Statistical Process Control Tools Used to Monitor Healthcare Practices

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    SPC used to track dailycalorie contentCOURSE PROJECT SPC-721

    A case study using SPC tools to monitor the daily calorie intake of an individual

    2013

    Submitted by:

    RaghavaKashyap

    Jyothi Swaroop Reddy Yerasi

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    Contents1. Introduction .......................... .......................... .......................... ......................... .......................... ... 3

    2. Process characteristic ......................... .......................... .......................... ......................... ................ 4

    2.1 Process Characteristic Measurement ............................................................................................. 4

    2.2 Estimated Costs to implement the plan .......................................................................................... 6

    2.3 Conditions of the subject for experimentation ............................................................................... 6

    3. Data Collection .......................... .......................... .......................... ......................... ......................... 7

    4. Characteristics of the data collection point ....................... .......................... .......................... ........... 8

    5. Control Charts ....................... .......................... .......................... ......................... ........................... .. 9

    5.1 Process Capability analysis ........................................................................................................... 10

    6. Conclusions ....................... ......................... .......................... ......................... ........................... ..... 11

    7. References ........................................................................................................................................ 12

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    Executive Summary

    According to Centers for Disease Control and Prevention (CDC) 33.3% of adults, aged 20 years

    and over are overweight and 35.9% are obese. Overweight is the most common phenomenon and it

    occurs when either the body metabolism is slow or when the calorie content is more than needed.There are several other factors such as age, hormonal imbalances, lack of exercise, etc. that make

    people over weight. Of these factors, the major factor contributing to overweight is the lack of balance

    between the amount of calories taken in and the amount of calories burned. The scope of this project is

    limited to track the amount of calories in take by an individual over a period of 30 days and thereby

    understanding the dietary process.

    With the level of technological development and competition in the world, there is no much

    time left for people to think and bother about the calories consumed. While there is no direct cure or

    shortcut to reduce weight, a calculated approach using statistical tools can help in reducing or maintain

    weight. Every extra pound gained by a person is a weight on his own legs. There are many side effects of

    being overweight. Some of them being accelerated ageing, asthma, fatigue, high blood pressure, joint

    and muscle pain, infertility etc.

    Statistical process control involves tools to monitor whether the process is under control and

    reduce the variability. Nowadays SPC is used not only to monitor manufacturing processes but also

    improving health care practices. It is proven that diseases like diabetics, high blood pressure,

    hypothyroidism etc., can also be monitored using SPC. Using these approaches doesnt cost a lot of

    money but a few minutes every day to track down the data.

    In this case study, we are analyzing a subject who weighs 200 pounds and wants to maintain his

    weight over a period of 30 days. For this, we averaged the number of calories he burned over a day andthen tracked the number of calories he consumed. We used an online calorie calculator to identify the

    ideal number of calories he needs to take in order to maintain his weight. The minimum and maximum

    number of calories to be consumed obtained from this tool are used as the upper and lower

    specification limits to monitor his dietary process. Individual and MR control charts are plotted and

    analyzed to understand his process performance.

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    1. IntroductionAccording to American Diabetes Association, approximately 26 million children and adults in US

    have diabetes and there are many reasons for this disease like genetic defects, pancreatic defects,

    hypothyroidism etc. While diabetes can be controlled with proper medication, one has to keep an eye

    on the calorie consumption on daily basis and maintain proper blood sugar by eating well, exercising

    and sleeping in proper time. Managing calories intake is very important to control weight and thereby to

    control all the diseases having a root cause of excessive weight.

    Figure 1: Tracking Total calories per day

    Statistical tools like Statistical process control (SPC) are being used now days in health care and

    direct patient care applications. There is a great misconception that SPC is used only in manufacturing

    industries but can be used anywhere is you want to control delay, deviation and defects. The main aim

    of the SPC is to reduce the variation and it is often used to identify assignable causes of variation. SPC is

    very important tool for process improvement and guides us in making decisions about where ourimprovement efforts have to be made. Statistically derived conclusions motivate us to change our

    behavior and improve our performance especially if it is related to health care. SPC in particular to

    control charts helps us to identify whether our process is in control, if not build up a case to brainstorm

    the assignable cause responsible for the process to be out of control.

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    This project uses SPC tools like control charts, histograms etc. to track the daily calories in diet

    and to understand the process of dietary intake. Control charts here in this case acts as a visual control

    in understanding and tracking our daily calorie content which is otherwise difficult to keep an eye onto.

    They are used to understand whether the process of dietary intake is in control and can be used as an

    alarm if few values fall out of designed control limits. They also identifies whether the process is drifting

    to the either side of the control limits. Histograms with reference to the lines on the other hand are

    used to track daily calories, fats and carbohydrates intake. The goal of this project is to improve the

    process of dietary intake thereby maintaining proper weight and reduce the chances of getting attacked

    by various diseases related to excessive weight.

    2. Process characteristicSince daily dietary intake is the process that is going to be studied in this project, checking the

    calories intake on daily basis seems to be appropriate process characteristic. Calories are the units of

    energy contained in the food and drink we consume. If the amount of calorie intake is more than

    calories we spend the excess to requirements is stored as fat and thus we gain weight. On the other

    hand if the amount of calories we spend is more than the amount of calories we take we lose weight. To

    track the dietary intake process on a daily scale, the calorie intake has to be measured on a daily scale.

    2.1 Process Characteristic Measurement

    The ideal calorie intake on daily basis of a person depends on gender, height, body frame, age

    and many other factors. There are many online resources which gives tells us the ideal calorie intake

    that we need take on daily basis depending on all these factors. The calorie intake on daily basis in

    measured through an iphone app called myfitnessspal which is shown in the below figure 2.

    Figure 2: myfitnesspal app

    This app has inbuilt database of all foods and respective calorie contents. The food and drinks

    we take in all courses of time (breakfast, lunch,supper, dinner) is entered into our daily summary as

    shown in below figure 3,

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    Figure 3: Adding food to myfitnesspal app

    After adding each and every food and drinks including water into the daily summary of the app,

    it gives us the net calorie intake on a particular day as shown in below figure 4,

    Figure 4: Total calorie intake in a day

    The rational subgroup of one is chosen in this case because daily total calorie content in a day

    can be checked only once. The time of interval between the collection of two data points is 24 hours.

    The data is collected for a period of 30 days.

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    2.2 Estimated Costs to implement the plan

    There are no costs involved in the implementation of the plan. The mobile application used in this

    project was a free app available for download both on the iOs market and Android market. The weighing

    machine was available at the University Gym. Since there was no major change in diet plans or quantity

    of food taken by the individual, there was no drastic change in the food cost. All it took wasonly a couple

    of minutes every day to input the data into the mobile application.

    2.3Conditions of the subject for experimentation

    For this project, the following conditions of our subject are taken into consideration for

    determining the ideal number of calories required to maintain weight:

    Table 1:Conditions of the subject

    Current Weight 200 lbs

    Goal 200 lbs

    Sex Male

    Duration of

    experimentation

    1 month

    Height 5 feet. 10 inches

    Age 23

    Activity Lightly Active

    Workouts 3 times*1hr/week

    Here, Daily calorie intake calculator is used to calculate the specification limits of our process and the

    following figure 5 shows its output. According to the calculator, our subject must take 2627 calories/day

    in order to maintain his weight. Given his exercise and physical activity, our subject starts losing weight

    if he consumes less than 2101 calories/day over a period of 30 days. Extreme fat loss may happen if he

    consumes 1600 cal/day. Therefore we had chosen 2627 cal as our upper specification limit and 2101cal

    as our lower specification limit for monitoring our process. We are assuming our subject to be free from

    all medical illness which may result in unnecessary weight gain even if he takes proper diet (for example

    Hypothyroidism).

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    Figure 5: Output of the calculator

    3. Data CollectionData is collected over a period of 1 month and calories are counted every breakfast, lunch,

    dinner and snacks. The following histogram shows his daily consumption for this period,

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    Figure 6: Graphical representation of calorie consumed

    From the above figure we could clearly see, our subject met the minimum requirement for

    maintaining his weight almost every day. We could also see the minimum calories in took for this period

    is 2000 and the maximum is 2700 cal. This bar chart with reference lines would be very helpful in

    identifying his diet changes.

    To verify the normality assumption of our data collected, we plotted normal probability plot as

    shown in below figure 7. From the plot we can see that most of our data points seem to be falling on the

    straight line except for 2 points. Therefore the normality assumption of our data seems to be valid and

    we can use normal Shewart control charts to monitor our process performance.

    Figure 7: Normal probability plot of Total calories consumed

    4. Characteristics of the data collection pointThe selection of control limits is very important in designing control charts. The wider the control

    limits the less is the type 1 error, which the risk of a false alarm when actually the process is in control

    ,but on other hand it might increase type 2 error which is the risk of not detecting an out of control

    point when actually there is one. For control charts we have chosen three sigma control limits and since

    flow width of data is normally distributed, we find our type 1 error to be 0.0027 (From the standard

    normal table). That is an incorrect out of control signal or a false alarm would be generated 27 times outof 10,000 points.

    ARL (Average run length) is the average number of points that must be plotted before a point

    indicates out of control condition. Since our process observations are uncorrelated, we can calculate ARL

    by the following equation,

    = 1/

    2900280027002600250024002300220021002000

    99

    95

    90

    80

    70

    60

    50

    40

    30

    20

    10

    5

    1

    Total calories consumed

    Percent

    Mean 2504

    StDev 161.9

    N 30

    AD 0.384

    P-Value 0.374

    Probability Plot of Total calories consumedNormal

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    Here p, is the probability that any point exceeds out of control limits. Since the value of p in our case

    is 0.0027, ARL is calculated to be 370. This means an out of control point is expected after 370 points.

    =1

    0.0027= 370

    ATS (Average time to signal) on the other hand is the average time in which we can expect a falsealarm. It can be estimated by the following equation,

    =

    Here, h is the fixed time interval between collection two consecutive data points. In our case, since we

    are collecting data once in a day, we have our average time to signal to be 370 days.

    5. Control ChartsWe used control charts to identify any gaps between his current performance and goal

    performance. Since we are not having any sub groups and data is collected is only once a day, I/MRcharts are helpful in our case. The limits chosen to monitor his performance are 2627 cal on higher end

    and 2100 cal on lower end. These limits are obtained from daily calorie calculator described above. The

    following charts are I/MR charts obtained from Minitab,

    Figure 8: I chart of Total calorie consumed over 1 month

    28252219161310741

    3200

    3000

    2800

    2600

    2400

    2200

    2000

    Observation

    IndividualValue

    _X=2504

    UCL=3066

    LCL=1943

    2627

    2100

    I Chart of Total Calories intake

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    Figure 9: Moving range chart of Total calorie intook over 1 month

    From the above charts we can see that process seems to be in statistical control with upper and

    lower control limits of I chart being 3066 cal and 1943 cal respectively. However with our chosen

    specification limits (2100 2627 cal), the process appears to be falling out of limits many times. We

    could clearly see many of the points are falling out of our upper target i.e. 2627 cal and only one point

    falling below lower target i.e, 2100 cal. The red points in the individual chart indicates the points that lie

    outside the limits.

    5.1 Process Capability analysis

    In order to understand more about our process, we performed process capability study. The

    process capability analysis shows that the even though the process seems to be in statistical control. The

    process is not capable with our chosen lower specification limit. It shows that 3.33% of the data lies

    below the lower specification limit and 26.67% of the data lies above the upper specification limit. This

    is around 30% of the data is outside the specification limits. The Cp of the process is 0.47. The value of

    which takes process centering into account is merely 0.22. Overall, this shows that the dietary

    process needs to be improved and there is a need for developing new strategies to maintain the desired

    weight.

    28252219161310741

    700

    600

    500

    400

    300

    200

    100

    0

    Observation

    MovingRange

    __MR=211.2

    UCL=690.0

    LCL=0

    Moving Range Chart of Total Calories intake

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    Figure 10: Process Capability study of Daily Dietary Process

    6. ConclusionsFrom the analysis it is clear that the dietary process is not capable in achieving the desired

    output which in our case is maintaining weight. To validate our results we checked the weight of an

    individual at the end of 30 days and we found it to be 201.2 pounds. Although this slight weight gain

    cant trigger a sense of problem, desired results will not be obtained in a longer run if he continues tohave such imbalanced diet approach. One recommendation that can be suggested is to increase the

    number of calories burnt by exercises. It is very difficult to maintain constant calorie consumption

    throughout life time but the easy way to maintain weight is by increasing the calories spent. To decrease

    weight, one misconception that people have is to restrict the calories as low as possible but this can lead

    to other health problems like malnutrition. A balanced diet approach with proper carbohydrates,

    vitamins, proteins with regular exercise, sauna, massages, swimming etc can not only contribute in

    maintaining weight but also improves overall health. The limitations of this study are restricted to

    accuracy of university weighing machines, myfitnesspal app and daily calorie calculator.

    We feel that this Statistical process control tools can be used not only to maintain weight but also tocontrol other health problems like diabetes, blood pressure etc. The effects of number of pills consumed

    to control sugar levels and blood pressure levels can also be monitored.

    28002600240022002000

    LSL USL

    LSL 2100

    Target *

    USL 2627

    Sample Mean 2504.38

    S ample N 30

    StDev(Within) 187.232

    StDev(Ov erall) 161.855

    Process Data

    C p 0.47

    CPL 0 .72

    CPU 0.22

    Cpk 0 .22

    P p 0.54

    PPL 0 .83

    PPU 0.25

    Ppk 0 .25

    Cpm *

    Ov erall C apability

    Potential (Within) Capability

    % < LSL 3 .33

    % > USL 26.67

    % Tota l 30.00

    Observed Performance

    % < LSL 1 .54

    % > USL 25.63

    % Tota l 27.17

    Exp. Within Performance

    % < LSL 0 .62

    % > USL 22.43

    % Tota l 23.06

    Exp. O verall Performance

    Within

    Overall

    Process Capability of Total Calories intake

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    7. References

    1) http://en.wikipedia.org/wiki/Diabetes_mellitus2) http://blog.minitab.com/blog/real-world-quality-improvement/managing-diabetes-with-six-

    sigma-and-statistics-part-i

    3) Application of statistical process control in healthcare improvement: systematic review by JohanThor et.al.

    4) http://www.qualitydigest.com/june08/articles/03_article.shtml

    http://en.wikipedia.org/wiki/Diabetes_mellitushttp://en.wikipedia.org/wiki/Diabetes_mellitushttp://blog.minitab.com/blog/real-world-quality-improvement/managing-diabetes-with-six-sigma-and-statistics-part-ihttp://blog.minitab.com/blog/real-world-quality-improvement/managing-diabetes-with-six-sigma-and-statistics-part-ihttp://blog.minitab.com/blog/real-world-quality-improvement/managing-diabetes-with-six-sigma-and-statistics-part-ihttp://blog.minitab.com/blog/real-world-quality-improvement/managing-diabetes-with-six-sigma-and-statistics-part-ihttp://blog.minitab.com/blog/real-world-quality-improvement/managing-diabetes-with-six-sigma-and-statistics-part-ihttp://blog.minitab.com/blog/real-world-quality-improvement/managing-diabetes-with-six-sigma-and-statistics-part-ihttp://blog.minitab.com/blog/real-world-quality-improvement/managing-diabetes-with-six-sigma-and-statistics-part-ihttp://en.wikipedia.org/wiki/Diabetes_mellitus