Stephen Anderson Financial Disclosure Report for 2009

8/3/2019 Stephen Anderson Financial Disclosure Report for 2009

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/to wFINANCIAL DISCLOSURE REPORT g~po,~in GoveRequiredrnment AbY

~ e v . 1 / ~ 0 1 0 FOR CALENDAR YEAR 2009 (5 t~.s.c, am,. §§ 1ol-t1I)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e . f ir s t , m k i d l e i n i t i a l ) 7. . Conrt or Organizat ion 3 . D a t e o f R e p o r t

A n d e r s o n , S t e p h e n H . Appeals, Tenth Ci rcui t 0 4 / 0 2 / 2 0 1 0

4 . T i t l e ( A r t i c l e l l I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a te t y p e )6. Report ing Per iod

m a g i s t r a t e j u d g e s i n d i c a t e f u l l . e r p a r t - t im e )[ ] N o m i n a t i o n , D a t e 0 1 / 0 1 / 2 0 0 9

C i r c u i t J u d g e ( S e n i o r ) [] Initial [] A n n u a l [] Final to

12/31/2009

S b . [ ] A m e n d e d R e p o r t

7 . Chambers o r O ff ice Address 8 . On the basis of the Information contained in th is Report and a nymodRleat ions per taining there to, i t is , In my opinion, In compliance

125 South S ta te S treetwith applicable laws and regula t ions .

4 2 0 1 W ,F. B e n n e t t Fe d e r a l B ld gSalt Lake City , LIT 84138-1102 Reviewing Off icer D a t e

IMPORTANT NOTES: The instructions accompanying this forat must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~*oo.,’~ i , . ~ , ~ , a t , , . t y ; , e , ~ . ~ . t~ o y ~ , ~ z i ~ , ~ , ~ a i o ,, ~ . ~

[~] N O N E (No reportable posi t ions . )

P O S I T I O N N A M E Q F O R G A N I Z A T I O N / E N T I T Y

NONE (No reportable agreements . )

D A T E pAR~S AND ~S





Name of Person Reporting Date of Report

F I N A N C I A L p a g e 3 o f 8 D I S C L O S U R E R E P O R T A n d e r s on , S te p h e n H . 0 4 / 0 2 / 2 0 1 0

V . G I F T S . a ~ c l , ,d ~ s ~ o ~ o ~ o ~ , o , , ~ , ,, ,, ~ , ~ o p e , , ,~ , , ~ c ~ u , ~ , , : s e e p ~ . 2 8 - 3 ~

N O N E (No reportable gifts.)

S O UR CE DE SCR IPTION VALUE

1.

2.

3.

4.

5.

V I . L I A B I L I T I E S . ffnclude* a .... of spouse and dependent children; see pp. 3~-.~3 of f cling inztructtotts.)

N O N E (No reportable liabilities.)

CR EDI T O R DE SCR IPTION VALUE CODE

1.

2.

3.

4.

5.



N a m e o f P e r s on R e p o r ti n g D a t e o f R e p o r t

I

F I N A N C I A L p a g e 4 o f 8 D I S C L O S U R E R E P O R T A n d e r s o n , S t e p h e n I L 0 4 / 0 2 / 2 0 1 0

IV I I . I N V E S T M E N T S a n d T R U S T S - ~ c o m . , ~ . t t , . , , ..... tio,~ (l~clude$ those of sp ....... d dependent ehildren; .~ee pp. 34-60 offih’ng n x t r u c t i o e ~ . )

N O N E (No reportable income, assets , or transactions.)

A . I n c o m B - u r i n g e d C. D.

D e s c r i p t i o n o f A , s e t s G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n ¢ l u d i r , g t r u s t a s s e t s ) [ _ _ r e p o r t i n g i ~ . .r i _ o d _ . _ . ~ . . o f r e p o r t i n g p e r i o d

PIaee"(X)’af lercachasset A m o u n tI T y pe C ¢ .g . , V a lue V a lue T y p e ( * . g . . I D a t ¢

[ V a i n ° I

I ld*nt i tyof

e x e m p t f ro m p r i o r d i * c L o s u r e [ Code 1 I d J v . , r e n t , C o d e 2 M e th o d buy.*eli, m m / d d / y ) " C o d e 2 I C o d e 1 Ibuyer/seller

i ( A -H ) [ or int) ( I - P ) C o d e 3 r e d e m p t i o n ) ( . L P ) ] ? - H ) 1 - ( i f p r i v a t e

~__].l [ ._ -( Q - W ) t r a n s a c t i o n )

1 , I R A # 1 , P e n ; h i n g LLC - C u s t o d i a n ( L i n e s

2, - U.S . Freightways Debenture; Mat. 4415110 C In teres t S o l d 05/01109 K

3. - Z io n s B a n c o r p . M e d. T e r m 5 - y r N o te B In teres t M a t u r e d 0 3 1 1 7 1 0 9 L

4. - N a t ’ l B a n k A r i z o n a ( C D ) B In teres t Matured 0 2 1 1 7 1 0 9 L

5. - N a t ’ l B a n k A r i z o n a ( C D ) B In teres t Matured 05/05/09 L

6. - N e v a d a S t a t e B a n k ( C D) B In teres t M a t u r e d 06116/09 L

7. - G.E. Cap. Financ ial , Inc . Re ta i l (CD) B In teres t M a t u r e d 0 6 / 1 8 / 0 9 L

8. - Zions Firs t Nat’l Bank, Sal t Lake Ci ty, UT A In terest Matured 06/23/09 L( C D )

9. - Amegy B a n k , N.A. (CD ) A In terest B u y 03/23/09 L

1 0, Matured 06/22/09 L

1 I, - V e c t r a B a n k o f C o l o . (C D) A In teres t B u y 03/30/09 L

12 . Matured 06/29109 L

1 3 . - A m e g y B a n k , N . A . ( C D) A In teres t B u y 0 6 / 2 2 / 0 9 L

1 4 . Ma tu r ed 08 /2 0/09 L

1 5 . - Zions Fi rst Nat ’ l Bank, Sal t Lake Ci ty, UT A In teres t B uy 06/25109 M

(CD)

1 6 . Matured 09/25/09 M

1 7 . - V e c t r a B a n k o f C o l o . ( C D ) A In teres t B u y 06/29/09 L

l. I t,*x’.,v* O a i . C o d e s : A =$1.000 or I~ B = $ l,00 1 - $2 ,5 13 0 C = $2 .5 13 1 - $5 ,000 D --4 ;5 ,001 - $15 ,000 E = $ 1 5 .O0 l - $ 5 0 , 0 0 0

(See C ol u m ns B I a nd I M ) F = $ 5 0 , 0 0 1 - $ t O0 .0 0 0 G -~$ 10 0,0 Ol - $1 ,0 00 ,0 (X ) H I -. ~;t ,0 00 .0 O I - $ 5,0 00 ,0 13 0 H 2 = M e x e t h a n $ 5 . 0 0 0 , 00 0

2 . V a h . ~ C o d e s $ =$1S,000 or ]egx K =$ tS ,0 0 1 - $5 0 ,0 0 0 L = $5 0 ,0 0 1 - $1 0 0 ,0 0 0 M - - $ 1 0 0 , 0 0 l - $ 2 5 0 , 0 0 0

(S ee C o lu mn s C I a .d D3 ) N ~ ;2 5D,0 01 - $ 50 0.0 00 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P l ~ ; l , 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 . 0 D 1 - $ 2 5 , 0 0 0 , 0 0 0

P 3 ~ 1 2 5 , 0 0 0 ,0 0 1 - $ 5 0 , 0 0 0 .0 0 0 P C = M o~ e t h a n

3 . V a lu/Meth o d C a d et Q = A pp ra isa l R = C o ~ l ( R e a l E s t a t e O n l y ) S = A ~ s * s s m e n t T = C ~ t t h M a r k e t

(S ee C o lu mn C 2 ) O = B o ~ k V a lu a V - - - -O t h e r W = E ~ t i ma t ~ l



FINANCIAL DISCLOSURE REPORT~ a , . ~ o r P e = o n R ~ p o r t ~ n g

] t ~ . t . o r R e ~ o r t

Page ~ of 8 A n d e ~ o n , S t e p h e n I L

~

04~2010

N O N E (No repom able income, ~sets , or transactions . )

A, B. C, D .

D c s ~ i p t i o n o f A s s e t s ~ I ~ o ~ d ~ r i n g G r o s s v a l u e a t e n d Tr a n s a c t i o n s d u r i n g ~ i n g p c ~o d

( i nc l u~ ag ~ s t a s s ~ ) r c p o ~n g ~r i o d o f r ~ i n g p e r i o d

Place’(X)" after each ass~ Amount / Type (e .g. , V~lue V a L u e Ty~ (e.g . , I Date ] Value Gtln [ l~nt i ty of

e x e m p t f ~ m p r i o r d i sc l o s u r o Code I / di ..... ~ C o d e 2 M e t ho d buy, sell, i ~ d a y y [ c~, 2 coa~ t I b~y,r~,.~(A- H) ] o r i n l , ) C J - P ) I C o d e 3 ~demption)

! ! (J.P)I (A-il) I

C i f p r i v a t e

.~~ ...........

~n s a c t i o n )

1 8 . M a t u ~ d 1~81~ L

1 9 . - N e v a d a S t a t e B a n k ( C D) A In teres t B u y 0 7 1 1 0 1 0 9 M

20 . M at ur e d 10/09/09 M

21 . - A m e g y B a n k . N . A . (C D) A In teres t L T B u y 07/13/09 L

22 . - V e c t r a B a r d< o f C o lo . ( C D ) A In teres t B uy 08/28/09 ! L

23 . Matured 1 1 / 2 7 1 0 9 L

24 . - V e c t r a B a n k o f C o l o . ( C D) A In teres t M T B u y I0 /16/09 M

2 5, - Zi on s Ba n co rp (5 y r no te ) A In teres t B u y 10/27/09 M

26 . S o l d 11/03/09 M

27 . - Al ly Bank. Midvale , UT (CD) A In teres t L T B u y I 1/13/09 L

28 . - Ar~egy Bank. N.A. (CD) A In teres t L T B u y 11/20/09 L

29 . - R e s e r v e I n s ’ d De p A c c f f FDI C i n s u r e d b a n k A In teres t M T

deposi t s

3 0 . I R A # 2 . P e r s h i n g l ,LC - C u s t o d i a n ( L i n e s31-33)

31 . - Zions Fi rst Nat ’ l Bank (CD) A In teres t B uy 02/03,/09 J

3 2 . M at ur e d 0 7 / 2 8 1 0 9 J

33 . - MM Acct / Insured Dep. Acct . A In teres t J T

34 . Zi ons D i rec t B rok era ge Acct (L i nes 35-39 )



Name of Person ReportingI

Date of Report|

F I N A N C I A L D I S C L O S U R E R E P O R T¯ Anderson, Stephen H.Page 6 of 8I

V I I . IN V E S T M E N T S a n d T R U S T S - ~ , , c o ~ , . , .a , ,. , ~ ,,,.c,io,,. ~,,c tu~ es a, os. o/ ,.o.. ¢~ a a...~.,,, children: sp p . , 3 4 - 6 0 af fillng b,,tructio,~.)

N O N E (No reportable incom e, assets , or transactions . )

A. B. C. D.

Description of Assels Income during,

Gross value at end Transactions during reporting period

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

I--~- ~ ~ -[--~3~-~,-W 7Identity of

P l a c e " ( X ) " after each asset ~mount [ Type (e .g . . T y p e ( e . g ..

exemptfrompriordisclosureCode I I div.,rent. Code2 Method buy, selt, mm/dd/yy ICode2 t Code 1 [ buyer/sellef

_ _ (A ’H) _ ~

° r in . ’)L . . . .

( J - P ) ,

COde3(Q.W)

redemption)

L(J-") i (A’|I) ]

,r~tns~ctionl(i| priva

35 . - N e v a d a S t a t e B a n k ( C D) A In teres t K T B uy 0 9 / 2 5 1 0 9 K

36 , M a t u r e d 0 6 1 1 6 / 0 9 K

37 . - V e c t r a B a n k o f C o l o . (C D) A In teres t B uy 06/29/09 K

3 8. M a t u r e d 12/28/09 K

~9 . - FDIC lns’d Acct. A I n t e r e s t L T

40 . I n t e r e s t -b e a r i n g c h e c k i n g a c c o u n t /W e l l s A In teres t J T

F a r g o B a n k

4 I . I n t e r e s t -be a r i ng s av i ngs ac c t / W e l l s F a r go A In teres t I T

B a n k

42 . Coin col lec t ion ( inc luding si lver) N o n e J W

43 .

44 .

45 .

46 .



FINANCIAL DISCLOSURE REPORT ~ a m , o r e ~ r s o n R e p o r t in g D a ~ o r R e ~ r t]

P a g e 7 o f 8 A n d e r s o n , S t e p h e n H . 0 4 / 0 2 / 2 0 1 0

IV I I I . A DD IT I O NA L I NF O R M A T I O N O R EX P L A NA T I O NS . (Indicat~part of Repot)

NOTES:



FINANCIAL DISCLOSURE REPORT Na me o f P trso n R epo rtin g Da te o f R epo rt

P a g e 8 o f 8 A n d e r s o n , S te p h e n H . 04/02/2010

IX. C ERTIFIC ATION.

I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w R h h e i d b e c a u s e i t m et a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i tt i n g n u n - d i s c l o s u r e .

I f u r t h e r c e rt i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r l e d a r t I nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e ~ s e q , 5 U . S . C . § 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t i o n s .

N O T E : A N Y I N DM DU A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A I L S T O F I L E T II I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R L M 1 NA L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

FILING INSTRUCTIONS

M a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c l e , N . E.W a s h i n g t o n , D .C . 2 0 5 4 4

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Stephen Anderson Financial Disclosure Report for 2009