinprofessional

    lobbying. OurresearchattheUKandEuropeanlevelshasalso broughtusintocontactwithcommercialandvoluntarysectorlobbyistswhoworkin

    otherjurisdictions, andhas broadenedourperspectiveontheissuesrelating

    tolobbying.

    WhatisaLobbyist?

    Weacceptthatawidevarietyoforganisationsengageinlobbying. Butitis

    hardlyaseriousargumenttosay, aslobbyistssometimesdo, thatlobbying

    consultancieshavenothingtodowithlobbying. Thisis becausemany

    lobbyistsareextremelykeennottodescribethemselvesaslobbyists. They

    useallsorts

    ofeu

    ph

    emismssu

    ch

    as

    poli

    ticalco

    nsultants

    ,a

    dvocat

    es

    ,pu

    blicaffairsadvisersgovernmentrelationscounseletc. Whateverlabeltheyuse,

    andhowevermuchtheyclaimtohelpthedemocraticprocess byenabling

    dialogueandmutualunderstanding, itremainsthecasethattheyworkfor

    clientswhohirethemtopursuetheirownsectionalinterests.

    1Political Communication and Democracy Economic and Social Research Council, Award No. L 126 30

    100228, (1996-1998) and Political Communication and the Scottish Parliament, Award No. L 327 253003 (1999-2000).

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    Wecertainlyacceptthatallorganisationshaveademocraticrighttolobby

    theirMSPsandthe Executive andthatall organisationshave arightto

    employprofessional advisers. It is, however, fanciful topretend(assome

    lobbyistsdo)thatthe abilityto employadvisers isnotsystematically limitedbyresources. Infactlobbyingconsultanciesoverwhelminglyworkfor

    businessinterests, whoalsoprovide byfarthelargestproportionoftheir

    income.

    TheLobbyingIndustry

    Itisworthnotingthatmanyofthe biggerlobbyingandpublicrelations

    consultanciescurrentlyactive inScotlandare themselvesowned bylarge

    multinational communicationconglomerates.

    Forexample, mostAPPCScotlandmemberagencieshaveoffices bothin

    BrusselsandLondon, andareaffiliatedto, orowned by, communications

    conglomerateswithaglobalreach. Scotlandismerelyalocaloutpostofthe

    global communications economy. Ofthe eight lobbyingcompanieswith

    offices in Scotlandwhoare membersofthe APPC, sixare owned by

    multinational communicationconglomerateswithglobal reach:

    StrategyinScotland

    (partofWestminster Strategy, inturnpartofthe international

    Graylinggroup, owned bythe Lopexcommunicationcorporation);Shandwick

    (the Scottish branchofthe Interpubliccommunicationconglomerate);GPCScotland

    (partoftheglobalGPCnetwork, owned bytheOmnicomgroup, which

    hasotherinterestsinScotlandthroughCountrywidePorterNovelli,

    whoare membersofASPA);CitigatePublicAffairs

    (a branchofCitigate Dewe Rogerson, owned bythe communications

    corporationIncepta);GJWScotland

    (the Scottishoffice ofGJWGovernmentRelations, recentlyacquired by

    BSMGW

    orldwide);

    APCOScotland

    (partofAPCOWorldwide).

    These corporationshave theirown interestsacrossthe mediaand

    communicationindustries. Oneofthekeyconcernsforthefutureisthe

    extenttowhichtheiractivitiesindiffering branchesofthecommunication

    industriesmight involve aconflictofinterest. This issue hasnotyet beenof

    publicconcern in Scotland. Butatthe UKandglobal levelscommunications

    conglomerates increasinglypromote the sectional interestsoftheirclients

    throughlobbyingandpublicrelationsactivitieswhilealsoowningnews

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    organisationswhicharesupposedtoreportdispassionatelyonthesame

    clients. For example ITN andthe PRgiantBursonMarstellerjointlyown

    Corporate Television Newswhichmakescorporate videosandvideonews

    releases. Therehaverecently beenallegationsthattheprioritiesofCTNs

    clientscanaffectITNreportingofpublicissuessuchastheroleofShellin

    Nigeria, Shell beingaCTNclient(Monbiot 1998;Whitehead 1998). Whether

    theseparticularallegationshavesubstanceornot, theissueofapotential

    conflictofinterestisclear. AsthingsstandinScotlandthereareanumberof

    prominent broadcastjournalistswho bothworkfororganisationswhich

    providemediatrainingtolargeScottishandmultinationalcorporationsand

    whoarealsoexpectedtodispassionatelyreporttheactivitiesofthose

    corporations.

    Suchpotentialconflictsofinterestarecurrentlynotwidelyknownorairedin

    Scotlandandarelikelytoremainhiddenintheabsenceofstatutory

    regulationwhichwouldrequirethedisclosureofclientsandfees by bothPR

    andlobbyingconsultancies.

    Lobbyingtradeassociations

    Lobbyingtradeassociationsexistlargelyinordertodefendthesectional

    interestsoftheirindustries. Bothofthededicatedlobbyingtrade

    organisationsintheUK(APPC, ASPA)havecomeintoexistenceinthelast

    sixyearsasaresultofjournalisticexposureofallegedlobbyingmalpractice.

    Oneoftheirmainaimsinpracticeistoresistproperdemocraticscrutinyof

    theiractivities. Tothisendtheywillattempttoportraylobbyingasaharmlessordemocraticallyhelpfulactivityorclaimthattheyrepresenta

    widerangeofopinionandinterestsandnotsimplythosewhicharenarrowly

    corporate. BothASPAandtheAPPCengageintheformerandASPAinthe

    latter. ItistruethatASPAdoeshavememberswhoarenotfrom

    corporationsorconsultancies, buttheseareverymuchjuniorpartnersinthe

    enterprise. ASPAcurrentlyhasaround 25 paid-upmembers. Ofthese,

    aroundtwo-thirdsarefromcorporateorconsultancy backgrounds. Inessence

    thetradeassociations(andthewiderPRassociationssuchastheIPRand

    PRCA)areself-interestedactorsinthisdebate.

    Thecaseforregulation

    AtpresentthesystemofregulationinScotlandisverysimilartothatof

    Westminster. TherhetoricofanopenScotlanddistinctfromWestminster

    hasnotsofar beenachievedinpractice. Statutoryregulationoflobbyingin

    Scotlandwould beasignificantdeparturefromthepracticeatWestminster

    andcouldprovideamodelto befollowedin London.

    TheStandardsCommitteehasalreadydevisedacodeofconductgoverning

    theactionsofMSPs. Thiswasawelcomefirststepinprovidingforprobityin

    Scottishpubliclife. However, itisourviewthatonlystatutoryregulationof

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    alllobbyistsinScotlandwouldguaranteethehigheststandardsofbehaviour

    ofall those involved inthe political process. Moreover, itcouldprovide the

    publicwith important informationaboutthe political processand increase

    publicconfidence inthe Parliamentasan institution.

    Objectionstoastatutoryregisterofoutsideintereststendtofocusonthe

    difficultyindefininglobbyistsandthe impracticalityofmaintaininga

    registerofoutside interests. There is infactmuch evidence tosuggestthat

    these objectionsare misplaced. Ifastatutoryregisteroflobbyists includesall

    thosewholobbythenthedifficultyofdistinguishing betweendifferenttypes

    oflobbyists(commercialconsultants, in-housecorporate, voluntarysector)

    becomeslessproblematic. Manystatesinthe UShave managedtoproduce

    systemsofregistrationwhichcancope withthe varietyofoutside interests

    whoseektoshape publicpolicy2.

    Thereisalsoevidencethatthesesystemsarepracticableand, accordingto

    evidence tothe NeillCommittee, thattheycanmake importantinformation

    availabletothepubliccheaplyandeffectively byelectronicinformation

    gathering, storageandretrieval, providingeasyaccesstoallwhowishit

    (NeillCommittee 2000: 86). ContemporaryexperiencefromtheStateofNew

    York(whichhasrecentlyenacted, andimplemented, theNewYorkState

    LobbyingAct 1999)suggeststhis. Itisinaccuratetoclaimthatallstatutory

    regulationiscumbersomeandineffective.

    StatutoryregulationcanworkandwouldhelptoimprovethetransparencyofgovernanceandaccessibilityoftheParliament. Butstatutoryregulationis

    notapanaceaforalltheillsofdemocracyinScotland. Itisonlythefirststep

    inensuringsoundstandardsinScottishpubliclife. Ourresearchsuggests

    thatthereisaneedtomakesignificantreformsofthewholecultureof

    governance, especiallyinasmallcountrylikeScotlandwherepersonal

    networkscan besoimportant(aswashighlightedduringLobbygate).

    Statutoryregulationcould beconceivedasthe beginningsofarolling

    programmeofreformofthecultureofsecrecywhichaffects bothlobbyingand

    thecivilserviceinScotland.

    IntheUS, corporationshavetriedto by-passstatutoryregulation bysetting

    upcitizensgroupswhichdonothaveto beregistered, or bysupplyingfree

    entertainmentandleisureopportunities(Silverstein 1998: 221-227). This

    2For example, see the registration systems of the following US states:

    Missouri, http://www.moethics.state.mo.us/mec/lob.html;Ohio, http://www.jlec-olig.state.oh.us/lobby.html;Texas, http://www.ethics.state.tx.us/guides/lobby.htm#Part%20IINew York, http://www.nylobby.state.ny.us/LobInstruct.html andhttp://www.nylobby.state.ny.us/LobInstruct.html

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    suggeststheneedforalllobbyiststo becovered byastatutoryregisterifthey

    repeatedlycontactMSPsorofficialsasignificantnumberoftimesayear. In

    addition, there isthe questionoffundraisingdinnersandother events

    organised bypolitical partieswhichare attended bysignificantnumbersoflobbyistsandtheirclientsandofdonationstopoliticalparties. Allofthese

    lobbyingactivitiesshould bepublic, transparentand, abovealldisclosedina

    centralregister.

    Thetargetsoflobbying:ParliamentandExecutive

    Wenotethattheconsultationpapermentionslobbyingonlyinrelationto

    Parliament. The surveycarriedout bythe Committee wasofMSPsonly.

    The Parliamentcertainly isatargetforcommercial andother lobbyists, but

    lobbyingtakesplace anywhere thatpublicpolicy ismade. In Scotland,

    lobbyistspredominantlytargettheExecutive.

    Itismanyyearsnowsince MPsinWestminsterwere the majortargetsof

    lobbyingactivity. The cashfor questionscase in 1994 didshowthat lobbyists

    still targetMPs(LeighandVulliamy 1997). Butmore important isthe

    targetingofministersandcivil servants by lobbyistsandtheirclients. Thisto

    someextentlay behindthecash-for-questionsaffairassomeofittookplace

    whenNeilHamiltonwasagovernmentminister. Accessspecificallyto

    ministers(andnotMPsorMSPs)wasalsocentralto boththeDrapergate

    andlobbygatescandals.

    Itiscrucial, therefore, thatthedeliberationsoftheCommitteetakethelobbyingofministersandcivilservantsintoaccountinconsidering

    regulation. Itmay bearguedthatthisis beyondtheremitoftheCommittee.

    Wewouldpointhowever, totheNeillCommitteeanditsrecommendation

    thataclearwrittenrecordofallcontactswithoutsideinterests bekept by

    governmentdepartments:

    Wedonotthinkthatcompliancewithanewrequirementtotherecord

    would be burdensomefordepartments, andwe believethatitwould

    encouragehighanduniformstandards. (Neill 2000: 91)

    Ofcourse, sucharecordwouldhaveto beregularlyandpubliclyreportedfor

    itto beofanyuseinpromotingtransparencyoraccountability. Thekeypoint

    forus, thenisthatforanysystemofregulationtoworkitwouldhaveto

    applytoMSPs, ministersandtheirstaff(i.e. civilservants, includingthosein

    public bodies, quangos, NDPBs, nationalisedindustriesandthelike.) It

    shouldalsoapplyevenwheretheremay besomecurrentorfutureexemption

    underFreedomofInformationpracticeorlegislation(ScottishExecutive

    1999). The blanketexemptionintheFreedomofInformationconsultation

    documentforcommercialconfidentiality, shouldhavenoplaceinobscuring

    theuseoflobbying, publicrelations, hospitalityandothergiftsinkind. This

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    isparticularlythecasewherecorporationsorothersstandtogain

    significantlyfromcontractswithParliamentorthe Executive or in bidding

    forPPP/PFIprojectsandthe like.

    Itwould beratherironiciftheParliament, bornfromacommitmenttoopen

    updecisionmaking, weretoendorseasystemofregulationwhichwasless

    openthanthatinLondon. Ourrecommendationwould be thatministersand

    civil servants be requiredtokeeparecordofmeetingsorothersignificant

    contactswith lobbyists, theirclientsandotherspecial interests in line with

    therecommendationsoftheNeillCommittee. Thisrecordshould beputinto

    thepublicdomain3atregularintervals perhapsonceeveryparliamentary

    session.

    Theroleofthepublicinpublicconsultations

    WerecognisetheStandardsCommitteesgenuineinterestinpublic

    consultationontheregulationoflobbying. Wealsonotetheconcernto

    ascertainwhetherthepublicfindsiteasytoaccesstheParliament. Butwe

    alsonotethatthisconsultationhasnot beenveryextensivelypromotedtothe

    public. TheconsultationdocumentisavailableontheParliamentwebsite,

    butacopyofthedocumentwassentouttoonly 35 organisations. Itis

    unlikely, therefore, thatthepublicwillhavemuchgenuineopportunityto

    participateinthisdebate. Whileweacceptthatafairrangeofnon-

    governmentalandnon-corporateorganisationshave beenconsulted(although

    thepercentagerepresentingcorporateinterestsisratherhighat 20%), itis

    notclearhowthepublicinterestmighthaveanyobviousroleinthisconsultation. Allthosethathave beenaskedtorespondtotheconsultation

    aregroupswhowillhaveaparticularinterestintherulesgoverning

    lobbying. Totheextentthatthereisacrisisofconfidenceingovernancein

    Scotland, thisconsultationwilldolittletocounteractthatproblem. There

    areanumberofwaysinwhichpublicviewscan betakenaccountof. From

    opinionpollsandfocusgroupresearchtonewinitiativesinpublic

    consultationsuchasthatadopted bythePetitionsCommittee, thereareways

    andmeansoftappingintoandrespondingtopublicconcern.

    ItisimportantthattheStandardsCommitteeisnotundulyswayed bytheweightofevidence, butratherits quality. ANeillCommitteeinsiderrevealed

    tousthatthiswasaproblemwiththeirrecentreviewoflobbyingat

    Westminster(Neill 2000). Asmostoftheevidencewasprovided bypolitical

    insidersandactorswithvestedinterestsintheoutcomeofthereview, it

    becamedifficulttosustaindetachedpublicinterestarguments.Wewould

    3

    By the public domain, we do not mean that it should be lodged only in SPICe. It needs to be easilyaccessible in printed form and via both the Executive and Parliament websites.

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    recommendthattheCommitteetakepublicconcernsseriously byattempting

    tofindoutwhattheyare andthenactinguponthem.

    WeRecommend: Statutoryregulationofall those engaged in lobbying in Scotland; Disclosure ofresources expended in lobbyingcampaigns, which itemises

    expenditure byoutsideinterests(clientsandtheiragents)oneachpieceof

    legislationtheyhave lobbiedon;

    Thepublicationanddisseminationofinformationintheregisteroflobbyists, includingdetailsofall significantcontactswithMinisters,

    MSPsandofficials;

    The adoptionofan electronicsystemofregistration, whichwouldfacilitatedatagathering, storage, retrieval andaccessto informationheld inthe

    r

    egist

    er

    of

    lobbyi

    sts

    .

    ResponsestoquestionsinAnnexAoftheconsultationdocument

    SECTION1 LobbyingActivity1.1

    TheStirlingMediaResearchInstitute(SMRI)has beenstudyingthe

    lobbyingindustryinScotland, theUKandEuropesince 1996. Strictly

    aspartofthisresearchthe SMRIhas beenacorporate memberofthe

    Associationfor ScottishPublicAffairs(ASPA)since its inception in

    1998. One ofourmembers,WilliamDinan, has beenacommitteememberofASPAforthe lastyear. Oursubmissiontothe Committee

    reflectsourknowledgeofandresearchonthelobbyingindustry. It

    doesnotexpresstheviewsofASPAoranyothersectionofthelobbying

    industry.

    SECTION2 AccessingtheParliament2.7

    Ourresearchsuggeststhatthe rulesandproceduresthatgovernthe

    Parliamentare indeedwell understood byprofessional lobbyists.However, ourresearchhasalso broughtusintocontactwithothercivic

    groupsandmembersofthepublicwhoareinterestedinaccessingthe

    Parliament. Forthese non-professionalsthe Parliamentandthe

    Executive are oftennotseenasopen, accessible ortransparent. This,

    we believe, seriouslyunderminestheCSGsoptimismthattheopen

    natureoftheScottishParliamentwouldhopefullyencourage

    individualsandgroupstoapproachMSPsdirectly, therefore, tosome

    extent, makingtheneedforspecialistlobbyingorganisations

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    redundant4.Whileweagreethattheindividualconstituenthasas

    muchrightastheprofessionallobbyisttomakerepresentationstothe

    Parliament(andExecutive), wemustrecognisethatsuchindividuals

    simplydonthavethenecessaryresources(time, money, and

    experience)tolobbyinthesamewayasprofessionallobbyists.

    Statutoryregulationwillnotcreateatwo-tierlobbyingsystem, asthis

    alreadyexistsandisfirmlyinplaceinHolyrood. Onewaytotackle

    thisimbalance, inourview, istoopenuptheactivitiesoflobbyiststo

    publicscrutiny. InNewYorkoneconsequenceofengaginginstatutory

    regulationoflobbyistswastheproductionofaguidetolobbyingfor

    citizensandcitizensgroups, thusattemptingtousestatutory

    regulationasarealcatalystforopeningupand broadeningaccessto

    law-makers. Werecommendanapproachwhichseesstatutory

    regulationasthe beginningofaprocesswhichwillhelptoreinvigorate

    democracytotheextentthatitwidensparticipationanddemystifies

    commerciallobbyingactivity.

    Furthermore, thefactthatthelobbyingindustryitselfisnotinfavour

    ofstatutoryregulationindicatestheydonot believethatanyspecial

    advantagemight begained bythis. Theindustryiskeenonvoluntary

    codesprecisely becausetheywillnothavetodiscloseinformationabout

    theirclients, feesandtactics, whichisinthepublicinterest.

    SECTION3 RegulationofLobbyistsandCodeofConductStatutoryRegulation3.1 Yes.We wouldstronglysupportthe establishmentofastatutory

    registrationschemeforprofessionallobbyists.

    3.2 The main benefitofintroducingstatutoryregulationoflobbyists inScotlandwould be to ensure thatParliamenttakesdistinctive actionto

    police lobbyingwhich is inadvance ofthe systemsoperated in both

    WestminsterandBrussels. Thiswould beextremelysignificant

    evidencethattheParliamentwasattemptingtoliveuptotheCSGs

    provisionsonopenness. Astatutoryregisterwouldprovideapublic

    recordoftheresourcesdevoted byoutsideintereststoshapingpublic

    policyinScotland. Atpresent, theprinciplesofopennessand

    transparencythattheScottishParliamenthas beenfoundeduponlack

    concreteform. Aregisteroflobbyistsandtheirclientswould beavery

    effectivewayofauditingtheactivitiesofoutsideinterestswhoseekto

    44

    Report of the Code of Conduct Working Group to the Consultative Steering Group,http://www.scotland.gov.uk/government/devolution/ccwg-11.asp.

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    influencepolicymaking. Oneoftherecurrentproblemsintryingto

    understandthe nature andscope oflobbyingactivityhas beenthe

    absence ofanyreliable dataonwhat lobbyistsactuallydo, andwhat

    resourcesare devotedto influencingpolicy. Thiskindofinformationwillnot bedisclosed bylobbyistsunlessParliamentrequiresit. A

    statutoryregisteroflobbyistswouldallowsuchimportantinformation

    to enterthe publicdomain.

    3.3 The drawbacksofstatutoryregulationare, inouropinion, moreimaginedthanreal. ThereisevidencefromtheUnitedStatesand

    Canadathatregistrationsystemscan beadministeredeasilyand

    efficiently, especiallyin electronicform, whichhasthe advantage of

    beingrelativelycheapandaccessible. The onlydrawbackwe cansee is

    that itwouldthreatenthe unaccountable, opaque andsecretive

    conductofsomelobbyists. Themainargumentsusedagainstthe

    existingsystemsofregulation bylobbyiststendto bethattheydonot

    workandare complicatedandsubjecttoloopholes. Butinfactthese

    systemshave securedameasure oftransparency. There certainly isa

    concern insome places(suchasthe US)thatthe systemsofregulation

    inplacearesubjecttoloopholesandthatcorporationsandlobbyists

    havefoundwaystogetroundthem(Silverstein 1998). Inourviewthis

    isonlyanargumentforhavingmore, notless, effective regulation.

    3.4 Forastatutoryregistrationscheme tohave the full confidence ofthepublic, the Parliament, andthe lobbyingcommunity, itshould beadministered byanindependentcommissionerorcommission. Given

    the scale oflobbyinginScotland, sucha bodycouldprobablyoperate on

    apart-time basis, withthe administrative supportofParliamentary

    staff.

    VoluntaryCode

    3.5 AsacorporatememberofASPA, theSMRIisaffiliatedtoASPAscodeofconduct. However, sincewedonotengageinanylobbyingactivities,itsprovisionshaveneveractivelyappliedtous.

    3.6 ThecreationoftheASPAcodeofconductwasseen bysomeintheorganisationasawayofestablishingself-regulationasthenormfor

    Scotland, andasawayofseeingoffstatutoryregulation.

    3.7 Basedonourresearch, itwouldappearthatASPAsvoluntarycode(andindeedthatoftheAPPC)isnot beingmonitoredinanysystematic

    way, andthatenforcementisalsoproblematicinprinciple. Infact, it

    wouldappearthatthesevoluntarycodesareonlypolicedsporadically

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    andinformally. Duringourresearch, weweretoldofacasewhere

    professional lobbyistswere offeringpreferential accesstoministers.

    These self-same lobbyistswere signatoriestoacode which explicitly

    prohibitedsuch behaviour. Thatthis eventhappenedonlyashortwhileaftertheLobbygateaffairservestohighlighttheinadequacies

    ofself-regulationonthepartoflobbyists.

    ItishardlylikelytoinspirepublicconfidenceintheParliamentifthe

    regulationandpolicingoflobbyingislefttotheindustryitself, or

    industryappointedagents. Anarrangementwherebylobbyistsare

    abletositinjudgementonthemselvesoughttogiveriseto questions

    aboutconflictofinterest.

    Furthermore, thereremainreallegaldoubtsovertheabilityoflobbyist

    tradeassociationstoenforcesanctions bytheapplicationoftheircodes.

    Inparticulartheremay belegaldifficultiesforASPAorAPPC

    Scotlandinnamingandshaminglobbyistsinmembercompanies. It

    has beensuggestedtous bylobbyistsinLondon, thatlobbying

    companieswhichhavemembersnamedandshamedmightwellresort

    toorthreatentoresorttolawiftheir businessisadverselyaffected by

    atradeassociationjudgement. Suchpressuresarenotconduciveto

    self-regulation.

    3.8 Theadvantageofvoluntarycodeshas beenthattheyhavegivenlobbyistsguidanceonhowtheyshould behavewhenincontactwith

    MSPsandtheirstaff. However, asthesecodesarevoluntarytheydo

    notnecessarilyapplytoallthoseengagedinlobbyingtheScottish

    ParliamentorExecutive. Thisisaseriousregulatory blindspot. Again,

    withnoobviousmechanismstoeffectivelypolicethesecodes, their

    valueasregulatoryinstrumentsis questionable.

    3.9 Wedonotseeany benefitsto begainedthroughtheintroductionofavoluntarycodeofconductforlobbyists.

    3.10 Voluntarycodesareoftenineffectual. Iflobbyistsarenotcompelledtosignuptosuchcodes, andarenot bound byanyindependentlyapplied

    sanctionifthey breachthesecodes, thentheirimpactcanonly be

    cosmetic. Itisourviewthatvoluntarycodesarepoorsubstitutesfor

    statutoryregulation. TheweakandineffectualregulationinBrussels

    andWestminsteraretestamenttothat.

    3.11 AlthoughwethinkonlyastatutorycodewillsatisfytheCSGsaspirationsforopennessifavoluntarycodewereto beintroducedit

    shouldapplytoallthosewholobbyinScotland, includingcommercial

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    consultants, in-houselobbyistsincommercialcorporationsandthe

    voluntarysector. The code shouldmake explicitprovisionforthe

    disclosure ofthe resourcesdevotedto lobbying. Furthermore itshould

    applytothe Parliamentandtothe Executive. Any informationwhichisdisclosedshould bemadewidelyavailabletothepublicinprinted

    formandontheweb. Itissimplynotenoughto buryit bymaking

    disclosure onlytoSPICe orsome otherpartofthe Parliamentary

    apparatus.

    References

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    theCommitteeonStandardsinPublicLife, Volume 1:ReportCm 4557-I,

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    ScottishExecutive(1999)AnOpenScotland, Edinburgh:ScottishExecutive.

    http://www.scotland.gov.uk/library2/doc07/opsc-01.htm.

    Silverstein, K. (1998)Washingtonon $10MillionaDay:Howlobbyists

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