StrategicPlanforNIH Obesity Research Summary 2011

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    Summary

    Strategic Plan ForNIH Obesity Research

    March 2011

    Introduction Obesity and National Institutes ofHealth (NIH) Research

    Obesity is a major contributor to serious health conditions in

    children and adults, including type 2 diabetes, cardiovascular

    disease, many forms of cancer, and numerous other diseases

    and conditions. Individuals who are obese also may experience

    stigma and discrimination. Obesity takes a substantial economic

    toll due to increased healthcare costs and lost productivity. As

    rates of obesity have soared in the past three decades, it is clear

    that increasing the number of people who achieve and maintain

    a healthy weight is a critical public health goal, although one that

    faces formidable challenges. Reducing the prevalence of obe-

    sity and its associated health consequences will require broad-

    based efforts by government, the private and nonprot sectors,

    businesses, community organizations, healthcare professionals,

    schools, families, and individuals. Recognizing that simply tell-

    ing people to eat less and exercise more is not enough, many

    individuals and groups are taking action to decrease the burden

    of obesity.

    At the foundation of these efforts is research to understand the

    causes and consequences of obesity, develop and evaluate new

    prevention and treatment strategies, and inform policies. Re-

    searchers are trying to answer many questions: How can we

    augment and use our knowledge of human biology and behavior

    to develop better and more targeted prevention and treatmentapproaches for obesity? What factors in our community environ-

    ments and daily lives contribute to unhealthy eating and insuf-

    cient physical activity, and what can we modify so that people

    could more feasibly attain and maintain a healthy weight? How

    can we rigorously evaluate interventionswhether based on

    individual lifestyle changes, pharmacological or surgical

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    STRATEGIC PLAN FOR NIH OBESITY RESEARCH SUMMARY

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    approaches, community-based programs, lo-

    cal or national policy changes, or a combina-

    tion o strategiesto determine which really

    work, and who could most benet? When and

    how do we best intervene to prevent the devel-

    opment o obesity? What are the challenges

    and opportunities or obesity prevention and

    treatment throughout the liespan, rom very

    young children to older adults? How do we

    reduce health disparities in obesity and its

    health consequences? How do we scale up

    the approaches that show promise, and imple-

    ment or expand those proven eective, to

    reach more people? Given that no

    single intervention will solve thiscomplex problem, how can we

    continue identiying new op-

    portunities to spark innova-

    tive approaches?

    As the nations biomedical

    research agency, the National

    Institutes o Health (NIH) unds a

    broad spectrum o research on obe-

    sity. These studies are conducted through-out the country and around the world at

    universities, medical centers, and companies,

    oten in partnership with schools, businesses,

    and other community organizations. The Stra-

    tegic Plan for NIH Obesity Research will serve

    as a guide to accelerate research to reduce the

    prevalence o obesity, so that people can look

    orward to healthier lives.

    Development of the Strategic Plan

    A Multiaceted Approach to a Multiaceted

    Problem: Dened as an excess o body at,

    obesity develops when there is a disruption o

    energy balancethat is, when the number o

    calories (energy) consumed in ood and bever-

    ages exceeds the number o calories that the

    body burns to uel basic lie unctions, physical

    activity, and normal childhood growth. A com-

    plex interplay o orces contributes to the de-

    velopment o obesity, rom our innate biology

    to environmental actors such as the charac-

    teristics o the neighborhoods in which we live.

    Thus, multiaceted approaches are needed to

    combat obesity.

    New Scientifc Opportunities, Renewed

    Commitment to Obesity Research: The cur-

    rent Strategic Plan for NIH Obesity Research,

    published in 2011, refects both the com-

    plexity o obesity and the exciting

    opportunities that have emerged

    rom research advances since

    the NIH published its rst stra-

    tegic plan on this major public

    health challenge in 2004.

    The NIH Obesity Research

    Task Force developed the up-

    dated Strategic Plan for NIH Obe-

    sity Research with crucial input rom

    researchers external to the NIH, proes-sional and other health-ocused associations,

    scientic societies, healthcare providers, and

    the public, representing a broad range o exper-

    tise and areas o interest. Research advances

    and opportunities published in the scientic lit-

    erature and presented at NIH workshops and

    national meetings also helped shape the Stra-

    tegic Plan and will continue to inorm NIH re-

    search planning.

    Obesity is characterized by a large excess o body at.A common way to screen or obesity uses body mass

    index (BMI), a measure o weight relative to height.

    In adults, obesity is dened as a BMI o 30 kilograms/meters2 or greater, and in children and youth as aBMI at or greater than the 95th percentile or age and

    gender (based on previous national growth charts).

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    STRATEGIC PLAN FOR NIH OBESITY RESEARCH SUMMARY

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    The Strategic Plan for NIH Obesity Research

    is available in two versions. This version is

    intended as a non-technical summary. It is a

    companion to the full Strategic Plan, which is

    targeted to researchers. Both are available on

    the NIH Web site at http://obesityresearch.nih.

    gov/About/strategic-plan.htm.

    Research Opportunities

    The Strategic Plan is framed around the

    following overarching themes:

    l

    l

    l

    l

    l

    l

    Discover fundamental biologic processes

    that regulate body weight and inuence

    behavior

    Understand the factors that contribute to

    obesity and its consequences

    Design and test new interventions for

    achieving and maintaining a healthy weight

    Evaluate promising strategies for obesity

    prevention and treatment in real-world

    settings and diverse populations

    Harness technology and tools to advance

    obesity research and improve healthcare

    delivery

    Facilitate integration of research results into

    community programs and medical practice

    Research to identify and reduce health

    disparities is essential to all themes of the

    Strategic Plan. Populations at disproportion-

    ate risk for obesity include: racial and ethnicminority groups, such as African Americans,

    Hispanic/Latino Americans, American Indians/

    Alaska Natives, and Pacic Islanders; people

    who are socioeconomically disadvantaged and

    who have limited access to affordable healthy

    foods, safe places for physical activity, and

    health care; people with low literacy; and peo-

    ple who have physical, intellectual, or develop-

    mental disabilities.

    Several additional topics span the themes

    of the Strategic Plan. An important area is

    translational research to bridge scientic dis-

    covery to improvements

    in public health:

    from fundamental

    insights gained

    in the labora-

    tory into inter-

    ventions that

    can be tested

    in clinical trials,

    and from results

    of clinical studies

    into research that ex-

    plores implementation in real-world settings.

    A number of areas of NIH-supported obesity

    research may benet from public-private part-

    nerships and other collaborative efforts involv-

    ing industries, schools, healthcare providers,

    community organizations, other governmentagencies, and other partners. Because obe-

    sity is increasing globally, studies in interna-

    tional settings may inform the development of

    prevention and treatment strategies for people

    around the world and in the United States. Fi-

    nally, training and reinvigorating a multidisci-

    plinary scientic workforce will be essential to

    the broad spectrum of research outlined in the

    Strategic Plan.

    The following pages describe the major themes

    of the Strategic Plan in more detail. For each

    theme, the highlighted examples of research

    topics are intended to be illustrative, rather

    than limiting.

    http://obesityresearch.nih.gov/About/strategic-plan.htmhttp://obesityresearch.nih.gov/About/strategic-plan.htmhttp://obesityresearch.nih.gov/About/strategic-plan.htmhttp://obesityresearch.nih.gov/About/strategic-plan.htm
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    Discover fundamental biologic

    processes that regulate body weight

    and inuence behavior

    The extraordinary difculties of preventing

    obesity, losing excess weight, and keeping

    the pounds off derive, in part, from the

    elaborate array of molecular signals

    that travel throughout the body

    to inuence fat accumulation,

    eating behavior, and physical

    activity. The genes that en-

    code these molecular signals

    vary from person to person:

    these genetic differences,

    which scientists are beginningto discover, make some people

    more, and others less, prone to obesi-

    ty. Additionally, diet, activity, and aspects of our

    environment may modify innate biologic path-

    ways in ways that increase, or protect against,

    excess body fat. By advancing knowledge of

    how body weight and metabolism are normal-

    ly regulated, and what goes awry in obesity,

    fundamental research discoveries open new

    avenues for preventing and treating obesity

    and health problems related to excess weight.

    This research will identify factors that could be

    targeted by new drug development or other

    strategies, and it also will enhance the design

    of lifestyle interventions that more effectively

    address the biologic inuences on peoples

    behaviors.

    Understand the factors that contributeto obesity and its consequences

    In addition to inherent biological factors, other

    potential contributors to excess weight gain

    include aspects of the environments in which

    we live; individual behaviors; and family, social,

    and cultural interactions. For example, the

    types and costs of foods available in com-

    munities, sedentary work and play, media and

    marketing messages that surround us, and lo-

    cal and national policies can all inuence

    dietary choices and physical activity

    levels. Eating habits and physical

    activity also may change over

    time, and vary at different life

    stages in children and adults.

    Research to better understand

    the many factors that contrib-

    ute to obesity, and how these

    differ among individuals andpopulations will provide insight

    into what could be changed to make

    environments and policies more conducive to

    healthy lifestyles, and to motivate and facilitate

    long-term behavior modication.

    The consequences of obesity are numerous

    and varied. Obesity heightens the risk for

    type 2 diabetes, heart disease, many cancers,

    and a range of other serious and debilitatinghealth conditions; impairs quality of life in other

    ways; and increases healthcare costs. Obesity

    may be both a cause and a consequence of

    other conditions, such as stress, sleep prob-

    lems, depression, and binge eating disorder.

    Through research, increased knowledge of the

    consequences of obesity, how excess body

    fat can lead to disease, and how some people

    appear to stay healthy despite their obesity

    will facilitate development of more successful

    strategies to improve the health of all people

    who are obese.

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    Design and test new interventions for

    achieving and maintaining a healthy

    weight

    Loss of even modest amounts of excess

    weight can have dramatic health benets. Pre-

    venting obesity is associated with reduced risk

    for many serious diseases. However, the high

    rates of obesity in adults and children attest

    to the difculty of achieving and maintaining a

    healthy weight. Thus, it will be important to de-

    sign and evaluate a variety of obesity prevention

    and treatment approachesboth personalized

    and population-based. Examples include strat-

    egies to guide parents in providing healthy food

    and physical activity for their children; methodsto help adults manage their own weight through

    healthier eating, increased exercise, and

    decreased sedentary activity; life-

    style interventions for achieving

    a healthy weight during preg-

    nancy, to benet mothers and

    their children; and approaches

    for maintaining healthy behav-

    iors. These types of interven-

    tions can take place in a variety

    of settingswherever people

    spend time, there are opportuni-

    ties to promote a healthy lifestyle. Re-

    searchers can explore interventions in homes,

    schools, workplaces, healthcare settings, and

    other community sites. Researchers can also

    evaluate broader environmental and policy

    changes relevant to food and physical activ-

    ity, to see which show promise. For people

    who are extremely obese or who already have

    an obesity-related illness, lifestyle approach-

    es, although vital, may not be enough. Thus,

    continued studies of medications and surgi-

    cal procedures will be valuable to help inform

    treatment decisions. It also will be important

    for researchers to determine whether weight

    control interventions reduce obesity-related

    diseases and improve quality of life.

    Evaluate promising strategies for

    obesity prevention and treatment in real-world settings and diverse populations

    As we nd successful approaches to prevent or

    reduce obesity, we can implement them more

    broadly, in healthcare practice and community

    settings, to benet more people. Research will

    guide the development of cost-effective strat-

    egies to bring ndings from clinical trials into

    real-world settings. In communities, research

    to evaluate new and existing policies andgrassroots initiatives will spotlight those that

    show success and could be expanded.

    When an intervention seems prom-

    ising, researchers can develop

    and test innovative adapta-

    tions for diverse populations

    and other settings where im-

    plementation may be more

    feasible or cost-effective. By

    surveying the landscape of

    obesity prevalence, neighbor-

    hood characteristics, and peoples

    health and behaviors, researchers can

    identify populations that may have particu-

    lar challenges to be addressed. Several av-

    enues of study will yield information to help

    healthcare providers and their patients make

    decisions about weight management. This

    research includes comparing the outcomesof different lifestyle, pharmacologic, and sur-

    gical interventions, along with other forms of

    comparative effectiveness research. It is also

    important to ensure that weight control and

    related health information is communicated in

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    STRATEGIC PLAN FOR NIH OBESITY RESEARCH SUMMARY

    6

    meaningul ways. By exploring dierent com-

    munication strategies, researchers will improve

    ways to give people the health inormation they

    need, in terms they understand and that reso-

    nate with their own lives.

    Harness technology and tools to

    advance obesity research and improve

    healthcare delivery

    Advances in technology and tools will bol-

    ster all o the research avenues described in

    the Strategic Plan, enhance delivery o health

    care, and improve peoples ability to monitor

    their own diet and ac-

    tivity. Strategies toprevent and treat

    obesity would

    benet rom

    technologies

    to make a va-

    riety o mea-

    sures easible

    in real-world set-

    tings, more accu-

    rate, and cost-eective.

    These include measures o body at, what and

    how much people are actually eating, how

    active or sedentary they are, and what types

    o oods and opportunities or physical activ-

    ity are available in their neighborhoods. Ad-

    vanced tools or collecting and analyzing very

    large amounts o data (high-throughput tech-

    nologies) and other cutting-edge techniques

    will continue to accelerate research progress.

    Facilitate integration of research results

    into community programs and medical

    practice

    To maximize the impact o research, the Stra-

    tegic Plan highlights education, outreach,

    and other eorts to help community leaders,

    healthcare proessionals, policymakers, and

    the general public make use o research nd-

    ings. These include, or example, national ed-

    ucation campaigns and programs or diverse

    audiences, such as an NIH education program

    to reduce childhood obesity called We Can!

    Ways to Enhance Childrens Activity & Nutrition.

    Additionally, the NIH has developed evidence-

    based clinical guidelines and other resourcesto help healthcare providers assist their pa-

    tients with weight management. The NIH also

    collaborates and coordinates with other agen-

    cies and organizations to enhance research,

    patient care eorts, education, and outreach.

    These eorts will help educate the public, in-

    orm policy, and improve health care.

    Obesity Trends in the United States

    0%

    5%

    10%

    15%

    20%

    25%

    30%

    35%

    40%

    1972 1979 1986 1993 2000 2007

    PercentObese

    Adults20-74 years of age

    Children/Youth2-19 years of age

    Year

    The prevalence o obesity has increased dramatically over

    the past three decades. More than 33 percent o adults and

    more than 16 percent o children are currently obese.

    (Data from National Health and Nutrition Examination Survey)

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    Conclusion

    The NIH is committed to moving research orward, in order to

    provide a sound evidence base or eective actions to prevent

    and treat obesity. Importantly, the Strategic Plan for NIH Obesity

    Research is intended to be dynamic: NIH research will continuebuilding on emerging discoveries and knowledge, to catalyze the

    development o new approaches and to identiy and expand those

    that work, so that people can look orward to healthier lives.

    Image credits

    Parent and child with bicycle: Polka Dot Images/Punchstock

    People walking: Getty Images

    Cells in body at tissue: Obesity leads to chronic infammation, which is associated with diabetes and other diseases.

    This image o at tissue rom an obese mouse shows at cells (blue) surrounded by infammation-promoting cells o the

    immune system, called macrophages (green). Image provided by Dr. Carey Lumeng.

    Parent and child preparing salad: Punchstock

    Person buying healthy ood: Getty Images

    Image o mice: This photograph, among the images eatured on the cover o the ull Strategic Plan, illustrates research

    on biological actors associated with obesity. Image of mice provided by Dr. Robert A. Waterland and reprinted from

    Journal o Pediatrics, 149, Waterland RA, Epigenetic mechanisms and gastrointestinal development, S137-S142,

    Copyright 2006, with permission from Elsevier.

    Graph o obesity trends in the United States: This graph shows data rom the National Health and Nutrition Examina-

    tion Survey (NHANES) o the Centers or Disease Control and Prevention (CDC)/National Center or Health Statistics.

    Obesity is dened as body mass index (BMI) greater than or equal to gender- and age-specic 95th percentile rom the

    2000 CDC Growth Charts among youth (children/adolescents 219 years o age), and BMI greater than or equal to 30

    among adults (2074 years o age). NHANES survey years: 197174, 197680, 198894, 19992000, 20012, 20034,

    20056, and 20078.

    We Can! Ways to Enhance Childrens Activity & Nutrition, We Can!, and the We Can! logos are registered trademarks o

    the U.S. Department o Health and Human Services (HHS).

    DISCRIMINATION PROHIBITED: Under provisions o applicable public laws enacted by Congress, no person in the United States

    shall, on the grounds o race, color, national origin, religion, gender, or physical or mental disabilities, be excluded rom participa-

    tion in, be denied the benefts o, or be subjected to discrimination under any program or activity (or, on the basis o sex, with

    respect to any education program or activity) receiving Federal fnancial assistance. In addition, Executive Order 11141 prohibits

    discrimination on the basis o age by contractors and subcontractors in the perormance o Federal contracts, and Executive

    Order 11246 states that no ederally unded contractor may discriminate against any employee or applicant or employment

    because o race, color, religion, sex, or national origin. Thereore, programs covered in the publication must be operated in

    compliance with these laws and Executive Orders.

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    A REPORT OF THE NIH OBESITY RESEARCH TASK FORCE

    U.S. Department of Health and Human Services

    National Institutes of Health

    NIH Publication No. 11-5493-aNIH Publication No. 11-5493-a

    March 2011