Banks in Deposit NetworkStoneCastle Satellite OfficesCorporate
Headquarters
StoneCastle is established to forge a connection between
institutional investors and the $3 trillion community
banking industry
Acquisition of insured sweep business (InterLINKTM) selected as
default cash sweep vehicle, adds approx. 300
brokerages and RIAs
KBRA assigns AAAkf rating2 to InterLINKTM and FICA®
StoneCastle Cash Management, LLC
launches
Charlesbank Capital Partners invests
in StoneCastle to facilitate growth
CIBC Capital makes strategic investment in StoneCastle
State Treasurer of Ohio white labels FICA® as STARPlus
SCCM launches FICA®, a federally
insured cash product2010
StoneCastle invests over $2 billion of
institutional capital in 220+ community banks2
006
2012
2009
2007
SCCM launches ICASM
Total AUA surpasses $10 billion
StoneCastle raises $250.5 million of Tier 2 capital for 35
banks
Refinitiv BETA integration of
InterLINKTM and FICA®
FICA® capacity expanded to $100 million per tax ID and
enhanced liquidity
Bank network exceeds 725 banks
$117 million IPO of StoneCastle
Financial Corp. – Ticker BANX
Launch of FICA®|For Advisors to financial intermediaries
Cambr platform is introduced
Launch of FICA® | For Banks2013
2016
2018
2015
2017
2003
2019
Highlights
StoneCastle Partners’ History
800+banks in deposit network
400+broker-dealer/RIA clients
$17Bin assets under administration1
Financial Intermediaries ∙ FDIC Insured Sweep ∙ Position-Traded
Extended FDIC Insured
Cash Account
Solutions Across Client Segments
Institutions ∙ Federally Insured Operating Cash Deposit
Solution
∙ Administrator Cash Account ∙ Social Impact/ESG FDIC
Insured Solution ∙ Domestic/Yankee Bank Liquidity Solution
Banks ∙ Deposit Funding ∙ Liquidity Solutions ∙ Direct Capital
Investment
About StoneCastle Cash Management
StoneCastle Partners, LLC (“StoneCastle”) was founded in 2003 to
connect investors with the $3 trillion community banking industry.
Our industry experience and proprietary processing and analytical
systems have made us one of the leading providers of tech-enabled
investment and cash management strategies.
1,600+institutional clients & 630,000+ individual
accounts
StoneCastle Cash Management, LLC (“SCCM”), is a subsidiary of
StoneCastle Partners, LLC (“StoneCastle”). For the past decade,
SCCM has continued to redefine the way banks, institutions and
financial intermediaries view and utilize cash. New products,
strategic positioning, and increased client distribution have
propelled the company’s growth, which has led to record new
accounts and billions of dollars in stable deposits for our bank
clients which in return helps to fund the growth of communities
across the nation.
SCCM’s Active Bank Deposit Network
Contact Us800-750-3988
stonecastle.com
StoneCastle Partners’ Affiliated Companies
BanksInstitutions Financial
[email protected]@stonecastle.com
[email protected]
A leading provider of innovative cash management solutions for
banks, institutions, trusts, endowments, local governments,
clearing firms, brokerages, RIAs and other financial
intermediaries. Solutions include Federally Insured Cash Account
(FICA®), Institutional Cash Account (ICASM), InterLINKTM Insured
Deposits (through StoneCastle Insured Sweep, LLC subsidiary), and
Bulk Insured Deposit Services (BIDS). SCCM acts as administrator to
source deposits into banks of all sizes, that use SCCM as a balance
sheet management tool for funding, liquidity and capital needs.
StoneCastle Cash Management, LLC
StoneCastle Securities, LLCA FINRA registered broker-dealer with
its primary activities in fixed income institutional sales and
trading, and debt and equity private placement.
StoneCastle Financial Corp. A closed-end investment company
established to serve as an investor in healthy community banks
seeking capital for organic growth, acquisitions, share repurchases
and other refinancing activities (NASDAQ: BANX).
StoneCastle Digital Solutions, LLCA financial technology company
focused on pioneering solutions for non-bank companies and major
brands looking to offer banking services. Through its proprietary
end-to-end platform (Cambr), the company stores, moves and
optimizes user deposits across a digitally linked network of FDIC
insured community banks. Learn more at cambr.com.
StoneCastle Asset Management LLCExternal advisor for StoneCastle
Financial Corp. BANX provides diversified fixed income exposure to
the community bank sector.
StoneCastle Advisors, LLCManages private funds that strive to
deliver fixed income returns across a variety of special
situations, value-oriented, and private credit opportunities.
StoneCastle is employee owned and managed with backing from two
world-class financial partners. Charlesbank Capital Partners an
established private equity firm with a consistent track record,
disciplined investment strategy and long-standing commitment to the
middle market. Canadian Imperial Bank of Commerce (CIBC) a leading
global financial institution providing a full range of financial
products and services to retail and institutional clients around
the world.
All information contained herein is for informational purposes
and should not be construed as investment advice. It does not
constitute an offer, solicitation or recommendation to purchase any
security. Some information contained in this material has been
obtained from sources believed to be reliable, but the accuracy of
the information cannot be guaranteed. These views are as of the
date of this document and are subject to change. Interest rate
earned may vary within a particular program based on the size of
the account balance and introducing party.StoneCastle Cash
Management LLC, StoneCastle Advisors, LLC and StoneCastle Asset
Management LLC are registered with the United States Securities and
Exchange Commission (“SEC”) as investment advisers under the
Investment Advisers Act of 1940, as amended. Registration with the
SEC does not imply a particular level of skill or training. For
more detailed information, please see each advisor’s Form ADV Parts
I and 2A on file with the SEC.1 As of June 30, 2019, includes
StoneCastle affiliates. Assets quoted include Bulk Insurance
Deposit Services (BIDS), a program where SCCM acts as a consultant
and introduces banks to third party administrators. Assets in BIDS
are not included in the calculation of SCCM’s regulatory assets
under management in its Form ADV.2 Kroll Bond Rating Agency
“(KBRA)” is registered with the SEC as a Nationally Recognized
Statistical Rating Organization (NRSRO). The AAAkf rating assigned
to FICA® reflects the Program’s Primary Quantitative Rating (PQR)
as measured by the KBRA Funds Credit Quality Rating Matrix, which
is based on the credit quality of the underlying instruments in the
portfolio. The rating is also influenced by the results of the
qualitative assessment of SCCM. The qualitative shadow rating (QSR)
was found to be strong.
2019 StoneCastle Cash Management, LLC. All rights reserved.©
