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7/27/2019 StrategicPlanforNIH Obesity Research Summary 2011
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Summary
Strategic Plan ForNIH Obesity Research
March 2011
Introduction Obesity and National Institutes ofHealth (NIH) Research
Obesity is a major contributor to serious health conditions in
children and adults, including type 2 diabetes, cardiovascular
disease, many forms of cancer, and numerous other diseases
and conditions. Individuals who are obese also may experience
stigma and discrimination. Obesity takes a substantial economic
toll due to increased healthcare costs and lost productivity. As
rates of obesity have soared in the past three decades, it is clear
that increasing the number of people who achieve and maintain
a healthy weight is a critical public health goal, although one that
faces formidable challenges. Reducing the prevalence of obe-
sity and its associated health consequences will require broad-
based efforts by government, the private and nonprot sectors,
businesses, community organizations, healthcare professionals,
schools, families, and individuals. Recognizing that simply tell-
ing people to eat less and exercise more is not enough, many
individuals and groups are taking action to decrease the burden
of obesity.
At the foundation of these efforts is research to understand the
causes and consequences of obesity, develop and evaluate new
prevention and treatment strategies, and inform policies. Re-
searchers are trying to answer many questions: How can we
augment and use our knowledge of human biology and behavior
to develop better and more targeted prevention and treatmentapproaches for obesity? What factors in our community environ-
ments and daily lives contribute to unhealthy eating and insuf-
cient physical activity, and what can we modify so that people
could more feasibly attain and maintain a healthy weight? How
can we rigorously evaluate interventionswhether based on
individual lifestyle changes, pharmacological or surgical
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STRATEGIC PLAN FOR NIH OBESITY RESEARCH SUMMARY
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approaches, community-based programs, lo-
cal or national policy changes, or a combina-
tion o strategiesto determine which really
work, and who could most benet? When and
how do we best intervene to prevent the devel-
opment o obesity? What are the challenges
and opportunities or obesity prevention and
treatment throughout the liespan, rom very
young children to older adults? How do we
reduce health disparities in obesity and its
health consequences? How do we scale up
the approaches that show promise, and imple-
ment or expand those proven eective, to
reach more people? Given that no
single intervention will solve thiscomplex problem, how can we
continue identiying new op-
portunities to spark innova-
tive approaches?
As the nations biomedical
research agency, the National
Institutes o Health (NIH) unds a
broad spectrum o research on obe-
sity. These studies are conducted through-out the country and around the world at
universities, medical centers, and companies,
oten in partnership with schools, businesses,
and other community organizations. The Stra-
tegic Plan for NIH Obesity Research will serve
as a guide to accelerate research to reduce the
prevalence o obesity, so that people can look
orward to healthier lives.
Development of the Strategic Plan
A Multiaceted Approach to a Multiaceted
Problem: Dened as an excess o body at,
obesity develops when there is a disruption o
energy balancethat is, when the number o
calories (energy) consumed in ood and bever-
ages exceeds the number o calories that the
body burns to uel basic lie unctions, physical
activity, and normal childhood growth. A com-
plex interplay o orces contributes to the de-
velopment o obesity, rom our innate biology
to environmental actors such as the charac-
teristics o the neighborhoods in which we live.
Thus, multiaceted approaches are needed to
combat obesity.
New Scientifc Opportunities, Renewed
Commitment to Obesity Research: The cur-
rent Strategic Plan for NIH Obesity Research,
published in 2011, refects both the com-
plexity o obesity and the exciting
opportunities that have emerged
rom research advances since
the NIH published its rst stra-
tegic plan on this major public
health challenge in 2004.
The NIH Obesity Research
Task Force developed the up-
dated Strategic Plan for NIH Obe-
sity Research with crucial input rom
researchers external to the NIH, proes-sional and other health-ocused associations,
scientic societies, healthcare providers, and
the public, representing a broad range o exper-
tise and areas o interest. Research advances
and opportunities published in the scientic lit-
erature and presented at NIH workshops and
national meetings also helped shape the Stra-
tegic Plan and will continue to inorm NIH re-
search planning.
Obesity is characterized by a large excess o body at.A common way to screen or obesity uses body mass
index (BMI), a measure o weight relative to height.
In adults, obesity is dened as a BMI o 30 kilograms/meters2 or greater, and in children and youth as aBMI at or greater than the 95th percentile or age and
gender (based on previous national growth charts).
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STRATEGIC PLAN FOR NIH OBESITY RESEARCH SUMMARY
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The Strategic Plan for NIH Obesity Research
is available in two versions. This version is
intended as a non-technical summary. It is a
companion to the full Strategic Plan, which is
targeted to researchers. Both are available on
the NIH Web site at http://obesityresearch.nih.
gov/About/strategic-plan.htm.
Research Opportunities
The Strategic Plan is framed around the
following overarching themes:
l
l
l
l
l
l
Discover fundamental biologic processes
that regulate body weight and inuence
behavior
Understand the factors that contribute to
obesity and its consequences
Design and test new interventions for
achieving and maintaining a healthy weight
Evaluate promising strategies for obesity
prevention and treatment in real-world
settings and diverse populations
Harness technology and tools to advance
obesity research and improve healthcare
delivery
Facilitate integration of research results into
community programs and medical practice
Research to identify and reduce health
disparities is essential to all themes of the
Strategic Plan. Populations at disproportion-
ate risk for obesity include: racial and ethnicminority groups, such as African Americans,
Hispanic/Latino Americans, American Indians/
Alaska Natives, and Pacic Islanders; people
who are socioeconomically disadvantaged and
who have limited access to affordable healthy
foods, safe places for physical activity, and
health care; people with low literacy; and peo-
ple who have physical, intellectual, or develop-
mental disabilities.
Several additional topics span the themes
of the Strategic Plan. An important area is
translational research to bridge scientic dis-
covery to improvements
in public health:
from fundamental
insights gained
in the labora-
tory into inter-
ventions that
can be tested
in clinical trials,
and from results
of clinical studies
into research that ex-
plores implementation in real-world settings.
A number of areas of NIH-supported obesity
research may benet from public-private part-
nerships and other collaborative efforts involv-
ing industries, schools, healthcare providers,
community organizations, other governmentagencies, and other partners. Because obe-
sity is increasing globally, studies in interna-
tional settings may inform the development of
prevention and treatment strategies for people
around the world and in the United States. Fi-
nally, training and reinvigorating a multidisci-
plinary scientic workforce will be essential to
the broad spectrum of research outlined in the
Strategic Plan.
The following pages describe the major themes
of the Strategic Plan in more detail. For each
theme, the highlighted examples of research
topics are intended to be illustrative, rather
than limiting.
http://obesityresearch.nih.gov/About/strategic-plan.htmhttp://obesityresearch.nih.gov/About/strategic-plan.htmhttp://obesityresearch.nih.gov/About/strategic-plan.htmhttp://obesityresearch.nih.gov/About/strategic-plan.htm7/27/2019 StrategicPlanforNIH Obesity Research Summary 2011
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STRATEGIC PLAN FOR NIH OBESITY RESEARCH SUMMARY
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Discover fundamental biologic
processes that regulate body weight
and inuence behavior
The extraordinary difculties of preventing
obesity, losing excess weight, and keeping
the pounds off derive, in part, from the
elaborate array of molecular signals
that travel throughout the body
to inuence fat accumulation,
eating behavior, and physical
activity. The genes that en-
code these molecular signals
vary from person to person:
these genetic differences,
which scientists are beginningto discover, make some people
more, and others less, prone to obesi-
ty. Additionally, diet, activity, and aspects of our
environment may modify innate biologic path-
ways in ways that increase, or protect against,
excess body fat. By advancing knowledge of
how body weight and metabolism are normal-
ly regulated, and what goes awry in obesity,
fundamental research discoveries open new
avenues for preventing and treating obesity
and health problems related to excess weight.
This research will identify factors that could be
targeted by new drug development or other
strategies, and it also will enhance the design
of lifestyle interventions that more effectively
address the biologic inuences on peoples
behaviors.
Understand the factors that contributeto obesity and its consequences
In addition to inherent biological factors, other
potential contributors to excess weight gain
include aspects of the environments in which
we live; individual behaviors; and family, social,
and cultural interactions. For example, the
types and costs of foods available in com-
munities, sedentary work and play, media and
marketing messages that surround us, and lo-
cal and national policies can all inuence
dietary choices and physical activity
levels. Eating habits and physical
activity also may change over
time, and vary at different life
stages in children and adults.
Research to better understand
the many factors that contrib-
ute to obesity, and how these
differ among individuals andpopulations will provide insight
into what could be changed to make
environments and policies more conducive to
healthy lifestyles, and to motivate and facilitate
long-term behavior modication.
The consequences of obesity are numerous
and varied. Obesity heightens the risk for
type 2 diabetes, heart disease, many cancers,
and a range of other serious and debilitatinghealth conditions; impairs quality of life in other
ways; and increases healthcare costs. Obesity
may be both a cause and a consequence of
other conditions, such as stress, sleep prob-
lems, depression, and binge eating disorder.
Through research, increased knowledge of the
consequences of obesity, how excess body
fat can lead to disease, and how some people
appear to stay healthy despite their obesity
will facilitate development of more successful
strategies to improve the health of all people
who are obese.
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Design and test new interventions for
achieving and maintaining a healthy
weight
Loss of even modest amounts of excess
weight can have dramatic health benets. Pre-
venting obesity is associated with reduced risk
for many serious diseases. However, the high
rates of obesity in adults and children attest
to the difculty of achieving and maintaining a
healthy weight. Thus, it will be important to de-
sign and evaluate a variety of obesity prevention
and treatment approachesboth personalized
and population-based. Examples include strat-
egies to guide parents in providing healthy food
and physical activity for their children; methodsto help adults manage their own weight through
healthier eating, increased exercise, and
decreased sedentary activity; life-
style interventions for achieving
a healthy weight during preg-
nancy, to benet mothers and
their children; and approaches
for maintaining healthy behav-
iors. These types of interven-
tions can take place in a variety
of settingswherever people
spend time, there are opportuni-
ties to promote a healthy lifestyle. Re-
searchers can explore interventions in homes,
schools, workplaces, healthcare settings, and
other community sites. Researchers can also
evaluate broader environmental and policy
changes relevant to food and physical activ-
ity, to see which show promise. For people
who are extremely obese or who already have
an obesity-related illness, lifestyle approach-
es, although vital, may not be enough. Thus,
continued studies of medications and surgi-
cal procedures will be valuable to help inform
treatment decisions. It also will be important
for researchers to determine whether weight
control interventions reduce obesity-related
diseases and improve quality of life.
Evaluate promising strategies for
obesity prevention and treatment in real-world settings and diverse populations
As we nd successful approaches to prevent or
reduce obesity, we can implement them more
broadly, in healthcare practice and community
settings, to benet more people. Research will
guide the development of cost-effective strat-
egies to bring ndings from clinical trials into
real-world settings. In communities, research
to evaluate new and existing policies andgrassroots initiatives will spotlight those that
show success and could be expanded.
When an intervention seems prom-
ising, researchers can develop
and test innovative adapta-
tions for diverse populations
and other settings where im-
plementation may be more
feasible or cost-effective. By
surveying the landscape of
obesity prevalence, neighbor-
hood characteristics, and peoples
health and behaviors, researchers can
identify populations that may have particu-
lar challenges to be addressed. Several av-
enues of study will yield information to help
healthcare providers and their patients make
decisions about weight management. This
research includes comparing the outcomesof different lifestyle, pharmacologic, and sur-
gical interventions, along with other forms of
comparative effectiveness research. It is also
important to ensure that weight control and
related health information is communicated in
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STRATEGIC PLAN FOR NIH OBESITY RESEARCH SUMMARY
6
meaningul ways. By exploring dierent com-
munication strategies, researchers will improve
ways to give people the health inormation they
need, in terms they understand and that reso-
nate with their own lives.
Harness technology and tools to
advance obesity research and improve
healthcare delivery
Advances in technology and tools will bol-
ster all o the research avenues described in
the Strategic Plan, enhance delivery o health
care, and improve peoples ability to monitor
their own diet and ac-
tivity. Strategies toprevent and treat
obesity would
benet rom
technologies
to make a va-
riety o mea-
sures easible
in real-world set-
tings, more accu-
rate, and cost-eective.
These include measures o body at, what and
how much people are actually eating, how
active or sedentary they are, and what types
o oods and opportunities or physical activ-
ity are available in their neighborhoods. Ad-
vanced tools or collecting and analyzing very
large amounts o data (high-throughput tech-
nologies) and other cutting-edge techniques
will continue to accelerate research progress.
Facilitate integration of research results
into community programs and medical
practice
To maximize the impact o research, the Stra-
tegic Plan highlights education, outreach,
and other eorts to help community leaders,
healthcare proessionals, policymakers, and
the general public make use o research nd-
ings. These include, or example, national ed-
ucation campaigns and programs or diverse
audiences, such as an NIH education program
to reduce childhood obesity called We Can!
Ways to Enhance Childrens Activity & Nutrition.
Additionally, the NIH has developed evidence-
based clinical guidelines and other resourcesto help healthcare providers assist their pa-
tients with weight management. The NIH also
collaborates and coordinates with other agen-
cies and organizations to enhance research,
patient care eorts, education, and outreach.
These eorts will help educate the public, in-
orm policy, and improve health care.
Obesity Trends in the United States
0%
5%
10%
15%
20%
25%
30%
35%
40%
1972 1979 1986 1993 2000 2007
PercentObese
Adults20-74 years of age
Children/Youth2-19 years of age
Year
The prevalence o obesity has increased dramatically over
the past three decades. More than 33 percent o adults and
more than 16 percent o children are currently obese.
(Data from National Health and Nutrition Examination Survey)
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Conclusion
The NIH is committed to moving research orward, in order to
provide a sound evidence base or eective actions to prevent
and treat obesity. Importantly, the Strategic Plan for NIH Obesity
Research is intended to be dynamic: NIH research will continuebuilding on emerging discoveries and knowledge, to catalyze the
development o new approaches and to identiy and expand those
that work, so that people can look orward to healthier lives.
Image credits
Parent and child with bicycle: Polka Dot Images/Punchstock
People walking: Getty Images
Cells in body at tissue: Obesity leads to chronic infammation, which is associated with diabetes and other diseases.
This image o at tissue rom an obese mouse shows at cells (blue) surrounded by infammation-promoting cells o the
immune system, called macrophages (green). Image provided by Dr. Carey Lumeng.
Parent and child preparing salad: Punchstock
Person buying healthy ood: Getty Images
Image o mice: This photograph, among the images eatured on the cover o the ull Strategic Plan, illustrates research
on biological actors associated with obesity. Image of mice provided by Dr. Robert A. Waterland and reprinted from
Journal o Pediatrics, 149, Waterland RA, Epigenetic mechanisms and gastrointestinal development, S137-S142,
Copyright 2006, with permission from Elsevier.
Graph o obesity trends in the United States: This graph shows data rom the National Health and Nutrition Examina-
tion Survey (NHANES) o the Centers or Disease Control and Prevention (CDC)/National Center or Health Statistics.
Obesity is dened as body mass index (BMI) greater than or equal to gender- and age-specic 95th percentile rom the
2000 CDC Growth Charts among youth (children/adolescents 219 years o age), and BMI greater than or equal to 30
among adults (2074 years o age). NHANES survey years: 197174, 197680, 198894, 19992000, 20012, 20034,
20056, and 20078.
We Can! Ways to Enhance Childrens Activity & Nutrition, We Can!, and the We Can! logos are registered trademarks o
the U.S. Department o Health and Human Services (HHS).
DISCRIMINATION PROHIBITED: Under provisions o applicable public laws enacted by Congress, no person in the United States
shall, on the grounds o race, color, national origin, religion, gender, or physical or mental disabilities, be excluded rom participa-
tion in, be denied the benefts o, or be subjected to discrimination under any program or activity (or, on the basis o sex, with
respect to any education program or activity) receiving Federal fnancial assistance. In addition, Executive Order 11141 prohibits
discrimination on the basis o age by contractors and subcontractors in the perormance o Federal contracts, and Executive
Order 11246 states that no ederally unded contractor may discriminate against any employee or applicant or employment
because o race, color, religion, sex, or national origin. Thereore, programs covered in the publication must be operated in
compliance with these laws and Executive Orders.
7/27/2019 StrategicPlanforNIH Obesity Research Summary 2011
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A REPORT OF THE NIH OBESITY RESEARCH TASK FORCE
U.S. Department of Health and Human Services
National Institutes of Health
NIH Publication No. 11-5493-aNIH Publication No. 11-5493-a
March 2011