STATE OF ILLINOIS UNIVERSITY OF ILLINOIS COMPLIANCE ... · COMPLIANCE EXAMINATION (In Accordance with the Single Audit Act . and Applicable Federal Regulations ) Year Ended June 30,

STATE OF ILLINOIS UNIVERSITY OF ILLINOIS

COMPLIANCE EXAMINATION

(In Accordance with the Single Audit Act and Applicable Federal Regulations)

Year Ended June 30, 2016

Performed as Special Assistant Auditors for the Auditor General, State of Illinois


COMPLIANCE EXAMINATION Year Ended June 30, 2016

TABLE OF CONTENTS Page University Officials ........................................................................................................................................................ 1 Management Assertion Letter ...................................................................................................................................... 2 Compliance Report: Summary……………..…...........................................................................................................................................4 Independent Accountants’ Report on State Compliance and on Internal Control over Compliance for State Compliance Purposes ........................................................................................ 10 Independent Auditors’ Report on Internal Control over Financial Reporting and on Compliance with Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards ............................................................................... 13 Independent Auditors’ Report on Compliance for Each Major Federal Program, on

Internal Control over Compliance, and on the Schedule of Expenditures of Federal Awards Required by the Uniform Guidance .......................................................................................... 15

Schedule of Findings and Questioned Costs: Summary of Auditors’ Results ...................................................................................................................... 18 Current Findings - Government Auditing Standards .................................................................................... 19 Current Findings - Federal Compliance ....................................................................................................... 24 Current Findings - State Compliance ........................................................................................................... 48 Prior Findings Not Repeated ........................................................................................................................ 57 Table of Award Numbers Referenced in the Federal Compliance Findings................................................. 62 Financial Related Information: Financial Related Information Summary ............................................................................................................. 84 Financial Related Schedules: Schedule of Expenditures of Federal Awards .............................................................................................. 85 Attachments to Schedule of Expenditures of Federal Awards: Non Cash Federal Awards – Federal Loans Disbursed and Capital Contributions ............................. 168 Schedule of Loans Issued and Outstanding Balances – Student Loan Disclosure ........................................................................................................................... 169 Details for Pass-Through Federal Funding ......................................................................................... 170 Notes to Schedule of Expenditures of Federal Awards .............................................................................. 297 Related Reports Published Under Separate Cover: Financial Audits for the Year Ended June 30, 2016 of

University of Illinois Auxiliary Facilities System Health Services Facilities System

Supplementary Financial Information Report for the Year ended June 30, 2016 of

University of Illinois

Reports Required Under Government Auditing Standards for the University of Illinois, Auxiliary Facilities System and Health Services Facilities System for the Year ended June 30, 2016



1

UNIVERSITY OFFICIALS

Timothy L. Killeen

President

Walter K. Knorr Vice President / Chief Financial Officer and Comptroller

Michael B. Bass Senior Associate Vice President for Business and Financial Services and Deputy Comptroller

Patrick M. Patterson Controller and Senior Assistant Vice President for Business and Finance

Julie A. Zemaitis Robert J. Jones Barbara J. Wilson

Executive Director of University Audits Chancellor and Vice President, University of Illinois at Urbana-Champaign (effective September 26, 2016) Interim Chancellor and Vice President, University of Illinois at Urbana-Champaign (effective August 13, 2015 through September 25, 2016)

Phyllis M. Wise

Chancellor and Vice President, University of Illinois at Urbana-Champaign (through August 13, 2015)

Ginger Velazquez Michael D. Amiridis

Interim Assistant Vice President for Business and Finance, University of Illinois at Urbana-Champaign Chancellor and Vice President, University of Illinois at Chicago

Vanessa Peoples

Assistant Vice President for Business and Finance, University of Illinois at Chicago (through January 27, 2017)

Susan J. Koch Chancellor and Vice President, University of Illinois at Springfield

Michael E. Bloechle Director of Business Services, University of Illinois at Springfield

Administrative Offices are located at: University Office of Business and Financial Services (OBFS) 238 Henry Administration Building 506 South Wright Street Urbana, Illinois 61801

Springfield Campus Business Services Building Room 57 Springfield, Illinois 62703

Chicago Campus 809 South Marshfield Room 608 Chicago, Illinois 60612

Urbana-Champaign Campus 340 Illini Union Bookstore 807 South Wright Street Champaign, Illinois 61820

Office of the Assistant Vice President for Business and Finance

Office of Business and Financial Services 340 Illini Union Bookstore, MC - 309 807 South Wright Street Champaign, IL 61801

(217) 333-4638

February 3, 2017

CliftonLarsonAllen LLP 301 S.W. Adams Street, Suite 1000 Peoria, IL 61602

Ladies and Gentlemen:

We are responsible for the identification of, and compliance with, all aspects of laws, regulations, contracts, or grant agreements that could have a material effect on the operations of the University of Illinois (University). We are responsible for and we have established and maintained an effective system of internal controls over compliance requirements. We have performed an evaluation of the University’s compliance with the following assertions during the year ended June 30, 2016. Based on this evaluation, we assert that during the year ended June 30, 2016, the University has materially complied with the assertions below.

A. The University has obligated, expended, received and used public funds of the State in accordance with the purpose for which such funds have been appropriated or otherwise authorized by law.

B. The University has obligated, expended, received and used public funds of the State in accordance with any limitations, restrictions, conditions or mandatory directions imposed by law upon such obligation, expenditure, receipt or use.

C. The University has complied, in all material respects, with applicable laws and regulations, including the State uniform accounting system, in its financial and fiscal operations.

D. State revenues and receipts collected by the University are in accordance with applicable laws and regulations and the accounting and recordkeeping of such revenues and receipts is fair, accurate and in accordance with law.

E. Money or negotiable securities or similar assets handled by the University on behalf of the State or held in trust by the University have been properly and legally administered, and the accounting and recordkeeping relating thereto is proper, accurate and in accordance with law.

February 3, 2017 University of Illinois System Page 2

Sincerely,

Timothy L. Killeen President

Thomas R. Bearrows University Counsel

Walter K. Knorr Vice President, Chief Financial Officer and Comptroller

Michael B. Bass Senior Associate Vice President for Business

and Financial Services and Deputy Comptroller



4

COMPLIANCE REPORT

SUMMARY

The compliance testing performed during this examination was conducted in accordance with Government Auditing Standards and in accordance with the Illinois State Auditing Act.

ACCOUNTANTS’ REPORT The Independent Accountants’ Report on State Compliance and on Internal Control over Compliance for State Compliance Purposes does not contain scope limitations, disclaimers, or other significant nonstandard language.

SUMMARY OF FINDINGS

Number of Current report

Prior report

Findings 18 30 Repeated findings 14 18 Prior recommendations implemented or not repeated 16 21

SCHEDULE OF FINDINGS AND QUESTIONED COSTS

FINDINGS (GOVERNMENT AUDITING STANDARDS)

Item No. Page Description Finding Type

2016-001 19 Inadequate Procedures over Expense Deferrals and Other Cut-off Related Issues

Significant deficiency

2016-002 21 Inadequate Controls over University Procurement Card Transactions


2016-003 23 Inadequate Procedures over Maintenance of Accounts Payable Master Vendor File


(Continued)



5

COMPLIANCE REPORT

SUMMARY

FINDINGS AND QUESTIONED COSTS (FEDERAL COMPLIANCE)


2016-004

2016-005

2016-006

2016-007

2016-008

24

26

29

32

34

Inadequate Support for Cash Requests

Inadequate Procedures for Closing out Federal Projects

Inadequate Procedures for Verifying Participant Eligibility

Incomplete Cost Transfer Information

Failure to Communicate Required Information to Subrecipients or Obtain Required Information from Subrecipients

Noncompliance and significant deficiency





2016-009

2016-010

2016-011

2016-012

2016-013

37

39

41

42

44

Untimely Submission of Financial Reports

Errors in Reporting for National Student Loan Data Systems (NSLDS)

Incorrect Award of Title IV Funds

Inadequate Return of Title IV Fund Calculation

Incomplete Documentation in Client Eligibility Files






2016-014 46 Improper Property Management Procedures


(Continued)



6

COMPLIANCE REPORT

SUMMARY

FINDINGS (STATE COMPLIANCE)


2016-015

2016-016

2016-017

2016-018

48

51

53

55

Contracts and Real Property Leases Not Properly Executed

Failure to Follow Time Reporting Requirements

Sabbatical Reports Not Submitted in Accordance with University Policies and Procedures

Inadequate Controls over University Travel Card Transactions





In addition, the following findings which are reported as current findings related to Government Auditing Standards also meet the reporting requirements for State Compliance.


2016-001 19 Inadequate Procedures over Expense Deferrals and Other Cut-off Related Issues


2016-002 21 Inadequate Controls over University Procurement Card Transactions


2016-003 23 Inadequate Procedures over Maintenance of Accounts Payable Master Vendor File


(Continued)



7

COMPLIANCE REPORT

SUMMARY

PRIOR FINDINGS NOT REPEATED (GOVERNMENT AUDITING STANDARDS)


A. 57 Inadequate Controls over Monitoring External Audits, Attestation Engagements and Other Studies


PRIOR FINDINGS NOT REPEATED (FEDERAL COMPLIANCE)


B.

C.

D.

E.

F.

G.

H.

58

58

58

58

58

58

59

Inadequate Approval Controls over Financial Reporting

Improper Reporting Amounts in Financial Status Reports

Inadequate Off Campus Work Study Agreements

Inaccurate Award Records

Failure to Obtain Suspension and Debarment Information from a Vendor

Inadequate Review of Direct Loan Reconciliations

Failure to Obtain Required Information from Subrecipient

Noncompliance and material weakness

Noncompliance and material weakness






(Continued)



8

COMPLIANCE REPORT

SUMMARY

PRIOR FINDINGS NOT REPEATED (STATE COMPLIANCE)


I.

J.

K.

L.

M.

N.

O.

P.

60

60

60

60

60

60

61

61

Statutory Mandates - Noncompliance with the School Code

Noncompliance with State Vehicle Use Act

Statutory Mandates - Pension Code

Noncompliance with the University of Illinois Act Regarding Proficiency in the English Language

Lack of Formal Written Policy on Maintenance of University Vehicles

Noncompliance with the Campus Security Enhancement Act

Noncompliance with State Employee Housing Act and Related University Policies and Procedures

Inadequate Controls over Property and Equipment











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EXIT CONFERENCE

The University waived the exit conference for the Federal Compliance OMB Uniform Guidance audit and the State Compliance examination in an email dated January 22, 2017, from Ginger Velazquez, Interim Assistant Vice President of the Office of the Assistant Vice President for Business and Finance. Responses to the findings were provided by Jennifer Erickson, Assistant Director for Business and Finance, and Ruth Boardman, Associate Director of Compliance, in emails dated January 20, 2017 and January 22, 2017.

COMPLIANCE REPORT

SUMMARY

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INDEPENDENT ACCOUNTANTS’ REPORT ON STATE COMPLIANCE AND ON INTERNAL CONTROL OVER COMPLIANCE

FOR STATE COMPLIANCE PURPOSES

Honorable Frank J. Mautino Auditor General State of Illinois

and Board of Trustees University of Illinois:

Compliance

As Special Assistant Auditors for the Auditor General, we have examined the University of Illinois’ compliance with the requirements listed below, as more fully described in the Audit Guide for Financial Audits and Compliance Attestation Engagements of Illinois State Agencies (Audit Guide) as adopted by the Auditor General, during the year ended June 30, 2016. The management of the University of Illinois (the University) is responsible for compliance with these requirements. Our responsibility is to express an opinion on the University’s compliance based on our examination.

A. The University has obligated, expended, received, and used public funds of the State in accordance with the purpose for which such funds have been appropriated or otherwise authorized by law.

B. The University has obligated, expended, received, and used public funds of the State in accordance with any limitations, restrictions, conditions or mandatory directions imposed by law upon such obligation, expenditure, receipt or use.

C. The University has complied, in all material respects, with applicable laws and regulations, including the State uniform accounting system, in its financial and fiscal operations.

D. State revenues and receipts collected by the University are in accordance with applicable laws and regulations and the accounting and recordkeeping of such revenues and receipts is fair, accurate and in accordance with law.

E. Money or negotiable securities or similar assets handled by the University on behalf of the State or held in trust by the University have been properly and legally administered and the accounting and recordkeeping relating thereto is proper, accurate, and in accordance with law.

CliftonLarsonAllen LLP 301 SW Adams Street, Suite 1000 Peoria, IL 61602

309-671-4500 | fax 309-671-4508

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Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants; the standards applicable to attestation engagements contained in Government Auditing Standards issued by the Comptroller General of the United States; the Illinois State Auditing Act (Act); and the Audit Guide as adopted by the Auditor General pursuant to the Act; and, accordingly, included examining, on a test basis, evidence about the University’s compliance with those requirements listed in the first paragraph of this report and performing such other procedures as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the University’s compliance with specified requirements.

In our opinion, the University complied, in all material respects, with the compliance requirements listed in the first paragraph of this report during the year ended June 30, 2016. However, the results of our procedures disclosed instances of noncompliance with the requirements, which are required to be reported in accordance with criteria established by the Audit Guide, issued by the Illinois Office of the Auditor General and which are described in the accompanying schedule of findings and questioned costs as items 2016-001 through 2016-003, and 2016-015 through 2016-018.

Internal Control

Management of the University is responsible for establishing and maintaining effective internal control over compliance with the requirements listed in the first paragraph of this report. In planning and performing our examination, we considered the University’s internal control over compliance with the requirements listed in the first paragraph of this report to determine the examination procedures that are appropriate in the circumstances for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with the Audit Guide, issued by the Illinois Office of the Auditor General, but not for the purpose of expressing an opinion on the effectiveness of the University’s internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the University’s internal control over compliance.

A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with the requirements listed in the first paragraph of this report on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a requirement listed in the first paragraph of this report will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance.

Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, we identified certain deficiencies in internal control over compliance, as described in the accompanying schedule of findings and questioned costs as items 2016-001 through 2016-003, and 2016-015 through 2016-018, that we consider to be significant deficiencies.

As required by the Audit Guide, immaterial findings excluded from this report have been reported in a separate letter to your office.

12

The University’s responses to the findings identified in our examination are described in the accompanying schedule of findings and questioned costs. We did not examine the University’s responses and, accordingly, we express no opinion on the responses.

This report is intended solely for the information and use of the Auditor General, the General Assembly, the Legislative Audit Commission, the Governor, University management, the Board of Trustees of the University, others within the University, and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties.

CliftonLarsonAllen LLP

Peoria, Illinois February 3, 2017

13

INDEPENDENT AUDITORS’ REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT

OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS


and

Board of Trustees University of Illinois:

As Special Assistant Auditors for the Auditor General, we have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the business-type activities of University of Illinois and the aggregate discretely presented component units, collectively a component unit of the State of Illinois, as of and for the year ended June 30, 2016, and the related notes to the financial statements, which collectively comprise the University of Illinois’ basic financial statements, and have issued our report thereon dated February 1, 2017.

Our report includes a reference to other auditors who audited the financial statements of the discretely presented component units, as described in our report on the University’s financial statements. Other auditors audited the financial statements of the University of Illinois Foundation (a discretely presented component unit) in accordance with Government Auditing Standards, as described in our report on the University’s financial statements. This report does not include the results of the other auditors’ testing of internal control over financial reporting or compliance and other matters that are reported on separately by those auditors. The financial statements of the University of Illinois Alumni Association; Wolcott, Wood, and Taylor, Inc.; Prairieland Energy, Inc.; Illinois Ventures, LLC; the University Research Park, LLC; and UI Singapore Research, LLC (all discretely presented component units), were not audited in accordance with Government Auditing Standards and accordingly this report does not include reporting on internal control over financial reporting or instances of reportable noncompliance with those entities.

Internal Control Over Financial Reporting

In planning and performing our audit of the financial statements, we considered the University of Illinois’ internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the University of Illinois’ internal control. Accordingly, we do not express an opinion on the effectiveness of the University of Illinois’ internal control.

A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance.


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Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, we identified certain deficiencies in internal control over financial reporting, described in the accompanying schedule of findings as items 2016-001, 2016-002, and 2016-003 that we consider to be significant deficiencies in internal control over financial reporting. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged governance.

Compliance and Other Matters

As part of obtaining reasonable assurance about whether the University of Illinois’ financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards.

University of Illinois’ Response to Findings

The University of Illinois’ response to the findings identified in our audit is described in the accompanying schedule of findings. The University of Illinois’ responses were not subjected to the auditing procedures applied in the audit of the financial statements and, accordingly, we express no opinion on them.

Purpose of this Report

The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the result of that testing, and not to provide an opinion on the effectiveness of the University of Illinois’ internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the University of Illinois’ internal control and compliance. Accordingly, this communication is not suitable for any other purpose.



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INDEPENDENT AUDITORS’ REPORT ON COMPLIANCE FOR EACH MAJOR FEDERAL PROGRAM, ON INTERNAL CONTROL OVER COMPLIANCE,

AND ON THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY THE UNIFORM GUIDANCE


and Board of Trustees University of Illinois:

Report on Compliance for Each Major Federal Program

We have audited University of Illinois’ (the University) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of the University’s major federal programs for the year ended June 30, 2016. The University’s major federal programs are identified in the summary of auditors’ results section of the accompanying schedule of findings and questioned costs.

The schedule of expenditures of federal award and our audit described below does not include expenditures of federal award for those agencies determined to be component units of the University for financial statement purposes.

Management’s Responsibility Management is responsible for compliance with federal statutes, regulations, and the terms and conditions of its federal awards applicable to its federal programs.

Auditors’ Responsibility Our responsibility is to express an opinion on compliance for each of the University’s major federal programs based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Those standards and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the University’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances.

We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal program. However, our audit does not provide a legal determination of the University’s compliance.


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Opinion on Each Major Federal Program In our opinion, the University complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended June 30, 2016.

Other Matters The results of our auditing procedures disclosed instances of noncompliance, which are required to be reported in accordance with the Uniform Guidance and which are described in the accompanying schedule of findings and questioned costs as items 2016-004 through 2016-008 and 2016-010 through 2016-014. Our opinion on each major federal program is not modified with respect to these matters.

The University’s responses to the noncompliance findings identified in our audit are described in the accompanying schedule of findings and questioned costs. The University’s responses were not subjected to the auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on the response.

Report on Internal Control Over Compliance

Management of the University is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the University’s internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the University’s internal control over compliance.

A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance.

Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, we identified certain deficiencies in internal control over compliance, as described in the accompanying schedule of findings and questioned costs as items 2016-004 through 2016-014 that we consider to be significant deficiencies.

The University’s response to the internal control over compliance findings identified in our audit is described in the accompanying schedule of findings and questioned costs. The University’s responses were not subjected to the auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on the response.

The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose.

17

Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance

We have audited the financial statements of, the business-type activities, the aggregate discretely presented component units of the University of Illinois, a component unit of the State of Illinois, as of and for the year ended June 30, 2016, and the related notes to the financial statements, which collectively comprise the University of Illinois’s basic financial statements. We issued our report thereon dated February 1, 2017, which contained unmodified opinions on those financial statements. Our report was modified to include a reference to other auditors and to include an emphasis of matter paragraph stating the University adopted GASB Statement No.72, Fair Value Measurement and Application and to disclose that Public Act 099-0524 granted the University Fiscal Year 2017 appropriations, totaling $355,815,000, which the University has used to pay Fiscal Year 2016 costs as allowed for by Public Act 099-0524. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the basic financial statements. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by the Uniform Guidance and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards is fairly stated in all material respects in relation to the basic financial statements as a whole.



18


SCHEDULE OF FINDINGS AND QUESTIONED COSTS Year Ended June 30, 2016

SUMMARY OF AUDITORS’ RESULTS

Financial Statements

Type of auditors’ report issued: Unmodified

Internal control over financial reporting: • Material weakness(es) identified? Yes x No • Significant deficiencies identified? x Yes None reported

Noncompliance material to financial statements noted? Yes x No

Federal Awards

Internal control over major programs: • Material weakness(es) identified? Yes x No • Significant deficiencies identified that are not

considered to be material weaknesses? x Yes None reported

Type of auditors’ report issued on compliance for major programs: Unmodified

Any audit findings disclosed that are required to be reported in accordance with 2 CFR 200.516(a)? x Yes No

Identification of major programs:

CFDA Numbers Name of Federal Program or Cluster

Various Research and Development Cluster 93.575/93.596 Child Care and Development Fund 10.500 Cooperative Extension Service 93.994 Maternal and Child Health Services Block Grant to the

States 93.600 Head Start 47.076 Education and Human Resources 93.610 Health Care Innovation Awards Various Student Financial Assistance Cluster 93.558 Temporary Assistance for Needy Families (TANF)

Dollar threshold used to distinguish between Type A and Type B programs: $ 3,775,836

Auditee qualified as low-risk auditee? Yes x No


CURRENT FINDINGS – GOVERNMENT AUDITING STANDARDS Year Ended June 30, 2016

19 (Continued)

2016-001. Finding: Inadequate Procedures over Expense Deferrals and Other Cut-off Related Issues

The University of Illinois (the University) has not established adequate internal controls over accurately identifying and recording deferred expense transactions and reporting prepaid expenses at fiscal year-end for financial reporting purposes. During our audit, we noted that the University’s procedures to identify and record prepaid expenses include a review of all cash disbursements by University Payables (UPAY). UPAY identifies expense transactions that pertain to multiple fiscal years and code them for further review by University Accounting and Financial Reporting (UAFR). UAFR will then post year-end journal entries to appropriately defer the identified expense transactions. In addition to the review of all cash disbursements by UPAY, UAFR also requires individual units to identify and report known accrual and deferral transactions at fiscal year-end for certain fund types. We also noted that the University’s year-end accounts payable procedures include specifically reviewing cash disbursements made subsequent to year-end through the end of October to determine which accounting period the related expense transactions pertain. In relation to our test work over expense transactions, we reviewed 225 cash disbursement transactions (totaling $66,416,080), 60 P-Card expense transactions (totaling $264,882), and 60 T-Card expense transactions (totaling $331,836) recorded during the fiscal year. In relation to our test work over revenue transactions, we reviewed 60 cash receipt transactions recorded during the fiscal year (totaling $47,087,045). We also reviewed 13 cash disbursements occurring subsequent to year-end (totaling $35,244,921). Additionally, we separately reviewed 12 internal journal voucher transactions recorded during the fiscal year (totaling $13,266,046 debits and $423,600 credits). During our review of these transactions, we noted the following items were not recorded in the proper accounting period: University of Illinois transactions

• One (1) general expense cash disbursement (totaling $4,157) that was recorded as an expense for fiscal year ended June 30, 2016, should have been fully accrued as of June 30, 2015 at an amount of $4,157.

• One (1) general expense cash disbursement (totaling $27,563) that was recorded as an expense for fiscal year ended June 30, 2016, should have been partially deferred as of June 30, 2016 at an amount of $17,662, and then recognized as an expense for the fiscal year ending June 30, 2017.

• Three (3) cash receipts (totaling $67,225) that were recorded as operating revenue for the fiscal year ended June 30, 2016, should have been partially accrued as of June 30, 2015 at an amount of $61,070.

University of Illinois P-card transactions

• Three (3) general and service expense cash disbursements (totaling $8,399) that were recorded as expenses for fiscal year ended June 30, 2016, should have been partially deferred as of June 30, 2016 at an amount of $8,222, and then recognized as expenses for the fiscal year ending June 30, 2017.



20 (Continued)

University of Illinois T-card transactions • One (1) general expense cash disbursement (totaling $1,895) that was recorded as an

expense for fiscal year ended June 30, 2016, should have been deferred as of June 30, 2016, and then recognized as an expense for the fiscal year ending June 30, 2017.

Generally accepted accounting principles require transactions to be reported in the period they are incurred. Additionally, the Fiscal Control and Internal Auditing Act (30 ILCS 10/3001), requires the University to establish and maintain a system, or systems, of internal fiscal and administrative controls, which shall provide assurance that: (1) resources are utilized efficiently, effectively, and in compliance with applicable law; (2) obligations and costs are in compliance with applicable law; (3) funds, property, and other assets and resources are safeguarded against waste, loss, unauthorized use, and misappropriation; (4) revenues, expenditures, and transfers of assets, resources, or funds applicable to operations are properly recorded and accounted for to permit the preparation of accounts and reliable financial and statistical reports and to maintain accountability over the State's resources; and (5) funds held outside the State Treasury are managed, used, and obtained in strict accordance with the terms of their enabling authorities and that no unauthorized funds exist. The University’s system of internal controls should include procedures to ensure expenses and revenues are recognized in the appropriate reporting period. In discussing these conditions with University personnel, they stated that the units associated with the exceptions did not adequately follow the procedures to record the transactions in the proper period. While the University believes it has processes in place to prevent material misstatements in the financial statements, the highly decentralized business environment with hundreds of units and large volumes of transactions does present challenges to catching all errors. Failure to accurately analyze and record cash receipts and disbursements within the proper fiscal year may result in the misstatement of the University’s financial statements. (Finding Code No. 2016-001, 2015-001, 2014-001, 2013-001, 12-01, 11-01, 10-03, 09-03) Recommendation: We recommend the University continue to review its process to assess the existence of current period revenues and expenses and consider changes necessary to ensure they are accurately identified and recorded for presentation in the University’s financial statements. University Response: Accepted. The University will continue to implement corrective actions to address the recommendation in this finding.



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2016-002. Finding: Inadequate Controls Over University Procurement Card Transactions

The University of Illinois (the University) has not complied with University policies and internal controls over procurement card transactions.

The University operates a procurement card program which allows individuals throughout the University to make smaller purchases (defined as less than $4,999) on a credit card which is directly paid by the University on a monthly basis. The University’s policies require employees assigned a procurement card to complete training on policies and procedures, pass a test, and sign an agreement stipulating they will use the card in accordance with University policy. This agreement is also required to be authorized by the individual’s supervisor or the department head. The University’s policies require transactions incurred on the procurement card to be approved in the University’s procurement card system by the individual cardholder and an assigned reviewer.

During our test work over 85 procurement card transactions totaling $302,720, we noted the following: • One transaction (totaling $3,850) was a charge for pharmaceuticals/drugs, which are prohibited

by the University’s procurement card policies.• Four transactions (totaling $30,699) were paid in two or more installments, circumventing the card

holder’s single transaction limit of $4,999.• One transaction (totaling $6,582) was made prior to the approval of form “Software Purchased by

P-Card”. The form was approved two days after the transaction date.

The University has approximately 4,462 active procurement cards and the procurement card expenditures paid for the year ended June 30, 2016 totaled $58,487,244.

The University policy states that all P-Card exception requests must be submitted to UPAY Card Services using the P-Card Exception Request. Based on the exception criteria, UPAY Card Services routes the request to the appropriate unit(s) or employee(s) for review, and notifies the requester via email of the approval or denial of the request. Exceptions must be approved prior to making the requested purchase(s).

The University policy states that prior to purchasing software with a P-card, units must complete and retain in their files the “Software Purchased by P-Card” form.

Also, the Fiscal Control and Internal Auditing Act (30 ILCS 10/3001) requires the University to establish and maintain a system, or systems, of internal fiscal and administrative controls, which shall provide assurance that: (1) resources are utilized effectively, and in compliance with applicable law; (2) obligations and cost are in compliance with applicable law; (3) funds, property, and other assets and resources are safeguarded against waste, loss, unauthorized use, and misappropriation; (4) revenues, expenditures, and transfers of assets, resources or funds applicable to operations are properly recorded and accounted for to permit preparation of accounts and reliable financial and statistical reports and to maintain accountability over the State’s resources; and (5) funds held outside the State Treasury are managed, used, and obtained in strict accordance with the terms of their enabling authorities and that no unauthorized funds exist. The University’s system of internal controls should include procedures to ensure procurement card transactions are in accordance with University policies and procedures and supporting documentation for each transaction is maintained.

University management indicated the bulleted exceptions largely resulted from human error at the individual and unit level. In addition, management indicated the 4 transactions related to circumventing the card holder’s single transaction limit of $4,999 are the result of misunderstanding prohibitions outlined in policy.



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Failure to properly review and approve procurement card transactions in accordance with University policies could result in erroneous or fraudulent transactions being recorded in the general ledger system. (Finding Code No. 2016-002, 2015-002, 2014-002, 2013-002, 12-02, 11-03, 10-02, 09-02, and 08-03)

Recommendation:

We recommend the University continue to review and improve its internal controls over procurement card transactions to ensure compliance with University policies so that erroneous or fraudulent transactions are not recorded in the general ledger system.

University Response:

Accepted. The University recognizes the importance of process controls, training, and transaction monitoring in this area. Further corrective action measures will be taken in connection with the recommendation in this finding.



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2016-003. Finding: Inadequate Procedures over Maintenance of Accounts Payable Master Vendor File

The University of Illinois (the University) has inadequate controls in place to monitor and maintain the accounts payable master vendor file.

During our review of the University’s accounts payable master vendor file (with 144,071 total vendors), we noted there were 779 duplicate records representing 360 vendors. The vendors had the same name but were given different vendor identification numbers in the accounts payable system. In addition, we noted 3,115 vendors without an employer identification number (EIN) listed and 105,938 vendors with no activity within the 3 previous fiscal years.

Good business practices recommend that the accounts payable master vendor file be reviewed for possible duplicate vendor data. The Fiscal Control and Internal Auditing Act (30 ILCS 10/3001) requires each State Agency to establish and maintain an effective system of internal control, which would include controls over the master vendor file. Per University policies, vendors should also have an employer identification number (EIN) on file when creating the vendor to ensure the vendor is not fraudulent. In addition vendors with no recent activity should be inactivated to ensure no inappropriate payments are made to outdated vendors.

The University indicated that the conditions found within the University’s accounts payable master vendor file largely resulted from a combination of systems limitations and the need for more regular reviews of the vendor master file. Regarding the systems limitations, one challenge involves the inability to delete a vendor in the system without also deleting the related spending history for that vendor. As such, there has been a historic hesitancy to delete vendors from the vendor file. A second challenge relates to the fact that some vendors are foreign nationals and do not have an employer identification number (EIN). Identifying these vendors in the system requires significant manual effort.

Failure to appropriately monitor the accounts payable master vendor file may result in an unauthorized vendor payment. (Finding Code No. 2016-003)

Recommendation:

We recommend the University review and implement stronger internal controls in order to monitor and maintain the accounts payable master vendor file.


Accepted. The University will continue to implement necessary corrective action to address the recommendation in this finding. Development and testing initiatives are on-going and will continue with staff from Administrative Information Technology Services (AITS) to resolve the system limitations regarding the inactivation/deletion of vendors with no activity and properly identifying foreign vendors and nationals.


CURRENT FINDINGS – FEDERAL COMPLIANCE Year Ended June 30, 2016

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Federal Agency: Department of Veterans Affairs (VA) US Department of Housing & Urban Development (USHUD) Office of the Director of National Intelligence (ODNI) US Agency for International Development (USAID) US Department of Agriculture (USDA) US Department of Commerce (USDOC) US Department of Defense (USDOD) US Department of Education (USDE) US Department of Energy (USDOE) US Department of Homeland Security (USDHS) US Department of Interior (USDOI) US Department of Justice (USDOJ) US Department of Labor (USDOL) US Department of Transportation (USDOT) US Environmental Protection Agency (USEPA) US Department of Health & Human Services (USDHHS) National Aeronautics and Space Administration (NASA) US National Endowment for the Humanities (USNEH) US National Science Foundation (NSF) US Nuclear Regulatory Commission (USNRC) US Department of Health & Human Services (USDHHS)

Program Name: Research and Development Cluster Child Care and Development Fund

CFDA # and Program Expenditures: Various ($532,297,077) 93.575/93.596 ($4,274,413)

Award Numbers: See Table of Award Numbers

Questioned Costs: $45,000

2016-004. Finding: Inadequate Support for Cash Requests

The University had inadequate accounting records to support reimbursement requests for the Research and Development Cluster and did not refund the overpayment on the Child Care Development Funds (CCDF) Grant timely.

During our testing of 40 grants in the Research and Development (R&D) Cluster and one grant for the CCDF Cluster for cash management procedures, we noted the following:

• For Research and Development 6 out of 60 draws (10%) tested included unsupportedexpenditures at the time of the draw. The agreements CFO00235 and OR DHS 146499 (bothCFDA 93.658) included expenditures noted within the draw that were not supported bydocumented expenditures at the time of the draws. The effect is a total of $45,000 of funds weredrawn down that were not supported at the time of the drawdowns for these two R&D grants.

• For the CCDF grant award IDHS FCSUI03305 at the University of Illinois at Champaign, it wasnoted the agency overpaid the University for the final report for the June 30, 2016 close out by$3,729. The refund of $3,729 due the agency hadn’t been processed timely as the closeout ofthe grant is still in progress, which is later than the 90 days close out period under the grant.



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Uniform Grant Guidance (2 CFR 200.305) requires the University to minimize the time elapsing between the transfer of funds from the federal government and the payment of program expenditures. Uniform Grant Guidance (2 CFR 200.303) also requires nonfederal entities receiving federal awards establish and maintain internal control designed to reasonably ensure compliance with federal laws, regulations and programs compliance requirements. Effective internal controls should include procedures to ensure reimbursement requests are properly supported by expenditures incurred prior to the draw.

The University stated the unsupported six R&D draws under the two grants identified occurred due to the University unit responsible for management of these two grants not following established policy. The University stated the late return of funds under the CCDF grant occurred due to ongoing communications related to the closeout of the award.

Drawing federal funds before expenses are incurred may result in funds being drawn in advance of the University’s immediate cash needs. (Finding Code No. 2016-004, 2015-008, 2014-010, 2013-010, 12-14, 11-28, 10-33)

Recommendation:

We recommend the University implement procedures to ensure properly documented expenditures are recorded in the general ledger as they are incurred to ensure the reimbursement requests are adequately supported by the University’s official accounting records.


Accepted.

The University agrees the Research and Development funds were drawn prior to the expenditures being incurred. While the University has cash policies and procedures, the errors resulted from a unit not following established policies. The University provided additional training to the unit and implemented additional procedures to prevent funding from being drawn in advance of incurred expenditures. The CCDF late return of funds was due to ongoing communication related to the closeout of the award.



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Program Name: Research and Development Cluster Maternal and Child Health Services Block Grant to the States Child Care and Development Fund Cooperative Extension Service Head Start Education and Human Resources Student Financial Aid Cluster

CFDA # and Program Expenditures: Various ($532,297,077) 93.994 ($7,411,572) 93.575/93.596 ($4,274,413) 10.500 ($9,250,180) 93.600 ($4,765,523) 47.076 ($5,084,119) 84.007/84.033/84.038/84.063/84.268/84.379/ 93.265/93.342/93.364/93.925 ($602,884,498)



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Questioned Costs: None

2016-005. Finding: Inadequate Procedures for Closing out Federal Projects

The University does not have adequate procedures in place to ensure federal projects are closed in a timely manner.

The University administers thousands of individual federal projects from several federal agencies and pass-through entities which have varying project periods. The University has formally documented policies and procedures for closing out federally funded projects which generally require projects to be closed within 90 days after the project end date. Procedures have been established to send a notice of terminating accounts to the principal investigator or program coordinator 90 days prior to the project end date. The notice provides information about the process for closing projects and includes an information request for any extensions granted and other project information necessary to complete the project close out. Personnel in the Grants and Contracts Office are responsible for ensuring the University has met its obligations under the project, closing the general ledger accounts, and returning any unexpended grant funds to the federal agency or pass-through entity.

During our review of the University’s schedule of expenditures of federal awards for the year ended June 30, 2016, we noted expenditures (or negative expenditures) were reported for several projects with end dates of greater than the 90 day close out period. Specifically, we noted the following:

Number of Expenditures

Dollar amount of positive costs

Dollar amount of negative costs

6/30/2009 2 5 2,050 - 6/30/2010 3 86 5 (42,414)6/30/2011 10 182 - (278,393)6/30/2012 29 230 4,345 (117,769)6/30/2013 44 624 10,892 (110,339)6/30/2014 89 2,018 101,042 (605,009)6/30/2015 238 14,158 467,725 (1,214,313)

Total 415 17,303 586,059 (2,368,237)

Year EndedNumber of projects

with end date during fiscal year

Year ended June 30, 2016



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Upon review of the transactions recorded in the projects above, we noted transactions included a number of transfer expenditures and corrections. Periodic financial reports previously submitted for several of the University’s federally funded projects inaccurately included or excluded project expenditures which have later been corrected.

Uniform Grant Guidance (2 CFR 200.302) requires accurate, current and complete disclosure of the financial results of each federally sponsored project or program in accordance with the applicable reporting criteria. Uniform Grant Guidance (2 CFR 200 Section 200.343(a)) also requires the non-Federal entity must submit, no later than 90 calendar days after the end of the period of performance, all financial, performance and other reports as required by the terms and conditions of the Federal award. The Federal awarding agency or pass-through entity may approve extensions when requested by the non-Federal entity. Uniform Grant Guidance (2 CFR 200.303) also requires nonfederal entities receiving federal awards establish and maintain internal control designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Effective internal controls should include procedures to ensure expenditures are allowable in accordance with federal regulations.

In discussing these conditions with University officials, they stated the reason for late closeout varies from award to award. Difficulties in collecting delinquent Accounts Receivable balances or completion of project deliverables can contribute to late award closeout. Additionally, some awards may remain open more than 90 days after the end date as the University awaits continuation paperwork for incrementally funded awards.

Failure to close projects and process necessary cost transfers in a timely manner may result in inaccurate periodic financial reports and unallowable costs. (Finding Code No. 2016-005, 2015-005, 2014-005, 2013-005, 12-04, 11-07, 10-11, 09-13)

Recommendation:

We recommend the University review its current close-out procedures and implement additional procedures to monitor the timeliness of federal account close-outs.


Accepted.

The University agrees that there were projects cited with end dates greater than the 90 day closeout period. The reason for late closeout varies from award to award. Difficulties in collecting delinquent Accounts Receivable balances or completion of project deliverables can contribute to late award closeout. Additionally, some awards may remain open more than 90 days after the end date as the University awaits continuation paperwork for incrementally funded awards. The University believes that there are effective internal controls to ensure that expenditures are allowable and in accordance with federal regulations. While the thorough closeout process ensures the appropriateness of the charges, it may also lengthen the closeout time.

The University has devoted additional attention to closeout review and processing to improve the timeliness of its closeouts. As a result of these efforts, the University has been successful in closing out a significant number of older awards. Of the 415 awards cited above, 285 of 296 UIUC projects, and 111 of 119 UIC projects have been successfully closed to date.



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Federal Agency: US Department of Health & Human Services (USDHHS)

Program Name: Temporary Assistance for Needy Families (TANF) Child Care Development Funds (CCDF)

CFDA # and Program Expenditures: 93.558 ($4,549,819) 93.575/93.596 ($4,274,413)


Questioned Costs: $733

2016-006. Finding: Inadequate Procedures for Verifying Participant Eligibility

The University of Illinois did not have proper procedures in place to verify participant eligibility and correctly calculate co-payments for the State’s Child Care Assistance Program at the Illinois Child Care Resource Services (CCRS).

In relation to the Temporary Assistance for Needy Families Grant (TANF), CCRS is the department for the University of Illinois designated to verify eligibility for participants receiving aid under the Child Care Resource Services program. The Illinois Department of Human Services (IDHS) is responsible for setting the eligibility requirements, determining payment rates, and accrediting providers. CCRS is responsible for the data entry process into the IDHS system, verifying eligibility per IDHS guidelines, calculating copay using IDHS spreadsheets, and retaining documentation and client files.

During our testing of 40 beneficiary files for TANF, we noted ten beneficiary files where CCRS did not properly verify eligibility or calculate the co-payment correctly:

• In three cases, the income per the parent co-payment calculation worksheet, which is used todetermine monthly income, was improper based on federal regulation and co-payments wereincorrect. For two applicants, their incorrect TANF Cash Assistance amount was used to calculatethe income. Per the Child Care Assistance Program (CCAP) Manual Section 01.020.05, CCRSshould use the higher amount between IDHS and the amount of TANF Cash Assistance reported onthe application. In two instances, the lower amount was used in the calculation, resulting in anundercharge of $33 for one of the copayments and an undercharge of $21 for the other co-payment.Additionally, when calculating the monthly income for one participant, gross wages were enteredunder bi-weekly instead of weekly which caused the wrong rate to be used resulting in anundercharge of $20 for the copayment.

• In four cases, the income per the parent co-payment calculation worksheet, were improper based onfederal regulations. For one applicant the IDHS system indicated the applicant received TANF CashAssistance but the amount was improperly entered in the ‘child support’ field rather than the TANFfield due to a data entry error. For another applicant, the wrong amount was used from one of thepay stubs to calculate the income. For the other two Section 01.02.05 of the CCAP manual indicates,CCRS should use the higher amount between IDHS and the amount of TANF Cash Assistancereported on the application. Although the errors were not discovered; the participants were eligibleunder the program and the co-payments were not affected by the errors.

• In three cases, we viewed the participant’s grant history printout from IDHS’ system, and noted thatthe participant’s eligibility was not verified by a “Y” in the grant history column for the period ofeligibility that was being tested. For two of the participants, we then viewed the application and notedthat there was no indication of TANF Cash Assistance; therefore, the applicant would not be eligible



30 (Continued)

for the program. For the third participant, the IDHS system showed that the Social Security Information amount was entered incorrectly into the TANF line due to a data entry error. CCRS noted the error and the participant should not have been eligible based on TANF guidelines. CCRS incorrectly verified the eligibility for the three applicants and paid a total of $549 in error for child care for the applicants for the monthly vouchers that were tested.

In relation to the Child Care Development Funds Grant, CCRS is the department for the University of Illinois designated to receive and administer funds and aid under the Child Care Assistance Program to assist parents with child care needs. During our testing for 40 beneficiary payments disbursed totaling $11,551 under the Child Care Assistance Program, we noted eight beneficiary files with payments totaling $2,872 with incorrect or incomplete information related to eligibility or co-payments.

• In five cases, the income per the parent co-payment calculation worksheet was improper based onfederal regulation. The improper calculation, therefore, resulted in assessing the wrong co-paymentamount for all of the applicants. Although all applicants were eligible for the program, there werethree applicants that were undercharged co-pays, for a total of $110 and two applicants wereovercharged, for a total of $37 and the errors were not caught in review.

• In three additional cases, there were improper amounts used on the parent co-payment calculationworksheet was improper based on federal regulations. In all three cases, the applicants were eligibleand co-payments remained the same; however, the errors were not caught in review.

The Illinois Department of Human Services Child Care Program Manual, Section 01, establishes guidelines for the eligibility criteria. Per this established eligibility criteria, an individual or family’s eligibility for TANF grant money is ultimately determined by IDHS. When CCRS receives the beneficiary information for processing, they are responsible for verifying that eligibility has been determined by IDHS before information is processed for payment to the recipient for child care assistance. CCRS first checks the individual’s grant history on the IDHS printout to see if a “Y” is listed under the months that the individual is determined to be eligible. If there is not a “Y” in the grant history for the months of eligibility, CCRS views the individual’s application to see if they are receiving TANF Cash Assistance. If the individual indicates they are not receiving TANF Cash Assistance, they need to verify their eligibility with IDHS and not process the information until the issue has been resolved.

The Illinois Department of Human Services Child Care Program Manual Income Guidelines, Section 01.02.01, effective July 1, 2014, states a family is considered income eligible when the combined gross monthly base income (earned and unearned) of all family members is at or below the amounts of income for the corresponding family size. In two-parent families, both incomes must be combined to determine eligibility.

The Illinois Department of Human Services Monthly Income Guidelines has a 185% threshold of the Federal Poverty Guidelines published yearly by the U.S. Department of Health And Human Services (89 Ill. Admin. Code, 50.110(d); 50.230; 50.235).

Uniform Grant Guidance (2 CFR 300.303) requires nonfederal entities receiving Federal awards establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations, and program compliance requirements. Effective internal controls should include procedures to ensure the eligibility of beneficiaries is properly determined and co-payments are properly calculated and documentation is maintained to support the determination.

University officials stated the conditions noted in the finding were the result of clerical errors.



31 (Continued)

Without effective internal controls over compliance, CCRS could allow an individual to receive financial support for applicants that are financially ineligible. Also, failure to perform verification of eligibility determinations in accordance with the program regulation may result in ineligible beneficiaries receiving services. Lastly, inaccurate calculation worksheets can lead to applicants not paying the correct amount of co-payments based on federal regulations. (Finding Code No. 2016-006, 2015-010)

Recommendation:

We recommend the University review its procedures for verifying participant eligibility and implement additional procedures to ensure the correct participant information is used to determine eligibility and calculate co-payments under the TANF and CCDF programs.


Accepted.

The University has policies and procedures in place for verifying participant eligibility.

For the first two TANF bullets cited, the University acknowledges that, due to human error, proper assistance amounts were not used to determine eligibility for Child Care Resources Services. However, the University disagrees with the third TANF bullet that participants were ineligible for assistance. The participants would still be eligible for assistance under the non-TANF rules. The University is reviewing current policies and procedures for determining eligibility and will revise if necessary.

For the Child Care Development Funds Grant exceptions cited, the University acknowledges that, due to human error, proper assistance amounts were not used to determine eligibility and co-payment calculations. The University is reviewing current policies and procedures for determining eligibility and will revise if necessary.

Auditors’ Comment:

The exceptions identified for TANF were the result of expenditures reported by the University under TANF. Hence, the University’s assertion that they disagree with bullet three under TANF as these participants would have been eligible to receive benefits under non-TANF rules does not address that these participants did receive benefits reported under the TANF program. As a result, these participants received ineligible benefits under TANF as reported by the University.



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Federal Agency: Department of Veterans Affairs (VA) US Department of Housing & Urban Development (USHUD) Office of the Director of National Intelligence (ODNI) US Agency for International Development (USAID) US Department of Agriculture (USDA) US Department of Commerce (USDOC) US Department of Defense (USDOD) US Department of Education (USDE) US Department of Energy (USDOE) US Department of Homeland Security (USDHS) US Department of Interior (USDOI) US Department of Justice (USDOJ) US Department of Labor (USDOL) US Department of Transportation (USDOT) US Environmental Protection Agency (USEPA) US Department of Health & Human Services (USDHHS) National Aeronautics and Space Administration (NASA) US National Endowment for the Humanities (USNEH) US National Science Foundation (NSF) US Nuclear Regulatory Commission (USNRC)

Program Name: Research and Development Cluster

CFDA # and Program Expenditures: Various ($532,297,077)



2016-007. Finding: Incomplete Cost Transfer Information

The University does not adequately document cost transfers for the Research and Development agricultural grant (Hatch Grant).

The University lacks formal policies and procedures for the Federal Agriculture Funds and does not prepare cost transfer forms for any appropriations received under the Hatch Grant in the Research and Development Cluster.

During our testing of 40 Research and Development cost transfers we noted two cost transfer totaling $558 under the Hatch Grant where cost transfer forms were not prepared.

Uniform Grant Guidance (2 CFR 200.402 and .403) establishes principles and standards for determining costs for federal awards carried out through grants, cost reimbursements contracts, and other agreements with higher education institutions. To be allowable under federal awards, costs must meet certain general criteria including that the expenditures must be allocable, reasonable, and supported by adequate documentation.

Uniform Grant Guidance (2 CFR 200.303) requires nonfederal entities receiving federal awards establish and maintain internal control designed to reasonable ensure compliance with federal laws, regulations, and program compliance requirements. Effective internal controls should include procedures to ensure expenditures (including cost transfers) are adequately documented in accordance with federal regulations and University policy at the time the transfer is made.



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The University is responsible for maintaining a policy to document the processing of cost transfers. However, the current cost transfer policy does not address these particular grant funds.

Failure to maintain a policy to adequately document cost transfers may result in unallowable costs being transferred to federal programs. (Finding Code No. 2016-007, 2015-006, 2014-006, 2013-006)

Recommendation:

We recommend the University review its policies related to documentation and approval of cost transfers and implement procedures to ensure the University cost transfer policies are being adequately followed for all federal funds including agricultural grant funds (Hatch grant).


Accepted.

There is no requirement under University Policy 16.1.2 for the forms cited in the finding. However, effective July 1, 2016, the University developed and implemented policies and procedures related to documentation and approval of cost transfers for Hatch Capacity Funds and Cooperative Extension Services Smith-Lever Capacity Funds.

The cost transfer form cited as missing is required for sponsored projects administered at the Office of Grants and Contracts. The Federal Agriculture Appropriation Capacity Funds are administered at the College of Agriculture, Consumer and Environmental Sciences.



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Program Name: Research and Development Cluster Head Start

CFDA # and Program Expenditures: Various ($532,297,077) 93.600 ($4,765,523)



2016-008. Finding: Failure to Communicate Required Information to Subrecipients or Obtain Required Information from Subrecipients

The University did not communicate required program information to subrecipients of the Research and Development Cluster program and the Head Start Cluster.

During our testwork of 4 subrecipient subawards in the Head Start Cluster totaling $701,400 and 40 subrecipient awards totaling $58,036,158 for the Research and Development Cluster, we noted the following:

• In the Head Start Cluster, two subrecipients (with awards totaling $457,000) were not informed ofthe Federal Award Identification Number (FAIN). The University erroneously listed the internalgrant number in place of the FAIN.

• In the Research and Development cluster the following was noted:o One subrecipient (with awards totaling $193,934), did not provide the University their

DUNS number.o Thirteen subrecipients (with awards totaling $7,145,199) were not notified of the CFDA

and title. The CFDA number was listed in the prime award, but was omitted for the subagreement upon issuance of the sub award.



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o Five subrecipients (with awards totaling $11,792,314) were not informed of the FederalAward Date in the subagreements.

Uniform Guidance (2 CFR section 200.331 (a)) requires all pass through entities ensure that every subaward is clearly identified to the subrecipient as a subaward and include information to comply with Federal statutes, regulations, and the terms and conditions of the award. The required information includes the subrecipient’s DUNS number, CFDA number and name, federal award date, and further additional requirements. When some of this information is not available, the pass-through entity shall provide the best information available to describe the Federal award.

Additionally, Uniform Grant Guidance (2 CFR 200.303) requires nonfederal entities receiving awards to establish and maintain internal control designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Effective internal control should include procedures to ensure required information is communicated prior to the issuance of the subaward.

In discussing this condition related to the Head Start subawards with University officials, the University stated the subrecipients were provided with the University’s identification number rather than the FAIN due to human error.

In discussing this condition related to the Research and Development subawards with University officials, the University stated in some cases an outdated subaward template was used resulting in subrecipients not being informed of the Federal Award Date in the subagreements. The University stated they maintain subaward procedures, but in these cases the subaward procedures were not adequately followed by grant personnel.

Failure to communicate required information could result in subrecipients not properly administering the federal programs in accordance with federal regulations. (Finding Code No. 2016-008, 2015-013, 2014-020)

Recommendation:

We recommend the University review its procedures for communicating information to subrecipients and implement the procedures necessary to ensure information is included in the subrecipient award documents at the time of funding.


Accepted.

UIUC Response:

The University has developed more robust subaward procedures to ensure the required information is obtained from or communicated to subrecipients. The exceptions cited above were for agreements completed prior to the implementation of these procedures. The University is revisiting awards completed under the previous procedure to ensure required elements have been communicated.



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UIC Response:

The University agrees that two Head Start subawards were missing the Federal Award Identification number (FAIN) and two Research and Development subawards were missing the Federal Award Date as a result of human error. The University is reviewing its procedures for communicating information to subrecipients and is using updated subaward templates if necessary to ensure all required information is included in the subrecipient award documents at the time of funding.



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CFDA # and Program Expenditures: Various ($532,297,077)



2016-009. Finding: Untimely Submission of Financial Reports

The University did not timely submit financial reports for its federal programs.

During our test work of 40 Research and Development Cluster SF-425 reports (16 quarterly reports, 4 annual reports, and one final report), 13 monthly reports and 7 ACM$ reports we noted the following:

• In the Research and Development Cluster, three monthly reports were submitted 8 to 20 days,one annual report was submitted 10 days, and one quarterly financial status report was submitted2 days after the required filing dates. These reports related to CFDA Nos. 77.000, 66.469 and17.720.



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Uniform Grant Guidance (2 CFR 200.303) requires nonfederal entities receiving federal awards establish and maintain internal control designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Effective internal controls should include timely submission to ensure the compliance of all financial reports submitted to the federal agencies.

University officials stated there are various reasons for submitting after the required filing dates such as delays in confirmation of expenditures from the administering departments or awaiting fully executed agreements.

Failure to file reports timely may jeopardize future reimbursement of expended funds or award of future funding from the identified federal agencies. (Finding Code No. 2016-009)

Recommendation:

We recommend the University implement procedures to ensure financial reports are filed in a timely manner.


Accepted.

UIUC Response:

The University agrees that three monthly financial reports for CFDA 77.000 were filed late.

UIC Response:

The final quarterly Federal Financial Report for CFDA 66.469 and the annual report for CFDA 17.720 were submitted after the reporting deadlines due to delays in the confirmation of expenditures from the administering departments.



39 (Continued)

Federal Agency: US Department of Education (USDE)

Program Name: Student Financial Assistance Cluster

CFDA # and Program Expenditures: 84.007/84.033/84.038/84.063/84.268/84.379/ 93.264/93.342/93.364/93.925 ($602,884,498)



2016-010. Finding: Errors in Reporting for National Student Loan Data Systems (NSLDS)

Throughout the 2015-16 award year, we noted error records were being returned on the enrollment reporting rosters that were sent to National Student Loan Data System (NSLDS) and those error records were not being corrected and resubmitted within the required 10 days. We also noted student status changes were not being reported to NSLDS within the 60-day requirement.

During our testing of the Direct Loan and Pell Grant programs, we selected a sample of students to test for timeliness of reporting student status changes to the NSLDS. During our testing, we noted the rosters returned yielded error reports that were not corrected and resubmitted within the required 10 days. In addition, out of 14 students tested at the University of Illinois at Chicago, we noted 2 (14%) students’ status changes were reported after the 60- day requirement.

This processing error is not within a computer system in the control of the University; nevertheless, the University initiated on-going discussions with the National Student Clearinghouse staff to determine ways to mitigate the effects of the errors. While it is difficult to eliminate all errors, it is possible for colleges and universities to create an Enrollment Reporting Summary Report after reporting student status changes on NSLDS, which can help to detect these types of errors. The Summary Report must then be reviewed by college registrar staff and errors must be corrected manually.

The Code of Federal Regulations, (34 CFR 685.309) requires enrollment status changes for students be reported to NSLDS within 30 days or within 60 days if the student with the status change will be reported on a scheduled transmission within 60 days of the change in status. Regulations require the status include an accurate effective date. In addition, regulations require an institution to make the necessary corrections and return the records within 10 days for any roster files that doesn’t pass the NSLDS enrollment reporting edits.

Uniform Grant Guidance (2 CFR 200.303) requires nonfederal entities receiving Federal awards establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations, and program compliance requirements. Effective internal controls should include procedures to ensure enrollment reporting is timely completed.

University officials stated processing errors occurred with the third party vendor it uses for enrollment reporting that resulted in lack of timely enrollment status updates being made to NSLDS.

If the NSLDS system is not updated with the student information, overawards could occur should the student transfer to another institution and the students may not properly enter the repayment period. (Finding Code No. 2016-010, 2015-016)



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Recommendation: We recommend the University review current processes for reporting to NSLDS and implement procedures to ensure submissions are reported timely for enrollment status and student status changes. University Response: Accepted. The University agrees that processing errors occurred with the third party vendor used for enrollment reporting. The University continues to work with the vendor and the NSLDS to improve timely reporting. The University of Illinois at Chicago agrees two students records were not updated within the sixty day requirement. The University timely certified the change with the third party vendor but due to processing errors at the vendor, the changes did not occur within sixty days. The University is reviewing procedures to ensure submissions are reported timely for enrollment status and student status changes and will revise if determined necessary.



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2016-011. Finding: Incorrect Award of Title IV Funds

The University of Illinois at Springfield incorrectly awarded one student Pell Title IV Funds.

During our student file testing we noted one student out of 60 (2%) had an incorrect award letter showing more Title IV funds than they were qualified for. The payment schedules take into account the cost of attendance, the student’s Expected Family Contribution and the enrollment status of the student. The University of Illinois at Springfield Student Financial Aid department should have completed the award letter for a Pell amount of $4,925 instead of $5,025, resulting in an error on the letter of $100. However, the University did not disburse funds to the student in excess of their total need.

The Code of Federal Regulations (34 CFR 690.62) states the Pell grant for an academic year is based upon the payment and disbursement schedule published by the Secretary for each award year.

Uniform Grant Guidance (2 CFR 200.303) requires nonfederal entities receiving Federal awards establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations, and program compliance requirements. Effective internal controls should include procedures to ensure student awards are within the prescribed limits.

In discussing this condition with University officials, the incorrect award occurred due to human error.

Failure to properly award student financial aid could jeopardize future Federal funding. (Finding Code No. 2016-011, 2015-017)

Recommendation:

We recommend the University review current procedures for awarding Title IV Funds and implement further control procedures to ensure students are correctly awarded federal funds.


Accepted.

The University agrees one award letter communicated an incorrect Pell award amount. The Notification Letter included the Pell award amount prior to the completion of the verification process. Once the verification process was complete, the maximum Pell award amount decreased, and the award letter was not updated. However, the student’s Pell award disbursement was correct, and the total cost of attendance was not exceeded. The University is reviewing its current procedures to ensure award records are correctly updated and will revise if determined necessary.



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Questioned Costs: $677

2016-012. Finding: Inadequate Return of Title IV Fund Calculation

The University did not accurately complete Return of Title IV (R2T4) calculations for students.

Out of the 22 students tested at University of Illinois at Chicago, we noted 1 (5%) student for which the University did not accurately complete the R2T4calculation. The student requested the withdrawal on 2/2/16 but the University used 2/8/16 as the withdrawal date for the R2T4 calculation, resulting in an error in the R2T4 calculation of $677, which should have been returned to the Department of Education.

Out of the 22 students tested at University of Illinois at Chicago, we noted 2 (9%) students for which the University did not properly round to three decimal places for the students’ R2T4 calculations, resulting in errors in the R2T4 calculation of $7, which should have been earned by the students.

The University of Illinois at Springfield and at Chicago do not have a formal review process in place for the R2T4 calculations. The Universities have indicated a review is happening; however, no formal review is documented.

According to 34 CFR 668.22, institutions are required to complete accurate Return of Title IV calculations as defined in the regulations. For a student that provides official notification of his or her intent to withdraw, the date the student began the institution’s withdrawal process is the withdrawal date for Title IV purposes.

The Federal Student Aid Handbook published by the Department of Education states that percentages are calculated to four decimal places and is rounded to three decimal places for the return of Title IV calculations.

Uniform Grant Guidance (2 CFR 200.303) requires nonfederal entities receiving Federal awards establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations, and program compliance requirements. Effective internal controls should include procedures to ensure students returns are within the prescribed limits and include a documented formal review to ensure the accuracy of all R2T4 calculations.

In discussing this condition with University officials, the inadequate Return of Title IV calculations were a result of human errors and a change in how withdrawals are processed.

The Return of Title IV calculation determines the amount of federal financial assistance that the student is entitled to and is based on the number of days they completed in the period. Using the incorrect number of days in the term in the Return of Title IV calculations results in incorrect return calculations and additional funds that should be returned to the Department of Education.



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The lack of independent documented review of the Return of Title IV calculations being performed by the student financial aid staff could result in errors going undetected by the University. (Finding Code No. 2016-012, 2015-018) Recommendation: We recommend the University review its current procedures for Title IV funds and implement additional procedures to ensure funds are properly and timely returned. We also recommend the University implement a formal review procedure to document the R2T4 calculations are being performed to minimize the likelihood that errors may go undetected and not be corrected in a timely manner. University Response: Accepted. The University of Illinois at Chicago agrees that the incorrect withdrawal date was used for one student, and there were two instances where the refunds were not processed to the correct decimal place for the Return of Title IV (R2T4). The University is reviewing current procedures to ensure funds are properly and timely returned to the Department of Education and will revise if determined necessary. Additionally, we believe that a Return of Title IV review was conducted but not formally documented.



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Federal Agency: US Department of Health & Human Services (USDHHS)

Program Name: Maternal and Child Health Services Block Grant to the States

CFDA # and Program Expenditures: 93.994 ($7,411,572)



2016-013. Finding: Incomplete Documentation in Client Eligibility Files

The University of Illinois did not perform eligibility determinations for beneficiaries of the Maternal and Child Health Services Block Grant (MCH Block Grant) program in accordance with the Illinois Division for Specialized Care for Children (DSCC).

MCH Block Grant funds are used to provide care to special needs children who meet a variety of program eligibility requirements which include medical, financial and other general criteria. During our testing for 40 beneficiary payments disbursed totaling $6,663 under the MCH Block Grant, we noted one beneficiary with a payment totaling $52 with incorrect information.

• The benefit paid on behalf of the beneficiary was not calculated properly. Based on review of theclaim summary form from the health insurance, the beneficiary was only responsible for paying $49and due to a data entry error, the beneficiary paid $52, which resulted in an overpayment of $3.

The Illinois Administrative Code (Code) (89 Ill. Admin. Code 1200.50 (c)(4)(A)) states that financial assistance is provided when the total family income is equal to or less than the income allowable according to the Financial Eligibility Scale. The Financial Eligibility Scale represents 285% of the Federal Poverty Guidelines published yearly by the Department of Health And Human Services (89 Ill. Admin. Code 1200.50 (c)(2)).

Uniform Grant Guidance (2 CFR 200.303) requires nonfederal entities receiving Federal awards establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations, and program compliance requirements. Effective internal controls should include procedures to ensure that benefits are properly calculated.

In discussing this condition with University officials, they stated the differences were a result of human error.

Failure to perform eligibility determinations in accordance with the program regulation may result in ineligible beneficiaries receiving services for which they are not eligible. (Finding Code No. 2016-013, 2015-004, 2014-004, 2013-003, 12-03, 11-06)

Recommendation:

We recommend the University review current procedures for performing eligibility determination in accordance with program regulations and implement any changes necessary to ensure proper documentation is used to determine program eligibility.



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Accepted.

The University agrees that the benefit was incorrectly calculated. Due to a typographical error when entering data from medical claims to be paid from the MCH Block Grant, an overpayment was created. The overpayment has been refunded and removed from the award.



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Cooperative Extension Service CFDA # and Program Expenditures: Various ($532,297,077)

10.500 ($9,250,180) Award Numbers: See Table of Award Numbers Questioned Costs: None 2016-014. Finding: Improper Property Management Procedures The University does not adequately follow property management regulations relative to equipment purchased with federal funding from the Research and Development Cluster and Cooperative Extension Services programs. The University conducts research and extension services in multiple locations on each of its Universities, as well as at off-site locations throughout the State. Equipment items purchased with federal funds are utilized at each of these locations. The University identifies all equipment in its property management records with individually assigned asset numbers and each individual asset record includes the specific location of the asset, the federal award general ledger account number which funded the purchase of the asset, and other required information. An asset tag with the assigned asset number is affixed to each asset in accordance with University policy and State Property Management Regulations. During our physical observation of 40 pieces of equipment purchased with the Research and Development Cluster funds and 16 pieces of equipment purchased with Cooperative Extension Service Program funds, we noted the following:

• One item included on the fiscal year 2016 Cooperative Extension equipment listing could not be verified as the asset tag was not visible on the equipment item.



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• One item included on the fiscal year 2016 Research and Development equipment listing could not be located. Upon further inquiry, this piece of equipment was on loan to another University. Forms such as the Sponsored Equipment Loan Agreement and the Agreement for Temporary Off-University Use were not completed and signed.

Uniform Grant Guidance (2 CFR 200.303) requires nonfederal entities receiving federal awards establish and maintain internal control designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Effective internal controls should incudes procedures to ensure equipment inventory records are accurate and equipment items are properly tagged. The University stated the asset tag was not visible on the server without unplugging the server. The University stated the equipment on loan was transferred with incomplete loan forms due to the timing of the departure of the Principal Investigator on the grant. Failure to maintain accurate property records inhibits the University from properly safeguarding and maintaining equipment. (Finding Code No. 2016-014) Recommendation: We recommend the University review its procedures to ensure equipment inventory records are accurate and equipment items are properly tagged. University Response: Accepted. The University has property and equipment policies and procedures in place related to the tagging and transfer of equipment. The University agrees that one asset tag was not visible at the inspection without a service interruption. During this period, service interruptions were not allowed in order to meet the demands of the crucial data processing. There are policies and procedures currently in place related to equipment loans. The University agrees that the Research and Development equipment was transferred with incomplete loan forms.


CURRENT FINDINGS – STATE COMPLIANCE Year Ended June 30, 2016

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2016-015. Finding: Contracts and Real Property Leases Not Properly Executed The University has not established adequate internal controls over contracts and leases to ensure all necessary approvals are received and the agreements are executed prior to the performance and filed with the State of Illinois Office of the Comptroller on a timely basis.

During our review of 69 contracts, including purchase orders, executed during the fiscal year ended June 30, 2016, we noted the following:

• Three contracts did not contain the signature of the employee signing on behalf of the UniversityComptroller.

• Five contracts (totaling $31,448,711) were not approved by the University’s Chief Executive Officeror Chief Legal Counsel out of 54 contracts (totaling $194,952,526) sampled requiring this level ofapproval. Of the five contracts, one contract (totaling $1,000,000) was approved 155 days after thecontract start date, and four contracts (totaling $30,448,711) were not approved at all.

• Six contracts (totaling $33,675,196) were executed subsequent to the start date of the contracts. Thecontract execution dates ranged from seven to 248 days from the commencement of service.

• Three contracts did not contain disclosure of financial interest statements of contractors orsubcontractors, as required. The disclosures were submitted 33 to 326 days late.

• One contract was not published in the Illinois Procurement Bulletin, as required.• 13 contracts did not have standard vendor certifications, as required. Of the 13 contracts, 12

contracts did not contain the certification by the vendor to maintain and make available records to theState for audit purposes.

• Two contracts were awarded to vendors not registered with the State Board of Elections.• One contract’s total expenditures (totaling $150,000) for the fiscal year exceeded the total contract

amount (totaling $78,021) awarded.• Eight contracts were not submitted to the State Comptroller’s Office, as required. Of the eight, one

contract was filed 68 days late and seven contracts were not filed at all.

During our review of 25 real property leases executed during the year ended June 30, 2016, we noted the following:

• Seven lease agreements (totaling $18,865,776) did not contain the signature of the employeesigning on behalf of the University Comptroller.

• Two leases (totaling $252,078) were executed after the lease term began. The lease execution datesranged from one to 37 days after the beginning of the lease.

• One lease was not paid in accordance with the lease term resulting in an overpayment of $13,301.• Six lease agreements did not contain the certification by the vendor to maintain and make available

records to the State for audit purposes.• Real Estate Disclosure Forms for two leases were not properly and timely completed, as required. Of

the two Real Estate Disclosure Forms, one was signed seven days after the beginning of the leaseterm, and the other was not completed at all.

During our review of 25 emergency purchases that occurred during the year ended June 30, 2016, we noted the following:

• One contract was procured as an emergency when none of the emergency purchase conditionswere met or such conditions could have been avoided.

• One emergency purchase was extended beyond 90 days; however, requirements for an emergencypurchase extension were not complied with. Rather than complying with the requirements for anemergency purchase extension, a new emergency purchase affidavit was issued for the extendedperiod.



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• Four emergency purchases were not filed with the Office of the Auditor General, as required. Three out of the four emergency purchases were filed 21 to 88 days late and one emergency purchase was not filed at all.

The Illinois Procurement Code (Code) (30 ILCS 500 et seq.) and Statewide Accounting Management System (Procedure 15.20 et. seq. and 15.10.40) require contracts and real property leases to contain certain signatures, clauses, and certifications, and also require State agencies to file contracts, purchase orders and leases exceeding $20,000 with the Office of the State Comptroller within 30 calendar days after execution. Moreover, except as otherwise provided by the Illinois Procurement Code, all State contracts shall be awarded by competitive sealed bids, and notice of exempt purchases under the Illinois Procurement Code (30 ILCS 500/1-12) shall be published in the Illinois Procurement Bulletin within 14 calendar days after the contract execution. The Code (30 ILCS 500/20-30 (a)) states that in accordance with standards set by rule, a purchasing agency may make emergency procurements without competitive sealed bidding or prior notice when there exists a threat to public health or public safety, or when immediate expenditure is necessary for repairs to State property in order to protect against further loss of or damage to State property, to prevent or minimize serious disruption in critical State services that affect health, safety, or collection of substantial State revenues, or to ensure the integrity of State records; provided, however, that the term of the emergency purchase shall be limited to the time reasonably needed for a competitive procurement, not to exceed 90 days. A contract may be extended beyond 90 calendar days if the chief procurement officer determines additional time is necessary and that the contract scope and duration are limited to the emergency. Prior to execution of the extension, the chief procurement officer must hold a public hearing and provide written justification for all emergency contracts. Notice of all emergency procurements shall be provided to the Procurement Policy Board and published in the online electronic Bulletin. The section also states that a chief procurement officer shall file affidavits with the Procurement Policy Board and the Auditor General of the State of Illinois within 10 days after the procurement setting forth the amount expended. Further, the State Finance Act (30 ILCS 105/9.02) states that new contract, contract renewal, order against a master contract, or any contract amendment of $250,000 or more in a fiscal year, shall be signed or approved in writing by the agency’s chief executive officer, chief legal counsel, and chief fiscal officer. In addition, the University of Illinois Business and Financial Policies and Procedures (Section 1) and good business practices require all contracts and leases to be properly approved and fully executed prior to the beginning of the lease term or the commencement of services. Additionally, the Fiscal Control and Internal Auditing Act (30 ILCS 10/3001), requires the University to establish and maintain a system, or systems, of internal controls to provide assurance that: (1) resources are utilized effectively, and in compliance with applicable law; (2) obligations and cost are in compliance with applicable law; (3) funds, property, and other assets and resources are safeguarded against waste, loss, unauthorized use, and misappropriation; (4) revenues, expenditures, and transfers of assets, resources, or funds applicable to operations are properly recorded and accounted for to permit the preparation of accounts and reliable financial and statistical reports and to maintain accountability over the State’s resources; and (5) funds held outside the State Treasury are managed, used, and obtained in strict accordance with the terms of their enabling authorities and that no unauthorized funds exists. The University’s system of internal controls should include procedures to ensure that contracts and leases contain all necessary provisions, properly approved, and fully executed prior to the performance. University officials stated that given the large number of contracts processed by the University there are occasions when certain State and University requirements and University best business practices are not met. University management indicated the bulleted exceptions largely resulted from human error, technical deficiencies or process interpretation and oversight.



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Failure to fully execute a contract or real property lease prior to the commencement of services or lease term leaves the University vulnerable to unnecessary liabilities and potential legal issues. In addition, failure to include all appropriate signatures, clauses, and certifications in contracts and leases, failure to file contracts and real property leases with the Office of the Comptroller on a timely basis, and failure to follow emergency purchase requirements result in noncompliance with State statutes and regulations. (Finding Code No. 2016-015, 2015-020, 2014-022, 2013-018, 12-18, 11-32, 10-35, 09-35, 08-09, 07-10, 06-07, 05-05, 04-05, 03-06) Recommendation: We recommend the University establish appropriate procedures to ensure that all contracts and leases are completed, approved, and properly executed prior to the start of the services and lease term. Further, the University should review procedures to ensure all appropriate signatures, clauses and certifications are obtained prior to execution for all contracts and lease agreements and that all applicable contracts, real estate leases, and emergency purchases are filed with the Office of the Comptroller and the Auditor General of the State of Illinois in accordance with the State statutes and related guidelines. University Response: Accepted. The University recognizes the importance of process controls, training, and transaction monitoring in these areas. Corrective action measures have been put in place or will be taken in connection with the recommendations in this finding to include: (1) contracts missing name and title of person who signed the documents were completed prior to enhancements to the enterprise-wide Illinois Contract System (ICS) program in December 2015, which added name and titles of all authorized signatory and added automatic notifications to staff responsible for timely filing of contracts to the State Comptroller’s Office; (2) staff will receive annual refresher training in January 2017 regarding executed and start dates of contracts and on University policy stating that all procurement contracts that exceed $249,999 must have the signature of the Comptroller, President, and Chief Legal Counsel; and (3) further training and template revisions will be accomplished to mitigate human error and misinterpretations of transaction processing for group purchasing requirements in relation to Board of Trustee approval, requirements for all contract and real estate lease disclosures to include financial interests, conflict of interest and certifications, contract approval prior to service, vendor registrations, contract file documentation, and emergency purchasing processing and filing.



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2016-016. Finding: Failure to Follow Time Reporting Requirements The University does not require all employees to submit time sheets as required by the State Officials and Employees Ethics Act. During our testing of payroll, we selected 25 employees across all three campuses and noted the following:

• Eight employees (three from the Urbana-Champaign campus and five from the Chicago campus) did not file time sheets as required by the State Officials and Employees Ethics Act. Based upon inquiry of the University management, faculty, postdoctoral employees, instructors, and lecturers continue to track their time using a “negative” timekeeping system whereby the employee is assumed to be working unless noted otherwise.

• Three employees (two from the Urbana-Champaign campus and one from the Chicago campus) under Academic Professional and Civil Service employee classes did not properly submit time sheets, as required by the University policy. Of the three employees, one employee did not submit any time sheets during fiscal year 2016, one employee did not submit time sheets for one full pay event of 14 days, and the other employee did not submit time sheets for eight of the 28 days within the full pay event.

The State Officials and Employees Ethics Act (the Act) (5 ILCS 430/1-5) defines “State agency” to include “public institutions of higher learning...” and defines “State employee” to be “any employee of a State agency”. The Act required the Illinois Board of Higher Education (IBHE), with respect to State employees of public universities, to adopt and implement personnel policies. The Act (5 ILCS 430/5-5(c)) also states, “The policies shall require State employees to periodically submit time sheets documenting the time spent each day on official State business to the nearest quarter hour; contractual State employees may satisfy the time sheets requirement by complying with the terms of their contract, which shall provide for a means of compliance with this requirement.” The IBHE adopted personnel policies for public universities on February 3, 2004 in accordance with the Act. The University has not incorporated these policies into the University’s policies. The University Reporting Policy for the State Officials and Employees Ethics Act (SOEEA) requires all Academic Professional and Civil Service employees to document all hours worked, using the University’s Online Reporting tool, while conducting official University business. University officials stated that due to the unique nature of faculty and post-doctoral work, the creative process for the development and discovery of new knowledge does not fit in with traditional Monday through Friday forty-hour work week. Tracking time that is put into the preparation of instructional materials, research, public service and economic development takes place anytime and anywhere on a continuing basis and is very difficult to quantify. Faculty productivity is evaluated through the tenure process and annually for tenured faculty. Each campus continues to track faculty and other post-doctoral positions through a timekeeping system whereby the employee reports their leave. While several mechanisms are in place, including training and weekly reminder emails, it can sometimes be a challenge to achieve full cooperation from some employees. Failure to follow and ensure that all employees comply with the time reporting requirements of the Act results in noncompliance with the Act. (Finding Code No. 2016-016, 2015-021, 2014-023, 2013-016, 12-19, 11-33, 10-37, 09-40, 08-11, 07-11, 06-06, 05-06)



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Recommendation:

We recommend the University implement procedures to ensure all employees submit time sheets as required by the Act.


Accepted. For faculty and post-doctoral exceptions: There is ongoing dialogue with the academic leadership at each University campus regarding further implementation of this requirement.

For Academic Professional and Exempt Civil Service exceptions: The University continues to take steps to address any issues.



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2016-017. Finding: Sabbatical Reports Not Submitted in Accordance with University Policies and Procedures

The University does not have adequate procedures to monitor submission of sabbatical reports from employees returning from sabbatical leaves. During our review of 25 employees who both returned from sabbatical leave and were required to submit a sabbatical report during fiscal year ended June 30, 2016, we noted the following:

• Two employees (one from the Urbana-Champaign campus and one from the Springfield campus) did not submit their required written sabbatical reports on their activities, study, and travel during the leave, within the required time frames. Delays in submitting these reports ranged from four and five days after the required time frames.

• The sabbatical reports of two employees from the Springfield campus were not transmitted from the college office to the Office of the Provost within the required time frame. The reports were submitted three and five days later than the required time frame.

The University’s formal policy on sabbatical leaves requires faculty members to submit, in duplicate, a written report on their activities, study, and travel during the leave upon returning from a sabbatical leave. The submission of sabbatical reports should be made through the normal channel, through executive officer, dean/director, or Chancellor. In addition, the Springfield campus’ Faculty Personnel Policies require faculty to submit the report to the Office of the Provost early in the Fall semester of the year following the sabbatical in accordance with the Campus Academic Personnel Calendar. University officials stated: (a) for the Springfield campus, one of the noted faculty members communicated with the Provost Office prior to report due date, but upon receipt of report required follow-up due to missing signatures. The second noted faculty member was unable to meet the due date for the sabbatical report; and (b) for the Urbana-Champaign campus, the faculty member was unable to meet the due date for the sabbatical report. Failure to submit written sabbatical reports summarizing employee activities, study, and travel during the leave, within the required time frame, inhibits the University’s ability to monitor employee sabbatical leaves and results in noncompliance with the University’s policies and procedures. (Finding Code No. 2016-017, 2015-023, 2014-029, 2013-025, 12-28) Recommendation:

We recommend the University review its process for monitoring employee sabbatical leaves and consider any changes necessary to ensure all written sabbatical leave reports are properly completed and submitted within the required timeframes. University Response:

Accepted. UIS faculty file office sends email reminders to faculty members about the deadline for submitting their sabbatical report. The faculty file office has implemented a more complete tracking system to monitor the receipt of sabbatical reports.



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UIUC has taken corrective action and reviewed its processes. In addition to the sabbatical report due date published in Provost’s Communication #19, Sabbatical Leaves of Absence, Academic Human Resources followed established practice related to communicating sabbatical report due dates. Academic Human Resources (AHR) sent two e-mail messages, at one-month intervals, on February 15, 2016 and March 15, 2016 to individual faculty members who had returned in January 2016 to regular roles following fall semester 2015-16 sabbatical activities. AHR then communicated with College Dean’s offices to track report submission and signature routing; one week prior to the report due date, AHR contacted Department Head’s assistants via phone calls and e-mail messages requesting personal communication from the Department Head to each faculty member who had not yet submitted a report (faculty member was named within the phone call or e-mail communication). Based on these communications, AHR’s records indicate that of the 46 reports due, one was submitted late.



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2016-018. Finding: Inadequate Controls over University Travel Card Transactions

The University has not established adequate internal controls over travel card transactions.

The University operates a travel card program allowing individuals travelling for University business to pay for qualified travel expenses and business meals, which are then directly reimbursed by the University on a monthly basis. The University’s policies require employees assigned a travel card to complete training on University travel card policies, and sign an agreement stipulating they will use the card in accordance with University policy. The University’s policies require transactions incurred on a travel card to be approved in the University’s travel card system by the individual cardholder and an assigned reviewer. However, during our testwork over 60 travel card transactions (totaling $331,836), we noted the following:

• Five transactions (totaling $21,303) included charges for sales tax (totaling $1,790), which is aprohibited charge since the University is considered to be a tax exempt organization;

• One transaction (totaling $1,080) was not supported by an itemized receipt, as required;

• One transaction (totaling $4,000) was part of an invoice (totaling $25,883) that exceeded thecardholder’s single transaction limit amount. The required T-Card Exception Request Form wasnot approved prior to using the T-Card for that purchase; and

• One transaction (totaling $624) exceeded the allowable amount ($20/per person) forrefreshments and was not properly approved, as required.

The University has approximately 3,991 active travel cards, and the travel card expenditures paid for the year ended June 30, 2016 totaled $32,202,956.

The University’s policies and procedures state that use of the Travel Card (T-Card) for an expense that is normally prohibited by a policy or is above a Cardholders' limit must be approved prior to using the T-Card for the purchase. Exceptions to University policies or procedures regarding T-Card use must be documented on a T-Card Exception Request Form. These requests may be approved when necessary to meet special circumstances or when in the best interest of the University and the State. Furthermore, expenditures that exceed the allowable amounts for business meals and refreshments must have written approval from the dean, vice chancellor, assistant vice president, or provost, unless he or she will be attending the event. In that case, written approval from the head of the next higher administrative unit not attending the event is required. Also, all business meals must be supported by itemized receipt or invoice detailing all food and beverage purchases.

Moreover, the University’s policies and procedures state that the University is an exempt organization that was formed and is operating exclusively for educational purposes, the University qualifies as an organization and, therefore, is exempt from paying sales tax in certain states. Individuals making authorized cash purchases for approved University business purposes should present a copy of the State of Illinois Sales Tax Exempt Letter to merchants and request that sales tax not be charged. The University reserves the right to deduct the amount of sales tax paid when reimbursing individuals for cash purchases.

In addition, the Fiscal Control and Internal Auditing Act (30 ILCS 10/3001) requires the University to establish and maintain a system, or systems, of internal fiscal and administrative controls to provide assurance that: (1) resources are utilized effectively, and in compliance with applicable law; (2) obligations and cost are in compliance with applicable law; (3) funds, property, and other assets and resources are safeguarded against waste, loss, unauthorized use, and misappropriation; (4) revenues, expenditures, and transfers of assets,



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resources or funds applicable to operations are properly recorded and accounted for to permit preparation of accounts and reliable financial and statistical reports and to maintain accountability over the State’s resources; and (5) fund held outside the State Treasury are managed, used, and obtained in strict accordance with the terms of their enabling authorities and that no unauthorized funds exist. The University’s system of internal controls should include procedures to ensure procurement transactions are properly reviewed and approved to avoid prohibited transactions from being paid and recorded.

University officials stated the bulleted exceptions largely resulted from human error at the individual and unit level. In addition, management indicated the five exceptions related to the University’s sales tax exemption status are the result of challenges in understanding when tax exemption applies and how and when it should be documented if a vendor does not accept the University’s tax exemption status.

Failure to properly review and approve travel card transactions in accordance with University policies and procedures could result in prohibited or fraudulent transactions being recorded in the general ledger system. (Finding Code No. 2016-018)

Recommendation:

We recommend the University review its current process for reviewing and approving travel card transactions and consider any changes necessary to ensure charges are made in accordance with University policies and procedures.


Accepted. The University recognizes the importance of process controls, training, and transaction monitoring in these areas. A university-wide communication will be issued to employees with travel cards and their Departmental Card Managers in February 2017 emphasizing requirements for pre-approval of exception requests, supporting documentation requirements for individual transactions, and reminders of sales tax exemption status. Further corrective action and training measures will be taken in connection with the recommendations in this finding.


PRIOR FINDINGS NOT REPEATED – GOVERNMENT AUDITING STANDARDS Year Ended June 30, 2016

57

A. Finding: Inadequate Controls Over Monitoring External Audits, Attestation Engagements and Other Studies

During the prior audit, the auditors noted the University’s system of internal controls over monitoring external audits, attestation engagements and studies were inadequate as there were no policies or procedures requiring central monitoring to ensure all identified risks and deficiencies were adequately assessed and addressed at a University-wide level. (Finding Code No. 2015-003)

During the current year engagement, the auditors noted the University strengthened their internal controls over monitoring external audits, attestation engagements and studies in order to ensure compliance with applicable laws and regulations.


PRIOR FINDINGS NOT REPEATED – FEDERAL COMPLIANCE Year Ended June 30, 2016

58 (Continued)

B. Finding: Inadequate Approval Controls over Financial Reporting

The University did not adequately document the performance of supervisory reviews of financial reports submitted for its federal R&D programs. (Finding Code No. 2015-007, 2014-012, 2013-13, 12-16, 11-30)

In the current year, the University received Management Decision Letters (MDLs) which did not sustain this finding.

C. Finding: Improper Reporting Amounts in Financial Status Reports

The University did not submit monthly invoices for the Temporary Assistance for Needy Families (TANF) and Head Start in accordance with the grant reporting requirements. (Finding Code No. 2015-009, 2014-011, 2013-012, 12-07, 11-11, 10-15, 09-15)

In the current year, similar exceptions were not identified in the samples selected.

D. Finding: Inadequate Off Campus Work Study Agreements

The University of Illinois Chicago campus was unable to provide off campus work study agreements. (Finding Code No. 2015-011)


E. Finding: Inaccurate Award Records

The University did not maintain accurate records related to award information. (Finding Code No. 2015-012, 2014-018, 2013-014)


F. Finding: Failure to Obtain Suspension and Debarment Information from a Vendor

The University did not obtain required information for a procurement vendor to verify the vendor was not suspended or debarred from participation in federal assistance programs for the Research and Development cluster. (Finding Code No. 2015-014, 2014-021)


G. Finding: Inadequate Review of Direct Loan Reconciliations

The University’s campuses financial aid departments are not performing a documented independent review of Direct Loan Reconciliations being performed monthly at each campus by financial aid staff. (Finding Code No. 2015-015)



PRIOR FINDINGS NOT REPEATED – FEDERAL COMPLIANCE Year Ended June 30, 2016

59

H. Finding: Failure to Obtain Required Information from Subrecipient The University did not maintain adequate support that they obtained the subrecipient’s nine-digit Data Universal Numbering System (DUNS) number. (Finding Code No. 2015-019) In the current year, this issue was reported in Finding Code No. 2016-008.


PRIOR FINDINGS NOT REPEATED – STATE COMPLIANCE Year Ended June 30, 2016

60 (Continued)

I. Finding: Statutory Mandates - Noncompliance with the School Code

The University did not include courses required by the Illinois School Code in its curriculum. (Finding Code No. 2015-022, 2014-028)

In the current year, the University made necessary changes to its curriculum to ensure required courses were included in the University’s curriculum.

J. Finding: Noncompliance with State Vehicle Use Act

The University failed to comply with the provisions of the State Vehicle Use Act and did not properly calculate and report fringe benefits related to personal use of State vehicles. (Finding Code No. 2015-024, 2014-031)


K. Finding: Statutory Mandates – Pension Code

The University did not comply with the requirements of the Pension Code (Code) on the employment and re-employment of State University Retirement System (SURS) annuitants. (Finding Code No. 2015-025, 2014-033)

In the current year similar exceptions were not identified in the samples selected.

L. Finding: Noncompliance with the University of Illinois Act Regarding Proficiency in the English Language

The University did not follow its established procedures for documenting that certain individuals (tenure-system faculty and “other academic” staff members) providing instructions are orally proficient in the English language in accordance with the University of Illinois Act. (Finding Code No. 2015-026, 2014-035, 2013-021)


M. Finding: Lack of Formal Written Policy on Maintenance of University Vehicles

The University did not have a formal written policy in place regarding regular maintenance of University vehicles. (Finding Code No. 2015-028)

In the current year, we noted the University adopted a formal written policy on regular maintenance of University vehicles. However, during our testwork over maintenance of University vehicles, we noted that regular vehicle maintenance was not performed according to the policy. The exceptions identified were reported in the immaterial finding letter as finding number IM2016-003.

N. Finding: Noncompliance with the Campus Security Enhancement Act

The University did not comply with the Campus Security Enhancement Act requirements in reporting arrest information. (Finding Code No. 2015-029)



PRIOR FINDINGS NOT REPEATED – STATE COMPLIANCE Year Ended June 30, 2016

61

O. Finding: Noncompliance with State Employee Housing Act and Related University Policies and Procedures

The University did not comply with the State Employee Housing Act and related University policies and procedures. (Finding Code No. 2015-030)


P. Finding: Inadequate Controls over Property and Equipment

The University did not fully comply with requirements applicable to its property and equipment. (Finding Code No. 2015-027)

During the current year, we noted the University improved in implementing the recommendations, and the exceptions identified were reported in the immaterial finding letter as finding number IM2016-004.


TABLE OF AWARD NUMBERS REFERENCED IN FEDERAL COMPLIANCE FINDINGS For the Year Ended June 30, 2016

Name of Federal Program or Cluster Research and Development Cluster (R&D) Award Number

62

Novalex Inc 5 R01 HL102202-04 ACL 90DD0010 03 00 AF FA9550-15-1-0122 RTI PO No 51955L 5 R01 HL124945 03 ACL 90RT5012-01 AF FA9550-15-1-01281 D43 TW009316-02 5 R01 NS077755-04 ACL NIDILRR 90RT502001 AF FA9550-15-1-01321 DP3 DK104393 01 5 R01 NS078181-04 AF 2016-02108 ANTC AF FA9550-15-1-02341 F32 AI11594-01 5 R01 OH004192-11 AF AOARD FA-2386-13-1-4125 AF FA9550-15-1-02771 F32 NS082005-02Revised 5 R01AG043513-03 SNAP AF FA 9550-16-1-0042 AF FA9550-15-1-03941 P50 AA022538-01 5 R01DE021052-06 AF FA8650-13-C-5214 AF FA9550-15-1-04701 R41 A1112045-2014-00456-Rong 5 R01HL064560-16 AF FA8650-13-C-7347 AF FA9550-15-1-05181 U54 CA202997-01 5 R01MH093348-05 AF FA8650-15-C-7522 AF FA9550-16-1-00171E11TS000223-0 1 Revised 5 T32 DK007739-15 AF FA8651-10-1-0004 AF FA9550-16-1-00551F31 HL127996-01 5 T32 DK007788-15 AF FA8651-16-2-0001 AF FA9550-16-1-02511F31AT008535-01A1 5 T32 DK080674 05S1 AF FA8750-11-2-0084 AF PCHSUB20150729001-IL1R21AG048625-01 5 T32 GM079086 09 AF FA8750-13-2-0008 AF Sub CAL Tech 52-10966361T32 HL125294-02 5 T32 Hl007692-20 AF FA9451-14-1-0349 AF Sub CFD Research Corp 201209812 P30 EY001792 36A1 5 T32 HL007829-21R AF FA9453-12-C-0209 AF Sub Chicago FP047558-A2 P50 AT000155-16 5 T32 HL072742-010R AF FA9453-14-1-0247 AF Sub Clemson 1790-200-20104612 P50 AT000155-16 5 T32 HL082547-09 AF FA9453-15-1-0075 AF SUB CORNELL 71656-103432 R01 DK044525-21 5 T32 MH067631-10 AF FA9453-15-C-0067 AF SUB CRA SC13014022 T32 HL007829-23 5 T32DE018381 08 AF FA9550-09-1-0248 AF SUB CRA SC13311012 T32 MH067631-11 5 U01 AA016654-11 AF FA9550-10-1-0126 AF Sub CU Aerospace 2015-016962 U01 DK060980-15S1 5 U01 AA020912-06 AF FA9550-10-1-0255 AF Sub CUA 2015-019422014-05686 5 U01 CA153060-04 AF FA9550-10-1-0456 AF SUB CUAEROSPACE 2013-054572015-ST-108-FRG006 5 U01 Ca154248-05 AF FA9550-10-1-0458 AF SUB CUAEROSPACE 2014-04254386 Snp 5 T32 HL07692-24 5 U01 Dk060980-12 REVISED AF FA9550-10-1-0573 AF SUB DIOXIDE FA8650-13-C24294 R00HL125884-03 5 U01 ES020886-04 AF FA9550-12-1-0073 AF SUB EMRE FA8651-14-C-01794 Snap R01 NS078181-05 5 U01 MH103340-02S1 AF FA9550-12-1-0089 AF Sub FRSC 2012-061724 T32 HL082547-10 5 U01 NS083457-03 AF FA9550-12-1-0134 AF Sub ISSI SB029104 U01 DK060980-16 5 U54 HL090513 02 R AF FA9550-12-1-0193 AF Sub JHU 2001625862483 FY15 Animal Health and Disease 5 U60 OH009850-05 AF FA9550-12-1-0209 AF SUB MC10 S-875-001-012483 FY15 Hatch 5 UM1 AI069554-07S1 AF FA9550-12-1-0336 AF Sub MI Tech U 1311051Z2483 FY15 McIntire-Stennis 583 DOJ Wrongful Conviction 2014 AF FA9550-12-1-0379 AF Sub MIT 7000338683483 FY15 Multi-State Research 583 ISL ILEAD USA Eval 2015 AF FA9550-12-1-0386 AF Sub MITRE 108312483 FY16 Animal Health and Disease 583 ISL Targeting Autism FY15 AF FA9550-12-1-0390 AF Sub Morgridge D13-J0033483 FY16 Hatch 583 NIJ OJP Guilty Plea and Latino AF FA9550-12-1-0422 AF Sub OSU 60038238483 FY16 McIntire-Stennis 583 SCCS Mental Health Crt14 AF FA9550-12-1-0471 AF Sub PA 556016483 FY16 Multi-State Research 583 USDA APHIS NWRC Short-eared Owl AF FA9550-12-1-0487 AF Sub PA ST 5151-UIUC-AFOSR-01585 F30 NS090684-02 583 USFWS IDNR Osprey Frnk Grd Squi AF FA9550-13-1-0006 AF Sub PA ST 5298-UIUC-UM-02035 F30DE024683-03 5K24HD067095-05 AF FA9550-13-1-0149 AF SUB PURDUE 4104-601835 F32 DK105673-02 5P30AG022849-12 REVISED AF FA9550-14-1-0002 AF Sub RPI A12358 P01000305 F32 HL108475-03 5R01 HS018366-05 AF FA9550-14-1-0101 AF Sub RRI PO 0133395 H65HA00016 14 00 5R01 NS082730-02 AF FA9550-14-1-0142 AF Sub SAIC PO10085981 Oct 20125 K12 EY021475 05 5R01HL125356-03 AF FA9550-14-1-0146 AF Sub SRI 19-0002225 K12 HD 055892-09 7 R01 DC002058-18 AF FA9550-14-1-0217 AF Sub TX UTA11-0008435 P01 AG030128-05 7 R21 NS089042-03 AF FA9550-14-1-0295 AF Sub UCB 00078185 P01 HL062426-15R 739 STScI Eta Carinae 2014 AF FA9550-14-1-0314 AF SUB UES S-875-181-0015 P01 HL077806-10 752 IDOT 2016 Traffic Safety Survey AF FA9550-14-1-0343 AF Sub UES S-875-203-0015 P01 HL098050-05 752 IDOT Traffic Surveys 2015 AF FA9550-14-1-0371 AF Sub UES S-925-001-0145 P30 AG022849-10 864 NSF RAPID Flood Restoration AF FA9550-15-1-0028 AF Sub UES S-999-123-0015 R00 DK090210-05 864 NSF RAPID Flood Restoration AF FA9550-15-1-0035 AF SUB UNIV OF MN 2A0016502055 R01 AT007659-03 900 ALPLF Papers of Lincoln FY16 AF FA9550-15-1-0059 AF SUB UNIV OF MO C00043936-15 R01 CA077637-15 900 NHPRC ALPLF Papers of A Lincoln AF FA9550-15-1-0087 AF Sub USC 10-1788 PO222465 R01 DE011657-18 SNP 90IF0100-01-00 AF FA9550-15-1-0100 AF Sub UT 260201490615 R01 GM078253-09 ACF 90CX7053-01-00 AF FA9550-15-1-0107 AF Sub UTC 15-S7412-07-C15 R01 GM110018-02R ACF 90YE0144-02-00 AF FA9550-15-1-0117 AF Sub UTC 16-S7415-03-C1



Name of Federal Program or Cluster Research and Development Cluster (continued) Award Number

63

AF Sub Virginia 450174-19318 AG 2015-67017-23074 AG 58-5012-5-032 AG Sub PURDUE 80000069085AF Sub Wyle Lab WSCS00042 AG 2015-67017-23089 AG 58-5012-5-033 AG Sub Purdue 8000057781AFOSR FA9550-11-1-0271 AG 2015-67019-23584 AG 58-5012-5-034 AG Sub Purdue 8000063044AFOSR FA9550-12-1-0174 AG 2015-67023-23677 AG 58-5012-5-035 AG Sub Purdue 8000071291-AGAFOSR FA9550-15-1-0493 AG 2015-68001-23248 AG 58-5012-5-036 AG Sub Purdue 8000073490-AGAFOSR FA9550-16-1-0079 AG 2016-05261 ANTC AG 58-5012-5-038 AG Sub SDSU 3TP114/AAG 11-CS-11090800-018 AG 2016-06126 ANTC AG 58-5012-6-002 AG Sub SDSU 3TR114AG 11-CS-11090800-021 AG 2016-67013-24812 AG 58-5012-6-004 AG Sub St. Univ NY R775499AG 11-DG-11420004-051 AG 2016-67015-24583 AG 58-5012-6-005 AG Sub TNC G13-003-MAC-GAG 12-JV-11242309-082 AG 2016-67017-24430 AG 58-5012-6-006 AG Sub TU 36 22091 347 76190AG 13-CA-11330140-119 AG 2016-67023-24753 AG 58-5012-6-008 AG Sub TXA&M 06S130682AG 14-6100-0066-CA AG 2016-67030-25211 AG 58-5012-6-009 AG Sub U of A UA AES 91099-01AG 15-DG-11420004-085 AG 2016-68004-24769 AG 58-5012-6-010 AG Sub UC Riverside S-000704AG 15-DG-11420004-156 AG 2016-68006-24836 AG 58-5012-6-011 AG Sub UCR S-000765AG 15-JV-11242309-075 AG 58-0111-14-021 AG 58-5012-6-012 AG Sub UMN A004448401AG 15-JV-11242309-105 AG 58-1235-4-015 AG 58-5012-6-013 AG Sub UMN H001897202AG 16-9419-0157-CA AG 58-1235-4-020 AG 58-5012-6-016 AG Sub UMN H004403734AG 2008-35102-19143 AG 58-3602-2-656 AG 58-5012-6-018 AG Sub UMN H004403741AG 2009-35102-05021 AG 58-3611-2-622 AG 58-5012-6-019 AG Sub Univ of MN H003679431AG 2009-51181-06023 AG 58-3611-2-645 AG 58-5012-6-021 AG Sub VT 422262-19318AG 2009-55112-05224 AG 58-3611-3-034 AG 58-5012-6-023 AG Sub VT 422506-19318AG 2010-65102-20403 AG 58-3611-3-040 AG 58-5438-2-307 AG Sub WSU 116034 G003004AG 2010-65110-20497 AG 58-3611-3-044 AG 58-6000-2-0105 AG TA-CR-15-043AG 2010-67009-21665 AG 58-3611-4-016 AG 58-6000-4-0028 AHRQ 1R36HS023053-01AG 2010-85101-20459 AG 58-3611-4-023 AG 58-8040-5-013 AID AID-OAA-L-14-00001AG 2010-85122-20620 AG 58-3611-4-024 AG 58-8042-5-072 AID MSU 61-2949AG 2011-39568-31127 AG 58-3611-4-025 AG 59-0206-4-029 AID Sub BGU 81469AG 2011-67001-30101 AG 58-3611-4-026 AG 59-1265-1-081 AID Sub Iowa State 404-21-77CAG 2011-67009-30134 AG 58-3611-4-027 AG 59-3070-5-001 AID Sub KSU S14131AG 2011-67013-30041 AG 58-3611-4-028 AG 59-3602-4-001 AID Sub KSU S16019AG 2011-67013-30201 AG 58-3611-4-031 AG 59-3611-2-636 AID Sub Purdue 2016-02832 ANTCAG 2012-39138-20273 AG 58-3620-0-635 AG 59-3611-4-011 AID Sub Purdue 207495AG 2012-67013-19687 AG 58-3620-4-019 AG 59-3655-2-654 AID Sub Purdue 8000072690AG 2012-67015-19289 AG 58-3625-2-607 AG 59-5012-5-005 AID Sub Purdue 8000074111AG 2012-67015-19438 AG 58-5000-1-0050 AG 59-5012-5-009 AID Sub QED KDAD-16-002AG 2012-67015-19451 AG 58-5012-5-001 AG 59-5020-5-001 AID Sub UC Davis 016258-103AG 2012-67021-19939 AG 58-5012-5-002 AG 59-5070-6-001 Albert Einstein College #310474AG 2012-67022-21780 AG 58-5012-5-003 AG 65-5A12-15-351 Alliance FoundationAG 2012-68001-22032 AG 58-5012-5-004 AG 68-5A12-15-356 Amer Acad Orthopedic SurgeonsAG 2013-67015-21243 AG 58-5012-5-005 AG 69-5A12-16-500 IL Amer Psychiatric AssnAG 2013-67015-21335 AG 58-5012-5-006 AG FA-0515-5-006 N ANL 3F-32621AG 2013-67017-21221 AG 58-5012-5-008 AG Sub AZA 14-6100-0094 ANL 3F-32621AG 2013-70003-20922 AG 58-5012-5-009 AG Sub AZA 2016-03530 ANL 4J-30361 WO 4J-30361-0001AAG 2014-51300-22233 AG 58-5012-5-010 AG Sub Duke 343-0548 ANL 4J-30361 WO 4J-30361-0002AAG 2014-67015-21819 AG 58-5012-5-012 AG Sub IA 416-40-96C ANL 4J-30361 WO 4J-30361-0004AAG 2014-67019-21568 AG 58-5012-5-013 AG Sub IIT SA543-0127-8756 ANL 4J-30361 WO 4J-30361-0005AAG 2014-67021-22109 AG 58-5012-5-017 AG Sub Iowa State 416-40-17C ANL 4J-30361 WO 4J-30361-0006AAG 2014-68006-21872 AG 58-5012-5-020 AG Sub ISA 2011-04687 ANL 4J-30361 WO 4J-30361-0007AAG 2014-68006-22041 AG 58-5012-5-021 AG Sub ISU 416-17-01B ANL 4J-30361 WO 4J-30361-0008AAG 2015-51106-24198 AG 58-5012-5-022 AG Sub ISU 416-40-63F ANL 4J-30361 WO 4J-30361-0009AAG 2015-67013-22818 AG 58-5012-5-027 AG Sub MO C00031587-3 ANL 4J-30361 WO 4J-30361-0010AAG 2015-67013-22948 AG 58-5012-5-028 AG Sub MSU RC10167UI ANL 4J-30361 WO 4J-30361-0011AAG 2015-67013-22965 AG 58-5012-5-029 AG Sub NHB 2014-02787 ANL 4J-30361 WO 4J-30361-0012AAG 2015-67013-23173 AG 58-5012-5-030 AG Sub OSU 60039552 PO RF01353065 ANL 4J-30361 WO 4J-30361-0013AAG 2015-67015-23228 AG 58-5012-5-031 AG Sub PU 8000041927-AG ANL 4J-30361 WO 4J-30361-0014A




64

ANL 4J-30361 WO 4J-30361-0015A Army Sub UM 3001742760 ARMY W9132T-15-2-0006 CERL W9132T-15-C-0012 TD6004ANL 4J-30361 WO 4J-30361-0016A Army Sub UM Z855202 ARMY W9132T-15-C-0014 CERL W9132T-15-C-0012 TD6005ANL 4J-30361 WO 4J-30361-0017A ARMY Sub UTA UTA15-000962 ARO W911NF-12-1-0493 CERL W9132T-15-C-0012 TD6006ANL 4J-30361 WO 4J-30361-0018A ARMY Sub U-WA 2016-03330 ARO W911NF-15-1-0154 CERL W9132T-15-C-0012 TD6007ANL 9J-30282 WO 9J-30282-0006A Army W81XWH-06-1-0414 ARO W911NF-15-1-0546 CERL W9132T-15-C-0012 TD6008ANL 9J-30282 WO 9J-30282-0009A Army W81XWH-08-1-0701 ARO W911NF-15-1-0637 CERL W9132T-15-C-0012 TD6009ANL 9J-30282 WO 9J-30282-0016A Army W81XWH-10-1-0180 ARO W911NF-15-2-0010 CERL W9132T-15-C-0012 TD6010ANL 9J-30282 WO 9J-30282-0019A Army W81XWH-11-2-0021 ARO W911NF-16-1-0063 CERL W9132T-15-C-0012 TD6011ANL 9J-30282 WO 9J-30282-0023A Army W81XWH-14-1-0159 Arphion Ltd. CERL W9132T-15-C-0012 TD6012ANL 9J-30282 WO 9J-30282-0024A Army W81XWH-14-2-0131 ARRA NCRR 1 S10 RR028898-01 CERL W9132T-15-C-0012 TD6013ANL 9J-30282 WO 9J-30282-0027A ARMY W81XWH-15-1-0722 ASRC Federal PO ASI1649 A CERL W9132T-15-C-0012 TD6014ANL 9J-30282 WO 9J-30282-0030A Army W911NF-07-1-0409 AUCD CERL W9132T-15-C-0012 TD6015ANL 9J-30282 WO 9J-30282-0031A Army W911NF-08-1-0309 Awd No 1U01GH000762-01 CERL W9132T-15-C-0012 TD6016ANL 9J-30282-WO 9J-30282-0020A Army W911NF-09-1-0436 AZ State University 14-495 CERL W9132T-15-C-0012 TD6017ANL Joint Hire Agreemnt Army W911NF-09-2-0025 BARDA HHS0100330005T CERL W9132T-15-C-0012 TD6018Arc Of The US Army W911NF-10-1-0072 BARDA HHS010033004T CERL W9132T-15-C-0012 TD6019Army BBN YR5 13765249 Army W911NF-10-1-0274 BARDA HHS010033006T CERL W9132T-15-C-0012 TD6020Army CERL W9132T-14-2-0003 Army W911NF-10-1-0434 BARDA HHSOI0033001T CERL W9132T-15-C-0012 TD6021ARMY CERL W9132T-15-C-0017 Army W911NF-10-1-0524 Battelle W911NF-11-D-0001 CERL W9132T-15-C-0012 TD6022Army CESU CERL W9132T-13-2-0024 Army W911NF-11-1-0526 Baylor COM 7 102229388 CERL W9132T-15-C-0012 TD6023Army CESU CERL W9132T-14-2-0005 Army W911NF-12-1-0203 BOA 9J-30282 WO 9J-30282-0008A CERL W9132T-15-C-0012 TD6024Army CESU CERL W9132T-14-2-0015 Army W911NF-12-1-0204 BRICOH Sub# 50578.914951.6560 CERL W9132T-15-C-0012 TD6025Army CESU CERL W9132T-14-2-0027 Army W911NF-12-1-0341 Brigham and Women Hospital 106476 CERL W9132T-15-C-0012 TD6026ARMY CESU W9132T-15-2-0002 Army W911NF-12-1-0394 Brookhaven Nat Lab 291955 CERL W9132T-15-C-0012 TD6027ARMY CESU W9132T-15-2-0003 Army W911NF-12-1-0462 Brookhaven National Lab E3260 CERL W9132T-15-C-0012 TD6028ARMY CESU W9132T-15-2-0004 ARMY W911NF-12-1-0602 BSU Account No G0181 CERL W9132T-15-C-0012 TD6029ARMY CESU W9132T-15-2-0008 Army W911NF-13-1-0086 Butler Hospital CERL W9132T-15-C-0012 TD6030ARMY CESU W9132T-15-2-0010 Army W911NF-13-1-0193 BWH-Partner HlthCare awd109276 CERL W9132T-15-C-0012 TD6031Army CESU W9132T-15-2-0012 ARMY W911NF-13-1-0217 CAL NSF 2014-NTN1-66 CO90 CERL W9132T-15-C-0012 TD6032ARMY CESU W9132T-15-2-0014 Army W911NF-13-1-0402 CAL NSF 2016-NTN1-01 CO02 CERL W9132T-15-C-0012 TD6034ARMY CESU W9132T-16-2-0001 Army W911NF-14-1-0220 CAL NSF 2016-NTN1-58A-GA33 CERL W9132T-15-C-0012 TD6035Army CESU W9132T-16-2-0002 Army W911NF-14-1-0311 CAL NSF Sub UOFCO 2017-NTN1-01CO02 CERL W9132T-15-C-0012 TD6036Army CESU W9132T-16-2-0003 Army W911NF-14-1-0404 CAL NSF UOFCO 2015-NTN1-66 CO90 CERL W9132T-15-C-0012 TD6037Army CESU W9132T-16-2-0005 Army W911NF-14-1-0575 CARES VA MOU CERL W9132T-15-C-0012 TD6038Army CESU W9132T-16-2-0007 Army W911NF-14-1-0685 Carleton College SERC28 1976 UofI CERL W9132T-15-C-0012 TD6039ARMY CESU W9132T-16-2-0011 ARMY W911NF-14-2-0003 Carnegie Mellon Uinv IIS1227495 CERL W9132T-15-C-0012 TD6040Army Sub BBN 13765198 Army W911NF-14-2-0006 Carnegie Mellon Univ 1121902 334877 CERL W9132T-15-C-0012 TD6042ARMY Sub BBN 9500013029 13891 TO 16 Army W911NF-14-2-0093 Carter Consulting Inc 3002-085 CERL W9132T-15-C-0012 TD6043Army Sub BBN YR6 & 7 13765299 ARMY W911NF-15-1-0194 CCI 3002-085 376000511 CERL W9132T-15-C-0012 TD6045Army Sub Cbana 2010-00910 Army W911NF-15-1-0281 CDC 1 U54 CK000445-01 CERL W9132T-15-C-0012 TD6046Army Sub Cornell 66220-9903 ARMY W911NF-15-1-0317 CDC 1K01OH010537-03 CERL W9132T-15-C-0012 TD6047Army Sub CUBRC 077190702 Army W911NF-15-1-0452 CDC 1U48DP005010-01 CERL W9132T-15-C-0012 TD6048Army Sub HPTI 14463 TO 007 PO835 Army W911NF-15-1-0461 CDC 1U48DP005010-01 CERL W9132T-15-C-0012 TD6049Army Sub ILRocstar 2014-01319 ARMY W911NF-15-1-0479 CDC 200-2011-40306 CERL W9132T-15-C-0012 TD6050ARMY Sub MC10 1006-14-2-8 ARMY W911NF-15-1-0588 CDC 200-2014-M-60284 CERL W9132T-15-C-0012 TD6051Army Sub OSU 60043375 Army W911NF-16-1-0128 CDC 200-2014-M-60915 CERL W9132T-15-C-0012 TD6053Army Sub Pitt 0036744 409347-2 ARMY W911NF-16-1-0275 CDC 2R01OH003884-07A2 CERL W9132T-15-C-0012 TD6054Army Sub Porifera 2009-00265 Army W9126G-14-2-0006 CDC/NIOSH/EID # 15IPA1518081 CERL W9132T-15-C-0012 TD6055ARMY Sub Purdue 4104-65504 ARMY W912HZ-16-C-0006 Cell Biologic CERL W9132T-15-C-0012 TD6056Army Sub Rice R16542 Army W9132T-05-2-0019 Cell Biologics Inc CERL W9132T-15-C-0012 TD6057Army Sub Rush W81XWH-14-1-0315 Army W9132T-08-2-0009 CERL W9132T-14-C-0017 CERL W9132T-15-C-0012 TD6058Army Sub Rutgers 5888 Army W9132T-10-2-0050 CERL W9132T-15-C-0012 CERL W9132T-15-C-0012 TD6059ARMY Sub SPECTROCLICK 2015-04001 Army W9132T-11-2-0010 CERL W9132T-15-C-0012 TC6033 CERL W9132T-15-C-0012 TD6060ARMY Sub Synclesis 2015-07546 Army W9132T-12-2-0017 CERL W9132T-15-C-0012 TD6001 CERL W9132T-15-C-0012 TD6061ARMY Sub UCSB KK1624 Army W9132T-13-2-0018 CERL W9132T-15-C-0012 TD6002 CERL W9132T-15-C-0012 TD6062



Name of Federal Program or Cluster Research and Development Cluster (continued)

Award Number

65

CERL W9132T-15-C-0012 TD6063 CIEE Subaward No PONI01 X01 DE R305B110008 DOE ANL 4J-30401-0013ACERL W9132T-15-C-0012 TD6064 CIF DE R324A120081 DOE ANL 4J-30401-0014ACERL W9132T-15-C-0012 TD6065 Cin. Chld. Hsp. Snp 5R34HL108752-02 DE R324A120174 DOE ANL 4J-30401-008ACERL W9132T-15-C-0012 TD6066 Cincinnati Child 134787 1UIEMC27863 DE Sub SLG ED-IES-14-C-0044 DOE ANL 9F-31921CERL W9132T-15-C-0012 TD6067 Cincinnati Child Hosp Med Ctr DE Sub TU 300161-UIUC DOE ANL 9J-30281-0011ACERL W9132T-15-C-0012 TD6068 Cincinnati COEUS #008147-006 DE Sub UMASS PO B000326008 DOE ANL 9J-30281-0018ACERL W9132T-15-C-0012 TD6071 City of Chicago DFSS DED H133B100028-13H DOE ARPA-E DE-AR0000342CERL W9132T-15-C-0012 TD6072 City of Chicago P0 26938 DED H133G060224 08 DOE ARPA-E DE-AR0000598CERL W9132T-15-C-0012 TD6073 Cleveland Clinic 530-SUB DED R305D140023 - 15 DOE ARPA-E DE-AR0000661CERL W9132T-15-C-0012 TD6074 Colorado State G-00143-1 DED-R305A090111-12 DOE ARPA-E DE-AR0000714CERL W9132T-15-C-0012 TD6075 COM 60NANB14D309 DePaul 501084SG114 DOE ARPA-E GIT RD735-G2CERL W9132T-15-C-0012 TD6076 COM Howard 631017-H0409050 DePaul U 501165SG131 1542971 DOE BNL 150252 DE-SC0012784CERL W9132T-15-C-0012 TD6078 COM NA14OAR4310255 DHHS DOE BNL 189669CERL W9132T-15-C-0012 TD6079 COM NIST 60NANB15D359 DHHS 90AR5023-01-00 DOE BNL 2016-00810CERL W9132T-15-C-0012 TD6080 COM NIST Sub UC FP060337-A DHHS 90AR5007-02-01 DOE BNL 305885CERL W9132T-15-C-0012 TD6081 COM NOAA NA15NWS4680007 DHHS 90DD0811 01 DOE BPA 00070654CERL W9132T-15-C-0012 TD6082 COM NOAA Sub NCSU 2014-2918-04 DHHS AFCL 90DP0024-02-01 DOE BPA 59876CERL W9132T-15-C-0012 TD6083 COM Sub CO St Univ G-00745-4 DHS 2015-ST061-CIRC01 DOE BPA 70648CERL W9132T-15-C-0012 TD6084 CPD UICBigMarsh 1220 12 DHS DRS 46CTD00458 DOE CIW 4-10469-19CERL W9132T-15-C-0012 TD6085 CPS PO2893819 DHS DRS 46CTD00459 DOE DE FC01 07HS07010CERL W9132T-15-C-0012 TD6086 CRI W911W6-06-2-0002-1 Mod P19 DHS FEMA EMW-2010-FP-01606 DOE DE-AR0000041 ARRACERL W9132T-15-C-0012 TD6087 CSU Grant 53953 - HRD 1411219 DHS HSHQDC-13-C-B0014 DOE DE-AR0000206CERL W9132T-15-C-0012 TD6089 CU FY16.491.001AMD3 Proj 2-5-82612 DHS Sub NYU F7589-02 DOE DE-EE0005405CERL W9132T-15-C-0012 TD6091 Dana-Fber Cancer Institute 1215301 DHS Sub Rutgers 5744 DOE DE-EE0005956CERL W9132T-15-C-0012 TD6092 DARPA W911NF-14-1-0323 DHS Sub UL 2015-03539 DOE DE-EE0006282CERL W9132T-15-C-0012 TD6093 DARPA D16AP00001 DHS Sub UL 7102000247 DOE DE-EE0006864CERL W9132T-15-C-0012 TD6094 DARPA FA9453-16-1-0025 DHS Sub USC 65797251 DOE DE-EE0007141CERL W9132T-15-C-0012 TD6095 DARPA HR0011-12-2-0019 DOD 2016-03439 ANTC DOE DE-EE0007309CERL W9132T-15-C-0012 TD6096 DARPA HR0011-15-2-0022 DOD Sub CAT DMDII-14-07-02 DOE DE-EE0007339CERL W9132T-15-C-0012 TD6097 DARPA HR0011-15-2-0025 DOD Sub LBLN 7273675 DOE DE-EI0002425CERL W9132T-15-C-0012 TD6098 DARPA HR0011-15-C-0008 DOD Sub MIT LL 7000299211 DOE DE-FC26-05NT42588CERL W9132T-15-C-0012 TD6100 DARPA HR0011-16-2-0019 DOD Sub MIT LL 7000345120 DOE DE-FE0004360CERL W9132T-15-C-0012 TD6101 DARPA HR0011518242-00 DOD Sub SSI 3401-001-47 DOE DE-FE0005961CERL W9132T-15-C-0012 TD6102 DARPA N66001-13-1-4004 DOD W81XWH 14 1 0585 DOE DE-FE0011194CERL W9132T-15-C-0012 TD6103 DARPA N66001-14-1-4042 DOD W81XWH 16 1 0044 DOE DE-FE0011227Cerner Corporation DARPA N66001-14-1-4043 DOD W81XWH-09-1-0088 DOE DE-FE0024431Cerner Corporation 200 2015 63931 DARPA Sub AZ 3015520 DOD W81XWH-10-1-0102 DOE DE-FE0026136Chicago Assoc Pape-VA CDMRP DARPA Sub CACI 2016-04563 ANTC DoD W81XWH-11-1-0198 DOE DE-FE0026434Chicago Community Loan Fund DARPA Sub Carnegie 1150112-292648 DOD W81XWH-12-1-0320 DOE DE-FE0026588Chicago Dept Of Fam and Suprt Srv DARPA Sub CM 1150140-355189 DOD W81XWH-13-1-0252 DOE DE-FG02-01ER41195Chicago Deptof Fam and Spprt Srvces DARPA Sub MC 10 2015-00966 DOD W81XWH-15-1-0346 DOE DE-FG02-01ER45923Chicago House DARPA Sub Starfire 2015-03074 DoD W81XWH-15-1-0521 DOE DE-FG02-02ER15296Chicago Park Dist GL-00E01104 DARPA Sub Transient 2014-03013 DOD W81XWH-15-2-0032 DOE DE-FG02-02ER46019Chicago State University DARPA Sub U Wash UWSC8482 DOD W911NF-15-1-0410 DOE DE-FG02-03ER15476Chicago Zoological Society DARPA Sub VA GG11856-150042 DOE 2005-06628 Antc DOE DE-FG02-05ER46217Child Hosp Phil SL WO FP00014251 DARPA VA GG11379-136862 DOE ADM 2015-07090 DOE DE-FG02-05ER46225Childrens Home and Aid DARPA W31P4Q-14-1-0005 DOE ANL 3F-32543 DOE DE-FG02-05ER46260Children's Hosp of Chgo 901505-UIC DCFS - 1781829034 DOE ANL 4J-30401-0001A DOE DE-FG02-06ER46285Childrens Hosp Phil 950690RSUB DE 2016-00749 ANTC DOE ANL 4J-30401-0002A DOE DE-FG02-07ER15843Childrens Hospital Of Philadelphia DE H133G110289 DOE ANL 4J-30401-0004A DOE DE-FG02-07ER46383Childrens Hospital Philadelphia DE H325D150036 DOE ANL 4J-30401-0006A DOE DE-FG02-07ER46418CHOP Sub No UG1CA189955 DE P022A140043 DOE ANL 4J-30401-0007A DOE DE-FG02-07ER46443CIA 2012-12062500003 DE R305A130448 DOE ANL 4J-30401-0009A DOE DE-FG02-07ER46453CIA 2012-12062800001 DE R305A140700 DOE ANL 4J-30401-0011A DOE DE-FG02-07ER46459CIA 2014-14081100005 DE R305B100017 DOE ANL 4J-30401-0012A DOE DE-FG02-07ER46471




66

DOE DE-FG02-08ER15960 DOE DE-SC0014084 DOE SNL 1677574 DOE Sub UCF AXL-1-11909-01 PO231303DOE DE-FG02-08ER64568 DOE DE-SC0014101 DOE Sub ABB 2013-05591 DOE Sub UH R-13-0017DOE DE-FG02-87ER13716 DOE DE-SC0014267 DOE Sub ADM DE-FE0001547 ARRA DOE Sub UM 3003222390DOE DE-FG02-90ER14146 DOE DE-SC0014328 DOE Sub ANL 3F-31145 DOE Sub URS 235990.USDOE DE-FG02-94ER40865 DOE DE-SC0014332 DOE Sub ANL 4F-32001 DOE Sub UT-Battelle 4000143164DOE DE-FG02-99ER54515 DOE DE-SC0014335 DOE Sub ANL 9J-30281-0017A DOE Sub WU WU-11-51 P02910748PDOE DE-FG07-07ID14891 DOE DE-SC0015640 DOE Sub ASU 15-626 DOE Sub WU-13-117 PO2916927WDOE DE-FG36-05GO15049 DOE DE-SC0015655 DOE Sub Battelle 4000123890 DOE Sub WU-15-141 PO 2922576YDOE DE-NA0001789 DOE GPA DE-FOA-0000797 DOE Sub Battelle 4000142519 DOE USAMP 13-2830-AMPDOE DE-NA0002374 DOE INL 00091210 DOE Sub BEA 00131989 DOJ 2013-NE-BX-0005DOE DE-NA0002911 DOE INL 00127139 DOE Sub BEA 0167057 DOJ 2013-VA-CX-0008DOE DE-NE0000705 DOE LANL 362297 DOE Sub BEA 171793 DOJ 2015-R2-CX-0047DOE DE-NE0008246 DOE LANL 76604-001-10 DOE Sub Berkeley 00009034 DOJ INTF3030HH4W22916036DOE DE-NE0008291 DOE LBNL 7245135 DOE Sub BNL 271376 DOJ INTF3030HH4W22916036 YR 4DOE DE-NE0008436 DOE LBNL 7253091 DOE Sub CA TECH 2015-06569 ANTC DOJ INTF3030HH4W22916036 YR3DOE DE-NT0005343 DOE LLNL B589070 DOE Sub CIT 52-1095138 DOJ Sub IRIS UI-80DOE DE-NT0005498 DOE LLNL B593338 DOE Sub CIT 67N-1095804 DOL Sub Avar UIUC-2015-001DOE DE-OE0000097 DOE LLNL B598612 DOE Sub CIT 67N-1095804 DOL-OPS-14-P-00121DOE DE-OE0000780 DOE LLNL B603017 DOE Sub CIW 4-10469-13 DOT B/A/H 104631SB1MDOE DE-SC0001853 DOE LLNL B603406 DOE Sub Clemson 1807-225-2008167 DOT DTFH61-11-C-00025DOE DE-SC0005434 DOE LLNL B611021 DOE Sub Cornell 59070-9948 DOT DTFH6114C00046DOE DE-SC0005435 DOE LLNL B611808 DOE Sub CU 1700-217-2009864 DOT DTFH6114H00009DOE DE-SC0005515 DOE LLNL B613200 DOE Sub DDPSC 22815-1 DOT DTRT 13-G-UTC-52DOE DE-SC0006028 DOE LLNL B613988 DOE Sub DDPSC 23009-UI DOT DTRT 13-G-UTC-52DOE DE-SC0006509 DOE LLNL B614648 DOE Sub EPRI 0010001642 DOT FAA 10-G-004DOE DE-SC0006607 DOE LLNL B615950 DOE Sub ETI 2012-03311 DOT FAA 13-C-AJFE-UI 010DOE DE-SC0006634 DOE LLNL B616571 DOE Sub GTI S00000206 DOT FAA 13-C-AJFE-UI-002DOE DE-SC0006657 DOE LLNL B617420 DOE Sub GTI S579 DOT FAA 13-C-AJFE-UI-003DOE DE-SC0006689 DOE MIT 5710002352 DOE Sub Intel 3000851314 DOT FAA 13-C-AJFE-UI-004DOE DE-SC0006706 DOE MUST 00042619-02 DOE Sub Intel PO3000866421 DOT FAA 13-C-AJFE-UI-005 013DOE DE-SC0006755 DOE NETL DE-FE0024015 DOE Sub JHU 2001985147 DOT FAA 13-C-AJFE-UI-006DOE DE-SC0006771 DOE NREL KAGN-4-42504-01 DOE Sub LLNL 7077040 DOT FAA 13-C-AJFE-UI-007 009DOE DE-SC0007948 DOE ORNL 4000095089 DOE Sub MIT DE-SC0008743 DOT FAA 13-C-AJFE-UI-011DOE DE-SC0008333 DOE ORNL 4000120232 DOE Sub MSSU 060803.362065.01 DOT FAA 13-C-AJFE-UI-012DOE DE-SC0008500 DOE PNNL 245899 DOE Sub MTRI 361-DOE-FE05795B ARRA DOT FAA 13-G-023DOE DE-SC0008587 DOE PNNL 298347 DOE Sub MUST 0043043-02 DOT FAA 14-G-009DOE DE-SC0008597 DOE SDSU 3TA152 DOE Sub NCSU 2014-0501-02 DOT FAA 14-G-016DOE DE-SC0008658 DOE SLAC 104985 DOE Sub ND 201901 DOT FAA Sub UW UWSC8427 PO765496DOE DE-SC0008692 DOE SNL 1092463 DOE Sub NU PROJ0001537 DOT FRA DTFR53-11-C-00028DOE DE-SC0009932 DOE SNL 14643438 DOE Sub ORNL 4000134575 DOT FRA DTFR53-15-C-00002DOE DE-SC0010049 DOE SNL 1519189 DOE Sub ORNL 4000134878 DOT FRA DTFR5315C00014DOE DE-SC0010686 DOE SNL 1535305 DOE Sub PSU 4952-UIUC-SU-105B DOT FRA DTFR5315C00023DOE DE-SC0010717 DOE SNL 1552852 DOE Sub PSU 5106-UIUC-USDOE-8266 DOT FRA Sub ENSCO 2015-01301DOE DE-SC0010719 DOE SNL 1552934 DOE Sub PSU 5386-UIUC-DOE-0626 DOT FRA Sub Ensco G27355DOE DE-SC0010778 DOE SNL 1598427 DOE Sub RIT 31616-01 DOT FR-RRD-0046-12-01-00DOE DE-SC0011771 DOE SNL 1605408 DOE Sub SB DE-AR0000217 DOT IL-26-07010-00DOE DE-SC0011847 DOE SNL 1610867 DOE Sub SDSU 3TG676 DOT NAS NCHRP-170 SUB0000220DOE DE-SC0012368 DOE SNL 1643441 DOE Sub SEL DE-OE0000679 DOT NAS SAFETY-27DOE DE-SC0012379 DOE SNL 1647839 DOE Sub Semprius 2015-06660 DOT NURail UTC DTRT12-G-UTC18DOE DE-SC0012400 DOE SNL 1650552 DOE Sub SNL 1454087 DOT NURail UTC DTRT12-G-UTC18DOE DE-SC0012443 DOE SNL 1656732 DOE Sub Stanford 61053107-118525 DOT Sub APT TOPR 8_10-026-RR08-UIUCDOE DE-SC0012504 DOE SNL 1667314 DOE Sub SWSI 2014-01924 DOT Sub APT TOPR410-26-RR04 UIDOE DE-SC0012649 DOE SNL 1667594 DOE Sub TAM TEES B6683 DOT Sub APT TOPR610026RR06UIUC1DOE DE-SC0013897 DOE SNL 1672814 DOE Sub TXAM 570791 DOT Sub APT TOPR7-10-026-RR07-UIUCDOE DE-SC0014065 DOE SNL 1673887 DOE Sub U VA 2015-07696 Antc DOT Sub KSU S13024




67

DOT Sub MO 0042134-02-1 FCAN 90-CB-0183 HSPH 114074.1066.5042763 IDNR FWS E-65-R-1DOT Sub MO 0042134-05-02 FCAN-90-CB-0183 HSPH 114205 1166 5096827 IDNR FWS E-66-R-1DOT Sub MSU RC103194 UIUC Fermi Lab PO No. 582879 HUD ILHHU0012-13 IDNR FWS F-101-R-25DOT Sub NCDOT 2013-18 FERMILAB PO No. 620685 HUD MFEI-001 IDNR FWS F-101-R-26DOT Sub UMN H003662402 FHCRC 0000821241 IARPA 2014-13121700004 IDNR FWS F-101-R-27DPAA HHSP233201650029A Florida State Univ R324A130121 IARPA Sub ARL:UT UTA15-000443 IDNR FWS F-123-R-21DTRA ADT HDTRA1-09-C-0007-1 Fogarty 2D43TW001419-15 IARPA SUB LGS161173G IDNR FWS F-123-R-22DTRA HDTRA 1-14-1-0011 Fordham Univ 5R25DA031608-05 IBM FA8650-15-C-7561 IDNR FWS F-138-R-16DTRA HDTRA 1-14-1-0033 Fred Hutchinson Cancer Research ICR M19CH00809073 Task Order 3 IDNR FWS F-138-R-18DTRA HDTRA 1-15-1-0034 FS 10 JV 11242309 092 ICR M19CH00809073 Task Order 4 IDNR FWS F-138-R-19DTRA HDTRA 1-16-1-0020 GA State SP00011779 03 IDCEO 12-111031 IDNR FWS F-185-R-04DTRA HDTRA1-10-1-0003 GA State Univ SP00011779-02 IDCEO 13-437007 IDNR FWS F-185-R-3DTRA HDTRA1-10-1-0020 GA State Univ SP00012099-03 IDCEO16-561105 IDNR FWS F-185-R-5DTRA HDTRA1-10-1-0089 Georgia Regents Univ 25732-48 IDCFS IGA #1781829036 IDNR FWS F-52-R-29DTRA HDTRA1-10-1-0120 Georgia State Univ SP00012097--01 IDCFS-1781829035 IDNR FWS F-52-R-30DTRA HDTRA-1-12-1-0011 GIT NNX14AC01G Sub RE407-G5 IDHS 45CT803330 - FY15 IDNR FWS F-69-R-27DTRA HDTRA1-12-1-0035 GMS Award 2013-JU-FX-K001 IDHS 45CT803330 - FY16 IDNR FWS F-69-R-28DTRA Sub CRAFT 15-C-0042/C635 Governors State Univ IDHS 46CTD00461 IDNR FWS F-69-R-29DTRA Sub McGill 232859 Govt Of Isreal Ministry of Def IDHS 49I1069M40 IDNR FWS F-69-R-30DTRA Sub OSU 60047783 Group Health CA154292-05-UIC IDHS Award 45CUB03454 IDNR FWS FW-16-D-2DTRA Sub TX A&M C0871 GSU SP00012099-01 IDHS FCSRE01871 IDNR FWS FW-16-D-2Duke U 159178 180021 H Lee Moffitt Ctr 10-15926-99-01-G1 IDHS FCST103564 IDNR FWS T-104-R-1Duke Univ 159178 Site 109 HACC 2011-05459 IDHS FCSTP01883 IDNR FWS T-105-R-1Duke Univ Sub No 203 8910 Harvard Pilgrim HHSF22301008T-0016 IDHS FCSTP01883 IDNR FWS T-108-R-1Duke Univ SubNo 203 8648 Harvard Pilgrim HHSF22301010T-0001 IDHS FCSTP01883 IDNR FWS T-75-R-1Duke Univ SubNo 203 8648 Hektoen 50612-324-UIC1-AI034993 IDHS FCSTP01883 IDNR FWS T-82-R-1Duke Univeristiy 189925/20935 Hektoen 50675 324 UIC 02 IDHS FCSTP03868 IDNR FWS T-83-R-1Duke Unv 1889925201209209235 Hektoen Inst 50711-R01-UIC01 IDHS FCSTQ01881 IDNR FWS T-85-D-1Ed Hines Jr Hospital Hektoen Institute for Medical Resea IDHS FCSTR03370 IDNR FWS T-92-R-1Edward Hines Jr. VA Hospital - IPA Hektoen Subaward # 04295-R01-UIC01 IDHS FCSUI03564 IDNR FWS T-93-R-1Edward Hines VA Hospital Hektoen Subaward # 50501-324-UIC01 IDHS FCSUP01883 IDNR FWS T-94-R-1Edward Hines VA6D-15-P-3250 HHS 1 R01 CE002340 A IDHS FCSUP01883 IDNR FWS T-97-R-1EH VA IPA Agreement Title IV HHS 5 CCEWH111024-02-00 IDHS FCSUP03962 IDNR FWS T-99-R-1Einstein 310797 PO167643 HHS 5 R01 CE002340 B IDHS FCSUP03967 IDNR FWS U-1-R-1EMMES Corporation HHS 5U01AA019971-05 IDHS FCSUP03995 IDNR FWS U-2-R-1Emory T425594 1R34HL122557 HHS 6 15T73MC1104702(HRSA) IDHS FCSUQ01881 IDNR FWS W-112-R-22Emory Univ T316595 HHS 6 CCEWH111024-04-01 IDHS FCSUR03370 IDNR FWS W-112-R-24Engineering & Software Consultants HHS 6 T73MC11047-07-01(HRSA) IDHS FCSUS03581 IDNR FWS W-112-R-25EPA CD-00E01577 HHS 90TR0003-01 ARRA IDNR CAFWS-102 2015-01331 IDNR FWS W-146-R-10EPA GL-00E01141-2 HHS SUB AO 90CS0050-01-00 IDNR CAFWS-106 2015-06029 IDNR FWS W-146-R-11EPA RD-83486701 HHS SUB FDA 2016-01099 IDNR CAFWS-106E 2016-05215 IDNR FWS W-154-R-6EPA RD-83487001 HHSN272201000032I Task Order C28 IDNR CAFWS-106G 2016-05213 IDNR FWS W-154-R-7EPA RD-83503401 HHSO 100200800061C IDNR CAFWS-93 2013-02676 IDNR FWS W-157-R-06EPA RD-83504201 Hines IPA IDNR CAFWS-93 2013-04418 IDNR FWS W-162-R-06EPA RD-83517401 Hines VA E2019 IDNR CAFWS-93 2013-05113 IDNR FWS W-162-R-5EPA RD-83542301 Hines VA Hospital IDNR CAFWS-93 2013-05851 IDNR FWS W-175-R-02EPA RD-83543401 Howard Brown Health Center IDNR CAFWS-93 2013-06758 IDNR FWS W-176-R-02EPA RD-83582601 HRSA 1R40MC26821 IDNR CAFWS-93 2014-04727 IDNR FWS W-176-R-1EPA Sub Berkeley 2012-06295 ANTC HRSA 5 T76MC00009-30-00 IDNR CAFWS-93 2014-07074 IDNR FWS W-177-R-02EPA Sub UC 2011-2700 HRSA 5 U76 HP20207 04 IDNR CAFWS-93 2015-05386 IDNR FWS W-179-R-02EPIR Technologies HRSA 6 U77HP26847 03 02 IDNR CMPN01 IDNR FWS W-181-R-1ERG 0306.02.030/01 DOLJ129F32859 HRSA D88HP28506 01 01 IDNR CMPNU02 IDNR FWS W-182-R-1FA7014-09-2-0003 HRSA G02HP27981 IDNR FWS 2016-06284 Antc IDNR FWS W-183-R-02Family Health HPTN 083 HRSA T76MC00009-31-00 IDNR FWS E-54-R-1 IDNR FWS W-183-R-1Family Options IV Grant 90-CB-0183 HSPH 114074.0966.5042763 IDNR FWS E-64-R-1 IDNR FWS W-43-R-62




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IDNR FWS W-43-R-63 IDOT R27-168 FY16 INT F15PX02284 JBVAMC IPAIDNR FWS X-3-R-1 IDOT R27-169 FY16 INT G11AP20077 JBVAMC IPAIDNR NOAA140403 IDOT R27-170 FY16 INT G11AP20211 JBVAMC IPAIDNR R15041288 IDOT R27-174 FY16 INT G12AC20215 JBVAMC IPAIDNR R16SP001 IDOT R27-44 FY16 INT G14AC00021 JBVAMC IPAIDOA 2015-06553 IDOT R27-45 FY16 INT G14AC00119 JBVAMC IPAIDOA 2015-06554 IDOT R27-46 FY16 INT G14AC00244 JBVAMC IPAIDOA CAPS CY15 2015-02207 IDOT R27-61 FY16 INT G14AC00319 JBVAMC IPAIDOA CAPS CY16 2016-03542 IDOT R27-SP28 FY16 INT G14AC00328 JBVAMC IPAIDOA Forest Pest Pathway FY16 IDOT R27-SP30 FY16 INT G14AP00104 JBVAMC IPAIDOA Grape Commodity FY16 IDOT Statewide Model 14BOB29 INT G14AP00116 JBVAMC IPAIDOA Orchard Commodity FY16 IDPH 43200005B INT G15AC00138 JBVAMC IPAIDOA SC-12-16 IDPH 46100007B INT G15AC00346 JBVAMC IPAIDOA SC-14-05 IDPH 53205001C INT G15AC00505 JBVAMC IPAIDOA SC-15-18 IDPH 55380216C INT G15AP00169 JBVAMC IPAIDOA SC-15-20 IDPH 66180071D INT G16AP00051 JBVAMC IPAIDOA SC-15-21 IDPH 66180071D INT G16AP00051 JBVAMC IPAIDOA SC-15-26 IDPH Contract #66100006D INT L14AC00143 JBVAMC IPAIDOA SC-15-39-C IDPH FY2015 #56100007C INT P15AC00311 JBVAMC IPAIDOA SC-16-20 IEDA Agreement # SEP-CHP-001 INT Sub AR SGFC 2013-07133 JBVAMC IPAIDOA SC-16-23 IEPA 3191312 INT Sub AZ 2015-05505 JBVAMC IPAIDOT IEPA CWA-14204 INT SUB AZDOA F14AP00869 JBVAMC IPAIDOT 2012 So. FL. Match IEPA FW-15220 INT Sub FDACS 020776 JBVAMC IPAIDOT 2014BoBSS952 IEPA FW-16102 INT SUB FDACS 021600 JBVAMC IPAIDOT 400011T0005 IEPA FWN-10301 INT SUB GSA C4035052 JBVAMC IPAIDOT Intercity IIT SA590 0515 9489 INT SUB UMASS 14-008143A-00 JBVAMC IPAIDOT R-27 IITRI 141 0 2381 003 RL INT USGS G15AC00280 JBVAMC IPAIDOT R-27 FY16 IL Critical Access Hospital Network Iowa State Unv 4282007B JBVAMC IPAIDOT R27-101 FY16 IL Dept of Hth and Family Services IPA Agreement 15IPA1511782 JBVAMC IPAIDOT R27-102 FY16 IL Inst Of Technology SA53410138854 IPA VA Edward Hines Jr Hospital JBVAMC IPAIDOT R27-112 FY16 IL Inst Of Technology SA53810078853 Jaeb Center For Health Research JBVAMC IPAIDOT R27-115 FY16 ILDCEO 13 437002 Jaeb Center for Health Research JBVAMC IPAIDOT R27-127 FY16 IMEC Jaeb Ctr For Hlth JBVAMC IPAIDOT R27-128 FY16 IMEC JBS Intl HHSS283201200002I JBVAMC IPAIDOT R27-133 FY16 IMEC JBVAMC JBVAMC IPAIDOT R27-134 FY16 IMEC JBVAMC JBVAMC IPAIDOT R27-136 FY16 IMEC Contract FY15 JBVAMC JBVAMC IPAIDOT R27-137 FY16 IMEC SBIR Project JBVAMC IPA JBVAMC IPAIDOT R27-139 FY16 IMLS LG-06-12-0706-12 JBVAMC IPA JBVAMC IPAIDOT R27-145 FY16 IN-4685562-UI (PO 1225243) JBVAMC IPA JBVAMC IPAIDOT R27-146 FY16 Indiana Univ IN4681430UI JBVAMC IPA JBVAMC IPAIDOT R27-148 FY16 Institute for Clinical Research JBVAMC IPA JBVAMC IPAIDOT R27-149-1 FY16 Insulin Resistant Intervention Afte JBVAMC IPA JBVAMC IPAIDOT R27-149-2 FY16 INT F12AP00173 JBVAMC IPA JBVAMC IPAIDOT R27-150 FY16 INT F12PX03644 JBVAMC IPA JBVAMC IPAIDOT R27-152 FY16 INT F13AP00229 JBVAMC IPA JBVAMC IPAIDOT R27-153 FY16 INT F14AC00538 JBVAMC IPA JBVAMC IPAIDOT R27-154 FY16 INT F14AP00464 JBVAMC IPA JBVAMC IPAIDOT R27-155 FY16 INT F14AP00485 JBVAMC IPA JBVAMC IPA (E2080/487433)IDOT R27-156 FY16 INT F14AP00713 JBVAMC IPA JBVAMC IPA 2016-00693IDOT R27-157 FY16 INT F15AC00920 JBVAMC IPA JBVAMC IPA 2016-00951IDOT R27-160 FY16 INT F15AP00687 JBVAMC IPA JBVAMC IPA 2016-01167IDOT R27-161 FY16 INT F15AP00758 JBVAMC IPA JBVAMC-IPAIDOT R27-162 FY16 INT F15AP00785 JBVAMC IPA JBVAMS IPAIDOT R27-163 FY16 INT F15AP00890 JBVAMC IPA JBVAMS IPA




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JBVAMS IPA NASA HST-GO-12521.005-A NASA NNX15AL37G Navy N00014-09-1-0240JBVAMS IPA NASA HST-GO-12875.004-A NASA NNX15AQ57A Navy N00014-09-1-0693JBVMC IPA NASA HST-GO-12875.01-A NASA NNX15AU44G Navy N00014-10-1-0525JCHR Protocol V 8 12 13 NASA HST-GO-12892.008A NASA NNX15AU92A Navy N00014-11-1-0418JCHR U10EY014231 NASA HST-GO-12935.01-A NASA NNX15AU94A Navy N00014-11-1-0446JCHR U10EY014231 NASA HST-GO-12941 06-A NASA NNX15AV49A Navy N00014-11-1-0756Jesse Brown Med Ctr NASA HST-GO-12999.007-A NASA NNX15AW37A Navy N00014-12-1-0014Jesse Brown VA Med Ctr NASA HST-GO-13282.01-A NASA NNX15AW46G NAVY N00014-12-1-0486Jesse Brown VA Med Ctr NASA HST-GO-13286.01-A NASA NNX16AB70G NAVY N00014-12-1-0552Jesse Brown VA Med Ctr NASA HST-GO-13646.001-A NASA NNX16AD12G Navy N00014-12-1-0828 / 16-1-2272Jesse Brown VA Med Ctr NASA HST-GO-13647.001-A NASA NNX16AD80G Navy N00014-12-1-0935Jesse Brown VA Med Ctr NASA HST-GO-14125.012-A NASA NNX16AF77G Navy N00014-12-1-0998Jesse Brown VA Med Ctr NASA JPL 1413479 NASA NNX16AG93G Navy N00014-13-1-0038Jesse Brown VA Medical Center NASA JPL 1474871 NASA NNX16AI56G Navy N00014-13-1-0170Jesse Brown VA69D-14-C-0156 NASA JPL 1508366 NASA RHRC 14-DFRC-STTR-07 Navy N00014-13-1-0300JHU 2002405094 U01 DC013778-01 NASA JPL 1515824 NASA SAO GO5-16116A NAVY N00014-13-1-0350John Hopkins Univ 2000779148 NASA JPL 1519327 NASA Shared SC NNX12AO38G Navy N00014-13-1-0545Johns Hopkins 1U01NS080824-01A1 NASA JPL 1522143 NASA Shared SC NNX13AQ77G Navy N00014-13-1-0591Johns Hopkins U 200764959 NASA JPL 1535527 NASA Shared SC NNX14AG85G Navy N00014-13-1-0627 / 16-1-2238Kyma Technologies Inc-No 0418 NASA JPL 1537690 NASA Sub AMA T00494-FY16 Navy N00014-13-1-0707LLNL Sub No. B616015 NASA JPL 1547443 NASA Sub ATSP 2014-04082 Navy N00014-13-1-0866Loyola 1U01DK106898 NASA NNA13AA91A NASA Sub Columbia1(GG008980-02) Navy N00014-14-1-0117Loyola LU 206610 NASA NNG16PJ34C NASA SUB CUA NNX16CL76P Navy N00014-14-1-0123Luna Innovations Inc NASA NNX 16AE18A NASA Sub JPL 1490213 Navy N00014-14-1-0212Lurie Children Hosp Sub 901499 NASA NNX10AK65H NASA Sub JPL 1545783 Navy N00014-14-1-0265MA General Hospital Sub 224990 NASA NNX10AK65H NASA SUB KY 3200000407-16-175 NAVY N00014-14-1-0381MARCO 2013-MA-2385 NASA NNX10AR82G NASA Sub Northwestern SP0032248-PRO Navy N00014-14-1-0717/16-1-2151Marquette Unv 70765 001 NASA NNX11AG29G NASA SUB OAI OAI-NASAI-1600017 NAVY N00014-14-1-0806Massachusets General Hospital A5332 NASA NNX11AI74A NASA Sub PSU 4620-UI-NASA-C99G Navy N00014-15-1-2397Math Policy Res 40112 503050 NASA NNX12AB04A NASA Sub RHRC 10-DFRC-STTR-04 Navy N00014-15-1-2469MDA Sub UA 2015-049 NASA NNX12AD02G NASA Sub RHRC 15-LEARN-08 NAVY N00014-15-1-2862MDA Sub UA SUB2013-178 TASK 2 NASA NNX12AJ65A NASA Sub SAO G03-14103A NAVY N00014-16-1-2057MDAC Project Code 1757 NASA NNX12AM53A NASA Sub SAO G04-15043A NAVY N00014-16-1-2245Medical College of WI NASA NNX13AE62G NASA Sub SAO TM5-16008X NAVY N00014-16-1-2625Metis Design Corp N68335-13-C-0417 NASA NNX13AF86G NASA Sub U of Miami S150017 Navy N00014-4-1-0525 / 14-16-1-2125MHHS Grant 90DP0026 NASA NNX13AH44G NASA Sub UCB 00007856 NAVY N0014-15-1-2383MI Pub Hlth K30209116504200 NASA NNX13AL96G NASA Sub UCLA 1295G TA109 Navy N00173-14-2-C002Miami 663444 MS45037 AI089556 NASA NNX13AN62A NASA Sub UCR S-000557 Navy N00173-14-C-2025Michigan Public Health Institute NASA NNX13AP35A NASA Sub UMDBC 14570 NAVY N00173-15-1-G004Michigan Sate Univ RC104648UIC NASA NNX14AD37G NASA Sub UT-A 2612013262 NAVY N00173-15-2-C001Michigan State Univ RC104162UI NASA NNX14AD94G NASA USRA SOF 03-0043 Navy N00244-09-1-0065Michigan State UnivRC102100UIC NASA NNX14AJ27G NASA USRA SOF 03-0044 Navy N66001-08-1-2038Microbiotix 1 R41 AI118122 NASA NNX14AK23G Nat Bereau Ec Research 33-4151UIC Navy N66001-11-2-4206Microbiotix 2 R44 AI 072861-03A1 NASA NNX14AK32G Nat EndOf Humanities RQ5085614 Navy N66001-13-1-4031Microbiotix Inc RR41AI120437 NASA NNX14AL79A National Fish and Wildlife FDN Navy Sub CM 1141207-236246Microbiotix Inc.UIC005 R01 AI089590 NASA NNX14AN44G National Inst Hlth 1R01MD010433 01 Navy Sub CM 1141221-258429Microbiotix Inc-2013-05073 NASA NNX14AN59G National Science Foundation 1459211 Navy Sub CUA 2015-07614Montana State Univ G172-15-W5173 NASA NNX14AO80G National Science Foundation 1524750 Navy Sub CUBRC 0786252MOU CINCCH 2016-06209 NASA NNX15AD90G National Writing Project NAVY Sub HYP-N00014-11-C-0118MPHI K 30206 116 504200 NASA NNX15AE41A Natl Childhood Cancer Fdtn 021050 Navy Sub IAI 2067-1MRI Infections in Cirrhosis NASA NNX15AF93G Natl Eye Inst SNP 1R01EY02364401A1 Navy Sub KalScott 2016-00008MSSM 0254 7378 4605 NASA NNX15AG14G Natl Forum U396C101182 Navy Sub KS S12174MSU RC104284UI NASA NNX15AI05H Natl Heart Lung and Blood Inst NIH Navy Sub LeHigh 542549-78003MSU RC105335C NASA NNX15AI05H Natl Science Fnd DMS 1246844 Navy Sub MIT 7000267755NASA HST-AR-14291.001-A NASA NNX15AJ34G Natl Science Fnd IIS-1302517 Navy Sub Pitt 0041302 410042-2




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Navy Sub Rice R16981 NIBIB Snp 1R25EB021733-01 NIH 1 R01 AI117210 A NIH 1 R01 GM106106ANavy Sub Stanford 60744746-114407 NIDA R21 DA039068-01A1 NIH 1 R01 AI118880 A NIH 1 R01 GM107140ANAVY Sub UCLA 1015GTA245 NIDA SNAP 5R01DA023935-05 NIH 1 R01 AI123381 A NIH 1 R01 GM107533 ANavy Sub USC Y84279/10036699 NIDCR 5F30DE024352 03 NIH 1 R01 AR058361 A NIH 1 R01 GM108578ANAVY Sub UTA UTA16-000558 NIDCR Snp 5R01DE021405-05 NIH 1 R01 CA025836 H NIH 1 R01 GM108584 ANAVY Sub WUSTL WU-16-177 NIDCR 1UH2DE025483-01Revised NIH 1 R01 CA025836 H NIH 1 R01 GM110428 ANavy Sub WUSTL WU-16-5 NIDCR 4F30DE023458-04 NIH 1 R01 CA120439 NIH 1 R01 GM111566 ANBD Nanotechnologies NIDCR 5 F30DE023458-03 NIH 1 R01 CA138882 A NIH 1 R01 GM111816 ANBER 1R01HD75118-01 NIDCR 5 R01 DE019155-05 R NIH 1 R01 CA138882 A NIH 1 R01 GM112492 ANCARE TA-MOU-11-M31-027 NIDCR 5 R01 DE0196633 04 R NIH 1 R01 CA155333 A NIH 1 R01 GM112659 ANCCF 98543 1194 020816 NIDCR 5 R01 DE021040-05 NIH 1 R01 CA158191 A NIH 1 R01 GM112845 ANCCIH 1R01AT009169-01 NIDCR 5 R01 DE021040-05 NIH 1 R01 CA166309 A NIH 1 R01 GM114341 ANCCIH 1U41 AT008706-01 NIDCR SNAP 1R21DE025926-01 NIH 1 R01 CA178844 A NIH 1 R01 GM117467 ANCDOT USDOT RP2015-23 NIDDKD 5 K23 DK091313-04 NIH 1 R01 CA179511 A NIH 1 R01 HD069381 ANCFCIH 1F31AT009039-01 NIDILRR 90IF0072-02-01 NIH 1 R01 CA197488 A NIH 1 R01 HD069899 ANCI 5P01 CA098262-10 Revised NIDILRR 90RT5038-01-00 NIH 1 R01 CA197516A NIH 1 R01 HG007352 ANCI 5P01 CA098262-10 Revised NIEH S5R01ES024423-02 NIH 1 R01 CA197516A NIH 1 R01 HG007406 ANCI HHSN261201100029C NIEHS SNAP R01 ES025179-02 NIH 1 R01 DA027487 A NIH 1 R01 HL103999 ANCI 1F31CA192822-02 NIGMS R01 GM112746-01A1 NIH 1 R01 DA029815 A NIH 1 R01 HL109192 ANCI 1P20CA202908-01 NIGMS SNAP 2R01GM092850-05A1 NIH 1 R01 DA039923 A NIH 1 R01 HL126845ANCI 3 P50 CA106743-10Supplement NIH NIH 1 R01 DC013073 A NIH 1 R01 MH 101145 ANCI 5R01 CA178061-02 NIH NIH 1 R01 DK085158 A NIH 1 R01 MH093661 ANCI HHSN261201500026I NIH NIH 1 R01 DK095685 A NIH 1 R01 NS083402 ANCI HHSN261201600026I TO 26100001 NIH RCA141057B NIH 1 R01 DK095842 A NIH 1 R01DK076647 BNCI SNP 1R01CA200669-01 NIH 1 DP1 GM105380 A NIH 1 R01 DK098398 A NIH 1 R03 AI111259 ANCI SNP 1R21CA201717-01 NIH 1 DP2 GM105453 A NIH 1 R01 DK099528 A NIH 1 R03 AR062811 ANCIRE YAF1637 04 NIH 1 DP2 OD007246 A NIH 1 R01 EB011640 A NIH 1 R03 DC012125 ANCRR TL1RR029877 8TL1TR000049-05S1 NIH 1 DP2 OD008463 A NIH 1 R01 EB013695 A NIH 1 R03 DC012888 ANCRR 5 UL1 RR029879 TR000050-05S2 NIH 1 F30 AI122925A NIH 1 R01 EB013723 A NIH 1 R03 DC013380 ANCRR 5KL2RR029878 8KL2TR000048-05 NIH 1 F30 CA168323 A NIH 1 R01 EB018107 A NIH 1 R03 ES023972 ANEH HK-50176-14 NIH 1 F30 CA174323 A NIH 1 R01 ES019178 A NIH 1 R03 HD080011 ANEH RZ-51329-11 NIH 1 F30 CA180723 A NIH 1 R01 EY022605-01 A1 NIH 1 R03 HD083596ANEH RZ-51769-14 NIH 1 F30 CA192648A NIH 1 R01 EY023979A NIH 1 R03 MH105655 ANEH Sub UTA 14-000175 NIH 1 F30 DA037654 A NIH 1 R01 GM065966 C NIH 1 R03 TW010081 ANEI 1 F30 EY025981-01A1 NIH 1 F30 DK091992 A NIH 1 R01 GM085235 A NIH 1 R13 CA162844 ANEI SNAP 1 R21 EY023058-02 Revised NIH 1 F30 DK105760A NIH 1 R01 GM086727 A NIH 1 R21 AG042332 ANEIU NIH 1 F30 DK108567 A NIH 1 R01 GM086749 A NIH 1 R21 AI111455 ANew England Rsch N01 HC 45207 NIH 1 F30 HD084201A NIH 1 R01 GM087448 A NIH 1 R21 AI117080 ANextWatt LLC NIH 1 F30 HL107089 A NIH 1 R01 GM088252 A NIH 1 R21 AI117497ANHLB 2 P01 HL077806-12 NIH 1 F30 OD023012 A NIH 1 R01 GM089771 A NIH 1 R21 AI118434 ANHLBI NIH 1 F31 DC013501 A NIH 1 R01 GM090153 A NIH 1 R21 AI119960ANHLBI 1F30HL121982-02 NIH 1 F31 FDA036330 A NIH 1 R01 GM092706 A NIH 1 R21 AI122019 ANHLBI 1F30HL128034-02 NIH 1 F31 GM115147 A NIH 1 R01 GM092830 A NIH 1 R21 AI122202 ANHLBI 1R01 HL123797-01A1 NIH 1 F32 GM108275 A NIH 1 R01 GM093318 A NIH 1 R21 AR063331 ANHLBI 5P01HL060678-15 NIH 1 F32 GM112284 A NIH 1 R01 GM095600 A NIH 1 R21 AR065578 ANHLBI 5UM1HL112856-03 NIH 1 F32 GM117765 A NIH 1 R01 GM097142 A NIH 1 R21 CA 195149 ANHLBI HHSN268201400007C NIH 1 K22 AI104805 A NIH 1 R01 GM097443 A NIH 1 R21 CA170857 ANHLBI SNP 5R01HL130760-02 NIH 1 K22 AI120746 A NIH 1 R01 GM098243 A NIH 1 R21 CA173527 ANIA 1R21AG049283-02 NIH 1 K23 AA017702 A NIH 1 R01 GM098319 A NIH 1 R21 CA187592 ANIA 5R21AG044682-02 NIH 1 K23 DC014517 A NIH 1 R01 GM098453 A NIH 1 R21 CA187651-01NIAAA - 2U01AA019971-06 NIH 1 K25 AG033725 A NIH 1 R01 GM098736 A NIH 1 R21 CA190120 ANIAAA 5 R01 AA022961-03 NIH 1 K99 ES024795A NIH 1 R01 GM099669 A NIH 1 R21 CA191186 ANIAID 1F30AI110080-02 NIH 1 P01 ES022848 A NIH 1 R01 GM101012 A NIH 1 R21 DA027140 ANIAID 5U01AI099953-02 NIH 1 P50 AT006268 A NIH 1 R01 GM101048 A NIH 1 R21 DC014765 ANIAID 7 R01AI108371-04 NIH 1 R01 AG036682 A NIH 1 R01 GM101132 A NIH 1 R21 DK093865 A




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NIH 1 R21 EB009695 A NIH 1R01CA184681-01A1 NIH 2 R01 GM090220 B NIH 5R25CA057699-22NIH 1 R21 EB013379 A NIH 1R01CA188017-01A1 NIH 2 R01 GM093318 B NIH 5R25OD010914-03NIH 1 R21 EB018001 A NIH 1R01CA188017-01A1 NIH 2 R01 HD043403 D NIH 5R2AT008452-02NIH 1 R21 EB018481A NIH 1R01CA194681 01 NIH 2 R01 HD054448 B NIH 5U01AA021887-05NIH 1 R21 EB020766A NIH 1R01EY024966-01A1 NIH 2 R01 HL016101 J NIH 7 K01 OD010968 BNIH 1 R21 EB021013 A NIH 1R01HL128468 01A1 NIH 2 R01 HL047014 F NIH 7 R01 CA163336 BNIH 1 R21 ES024198 A Nih 1R03HD077128-01A1 SNAP NIH 2 R01 HL047014 G NIH 7 R01 GM093217 BNIH 1 R21 GM107905 NIH 1R21 AI105664 A NIH 2 R01 MH062500 C NIH 7 R01 MH094241 BNIH 1 R21 HD071316 A NIH 1R21NR016420-01 NIH 2 R01 NS031609 E NIH 7 R03 HD082763 BNIH 1 R21 HD078983 A NIH 1U24AA024605-01 NIH 2 R01 NS042169 D NIH 7 R37 GM056207 FNIH 1 R21 HD085530 A NIH 2 P01 GM071790 B NIH 2 T32 ES007326 C NIH 9 P41 GM104601 FNIH 1 R21 HL113410 A NIH 2 P01 GM077596 B NIH 2 T32 GM070421 B NIH 9 R01 GM1183306 BNIH 1 R21 HL121757 A NIH 2 P30 DA018310 B NIH 2 T32 GM070421 C NIH 9R21HD080157-01A1NIH 1 R21 HL129115 A NIH 2 P30 DA018310 C NIH 2 T35 OD011145 B NIH DM 2015-05192 ANTICNIH 1 R21 HS022948 A NIH 2 R01 A1015650 NIH 2 T35 OD011145 C NIH F30 AI109825 ANIH 1 R21 MH099625 A NIH 2 R01 AG016710 C NIH 2R01 GM080436 NIH Fogarty Intl 1R24TW009549-01NIH 1 R21 MH101655 A NIH 2 R01 AG020118 C NIH 2T32 ES007326 D NIH HHSN268201300003INIH 1 R21 MH107200A NIH 2 R01 AG021178 C NIH 3 R01 CA120439Z ARRA NIH HHSN271201400618PNIH 1 R21 MH107962 A NIH 2 R01 AG026308 B NIH 3T32GM079086 09S1 NIH JG 2015-06902 ANTICNIH 1 R21 NS085665 A NIH 2 R01 AI042015 D NIH 3U01CA154254-05S1 NIH R01 AI097639 ANIH 1 R21 NS087413 A NIH 2 R01 AR048914 C NIH 4 P01 GM077596 C NIH R01 AI097639 ANIH 1 R21AI106024 A NIH 2 R01 DK015556 K NIH 4 R00 CA153914 B NIH R01 DK084016 ANIH 1 R21MH100704 A NIH 2 R01 DK053884 D NIH 4 R00 CA172357 B NIH R01 DK084016 ANIH 1 R25 ES025059 A NIH 2 R01 DK062777 D NIH 4 R01 AG025667 B NIH RG 2015-07554 ANTICNIH 1 R25 HG007158 A NIH 2 R01 DK062777 E NIH 4 R01 AG026308 C NIH RH 2016-02803 ANTICNIH 1 R25 OD020203 A NIH 2 R01 DK071909 B NIH 4 R01 AI015650 J NIH SNAP 1 R21 AG051233-01NIH 1 R25GM103771 A NIH 2 R01 DK071909 C NIH 4 R01 CA025836I NIH SNAP 1K23HL125984-01A1NIH 1 R33 CA137719 A NIH 2 R01 EB009745 B NIH 4 R01 CA166309 B NIH SNAP 1R21AG048176-01A1NIH 1 R33 CA177446 A NIH 2 R01 EB009745 B NIH 4 R01 DK076647 C NIH Snap 1R21EY025062-01NIH 1 R33 CA177462 A NIH 2 R01 GM028717 H NIH 4 R01 DK098398 B NIH SNAP 4R00NR014369-04NIH 1 R35 GM118145 A NIH 2 R01 GM033775 G NIH 4 R01 EY022605 B NIH Snap 5 R01 GM068849 12NIH 1 R35 GM118185 A NIH 2 R01 GM054365 H NIH 4 R01 GM065966 D NIH SNAP 5R01MH098093-04NIH 1 R56 AI114501 A NIH 2 R01 GM058460 D NIH 4 R01 GM080436 C NIH SNAP 5R21AG050854-01NIH 1 R56 AI114501 A NIH 2 R01 GM058822 D NIH 4 R01 GM093318 C NIH SNP 1 R01 EY026004-01NIH 1 R56 AI117210 A NIH 2 R01 GM058822 E NIH 4 R01 GM101132 B NIH SNP 1R01CA19349701RNIH 1 R56 ES025147A NIH 2 R01 GM061153 C NIH 4 R01 GM106106 B NIH SNP 1R01DK105118-01A1NIH 1 R56 MH097973 A NIH 2 R01 GM061153 D NIH 4 R01 HD043403 E NIH SNP 1R21CA183627-01NIH 1 R56 NS090903 A NIH 2 R01 GM062211 C NIH 4 R01 HD069381 B NIH Snp 3 R01 CA166588-04S1NIH 1 T32 AI078876 A NIH 2 R01 GM062211 D NIH 4 R01 NS042169 E NIH Snp 4 R01 CA166588-05NIH 1 U01 CA198943A NIH 2 R01 GM063789 C NIH 4 R25 CA057699-24 NIH Snp 4 R01 HL083298 10NIH 1 U01 ES020835 A NIH 2 R01 GM065307 D NIH 4 R33 AI101504 B NIH Snp 5 R01 DK081858-07NIH 1 U01 MD010629 A NIH 2 R01 GM065367 C NIH 4 R37 EB002641 D NIH Snp 5 R01 HL083298 09NIH 1 U01 MH109062 A NIH 2 R01 GM065966 B NIH 4 R37 GM049640 E NIH SNP 5R01 HD060461 05NIH 1 U13GM105351 A NIH 2 R01 GM067887 C NIH 4 R37 GM056207 G NIH SUB AEHN DC000191NIH 1 U54 DK107965A NIH 2 R01 GM067887 D NIH 5 F31 MH108258-02 NIH SUB AL501133NIH 1 U54 GM093342 A NIH 2 R01 GM068385 Z ARRA NIH 5 R01 EB012142-04 NIH SUB BU 4500001674NIH 1 U54 GM114838 A NIH 2 R01 GM072744 C NIH 5 R01CA155301 05 NIH SUB BU 4500001880NIH 1F31AT007117-03 NIH 2 R01 GM072744 D NIH 5 R03AI115171 03 SNP NIH SUB CHC UCHC6-70223917NIH 1F31DA038388-01 NIH 2 R01 GM073115 B NIH 5 T32 AT007533-03 NIH SUB CSU G-44525-2NIH 1F31HL123319-02 NIH 2 R01 GM073770 B NIH 5 T32 AT007533-04 NIH SUB CW RES509573NIH 1G13LM011465-01A1 NIH 2 R01 GM076153 B NIH 5 U54DK093444-03 NIH SUB CW RES510505NIH 1K23GM112014-01A1 NIH 2 R01 GM079038 B NIH 5F31DA035582-02 NIH SUB DP 2014-04903NIH 1R01 GM085235 B NIH 2 R01 GM082937 B NIH 5F31MH100823-02 Rvsd NIH SUB DT 2008-02789NIH 1R01 GM110432 A NIH 2 R01 GM083812 B NIH 5F32AI110047-03 NIH SUB DU 501084SG113NIH 1R01 HL129887-01R NIH 2 R01 GM089771 B NIH 5R01 HL107345-04 Revised NIH SUB FHCC0000800536




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NIH SUB FP031042-03 A NIH SUB UM 663446 Northwestern Univ 60040977 UIC NSF ACI 15-24703NIH SUB GS 2013-00677 NIH SUB UM 665368 Northwestern Univ. 60029742 UIC NSF ACI 15-30344 WKSPNIH SUB GW 15-SC04R NIH SUB UOW 746426 A Northwestern Unv 60038201UIC NSF ACI 15-35070NIH SUB IA W000806446 NIH SUB UP 0043097 Notre Dame Subaward No. 201659-UIC NSF ACI 15-35177NIH SUB IMMUVEN 2012-02705 NIH SUB UP 0043097 126446-2 Novalex Inc Dr Hyun Lee NSF ACI 15-35651NIH SUB IW 2014-02920 NIH SUB UR 416827-G NRC NRC-HQ-12-C-04-0117 NSF ACI 15-41450 COOPNIH SUB JH 2002858053 NIH SUB UT 00002055 NRC NRC-HQ-60-14-G-0007 NSF ACI 15-47249NIH SUB KU QC862601 NIH SUB UT 10029386 NRC Sub NW SP0029021-PROJ008723 NSF ACI 15-47268NIH SUB MA 2014-00504 NIH SUB UT UTA15-000938 NREL No. XEU-2-22078-01 NSF ACI 15-51492 WKSPNIH SUB Mayo 190118 NIH SUB UW 763457 NRG Oncology Foundation Inc. NSF ACI 15-60770 EAGERNIH SUB MC 63246134 NIH SUB UW UWSC7928 NSA H98230-12-C-0292 Nsf ACI-1440534NIH SUB MC UNI-180748-03 NIH SUB VT SUB51517 NSA H98230-14-C-0141 NSF AGS 10-16095NIH SUB MC UNI-208735 NIH SUB VUMC 43984 NSA H98230-15-1-0002 NSF AGS 11-10334NIH SUB MGH 226421 NIH SUB WHOI A101193 NSA H98230-15-1-0273 NSF AGS 11-15725NIH SUB MI 3002879547 NIH SUB WI CFO00235 NSF ECCS-1443967 NSF AGS 11-18429NIH SUB MO C00046785-1 NIH SUB WU 12-44 NSF IOS 1455758 NSF AGS 11-36208NIH SUB MSU RC103842U1 NIH SUB WU WU-14-201 NSF 11-51076 CAR NSF AGS 11-43523NIH SUB NBER 33-4151-UIUC NIH SUB WU-14-167 NSF 1241685 NSF AGS 12-13311NIH SUB NC 5101904 NIH SUB WU-15-57 NSF 1410213-001 - IPA NSF AGS 12-36814NIH SUB ND 202359UIUC NIH SUB WU-15-67 NSF 1465011 NSF AGS 12-42895NIH SUB NU PROJ0004982 NIH SUB WU-16-141 NSF 1509141 NSF AGS 12-43071NIH SUB NV 16-923X-01 NIH SUB WU-16-200 NSF 1512647 NSF AGS 12-47404NIH SUB NW 60034952UIUC NIH SUB WU-16-29 NSF 1512930 NSF AGS 12-54428 CARNIH SUB NW 60038651 UOFI NIH SUB WUSM WU-13-32 NSF 1513899 NSF AGS 12-59004NIH SUB NW SP0030422PROJ0008176 NIH51UH2HL132368 02 NSF 1517583 NSF AGS 12-59257NIH SUB NWU 60040600 UOFI NIH-NIDCR 4R25DE022675-05 NSF 1519190 NSF AGS 13-59098NIH SUB OK 2015-03 NIJ 2008-DN-BX-0005 NSF 1535406 NSF AGS 14-30292NIH SUB OK JM 2016-05749 ANTIC NIJ 2015-VF-GX-K031 NSF 1541277 NSF AGS 14-52291NIH SUB RAND 9920120085 NIJ/DOJ 2013-ZA-BX-0008 NSF 1549920 NSF AGS 14-54089 CARNIH SUB RU 13101605 NIJ/DOJ 2015-ZA-BX-0003 NSF 1551413 NSF AGS 14-54839 CARNIH SUB SC 66878018 NIMH 5U19MH085193-05 NSF 1552375 NSF AGS 14-57128NIH SUB TTA KY 2016-01111 NIMH SNAP 1K23MH105553-01A1 NSF 1557348 NSF AGS 15-02398NIH SUB TTA SU 2016-01789 NIMHHD 5P60MD003424 04 NSF 1606414 NSF AGS 15-42312NIH SUB TTA SU 2016-03268 NINR 5 R01NR013937 03 SNP NSF 1620282 NSF AGS 16-02580NIH SUB TTA UK 2015-06527 NINR 5R00NR013187-05 SNP NSF 1620794 Nsf AGS-1502776NIH SUB TTA WY 2016-06054 NINR Snap 5R00NR012219-05 Nsf 1620901 NSF ANT 11-42158NIH SUB UC 009844-002 NINR SNP 1R01NR015409-01A1 Nsf 1620902 NSF ARC 10-23477NIH SUB UC 1550935 NINR SNP1 5R01NR012012-05S1 NSF 1636659 NSF AST 08-38226 COOPNIH SUB UC 43359-5-31488 NIOSH 1 U60 OH010905-02 NSF ACI 12-38993 COOP NSF AST 10-07713NIH SUB UC 43359-5-31488-8603 NIOSH 2 T42 OH008672-09 NSF ACI 12-61582 COOP NSF AST 11-38766NIH SUB UC FP043359-O NIOSH 2 T42 OH008672-09 NSF ACI 12-65451 NSF AST 11-39950 COOPNIH SUB UC FP043359-P NIOSH 5 T42 OH008672-06 NSF ACI 13-39715 NSF AST 13-12913NIH SUB UC FP043359-Q NIOSH 5 T42 OH008672-08S1 NSF ACI 13-41025 EQ NSF AST 13-13415NIH SUB UC FP049864 NIOSH 5 T42 OH008672-08S1 NSF ACI 14-29699 EQ NSF AST 13-33612NIH SUB UC FP055843 NIOSH 5 T42 OH008672-10 NSF ACI 14-34218 WKSP NSF AST 14-13367NIH SUB UCLA 2301 G PC637 NIOSH 5 T42 OH008672-10 NSF ACI 14-40026 NSF AST 15-18052NIH SUB UCSD 63832772 NIST 60NANB12D261 NSF ACI 14-40733 NSF AST 15-36171NIH SUB UI W000382778 NIU G1A62575-B R21MD009585 NSF ACI 14-43013 NSF AST 15-47364NIH SUB UIC FP051015 NNLMHHSN276201100005C NSF ACI 14-43080 NSF ATM 08-33828NIH SUB UK 3048111571-15-079 NOAA NA15NMF4270315 NSF ACI 14-44747 FLLW NSF ATM 08-36489NIH SUB UK QC862600 Northwestern R18HS023459 S-60038098 NSF ACI 14-45176 NSF ATM 08-52775NIH SUB UKMC QD852890 Northwestern U 60038394 UIC TNYIA NSF ACI 15-16327 NSF ATM 08-54954NIH SUB UKY 3200000306-16-180 Northwestern Univ 1R01AG046352-01A1 NSF ACI 15-16586 NSF ATM 09-34491NIH SUB ULRF 10-625-01 Northwestern Univ 60024563UIC NSF ACI 15-16624 NSF BCS 07-43915NIH SUB UM 3002193569 Northwestern Univ 60036640 NSF ACI 15-23208 WKSP NSF BCS 07-46586 CAR




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NSF CNS 15-45069 NSF DEB 14-42314 NSF DMR 14-10209 NSF DMS 12-44041 TRVLNSF CNS 15-47552 TRVL NSF DEB 14-57731 NSF DMR 14-10596 NSF DMS 12-54791NSF CNS 15-49176 WKSP NSF DEB 15-01483 DISS NSF DMR 14-11032 NSF DMS 1265289NSF CNS 15-55461 TRVL Nsf DEB-1120279 NSF DMR 14-11067 NSF DMS 12-66016NSF CNS 15-57244 Nsf DEB-1354975 NSF DMR 14-11106 GOALI NSF DMS 12-66189NSF CNS 15-64274 NSF DGE 09-03622 IGERT NSF DMR 14-55264 CAR NSF DMS 1300138NSF CNS 16-00669 NSF DGE 09-65918 IGERT NSF DMR 14-55296 CAR NSF DMS 13-00402NSF CNS-0910988 Amend 06 NSF DGE 10-69157 IGERT NSF DMR 14-61952 NSF DMS 13-01636Nsf CNS-1035914 NSF DGE 13-48742 NSF DMR 14-64090 NSF DMS 13-08227Nsf CNS-1115234 NSF DGE 13-48820 NSF DMR 1506886 NSF DMS 13-08472Nsf CNS-1149661 Nsf DGE-0549489 NSF DMR 15-07169 NSF DMS 13-12071Nsf CNS-1149989 NSF DGE-0907994 NSF DMR 15-07170 NSF DMS 13-12907Nsf CNS-1239118 Nsf DGE-1069311 NSF DMR 15-07739 NSF DMS 13-18161Nsf CNS-1314919 NSF DMR 06-44022 CAR NSF DMR 15-07985 NSF DMS 13-45032Nsf CNS-1409868 NSF DMR 07-04354 NSF DMR 15-08140 NSF DMS 1348092NSF CNS-1453555 NSF DMR 07-48834 CAR NSF DMR 1508220 NSF DMS 13-51853 CARNsf CNS-1456638 NSF DMR 08-04113 NSF DMR 1531283 NSF DMS 13-52597 CARNSF CTS 01-20978 STC NSF DMR 08-47253 ARRA NSF DMR 15-54435 CAR NSF DMS 13-61001NSF DBI 09-22512 NSF DMR 08-56321 NSF DMR 15-55153 CAR NSF DMS 13-62769 CONFNSF DBI 09-54155 CAR NSF DMR 09-06444 NSF DMR 1564950 NSF DMS 13-63227NSF DBI 10-41233 NSF DMR 09-06521 NSF DMR 16-10143 NSF DMS 14-04981NSF DBI 1062350 NSF DMR 09-06904 NSF DMR 16-11268 NSF DMS 14-04988NSF DBI 10-62547 NSF DMR 09-06921 NSF DMR 16-21145 NSF DMS 14-05146NSF DBI 10-63188 NSF DMR 09-55959 CAR NSF DMR 16-41854 EAGER NSF DMS 14-05671NSF DBI 12-03106 NSF DMR 10-05209 NSF DMR-1206175 NSF DMS 14-06121NSF DBI 12-62561 NSF DMR 10-05715 NSF DMR-1309765 NSF DMS 14-06455NSF DBI 12-62575 NSF DMR 10-05813 NSF DMR1404884 NSF DMS 1406468NSF DBI 13-56515 NSF DMR 10-05929 Nsf DMR-1408427 NSF DMS 14-07037NSF DBI 13-56751 NSF DMR 10-06077 NSF DMR-1409161 NSF DMS 1407518 Amend 1NSF DBI 14-42504 CAR NSF DMR 10-06581 NSF DMS 07-45185 NSF DMS 14-15308NSF DBI 14-50962 EAGER NSF DMR 10-44901 EAGER Nsf DMS 0901373 NSF DMS 14-18961NSF DBI 14-57890 NSF DMR 10-64319 NSF DMS 09-01782 NSF DMS 14-49269NSF DBI 14-58285 NSF DMR 11-04909 NSF DMS 0952535 Nsf DMS 1500031NSF DBI 14-58652 NSF DMR 11-05300 Nsf DMS 0953794 NSF DMS 15-00121NSF DBI 14-61364 NSF DMR 11-05998 Nsf DMS 1001336 NSF DMS 15-00691NSF DBI 15-02735 NSF DMR 11-06165 NSF DMS 10-66177 NSF DMS 15-01036NSF DBI 15-29366 NSF DMR 11-07472 NSF DMS 10-69153 NSF DMS 15-01039 TRVLNsf DBI-1062328 NSF DMR 12-06242 NSF DMS 10-69224 NSF DMS 15-01041NSF DBI-1253060 NSF DMR 12-06355 NSF DMS 11-04533 NSF DMS 15-01073 WKSPNSF DEB 08-16885 NSF DMR 12-06766 NSF DMS 11-04746 NSF DMS 1501085NSF DEB 09-53716 CAR NSF DMR 12-07102 NSF DMS 11-07452 NSF DMS 15-01103NSF DEB 11-20205 NSF DMR 12-10398 NSF DMS 11-59468 NSF DMS 15-01970NSF DEB 11-20804 NSF DMR 12-54406 CAR NSF DMS 1161580 NSF DMS 15-01982NSF DEB 11-46017 NSF DMR 13-05583 NSF DMS 12-01089 NSF DMS 15-02125NSF DEB 11-46085 NSF DMR 13-06011 NSF DMS 12-01442 NSF DMS 15-02170NSF DEB 11-46119 NSF DMR 13-06475 NSF DMS 12-01595 NSF DMS 1507067NSF DEB 12-10743 DISS NSF DMR 13-06822 NSF DMS 12-01872 NSF DMS 15-10034NSF DEB 12-39788 NSF DMR 13-07354 GOALI NSF DMS 12-01875 NSF DMS 15-10204NSF DEB 12-41212 NSF DMR 13-09525 NSF DMS 12-01886 NSF DMS 15-18871 CONFNSF DEB 12-57938 NSF DMR 13-12539 NSF DMS 12-06365 Nsf DMS 1522548NSF DEB 13-42604 NSF DMR 13-41793 NSF DMS 12-06472 NSF DMS 15-22670NSF DEB 13-54407 NSF DMR 13-50008 CAR NSF DMS 12-07183 NSF DMS 1552766NSF DEB 13-55171 NSF DMR 13-51895 CAR NSF DMS 12-09152 NSF DMS 1557559NSF DEB 14-06802 DISS NSF DMR 14-08713 NSF DMS 12-11364 NSF DMS 15-65670 CONFNSF DEB 14-07279 DISS NSF DMR 14-09953 NSF DMS 12-22498 NSF DMS 15-66648




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Rutgers Univ Sub 00005256 Rev 2 SBC Notre Dame 202369 Seattle Children's 11131SUB Snap 4 R01 HL111656-04Sahane Biotech SBC NRAO 2015-06997 SERDP W912HQ-14-C-0032 SNAP 4K23DK094829 04SBAHQ-14-G-0032 SBC NRAO 2016-05398 SIBCR AD22- U-I 1 SNAP 4R01 MH099993-04SBC AA Geographers 2015-04302 SBC Ohio State EFRI-1433467 Sivananthan Lab Inc7668-13-SUIC-001 SNAP 4R01HD076018-04SBC AERA 2014-03610 SBC Oregon State S1615B-A Smithsonian Institute 276095 Snap 5 K08 DK088954-04SBC Arizona State 13-093 SBC Oregon State S1809A-A SNAP 1 R01 AI116441-01 Snap 5 K08DE019514-05SBC Arizona State 14-508 SBC Penn State 5037-U1-NSF-4911 SNAP 3 R21 CA182103-02 Snap 5 K24 Dk092290-04SBC Arizona State 15-561 SBC Phi Optics 2014-03912 Snap 5 P50 AT000155-15 SNAP 5 R01 AA021662-02SBC AZ Geological Survey UIL 134023 SBC Princeton Univ 00001973 SNAP 1 K08 HL130587-01 Snap 5 R01 CA177655-03SBC Baxter 2016-03328 TTA SBC Princeton Univ SUB0000085 Snap 1 K08CA 190855-02 Snap 5 R01 CA196930-02SBC Boise State 201002262 SBC Purdue 4101-19916 SNAP 1 K23 HD069570 - 03 Snap 5 R01 DA033429-04SBC Cal Tech 68D-1094803 SBC PURDUE 4101-38050 SNAP 1 R01 AI121286-01 Snap 5 R01 DK092441-04SBC Clemson 1741-206-2010291 SBC Purdue 4101-51677 Snap 1 R01 CA188427-02 SNAP 5 R01 DK101536-03SBC Clemson 1814-206-2010820 SBC QuantLogic IIP-0945850-Sub-UIUC SNAP 1 R01 EY024349-01A1 SNAP 5 R01 GM050875-23SBC CO School of Mines 401008-5801 SBC Rao Research 2016-00223 TTA Snap 1 R01 HD081022 01A1 Snap 5 R01 GM054414-22RSBC Cornell 69949-10165 SBC RENSSELAER A11799 Snap 1 R01 MH106565-01A1 Snap 5 R01 GM061454-13RSBC CRA #BDhub001 SBC Rose-Hulman 27550-A SNAP 1 R01EY024710-01A1 Snap 5 R01 GM098026-05SBC Donald Danforth 2016-03614 TTA SBC Serionix 12-56639 SBIR Snap 1 R01GM117028-01 Snap 5 R01 GM099974-04SBC Donald Danforth 23307-I SBC Serionix 2013-06950 FUA SNAP 1 R03 TW009441-03 Snap 5 R01 HL062702-12SBC Donald Danforth Ctr TTA SBC Soil Diagnostics 2016-04657 TTA Snap 1 R13 AG048700-01 Snap 5 R01 HL095701 05SBC Donald Danforth Ctr TTA SBC South Carolina 15-2847 SNAP 1 R21 AI117687-02 Snap 5 R01 HL103922-04RSBC Drexel U 235743-3668 SBC Structural Fuse 2016-02128 TTA SNAP 1 R21 AI123640-01 Snap 5 R01 HL113057-03SBC Duke 16-NSF-1014 SBC Tufts NS2240 Snap 1 R21 AT008457-02 Snap 5 R01 HL114561-04SBC GA State SP00011816-01 SBC U of Chicago FP047654-B SNAP 1 R21 DC013181-02A SNAP 5 R01 MH086517-05RevisedSBC Geogia Tech RF481-G2 SBC U of Chicago FP048009-B SNAP 1 R56 HL126657-01A1 Snap 5 R01 MH101487-03SBC Georgia Instit RG422-G1 SBC U of MN A003927905 REU Site Snap 1 R56 NS083527-01A1 SNAP 5 R01 NR013151-04SBC GlucoSentient 2013-03978 SBC UC Davis 201224699-01 Snap 1R01 AI125401-01 SNAP 5 R01 NR013151-04SBC ICSI ACI-1348077 SBC UC Irvine 2014-3154 Snap 1R01 HL131444-01 Snap 5 R01HD076018-03SBC Illiac Software 2014-07043 SBC UES S-856-000-001 Snap 1R01AI106590-03 Snap 5 R21 AG048498-02SBC Indiana BL-4812483-UIUC SBC UNC Chapel Hill 5037289 Snap 1R01At008824-01 Snap 5 R21 AI112755-01A2SBC Indiana U #BL-4812511-UIUC SBC Univ AZ 187735 Snap 1R01ES024988-02 Snap 5 R21 AI121279-02SBC InnSight Tech 2016-02986-00 SBC Univ Colorado 1553089 SNAP 1R01HL123957-02 Snap 5 R21 CA184646-02SBC IntelinAir 2015-03404-00 SBC Univ New Mexico 063045-874A SNAP 1R01HL126852-01A1 Snap 5 R21 ES018998-03 RevisedSBC Iowa 1 52274 00 01 SBC Univ North Texas GF1648-1 Snap 1R01HL127342-01A1 Snap 5 R21 HG006367-02SBC IWGSC 2016-02329 TTA SBC Univ of CA Davis 2016-00373 TTA Snap 1R01HL128359-01 Snap 5 R21 HL112293-02 RevisedSBC LSST N51857C SBC Univ of Chicago 2015-06142 Snap 1R03AI114611-01A1 Snap 5 R21 MH099978-02SBC LSSTC N518800-L SBC Univ of CO 1000016153 SNAP 1R21AI105573-02 Snap 5 R34 MH092251-03 revisedSBC MAA 2015-06683 SBC Univ of Delaware 27292 Snap 1R21AI111044-02 SNAP 5 R36 DA038229-02SBC Marquette CHE-1012075 SBC Univ of FL UFDSP00011157 SNAP 1R21AI111762-02 SNAP 5K08DE024531-02SBC Maryland Q2464001 SBC Univ of FLA UF10189 Snap 1R21AI11592-02 Snap 5K08EY024339-03SBC Michigan 3002083950 SBC Univ of GA RR272-815/5054206 SNAP 1R21DA039010-02 Snap 5R01AA017429 05SBC Michigan 3003167855 SBC Univ of Mass 2016-03927 TTA Snap 1R21HD078198-02 Snap 5R01AG040182-06SBC MINN T5306692501 SBC Univ of Memphis 2016-00683 TTA SNAP 1R25DK105924-01 Snap 5R01CA161283-06SBC Minnesota A005162202 SBC Univ of Michigan 3002100943 Snap 1R34MH101364-03 SNAP 5R01EY022651-05SBC MIT #5710002905 SBC Univ of Southern CA 60840032 Snap 2 P01 HL062426-16A1 SNAP 5R01GM086536-06 RvsdSBC MIT 5710003612 SBC Univ of Texas UTA11-001082 SNAP 2 R01 HL070187-13 SNAP 5R01GM101949-04SBC MIT 5710003967 SBC Univ TN A12-0044-S006 Snap 2 R56 HL085462-06A1 SNAP 5R01HD081534-03SBC Montana St G128-14-W4596 SBC UW 408K111 Snap 2 R56 HL088144-06A1 Snap 5R01HL045638-28SBC NCSU 2010-1348-01 SBC UW 431153 Snap 2R01AG033570-07S1 SNAP 5R01HL073965-12SBC NEON 1010-225-000 SBC Washington UWSC6727 Snap 2R01HL049244-20 Snap 5R01HL092217-07SBC New Mexico 133623-874A SBC Wayne State PO712869 TTA Snap 2U01GM098033-09 Snap 5R01HL109439-05SBC New York University F7304-01 SBC Wisconsin 416K216 SNAP 3R01 GM079804-08S1 Snap 5R03AR065778-02SBC Northeastern 2014-00186-00 TTA SBC Wisconsin 630K545 SNAP 3R01 GM079804-08S1 SNAP 5R21CA194608-02SBC Northwestern SP0032266 SBMRI-5979-1286-UIC Snap 4 R01 DK044525-22 Snap 5R21NS082786-02SBC Notre Dame 202054 SCH 11299SUB RDE022438-04 Snap 4 R01 GM099974-05 Snap 5R34MH102478-03 Revised




79

SNAP 7 R01 CA176846 SNP 4 R01 HL079356-09 Snp 5 R01 EY017918-08 Snp 5 R21 AI 103754-02Snap 7 R01EY018594-06 Snp 4 R01 HL084153-09 Snp 5 R01 EY023656-03 SNP 5 R21 AI106328-02SNAP 7 R21 AG047114-02 Snp 4 R01 HL116976-03 Snp 5 R01 GM093827 04 Snp 5 R21 AI112298 02Snap 7R01AI085015-08 Snp 4 R01 MH094358-05 Snp 5 R01 GM094420-05 Snp 5 R21 CA155424-03Snap 7R21DA033488-02 Snp 4 R01 MH101487-04 Snp 5 R01 GM097042-04 SNP 5 R21 CA158965-02Snap 9R01GM098033-08 Snp 4 R01 MH101497-04 Snp 5 R01 GM098052 06 Snp 5 R21 CA159179-02SNAP HHS 1R03HD087476-01 Snp 4 R01GM045444-22 Snp 5 R01 GM098515-04 Snp 5 R21 EY023430 02SNAP NCI 5R01CA172726 Snp 4 R01HL105947-04 SNP 5 R01 HD 075777-03 REVISED SNP 5 R21 NR014413 02SNAP NCI 5R01CA172726-03 Snp 4K23HL112908-04 Snp 5 R01 HD053570 05 SNP 5 R21CA139137 02 RevisedSnap NHLBI 2R01HL098141-05 SNP 4R01OD015092-14 Snp 5 R01 Hd056954-05 SNP 5 R25 DE022675 04SNAP NIDA 5R01DA025634-07 Snp 5 K01 AG040192-04 Snp 5 R01 HL022231-36 SNP 5 R25EB018239-03Snap NIEHS 7R01ES011863-11 Snp 5 K01 HL103172-05 Snp 5 R01 HL063774-13 SNP 5 R25GM067590 13SNAP Nih 1R01GM096191-04 Snp 5 K01MH089729 05 Snp 5 R01 HL071794-09 SNP 5K23DK094829 03SNAP NIH 5 R01 HL125350-02 Snp 5 K01MH098798-03 SNP 5 R01 HL079356-08 SNP 5K99NR014369-02Snap NIH 5 R01AG029616-05 SNP 5 K23 DK084121-05 Snp 5 R01 HL080264-08 Snp 5R01 CA147792-05Snp 1 R01 AI108546-03 Snp 5 K23 HD076010 02R Snp 5 R01 HL084153-08 Snp 5R01 DK089096-03Snp 1 R01 AI121275-01A1 Snp 5 K23 HL098454-05 Snp 5 R01 HL090152-09 Snp 5R01 GM064444-10Snp 1 R01 CA135341-05 Snp 5 K23 MH093679 04 Snp 5 R01 HL103643-04 R SNP 5R01 HD061358 04Snp 1 R01 DA030796-05 Snp 5 K23EY022949-03 Snp 5 R01 HL106228-04 Revised SNP 5R01AG016303 13SNP 1 R01 DK098170-03R Snp 5 K23EY024345-02 Snp 5 R01 HL109310 05 Snp 5R01AG039374-04Snp 1 R01 GM094175-04 Snp 5 P30 Ey001792-35S1 Snp 5 R01 HL111656-03 SNP 5R01AG044404-04Snp 1 R01 HL122157-02 Snp 5 R00 EY019510-05 Snp 5 R01 HL116976-03 Snp 5R01CA158035-03S1Snp 1 R21 AI119618-01A1 Snp 5 R00DA031243-05 Snp 5 R01 HL126516-02 Snp 5R01EB007537-04Snp 1 R21 DK096254-02 SNP 5 R00DE021416 05 Snp 5 R01 LM010817-04 SNP 5R01GM111320 03Snp 1 R21 DK103066-01A1 Snp 5 R01 AA018138 05 Snp 5 R01 MD005861-05 Snp 5R01HL062350-16Snp 1 R21 NS087474 02 Snp 5 R01 Ag016927-18 Snp 5 R01 MD006198-03 Snp 5R01HL106592-02RSnp 1 R21AI099639-01A1 SNP 5 R01 AG030399 05 Snp 5 R01 Mh083782-05 Snp 5R01MH056528-14SNP 1 R56 DE023806-01A1 Snp 5 R01 AG043485-03 Snp 5 R01 MH084874 05 R Snp 5R01MH099993-03Snp 1K23HL112908-01A1 Snp 5 R01 AI033503-20 Snp 5 R01 MH089830-04 SNP 5R01NR012949 04SNP 1R01 MH096744-01A1 Snp 5 R01 AI083241-04 Snp 5 R01 MH090035-06 SNP 5R01OD015092-13Snp 1R01Ai110369 Snp 5 R01 AI095488-02 Snp 5 R01 MH091811-05 Snp 5R21 NS079614- 02RSNP 1R01GM104370-04 Snp 5 R01 AI107516 02 Snp 5 R01 MH094358-04 Snp 5R21AG042801-02Snp 1R01GM106386-01 Snp 5 R01 AR061791-05 SNP 5 R01 MH098554-04 SNP 5R21CA176534 02Snp 1R01NS079183-01A1 Snp 5 R01 CA 172220-03 Snp 5 R01 MH101043-03 SNP 5R21CA195543-02Snp 1R01NS079183-01A1 Snp 5 R01 CA102590-09 Snp 5 R01 NS066942-05 SNP 5R21EY023691-02SNP 1R03CA171436-02 Snp 5 R01 CA124488-05 Revised Snp 5 R01AA010005-13 SNP 5R37HL039888-30SNP 1R03DA036656-01A1 Revised Snp 5 R01 CA127571-05 SNP 5 R01AG042396 03 SNP 7 R01 EY023522 03SNP 1R21HL118588-2 SNP 5 R01 CA134861 05 Snp 5 R01AG044364-02 Snp 7 R01 HL095375 06Snp 2 R01 HL080264-09A1 Snp 5 R01 Ca138409 05 Revised Snp 5 R01AI091779-04 SNP 7 R03EB019184-03Snp 2 R01 NS065808-06A1 Snp 5 R01 CA138466-05 Snp 5 R01CA052814-21Revised Snp 7 R37 HL074272-11




80

Snp 2 R01CA090764-15 SNP 5 R01 CA138528-05 Snp 5 R01CA116708-10R Snp 7 RO1 CA140979-05SNP 2R01DC006456-09A1 Snp 5 R01 CA138631-05R Snp 5 R01CA175380-03 Revised Snp NHLBI 5 R01HL098141 04Snp 2R01GM078253 10A1 Snp 5 R01 CA156164-10 Snp 5 R01GM045444-21 Snp NIAAA 5 R01AA17442 05Snp 2R01GM081030-06 Snp 5 R01 DC006456 08 Snp 5 R01GM078492 10 Snp R01EY024628-03SNP 2R56 AA013328-10 Snp 5 R01 DE018900 04 Revised SNP 5 R01GM110128 02 Snp R01GM106386-04Snp 3 R01 CA154406 05 Snp 5 R01 DK 054016-17 Snp 5 R01HD065532-05 SPC DE-AR-0000336 SPCO-235Snp 3 R01 CA154406 05 Snp 5 R01 DK041431-22 Snp 5 R01HL104092-05 SRI International 115-000029Snp 3 R01 MH101497-03 Snp 5 R01 DK071596-09 Snp 5 R01HL105947-04 St Lukes Roosevelt Inst IIHTTSnp 3R01GM092850-04S1 Snp 5 R01 DK072231-10 SNP 5 R01HL114404 03 Revised Stanford Univ 60201393-108731-ASnp 4 K23 MH093679-05 SNP 5 R01 DK090478-07 SNP 5 R01HL118068-03R STATE Sub UM 3003690918Snp 4 R01 AG039374-05 Snp 5 R01 DK091347-05 SNP 5 R03 CA150076 02 Revised State Univ. of New York 68799Snp 4 R01 AG043485-04 Snp 5 R01 DK091526-05 Snp 5 R03 HD064838-02 Revised Stone Aerospace PSC IncSnp 4 R01 CA 172220-04 Snp 5 R01 EB013685-04 SNP 5 R03CA178843 02 Sub 38274 NSF DMR 1309114Snp 4 R01 ES022071-05 Snp 5 R01 ES022071-04 SNP 5 R03HD078578 02 Sub No SP0029341-PROJ0007718Snp 4 R01 GM097042-05 SNP 5 R01 EY010101-20 Revised Snp 5 R21 AG042082 02 Subaward No 2010-2513Subaward No 566K101 Univ of Chgo R01ES023834 UoChicago FP048528-B P42ES010349 Veterans Affairs VA69D13D0353Subaward no. 124011 Univ of Chgo R01MD009217 UofC Sub FP056994 B Veterans Transportation IL-04-0073Subcontract 108298 Univ of Chgo Sub FP050658-0 UPENN 567370/10039997/15538 VTRC VDOT 98160Subward no. 224816 GM089745-06 Univ of Chi UH2HL123610 UPENN Sub 567370/10039997/15634 VUMC 43987 R01MH101679Systems Science Inc Univ of Chicago FP047431-07 UPENN TCORS 5P50CA179546-03 Wake Forest WFUHS 441031 CTA01Temple Univ Univ of Chicago FP054747 US AMRA W81XW-13-1-0171 Wake Forest WFUHS 441034 CTA04Texas Tech Univ Subaward 21F083 Univ of Chicago FP055818 (A) US DED H133A110029-14 Washington U WU 14-128Texas Tech University Health Scienc Univ of Chicago FP059651-A US DED H133B140046 Wayne State Univ WSU13055The Chicago ALS Reporting Project Univ of Chicago Sub FP047431 E US DED H133G140128 Westat 6048-S05 HHSN261201100102CThe University of Utah 10007039-01 Univ of Chicago Subaward No. A US DED H133P110004-14 WestEd R305C100024The Urban Inst 08577-004-UIL-01 Univ of Cincinnati 007562-007 US DED R305F100007-14 WFUHS 110918 LamarTIRR H133A120008 ADA-UI-1-15 Univ of Cincinnati 6883 5U01NS06976 US DED S377B140025 WFUHS 111546Tufts Univ. HH4034 2R01EY020856 Univ of FL 00094739 UF11219 US DED U363A130145-15 WI DCFS CFE00508Tulane TUL-HSC-553700-15/16 Univ of Florida Competition US Dept of Ed R305A130118-14 Winnebago County Health DepartmentU Chicago 40092-A Univ of Kentu 3048110753-14-035 US DOA 2011-67001-30109 WisDOT 0092-12-08-USDOTU CA Santa Cruz Sub S0183058 Univ of Miami 665365 PO MS91454 US DOD W81XWH-13-1-0166 WISE 2016-03577 ASU of AL Birmingham 433099-009 Univ of Miami GEO-1211613 US DoEd H133B130007 098987217 WISE MOUU of AZ Sub 238322 Univ of Michigan #3003642649 US DOL OD-22553-11-60-4-17 WISE MOU E2023U of C Sub43400 Kozikowski Univ of MN A004497003 PF116F140033 US EPA GL-00E00536-0 Worcester Polytechnic Inst 12203030U of C Subaward 48026 A Univ of NE 26-6228-0209-002 US EPA GL-00E00538-6 WSU 15106U of C Subcontract No. 7119185 Univ of Nebraska 34-5311-3012-002 USACE W912HQ-16-P-0002 Yale Univ A06760 M08288U of CA San Francisco 7942SC Amd 1 Univ of PA 562155 PO-3156400 USAF FA8650-13-2-6370 Yale University 5U10HD055925-07U of Connecticut 118312 Univ of PA 562155 PO-3156410 USAMRAA W81XWH-11-1-0673 Yale University C13K11519 K00184U of Iowa W000678131 PO 1001420123 Univ of PA 564814 PO3353577 USAMRAA W81XWH-14-1-0182U of Michigan 3002786948 Univ of PA 564814 PO3353599 USAMRAA W81XWH-14-1-0281




81

U of Notre Dame PHY 1219444 Univ of Penn Sub No 568279 USAMRAA W81XWH-14-C-0152U of PA Subaward No. 561334 Univ of PItts 0027995 USAMRAA W81XWH-15-1-0209U of SC Sub No. 16-3107 P0 81424 Univ of South Florida #2117906002C USAMRAA W81XWH-15-1-0533U of South Florida 2117-9050-02-C Univ of Utah 10009050-07 Capitated USDA 2010-51110-21085U Of TX 0004359 Univ of Washington USDA 2012-67011-20021U of TX 21686/98412593 Univ Of Wis Madison 550K852 USDA Award 2016-67012-24705U of Utah 10009050-07 Univ of Wis Madison 557K314 USDA FNS OPS SWP 15 IL 01U of WA UWSC7260 BPO10460 Univ Pitt 0032646 USDA FS 15-JV-11242302-038U of WI Madison #393K971 Univ. of Chgo. Prime R01AA013746-12 USDA RSA 58-6401-2-753U of Wisc Mad 995B702 Univ. of Iowa P.O. 1001061023 VA #O0834-R - PO 646D67033UAB Sub. 000503356-SP002-SC014 Univ. of Maryland 2012-ST-061CS0001 VA 2014-06884 IPAUC Subaward No. 009705-004 Univ. of Washington No. 755470 VA 2015-00663 IPAUCB MARCO BB00144167 Univ. of Washington Sub. UWSC7767 VA 2015-00664 IPAUChicago Univer of Chicago FP046983-F VA 2016-ASG-66UChicago R01-CA107431 University Of Alabama Birmingham VA Hines Hospital IPAUCLA 0145SQA136 Amend 6 University of Chicago 46066 A VA Hines IPAUCONN Subaward No 33700 University Of Chicago FP03572-02 VA Hines IPA PO 578-D56046UCSD Subaward P010313545-007 University of Chicago FP053744_E VA Hines IPA PO 578-D56046UFSF 00123627 UFDSP00011238 University of Chicago FP057364-A VA69D-15-C-0086 PO 578-D65003UH No MA140027 PO Z10075276 University of Florida Transport VA-IPAUI LABS DMDII 2016-05106 University of Maryland Z937301 VA-IPAUIC/ARAMS PO Contract 14-07 University Of Michigan 3002583266 Vanderbilt 4R01NS081259-04UIC-R21A1111760 University Of Pennsyl 561624 Vanderbilt Univ VUMC55746UMMC Subaward 66105170515-UIC University Of Utah 10022504-07 VATech R01AR063144 431902-19603UNC-CH 5102026 University of Vermont 27220SUB51416 VCSI NNM07AA13AUniv Alabama Birmingham University of Washington BPO5399 VEF 2016-00589 FellowUniv MI MARCO 3002565168 UNL Subaward 25-0521-0178-009 VEF Fellow Linh Thuy PHANUniv of AZ Unv of Cincinnati 007099-007 Veterans Affairs VA241 15 D 0041Univ of California 2000 G RD880 Unvi of Cincinnati 007686-007 Veterans Affairs VA241 15 D 0041Univ of Chgo FP039839-B UOC Subaward # FP055690 Veterans Affairs VA24113P1938


TABLE OF AWARDS NUMBERS REFERENCED IN FEDERAL COMPLIANCE FINDINGS For the Year Ended June 30, 2016

82

Name of Federal Program or Cluster (CFDA#): Cooperative Extension Service (CES) (10.500) Award Number 384 FY14 SL Food and Nutrition 384 FY16 Smith-Lever 3b and 3c AG Sub KSU S15068 AG Sub UMN H002484616384 FY15 SL CSRS Retirement 384 FY16 SL CSRS Retirement AG Sub KSU S15141 AG Sub UMN H003044616384 FY15 SL Food and Nutrition 384FY16 SL Renewable Resources AG Sub KSU S15203 AG Sub UMN H003703706384 FY15 SL Food and Nutrition 802 SLSP 2013-41530-21436 IPM FY13 AG Sub KSU S16089 AG Sub UNL 2563290086303384 FY15 SL Renewable Resources 802 SLSP 2013-41534-21086 IL EIPM-C AG Sub PSU 5192-UI-USDA-2628 AG Sub UNL 25-6365-0050-053384 FY15 Smith-Lever 3b and 3c AG 2014-48770-22587 AG SUB PURDUE 8000051993-AG FY16 AgrAbility Health Care Innovation Awards (HCIA) (93.610) Award Number HHS Ctr Medicare 1C1CMS331342-02-00 Education and Human Resources (47.076) Award Number NSF DGE 11-44245 FLLW NSF DUE 08-31820 NSF DUE 11-29198 NSF DUE-1060198NSF DUE 06-22573 MIST NSF DUE 09-42090 NSF DUE 11-54189NSF DUE 08-30884 NSF DUE 11-22534 NSF DUE-0850213 Student Financial Assistance Cluster (84.007/84.033/84.038/84.063/84.268/84.379/ 93.264/93.342/93.364/93.925) Award Number 106 UIC FY13 FWS 831 DE PELL FY16 DED FY16 Pell admin Allowance E2213 FY15 SEOG P007A141306106 UIC FY15 FWS 831 DE SEOG FY16 P007A151274 DED FY16 Pell Grant FY16 Pell Admin Allowance106 UIC FY16 FWS 831 DE TEACH FY16 P379T163182 DED FY16SEOG E2211 FY16 Pell P063P150118106 UIS FY15 FWS DE FY11 Pell P063P100118 DED Teach Fy16 E2210 FY16 SEOG P007A151306106 UIS FY16 FWS DE FY13 Pell P063P120118 FY09 Pell Admin Allowance FY16 TEACH P379T160118106 UIUC FY15 FWS DED FY13 Pell Allowance FY14 Pell Admin Allowance P063Q1301 PELL Admin Allowance106 UIUC FY16 FWS DED FY15 Pell Admin Allowance FY14 Pell P063P1301185 T08HP25255-04-00 DED FY15 Pell Grant FY15 Pell Admin Allowance831 DE PELL FY15 DED FY15 SEOG FY15 Pell P063P140118 Temporary Assistance for Needy Families (TANF) (93.558) Award Number 831 HHS DHS TANF Program FY16


TABLE OF AWARDS NUMBERS REFERENCED IN FEDERAL COMPLIANCE FINDINGS For the Year Ended June 30, 2016

83

Child Care and Development Cluster (CCDF) (93.575/93.596) Award Number HHS 90YE016301 IDHS FCSTI03364 IDHS FCSUI03305 IDHS FCSUI03305HHS SUB INCCRRA 2016-03347 IDHS FCSUI03305 IDHS FCSUI03305 IDHS FCSUI03364IDHS FCSTI03305 IDHS FCSUI03305 IDHS FCSUI03305 NIH 1 2014-02708 AIDHS FCSTI03305 IDHS FCSUI03305 IDHS FCSUI03305 Head Start (93.600) Award Number City of Chicago PO 18404 3 City of Chicago DFS PO 29795 Chicago DFS 05CH8460/01 NIH SUB UW 763017City Of Chicago 26012 City of Chicago DFS PO 29795

Maternal and Child Health Services Block Grant to the States (MCH) (93.994) Award Number IDPH IDPH Contract # 56380013C Illinois Department Of Public HealtIDPH 66380010D IDPH Contract # 66380014D Illinois Department of Public HlthIDPH 66380022D IDPH MCH Block Grant 56380012C State of Illiniois-IDPH 4046080051BIDPH 66380040D IDPH UIUC-IGA-56000014C


FINANCIAL RELATED INFORMATION SUMMARY Year Ended June 30, 2016

84

Financial related information presented in this section of the report includes the following:

Financial Related Schedules: – Schedule of Expenditures of Federal Awards – Attachments to Schedule of Expenditures of Federal Awards – Notes to the Schedule of Expenditures of Federal Awards

The Schedule of Expenditures of Federal Awards presented in this section has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in the auditor’s opinion, it is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. The findings and auditor’s reports on compliance testing and questioned costs and internal control related to federal awards are presented in the Compliance Report section of this report.

UNIVERSITY OF ILLINOIS

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS


Cluster/Major Agency/Fed Agency/ Award Type/CFDA Prog Title or Award Title CFDA No. Urbana Chicago Springfield Total Fed ExpMaj Prog Total Subs Out Exp

1R&DCluster:____Central Intelligence Agency (CIA)

Central Intelligence Agency (CIA)

Direct Awards

Central Intelligence Agency (non-specific) 13.000 104,341Y 1,762104,341

104,341 104,341- Agency Totals 1,762Central Intelligence Agency (CIA)

Department of Veterans Affairs (VA)

Center of Innovation for Complex Chronic Healthcare (CINCCH)

Direct Awards

Department of Veterans Affairs (non-specific) 64.000 10,134Y 10,134

10,134 10,134- Agency TotalsCenter of Innovation for Complex Chronic Healthcare (CINCCH)


Direct Awards

Department of Veterans Affairs (non-specific) 64.000 10,143 4,379Y 14,522

VA Assistance to United States Paralympic Integrated Adaptive Sports Program

64.034 7,920Y 7,920

18,063 4,379 22,442- Agency TotalsDepartment of Veterans Affairs (VA)

Edward Hines Jr VA Hospital

Direct Awards


359,502 359,502- Agency TotalsEdward Hines Jr VA Hospital

Jesse Brown VA Medical Center

Direct Awards

Department of Veterans Affairs (non-specific) 64.000 2,264,105Y 2,264,105

2,264,105 2,264,105- Agency TotalsJesse Brown VA Medical Center

1R&DDepartment of Veterans Affairs (VA) FY16 SEFA

Cluster:Major Agency: Page 85


McGuire Research Institute

Direct Awards


1,950 1,950- Agency TotalsMcGuire Research Institute

VA Boston Healthcare System

Direct Awards


26,941 26,941- Agency TotalsVA Boston Healthcare System

VA West Side Medical Center (became Jesse Brown VAMC 2004)

Direct Awards


12,757 12,757- Agency TotalsVA West Side Medical Center (became Jesse Brown VAMC 2004)

Housing & Urban Development (HUD)


Direct Awards

Department of Housing and Urban Development (non-specific) 14.000 39,051Y 39,051

Healthy Homes Technical Studies Grants 14.906 153,034Y 67,187153,034

Pass through from Others - see also pass through detail

Department of Housing and Urban Development (non-specific) 14.000 78,455 100,079Y 178,534

Section 8 Housing Choice Vouchers 14.871 104,967Y 26,066104,967

270,540 205,046 475,586- Agency Totals 93,253Housing & Urban Development (HUD)

Institute of Museum & Library Services (IMLS)


Direct Awards

National Leadership Grants 45.312 11,782Y 11,782

Pass through from State of IL - see also pass through detail

National Leadership Grants 45.312 2,022Y 2,022

1R&DInstitute of Museum & Library Services (IMLS) FY16 SEFA



Laura Bush 21st Century Librarian Program 45.313 25,293Y 25,293

11,782 27,315 39,097- Agency TotalsInstitute of Museum & Library Services (IMLS)

National Archives & Records Administration

National Historical Publications & Records Commission NHPRC


National Historical Publications and Records Grants 89.003 92,810Y 92,810

92,810 92,810- Agency TotalsNational Historical Publications & Records Commission NHPRC

Office of the Director of National Intelligence (ODNI)

Intelligence Advanced Research Projects Activity (IARPA)

Direct Awards

99 Other - IARPA 2014-13121700004 99.999 2,731,081Y 124,4322,731,081


99 Other - IARPA Sub ARL:UT UTA15-000443 99.999 85,253Y 85,253

99 Other - IARPA SUB LGS161173G 99.999 128,699Y 128,699

2,945,033 2,945,033- Agency Totals 124,432Intelligence Advanced Research Projects Activity (IARPA)

Smithsonian Institution


Direct Awards

Biological Sciences 47.074 1,932Y 1,932

1,932 1,932- Agency TotalsSmithsonian Institution

Social Security Administration

Social Security Administration


Social Security_Research and Demonstration 96.007 66,082Y 29,33266,082

66,082 66,082- Agency Totals 29,332Social Security Administration

United States Agency for International Development (AID)


1R&DUnited States Agency for International Development (AID) FY16 SEFA



Direct Awards

Agency for International Development (non-specific) 98.000 1,541,304Y 839,3131,541,304


Agency for International Development (non-specific) 98.000 78,955 9,295Y 88,250

USAID Foreign Assistance for Programs Overseas 98.001 1,017,930Y 405,6621,017,930

2,638,189 9,295 2,647,484- Agency Totals 1,244,975United States Agency for International Development (AID)

United States Department of the Treasury

United States Department of the Treasury


Community Development Financial Institutions Program 21.020 27,648Y 27,648

27,648 27,648- Agency TotalsUnited States Department of the Treasury

US Department of Agriculture (USDA)

National Institute of Food and Agriculture/USDA

Direct Awards

Grants for Agricultural Research, Special Research Grants 10.200 379,940Y 379,940

Cooperative Forestry Research 10.202 202,079Y 202,079

Payments to Agricultural Experiment Stations Under the Hatch Act 10.203 7,976,447Y 7,976,447

Animal Health and Disease Research 10.207 39,525Y 39,525

Higher Education - Institution Challenge Grants Program 10.217 266,997Y 111,567266,997

Integrated Programs 10.303 24,344Y 24,344

Organic Agriculture Research and Extension Initiative 10.307 215,691Y 81,039215,691

Specialty Crop Research Initiative 10.309 -40Y -40

Agriculture and Food Research Initiative (AFRI) 10.310 4,764,535 147,572Y 168,8484,912,107


Sustainable Agriculture Research and Education 10.215 15,682Y 15,682

1R&DUS Department of Agriculture (USDA) FY16 SEFA



Specialty Crop Research Initiative 10.309 21,030Y 21,030

Agriculture and Food Research Initiative (AFRI) 10.310 95,516Y 95,516

Sun Grant Program 10.320 309Y 309

14,002,055 147,572 14,149,627- Agency Totals 361,454National Institute of Food and Agriculture/USDA


Direct Awards

Grants for Agricultural Research_Competitive Research Grants 10.206 -1,894Y -1,894

Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations

10.250 33,902Y 33,902

Integrated Programs 10.303 -6,596Y -6,596

Agriculture and Food Research Initiative (AFRI) 10.310 -660Y -660


Plant and Animal Disease, Pest Control, and Animal Care 10.025 25,444Y 25,444

Grants for Agricultural Research, Special Research Grants 10.200 17,896Y 17,896

Higher Education - Institution Challenge Grants Program 10.217 38,047Y 38,047

Biotechnology Risk Assessment Research 10.219 7,416Y 7,416

Consumer Data and Nutrition Research 10.253 20,257Y 20,257

Homeland Security_Agricultural 10.304 36,689Y 36,689


Sun Grant Program 10.320 12Y 12



Specialty Crop Block Grant Program - Farm Bill 10.170 49,215Y 49,215

Special Supplemental Nutrition Program for Women, Infants, and Children 10.557 190,477Y 190,477

876,152 191,297 1,067,449- Agency TotalsUS Department of Agriculture (USDA)




USDA Agricultural Marketing Service (AMS)


Department of Agriculture (non-specific) 10.000 257Y 257


Specialty Crop Block Grant Program - Farm Bill 10.170 45,304Y 45,304

45,561 45,561- Agency TotalsUSDA Agricultural Marketing Service (AMS)

USDA Agricultural Research Service (ARS)

Direct Awards

Department of Agriculture (non-specific) 10.000 47,853Y 47,853

Agricultural Research_Basic and Applied Research 10.001 2,042,942 17,391Y 14,0112,060,333



Agricultural Research_Basic and Applied Research 10.001 59,247Y 59,247

2,190,714 17,391 2,208,105- Agency Totals 14,011USDA Agricultural Research Service (ARS)

USDA Animal & Plant Health Inspection Serv (APHIS)

Direct Awards


Wildlife Services 10.028 8,616Y 8,616





245,671 8,616 254,287- Agency TotalsUSDA Animal & Plant Health Inspection Serv (APHIS)

USDA Coop State Rsrch Educ & Ext Serv (CSREES)

Direct Awards

Grants for Agricultural Research, Special Research Grants 10.200 1,240,060Y 1,240,060




Grants for Agricultural Research_Competitive Research Grants 10.206 -2,031Y -2,031

Agriculture and Food Research Initiative (AFRI) 10.310 469,307Y 19,899469,307

1,707,336 1,707,336- Agency Totals 19,899USDA Coop State Rsrch Educ & Ext Serv (CSREES)

USDA Economic Research Service (ERS)

Direct Awards

Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations

10.250 204,541Y 156,810204,541

204,541 204,541- Agency Totals 156,810USDA Economic Research Service (ERS)

USDA Farm Service Agency (FSA)

Direct Awards


18,618 18,618- Agency TotalsUSDA Farm Service Agency (FSA)

USDA Food and Nutrition Service (FNS)

Direct Awards

School Wellness Policy Cooperative Agreement 10.597 356,347Y 48,721356,347

356,347 356,347- Agency Totals 48,721USDA Food and Nutrition Service (FNS)

USDA Foreign Agricultural Service (FAS)

Direct Awards

Technical Agricultural Assistance 10.960 9,578Y 9,578

9,578 9,578- Agency TotalsUSDA Foreign Agricultural Service (FAS)

USDA Forest Service (FS)

Direct Awards


Forestry Research 10.652 1Y 1

Wood Utilization Assistance 10.674 43,606Y 18,34343,606

Urban and Community Forestry Program 10.675 39,656Y 39,656

Forest Health Protection 10.680 44,787Y 44,787




Environmental Quality Incentives Program 10.912 31,283Y 31,283


Urban and Community Forestry Program 10.675 7,956Y 7,956

163,507 39,240 202,747- Agency Totals 18,343USDA Forest Service (FS)

USDA Natural Resources Conservation Service (NRCS)

Direct Awards

Soil and Water Conservation 10.902 47,479Y 47,479

Regional Conservation Partnership Program 10.932 47,530Y 47,530


Environmental Quality Incentives Program 10.912 62,724Y 62,724

157,733 157,733- Agency TotalsUSDA Natural Resources Conservation Service (NRCS)

USDA Office of Chief Economist

Direct Awards

Agricultural Market and Economic Research 10.290 27,986Y 27,986

27,986 27,986- Agency TotalsUSDA Office of Chief Economist

US Department of Commerce

National Institute of Standards & Technology

Direct Awards

Measurement and Engineering Research and Standards 11.609 51,531 19,962Y 71,493


Manufacturing Extension Partnership 11.611 1,445,253Y 1,445,253

Arrangements for Interdisciplinary Research Infrastructure 11.619 1,050,123Y 1,050,123

1,101,654 1,465,215 2,566,869- Agency TotalsNational Institute of Standards & Technology


Direct Awards

Measurement and Engineering Research and Standards 11.609 74,006Y 74,006

1R&DUS Department of Commerce FY16 SEFA




National Oceanic and Atmospheric Administration (NOAA) Cooperative Institutes

11.432 45,031Y 45,031

Measurement and Engineering Research and Standards 11.609 23,447Y 23,447

142,484 142,484- Agency TotalsUS Department of Commerce

US Dept of Commerce NOAA

Direct Awards

Fisheries Development and Utilization Research and Development Grants and Cooperative Agreements Program

11.427 26,132Y 26,132

Climate and Atmospheric Research 11.431 46,457Y 46,457

Applied Meteorological Research 11.468 97,588Y 97,588


Educational Partnership Program 11.481 -14,303Y -14,303


Coastal Zone Management Administration Awards 11.419 78,709Y 78,709

208,451 26,132 234,583- Agency TotalsUS Dept of Commerce NOAA

US Department of Defense (DoD)

Air Force

Direct Awards

Department of Defense (non-specific) 12.000 174,315Y 174,315

Basic and Applied Scientific Research 12.300 904,480Y 904,480

Air Force Defense Research Sciences Program 12.800 195,945 1,299,608Y 588,5681,495,553



Air Force Defense Research Sciences Program 12.800 641,880Y 641,880

Homeland Security Advanced Research Projects Agency 97.065 319,633Y 319,633

2,711,930 1,299,608 4,011,538- Agency Totals 588,568Air Force

1R&DUS Department of Defense (DoD) FY16 SEFA



Air Force Materiel Command

Direct Awards


121,784 121,784- Agency TotalsAir Force Materiel Command

Air Force Office of Scientific Research (AFOSR)

Direct Awards


Air Force Defense Research Sciences Program 12.800 7,925,590 172,023Y 2,345,2878,097,613



Air Force Defense Research Sciences Program 12.800 2,233,508Y 2,233,508

10,832,142 172,023 11,004,165- Agency Totals 2,345,287Air Force Office of Scientific Research (AFOSR)

Army



Basic Scientific Research 12.431 -328Y -328

Research and Technology Development 12.910 -136Y -136

99,248 99,248- Agency TotalsArmy

Army CERL

Direct Awards


Basic, Applied, and Advanced Research in Science and Engineering 12.630 222,417Y 222,417

327,515 327,515- Agency TotalsArmy CERL

Army Research Office (ARO)

Direct Awards

Department of Defense (non-specific) 12.000 -110Y -110




Basic Scientific Research 12.431 3,863,315 233,810Y 1,041,3564,097,125


Department of Defense (non-specific) 12.000 1,205,438 11,729Y 1,217,167

Basic Scientific Research 12.431 600,022Y 600,022

Basic, Applied, and Advanced Research in Science and Engineering 12.630 -190Y -190

5,668,475 245,539 5,914,014- Agency Totals 1,041,356Army Research Office (ARO)

CERL Champaign

Direct Awards


Military Construction, National Guard 12.400 1,551,096 4,714Y 1,555,810

Basic, Applied, and Advanced Research in Science and Engineering 12.630 845,416Y 146,901845,416



2,694,714 4,714 2,699,428- Agency Totals 146,901CERL Champaign

Defense Advanced Research Projects Agency (DARPA)

Direct Awards


Research and Technology Development 12.910 2,242,494Y 527,8672,242,494


Department of Defense (non-specific) 12.000 4,042,050Y 2,009,3434,042,050


Basic Scientific Research 12.431 30,813 155,290Y 186,103

Language Grant Program 12.900 138,998Y 138,998

Research and Technology Development 12.910 118,647 344,356Y 12,500463,003

6,622,398 571,155 7,193,553- Agency Totals 2,549,710Defense Advanced Research Projects Agency (DARPA)




Defense POW/MIA Accounting Agency (DPAA)

Direct Awards


1,010 1,010- Agency TotalsDefense POW/MIA Accounting Agency (DPAA)

Defense Threat Reduction Agency (DTRA)

Direct Awards

Basic Scientific Research - Combating Weapons of Mass Destruction 12.351 1,566,861Y 256,3351,566,861



Basic Scientific Research - Combating Weapons of Mass Destruction 12.351 257,564Y 257,564

1,891,796 1,891,796- Agency Totals 256,335Defense Threat Reduction Agency (DTRA)

Missile Defense Agency (MDA)



39,865 39,865- Agency TotalsMissile Defense Agency (MDA)

National Reconnaissance Office



33,534 33,534- Agency TotalsNational Reconnaissance Office

National Security Agency

Direct Awards

Mathematical Sciences Grants Program 12.901 2,150,092Y 468,4842,150,092

Information Security Grants 12.902 422,954Y 422,954

2,573,046 2,573,046- Agency Totals 468,484National Security Agency

Naval Research Laboratory (NRL)

Direct Awards





209,891 209,891- Agency TotalsNaval Research Laboratory (NRL)

Navy

Direct Awards





Basic Scientific Research 12.431 -1,465Y -1,465

773,139 773,139- Agency TotalsNavy

Office of Naval Research (ONR)

Direct Awards


Basic and Applied Scientific Research 12.300 5,494,281 78,873Y 1,171,2345,573,154


Department of Defense (non-specific) 12.000 78,873 66,978Y 145,851

Basic and Applied Scientific Research 12.300 594,009 22,290Y 616,299

6,196,927 168,141 6,365,068- Agency Totals 1,171,234Office of Naval Research (ONR)

Space and Naval Warfare Systems Center

Direct Awards


-595 -595- Agency TotalsSpace and Naval Warfare Systems Center

SPAWAR Systems Center Pacific

Direct Awards

Research and Technology Development 12.910 237,367Y 5,585237,367

237,367 237,367- Agency Totals 5,585SPAWAR Systems Center Pacific

Strategic Environmental Research & Development Prog (SERDP)




Direct Awards


353,361 353,361- Agency TotalsStrategic Environmental Research & Development Prog (SERDP)

US Army Corps of Engineers

Direct Awards





44,880 36,472 81,352- Agency TotalsUS Army Corps of Engineers

US Army Engineer Research and Development Center

Direct Awards


54,744 54,744- Agency TotalsUS Army Engineer Research and Development Center

US Army Medical Research Acquisition

Direct Awards

Military Medical Research and Development 12.420 601,963 1,371,988Y 112,7341,973,951


Military Medical Research and Development 12.420 89,276 173,249Y 262,525

691,239 1,545,237 2,236,476- Agency Totals 112,734US Army Medical Research Acquisition

US Army Medical Research Office

Direct Awards

Military Medical Research and Development 12.420 845Y 845

845 845- Agency TotalsUS Army Medical Research Office


Direct Awards





Military Medical Research and Development 12.420 196,143 1,382,372Y 54,8931,578,515


Department of Defense (non-specific) 12.000 99,189 36,819Y 136,008

Science, Technology, Engineering & Mathematics (STEM) Education, Outreach and Workforce Program

12.330 124,016Y 124,016

Military Medical Research and Development 12.420 632,020Y 632,020


Basic, Applied, and Advanced Research in Science and Engineering 12.630 38,611Y 38,611

Research and Technology Development 12.910 126,347Y 126,347

333,943 2,566,769 2,900,712- Agency Totals 54,893US Department of Defense (DoD)

Wright Patterson Air Force Base

Direct Awards



270,408 270,408- Agency TotalsWright Patterson Air Force Base

US Department of Education

Institute of Education

Direct Awards

Research in Special Education 84.324 345,741Y 39,363345,741

345,741 345,741- Agency Totals 39,363Institute of Education


Direct Awards

Overseas Programs - Doctoral Dissertation Research Abroad 84.022 23,659Y 23,659

National Institute on Disability and Rehabilitation Research 84.133 38,975 46,955Y 37,80085,930

Education Research, Development and Dissemination 84.305 803,445 3,072,488Y 2,182,3493,875,933

Special Education - Personnel Development to Improve Services and Results for Children with Disabilities

84.325 71,086Y 71,086

1R&DUS Department of Education FY16 SEFA



School Leadership 84.363 369,385Y 369,385

School Improvement Grants 84.377 644,802Y 644,802


Department of Education (non-specific) 84.000 1,491Y 1,491

Higher Education_Institutional Aid 84.031 4,230Y 4,230

Fund for the Improvement of Postsecondary Education 84.116 86,318Y 86,318

National Institute on Disability and Rehabilitation Research 84.133 169Y 169

Education Research, Development and Dissemination 84.305 76,073 360,006Y 436,079

Research in Special Education 84.324 74,269 45,222Y 119,491

Improving Teacher Quality State Grants 84.367 452Y 452

Investing in Innovation (i3) Fund 84.411 14,380 43,300Y 57,680


Rehabilitation Services_Vocational Rehabilitation Grants to States 84.126 -2,448Y -2,448

Race to the Top Early Learning Challenge 84.412 161,234Y 161,234

1,103,378 4,832,113 5,935,491- Agency Totals 2,220,149US Department of Education

US Department of Energy (DOE)

Advanced Research Projects Agency - Energy (ARPA-E)

Direct Awards

Department of Energy (non-specific) 81.000 821,286Y 219,798821,286

Advanced Research Projects Agency - Energy 81.135 2,181,161Y 722,4462,181,161


Advanced Research Projects Agency - Energy 81.135 544,522Y 544,522

3,546,969 3,546,969- Agency Totals 942,244Advanced Research Projects Agency - Energy (ARPA-E)

Argonne National Lab

Direct awards from DOE lab - see also pass through detail

1R&DUS Department of Energy (DOE) FY16 SEFA



Department of Energy (non-specific) 81.000 2,835,739 1,479,935Y 4,315,674

2,835,739 1,479,935 4,315,674- Agency TotalsArgonne National Lab

Brookhaven National Lab


Department of Energy (non-specific) 81.000 1,071,699 100,153Y 1,171,852

1,071,699 100,153 1,171,852- Agency TotalsBrookhaven National Lab

DOE Bonneville Power Administration

Direct Awards

Department of Energy (non-specific) 81.000 180,445Y 83,406180,445

180,445 180,445- Agency Totals 83,406DOE Bonneville Power Administration

DOE Chicago operations

Direct Awards

Office of Science Financial Assistance Program 81.049 1,544,349Y 490,8691,544,349

1,544,349 1,544,349- Agency Totals 490,869DOE Chicago operations

DOE Idaho operations

Direct Awards

Renewable Energy Research and Development 81.087 148,001Y 45,514148,001

148,001 148,001- Agency Totals 45,514DOE Idaho operations

E.O. Lawrence Berkeley National Laboratory



Department of Energy (non-specific) 81.000 55,621Y 55,621

84,917 84,917- Agency TotalsE.O. Lawrence Berkeley National Laboratory

Fermilab



94,449 94,449- Agency TotalsFermilab




Idaho National Engr & Env Lab



164,846 164,846- Agency TotalsIdaho National Engr & Env Lab

Lawrence Livermore National Lab


Department of Energy (non-specific) 81.000 784,583 12,649Y 797,232

784,583 12,649 797,232- Agency TotalsLawrence Livermore National Lab

Los Alamos National Lab



36,787 36,787- Agency TotalsLos Alamos National Lab

National Energy Technology Laboratory (NETL)


Conservation Research and Development 81.086 277,572Y 122,894277,572

Fossil Energy Research and Development 81.089 5,236,863Y 2,152,4635,236,863

Electricity Delivery and Energy Reliability, Research, Development and Analysis

81.122 1,216,222Y 427,4001,216,222


Industrial Carbon Capture and Storage (CCS) Application 81.134 -7,899Y -7,899

6,722,758 6,722,758- Agency Totals 2,702,757National Energy Technology Laboratory (NETL)

National Renewable Energy Lab


Department of Energy (non-specific) 81.000 27,282 51,103Y 78,385

27,282 51,103 78,385- Agency TotalsNational Renewable Energy Lab

Oak Ridge National Lab






350,998 350,998- Agency TotalsOak Ridge National Lab

Pacific Northwest National Lab



200,649 200,649- Agency TotalsPacific Northwest National Lab

Sandia National Lab



533,516 533,516- Agency TotalsSandia National Lab


Direct Awards

Department of Energy (non-specific) 81.000 1,837,749Y 1,837,749

Office of Science Financial Assistance Program 81.049 10,623,584 1,086,381Y 2,075,77611,709,965

University Coal Research 81.057 107,005 62,702Y 35,122169,707

Conservation Research and Development 81.086 83,783Y 83,783

Renewable Energy Research and Development 81.087 171,852 299,297Y 146,653471,149

Fossil Energy Research and Development 81.089 1,049,425Y 30,6791,049,425

Epidemiology and Other Health Studies Financial Assistance Program 81.108 90,814Y 24,00090,814

Stewardship Science Grant Program 81.112 81,294Y 81,294

Energy Efficiency and Renewable Energy Information Dissemination, Outreach, Training and Technical Analysis/Assistance

81.117 592,643Y 123,825592,643

Nuclear Energy Research, Development and Demonstration 81.121 300,151 162,714Y 16,769462,865


81.122 610,860Y 243,823610,860

Predictive Science Academic Alliance Program 81.124 3,129,654Y 153,5853,129,654

State Heating Oil and Propane Program 81.138 2,150Y 2,150





Department of Energy (non-specific) 81.000 2,311,150 46,629Y 230,5352,357,779

Office of Science Financial Assistance Program 81.049 2,207,575 175,248Y 2,382,823

Regional Biomass Energy Programs 81.079 27,160Y 27,160

Conservation Research and Development 81.086 969,845Y 100,689969,845

Renewable Energy Research and Development 81.087 222,650Y 222,650

Fossil Energy Research and Development 81.089 -598Y -598

Stewardship Science Grant Program 81.112 139,842Y 139,842

Defense Nuclear Nonproliferation Research 81.113 370,896Y 370,896

Energy Efficiency and Renewable Energy Information Dissemination, Outreach, Training and Technical Analysis/Assistance

81.117 122,703Y 122,703

State Energy Program Special Projects 81.119 33,547Y 33,547

Nuclear Energy Research, Development and Demonstration 81.121 199,418Y 199,418


81.122 29,615 10,328Y 39,943

Advanced Research Projects Agency - Energy 81.135 195,811 -9,418Y 186,393


State Energy Program 81.041 5,570 2,446Y 8,016

24,796,994 2,555,481 27,352,475- Agency Totals 3,181,456US Department of Energy (DOE)

US Department of Homeland Security(USDHS)

Federal Emergency Management Agency (FEMA)

Direct Awards

Assistance to Firefighters Grant 97.044 -1,299Y -1,299

-1,299 -1,299- Agency TotalsFederal Emergency Management Agency (FEMA)


Direct Awards

Department of Homeland Security (non-specific) 97.000 547,959Y 256,508547,959

1R&DUS Department of Homeland Security(USDHS) FY16 SEFA



Centers for Homeland Security 97.061 932,295Y 932,295

Homeland Security, Research, Testing, Evaluation, and Demonstration of Technologies

97.108 19,616Y 13,26319,616


Department of Homeland Security (non-specific) 97.000 180,885Y 180,885

Assistance to Firefighters Grant 97.044 56,273Y 56,273

Centers for Homeland Security 97.061 131,318 146,177Y 19,427277,495

1,848,730 165,793 2,014,523- Agency Totals 289,198US Department of Homeland Security(USDHS)

US Department of Interior

National Park Service

Direct Awards

Cultural Resources Management 15.946 14,273Y 14,273

14,273 14,273- Agency TotalsNational Park Service

United States Geological Survey

Direct Awards

Assistance to State Water Resources Research Institutes 15.805 165,027 5,661Y 40,991170,688

Earthquake Hazards Research and Monitoring Assistance 15.807 28,322Y 28,322

U.S. Geological Survey_ Research and Data Collection 15.808 216,288Y 216,288

National Cooperative Geologic Mapping Program 15.810 127,975Y 127,975

National Geospatial Program: Building The National Map 15.817 108,584Y 108,584

Upper Mississippi River System Long Term Resource Monitoring Program 15.978 1,094,685Y 1,094,685

1,740,881 5,661 1,746,542- Agency Totals 40,991United States Geological Survey

US Bureau of Land Management

Direct Awards

Wildland Fire Research and Studies Program 15.232 5,804Y 5,804

5,804 5,804- Agency TotalsUS Bureau of Land Management

1R&DUS Department of Interior FY16 SEFA




Direct Awards

U.S. Geological Survey_ Research and Data Collection 15.808 611,813Y 611,813


Department of the Interior (non-specific) 15.000 31,769Y 1,07631,769

Fish and Wildlife Management Assistance 15.608 14,608Y 14,608

Cooperative Endangered Species Conservation Fund 15.615 1,726Y 1,726

National Climate Change and Wildlife Science Center 15.820 7,536Y 7,536


Wildlife Restoration and Basic Hunter Education 15.611 126,052Y 18,300126,052

State Wildlife Grants 15.634 17,954Y 17,954

670,798 14,608 126,052 811,458- Agency Totals 19,376US Department of Interior

US Fish & Wildlife

Direct Awards

Department of the Interior (non-specific) 15.000 55,149Y 55,149

Fish and Wildlife Management Assistance 15.608 26,662Y 26,662

Rhinoceros and Tiger Conservation Fund 15.619 42,892Y 42,892

African Elephant Conservation Fund 15.620 61,924Y 61,924

Partners for Fish and Wildlife 15.631 10,842Y 10,842

Migratory Bird Joint Ventures 15.637 19,220Y 19,220

Migratory Bird Conservation 15.647 35,867Y 35,867

Cooperative Landscape Conservation 15.669 12,805Y 12,805


Cooperative Endangered Species Conservation Fund 15.615 786Y 786

1R&DUS Department of Interior FY16 SEFA




National Fish and Wildlife Foundation 15.663 24,152Y 24,152


Sport Fish Restoration Program 15.605 2,594,292Y 4,8612,594,292

Wildlife Restoration and Basic Hunter Education 15.611 2,391,198Y 35,1292,391,198

Cooperative Endangered Species Conservation Fund 15.615 1,807Y 1,807


Research Grants (Generic) 15.650 30,231Y 30,231

Endangered Species Conservation Recovery Implementation Funds 15.657 54,452Y 16,98254,452

Great Lakes Restoration 15.662 2,729,732Y 105,9292,729,732

8,846,889 8,846,889- Agency Totals 162,901US Fish & Wildlife

US Department of Justice (DOJ)

National Institute of Justice

Direct Awards

National Institute of Justice Research, Evaluation, and Development Project Grants

16.560 15,747 593,945Y 23,977609,692


Department of Justice (non-specific) 16.000 75,471Y 75,471


16.560 37,588Y 37,588

91,218 631,533 722,751- Agency Totals 23,977National Institute of Justice


Direct Awards


16.560 269,308Y 40,214269,308

Juvenile Mentoring Program 16.726 111,704Y 660111,704

Capital Case Litigation Initiative 16.746 107,433Y 107,433

1R&DUS Department of Justice (DOJ) FY16 SEFA



Postconviction Testing of DNA Evidence to Exonerate the Innocent 16.820 104,089Y 104,089


Department of Justice (non-specific) 16.000 14,525Y 14,525


16.560 40,129Y 40,129

Juvenile Mentoring Program 16.726 180,281Y 180,281

Criminal and Juvenile Justice and Mental Health Collaboration Program 16.745 7,630Y 7,630


Juvenile Justice and Delinquency Prevention_Allocation to States 16.540 200,445Y 28,710200,445

524,407 291,985 219,152 1,035,544- Agency Totals 69,584US Department of Justice (DOJ)

US Department of Labor (DOL)


Direct Awards

Department of Labor (non-specific) 17.000 39,711Y 39,711

Disability Employment Policy Development 17.720 376,712Y 123,858376,712


Department of Labor (non-specific) 17.000 12,673 17,906Y 30,579


WIA/WIOA Pilots, Demonstrations, and Research Projects 17.261 9,990Y 9,990

22,663 434,329 456,992- Agency Totals 123,858US Department of Labor (DOL)

US Department of Transportation (DOT)

Federal Aviation Administration (FAA)

Direct Awards

Department of Transportation (non-specific) 20.000 107,405Y 107,405

Aviation Research Grants 20.108 63,516Y 63,516

Air Transportation Centers of Excellence 20.109 439,402Y 439,402


1R&DUS Department of Transportation (DOT) FY16 SEFA



Department of Transportation (non-specific) 20.000 -3,421Y -3,421

610,323 -3,421 606,902- Agency TotalsFederal Aviation Administration (FAA)

Federal Highway Administration (FHWA)

Direct Awards

Department of Transportation (non-specific) 20.000 243,842Y 13,753243,842

Highway Research and Development Program 20.200 121,991Y 121,991


Department of Transportation (non-specific) 20.000 78,975 87,954Y 166,929


Highway Planning and Construction 20.205 89,400Y 89,400

444,808 177,354 622,162- Agency Totals 13,753Federal Highway Administration (FHWA)

Federal Railroad Administration

Direct Awards

Department of Transportation (non-specific) 20.000 673,596Y 3,632673,596

Railroad Research and Development 20.313 1,708Y 2,9771,708



Railroad Research and Development 20.313 15,389Y 1,54115,389

795,269 795,269- Agency Totals 8,150Federal Railroad Administration

Federal Transit Administration (FTA)


Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research

20.505 31,648Y 31,648

Job Access And Reverse Commute Program 20.516 122,519Y 122,519

154,167 154,167- Agency TotalsFederal Transit Administration (FTA)

TRB/IDEA Program Office

Direct Awards

1R&DUS Department of Transportation (DOT) FY16 SEFA




83,939 83,939- Agency TotalsTRB/IDEA Program Office


Direct Awards


University Transportation Centers Program 20.701 1,016,591 415,306Y 647,8861,431,897



Highway Research and Development Program 20.200 -330 63,822Y 63,492

Highway Planning and Construction 20.205 132,752 18,568Y 151,320

University Transportation Centers Program 20.701 499,363 711,927Y 105,7781,211,290

PHMSA Pipeline Safety Program One Call Grant 20.721 -87Y -87


Highway Planning and Construction 20.205 3,856,237 746,017Y 942,1414,602,254

State and Community Highway Safety 20.600 43,773Y 43,773

6,357,430 1,955,553 43,773 8,356,756- Agency Totals 1,695,805US Department of Transportation (DOT)

US Environmental Protection Agency (EPA)


Direct Awards

Regional Wetland Program Development Grants 66.461 18,209Y 18,209

Great Lakes Program 66.469 187,282Y 187,282

Science To Achieve Results (STAR) Research Program 66.509 1,393,570Y 214,6021,393,570


Great Lakes Program 66.469 15,796Y 15,796

Science To Achieve Results (STAR) Research Program 66.509 27,539 96,421Y 123,960

1R&DUS Environmental Protection Agency (EPA) FY16 SEFA



Source Reduction Assistance 66.717 5,797Y 5,797


Water Pollution Control State, Interstate, and Tribal Program Support 66.419 36,871Y 36,871

Nonpoint Source Implementation Grants 66.460 168,072Y 168,072

Beach Monitoring and Notification Program Implementation Grants 66.472 6,878Y 6,878

Performance Partnership Grants 66.605 155,034Y 155,034

1,799,295 312,174 2,111,469- Agency Totals 214,602US Environmental Protection Agency (EPA)

US Health & Human Services (HHS)

Administration for Children and Families (ACF)

Direct Awards

Transitional Living for Homeless Youth 93.550 267,088Y 135,829267,088

Child Care and Development Block Grant 93.575 4,917Y 4,917


Abandoned Infants 93.551 45,797Y 45,797

Promoting Safe and Stable Families 93.556 30,320Y 30,320

Head Start 93.600 407,954Y 15,000407,954

Developmental Disabilities Basic Support and Advocacy Grants 93.630 12,044Y 12,044

Foster Care_Title IV-E 93.658 382,198Y 58,928382,198


Child Welfare Research Training or Demonstration 93.648 14,826Y 14,826

382,198 782,946 1,165,144- Agency Totals 209,757Administration for Children and Families (ACF)

Administration for Community Living

Direct Awards

ACL National Institute on Disability, Independent Living, and Rehabilitation Research

93.433 4,177,098Y 902,6114,177,098

University Centers for Excellence in Developmental Disabilities Education, Research, and Service

93.632 553,850Y 553,850

1R&DUS Health & Human Services (HHS) FY16 SEFA





93.433 653,802Y 25,971653,802

5,384,750 5,384,750- Agency Totals 928,582Administration for Community Living

Agency for Healthcare Research and Quality (AHRQ)

Direct Awards

Research on Healthcare Costs, Quality and Outcomes 93.226 85,222 194,725Y 23,102279,947


Research on Healthcare Costs, Quality and Outcomes 93.226 277,181Y 277,181

85,222 471,906 557,128- Agency Totals 23,102Agency for Healthcare Research and Quality (AHRQ)

Centers for Disease Control and Prevention (CDC)

Direct Awards

Department of Health and Human Services (non-specific) 93.000 19,159Y 19,159

Innovations in Applied Public Health Research 93.061 36,460Y 36,460

Centers for Research and Demonstration for Health Promotion and Disease Prevention

93.135 1,109,587Y 3,4411,109,587

Health Program for Toxic Substances and Disease Registry 93.161 76,178Y 30,00076,178

Occupational Safety and Health Program 93.262 104,005Y 104,005

Health Promotion and Disease Prevention Research Centers: PPHF - Affordable Care Act Projects

93.542 313,091Y 313,091

Ebola Support: Transmission and Prevention Control, Public Health Preparedness, Vaccine Development

93.823 335,367Y 335,367


PPHF - Applied Leadership for Community Health Improvement 93.055 73,573Y 73,573

Global AIDS 93.067 51,107Y 51,107

Cooperative Agreements to Promote Adolescent Health through School-Based HIV/STD Prevention and School-Based Surveillance

93.079 20,482Y 17,96120,482

Injury Prevention and Control Research and State and Community Based Programs

93.136 151,272Y 151,272

Health Program for Toxic Substances and Disease Registry 93.161 5,416Y 5,416




Disabilities Prevention 93.184 -983Y -983


Centers for Disease Control and Prevention_Investigations and Technical Assistance

93.283 2,182Y 2,182

HIV Prevention Activities_Health Department Based 93.940 177,323Y 177,323


Centers for Disease Control and Prevention_Investigations and Technical Assistance

93.283 163,604Y 163,604

2,652,015 2,652,015- Agency Totals 51,402Centers for Disease Control and Prevention (CDC)

Centers for Medicare and Medicaid Services


Health Care Innovation Awards (HCIA) 93.610 403Y 403


Children's Health Insurance Program 93.767 421Y 421

824 824- Agency TotalsCenters for Medicare and Medicaid Services

Food and Drug Administration (FDA)

Direct Awards



Family Smoking Prevention and Tobacco Control Act Regulatory Research 93.077 821,264Y 190,465821,264

Food and Drug Administration_Research 93.103 191,254Y 61,130191,254

16,001 1,012,518 1,028,519- Agency Totals 251,595Food and Drug Administration (FDA)

Health Resources and Services Administration (HRSA)

Direct Awards

Area Health Education Centers Point of Service Maintenance and Enhancement Awards

93.107 1,578,269Y 1,211,3921,578,269

Maternal and Child Health Federal Consolidated Programs 93.110 975,377Y 40,079975,377

Substance Abuse and Mental Health Services_Projects of Regional and National Significance

93.243 480,853Y 480,853




Area Health Education Centers Infrastructure Development Awards 93.824 266Y 266

Grants for Primary Care Training and Enhancement 93.884 52,870Y 52,870

Ryan White HIV/AIDS Dental Reimbursement and Community Based Dental Partnership Grants

93.924 234,535Y 96,432234,535


Maternal and Child Health Federal Consolidated Programs 93.110 -42,801Y -42,801

Affordable Care Act (ACA) Maternal, Infant, and Early Childhood Home Visiting Program

93.505 88Y 88

Rural Health Care Services Outreach, Rural Health Network Development and Small Health Care Provider Quality Improvement Program

93.912 8,869Y 8,869

3,288,326 3,288,326- Agency Totals 1,347,903Health Resources and Services Administration (HRSA)

HHS Office of the Director

Direct Awards

Trans-NIH Research Support 93.310 -6,191Y -6,191

-6,191 -6,191- Agency TotalsHHS Office of the Director

HRSA/BHPR/DADPHP (Health Resources and Services)


Maternal and Child Health Federal Consolidated Programs 93.110 42,237Y 42,237

Minority Health and Health Disparities Research 93.307 1,780Y 1,780

Sickle Cell Treatment Demonstration Program 93.365 236,502Y 236,502


93.505 125,438Y 125,438

405,957 405,957- Agency TotalsHRSA/BHPR/DADPHP (Health Resources and Services)

National Center for Health Statistics CDC


PPHF - Applied Leadership for Community Health Improvement 93.055 81,086Y 81,086

HIV Prevention Activities_Health Department Based 93.940 54,991Y 54,991

136,077 136,077- Agency TotalsNational Center for Health Statistics CDC

National Institute for Occupational Safety & Health




Direct Awards

Occupational Safety and Health Program 93.262 97,618 1,700,022Y 9,5961,797,640



97,618 1,701,349 1,798,967- Agency Totals 9,596National Institute for Occupational Safety & Health

National Institutes of Health (NIH)

Direct Awards



Environmental Health 93.113 -22,858Y -22,858

Oral Diseases and Disorders Research 93.121 510,933Y 510,933

Research and Training in Complementary and Integrative Health 93.213 881,220Y 49,854881,220

Mental Health Research Grants 93.242 2,053,777Y 1,082,6392,053,777

Alcohol Research Programs 93.273 689,989Y 3,968689,989

Drug Abuse and Addiction Research Programs 93.279 1,502,485Y 75,7811,502,485

Mental Health Research Career/Scientist Development Awards 93.281 104,243Y 104,243

Discovery and Applied Research for Technological Innovations to Improve Human Health

93.286 -48 125,198Y 27,189125,150


Trans-NIH Research Support 93.310 -276Y -276

Research Infrastructure Programs 93.351 42,749 546,971Y 589,720

Nursing Research 93.361 39,469 808,609Y 24,977848,078

Cancer Cause and Prevention Research 93.393 1,217,701Y 85,9291,217,701

Cancer Detection and Diagnosis Research 93.394 272,001Y 47,665272,001




Cancer Treatment Research 93.395 370,616 377,758Y 748,374

Cancer Biology Research 93.396 -99 726,995Y 726,896

Cancer Research Manpower 93.398 695,017Y 695,017

Cardiovascular Diseases Research 93.837 -111 3,840,268Y 417,7503,840,157

Lung Diseases Research 93.838 2,369,197Y 2,369,197

Blood Diseases and Resources Research 93.839 651,194Y 651,194

Arthritis, Musculoskeletal and Skin Diseases Research 93.846 73,918Y 73,918

Diabetes, Digestive, and Kidney Diseases Extramural Research 93.847 37,207 425,615Y 462,822

Extramural Research Programs in the Neurosciences and Neurological Disorders

93.853 2,455,771Y 473,6412,455,771

Allergy and Infectious Diseases Research 93.855 599,902Y 123,775599,902

Biomedical Research and Research Training 93.859 1,504,402 3,131,975Y 26,6834,636,377

Child Health and Human Development Extramural Research 93.865 545,239 563,746Y 50,1451,108,985

Aging Research 93.866 617,153Y 14,781617,153

Vision Research 93.867 227,254 1,128,806Y 1,356,060

Medical Library Assistance 93.879 3,523Y 3,523

International Research and Research Training 93.989 36,274 11,464Y 47,738


Department of Health and Human Services (non-specific) 93.000 51,501 41,157Y 92,658


Environmental Health 93.113 -32 114,618Y 114,586

Oral Diseases and Disorders Research 93.121 110,383 103,038Y 213,421


93.136 11,701Y 11,701




NIEHS Hazardous Waste Worker Health and Safety Training 93.142 141,915Y 141,915

Research Related to Deafness and Communication Disorders 93.173 270,314 -130,007Y 140,307

Disabilities Prevention 93.184 20,525Y 20,525

Mental Health Research Grants 93.242 198,013 68,665Y 266,678

Alcohol Research Programs 93.273 7,395Y 7,395

Drug Abuse and Addiction Research Programs 93.279 38,397 364,218Y 402,615


93.286 773,462 204,405Y 977,867


Trans-NIH Research Support 93.310 219,221 80,062Y 299,283

Cancer Cause and Prevention Research 93.393 120,459 346,313Y 466,772

Cancer Detection and Diagnosis Research 93.394 321,960Y 321,960

Cancer Treatment Research 93.395 153,339Y 153,339

Cancer Biology Research 93.396 60,768 -1,070Y 59,698

Cancer Centers Support Grants 93.397 106,677Y 106,677

Foster Care_Title IV-E 93.658 226,464Y 10,000226,464

Cardiovascular Diseases Research 93.837 467,441 404,702Y 872,143

Lung Diseases Research 93.838 916,693Y 916,693


Arthritis, Musculoskeletal and Skin Diseases Research 93.846 101,840 48,528Y 150,368

Diabetes, Digestive, and Kidney Diseases Extramural Research 93.847 313,755 292,860Y 606,615


93.853 343,727 328,025Y 671,752

Allergy and Infectious Diseases Research 93.855 630,532 1,258,870Y 1,889,402




Microbiology and Infectious Diseases Research 93.856 18,481Y 18,481

Biomedical Research and Research Training 93.859 781,713 379,082Y 1,160,795

Child Health and Human Development Extramural Research 93.865 582,589 187,505Y 770,094

Aging Research 93.866 241,153 347,297Y 588,450

Vision Research 93.867 77,416Y 77,416

HIV Demonstration, Research, Public and Professional Education Projects 93.941 13,051Y 13,051

International Research and Research Training 93.989 3,945Y 3,945

8,813,897 34,809,175 43,623,072- Agency Totals 2,526,448National Institutes of Health (NIH)

NIH / Center for Scientific Review

Direct Awards

Biomedical Research and Research Training 93.859 493,687Y 493,687

493,687 493,687- Agency TotalsNIH / Center for Scientific Review

NIH / John E Fogarty International Center

Direct Awards

International Research and Research Training 93.989 760,224Y 78,282760,224

760,224 760,224- Agency Totals 78,282NIH / John E Fogarty International Center

NIH / National Cancer Institute

Direct Awards



National Center for Research Resources 93.389 36,436Y 36,436

Cancer Cause and Prevention Research 93.393 515,769 6,048,648Y 1,487,2976,564,417

Cancer Detection and Diagnosis Research 93.394 2,033,028 535,776Y 186,1232,568,804

Cancer Treatment Research 93.395 1,006,014 984,122Y 137,0511,990,136




Cancer Biology Research 93.396 864,616 2,862,453Y 285,9773,727,069

Cancer Centers Support Grants 93.397 764,809Y 764,809

Cancer Research Manpower 93.398 185,095 49,227Y 234,322

Cancer Control 93.399 221,713Y 28,628221,713

Trans-NIH Recovery Act Research Support 93.701 -93Y -93

Biomedical Research and Research Training 93.859 312,524 2,587Y 35,466315,111



Environmental Health 93.113 -7,446Y -7,446

Cancer Cause and Prevention Research 93.393 212,912Y 68,076212,912

Cancer Detection and Diagnosis Research 93.394 -3,918Y -3,918

Cancer Treatment Research 93.395 517,715Y 12,250517,715

Cancer Biology Research 93.396 115,745Y 115,745

Cancer Centers Support Grants 93.397 149Y 149

Cancer Control 93.399 11,588Y 11,588

4,913,035 13,652,462 18,565,497- Agency Totals 2,264,445NIH / National Cancer Institute

NIH / National Center for Complementary & Integrative Health

Direct Awards

Research and Training in Complementary and Integrative Health 93.213 754,320 2,489,410Y 180,0763,243,730

754,320 2,489,410 3,243,730- Agency Totals 180,076NIH / National Center for Complementary & Integrative Health

NIH / National Center for Research Resources

Direct Awards

National Center for Advancing Translational Sciences 93.350 -72,560Y -72,560

National Center for Research Resources 93.389 -11,587Y -11,587




Trans-NIH Recovery Act Research Support 93.701 27,114Y 27,114

-57,033 -57,033- Agency TotalsNIH / National Center for Research Resources

NIH / National Eye Institute

Direct Awards

Vision Research 93.867 405,999 4,575,269Y 301,7754,981,268


Diabetes, Digestive, and Kidney Diseases Extramural Research 93.847 3,390Y 3,390


405,999 4,580,517 4,986,516- Agency Totals 301,775NIH / National Eye Institute

NIH / National Heart Lung & Blood Institute

Direct Awards

Department of Health and Human Services (non-specific) 93.000 2,729,337Y 2,729,337

Cardiovascular Diseases Research 93.837 1,402,819 6,587,874Y 1,259,1817,990,693

Lung Diseases Research 93.838 26,867 8,690,999Y 601,0158,717,866

Blood Diseases and Resources Research 93.839 507,312 3,860,920Y 423,3444,368,232


Cardiovascular Diseases Research 93.837 528,539Y 528,539

Lung Diseases Research 93.838 25,480Y 25,480

1,936,998 22,423,149 24,360,147- Agency Totals 2,283,540NIH / National Heart Lung & Blood Institute

NIH / National Human Genome Research Institute

Direct Awards

Human Genome Research 93.172 653,438 -596Y 444,794652,842

653,438 -596 652,842- Agency Totals 444,794NIH / National Human Genome Research Institute

NIH / National Inst of Arthritis & Musculoskeletal & Skin Diseases

Direct Awards

Arthritis, Musculoskeletal and Skin Diseases Research 93.846 553,704 67,147Y 620,851




553,704 67,147 620,851- Agency TotalsNIH / National Inst of Arthritis & Musculoskeletal & Skin Diseases

NIH / National Inst on Deafness & Other Communication Disorders

Direct Awards

Research Related to Deafness and Communication Disorders 93.173 955,140 373,953Y 24,8661,329,093


Research Related to Deafness and Communication Disorders 93.173 94,356Y 94,356

955,140 468,309 1,423,449- Agency Totals 24,866NIH / National Inst on Deafness & Other Communication Disorders

NIH / National Institute of Allergy & Infectious Diseases

Direct Awards

NIH Office of Research on Women's Health 93.313 54,443Y 54,443

Allergy and Infectious Diseases Research 93.855 3,858,718 5,731,206Y 1,400,0099,589,924

Microbiology and Infectious Diseases Research 93.856 1,742,386Y 1,742,386


Allergy and Infectious Diseases Research 93.855 1,058,563Y 1,058,563

3,858,718 8,586,598 12,445,316- Agency Totals 1,400,009NIH / National Institute of Allergy & Infectious Diseases

NIH / National Institute of Biomedical Imaging & Bioengineering

Direct Awards


93.286 2,311,576 205,463Y 130,6312,517,039

2,311,576 205,463 2,517,039- Agency Totals 130,631NIH / National Institute of Biomedical Imaging & Bioengineering

NIH / National Institute of Child Health & Human Development

Direct Awards

Child Health and Human Development Extramural Research 93.865 1,099,742 2,098,719Y 361,3363,198,461



Contraception and Infertility Research Loan Repayment Program 93.209 -12,163Y -12,163

Child Health and Human Development Extramural Research 93.865 758,795Y 758,795




1,099,742 2,868,171 3,967,913- Agency Totals 361,336NIH / National Institute of Child Health & Human Development

NIH / National Institute of Dental & Craniofacial Research

Direct Awards

Oral Diseases and Disorders Research 93.121 81,186 2,372,089Y 7,6882,453,275


Oral Diseases and Disorders Research 93.121 70,296Y 70,296

81,186 2,442,385 2,523,571- Agency Totals 7,688NIH / National Institute of Dental & Craniofacial Research

NIH / National Institute of Diabetes & Digestive & Kidney Diseases

Direct Awards

Trans-NIH Research Support 93.310 774,311 1,396Y 343,500775,707

Diabetes, Digestive, and Kidney Diseases Extramural Research 93.847 2,639,242 4,547,310Y 446,6207,186,552


Diabetes, Digestive, and Kidney Diseases Extramural Research 93.847 468,630Y 468,630

3,413,553 5,017,336 8,430,889- Agency Totals 790,120NIH / National Institute of Diabetes & Digestive & Kidney Diseases

NIH / National Institute of Environmental & Health Sciences

Direct Awards

Environmental Health 93.113 1,857,371 1,386,717Y 554,6443,244,088


Environmental Health 93.113 8,646Y 8,646

NIEHS Superfund Hazardous Substances_Basic Research and Education 93.143 14,186Y 14,186

1,857,371 1,409,549 3,266,920- Agency Totals 554,644NIH / National Institute of Environmental & Health Sciences

NIH / National Institute of General Medical Sciences

Direct Awards

Trans-NIH Research Support 93.310 3,533,449Y 344,1323,533,449

National Center for Research Resources 93.389 28,698Y 11,46928,698

Trans-NIH Recovery Act Research Support 93.701 -241Y -241




Allergy and Infectious Diseases Research 93.855 276,570Y 276,570

Biomedical Research and Research Training 93.859 17,030,370 3,203,695Y 2,747,60020,234,065



Biomedical Research and Research Training 93.859 12Y 12

20,949,271 3,203,707 24,152,978- Agency Totals 3,103,201NIH / National Institute of General Medical Sciences

NIH / National Institute of Mental Health

Direct Awards

Mental Health Research Grants 93.242 3,644,135 5,853,056Y 1,745,3849,497,191

Mental Health Research Career/Scientist Development Awards 93.281 145,018Y 145,018

Mental Health National Research Service Awards for Research Training 93.282 77,524Y 77,524

Biomedical Research and Research Training 93.859 165,052Y 165,052


Mental Health Research Grants 93.242 30,832Y 30,832

3,809,187 6,106,430 9,915,617- Agency Totals 1,745,384NIH / National Institute of Mental Health

NIH / National Institute of Neurological Disorders & Stroke

Direct Awards


93.853 1,589,068 1,221,264Y 230,9772,810,332



93.853 190,931Y 190,931

1,589,068 1,412,195 3,001,263- Agency Totals 230,977NIH / National Institute of Neurological Disorders & Stroke

NIH / National Institute of Nursing Research

Direct Awards

Nursing Research 93.361 1,303,268Y 283,4681,303,268

1,303,268 1,303,268- Agency Totals 283,468NIH / National Institute of Nursing Research

NIH / National Institute on Aging




Direct Awards

Aging Research 93.866 1,281,044 4,630,690Y 358,2555,911,734


Aging Research 93.866 71,781Y 71,781

1,281,044 4,702,471 5,983,515- Agency Totals 358,255NIH / National Institute on Aging

NIH / National Institute on Alcohol Abuse & Alcoholism

Direct Awards

Alcohol Research Programs 93.273 27,809 3,887,024Y 465,4523,914,833



Substance Abuse and Mental Health Services-Access to Recovery 93.275 3,969Y 3,969

27,809 3,932,733 3,960,542- Agency Totals 465,452NIH / National Institute on Alcohol Abuse & Alcoholism

NIH / National Institute on Drug Abuse

Direct Awards


Drug Abuse and Addiction Research Programs 93.279 1,807,035 1,615,686Y 355,2923,422,721


Drug Abuse and Addiction Research Programs 93.279 130,811Y 130,811

1,819,060 1,746,497 3,565,557- Agency Totals 355,292NIH / National Institute on Drug Abuse

NIH / National Institute on Minority Health & Health Disparities

Direct Awards

Minority Health and Health Disparities Research 93.307 12,406 792,641Y 25,772805,047

12,406 792,641 805,047- Agency Totals 25,772NIH / National Institute on Minority Health & Health Disparities

NIH / National Library of Medicine

Direct Awards

Medical Library Assistance 93.879 1,467,930Y 311,6041,467,930




1,467,930 1,467,930- Agency Totals 311,604NIH / National Library of Medicine

NIH / Office of Research Infrastructure Programs (ORIP OD)

Direct Awards


18,302 18,302- Agency TotalsNIH / Office of Research Infrastructure Programs (ORIP OD)

NIH / Office of the Director of National Institute of Health

Direct Awards

Research Infrastructure Programs 93.351 95,426Y 95,426

95,426 95,426- Agency TotalsNIH / Office of the Director of National Institute of Health

Substance Abuse & Mental Health Services Admin (SAMHSA)



Block Grants for Prevention and Treatment of Substance Abuse 93.959 6,327Y 6,327



93.243 250,522 231,078Y 481,600

250,522 248,063 498,585- Agency TotalsSubstance Abuse & Mental Health Services Admin (SAMHSA)


Direct Awards


93.136 271,650Y 44,827271,650

National Community Centers of Excellence in Women's Health 93.290 315,876Y 100,779315,876

Biomedical Advanced Research and Development Authority (BARDA), Biodefense Medical Countermeasure Development

93.360 38,650Y 38,650

ARRA - Strategic Health IT Advanced Research Projects (SHARP) 93.728 -247Y -247



Family Smoking Prevention and Tobacco Control Act Regulatory Research 93.077 27,425Y 27,425

Heart Lung & Blood Disorders Shared Research Facilities 93.131 110,168Y 110,168




Disabilities Prevention 93.184 1,763Y 1,5001,763


Drug Abuse and Addiction Research Programs 93.279 43,320Y 43,320

National State Based Tobacco Control Programs 93.305 389Y 389

Cancer Control 93.399 165,020Y 165,020


93.433 154,471Y 154,471

Abandoned Infants 93.551 20,983Y 20,983

Empowering Older Adults and Adults with Disabilities through Chronic Disease Self-Management Education Programs financed by Prevention

93.734 9,846Y 9,846


Allergy and Infectious Diseases Research 93.855 21,667Y 21,667



Affordable Care Act (ACA) Personal Responsibility Education Program 93.092 117,779Y 117,779


93.243 -34,401Y -34,401

Teenage Pregnancy Prevention Program 93.297 50,000Y 50,000


93.505 796,087Y 796,087

Child Welfare Research Training or Demonstration 93.648 14,366Y 14,366

Social Services Block Grant 93.667 51,213Y 51,213

HIV Care Formula Grants 93.917 107,196Y 107,196

Block Grants for Prevention and Treatment of Substance Abuse 93.959 780,047Y 780,047

1,990,761 1,648,249 3,639,010- Agency Totals 147,106US Health & Human Services (HHS)

US NASA

Goddard Space Flight Center

1R&DUS NASA FY16 SEFA



Direct Awards

National Aeronautics and Space Administration (non-specific) 43.000 27,859Y 27,859

27,859 27,859- Agency TotalsGoddard Space Flight Center

Jet Propulsion Laboratory

Direct Awards


461,501 461,501- Agency TotalsJet Propulsion Laboratory

Marshall Space Flight Center



6,430 6,430- Agency TotalsMarshall Space Flight Center

NASA Headquarters

Direct Awards

Aeronautics 43.002 39,545Y 39,545

39,545 39,545- Agency TotalsNASA Headquarters

NASA Shared Services Center

Direct Awards


Science 43.001 1,267,932 191,474Y 34,8331,459,406

Aeronautics 43.002 780,182Y 15,000780,182

Education 43.008 183,610 30,445Y 69,443214,055

Cross Agency Support 43.009 469,884Y 163,728469,884

Space Technology 43.012 343,066Y 343,066


Science 43.001 126,238Y 126,238

3,207,721 221,919 3,429,640- Agency Totals 283,004NASA Shared Services Center

1R&DUS NASA FY16 SEFA



US NASA

Direct Awards

National Aeronautics and Space Administration (non-specific) 43.000 476,981 34,136Y 246,703511,117

Science 43.001 1,725,676 41,116Y 273,0081,766,792

Aeronautics 43.002 1,346,524Y 447,2051,346,524



Science 43.001 167,166 61,795Y 228,961

Aeronautics 43.002 212,261Y 212,261

Construction & Environmental Compliance & Remediation 43.010 68,773Y 68,773

Space Technology 43.012 63,742Y 63,742

99 Other - 739 STScI Eta Carinae 2014 99.999 3,063Y 3,063

4,714,534 205,820 3,063 4,923,417- Agency Totals 966,916US NASA

US National Endowment for the Humanities (NEH)


Direct Awards

Promotion of the Humanities_Research 45.161 79,041 81,529Y 19,437160,570

Promotion of the Humanities_Office of Digital Humanities 45.169 136,928Y 70,006136,928


Promotion of the Humanities_Division of Preservation and Access 45.149 18,926Y 18,926

Promotion of the Humanities_Research 45.161 100,410Y 100,410

234,895 81,529 100,410 416,834- Agency Totals 89,443US National Endowment for the Humanities (NEH)

US National Science Foundation (NSF)


Direct Awards

1R&DUS National Science Foundation (NSF) FY16 SEFA



National Science Foundation (non-specific) 47.000 564,298 38,289Y 602,587

Engineering Grants 47.041 14,713,304 2,587,519Y 727,53917,300,823

Mathematical and Physical Sciences 47.049 18,902,841 5,509,850Y 366,88724,412,691

Geosciences 47.050 6,891,771 47,648Y 2,149,9846,939,419

Computer and Information Science and Engineering 47.070 64,359,871 5,563,628Y 25,136,62269,923,499

Biological Sciences 47.074 7,228,969 1,854,342 28,425Y 415,6199,111,736

Social, Behavioral, and Economic Sciences 47.075 2,986,737 424,147Y 200,2023,410,884

Education and Human Resources 47.076 4,144,661 2,907,388Y 552,3417,052,049

Polar Programs 47.078 203,498Y 203,498

Office of International Science and Engineering 47.079 81,039 15,688Y 19,67796,727

Trans-NSF Recovery Act Reasearch Support 47.082 -274 3,103Y 2,829

Office of Integrative Activities 47.083 169,651Y 169,651


National Science Foundation (non-specific) 47.000 57,105 100,336Y 157,441

Engineering Grants 47.041 2,505,986 134,327Y 6,0002,640,313

Mathematical and Physical Sciences 47.049 4,773,716 281,405Y 5,055,121

Geosciences 47.050 259,812 58,673Y 318,485

Computer and Information Science and Engineering 47.070 2,071,428 925,951Y 2,997,379

Biological Sciences 47.074 444,443 4,025Y 448,468

Social, Behavioral, and Economic Sciences 47.075 18,915 34,155Y 53,070

Education and Human Resources 47.076 98,452 823,882Y 922,334

Polar Programs 47.078 18,489Y 18,489

1R&DUS National Science Foundation (NSF) FY16 SEFA



Office of International Science and Engineering 47.079 92,082 -1,372Y 90,710

130,568,305 21,331,473 28,425 151,928,203- Agency Totals 29,574,871US National Science Foundation (NSF)

US Nuclear Regulatory Commission


Direct Awards

Nuclear Regulatory Commission (non-specific) 77.000 306,478Y 306,478

U.S. Nuclear Regulatory Commission Office of Research Financial Assistance Program

77.009 113,512Y 113,512


U.S. Nuclear Regulatory Commission Office of Research Financial Assistance Program

77.009 28,885Y 28,885

448,875 448,875- Agency TotalsUS Nuclear Regulatory Commission

US Small Business Administration

US Small Business Administration

Direct Awards

Federal and State Technology Partnership Program 59.058 50,336Y 50,336


Small Business Development Centers 59.037 25,830Y 25,830

76,166 76,166- Agency TotalsUS Small Business Administration

US State Department

US State Department


International Programs to Support Democracy, Human Rights and Labor 19.345 44,912Y 44,912

44,912 44,912- Agency TotalsUS State Department

Vietnam Education Foundation

Vietnam Education Foundation

Direct Awards

Visiting Scholar Grants 85.803 13,500Y 13,500

99 Other - VEF Fellow Linh Thuy PHAN 99.999 2,375Y 2,375

1R&DVietnam Education Foundation FY16 SEFA



13,500 2,375 15,875- Agency TotalsVietnam Education Foundation

- Cluster Totals 341,961,313 189,681,434 654,330 532,297,077 75,333,3681R&D

AgingCluster:____US Health & Human Services (HHS)



Special Programs for the Aging_Title III, Part B_Grants for Supportive Services and Senior Centers

93.044 2,084,989N 2,084,989

2,084,989 2,084,989- Agency TotalsUS Health & Human Services (HHS)

- Cluster Totals 2,084,989 2,084,989Aging

CCDFCluster:____US Health & Human Services (HHS)


Direct Awards


Non-Cash Federal Assistance


Child Care Mandatory and Matching Funds of the Child Care and Development Fund

93.596 1,574,276Y 1,574,276






93.596 925,947Y 7,210925,947

4,291,231 4,291,231- Agency Totals 7,210Administration for Children and Families (ACF)



Child Care and Development Block Grant 93.575 -16,818Y -16,818

CCDFUS Health & Human Services (HHS) FY16 SEFA



-16,818 -16,818- Agency TotalsNational Institutes of Health (NIH)

- Cluster Totals 4,274,413 4,274,413 7,210CCDF

Child NutritionCluster:____US Department of Agriculture (USDA)



Special Milk Program for Children 10.556 4,972N 4,972

Summer Food Service Program for Children 10.559 4,493 10,197N 14,690

9,465 10,197 19,662- Agency TotalsUS Department of Agriculture (USDA)

- Cluster Totals 9,465 10,197 19,662Child Nutrition

Health Center ProgramCluster:____US Health & Human Services (HHS)


Direct Awards

Consolidated Health Centers (Community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care)

93.224 1,188,536N 1,188,536

Affordable Care Act (ACA) Grants for New and Expanded Services under the Health Center Program

93.527 2,348,656N 2,348,656

3,537,192 3,537,192- Agency TotalsHealth Resources and Services Administration (HRSA)



Consolidated Health Centers (Community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care)

93.224 4,446N 4,446

4,446 4,446Health Resources and Services (HRSA/BHPR/DADPHP) - Agency Totals

- Cluster Totals 3,541,638 3,541,638Health Center Program

Highway Planning and ConstructionCluster:____US Department of Transportation (DOT)



Highway Planning and ConstructionUS Department of Transportation (DOT) FY16 SEFA



Highway Planning and Construction 20.205 4,039,867 27,081N 4,066,948

4,039,867 27,081 4,066,948- Agency TotalsFederal Highway Administration (FHWA)



Highway Planning and Construction 20.205 219,850N 219,850

219,850 219,850- Agency TotalsUS Department of Transportation (DOT)

- Cluster Totals 4,039,867 246,931 4,286,798Highway Planning and Construction

Highway SafetyCluster:____US Department of Transportation (DOT)



State and Community Highway Safety 20.600 181,761N 181,761


- Cluster Totals 181,761 181,761Highway Safety

Other ProgramsCluster:____Corporation for National & Community Service

Corporation for National & Community Service


Social Innovation Fund 94.019 -68,574N -68,574


AmeriCorps 94.006 173,280N 164,173173,280

104,706 104,706- Agency Totals 164,173Corporation for National & Community Service



Direct Awards

VA 2016-01065 IPA 64.000 31,482N 31,482

Other ProgramsDepartment of Veterans Affairs (VA) FY16 SEFA



VA 2016-01068 IPA 64.000 14,372N 14,372

VA 2016-01151 IPA 64.000 10,000N 10,000

Vet Admin Allowance 64.000 2,295N 2,295

55,854 2,295 58,149- Agency TotalsDepartment of Veterans Affairs (VA)

Jesse Brown VA Medical Center

Direct Awards

JBVAMC VA69D-15-C-0192 64.000 90,791N 90,791

90,791 90,791- Agency TotalsJesse Brown VA Medical Center

General Services Administration

General Services Administration

Direct Awards

GSA 2016-00632 IPA 39.000 40,159N 40,159

GSA 2016-00635 IPA 39.000 10,000N 10,000

50,159 50,159- Agency TotalsGeneral Services Administration



Direct Awards

Supportive Housing Program 14.235 21,785N 21,785

Housing Opportunities for Persons with AIDS 14.241 331,938N 331,938

Continuum of Care Program 14.267 89,365N 89,365


HUD Sub Normal 2015-05791 14.000 34,992N 34,992

Hud Sub Normal 2016-06085 14.000 8,925N 8,925

Community Challenge Planning Grants and the Department of Transportation's TIGER II Planning Grants

14.704 -375N -375

Section 8 Housing Choice Vouchers 14.871 11,370N 11,370

Other ProgramsHousing & Urban Development (HUD) FY16 SEFA




Housing Opportunities for Persons with AIDS 14.241 98,941N 98,941

43,917 553,024 596,941- Agency TotalsHousing & Urban Development (HUD)



Direct Awards

Museums for America 45.301 123,940N 123,940

National Leadership Grants 45.312 42,882N 42,882

Laura Bush 21st Century Librarian Program 45.313 87,111N 74887,111


National Leadership Grants 45.312 1,290N 1,290

Laura Bush 21st Century Librarian Program 45.313 31,722N 31,722


Grants to States 45.310 115,208N 32,844115,208

National Leadership Grants 45.312 62,023N 10,74362,023

163,005 123,940 177,231 464,176- Agency Totals 44,335Institute of Museum & Library Services (IMLS)

Peace Corps

Peace Corps

Direct Awards

99 Other - Peace Corps PC-12-8-043 99.999 -396N -396

99 Other - Peace Corps PC-15-Q-019 99.999 13,027N 13,027

12,631 12,631- Agency TotalsPeace Corps


National Museum of Natural History

Direct Awards

Smithsonian 13-PO-332-0000287104 60.000 2,935N 2,935

Other ProgramsSmithsonian Institution FY16 SEFA



2,935 2,935- Agency TotalsNational Museum of Natural History


Direct Awards

SI 2015-06282 TTA 60.000 29,704N 29,704

29,704 29,704- Agency TotalsSmithsonian Institution



Direct Awards

AID AID-176-LA-13-00003 98.000 826,870N 508,515826,870

AID OAA-LA-14-00008 98.000 1,817,484N 1,056,5081,817,484

USAID Foreign Assistance for Programs Overseas 98.001 3,227,151N 1,566,3943,227,151


AID Sub MSU RC102095 98.000 42,167N 42,167

AID Sub MSU RC102095 U1002 98.000 62,793N 62,793

AID Sub Purdue 8000069607 98.000 22,706N 22,706

AID Sub UC Davis 016258-123 98.000 13,647N 13,647

AID Sub UC Davis 016258-125 98.000 18,984N 18,984

AID Sub UC Davis 016258-128 98.000 2,614N 2,614

USAID Foreign Assistance for Programs Overseas 98.001 33,673N 33,673

6,068,089 6,068,089- Agency Totals 3,131,417United States Agency for International Development (AID)


Bridger-Teton National Forest

Direct Awards

CAL AG-02NV-P-15-0118-WY98 10.000 6,018N 6,018

6,018 6,018- Agency TotalsBridger-Teton National Forest

National Institute of Food and Agriculture/USDA

Other ProgramsUS Department of Agriculture (USDA) FY16 SEFA



Direct Awards

Higher Education Graduate Fellowships Grant Program 10.210 26,708N 26,708

Higher Education - Multicultural Scholars Grant Program 10.220 195N 195

Integrated Programs 10.303 -278N -278

Agriculture and Food Research Initiative (AFRI) 10.310 144,555N 144,555

Beginning Farmer and Rancher Development Program 10.311 50,558N 16,03050,558

Crop Protection and Pest Management Competitive Grants Program 10.329 611,340N 329,481611,340

Cooperative Extension Service 10.500 9,119,580Y 1,240,0959,119,580


Sustainable Agriculture Research and Education 10.215 26,079N 26,079

Higher Education - Institution Challenge Grants Program 10.217 16,570N 16,570

Integrated Programs 10.303 4,286N 1574,286


Farm Business Management and Benchmarking Competitive Grants Program

10.319 31,370N 31,370

Cooperative Extension Service 10.500 49,638Y 49,638

10,146,428 10,146,428- Agency Totals 1,585,763National Institute of Food and Agriculture/USDA

Shoshone National Forest

Direct Awards

CAL AG-8544-P-14-0023 WY97 10.000 1,504N 1,504

1,504 1,504- Agency TotalsShoshone National Forest



AG Sub MS St 018000.340753.09 10.000 40,155N 40,155

AG Sub UK 3048109631-13-038 10.000 5,176N 5,176




CAL AG 2015-NTN1-21 NE15 10.000 1,254N 1,254

CAL AG Sub MSU 2015-NTN-1-16 10.000 2,509N 2,509

CAL AG Sub UNE 2016-NTN1-21 NE15 10.000 3,334N 3,334

Grants for Agricultural Research, Special Research Grants 10.200 35,416N 35,416

Payments to Agricultural Experiment Stations Under the Hatch Act 10.203 6,669N 6,669

Sustainable Agriculture Research and Education 10.215 16,720N 16,720

Integrated Programs 10.303 2,163N 2,163


Cooperative Extension Service 10.500 80,962Y 20,99580,962

Forest Health Protection 10.680 5,929N 5,929

Rural Cooperative Development Grants 10.771 4,515N 4,515


Special Supplemental Nutrition Program for Women, Infants, and Children 10.557 124,151N 124,151

Child and Adult Care Food Program 10.558 36,419 12,202N 48,621

State Administrative Expenses for Child Nutrition 10.560 168,115N 168,115

Cooperative Forestry Assistance 10.664 32,509N 32,509

512,840 136,353 649,193- Agency Totals 20,995US Department of Agriculture (USDA)

USDA Agricultural Research Service (ARS)

Direct Awards

AG 2014-07349 TTA 10.000 8N 8

AG AG-45ZE-P-16-0024 TTA 10.000 8,427N 8,427

Agricultural Research_Basic and Applied Research 10.001 126,135N 126,135

Hispanic Serving Institutions Education Grants 10.223 46,894N 46,894




Consumer Data and Nutrition Research 10.253 4,917N 4,917

139,487 46,894 186,381- Agency TotalsUSDA Agricultural Research Service (ARS)

USDA Animal & Plant Health Inspection Serv (APHIS)

Direct Awards

AG 15-1001-0802-CA 10.000 46,229N 46,229

Plant and Animal Disease, Pest Control, and Animal Care 10.025 70,535N 70,535

116,764 116,764- Agency TotalsUSDA Animal & Plant Health Inspection Serv (APHIS)

USDA Coop State Rsrch Educ & Ext Serv (CSREES)

Direct Awards

Integrated Programs 10.303 312,585N 83,960312,585


Payments to Agricultural Experiment Stations Under the Hatch Act 10.203 2,992N 2,992

315,577 315,577- Agency Totals 83,960USDA Coop State Rsrch Educ & Ext Serv (CSREES)

USDA Farm Service Agency (FSA)

Direct Awards

AG 58-0510-4-002N PO7600041547 10.000 270,263N 215,059270,263

270,263 270,263- Agency Totals 215,059USDA Farm Service Agency (FSA)



Child and Adult Care Food Program 10.558 10,571N 10,571

10,571 10,571- Agency TotalsUSDA Food and Nutrition Service (FNS)

USDA Foreign Agricultural Service (FAS)

Direct Awards

Norman E. Borlaug International Agricultural Science and Technology Fellowship

10.777 9,832N 9,832

Cochran Fellowship Program-International Training-Foreign Participant 10.962 -3,592N -3,592

6,240 6,240- Agency TotalsUSDA Foreign Agricultural Service (FAS)




USDA Forest Service (FS)

Direct Awards

AG 15-CS-11090800-030 10.000 10,798N 10,798

AG 5588-P-15-0012 TTA 10.000 2,707N 2,707

CAL AG 2012-MDN2-5 10.000 16,983N 16,983

CAL AG 2013-NTN-WA98 10.000 1,924N 1,924

CAL AG AG-3395-P-15-0018 CVA99 10.000 2,866N 2,866

CAL AG AG-5588-P-15-0007 10.000 4,938N 4,938

CAL AG-046W-P-16-0067 10.000 1,362N 1,362

CAL AG-3395-P-16-0010 10.000 2,723N 2,723

CAL AG-63PX-P-16-0010 10.000 4,738N 4,738

CAL AG-8544-P-16-0004 10.000 4,084N 4,084


Cooperative Forestry Assistance 10.664 182,917N 182,917

236,040 236,040- Agency TotalsUSDA Forest Service (FS)

USDA Natural Resources Conservation Service (NRCS)

Direct Awards

Soil Survey 10.903 1,094N 1,094


Soil and Water Conservation 10.902 2,545N 2,545

3,639 3,639- Agency TotalsUSDA Natural Resources Conservation Service (NRCS)

USDA Rural Utilities Service (RUS)


Solid Waste Management Grants 10.762 1,506N 1,506

1,506 1,506- Agency TotalsUSDA Rural Utilities Service (RUS)





Economic Development Administration

Direct Awards

Economic Development_Technical Assistance 11.303 66,194N 66,194

66,194 66,194- Agency TotalsEconomic Development Administration


Direct Awards

Sea Grant Support 11.417 72,873N 61,14872,873


Coastal Zone Management Administration Awards 11.419 6,389N 6,389

79,262 79,262- Agency Totals 61,148US Department of Commerce

US Dept of Commerce Natl Telecomm & Info Admin (NTIA)


COM SUb AWSCT 2010-06147 11.000 44,950N 44,950

44,950 44,950- Agency TotalsUS Dept of Commerce Natl Telecomm & Info Admin (NTIA)

US Dept of Commerce NOAA

Direct Awards

COM NOAA RA-133R-16-SE-0081 11.000 5,802N 5,802

Geodetic Surveys and Services (Geodesy and Applications of the National Geodetic Reference System)

11.400 4,200N 4,200

Sea Grant Support 11.417 2,282,747 26,020N 1,181,7102,308,767

Climate and Atmospheric Research 11.431 725,649N 725,649


Sea Grant Support 11.417 20,331N 20,331

Coastal Zone Management Estuarine Research Reserves 11.420 8,168N 8,168


Coastal Zone Management Administration Awards 11.419 40,034N 40,034

Other ProgramsUS Department of Commerce FY16 SEFA



3,086,931 26,020 3,112,951- Agency Totals 1,181,710US Dept of Commerce NOAA


Air Force


AF Sub CU Aerospace 2016-02036-00 12.000 4,999N 4,999

4,999 4,999- Agency TotalsAir Force

Air Force Office of Scientific Research (AFOSR)

Direct Awards

Air Force Defense Research Sciences Program 12.800 838,651N 838,651


Air Force Defense Research Sciences Program 12.800 615N 615

839,266 839,266- Agency TotalsAir Force Office of Scientific Research (AFOSR)

Army

Direct Awards

Army W91ZLK-14-P-0444 12.000 1,900N 1,900


ARMY Sub MATSYS 2015-01718 TTA 12.000 4,713N 4,713

UI LABS DMDII 2014-06666 12.000 67,602N 67,602

74,215 74,215- Agency TotalsArmy

Army CERL

Direct Awards

Army CERL W9132T-14-A-0001-0009 FUA 12.000 1,550N 1,550

Army W9132T-12-P-0059 FUA 12.000 263N 263

ARMY W9132T-14-A-0001-0007 FUA 12.000 696N 696

Army W9132T-14-A-0001-0016 12.000 857N 857

3,366 3,366- Agency TotalsArmy CERL

Other ProgramsUS Department of Defense (DoD) FY16 SEFA



Army Research Office (ARO)

Direct Awards

Basic Scientific Research 12.431 40,547N 40,547

40,547 40,547- Agency TotalsArmy Research Office (ARO)

CERL Champaign

Direct Awards

ARMY W9132T-14-A-0001-0013 TTA 12.000 4,156N 4,156

ARMY W9132T-14-A-0001-0014 FUA 12.000 3,322N 3,322

ARMY W9132T-14-A-0001-0015 FUA 12.000 887N 887

8,365 8,365- Agency TotalsCERL Champaign

Defense Advanced Research Projects Agency (DARPA)


DARPA Sub Purdue 2015-07692 FUA 12.000 971N 971

DARPA Sub Zyvex 2016-05540 FUA 12.000 290N 290

Research and Technology Development 12.910 360N 360

1,621 1,621- Agency TotalsDefense Advanced Research Projects Agency (DARPA)

Defense Threat Reduction Agency (DTRA)


DTRA Sub CRDF IBEX-14-61015 12.000 5,000N 5,000

5,000 5,000- Agency TotalsDefense Threat Reduction Agency (DTRA)

Office of Naval Research (ONR)

Direct Awards

Navy N62271-15-M-1382 12.000 24,932N 24,932

Basic and Applied Scientific Research 12.300 30,701N 30,701


NAVY Sub NW 2016-03868 FUA 12.000 580N 580

Other ProgramsUS Department of Defense (DoD) FY16 SEFA



56,213 56,213- Agency TotalsOffice of Naval Research (ONR)

US Army Corps of Engineers

Direct Awards

Army W9132T-12-P-0015 12.000 1,117N 1,117

1,117 1,117- Agency TotalsUS Army Corps of Engineers

US Army Engineering District

Direct Awards

Army W912P6-13C-0015 12.000 108,511N 108,511

108,511 108,511- Agency TotalsUS Army Engineering District


Direct Awards

Economic Adjustment Assistance for State Governments 12.617 5,892 161,533N 167,425


National Guard Military Operations and Maintenance (O&M) Projects 12.401 13,610N 13,610

19,502 161,533 181,035- Agency TotalsUS Department of Defense (DoD)



Direct Awards

DE P016A140071 84.000 67,044N 67,044

National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and International Studies Program and

84.015 3,137,433N 529,1153,137,433

Undergraduate International Studies and Foreign Language Programs 84.016 14,351N 14,351

Overseas Programs - Doctoral Dissertation Research Abroad 84.022 25,546N 25,546

Higher Education_Institutional Aid 84.031 162,133N 162,133

Graduate Assistance in Areas of National Need 84.200 59,082N 59,082


84.325 867,907 731,827N 1,599,734

Teacher Quality Partnership Grants 84.336 220,483N 73,036220,483

Other ProgramsUS Department of Education FY16 SEFA



English Language Acquisition State Grants 84.365 832,582N 832,582

Strengthening Minority-Serving Institutions 84.382 544,704N 544,704


DE Sub McREL 16-003 84.000 16,511N 16,511

DE Sub WPS BW PO 132734 84.000 22,557N 22,557


84.325 156,795N 156,795

Improving Teacher Quality State Grants 84.367 107,189 12,188N 119,377

Investing in Innovation (i3) Fund 84.411 125,700N 125,700

Race to the Top Early Learning Challenge 84.412 90,846N 90,846


Title I Grants to Local Educational Agencies 84.010 23,867N 23,867

Career and Technical Education -- Basic Grants to States 84.048 386,001N 386,001

Rehabilitation Services_Vocational Rehabilitation Grants to States 84.126 182,042N 182,042

Special Education-Grants for Infants and Families 84.181 1,061,501N 193,3971,061,501

Mathematics and Science Partnerships 84.366 41,736N 41,736

Improving Teacher Quality State Grants 84.367 5,408N 5,408

Race to the Top Early Learning Challenge 84.412 101,126 40,517N 10,444141,643

Race to the Top 84.413 80,508 66,814N 147,322

6,192,577 2,991,821 9,184,398- Agency Totals 805,992US Department of Education


Argonne National Lab


DOE ANL 2014-07620 FUA PO4F-32351 81.000 301N 301

DOE ANL 2016-01834 FLLW 81.000 2,500N 2,500

Other ProgramsUS Department of Energy (DOE) FY16 SEFA



DOE ANL 4J-30401-0005A 81.000 10,560N 10,560

DOE ANL 4J-30401-0010A 81.000 70,874N 70,874

DOE ANL 5A-39120 TTA 81.000 530N 530

DOE ANL 5F-31421 FUA 81.000 1,574N 1,574

DOE ANL 5F-32581 81.000 22,999N 22,999

DOE ANL 9J-30281-0013A 81.000 -27,750N -27,750

DOE ANL PO 9A-30386 TTA 81.000 1,946N 1,946

83,534 83,534- Agency TotalsArgonne National Lab

Brookhaven National Lab


DOE Sub BNL 0000244519 81.000 39,994N 39,994

39,994 39,994- Agency TotalsBrookhaven National Lab

E.O. Lawrence Berkeley National Laboratory


DOE LBNL 7280909 81.000 1,465N 1,465

1,465 1,465- Agency TotalsE.O. Lawrence Berkeley National Laboratory

Fermilab


DOE FERMI 2013-01688FUA#609784 81.000 10,989N 10,989

10,989 10,989- Agency TotalsFermilab

Lawrence Livermore National Lab


DOE LLNL B617162 TTA 81.000 19,325N 19,325

19,325 19,325- Agency TotalsLawrence Livermore National Lab

Los Alamos National Lab





DOE ARS Int'l 2015-01499 TTA 81.000 21,728N 21,728

21,728 21,728- Agency TotalsLos Alamos National Lab

National Energy Technology Laboratory (NETL)


Geologic Sequestration Training and Research Grant Program 81.133 8,845N 9,1238,845

8,845 8,845- Agency Totals 9,123National Energy Technology Laboratory (NETL)

Oak Ridge Institute for Science and Education ORISE

Direct Awards

DOE ORISE 2016-00039 FLLW 81.000 8,552N 8,552

8,552 8,552- Agency TotalsOak Ridge Institute for Science and Education ORISE

Sandia National Lab


DOE SNL 1484943 FLLW 81.000 39,627N 39,627

DOE Sub SNL 1488651 FLLW 81.000 24,001N 24,001

63,628 63,628- Agency TotalsSandia National Lab


Direct Awards

Office of Science Financial Assistance Program 81.049 326N 326

Nuclear Energy Research, Development and Demonstration 81.121 107,600N 107,600


CAL DOE 2011-MDN2-36 81.000 16,398N 16,398

CAL DOE 2014NTN415MDN450 NC17FL95 81.000 3,724N 3,724

DOE URA 15-S-18 FLLW 81.000 8,652N 8,652

DOE URA 15-S-28 FLLW 81.000 -2,386N -2,386

Office of Science Financial Assistance Program 81.049 142,288N 142,288




Defense Nuclear Nonproliferation Research 81.113 21,575N 21,575

Advanced Research Projects Agency - Energy 81.135 56,513N 56,513


State Energy Program 81.041 58,823N 58,823

354,364 59,149 413,513- Agency TotalsUS Department of Energy (DOE)


Federal Emergency Management Agency (FEMA)

Direct Awards

State Fire Training Systems Grants 97.043 -484N -484

Assistance to Firefighters Grant 97.044 868,855 20,845N 889,700

Cooperating Technical Partners 97.045 1,356,593N 1,356,593


Community Assistance Program State Support Services Element (CAP-SSSE)

97.023 5,036N 5,036

Interoperable Emergency Communications 97.055 -1,286N -1,286

Homeland Security Grant Program 97.067 370 -3,976 -7,139N -10,745

2,229,084 16,869 -7,139 2,238,814- Agency TotalsFederal Emergency Management Agency (FEMA)


Direct Awards

DHS HSTS0213HSLR303 97.000 66,123N 66,123

State Fire Training Systems Grants 97.043 6,302N 6,302

Assistance to Firefighters Grant 97.044 864,142N 864,142

Cooperating Technical Partners 97.045 508,896N 508,896

Homeland Security-related Science, Technology, Engineering and Mathematics (HS STEM) Career Development Program

97.104 5,400N 5,400


State and Local Homeland Security National Training Program 97.005 -42,985 142,964N 99,979

Other ProgramsUS Department of Homeland Security(USDHS) FY16 SEFA



Homeland Security Grant Program 97.067 1,817,044 -11,815 -17,965N 1,787,264

3,219,522 136,549 -17,965 3,338,106- Agency TotalsUS Department of Homeland Security(USDHS)


Acadia National Park

Direct Awards

CAL INT 2015-MDN-2-11 15.000 2,469N 2,469

2,469 2,469- Agency TotalsAcadia National Park

Great Smoky Mountains National Park

Direct Awards

CAL INT MDN TN11-12 P15PX01144 15.000 7,838N 7,838

7,838 7,838- Agency TotalsGreat Smoky Mountains National Park

National Park Service

Direct Awards

CAL NPS P15PX00869 15.000 7,407N 7,407

7,407 7,407- Agency TotalsNational Park Service

National Park Service (NPS)

Direct Awards

Cooperative Research and Training Programs Resources of the National Park System

15.945 40,692N 15,69640,692

40,692 40,692- Agency Totals 15,696National Park Service (NPS)

United States Geological Survey

Direct Awards

CAL INT CO98 G15PX00927 15.000 5,670N 5,670

CAL INT G14PX00917 CO98 15.000 348N 348

INT IPA OF 69 15.000 20,210N 20,210

Assistance to State Water Resources Research Institutes 15.805 486,187N 124,373486,187

U.S. Geological Survey_ Research and Data Collection 15.808 26,000N 26,000

Other ProgramsUS Department of Interior FY16 SEFA



National Geological and Geophysical Data Preservation Program 15.814 11,851N 11,851

National Ground-Water Monitoring Network 15.980 21,603N 21,603

571,869 571,869- Agency Totals 124,373United States Geological Survey

US Bureau of Land Management


CAL BLM ARS 2016-AMO-1-10A WY93 15.000 1,238N 1,238

CAL INT SUB ARSI 2015-AMO-1-10 15.000 1,383N 1,383

Fish, Wildlife and Plant Conservation Resource Management 15.231 7,085N 7,085

9,706 9,706- Agency TotalsUS Bureau of Land Management


Direct Awards

U.S. Geological Survey_ Research and Data Collection 15.808 183,417N 183,417

Energy Cooperatives to Support the National Coal Resources Data System (NCRDS)

15.819 12,629N 12,629


Abandoned Mine Land Reclamation (AMLR) Program 15.252 9,715N 9,715


Regulation of Surface Coal Mining and Surface Effects of Underground Coal Mining

15.250 237,583N 237,583

443,344 443,344- Agency TotalsUS Department of Interior

US Fish & Wildlife

Direct Awards

CAL INT F12PX02263 MDN 15.000 39,504N 39,504

CAL INT F12PX02263 NTN 15.000 27,945N 27,945

INT F14PX01399 15.000 6,140N 6,140

Fish, Wildlife and Plant Conservation Resource Management 15.231 97,304N 97,304

National Fish and Wildlife Foundation 15.663 10,400N 10,400

Other ProgramsUS Department of Interior FY16 SEFA




Coastal Impact Assistance Program 15.668 6,651N 6,651


Great Lakes Restoration 15.662 171,482N 56,593171,482

359,426 359,426- Agency Totals 56,593US Fish & Wildlife



Direct Awards

DOJ 2013CKWXK012 16.000 -1,919 -317N -2,236

Missing Alzheimer's Disease Patient Assistance Program 16.015 -29,278 332,632N 90,780303,354

Public Safety Partnership and Community Policing Grants 16.710 -261,953 506,115N 244,162


DOJ SUB BAH 20130924110237DC 16.000 -1,951 -1,680N -3,631

DOJ SUB BAH 20130924-110237-DC 16.000 6,050N 6,050

DOJ Sub CItyof Hawthorne 2013-02251 16.000 -23,252 -1,303N -24,555

Services for Trafficking Victims 16.320 -3,235N -3,235

Public Safety Partnership and Community Policing Grants 16.710 100,566 -7,591N 92,975

Juvenile Mentoring Program 16.726 185,552N 185,552


DNA Backlog Reduction Program 16.741 26,550N 26,550

Recovery Act - Edward Byrne Memorial Justice Assistance Grant (JAG) Program/ Grants to States and Territories

16.803 -7,861N -7,861

Postconviction Testing of DNA Evidence to Exonerate the Innocent 16.820 58,461N 58,461

-143,897 942,380 77,103 875,586- Agency Totals 90,780US Department of Justice (DOJ)


Occupational Safety & Health Administration

Other ProgramsUS Department of Labor (DOL) FY16 SEFA



Direct Awards

Occupational Safety and Health_Susan Harwood Training Grants 17.502 126,286N 126,286

126,286 126,286- Agency TotalsOccupational Safety & Health Administration


Direct Awards

US Department of Labor - OWCP 17.000 68,462N 68,462

Labor Force Statistics 17.002 5,873N 5,873

Occupational Safety and Health_Susan Harwood Training Grants 17.502 63,347N 63,347


DOL Sub CCRPC 15-1Y-4050 YETP 17.000 114,664N 114,664

DOL Sub NGG 2016-00903 17.000 14,568N 14,568

Trade Adjustment Assistance Community College and Career Training (TAACCCT) Grants

17.282 138,526N 138,526

Workforce Innovation Fund 17.283 59,468N 45,38459,468

331,105 133,803 464,908- Agency Totals 45,384US Department of Labor (DOL)


Federal Aviation Administration (FAA)

Direct Awards

Aviation Research Grants 20.108 2,182,161N 2,182,161


Airport Improvement Program 20.106 361,759N 361,759

2,543,920 2,543,920- Agency TotalsFederal Aviation Administration (FAA)


Direct Awards

DOT DTFH6414G00013 20.000 2,800N 2,800

DOT DTFH6414G00032 FLLW 20.000 3,000N 3,000

Other ProgramsUS Department of Transportation (DOT) FY16 SEFA



Highway Training and Education 20.215 45,090N 45,090

50,890 50,890- Agency TotalsFederal Highway Administration (FHWA)



DOT FRA Sub Univ SC TTA 2016-05575 20.000 4,112N 4,112

DOT NDT 2015-05665 TTA 20.000 18,458N 18,458


Interagency Hazardous Materials Public Sector Training and Planning Grants

20.703 422,684N 422,684




Direct Awards

EPA FP91744001 FLLW 66.000 16,331N 16,331

EPA X9-00E01324 66.000 20,794N 10,41620,794

Compliance Assistance Support for Services to the Regulated Community and Other Assistance Providers

66.305 12,287N 7,00012,287

Great Lakes Program 66.469 99,812N 60,15899,812

Science To Achieve Results (STAR) Fellowship Program 66.514 18,000N 18,000

Pollution Prevention Grants Program 66.708 222,801N 16,113222,801

Source Reduction Assistance 66.717 24,930N 1,71024,930

Solid Waste Management Assistance Grants 66.808 45,344N 10,00045,344


CAL EPA 2012-NTN-1-56 66.000 2,220N 2,220

CAL EPA 2014-NTN-1-46 ME94 66.000 1,968N 1,968

CAL EPA 2015-AMT-1-40 66.000 5,774N 5,774

Other ProgramsUS Environmental Protection Agency (EPA) FY16 SEFA



CAL EPA 2015-MDN2-51 OK99 66.000 3,098N 3,098

CAL EPA 2015-MDN-4-46 66.000 54,318N 54,318

CAL EPA 2015-MDN-4-51 66.000 9,825N 9,825

CAL EPA 2015-NTN-1-46-ME94 66.000 4,084N 4,084

CAL EPA 2015-NTN-4-16 KS97 66.000 4,084N 4,084

CAL EPA 2016-04640 OH02/52 66.000 5,356N 5,356

CAL EPA LADCO 2016-MDN-4-46 66.000 23,690N 23,690

CAL EPA NY 0017734 NY03/43 66.000 6,000N 6,000

CAL EPA NY 0017735 NY03/43 66.000 14,214N 14,214

EPA Sub MACTEC EP-W-09-028 66.000 20,014N 20,014

EPA Sub Pegasus UIUC-16-001 66.000 18,713N 18,713

Air Pollution Control Program Support 66.001 6,228N 6,228

Surveys, Studies, Research, Investigations, Demonstrations, and Special Purpose Activities Relating to the Clean Air Act

66.034 14,446N 14,446

Training, Investigations, and Special Purpose Activities of Federally-Recognized Indian Tribes Consistent With the Clean Air Act (CAA), Tribal

66.038 54,971N 54,971

Capacity Building Grants and Cooperative Agreements for Compliance Assurance and Enforcement Activities in Indian Country and Other Tribal

66.310 -1,887N -1,887

Surveys, Studies, Investigations, Demonstrations, and Training Grants - Section 1442 of the Safe Drinking Water Act

66.424 236,854N 236,854

Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative Agreements - Section 104(b)(3) of the Clean Water Act

66.436 95,919N 95,919

Nonpoint Source Implementation Grants 66.460 27,483N 27,483

Great Lakes Program 66.469 23,039N 23,039

Science To Achieve Results (STAR) Research Program 66.509 48,456N 48,456

Performance Partnership Grants 66.605 93,318N 93,318

Rearch, Development, Monitoring, Public Education, Outreach, Training, Demonstrations, and Studies

66.716 -801N -801

Other ProgramsUS Environmental Protection Agency (EPA) FY16 SEFA




State Indoor Radon Grants 66.032 61,167N 61,167

Water Pollution Control State, Interstate, and Tribal Program Support 66.419 48,667N 48,667

1,341,517 1,341,517- Agency Totals 105,397US Environmental Protection Agency (EPA)




Social Services Block Grant 93.667 45,007N 45,007


Head Start 93.600 2,047,461Y 185,3552,047,461


Children's Justice Grants to States 93.643 3,866N 3,866

45,007 2,047,461 3,866 2,096,334- Agency Totals 185,355Administration for Children and Families (ACF)

Administration for Community Living


Special Programs for the Aging_Title III, Part D_Disease Prevention and Health Promotion Services

93.043 375N 375

375 375- Agency TotalsAdministration for Community Living

Agency for Healthcare Research and Quality (AHRQ)


Research on Healthcare Costs, Quality and Outcomes 93.226 9,832N 9,832

9,832 9,832- Agency TotalsAgency for Healthcare Research and Quality (AHRQ)

Agency for Toxic Substances and Disease Registry (ATSDR)


Health Program for Toxic Substances and Disease Registry 93.161 -7N -7

-7 -7- Agency TotalsAgency for Toxic Substances and Disease Registry (ATSDR)

Centers for Disease Control and Prevention (CDC)

Direct Awards

Other ProgramsUS Health & Human Services (HHS) FY16 SEFA



CDC IPA 14IPA1417994 93.000 64,129N 64,129

CDC 200-2015-M-62855 93.000 57,220N 57,220

HHS CDC 15IPA1504852 93.000 47,057N 47,057

Public Health Emergency Preparedness 93.069 181,402N 181,402

PPHF National Public Health Improvement Initiative 93.507 23,216N 23,216


Hospital Preparedness Program (HPP) and Public Health Emergency Preparedness (PHEP) Aligned Cooperative Agreements

93.074 15,000N 15,000

Health Program for Toxic Substances and Disease Registry 93.161 113,462N 27,208113,462

Organized Approaches to Increase Colorectal Cancer Screening 93.800 11,943N 11,943

HIV Prevention Activities_Health Department Based 93.940 84,417N 84,417


Well-Integrated Screening and Evaluation for Women Across the Nation 93.094 78,889N 78,889

47,057 629,678 676,735- Agency Totals 27,208Centers for Disease Control and Prevention (CDC)

Centers for Medicare and Medicaid Services

Direct Awards

Health Care Innovation Awards (HCIA) 93.610 6,049,800Y 6,049,800

6,049,800 6,049,800- Agency TotalsCenters for Medicare and Medicaid Services


Direct Awards

Maternal and Child Health Federal Consolidated Programs 93.110 38,218N 38,218

Grants to Increase Organ Donations 93.134 214,306N 50,659214,306

AIDS Education and Training Centers 93.145 2,781,308N 1,699,8322,781,308

Coordinated Services and Access to Research for Women, Infants, Children, and Youth

93.153 233,850N 233,850

Centers of Excellence 93.157 618,620N 618,620




Advanced Nursing Education Grant Program 93.247 179,589N 179,589

Universal Newborn Hearing Screening 93.251 240,775N 89,675240,775

Advanced Education Nursing Traineeships 93.358 11,669N 11,669

Nurse Education, Practice Quality and Retention Grants 93.359 7,328N 20,5667,328

Affordable Care Act (ACA) Primary Care Residency Expansion Program 93.510 518,008N 518,008

Affordable Care Act (ACA) Public Health Training Centers Program 93.516 962,171N 534,799962,171

Health Careers Opportunity Program 93.822 126,220N 126,220

Grants to Provide Outpatient Early Intervention Services with Respect to HIV Disease

93.918 911,576N 911,576

Coal Miners Respiratory Impairment Treatment Clinics and Services 93.965 615,633N 193,704615,633

PPHF Geriatric Education Centers 93.969 587,918N 587,918


AIDS Education and Training Centers 93.145 39,294N 39,294

HIV Emergency Relief Project Grants 93.914 1,434,560N 1,434,560

HIV Care Formula Grants 93.917 29,927N 29,927


HIV Care Formula Grants 93.917 1,010,507N 5301,010,507


Maternal and Child Health Services Block Grant to the States 93.994 -156 6,963,681Y 111,1606,963,525

214,150 17,315,262 17,529,412- Agency Totals 2,700,925Health Resources and Services Administration (HRSA)



Coordinated Services and Access to Research for Women, Infants, Children, and Youth

93.153 21,539N 21,539

State Rural Hospital Flexibility Program 93.241 60N 60




Rural Health Care Services Outreach, Rural Health Network Development and Small Health Care Provider Quality Improvement Program

93.912 66,953N 66,953

HIV Emergency Relief Project Grants 93.914 6,677N 6,677

HIV Care Formula Grants 93.917 -3,126N -3,126

Special Projects of National Significance 93.928 3,298N 3,298


Maternal and Child Health Services Block Grant to the States 93.994 355,257Y 355,257

450,658 450,658- Agency TotalsHRSA/BHPR/DADPHP (Health Resources and Services)

National Center for Environmental Health

Direct Awards

Environmental Public Health and Emergency Response 93.070 242,991N 2,217242,991

242,991 242,991- Agency Totals 2,217National Center for Environmental Health

National Center for Health Statistics CDC


Cooperative Agreements to Promote Adolescent Health through School-Based HIV/STD Prevention and School-Based Surveillance

93.079 9,083N 9,083

Adult Viral Hepatitis Prevention and Control 93.270 463,088N 463,088

PPHF Capacity Building Assistance to Strengthen Public Health Immunization Infrastructure and Performance financed in part by

93.539 30,023N 30,023


Disabilities Prevention 93.184 70,452N 70,452

572,646 572,646- Agency TotalsNational Center for Health Statistics CDC

National Hansens Disease Programs (NHDP)

Direct Awards

NHDP HHSH258201300011C 93.000 43,489N 43,489

43,489 43,489- Agency TotalsNational Hansens Disease Programs (NHDP)


Direct Awards

Environmental Health 93.113 -1,326N -1,326




Diabetes, Digestive, and Kidney Diseases Extramural Research 93.847 936N 936


Oral Diseases and Disorders Research 93.121 41,322N 41,322

NIEHS Hazardous Waste Worker Health and Safety Training 93.142 7,682N 7,682

Research Related to Deafness and Communication Disorders 93.173 3,500N 3,500

Trans-NIH Research Support 93.310 89,349N 89,349

Cancer Treatment Research 93.395 7,639N 7,639

Head Start 93.600 149,902Y 149,902

Allergy and Infectious Diseases Research 93.855 -1,077N -1,077

Child Health and Human Development Extramural Research 93.865 2,443N 2,443

289,231 11,139 300,370- Agency TotalsNational Institutes of Health (NIH)

Natl Center for Chronic Disease Prev & Health Promotion


Partnerships to Improve Community Health 93.331 53,224N 53,224

53,224 53,224- Agency TotalsNatl Center for Chronic Disease Prev & Health Promotion

NIH / National Cancer Institute

Direct Awards

Cancer Research Manpower 93.398 156,798N 156,798

156,798 156,798- Agency TotalsNIH / National Cancer Institute

NIH / National Center for Research Resources

Direct Awards

National Center for Research Resources 93.389 68,919N 68,919

68,919 68,919- Agency TotalsNIH / National Center for Research Resources

NIH / National Institute of Child Health & Human Development

Direct Awards




Child Health and Human Development Extramural Research 93.865 5,679N 5,679

5,679 5,679- Agency TotalsNIH / National Institute of Child Health & Human Development

NIH / National Institute of Diabetes & Digestive & Kidney Diseases

Direct Awards

NIH 1 F30 DK091169 A 93.000 -1,873N -1,873

-1,873 -1,873- Agency TotalsNIH / National Institute of Diabetes & Digestive & Kidney Diseases

NIH / National Institute of General Medical Sciences

Direct Awards

Biomedical Research and Research Training 93.859 -4,092 255,979N 19,773251,887

-4,092 255,979 251,887- Agency Totals 19,773NIH / National Institute of General Medical Sciences

NIH / National Institute on Drug Abuse

Direct Awards

Drug Abuse and Addiction Research Programs 93.279 86,966N 86,966

86,966 86,966- Agency TotalsNIH / National Institute on Drug Abuse

Substance Abuse & Mental Health Services Admin (SAMHSA)

Direct Awards


93.243 149,650 1,823,832N 201,3101,973,482



93.243 140,816N 140,816


Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (SED)

93.104 134,873N 134,873


93.243 560 176,613N 177,173

Block Grants for Prevention and Treatment of Substance Abuse 93.959 170,079 504,123N 674,202

455,162 2,645,384 3,100,546- Agency Totals 201,310Substance Abuse & Mental Health Services Admin (SAMHSA)






Food and Drug Administration_Research 93.103 8,751N 8,751

Urban Indian Health Services 93.193 10,559N 10,559


93.243 9,406 26,982N 36,388

Mobilization For Health: National Prevention Partnership Awards 93.311 20,103N 20,103

Head Start 93.600 2,568,160Y 937,8832,568,160

ACA-Transforming Clinical Practice Initiative: Practice Transformation Networks (PTNs)

93.638 53,034N 53,034

HIV Emergency Relief Project Grants 93.914 -7,218N -7,218



IL Dept of Insurance HPG13021 93.000 -76,468N -29,846-76,468

Low-Income Home Energy Assistance 93.568 754,748N 754,748

State Court Improvement Program 93.586 87,398N 87,398

Children's Justice Grants to States 93.643 170,891N 170,891

Social Services Block Grant 93.667 87,700N 87,700

Child Abuse and Neglect State Grants 93.669 115,010N 115,010

Block Grants for Prevention and Treatment of Substance Abuse 93.959 39,875N 39,875

Family Planning_Service Delivery Improvement Research Grants 93.974 -12N -12

Maternal and Child Health Services Block Grant to the States 93.994 92,790Y 92,790

860,303 3,164,556 4,024,859- Agency Totals 908,037US Health & Human Services (HHS)

US NASA

Jet Propulsion Laboratory

Direct Awards

NASA JPL 1513681 43.000 6,662N 6,662

Other ProgramsUS NASA FY16 SEFA



NASA JPL 1522428 43.000 2,875N 2,875

NASA JPL 1542399 43.000 16,044N 16,044

NASA JPL 1545902 43.000 10,000N 10,000

35,581 35,581- Agency TotalsJet Propulsion Laboratory

NASA Headquarters


Science 43.001 20,027N 20,027

20,027 20,027- Agency TotalsNASA Headquarters

NASA Shared Services Center

Direct Awards

Science 43.001 95,726N 95,726

Education 43.008 215,178N 191,178215,178

Space Technology 43.012 101,093N 101,093

411,997 411,997- Agency Totals 191,178NASA Shared Services Center

US NASA

Direct Awards

Science 43.001 4,000N 4,000


CAL NASA 2012-NTN-1-05 43.000 1,924N 1,924

NASA BU ISGC FUA 2014-02391 43.000 734N 734

NASA RHRC 2016-00097 TTA 43.000 11,513N 11,513

NASA Sub NIA 2015-05124 43.000 1,733N 1,733

NASA SUB NIA 2016-06518 43.000 5,500N 5,500

25,404 25,404- Agency TotalsUS NASA

US National Endowment for the Arts (NEA)

Other ProgramsUS National Endowment for the Arts (NEA) FY16 SEFA



US National Endowment for the Arts (NEA)

Direct Awards

Promotion of the Arts_Grants to Organizations and Individuals 45.024 5,733 21,079 15,000N 41,812


Promotion of the Arts_Partnership Agreements 45.025 4,000 4,000N 8,000

Promotion of the Humanities_Federal/State Partnership 45.129 2,142N 2,142

9,733 23,221 19,000 51,954- Agency TotalsUS National Endowment for the Arts (NEA)



Direct Awards

Promotion of the Humanities_Division of Preservation and Access 45.149 319,460N 319,460

Promotion of the Humanities_Fellowships and Stipends 45.160 48,615N 48,615

Promotion of the Humanities_Teaching and Learning Resources and Curriculum Development

45.162 792N 792

Promotion of the Humanities_Professional Development 45.163 30,267N 30,267

Promotion of the Humanities_Public Programs 45.164 35,519 32,843N 68,362


Promotion of the Humanities_Federal/State Partnership 45.129 8,560 5,000N 13,560

Promotion of the Humanities_Office of Digital Humanities 45.169 -4N -4

442,417 33,635 5,000 481,052- Agency TotalsUS National Endowment for the Humanities (NEH)



Direct Awards

Mathematical and Physical Sciences 47.049 14,660N 14,660

Biological Sciences 47.074 700N 700

Education and Human Resources 47.076 4,832,519 251,600Y 5,084,119

Other ProgramsUS National Science Foundation (NSF) FY16 SEFA



Office of International Science and Engineering 47.079 -3,173N -3,173

Trans-NSF Recovery Act Reasearch Support 47.082 -106 280,235N 150,682280,129


Engineering Grants 47.041 4,771N 4,771

Mathematical and Physical Sciences 47.049 167N 167

Geosciences 47.050 6,234N 6,234

4,855,772 531,835 5,387,607- Agency Totals 150,682US National Science Foundation (NSF)



Direct Awards

NRC NRC-HQ-12-G-38-0007 77.000 8N 8

NRC NRC-HQ-12-G-38-0072 77.000 21,116N 21,116

NRC NRC-HQ-12-G-38-0080 77.000 20,315N 20,315

U.S. Nuclear Regulatory Commission Scholarship and Fellowship Program 77.008 373,104N 373,104

414,543 414,543- Agency TotalsUS Nuclear Regulatory Commission

US State Department

US State Department

Direct Awards

Program for Study of Eastern Europe and the Independent States of the Former Soviet Union

19.300 2,988N 2,988

Academic Exchange Programs - Scholars 19.401 253,813N 253,813


STATE Sub USIEF OSI/2015/03 19.000 9,058N 9,058

Academic Exchange Programs - Undergraduate Programs 19.009 129,623N 129,623

Cultural, Technical and Educational Centers 19.015 -201N -201

Academic Exchange Programs - Scholars 19.401 67,511N 67,511

Other ProgramsUS State Department FY16 SEFA



Academic Exchange Programs - Educational Advising and Student Services

19.432 42,281N 42,281

505,274 -201 505,073- Agency TotalsUS State Department

- Cluster Totals 49,958,147 39,604,789 269,962 89,832,898 12,128,583Other Programs

SNAPCluster:____US Department of Agriculture (USDA)



State Administrative Matching Grants for the Supplemental Nutrition Assistance Program

10.561 8,552,481 3,699,671N 12,252,152

8,552,481 3,699,671 12,252,152- Agency TotalsUSDA Food and Nutrition Service (FNS)

- Cluster Totals 8,552,481 3,699,671 12,252,152SNAP

Student Financial AssistanceCluster:____US Department of Education

Federal Work Study programs

Direct Awards

Federal Work-Study Program 84.033 2,060,809 2,341,296 179,412Y 4,581,517

2,060,809 2,341,296 179,412 4,581,517- Agency TotalsFederal Work Study programs

Office of Federal Student Aid


Federal Perkins Loan 84.038 14,887,283 28,862,728 254,716Y 44,004,727

Federal Direct Student Loans 84.268 203,235,572 239,047,701 20,437,500Y 462,720,773

218,122,855 267,910,429 20,692,216 506,725,500- Agency TotalsOffice of Federal Student Aid


Direct Awards

Federal Supplemental Educational Opportunity Grants 84.007 696,423 486,939 93,418Y 1,276,780

Federal Pell Grant Program 84.063 31,758,777 41,818,757 4,382,912Y 77,960,446

Teacher Education Assistance for College and Higher Education Grants (TEACH Grants)

84.379 33,432 98,847 9,290Y 141,569

Student Financial AssistanceUS Department of Education FY16 SEFA



32,488,632 42,404,543 4,485,620 79,378,795- Agency TotalsUS Department of Education



Direct Awards

Scholarships for Health Professions Students from Disadvantaged Backgrounds

93.925 420,000Y 420,000


Nurse Faculty Loan Program (NFLP) 93.264 341,152Y 341,152

Health Professions Student Loans, Including Primary Care Loans/Loans for Disadvantaged Students

93.342 2,725,100 7,771,985Y 10,497,085

Nursing Student Loans 93.364 940,449Y 940,449

2,725,100 9,473,586 12,198,686- Agency TotalsHealth Resources and Services Administration (HRSA)

- Cluster Totals 255,397,396 322,129,854 25,357,248 602,884,498Student Financial Assistance

TANFCluster:____US Health & Human Services (HHS)



Temporary Assistance for Needy Families 93.558 4,450,408Y 4,450,408


Temporary Assistance for Needy Families 93.558 99,411Y 99,411

4,450,408 99,411 4,549,819- Agency TotalsAdministration for Children and Families (ACF)

- Cluster Totals 4,450,408 99,411 4,549,819TANF

TRIOCluster:____US Department of Education


Direct Awards

TRIO_Student Support Services 84.042 211,693 191,010N 402,703

TRIO_Talent Search 84.044 208,620N 208,620

TRIOUS Department of Education FY16 SEFA



TRIO_Upward Bound 84.047 452,939 474,803N 927,742

TRIO_McNair Post-Baccalaureate Achievement 84.217 124,424N 124,424

997,676 665,813 1,663,489- Agency TotalsUS Department of Education

- Cluster Totals 997,676 665,813 1,663,489TRIO

WIA/WIOACluster:____US Department of Labor (DOL)



WIA/WIOA Youth Activities 17.259 -88N -88


WIA/WIOA Adult Program 17.258 82,583N 82,583

WIA/WIOA Youth Activities 17.259 88,482N 88,482

WIA/WIOA Dislocated Worker Formula Grants 17.278 571,677N 571,677

742,654 742,654- Agency TotalsUS Department of Labor (DOL)

- Cluster Totals 742,654 742,654WIA/WIOA

GRAND TOTALS: 670,383,820 561,665,316 26,562,712

Urbana Chicago SpringfieldMajor Program Codes:

Y - Cluster, program, or award tested as a major programN - Not tested as a major program

Schedule of Expenditures of Federal Awards presentation:

See also the notes to the Schedule of Expenditures of Federal Awards; these notes are an integral part of this Schedule.

Total Fed Exp Total Subs Out Exp

1,258,611,848 87,469,161

"Total Subs Out Exp" column contains totals of payments out to subrecipientsthese amounts are included in "Total Fed Exp" and are not additional expenditures

WIA/WIOAUS Department of Labor (DOL) FY16 SEFA


CFDA

Number URBANA S TotalsStudent Financial Aid

U.S. Department of EducationFederal Direct Student Loans

Stafford (subsidized & unsubsidized) 84.268 117,238,227 167,438,378 18,825,282 303,501,887Parent Loans for Undergraduate Students 84.268 70,799,548 17,447,689 1,523,543 89,770,780Graduate PLUS Loans 84.268 15,197,797 54,161,634 88,675 69,448,106

Total Federal Direct Student Loans 203,235,572 239,047,701 20,437,500 462,720,773

Perkins Loans (capital contributions) 84.038 0 0 0 0

Total U.S. Department of Education 203,235,572 239,047,701 20,437,500 462,720,773

U.S. Department of Health and Human Services (capital contributions)Health Professions Student Loans 93.342 0 22,886 0 22,886Loans to Disadvantaged Students 93.342 0 0 0 0Nurse Faculty Loan Program (NFLP) 93.264 0 0 0 0Nursing Student Loans 93.364 0 0 0 0

Total U.S. Department of Health and Human Services 0 22,886 0 22,886

Total Student Financial Aid 203,235,572 239,070,587 20,437,500 462,743,659

Total Noncash Federal Awards 203,235,572 239,070,587 20,437,500 462,743,659

SOURCE of data - UI Student Financial Aid Offices

UNIVERSITY OF ILLINOISSCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

NON CASH FEDERAL AWARDSFEDERAL LOANS DISBURSED AND CAPITAL CONTRIBUTIONS


168

CFDA Number URBANA CHICAGO SPRINGFIELD Totals

Value of Perkins loans administrative allowance 84.038 0 107,074 0 107,074

Value of new loans issued to students for Perkins 84.038 1,527,217 503,281 13,990 2,044,488

Value of new loans issued to students for HPSL 93.342 415,800 1,020,475 0 1,436,275

Value of new loans issued to students for NFLP 93.264 0 0 0 0

Value of new loans issued to students for Nursing 93.364 0 131,441 0 131,441

Value of new loans issued for LDS 93.342 157,700 41,838 0 199,538

Total value of new loans issued 2,100,717 1,697,035 3,811,74213,990

Loan Balance Outstanding - Perkins 84.038 13,039,378 24,688,500 0 37,727,878

Loan Balance Outstanding - HPSL 93.342 1,915,883 6,477,295 0 8,393,178

Loan Balance Outstanding - NFLP 93.264 0 269,868 0 269,868

Loan Balance Outstanding - Nursing 93.364 0 726,794 0 726,794

Loan Balance Outstanding - LDS 93.342 457,913 287,487 0 745,400

Total balance outstanding 15,413,174 32,449,944 47,863,118-

Perkins = Federal Perkins Loan Program

HPSL = Health Professions Student Loans

NFLP = Nurse Faculty Loan Program SOURCE of data - UI Student Financial Aid Offices

Nursing = Nursing Student Loans Program

LDS = Loans to Disadvantaged Students

Student Loan Disclosure

UNIVERSITY OF ILLINOISSCHEDULE OF LOANS ISSUED AND OUTSTANDING BALANCES


169

UNIVERSITY OF ILLINOIS

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS


Details for Pass-Through Federal Funding Received by UI as Subawardee and Funding Received from DOE Labs

Urbana Chicago SpringfieldTotal for Pass-Through Detail

Pass-Through Entity

CFDA Number / U of I Grant Code / Pass-Through Award Title

Cluster

Fed Agency Major Program

ABB Incorporated1R&DCluster:

US Department of Energy (DOE)Fed Agency:467,559 467,559DOE Sub ABB 2013-0559181.000 AA248/ / Y

467,559 467,559Pass-through entity total:

Abraham Lincoln Presidential Library Foundation1R&DCluster:

National Historical Publications & Records Commission NHPRCFed Agency:92,810 92,810900 NHPRC ALPLF Papers of A Lincoln89.003 L9251/ / Y

US National Endowment for the Humanities (NEH)Fed Agency:100,410 100,410900 ALPLF Papers of Lincoln FY1645.161 L9266/ / Y


Access Community Health NetworkHealth Center ProgramCluster:

HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:4,446 4,446ACCESS93.224 E1866/ / N

Other ProgramsCluster:HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:

3,298 3,298Access Comm Hlth Net93.928 E1930/ / N


Administrative Offices of Illinois CourtsOther ProgramsCluster:

US Health & Human Services (HHS)Fed Agency:61,618 61,618AOIC CIPTRNG-G-150293.586 D6105/ / N25,941 25,941AOIC CIP-G-140293.586 D6267/ / N

-161 -161AOIC CIP-G-130593.586 D6468/ / N


FY16 SEFA Pass-through detailsAdministrative Offices of Illinois Courts Page 170


Pass-Through Entity


Cluster


Administrators of the Tulane Edctnl Fund/Tulane University1R&DCluster:

NIH / National Institute of Child Health & Human DevelopmentFed Agency:17,792 17,792Tulane TUL-HSC-553700-15/1693.865 E3331/ / Y


Advanced Diamond Technologies Inc1R&DCluster:

Defense Threat Reduction Agency (DTRA)Fed Agency:-58 -58DTRA ADT HDTRA1-09-C-0007-112.000 A3029/ / Y

-58 -58Pass-through entity total:

AgeOptions1R&DCluster:

US Health & Human Services (HHS)Fed Agency:9,846 9,846HHS SUB AO 90CS0050-01-0093.734 AC596/ / Y

Other ProgramsCluster:Administration for Community LivingFed Agency:

375 375Age Options FY1693.043 E1881/ / N

9,846 375 10,221Pass-through entity total:

Agricultural Research Organization of Israel1R&DCluster:

US Department of Defense (DoD)Fed Agency:124,016 124,016Govt Of Isreal Ministry of Def12.330 E2273/ / Y


Agrivida IncOther ProgramsCluster:

US Department of Energy (DOE)Fed Agency:56,513 56,513DOE Agrivida 2015-03010 TTA81.135 AB556/ / N


AIDS Foundation of ChicagoOther ProgramsCluster:

Health Resources and Services Administration (HRSA)Fed Agency:143,448 143,448AIDS FDN of Chgo93.914 E1896/ / N314,319 314,319AIDS Fdn of Chicago93.914 E2299/ / N

FY16 SEFA Pass-through detailsAIDS Foundation of Chicago Page 171


Pass-Through Entity


Cluster


29,724 29,724AIDS FDN of Chgo93.917 E1830/ / N203 203AIDS Foundation Of Chicago93.917 E5477/ / N

HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:-3,126 -3,126AFC Cook County RAO 2015/1693.917 E1981/ / N

US Health & Human Services (HHS)Fed Agency:103 103AIDS Foundation of Chicago93.311 E1965/ / N

20,000 20,000AIDS Foundation of Chicago93.311 E2214/ / N


Air Resource Specialists IncOther ProgramsCluster:

US Bureau of Land ManagementFed Agency:1,383 1,383CAL INT SUB ARSI 2015-AMO-1-1015.000 AB420/ / N1,238 1,238CAL BLM ARS 2016-AMO-1-10A WY9315.000 AC687/ / N


Alabama Geological Survey1R&DCluster:

US Fish & WildlifeFed Agency:24,152 24,152INT SUB GSA C403505215.663 AA145/ / Y


Alaska Department of Environmental ConservationOther ProgramsCluster:

US Fish & WildlifeFed Agency:-756 -756CAL INT 2014-MDN-2-78 AK15.668 AA086/ / N

7,407 7,407CAL INT 2015-MDN-2-7815.668 AB401/ / N


Albert Einstein College of Medicine1R&DCluster:

National Institutes of Health (NIH)Fed Agency:2,692 2,692Albert Einstein College #31047493.859 E3124/ / Y

NIH / National Institute on Alcohol Abuse & AlcoholismFed Agency:3,969 3,969Einstein 310797 PO16764393.275 E2359/ / Y


FY16 SEFA Pass-through detailsAlbert Einstein College of Medicine Page 172


Pass-Through Entity


Cluster


Alliance for Clinical Trials in Oncology Foundation1R&DCluster:

National Institutes of Health (NIH)Fed Agency:9,887 9,887Alliance Foundation93.395 E2815/ / Y


AMEC Incorporated/AMEC E&I IncorporatedOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:20,014 20,014EPA Sub MACTEC EP-W-09-02866.000 A1385/ / N


American Academy of Orthopedic Surgeons1R&DCluster:

Agency for Healthcare Research and Quality (AHRQ)Fed Agency:19,749 19,749Amer Acad Orthopedic Surgeons93.226 E2968/ / Y


American Academy of PediatricsOther ProgramsCluster:

Agency for Toxic Substances and Disease Registry (ATSDR)Fed Agency:-7 -7AAP93.161 E2472/ / N

Centers for Disease Control and Prevention (CDC)Fed Agency:113,462 113,462AAP Subaward no. 771100-UIC93.161 E2361/ / N


American Educational Research Assoc (AERS)1R&DCluster:

US National Science Foundation (NSF)Fed Agency:3,103 3,103SBC AERA 2014-0361047.076 AA213/ / Y


American Institutes for Research1R&DCluster:

US National Science Foundation (NSF)Fed Agency:102,846 102,846NSF DRL1418267 AIR 036690000247.076 E2374/ / Y


FY16 SEFA Pass-through detailsAmerican Institutes for Research Page 173


Pass-Through Entity


Cluster


American International Health AllianceOther ProgramsCluster:

Health Resources and Services Administration (HRSA)Fed Agency:36,104 36,104AIHA H-F9-TAN-13-P-PTR-JASW-0693.145 E2986/ / N


American Islamic CongressOther ProgramsCluster:

US State DepartmentFed Agency:-201 -201American Islamic Congress19.015 E2966/ / N


American Library AssociationOther ProgramsCluster:

Institute of Museum & Library Services (IMLS)Fed Agency:-6,147 -6,147IMLS 2014-01571 FELLOW45.313 AA443/ / N37,869 37,869IMLS 2015-03006 FELLOW45.313 AB594/ / N


American Psychiatric Foundation1R&DCluster:

Substance Abuse & Mental Health Services Admin (SAMHSA)Fed Agency:10,658 10,658Amer Psychiatric Assn93.000 E2142/ / Y


Analytical Mechanics Associates (AMA)1R&DCluster:

US NASAFed Agency:128,158 128,158NASA Sub AMA T00494-FY1643.000 AB281/ / Y


ANDalyze1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-32 -32NIH SUB DT 2008-0278993.113 A3040/ / Y


FY16 SEFA Pass-through detailsANDalyze Page 174


Pass-Through Entity


Cluster


Ann & Robert H Lurie Children's Hospital of Chicago1R&DCluster:

National Institutes of Health (NIH)Fed Agency:10,011 10,011Lurie Children Hosp Sub 90149993.846 E2102/ / Y

NIH / National Institute on Drug AbuseFed Agency:24,904 24,904Children's Hosp of Chgo 901505-UIC93.279 E1926/ / Y


Applied Pavement Technology Inc1R&DCluster:

Federal Highway Administration (FHWA)Fed Agency:18,225 18,225DOT Sub APT TOPR610026RR06UIUC120.000 AA129/ / Y7,732 7,732DOT Sub APT TOPR410-26-RR04 UI20.000 AA358/ / Y

23,703 23,703DOT Sub APT TOPR 8_10-026-RR08-UIUC20.000 AB126/ / Y29,315 29,315DOT Sub APT TOPR7-10-026-RR07-UIUC-20.000 AB624/ / Y


Applied Research Laboratories University of Texas at Austin1R&DCluster:

Intelligence Advanced Research Projects Activity (IARPA)Fed Agency:85,253 85,253IARPA Sub ARL:UT UTA15-00044399.999 AB246/ / Y


Archer Daniels Midland Company1R&DCluster:

National Energy Technology Laboratory (NETL)Fed Agency:-7,899 -7,899DOE Sub ADM DE-FE0001547 ARRA81.134 A1346/ / Y

US Department of Energy (DOE)Fed Agency:118,988 118,988DOE ADM 2015-0709081.000 AB305/ / Y


Argonne National Lab1R&DCluster:

Argonne National LabFed Agency:26,202 26,202DOE ANL 9J-30281-0011A81.000 A0732/ / Y-8,980 -8,980DOE ANL 9F-3192181.000 A2703/ / Y

-1 -1DOE Sub ANL 9J-30281-0017A81.000 AA331/ / Y234,929 234,929DOE ANL 3F-3254381.000 AA451/ / Y

FY16 SEFA Pass-through detailsArgonne National Lab Page 175


Pass-Through Entity


Cluster


1,371,071 1,371,071DOE Sub ANL 3F-3114581.000 AA882/ / Y20,123 20,123DOE ANL 4J-30401-0011A81.000 AB037/ / Y46,988 46,988DOE ANL 4J-30401-0009A81.000 AB118/ / Y47,000 47,000DOE ANL 4J-30401-0006A81.000 AB275/ / Y40,738 40,738DOE ANL 4J-30401-008A81.000 AB297/ / Y72,799 72,799DOE ANL 4J-30401-0007A81.000 AB347/ / Y55,809 55,809DOE ANL 4J-30401-0004A81.000 AB422/ / Y69,031 69,031DOE ANL 4J-30401-0002A81.000 AB504/ / Y63,731 63,731DOE ANL 4J-30401-0001A81.000 AB625/ / Y2,554 2,554DOE ANL 9J-30281-0018A81.000 AB645/ / Y

734,348 734,348DOE Sub ANL 4F-3200181.000 AB670/ / Y17,018 17,018DOE ANL 4J-30401-0014A81.000 AC584/ / Y30,378 30,378DOE ANL 4J-30401-0013A81.000 AC652/ / Y12,001 12,001DOE ANL 4J-30401-0012A81.000 AC911/ / Y

18,451 18,451ANL 4J-30361 WO 4J-30361-0017A81.000 E1741/ / Y40,031 40,031ANL 4J-30361 WO 4J-30361-0018A81.000 E1906/ / Y40,221 40,221ANL 4J-30361 WO 4J-30361-0016A81.000 E1912/ / Y19,778 19,778ANL 4J-30361 WO 4J-30361-0014A81.000 E1917/ / Y23,474 23,474ANL 4J-30361 WO 4J-30361-0015A81.000 E1919/ / Y38,206 38,206ANL 4J-30361 WO 4J-30361-0011A81.000 E2016/ / Y49,576 49,576ANL 4J-30361 WO 4J-30361-0012A81.000 E2017/ / Y92,923 92,923ANL 4J-30361 WO 4J-30361-0013A81.000 E2084/ / Y4,780 4,780ANL 4J-30361 WO 4J-30361-0010A81.000 E2086/ / Y

33,772 33,772ANL 4J-30361 WO 4J-30361-0009A81.000 E2112/ / Y36,806 36,806ANL 4J-30361 WO 4J-30361-0008A81.000 E2187/ / Y

104,507 104,507ANL 4J-30361 WO 4J-30361-0007A81.000 E2188/ / Y36,423 36,423ANL 4J-30361 WO 4J-30361-0006A81.000 E2282/ / Y40,893 40,893ANL 4J-30361 WO 4J-30361-0004A81.000 E2310/ / Y25,609 25,609ANL 4J-30361 WO 4J-30361-0005A81.000 E2311/ / Y86,832 86,832ANL 4J-30361 WO 4J-30361-0002A81.000 E2328/ / Y98,289 98,289ANL Joint Hire Agreemnt81.000 E2329/ / Y51,137 51,137ANL 4J-30361 WO 4J-30361-0001A81.000 E2438/ / Y1,398 1,398ANL 9J-30282 WO 9J-30282-0031A81.000 E2712/ / Y

217,880 217,880ANL 3F-3262181.000 E2730/ / Y21,341 21,341ANL 9J-30282 WO 9J-30282-0030A81.000 E2829/ / Y

333,717 333,717ANL 3F-3262181.000 E2904/ / Y21,718 21,718ANL 9J-30282 WO 9J-30282-0027A81.000 E3149/ / Y8,028 8,028ANL 9J-30282 WO 9J-30282-0024A81.000 E3309/ / Y

FY16 SEFA Pass-through detailsArgonne National Lab Page 176


Pass-Through Entity


Cluster


3,071 3,071ANL 9J-30282 WO 9J-30282-0023A81.000 E3310/ / Y-381 -381ANL 9J-30282 WO 9J-30282-0019A81.000 E3574/ / Y

2,020 2,020ANL 9J-30282-WO 9J-30282-0020A81.000 E3576/ / Y18,931 18,931ANL 9J-30282 WO 9J-30282-0016A81.000 E3920/ / Y

-42 -42BOA 9J-30282 WO 9J-30282-0008A81.000 E4051/ / Y8,348 8,348ANL 9J-30282 WO 9J-30282-0006A81.000 E4175/ / Y2,198 2,198ANL 9J-30282 WO 9J-30282-0009A81.000 E4276/ / Y

Other ProgramsCluster:Argonne National LabFed Agency:

-27,750 -27,750DOE ANL 9J-30281-0013A81.000 A0711/ / N1,946 1,946DOE ANL PO 9A-30386 TTA81.000 A3269/ / N

22,999 22,999DOE ANL 5F-3258181.000 AB059/ / N70,874 70,874DOE ANL 4J-30401-0010A81.000 AB099/ / N

530 530DOE ANL 5A-39120 TTA81.000 AB193/ / N10,560 10,560DOE ANL 4J-30401-0005A81.000 AB338/ / N1,574 1,574DOE ANL 5F-31421 FUA81.000 AB369/ / N

301 301DOE ANL 2014-07620 FUA PO4F-3235181.000 AB684/ / N2,500 2,500DOE ANL 2016-01834 FLLW81.000 AC979/ / N

2,919,273 1,479,935 4,399,208Pass-through entity total:

Arizona Department of Agriculture1R&DCluster:

US Department of InteriorFed Agency:7,379 7,379INT SUB AZDOA F14AP0086915.000 AB662/ / Y


Arizona State University1R&DCluster:

US Department of Energy (DOE)Fed Agency:29,615 29,615DOE Sub ASU 15-62681.122 AB600/ / Y

US Environmental Protection Agency (EPA)Fed Agency:96,421 96,421AZ State University 14-49566.509 E2691/ / Y

US National Science Foundation (NSF)Fed Agency:11,613 11,613SBC Arizona State 15-56147.070 AB909/ / Y14,114 14,114SBC Arizona State 14-50847.070 AB950/ / Y9,317 9,317SBC Arizona State 13-09347.074 AA994/ / Y

64,659 96,421 161,080Pass-through entity total:

FY16 SEFA Pass-through detailsArizona State University Page 177


Pass-Through Entity


Cluster


Arkansas State Game and Fish Commission1R&DCluster:

US Fish & WildlifeFed Agency:22,856 22,856INT Sub AR SGFC 2013-0713315.634 AA192/ / Y


Aroostook Band of MicmacsOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:3,000 3,000CAL EPA 2015-AMT-1-37 ME9766.034 AB552/ / N


Arphion Ltd1R&DCluster:

National Institutes of Health (NIH)Fed Agency:43,396 43,396Arphion Ltd.93.113 E2237/ / Y


ARS InternationalOther ProgramsCluster:

Los Alamos National LabFed Agency:21,728 21,728DOE ARS Int'l 2015-01499 TTA81.000 AB395/ / N


Arts MidwestOther ProgramsCluster:

US National Endowment for the Arts (NEA)Fed Agency:4,000 4,000NEA Sub Arts Midwest 001558845.025 AB014/ / N

4,000 4,000390 NEA Arts Midwest 2015-16 Tourin45.025 J9386/ / N


ASRC Federal Holding Company1R&DCluster:

US NASAFed Agency:68,773 68,773ASRC Federal PO ASI1649 A43.010 E2018/ / Y


FY16 SEFA Pass-through detailsASRC Federal Holding Company Page 178


Pass-Through Entity


Cluster


Association of American Geographers1R&DCluster:

US National Science Foundation (NSF)Fed Agency:11,641 11,641SBC AA Geographers 2015-0430247.000 AB550/ / Y


Association of University Centers on Disability1R&DCluster:

HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:1,780 1,780AUCD93.307 E2041/ / Y


Association of Zoos & Aquariums1R&DCluster:

USDA Animal & Plant Health Inspection Serv (APHIS)Fed Agency:33,499 33,499AG Sub AZA 14-6100-009410.025 AB599/ / Y88,264 88,264AG Sub AZA 2016-0353010.025 AC808/ / Y


ATSP Innovations1R&DCluster:

US NASAFed Agency:2,458 2,458NASA Sub ATSP 2014-0408243.000 AA021/ / Y


Aunt Martha's Youth Service CenterOther ProgramsCluster:

US Health & Human Services (HHS)Fed Agency:9,406 9,406NIH SUB AM 2015-0649093.243 AC897/ / N


Avar Consulting Inc1R&DCluster:

US Department of Labor (DOL)Fed Agency:12,673 12,673DOL Sub Avar UIUC-2015-00117.000 AB481/ / Y


FY16 SEFA Pass-through detailsAvar Consulting Inc Page 179


Pass-Through Entity


Cluster


AxioMx Incorporated1R&DCluster:

National Institutes of Health (NIH)Fed Agency:38,525 38,5252014-0568693.847 E2466/ / Y


Ball State University1R&DCluster:

US National Science Foundation (NSF)Fed Agency:121 121BSU Account No G018147.070 E3030/ / Y

121 121Pass-through entity total:

Battelle Energy Alliance LLC1R&DCluster:

US Department of Energy (DOE)Fed Agency:736,086 736,086DOE Sub BEA 0013198981.000 AA974/ / Y

4,280 4,280DOE Sub BEA 17179381.000 AC376/ / Y17,852 17,852DOE Sub BEA 016705781.000 AC651/ / Y


Battelle Memorial Institute1R&DCluster:

Army Research Office (ARO)Fed Agency:11,729 11,729Battelle W911NF-11-D-000112.000 E2312/ / Y


Baylor College of Medicine1R&DCluster:

NIH / National Institute of Diabetes & Digestive & Kidney DiseasesFed Agency:71,961 71,961Baylor COM 7 10222938893.847 E1992/ / Y


BBN Technologies Corporation1R&DCluster:

ArmyFed Agency:6,828 6,828ARMY Sub BBN 9500013029 13891 TO 1612.000 AC737/ / Y

Army Research Office (ARO)Fed Agency:-6,922 -6,922Army BBN YR5 1376524912.000 AA424/ / Y

FY16 SEFA Pass-through detailsBBN Technologies Corporation Page 180


Pass-Through Entity


Cluster


1,161,871 1,161,871Army Sub BBN YR6 & 7 1376529912.000 AB679/ / Y-190 -190Army Sub BBN 1376519812.630 A1878/ / Y

1,161,587 1,161,587Pass-through entity total:

Beckman Research Institute City of Hope1R&DCluster:

NIH / National Institute of Diabetes & Digestive & Kidney DiseasesFed Agency:138,450 138,450BRICOH Sub# 50578.914951.656093.847 E4574/ / Y


Ben-Gurion University of the Negev1R&DCluster:

United States Agency for International Development (AID)Fed Agency:-525 -525AID Sub BGU 8146998.000 A1837/ / Y


Boise State University1R&DCluster:

US National Science Foundation (NSF)Fed Agency:20,957 20,957SBC Boise State 20100226247.049 A1180/ / Y


Booz Allen Hamilton Inc1R&DCluster:

US Department of Transportation (DOT)Fed Agency:71,500 71,500DOT B/A/H 104631SB1M20.000 AB336/ / Y

Other ProgramsCluster:US Department of Justice (DOJ)Fed Agency:

-1,951 -1,680 -3,631DOJ SUB BAH 20130924110237DC16.000 AA235/ / N6,050 6,050DOJ SUB BAH 20130924-110237-DC16.000 E2386/ / N


Boston University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-794 -794NIH SUB BU 450000167493.242 AA099/ / Y

115,490 115,490NIH SUB BU 450000188093.242 AB252/ / Y

FY16 SEFA Pass-through detailsBoston University Page 181


Pass-Through Entity


Cluster



Bradley UniversityOther ProgramsCluster:

US NASAFed Agency:734 734NASA BU ISGC FUA 2014-0239143.000 AA395/ / N


Brigham & Women Hospital Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-1,263 -1,263Subcontract 10829893.395 E3418/ / Y

811 811Brigham and Women Hospital 10647693.838 E3450/ / Y26,600 26,600BWH-Partner HlthCare awd10927693.855 E2937/ / Y


Brookhaven National Lab1R&DCluster:

Brookhaven National LabFed Agency:33,893 33,893DOE BNL 18966981.000 A1250/ / Y

864,733 864,733DOE BNL 150252 DE-SC001278481.000 A2779/ / Y63,325 63,325DOE Sub BNL 27137681.000 AA066/ / Y45,050 45,050DOE BNL 2016-0081081.000 AC550/ / Y64,698 64,698DOE BNL 30588581.000 AC771/ / Y

2,551 2,551Brookhaven Nat Lab 29195581.000 E2153/ / Y97,602 97,602Brookhaven National Lab E326081.000 E3260/ / Y

Other ProgramsCluster:Brookhaven National LabFed Agency:

39,994 39,994DOE Sub BNL 000024451981.000 AA722/ / N

1,111,693 100,153 1,211,846Pass-through entity total:

Butler Hospital1R&DCluster:

NIH / National Institute of Mental HealthFed Agency:20,160 20,160Butler Hospital93.242 E2116/ / Y


FY16 SEFA Pass-through detailsButler Hospital Page 182


Pass-Through Entity


Cluster


CACI International Inc1R&DCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:35,411 35,411DARPA Sub CACI 2016-04563 ANTC12.000 AC489/ / Y


California Institute for Energy and Environment1R&DCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:8,015 8,015CIEE Subaward No PONI01 X0193.262 E2865/ / Y


California Institute of Technology1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:61,843 61,843AF Sub CAL Tech 52-109663612.800 AB330/ / Y

US Department of Energy (DOE)Fed Agency:679,432 679,432DOE Sub CIT 67N-109580481.049 A2780/ / Y

-7,370 -7,370DOE Sub CIT 67N-109580481.049 AB582/ / Y139,842 139,842DOE Sub CIT 52-109513881.112 AA059/ / Y58,027 58,027DOE Sub CA TECH 2015-06569 ANTC81.135 AC862/ / Y

US NASAFed Agency:7,056 7,056NASA Sub JPL 154578343.000 AC573/ / Y

US National Science Foundation (NSF)Fed Agency:177,239 177,239SBC Cal Tech 68D-109480347.049 AA394/ / Y


Calspan-UB Research Center Inc (CUBRC)1R&DCluster:

ArmyFed Agency:51,359 51,359Army Sub CUBRC 07719070212.000 AB769/ / Y

Office of Naval Research (ONR)Fed Agency:10,848 10,848Navy Sub CUBRC 078625212.300 AA641/ / Y


FY16 SEFA Pass-through detailsCalspan-UB Research Center Inc (CUBRC) Page 183


Pass-Through Entity


Cluster


Carleton College1R&DCluster:

US National Science Foundation (NSF)Fed Agency:39,533 39,533Carleton College SERC28 1976 UofI47.050 E2164/ / Y


Carnegie Institution of Washington1R&DCluster:

US Department of Energy (DOE)Fed Agency:59,556 59,556DOE CIW 4-10469-1981.000 AA498/ / Y86,602 86,602DOE Sub CIW 4-10469-1381.000 AA577/ / Y


Carnegie Mellon University1R&DCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:49,222 49,222DARPA Sub Carnegie 1150112-29264812.300 AA967/ / Y

174 174DARPA Sub CM 1150140-35518912.300 AC371/ / YOffice of Naval Research (ONR)Fed Agency:

86,135 86,135Navy Sub CM 1141221-25842912.300 A1460/ / Y46,685 46,685Navy Sub CM 1141207-23624612.300 A2368/ / Y

US National Science Foundation (NSF)Fed Agency:5,469 5,469Carnegie Mellon Univ 1121902 33487747.070 E2321/ / Y

99,727 99,727Carnegie Mellon Uinv IIS122749547.070 E3225/ / Y


Carter Consulting Inc1R&DCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:73,573 73,573Carter Consulting Inc 3002-08593.055 E2784/ / Y

National Center for Health Statistics CDCFed Agency:81,086 81,086CCI 3002-085 37600051193.055 E2028/ / Y


Case Western Reserve University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:129,504 129,504NIH SUB CW RES50957393.859 AB462/ / Y

FY16 SEFA Pass-through detailsCase Western Reserve University Page 184


Pass-Through Entity


Cluster


30,240 30,240NIH SUB CW RES51050593.859 AC448/ / Y


Caterpillar Inc1R&DCluster:

US Department of Defense (DoD)Fed Agency:8,514 8,514DOD Sub CAT DMDII-14-07-0212.000 AC351/ / Y


Cbana Labs Inc1R&DCluster:

ArmyFed Agency:-41 -41Army Sub Cbana 2010-0091012.000 A2144/ / Y


Cell Biologics Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:122,627 122,627Cell Biologics Inc93.838 E2233/ / Y70,881 70,881Cell Biologic93.839 E2463/ / Y


Center For Independent Futures1R&DCluster:

Administration for Children and Families (ACF)Fed Agency:12,044 12,044CIF93.630 E2032/ / Y


Center for Rotorcraft Innovation Inc(CRI)1R&DCluster:

Federal Aviation Administration (FAA)Fed Agency:-3,421 -3,421CRI W911W6-06-2-0002-1 Mod P1920.000 E5071/ / Y

-3,421 -3,421Pass-through entity total:

Cerner Corporation1R&DCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:2,182 2,182Cerner Corporation 200 2015 6393193.283 E1931/ / Y

FY16 SEFA Pass-through detailsCerner Corporation Page 185


Pass-Through Entity


Cluster


US National Science Foundation (NSF)Fed Agency:4,025 4,025Cerner Corporation47.074 E3012/ / Y


CFD Research Corporation1R&DCluster:

Air ForceFed Agency:54,805 54,805AF Sub CFD Research Corp 2012098112.000 AB250/ / Y


Champaign County Regional Planning CommissionOther ProgramsCluster:

US Department of Labor (DOL)Fed Agency:114,664 114,664DOL Sub CCRPC 15-1Y-4050 YETP17.000 AB349/ / N

WIA/WIOACluster:US Department of Labor (DOL)Fed Agency:

-88 -88DOL Sub CCRPC 14-1Y-4050-YETP17.259 AA126/ / N


Charles River Analytics Inc1R&DCluster:

Air ForceFed Agency:18,126 18,126AF SUB CRA SC133110112.800 AB595/ / Y

Air Force Office of Scientific Research (AFOSR)Fed Agency:-811 -811AF SUB CRA SC130140212.800 AA323/ / Y


Cherokee NationOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:3,098 3,098CAL EPA 2015-MDN2-51 OK9966.000 AB593/ / N7,107 7,107CAL EPA 2015-MDN2-51-OK9966.038 AC918/ / N


Cheyenne River Sioux TribeOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:9,876 9,876CAL EPA 2015-MDN-2-87-SD1866.038 AB102/ / N

FY16 SEFA Pass-through detailsCheyenne River Sioux Tribe Page 186


Pass-Through Entity


Cluster



Chicago Association for Research and Education in Science1R&DCluster:

NIH / National Institute of Child Health & Human DevelopmentFed Agency:9,998 9,998CARES VA MOU93.865 E2618/ / Y

US Department of Defense (DoD)Fed Agency:64,415 64,415Chicago Assoc Pape-VA CDMRP12.420 E2412/ / Y

Other ProgramsCluster:National Institutes of Health (NIH)Fed Agency:

3,500 3,500Chicago Assoc Rsch Educ Science93.173 E4219/ / N


Chicago Community Loan Fund1R&DCluster:

United States Department of the TreasuryFed Agency:27,648 27,648Chicago Community Loan Fund21.020 E2529/ / Y


Chicago Department of Family and Support Services1R&DCluster:

Administration for Children and Families (ACF)Fed Agency:162,666 162,666Chicago Dept Of Fam and Suprt Srv93.600 F8975/ / Y

Housing & Urban Development (HUD)Fed Agency:104,967 104,967Chicago Deptof Fam and Spprt Srvces14.871 F8988/ / Y

Other ProgramsCluster:Administration for Children and Families (ACF)Fed Agency:

2,047,461 2,047,461Chicago DFS 05CH8460/0193.600 F8973/ / YHousing & Urban Development (HUD)Fed Agency:

11,370 11,370City of Chi DFSS14.871 F8970/ / N


Chicago House and Social Service Agency1R&DCluster:

Administration for Community LivingFed Agency:37,494 37,494Chicago House93.433 E3508/ / Y


FY16 SEFA Pass-through detailsChicago House and Social Service Agency Page 187


Pass-Through Entity


Cluster


Chicago Park District1R&DCluster:

US Environmental Protection Agency (EPA)Fed Agency:15,796 15,796Chicago Park Dist GL-00E0110466.469 E3120/ / Y

USDA Forest Service (FS)Fed Agency:7,956 7,956CPD UICBigMarsh 1220 1210.675 E3123/ / Y


Chicago Public Schools1R&DCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:20,482 20,482CPS PO289381993.079 F8990/ / Y


Chicago State University1R&DCluster:

US National Science Foundation (NSF)Fed Agency:27,269 27,269CSU Grant 53953 - HRD 141121947.076 E2408/ / Y

587,608 587,608Chicago State University47.076 E2799/ / Y


Chicago Zoological Society1R&DCluster:

US National Science Foundation (NSF)Fed Agency:50,618 50,618Chicago Zoological Society47.076 E2686/ / Y


Children's Home & Aid1R&DCluster:

Administration for Children and Families (ACF)Fed Agency:30,320 30,320Childrens Home and Aid93.556 E3523/ / Y


Children's Hospital of Philadelphia1R&DCluster:

National Institutes of Health (NIH)Fed Agency:272 272CHOP Sub No UG1CA18995593.395 E1960/ / Y

62,256 62,256Childrens Hospital Of Philadelphia93.395 E3214/ / Y

FY16 SEFA Pass-through detailsChildren's Hospital of Philadelphia Page 188


Pass-Through Entity


Cluster


3,992 3,992Childrens Hosp Phil 950690RSUB93.847 E4147/ / YNIH / National Cancer InstituteFed Agency:

21,644 21,644Child Hosp Phil SL WO FP0001425193.000 E3216/ / Y-9,985 -9,985Childrens Hospital Philadelphia93.395 E3099/ / Y


7,639 7,639CHOP U10CA09854393.395 E3213/ / N


Cincinnati Childrens Hospital Medical Center1R&DCluster:

HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:236,502 236,502Cincinnati Child 134787 1UIEMC2786393.365 E2249/ / Y

National Institutes of Health (NIH)Fed Agency:2,626 2,626Cincinnati Child Hosp Med Ctr93.837 E3080/ / Y

NIH / National Heart Lung & Blood InstituteFed Agency:310 310Cin. Chld. Hsp. Snp 5R34HL108752-0293.837 E3036/ / Y


Cincinnati State Technical & Community CollegeOther ProgramsCluster:

US Department of Labor (DOL)Fed Agency:103,013 103,013DOL Sub CSTCC 2012-0464617.282 A0577/ / N


City of Chicago1R&DCluster:

Administration for Children and Families (ACF)Fed Agency:245,288 245,288City of Chicago DFSS93.600 F8966/ / Y

Centers for Disease Control and Prevention (CDC)Fed Agency:177,323 177,323City of Chicago P0 2693893.940 F8985/ / Y

Other ProgramsCluster:Health Resources and Services Administration (HRSA)Fed Agency:

327,135 327,135CDPH93.914 F8962/ / N722,797 722,797City of Chicago 3215393.914 F8984/ / N

5,038 5,038Chicago Dept of Public Health 2994393.914 F9002/ / N-124,665 -124,665City of Chicago PO2379893.914 F9025/ / N-66,864 -66,864City of Chicago PO 2379893.914 F9072/ / N

FY16 SEFA Pass-through detailsCity of Chicago Page 189


Pass-Through Entity


Cluster


HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:6,677 6,677Chicago Dept of Public Health93.914 F8958/ / N

US Health & Human Services (HHS)Fed Agency:-1,480 -1,480City Of Chicago 2601293.600 E3207/ / Y

2,582,031 2,582,031City of Chicago DFS PO 2979593.600 F8991/ / Y-1,558 -1,558City of Chicago DFS PO 2979593.600 F9009/ / Y

-10,833 -10,833City of Chicago PO 18404 393.600 F9081/ / Y-7,218 -7,218City of Chicago PO 2379893.914 F9042/ / N


City of HawthorneOther ProgramsCluster:

US Department of Justice (DOJ)Fed Agency:-23,252 -1,303 -24,555DOJ Sub CItyof Hawthorne 2013-0225116.000 A0082/ / N

-23,252 -1,303 -24,555Pass-through entity total:

Clemson University1R&DCluster:

Air ForceFed Agency:28,250 28,250AF Sub Clemson 1790-200-201046112.000 AB435/ / Y

US Department of Energy (DOE)Fed Agency:56,306 56,306DOE Sub CU 1700-217-200986481.000 AA267/ / Y22,851 22,851DOE Sub Clemson 1807-225-200816781.049 AB287/ / Y

US National Science Foundation (NSF)Fed Agency:10,661 10,661SBC Clemson 1814-206-201082047.041 AB235/ / Y16,123 16,123SBC Clemson 1741-206-201029147.070 AB708/ / Y


Cleveland Clinic Foundation1R&DCluster:

NIH / National Institute of Diabetes & Digestive & Kidney DiseasesFed Agency:34,716 34,716Cleveland Clinic 530-SUB93.847 E2370/ / Y


Colorado School of Mines1R&DCluster:

US National Science Foundation (NSF)Fed Agency:2,969 2,969SBC CO School of Mines 401008-580147.041 AC665/ / Y

FY16 SEFA Pass-through detailsColorado School of Mines Page 190


Pass-Through Entity


Cluster



Colorado State Univ1R&DCluster:

National Institute of Standards & TechnologyFed Agency:1,050,123 1,050,123COM Sub CO St Univ G-00745-411.619 AB496/ / Y

National Institutes of Health (NIH)Fed Agency:1,782 1,782Colorado State G-00143-193.286 E2353/ / Y

62,836 62,836NIH SUB CSU G-44525-293.859 AB216/ / YOther ProgramsCluster:

US Department of Agriculture (USDA)Fed Agency:1,720 1,720AG Sub CSU 2011-01500 PO29281810.200 A1033/ / N


Columbia Univ1R&DCluster:

US NASAFed Agency:37,882 37,882NASA Sub Columbia1(GG008980-02)43.001 AB659/ / Y

Other ProgramsCluster:United States Agency for International Development (AID)Fed Agency:

33,673 33,673AID Sub Columbia 2 GG00934598.001 AA229/ / N


Computing Research Association1R&DCluster:

US National Science Foundation (NSF)Fed Agency:10,483 10,483SBC CRA #BDhub00147.070 AC569/ / Y


Cook County HospitalOther ProgramsCluster:

Natl Center for Chronic Disease Prev & Health PromotionFed Agency:53,224 53,224CCHHS H14-25-013193.331 F8981/ / N


FY16 SEFA Pass-through detailsCook County Hospital Page 191


Pass-Through Entity


Cluster


Cornell University1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:134,767 134,767AF SUB CORNELL 71656-1034312.800 AB644/ / Y

Army Research Office (ARO)Fed Agency:141,214 141,214Army Sub Cornell 66220-990312.431 A0231/ / Y

US Department of Energy (DOE)Fed Agency:40,727 40,727DOE Sub Cornell 59070-994881.049 A0054/ / Y

US National Science Foundation (NSF)Fed Agency:36,595 36,595SBC Cornell 69949-1016547.049 AA426/ / Y

Other ProgramsCluster:USDA Coop State Rsrch Educ & Ext Serv (CSREES)Fed Agency:

2,992 2,992CAL AG 2015-NTN-1-24 NY0810.203 AC554/ / N


Council for International Exchange of ScholarsOther ProgramsCluster:

US State DepartmentFed Agency:44,663 44,663STATE Sub CIES S-ECAGD-14-CA-103219.401 AB377/ / N


County of SuffolkOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:2,220 2,220CAL EPA 2012-NTN-1-5666.000 AA035/ / N


CRAFT Tech1R&DCluster:

Defense Threat Reduction Agency (DTRA)Fed Agency:67,429 67,429DTRA Sub CRAFT 15-C-0042/C63512.000 AC917/ / Y


CU Aerospace LLC1R&DCluster:

Air ForceFed Agency:134,033 134,033AF Sub CUA 2015-0194212.000 AB190/ / Y

Air Force Office of Scientific Research (AFOSR)Fed Agency:

FY16 SEFA Pass-through detailsCU Aerospace LLC Page 192


Pass-Through Entity


Cluster


2,667 2,667AF SUB CUAEROSPACE 2013-0545712.000 AA236/ / Y178,875 178,875AF Sub CU Aerospace 2015-0169612.800 AB317/ / Y150,321 150,321AF SUB CUAEROSPACE 2014-0425412.800 AB807/ / Y

NavyFed Agency:547 547Navy Sub CUA 2015-0761412.000 AC746/ / Y

US NASAFed Agency:2,531 2,531NASA SUB CUA NNX16CL76P43.000 AC443/ / Y

Other ProgramsCluster:Air ForceFed Agency:

4,999 4,999AF Sub CU Aerospace 2016-02036-0012.000 AC933/ / N


Dana-Farber Cancer Institute Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:130,962 130,962Dana-Fber Cancer Institute 121530193.839 E3158/ / Y


DePaul Univ1R&DCluster:

National Institutes of Health (NIH)Fed Agency:75,304 75,304NIH SUB DU 501084SG11393.866 AB649/ / Y

48,020 48,020DePaul 501084SG11493.866 E2406/ / YUS National Science Foundation (NSF)Fed Agency:

33,029 33,029DePaul U 501165SG131 154297147.070 E1767/ / Y


Diagnostic Photonics1R&DCluster:

National Institutes of Health (NIH)Fed Agency:51,501 51,501NIH SUB DP 2014-0490393.000 AB661/ / Y


Dioxide Materials1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:37,330 37,330AF SUB DIOXIDE FA8650-13-C242912.800 AA356/ / Y

FY16 SEFA Pass-through detailsDioxide Materials Page 193


Pass-Through Entity


Cluster



Donald Danforth Plant Science Center1R&DCluster:

Advanced Research Projects Agency - Energy (ARPA-E)Fed Agency:458,762 458,762DOE Sub DDPSC 22815-181.135 AB112/ / Y

US Department of Energy (DOE)Fed Agency:331,507 331,507DOE Sub DDPSC 23009-UI81.049 A0206/ / Y

5,648 5,648SBC Donald Danforth Ctr TTA81.049 AB518b/ / YUS National Science Foundation (NSF)Fed Agency:

12,598 12,598SBC Donald Danforth Ctr TTA47.074 AB518a/ / Y16,099 16,099SBC Donald Danforth 23307-I47.074 AC403/ / Y50,589 50,589SBC Baxter 2016-03328 TTA47.074 AC851/ / Y15,960 15,960SBC Donald Danforth 2016-03614 TTA47.074 AC852/ / Y

Other ProgramsCluster:US Department of Energy (DOE)Fed Agency:

16,588 16,588DOE DDPSC 2016-02147 TTA81.049 AC927/ / N


Drexel University1R&DCluster:

US National Science Foundation (NSF)Fed Agency:45,437 45,437SBC Drexel U 235743-366847.049 A0953/ / Y


Duke University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:39,843 39,843Duke Univ SubNo 203 864893.855 E1935/ / Y21,470 21,470Duke Univ Sub No 203 891093.855 E1936/ / Y60,593 60,593Duke Univeristiy 189925/2093593.855 E2022/ / Y

-23,192 -23,192Duke Univ SubNo 203 864893.855 E2655/ / Y9,155 9,155Duke Univ 159178 Site 10993.866 E3466/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:267 267Duke Unv 188992520120920923593.855 E2253/ / Y

NIH / National Institute on AgingFed Agency:10,054 10,054Duke U 159178 18002193.866 E3405/ / Y

US Department of Agriculture (USDA)Fed Agency:

FY16 SEFA Pass-through detailsDuke University Page 194


Pass-Through Entity


Cluster


20,257 20,257AG Sub Duke 343-054810.253 AC905/ / YUS National Science Foundation (NSF)Fed Agency:

11,065 11,065SBC Duke 16-NSF-101447.041 AC996/ / Y


E.O. Lawrence Berkeley National Laboratory1R&DCluster:

E.O. Lawrence Berkeley National LaboratoryFed Agency:29,296 29,296DOD Sub LBLN 727367512.000 AC491/ / Y

-12 -12DOE Sub LLNL 707704081.000 AA448/ / Y50,473 50,473DOE LBNL 724513581.000 AB074/ / Y5,160 5,160DOE LBNL 725309181.000 AC894/ / Y

Other ProgramsCluster:E.O. Lawrence Berkeley National LaboratoryFed Agency:

1,465 1,465DOE LBNL 728090981.000 AC461/ / N


Earth Networks Inc/WeatherBugOther ProgramsCluster:

US Dept of Commerce Natl Telecomm & Info Admin (NTIA)Fed Agency:44,950 44,950COM SUb AWSCT 2010-0614711.000 A1355/ / N


Eastern Research Group Inc1R&DCluster:

US Department of Labor (DOL)Fed Agency:17,906 17,906ERG 0306.02.030/01 DOLJ129F3285917.000 E2272/ / Y


Electric Power Research Institute1R&DCluster:

US Department of Energy (DOE)Fed Agency:472,153 472,153DOE Sub EPRI 001000164281.086 AA245/ / Y


FY16 SEFA Pass-through detailsElectric Power Research Institute Page 195


Pass-Through Entity


Cluster


EMMES Corporation1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-1,585 -1,585EMMES Corporation93.000 E3367/ / Y


Emory University1R&DCluster:

NIH / National Heart Lung & Blood InstituteFed Agency:799 799Emory T425594 1R34HL12255793.837 E1826/ / Y

85,183 85,183Emory Univ T31659593.837 E2139/ / Y


Energetic Materials Research and Engineering LLC (EMRE)1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:185,620 185,620AF SUB EMRE FA8651-14-C-017912.800 AB809/ / Y


Engineering & Software Consultants Inc1R&DCluster:

Federal Highway Administration (FHWA)Fed Agency:87,954 87,954Engineering & Software Consultants20.000 E1711/ / Y


ENSCO INC1R&DCluster:

Federal Railroad AdministrationFed Agency:73,905 73,905DOT FRA Sub Ensco G2735520.000 AB285/ / Y30,671 30,671DOT FRA Sub ENSCO 2015-0130120.000 AB672/ / Y


EPIR Technologies1R&DCluster:

US Department of Defense (DoD)Fed Agency:-14,876 -14,876EPIR Technologies12.000 E2772/ / Y


FY16 SEFA Pass-through detailsEPIR Technologies Page 196


Pass-Through Entity


Cluster


ET International Inc1R&DCluster:

US Department of Energy (DOE)Fed Agency:28,468 28,468DOE Sub ETI 2012-0331181.049 AA806/ / Y


Families and Childrens Aids Network1R&DCluster:

US Health & Human Services (HHS)Fed Agency:-2,856 -2,856FCAN 90-CB-018393.551 E3130/ / Y


Family Health International1R&DCluster:

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:1,522 1,522Family Health HPTN 08393.855 E1762/ / Y


Farm Commons IncOther ProgramsCluster:

US Department of Agriculture (USDA)Fed Agency:13,598 13,598AG Sub FCI H00248483410.215 AA182/ / N


FCAN/Families' & Children's AIDS Network1R&DCluster:

Administration for Children and Families (ACF)Fed Agency:45,797 45,797Family Options IV Grant 90-CB-018393.551 E2002/ / Y

US Health & Human Services (HHS)Fed Agency:23,839 23,839FCAN-90-CB-018393.551 E2510/ / Y


Fermilab1R&DCluster:

FermilabFed Agency:7,665 7,665FERMILAB PO No. 62068581.000 E2318/ / Y

86,784 86,784Fermi Lab PO No. 58287981.000 E4352/ / YOther ProgramsCluster:

FY16 SEFA Pass-through detailsFermilab Page 197


Pass-Through Entity


Cluster


FermilabFed Agency:10,989 10,989DOE FERMI 2013-01688FUA#60978481.000 A0034/ / N


Florida Department of Agriculture and Consumer Services1R&DCluster:

US Department of InteriorFed Agency:1,726 1,726INT SUB FDACS 02160015.615 AB671/ / Y

US Fish & WildlifeFed Agency:786 786INT Sub FDACS 02077615.615 AA265/ / Y


Florida State University1R&DCluster:

US Department of EducationFed Agency:45,222 45,222Florida State Univ R324A13012184.324 E3020/ / Y


Fordham University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:17,980 17,980Fordham Univ 5R25DA031608-0593.279 E2425/ / Y


Fort Peck TribesOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:6,018 6,018CAL EPA 2015-NTN-1-19 MT9666.038 AB096/ / N4,084 4,084CAL EPA 2016-NTN-1-19 MT9666.605 AC589/ / N


Fred Hutchinson Cancer Research Center1R&DCluster:

National Institutes of Health (NIH)Fed Agency:21,790 21,790NIH SUB FHCC000080053693.837 AA039/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:79,350 79,350FHCRC 000082124193.855 E2410/ / Y

US Health & Human Services (HHS)Fed Agency:

FY16 SEFA Pass-through detailsFred Hutchinson Cancer Research Center Page 198


Pass-Through Entity


Cluster


21,667 21,667Fred Hutchinson Cancer Research93.855 E1880/ / Y


Front Range Scientific Computation Inc.1R&DCluster:

Air ForceFed Agency:199,683 199,683AF Sub FRSC 2012-0617212.800 AA929/ / Y


Gas Technology Institute1R&DCluster:

US Department of Energy (DOE)Fed Agency:46,798 46,798DOE Sub GTI S57981.086 AC849/ / Y

122,703 122,703DOE Sub GTI S0000020681.117 A1518/ / Y


George Washington Univ1R&DCluster:

National Institutes of Health (NIH)Fed Agency:306,653 306,653NIH SUB GW 15-SC04R93.837 AB488/ / Y


Georgia Department of Natural ResourcesOther ProgramsCluster:

US Dept of Commerce NOAAFed Agency:293 293CAL GA DNR NOAA 2016-NTN-1-05811.420 B8316/ / N

6,235 6,235CAL GA DNR NOAA 2015-MDN2-09411.420 B8424/ / N1,640 1,640CAL GA DNR NOAA 2016-NTN-1-5811.420 B8452/ / N


Georgia Institute of Technology1R&DCluster:

US Department of Energy (DOE)Fed Agency:84,104 84,104DOE ARPA-E GIT RD735-G281.135 AA844/ / Y

US NASAFed Agency:61,795 61,795GIT NNX14AC01G Sub RE407-G543.001 E2744/ / Y

US National Science Foundation (NSF)Fed Agency:25,212 25,212SBC Geogia Tech RF481-G247.041 AB417/ / Y

FY16 SEFA Pass-through detailsGeorgia Institute of Technology Page 199


Pass-Through Entity


Cluster


44,511 44,511SBC Georgia Instit RG422-G147.041 AC947/ / Y


Georgia Regents Research Institute1R&DCluster:

NIH / National Institute of Diabetes & Digestive & Kidney DiseasesFed Agency:60,000 60,000Georgia Regents Univ 25732-4893.847 E2450/ / Y


Georgia State Univ1R&DCluster:

Food and Drug Administration (FDA)Fed Agency:11,148 11,148GA State SP00011779 0393.077 E2351/ / Y

763,185 763,185Georgia State Univ SP00012097--0193.077 E2812/ / YNational Institutes of Health (NIH)Fed Agency:

53,431 53,431GSU SP00012099-0193.077 E1909/ / Y55,067 55,067GA State Univ SP00012099-0393.077 E1976/ / Y6,693 6,693GA State Univ SP00011779-0293.077 E2423/ / Y

US National Science Foundation (NSF)Fed Agency:17,639 17,639SBC GA State SP00011816-0147.049 AB512/ / Y


GlucoSentient Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-175 -175NIH SUB GS 2013-0067793.279 AA830/ / Y

US National Science Foundation (NSF)Fed Agency:-514 -514SBC GlucoSentient 2013-0397847.041 AA521/ / Y


Governors State University1R&DCluster:

US Department of EducationFed Agency:4,230 4,230Governors State Univ84.031 E1989/ / Y


FY16 SEFA Pass-through detailsGovernors State University Page 200


Pass-Through Entity


Cluster


Grid Protection Alliance1R&DCluster:

US Department of Energy (DOE)Fed Agency:391,270 391,270DOE GPA DE-FOA-000079781.000 AA386/ / Y


Group Health Cooperative1R&DCluster:

NIH / National Cancer InstituteFed Agency:139,554 139,554Group Health CA154292-05-UIC93.393 E3679/ / Y


H Lee Moffitt Cancer Center & Research Institute1R&DCluster:

NIH / National Cancer InstituteFed Agency:-7,446 -7,446H Lee Moffitt Ctr 10-15926-99-01-G193.113 E4305/ / Y


Harvard Pilgrim Health Care1R&DCluster:

Food and Drug Administration (FDA)Fed Agency:-1,878 -1,878Harvard Pilgrim HHSF22301010T-000193.103 E2702/ / Y

-293 -293Harvard Pilgrim HHSF22301008T-001693.103 E2722/ / Y


Harvard School of Public Health1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-3,990 -3,990HSPH 114074.0966.504276393.865 E2903/ / Y

NIH / National Institute of Child Health & Human DevelopmentFed Agency:535,107 535,107HSPH 114205 1166 509682793.865 E2143/ / Y56,812 56,812HSPH 114074.1066.504276393.865 E2542/ / Y


Hektoen Institute LLC1R&DCluster:

National Institutes of Health (NIH)Fed Agency:2,616 2,616Hektoen Subaward # 04295-R01-UIC0193.242 E1776/ / Y

FY16 SEFA Pass-through detailsHektoen Institute LLC Page 201


Pass-Through Entity


Cluster


32,408 32,408Hektoen Institute for Medical Resea93.855 E2979/ / Y41,520 41,520Hektoen 50612-324-UIC1-AI03499393.855 E3330/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:4,247 4,247Hektoen Inst 50711-R01-UIC0193.855 E1888/ / Y

NIH / National Institute of Child Health & Human DevelopmentFed Agency:103,187 103,187Hektoen 50675 324 UIC 0293.865 E3057/ / Y

NIH / National Institute of Mental HealthFed Agency:4,125 4,125Hektoen Subaward # 50501-324-UIC0193.242 E1851/ / Y


21,539 21,539Hektoen Institute LLC93.153 E2261/ / N


High Performance Technologies Inc1R&DCluster:

US Department of Defense (DoD)Fed Agency:9,672 9,672Army Sub HPTI 14463 TO 007 PO83512.000 AB727/ / Y


Housing Authority of Champaign County1R&DCluster:

Housing & Urban Development (HUD)Fed Agency:78,455 78,455HACC 2011-0545914.000 B8961/ / Y


Howard Brown Health Center1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-33,639 -33,639Howard Brown Health Center93.395 E6927/ / Y


Howard University1R&DCluster:

US Dept of Commerce NOAAFed Agency:-14,303 -14,303COM Howard 631017-H040905011.481 A4337/ / Y


FY16 SEFA Pass-through detailsHoward University Page 202


Pass-Through Entity


Cluster


HX5 LLCOther ProgramsCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:615 615AF SUB HX5LLC 2015-04065 FUA12.800 AB575/ / N


HYPRES Inc1R&DCluster:

NavyFed Agency:112,500 112,500NAVY Sub HYP-N00014-11-C-011812.000 AC872/ / Y


Icahn School of Medicine at Mount Sinai1R&DCluster:

NIH / National Cancer InstituteFed Agency:12,770 12,770MSSM 0254 7378 460593.395 E3137/ / Y


Idaho National Engr & Env Lab1R&DCluster:

Idaho National Engr & Env LabFed Agency:165,035 165,035DOE INL 0012713981.000 A0363/ / Y

-189 -189DOE INL 0009121081.000 A2408/ / Y


IDHS Division of Mental HealthOther ProgramsCluster:

US Department of EducationFed Agency:186,873 186,873IDHS 46CUD0039384.126 H7811/ / N


IDNR Division of Fisheries1R&DCluster:

US Fish & WildlifeFed Agency:-1,172 -1,172IDNR FWS F-138-R-1615.605 D6792/ / Y


FY16 SEFA Pass-through detailsIDNR Division of Fisheries Page 203


Pass-Through Entity


Cluster


IDNR Division of Wildlife Resources1R&DCluster:

US Fish & WildlifeFed Agency:184,213 184,213IDNR FWS W-154-R-715.611 D6189/ / Y

-6,394 -6,394IDNR FWS W-154-R-615.611 D6349/ / Y


IDNR Office of Mines & MineralsOther ProgramsCluster:

US Department of InteriorFed Agency:237,583 237,583IDNR OMMLRD1615.250 D6185/ / N


IDNR Office of Resource Conservation1R&DCluster:

US Fish & WildlifeFed Agency:3,693 3,693IDNR FWS FW-16-D-215.605 D6732a/ / Y

221,310 221,310IDNR FWS FW-16-D-215.611 D6732b/ / Y


IDNR Office of Water ResourcesOther ProgramsCluster:

Federal Emergency Management Agency (FEMA)Fed Agency:5,036 5,036IDNR OWR33197.023 D6251/ / N


IIT Research Institute (IITRI)1R&DCluster:

NIH / National Cancer InstituteFed Agency:45,360 45,360IITRI 141 0 2381 003 RL93.000 E2082/ / Y


IL Board of Higher Education (IBHE)Other ProgramsCluster:

US Department of EducationFed Agency:33,681 33,681IBHE Early Childhood FY1584.412 D6227/ / N

40,517 40,517IBHE FY 2015 - FY 2016 Grant84.412 H7850/ / N

FY16 SEFA Pass-through detailsIL Board of Higher Education (IBHE) Page 204


Pass-Through Entity


Cluster



IL Community College BoardOther ProgramsCluster:

US Department of EducationFed Agency:271,932 271,932ICCB CTEL1600184.048 D6154/ / N17,760 17,760ICCB CTEL1500284.048 D6377/ / N


IL Criminal Justice Information AuthorityOther ProgramsCluster:

US Department of Justice (DOJ)Fed Agency:26,550 26,550583 NIJ ICJIA Bloodsworth 13000116.741 M9217/ / N58,461 58,461583 NIJ ICJIA Bloodsworth 13200116.820 M9159/ / N


IL Department of Children & Family Services (DCFS)1R&DCluster:

Administration for Children and Families (ACF)Fed Agency:14,999 14,999IDCFS-178182903593.648 H7908/ / Y

-173 -173DCFS - 178182903493.648 H8002/ / YUS Health & Human Services (HHS)Fed Agency:

14,366 14,366IDCFS IGA #178182903693.648 H7800/ / YOther ProgramsCluster:

Administration for Children and Families (ACF)Fed Agency:3,866 3,866583 HHS DCFS TOT & RSL Training93.643 M9091/ / N

US Health & Human Services (HHS)Fed Agency:100,000 100,000IL DCFS - IGA #171491901693.643 H7789a/ / N70,891 70,891IDCFS 228597901693.643 H7841a/ / N55,010 55,010IL DCFS - IGA #171491901693.669 H7789b/ / N60,000 60,000IDCFS 228597901693.669 H7841b/ / N


IL Department of Commerce & Economic Opportunity (DCEO)1R&DCluster:

US Department of Energy (DOE)Fed Agency:5,570 5,570IDCEO 13-43700781.041 D6033/ / Y

2,446 2,446ILDCEO 13 43700281.041 H7977/ / Y

FY16 SEFA Pass-through detailsIL Department of Commerce & Economic Opportunity (DCEO) Page 205


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Cluster


US Department of Labor (DOL)Fed Agency:9,990 9,990IDCEO 12-11103117.261 D6596/ / Y

US Small Business AdministrationFed Agency:25,830 25,830IDCEO16-56110559.037 H7776/ / Y


58,823 58,823IDCEO 13-43700481.041 H7785/ / NUS Health & Human Services (HHS)Fed Agency:

739,736 739,736IDCEO 2015-07286 WTTA93.568 D6190/ / N15,012 15,012IDCEO 2014-07182 WTTA93.568 D6343/ / N

WIA/WIOACluster:US Department of Labor (DOL)Fed Agency:

2,118 2,118IDCEO 2015-0149117.258 D6302a1/ / N80,465 80,465IDCEO 2015-0149117.258 D6302a2/ / N2,269 2,269IDCEO 2015-0149117.259 D6302b1/ / N

86,213 86,213IDCEO 2015-0149117.259 D6302b2/ / N447,728 447,728IDCEO 14-65404917.278 D6170/ / N

3,176 3,176IDCEO 2015-0149117.278 D6302c1/ / N120,698 120,698IDCEO 2015-0149117.278 D6302c2/ / N

75 75IDCEO 12-65403917.278 D6458/ / N


IL Department of Human Services (IDHS)1R&DCluster:

Substance Abuse & Mental Health Services Admin (SAMHSA)Fed Agency:193,548 193,548IDHS FCSUP0396293.243 D6179/ / Y

1,647 1,647IDHS FCSTP0386893.243 D6232/ / Y50,764 50,764IDHS 49I1069M4093.243 H7778/ / Y75,262 75,262IDHS Award 45CUB0345493.243 H7788/ / Y54,520 54,520IDHS 45CT803330 - FY1593.243 H7876a/ / Y50,532 50,532IDHS 45CT803330 - FY1693.243 H7876b/ / Y

US Department of Agriculture (USDA)Fed Agency:194,705 194,705IDHS FCSUQ0188110.557 H7797/ / Y

-4,228 -4,228IDHS FCSTQ0188110.557 H7884/ / YUS Department of EducationFed Agency:

-1,988 -1,988DHS DRS 46CTD0045884.126 H7922/ / Y-142 -142DHS DRS 46CTD0045984.126 H7931/ / Y-318 -318IDHS 46CTD0046184.126 H7934/ / Y

FY16 SEFA Pass-through detailsIL Department of Human Services (IDHS) Page 206


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Cluster


160,864 160,864IDHS FCSUI0356484.412 H7846/ / Y370 370IDHS FCST10356484.412 H7946/ / Y

US Department of Justice (DOJ)Fed Agency:193,680 193,680IDHS FCSUR0337016.540 D6182/ / Y

6,765 6,765IDHS FCSTR0337016.540 D6364/ / YUS Health & Human Services (HHS)Fed Agency:

117,980 117,980IDHS FCSUP0188393.092 D6180a/ / Y-201 -201IDHS FCSTP0188393.092 D6368a/ / Y-106 -106IDHS FCSTP0188393.243 D6368b/ / Y

-34,295 -34,295IDHS FCSTP0188393.243 D6368c/ / Y50,000 50,000IDHS FCSUP0399593.297 D6106/ / Y

760,524 760,524IDHS FCSUS0358193.505 D6144/ / Y35,563 35,563IDHS FCSRE0187193.505 D6785/ / Y

366,623 366,623IDHS FCSUP0396793.959 D6161/ / Y413,313 413,313IDHS FCSUP0188393.959 D6180b/ / Y

111 111IDHS FCSTP0188393.959 D6368d/ / YCCDFCluster:

Administration for Children and Families (ACF)Fed Agency:85,649 85,649IDHS FCSUI0330593.575 D6171a1/ / Y30,666 30,666IDHS FCSUI0330593.575 D6171a2/ / Y

491,962 491,962IDHS FCSUI0330593.575 D6171a3/ / Y253,062 253,062IDHS FCSUI0330593.575 D6171a4/ / Y

7,416 7,416IDHS FCSTI0330593.575 D6356a/ / Y65,056 65,056IDHS FCSUI0336493.596 D6163/ / Y82,726 82,726IDHS FCSUI0330593.596 D6171b1/ / Y29,619 29,619IDHS FCSUI0330593.596 D6171b2/ / Y

475,163 475,163IDHS FCSUI0330593.596 D6171b3/ / Y244,411 244,411IDHS FCSUI0330593.596 D6171b4/ / Y18,964 18,964IDHS FCSTI0330593.596 D6356b/ / Y10,008 10,008IDHS FCSTI0336493.596 D6362/ / Y

Other ProgramsCluster:Substance Abuse & Mental Health Services Admin (SAMHSA)Fed Agency:

57,116 57,116IDHS 45CUB0074393.104 D6160/ / N77,708 77,708IDHS 45CTBIGA0293.104 D6233/ / N

49 49IDHS 45CTB00743 FY1593.104 D6383/ / N560 560IDHS FCSTS0373093.243 D6334/ / N

176,613 176,613IDHS 43CUZ0305193.243 H7803/ / N163,058 163,058IDHS FCSUP0337293.959 D6183/ / N

FY16 SEFA Pass-through detailsIL Department of Human Services (IDHS) Page 207


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Cluster


7,021 7,021IDHS FCSTP0337293.959 D6365/ / N71,453 71,453IDHS 43CUC0301093.959 H7815/ / N

432,670 432,670IDHS 43CU0301193.959 H7832/ / NUS Department of Agriculture (USDA)Fed Agency:

98,676 98,676IDHS FCSUQ0338510.557 H7793/ / N28,000 28,000IDHS FCSUQ0338610.557 H7794/ / N-2,653 -2,653IDHS FCSTQ0338610.557 H7887/ / N

128 128IDHS FCSTQ0338510.557 H7888/ / NUS Department of EducationFed Agency:

226,168 226,168IDHS ATU IL DHS DRS84.126 H7819/ / N-230,999 -230,999IDHS 46CTD0039384.126 H7939/ / N

1,061,501 1,061,501IDHS FCSUO0328984.181 D6165/ / N6,133 6,133IDHS FCSUI0397584.412 D6056/ / N

32,171 32,171IDHS FCSUI0330584.412 D6171d/ / N525 525IDHS FCSTI0330584.412 D6356c/ / N

9,268 9,268IDHS FCSTI0356384.412 D6379/ / NUS Department of Justice (DOJ)Fed Agency:

-7,861 -7,861IDHS FCSRE02001 ARRA16.803 D6675/ / NUS Health & Human Services (HHS)Fed Agency:

39,875 39,875IDHS 43CTC03010 0301193.959 H7945/ / NSNAPCluster:

USDA Food and Nutrition Service (FNS)Fed Agency:9,683 9,683IDHS SNAP FY17 2016-06366 Antc10.561 D6058/ / N

8,529,583 3,634,186 12,163,769IDHS SNAP FCSUQ03623 FY1610.561 D6200/ / N22,898 55,802 78,700IDHS SNAP FCSTQ03623 FY1510.561 D6408/ / N

TANFCluster:Administration for Children and Families (ACF)Fed Agency:

99,411 99,411831 HHS DHS TANF Program FY1693.558 M9092/ / Y

13,859,584 5,119,943 99,411 19,078,938Pass-through entity total:

IL Department of Military AffairsOther ProgramsCluster:

US Department of Defense (DoD)Fed Agency:210 210IDMA 2016-0628512.401 D6063/ / N

7,000 7,000IDMA 2016-0157012.401 D6142/ / N6,400 6,400IDMA 2015-0734412.401 D6188/ / N


FY16 SEFA Pass-through detailsIL Department of Military Affairs Page 208


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Cluster


IL Department of Natural Resources (IDNR)1R&DCluster:

US Department of InteriorFed Agency:126,052 126,052583 USFWS IDNR Osprey Frnk Grd Squi15.611 M9120/ / Y

17,954 17,954IDNR R16SP00115.634 D6097/ / YUS Dept of Commerce NOAAFed Agency:

4,951 4,951IDNR NOAA14040311.419 D6085/ / Y65,012 65,012IDNR CMPNU0211.419 D6093/ / Y8,746 8,746IDNR CMPN0111.419 D6100/ / Y

US Fish & WildlifeFed Agency:2,276 2,276IDNR FWS F-69-R-3015.605 D6081/ / Y

516 516IDNR FWS F-185-R-515.605 D6088/ / Y109,131 109,131IDNR FWS F-138-R-1915.605 D6211/ / Y810,960 810,960IDNR FWS F-69-R-2915.605 D6214/ / Y198,272 198,272IDNR FWS F-123-R-2215.605 D6217/ / Y151,373 151,373IDNR FWS F-52-R-3015.605 D6218/ / Y542,671 542,671IDNR FWS F-185-R-0415.605 D6219/ / Y766,977 766,977IDNR FWS F-101-R-2715.605 D6221/ / Y

-2,333 -2,333IDNR FWS F-123-R-2115.605 D6415/ / Y6,781 6,781IDNR FWS F-52-R-2915.605 D6416/ / Y-730 -730IDNR FWS F-138-R-1815.605 D6417/ / Y

2,540 2,540IDNR FWS F-101-R-2615.605 D6419/ / Y1,309 1,309IDNR FWS F-69-R-2815.605 D6421/ / Y2,010 2,010IDNR FWS F-185-R-315.605 D6430/ / Y

1 1IDNR FWS F-101-R-2515.605 D6593/ / Y17 17IDNR FWS F-69-R-2715.605 D6609/ / Y35 35IDNR FWS 2016-06284 Antc15.611 D6070/ / Y

376,119 376,119IDNR FWS W-112-R-2515.611 D6155/ / Y10,694 10,694IDNR FWS W-177-R-0215.611 D6209/ / Y77,392 77,392IDNR FWS W-157-R-0615.611 D6210/ / Y

220,000 220,000IDNR FWS W-183-R-0215.611 D6212/ / Y366,033 366,033IDNR FWS W-146-R-1115.611 D6213/ / Y34,964 34,964IDNR FWS W-176-R-0215.611 D6215/ / Y10,190 10,190IDNR FWS W-179-R-0215.611 D6216/ / Y

531,263 531,263IDNR FWS W-43-R-6315.611 D6220/ / Y84,919 84,919IDNR FWS W-162-R-0615.611 D6222/ / Y53,169 53,169IDNR FWS W-175-R-0215.611 D6223/ / Y56,273 56,273IDNR FWS W-112-R-2415.611 D6305/ / Y

FY16 SEFA Pass-through detailsIL Department of Natural Resources (IDNR) Page 209


Pass-Through Entity


Cluster


24,647 24,647IDNR FWS W-162-R-515.611 D6370/ / Y-11,007 -11,007IDNR FWS W-183-R-115.611 D6371/ / Y137,109 137,109IDNR FWS W-181-R-115.611 D6372/ / Y

-212 -212IDNR FWS W-176-R-115.611 D6375/ / Y-1,178 -1,178IDNR FWS W-43-R-6215.611 D6414/ / Y-5,118 -5,118IDNR FWS W-146-R-1015.611 D6420/ / Y26,775 26,775IDNR FWS W-182-R-115.611 D6422/ / Y

2 2IDNR FWS W-112-R-2215.611 D6729/ / Y1,807 1,807IDNR FWS E-54-R-115.615 D6993/ / Y

22,914 22,914IDNR FWS T-105-R-115.634 D6101/ / Y53,658 53,658IDNR FWS T-104-R-115.634 D6118/ / Y7,148 7,148IDNR FWS T-108-R-115.634 D6119/ / Y

72,484 72,484IDNR FWS T-99-R-115.634 D6141/ / Y14,173 14,173IDNR FWS U-2-R-115.634 D6234/ / Y34,628 34,628IDNR FWS T-94-R-115.634 D6282/ / Y30,581 30,581IDNR R1504128815.634 D6294/ / Y18,407 18,407IDNR FWS T-97-R-115.634 D6299/ / Y21,566 21,566IDNR FWS T-93-R-115.634 D6300/ / Y

117,142 117,142IDNR FWS T-92-R-115.634 D6301/ / Y93,768 93,768IDNR FWS U-1-R-115.634 D6406/ / Y

115,332 115,332IDNR FWS T-85-D-115.634 D6465/ / Y63,777 63,777IDNR FWS T-83-R-115.634 D6478/ / Y61,503 61,503IDNR FWS T-82-R-115.634 D6480/ / Y4,941 4,941IDNR FWS T-75-R-115.634 D7024/ / Y

30,231 30,231IDNR FWS X-3-R-115.650 D6254/ / Y21,532 21,532IDNR FWS E-65-R-115.657 D6124/ / Y24,462 24,462IDNR FWS E-66-R-115.657 D6135/ / Y8,458 8,458IDNR FWS E-64-R-115.657 D6289/ / Y

19,252 19,252IDNR CAFWS-106G 2016-0521315.662 D6089/ / Y53 53IDNR CAFWS-106E 2016-0521515.662 D6090/ / Y

71,257 71,257IDNR CAFWS-106 2015-0602915.662 D6159/ / Y1,178,117 1,178,117IDNR CAFWS-93 2015-0538615.662 D6224/ / Y

3,734 3,734IDNR CAFWS-102 2015-0133115.662 D6293/ / Y89,315 89,315IDNR CAFWS-93 2014-0707415.662 D6348/ / Y

252,234 252,234IDNR CAFWS-93 2014-0472715.662 D6410/ / Y51,871 51,871IDNR CAFWS-93 2013-0675815.662 D6547/ / Y36,089 36,089IDNR CAFWS-93 2013-0585115.662 D6588/ / Y

187,831 187,831IDNR CAFWS-93 2013-0511315.662 D6624/ / Y

FY16 SEFA Pass-through detailsIL Department of Natural Resources (IDNR) Page 210


Pass-Through Entity


Cluster


-532 -532IDNR CAFWS-93 2013-0441815.662 D6628/ / Y840,511 840,511IDNR CAFWS-93 2013-0267615.662 D6673/ / Y

Other ProgramsCluster:US Department of Agriculture (USDA)Fed Agency:

32,509 32,509IDNR R1590537810.664 D6207/ / NUS Dept of Commerce NOAAFed Agency:

40,034 40,034IDNR NOAA13031811.419 D6116/ / NUS Fish & WildlifeFed Agency:

4,936 4,936IDNR CAFWS-118C 2016-0316315.662 D6054/ / N24,764 24,764IDNR CAFWS-96 2014-0292415.662 D6338/ / N

141,782 141,782IDNR CAFWS-93 2014-0182215.662 D6460/ / NUSDA Forest Service (FS)Fed Agency:

182,917 182,917IDNR RC14VFAIFS10.664 D6279/ / N


IL Department of Transportation (DOT)1R&DCluster:

Federal Highway Administration (FHWA)Fed Agency:22,115 22,115IDOT 2012 So. FL. Match20.205 H8057/ / Y67,285 67,285IDOT Statewide Model 14BOB2920.205 H8069/ / Y

Federal Transit Administration (FTA)Fed Agency:31,648 31,648IDOT Intercity20.505 H7954/ / Y40,136 40,136Veterans Transportation IL-04-007320.516 H8008/ / Y82,383 82,383IDOT20.516 H8041/ / Y

US Department of Transportation (DOT)Fed Agency:16,201 16,201IDOT R27-174 FY1620.205 D6120/ / Y35,222 35,222IDOT R27-170 FY1620.205 D6136/ / Y13,422 13,422IDOT R27-SP30 FY1620.205 D6146/ / Y45,082 45,082IDOT R27-168 FY1620.205 D6148/ / Y56,366 56,366IDOT R27-163 FY1620.205 D6166/ / Y

75,571 75,571IDOT R27-169 FY1620.205 D6204/ / Y33,054 33,054IDOT R27-152 FY1620.205 D6238/ / Y79,199 79,199IDOT R27-162 FY1620.205 D6250/ / Y39,733 39,733IDOT R27-150 FY1620.205 D6255/ / Y5,053 5,053IDOT R27-157 FY1620.205 D6256/ / Y

69,979 69,979IDOT R27-148 FY1620.205 D6275/ / Y101,004 101,004IDOT R27-154 FY1620.205 D6276/ / Y

62,555 62,555IDOT R27-156 FY1620.205 D6277/ / Y

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Cluster


105,244 105,244IDOT R27-161 FY1620.205 D6278/ / Y77,058 77,058IDOT R27-155 FY1620.205 D6296/ / Y21,550 21,550IDOT R27-SP28 FY1620.205 D6297/ / Y76,472 76,472IDOT R27-149-2 FY1620.205 D6306/ / Y52,153 52,153IDOT R27-153 FY1620.205 D6307/ / Y45,425 45,425IDOT R27-149-1 FY1620.205 D6311/ / Y

270,464 270,464IDOT R27-160 FY1620.205 D6352/ / Y295,818 295,818IDOT R27-145 FY1620.205 D6451/ / Y77,651 77,651IDOT R27-133 FY1620.205 D6481/ / Y70,272 70,272IDOT R27-136 FY1620.205 D6495/ / Y

103,408 103,408IDOT R27-146 FY1620.205 D6517/ / Y40,901 40,901IDOT R27-137 FY1620.205 D6522/ / Y39,690 39,690IDOT R27-139 FY1620.205 D6525/ / Y

189,700 189,700IDOT R27-128 FY1620.205 D6647/ / Y232,776 232,776IDOT R27-127 FY1620.205 D6648/ / Y83,692 83,692IDOT R27-134 FY1620.205 D6674/ / Y41,443 41,443IDOT R27-115 FY1620.205 D6868/ / Y89,203 89,203IDOT R27-102 FY1620.205 D6946/ / Y

-3,294 -3,294IDOT R27-112 FY1620.205 D7012/ / Y51,612 51,612IDOT R27-101 FY1620.205 D7020/ / Y-6,156 -6,156IDOT R27-61 FY1620.205 D7036/ / Y

126,886 126,886IDOT R27-46 FY1620.205 D7039/ / Y9,094 9,094IDOT R27-45 FY1620.205 D7040/ / Y

364,261 364,261IDOT R27-44 FY1620.205 D7041/ / Y942,179 942,179IDOT R-27 FY1620.205 D7060/ / Y

-425 -425IDOT R-2720.205 D7752/ / Y-255 -255IDOT 2014BoBSS95220.205 H7971/ / Y

572,991 572,991IDOT 400011T000520.205 H8372/ / Y32,352 32,352752 IDOT 2016 Traffic Safety Survey20.600 M9085/ / Y11,421 11,421752 IDOT Traffic Surveys 201520.600 M9107/ / Y

Highway Planning and ConstructionCluster:Federal Highway Administration (FHWA)Fed Agency:

4,039,867 4,039,867IDOT 2014BoBS90720.205 D6937/ / N27,081 27,081IL Department of Transportation20.205 H7842/ / N

US Department of Transportation (DOT)Fed Agency:219,850 219,850IDOT 2015BoBS920 157510520120.205 H7845/ / N

Highway SafetyCluster:US Department of Transportation (DOT)Fed Agency:

FY16 SEFA Pass-through detailsIL Department of Transportation (DOT) Page 212


Pass-Through Entity


Cluster


181,761 181,761583 IDOT Eval/LEL FFY16 OP-16-016720.600 M9087/ / NOther ProgramsCluster:

Federal Aviation Administration (FAA)Fed Agency:359,132 359,132IDOT Airport CMI-434720.106 D6231/ / N

2,627 2,627IDOT Airport CMI-410020.106 D6705/ / N

8,257,863 1,236,515 225,534 9,719,912Pass-through entity total:

IL Dept of Healthcare and Family Services1R&DCluster:

Centers for Medicare and Medicaid ServicesFed Agency:421 421IL Dept of Hth and Family Services93.767 H7975/ / Y


IL Humanities CouncilOther ProgramsCluster:

US National Endowment for the Arts (NEA)Fed Agency:2,142 2,142IHC 527245.129 G3784/ / N

US National Endowment for the Humanities (NEH)Fed Agency:3,750 3,750IHC NEH GR 5195 0045.129 B8501/ / N

5,000 5,000446 NEH IHC MARCH 525645.129 J9392/ / N

3,750 2,142 5,000 10,892Pass-through entity total:

IL Primary Health Care AssnOther ProgramsCluster:

National Center for Health Statistics CDCFed Agency:30,023 30,023IPHCA93.539 E1813/ / N


IL State Board of Education (ISBE)Child NutritionCluster:

US Department of Agriculture (USDA)Fed Agency:4,972 4,972ISBE Milk 15-4215-0010.556 D6147/ / N

5,238 5,238IBSE0901054505110.559 H7787/ / N4,493 4,959 9,452ISBE09010545051-FY1410.559 H7812/ / N


36,419 12,202 48,621ISBE 0901054505110.558 H8222/ / N168,115 168,115ISBE MY1684210.560 D6109/ / N

FY16 SEFA Pass-through detailsIL State Board of Education (ISBE) Page 213


Pass-Through Entity


Cluster


US Department of EducationFed Agency:23,867 23,867ISBE MY1662284.010 D6102/ / N81,648 81,648ISBE 16-4720-00-09-010-5450-5184.048 D6162/ / N14,661 14,661ISBE 15-4720-00-09-010-5450-5184.048 D6319/ / N

41,736 41,736ISBE 2016-4936-SA-0901054505184.366 H7781/ / N5,408 5,408ISBE 16-4932-00-65-108-9020-8084.367 D6114/ / N

19,348 19,348ISBE 2014-0512884.412 D6431/ / N80,508 80,508ISBE PRC 2012-0677984.413 D6754/ / N

66,814 66,814ISBE84.413 H8100/ / NUSDA Food and Nutrition Service (FNS)Fed Agency:

10,571 10,571Child/Adult Food Prg10.558 M9496/ / N

439,439 130,949 10,571 580,959Pass-through entity total:

IL State Library1R&DCluster:

Institute of Museum & Library Services (IMLS)Fed Agency:2,022 2,022583 ISL Targeting Autism FY1545.312 M9104/ / Y

25,293 25,293583 ISL ILEAD USA Eval 201545.313 M9099/ / YOther ProgramsCluster:

Institute of Museum & Library Services (IMLS)Fed Agency:32,351 32,351967 ISL ILEAD USA 201545.310 M9101b/ / N8,519 8,519967 ISL Targeting Autism: Nat Forum45.310 M9103b/ / N

13,696 13,696967 ISL LSTA SPLMI 201545.310 M9108/ / N60,642 60,642967 ISL LSTA Synergy 201545.310 M9112/ / N35,047 35,047967 ISL ILEAD USA 201545.312 M9101a/ / N26,976 26,976967 ISL Targeting Autism: Nat Forum45.312 M9103a/ / N


Illiac Software Inc1R&DCluster:

US National Science Foundation (NSF)Fed Agency:45,945 45,945SBC Illiac Software 2014-0704347.041 AB332/ / Y


Illinois Critical Access Hospital Network (ICAHN)1R&DCluster:

Health Resources and Services Administration (HRSA)Fed Agency:8,869 8,869IL Critical Access Hospital Network93.912 E4138/ / Y

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Cluster



60 60ICHN contract #2621A93.241 E2562/ / N


Illinois Department of Agriculture1R&DCluster:

US Department of Agriculture (USDA)Fed Agency:33,855 33,855IDOA CAPS CY16 2016-0354210.025 D6113/ / Y18,841 18,841IDOA 2015-0655310.025 D6195/ / Y24,586 24,586IDOA 2015-0655410.025 D6196/ / Y56,689 56,689IDOA CAPS CY15 2015-0220710.025 D6280/ / Y

542 542IDOA SC-16-2310.170 D6092/ / Y2,337 2,337IDOA SC-16-2010.170 D6104/ / Y

14,798 14,798IDOA SC-15-1810.170 D6230/ / Y31,537 31,537IDOA SC-15-2610.170 D6260/ / Y

1 1IDOA SC-12-1610.170 D6880/ / YUSDA Agricultural Marketing Service (AMS)Fed Agency:

998 998IDOA SC-15-39-C10.170 D6242/ / Y25,036 25,036IDOA SC-15-2010.170 D6243/ / Y11,835 11,835IDOA SC-15-2110.170 D6244/ / Y7,435 7,435IDOA SC-14-0510.170 D6445/ / Y

USDA Animal & Plant Health Inspection Serv (APHIS)Fed Agency:6,786 6,786IDOA Forest Pest Pathway FY1610.025 D6074/ / Y3,915 3,915IDOA Grape Commodity FY1610.025 D6075/ / Y3,168 3,168IDOA Orchard Commodity FY1610.025 D6076/ / Y


Illinois Department of InsuranceOther ProgramsCluster:

US Health & Human Services (HHS)Fed Agency:-76,468 -76,468IL Dept of Insurance HPG1302193.000 H8079/ / N


Illinois Department of Public Health (IDPH)1R&DCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:134,922 134,922IDPH Contract #66100006D93.283 H7839/ / Y

FY16 SEFA Pass-through detailsIllinois Department of Public Health (IDPH) Page 215


Pass-Through Entity


Cluster


28,664 28,664IDPH FY2015 #56100007C93.283 H7925/ / Y18 18IDPH 46100007B93.283 H8052/ / Y

Substance Abuse & Mental Health Services Admin (SAMHSA)Fed Agency:55,343 55,343IDPH 53205001C93.243 D6363/ / Y

-16 -16IDPH 43200005B93.243 D6570/ / YUS Environmental Protection Agency (EPA)Fed Agency:

6,878 6,878IDPH 55380216C66.472 H7857/ / YUS Health & Human Services (HHS)Fed Agency:

51,213 51,213IDPH 66180071D93.667 H7827b/ / Y107,196 107,196IDPH 66180071D93.917 H7827a/ / Y

Other ProgramsCluster:Centers for Disease Control and Prevention (CDC)Fed Agency:

78,889 78,889IDPH 46100011B93.094 H8066/ / NCorporation for National & Community ServiceFed Agency:

151,474 151,474IDPH 67380020D94.006 H7830/ / N21,806 21,806IDPH 5738001 0G94.006 H7898/ / N

Health Resources and Services Administration (HRSA)Fed Agency:217,462 217,462IDPH 65780046D93.917 H7782/ / N170,000 170,000IDPH 65780007D93.917 H7792/ / N566,036 566,036IDPH-55780066C93.917 H7855b/ / N38,572 38,572IDPH 55780010C93.917 H7928/ / N18,437 18,437IL Dept. of Public Health93.917 H7970/ / N4,410 4,410IDPH-55780066C93.940 H7855a/ / N

-156 -156IDPH UIUC-IGA-56000014C93.994 D6241/ / Y238,994 238,994IDPH Contract # 66380014D93.994 H7813/ / Y

6,559,853 6,559,853IDPH93.994 H7843/ / Y20,287 20,287IDPH Contract # 56380013C93.994 H7941/ / Y96,569 96,569IDPH MCH Block Grant 56380012C93.994 H7960/ / Y45,618 45,618Illinois Department of Public Hlth93.994 H7990/ / Y

-111 -111State of Illiniois-IDPH 4046080051B93.994 H8023/ / Y2,471 2,471Illinois Department Of Public Healt93.994 H8347/ / Y

Housing & Urban Development (HUD)Fed Agency:98,941 98,941IDPH Contract 55780038C14.241 H7870/ / N

HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:355,257 355,257IDPH 66380010D93.994 H7802/ / Y

National Center for Health Statistics CDCFed Agency:70,452 70,452IDPH 63209001D93.184 H7795/ / N

US Health & Human Services (HHS)Fed Agency:

FY16 SEFA Pass-through detailsIllinois Department of Public Health (IDPH) Page 216


Pass-Through Entity


Cluster


49,300 49,300IDPH 66380040D93.667 H7791a/ / N38,400 38,400IDPH 66380022D93.667 H7806a/ / N

-12 -12IDPH Contract # 57180124C93.974 H7881/ / N54,570 54,570IDPH 66380040D93.994 H7791b/ / Y38,220 38,220IDPH 66380022D93.994 H7806b/ / Y

55,171 9,264,786 9,319,957Pass-through entity total:

Illinois Department on AgingAgingCluster:

US Health & Human Services (HHS)Fed Agency:691,028 691,028IDoA u12061260593.044 H8909/ / N

1,393,961 1,393,961IDoA U12061261093.044 H8910/ / N


Illinois Environmental Protection Agency1R&DCluster:

US Environmental Protection Agency (EPA)Fed Agency:36,871 36,871IEPA FW-1522066.419 D6269/ / Y73,376 73,376IEPA 319131266.460 D6485/ / Y94,696 94,696IEPA FWN-1030166.460 D7249/ / Y7,079 7,079IEPA FW-1610266.605 D6061/ / Y

147,955 147,955IEPA CWA-1420466.605 D6404/ / YOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:48,667 48,667IEPA FW-1620166.419 D6110/ / N


Illinois Head Start AssociationOther ProgramsCluster:

US Department of EducationFed Agency:90,846 90,846IHSA DE 2014-0315084.412 C3778/ / N


Illinois Institute of Technology1R&DCluster:

National Institute of Food and Agriculture/USDAFed Agency:39,868 39,868AG Sub IIT SA543-0127-875610.310 AA226/ / Y

National Institutes of Health (NIH)Fed Agency:

FY16 SEFA Pass-through detailsIllinois Institute of Technology Page 217


Pass-Through Entity


Cluster


89,536 89,536IL Inst Of Technology SA5381007885393.847 E2802/ / Y120,943 120,943IL Inst Of Technology SA5341013885493.847 E2804/ / Y

US Department of Energy (DOE)Fed Agency:20,725 20,725IIT SA590 0515 948981.119 E2172/ / Y


Illinois Manufacturing Extension Center (IMEC)1R&DCluster:

National Institute of Standards & TechnologyFed Agency:1,014,067 1,014,067IMEC11.611 E2087a/ / Y

11,330 11,330IMEC Contract FY1511.611 E2307/ / Y400,388 400,388IMEC11.611 E2527a/ / Y19,468 19,468IMEC SBIR Project11.611 G3731/ / Y

US Environmental Protection Agency (EPA)Fed Agency:3,841 3,841IMEC66.717 E2087b/ / Y1,956 1,956IMEC66.717 E2527b/ / Y


Illinois Network of Child Care Resource & Referral/INCCRRACCDFCluster:

Administration for Children and Families (ACF)Fed Agency:5,000 5,000HHS SUB INCCRRA 2016-0334793.575 AC835/ / Y

National Institutes of Health (NIH)Fed Agency:-16,818 -16,818NIH 1 2014-02708 A93.575 AA360/ / Y


IllinoisRocstar LLC1R&DCluster:

ArmyFed Agency:10,737 10,737Army Sub ILRocstar 2014-0131912.000 AA406/ / Y


ImmuVen Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-86 -86NIH SUB IMMUVEN 2012-0270593.855 A0324/ / Y


FY16 SEFA Pass-through detailsImmuVen Inc Page 218


Pass-Through Entity


Cluster


Indiana Criminal Justice InstituteOther ProgramsCluster:

US Department of Justice (DOJ)Fed Agency:-7,591 -7,591DOJ SUB IN CJI D3-14-807216.710 AA401/ / N


Indiana Dept of Environmental MgtOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:10,287 10,287EPA Sub IDEM A305-4-20966.469 AB439/ / N


Indiana University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:663 663IN-4685562-UI (PO 1225243)93.838 E3221/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:947 947Indiana Univ IN4681430UI93.855 E1910/ / Y

US National Science Foundation (NSF)Fed Agency:181,465 181,465SBC Indiana BL-4812483-UIUC47.070 A0140/ / Y115,302 115,302SBC Indiana U #BL-4812511-UIUC47.070 AC833/ / Y


Innovative Scientific Solutions Incorporated1R&DCluster:

Air ForceFed Agency:9,407 9,407AF Sub ISSI SB0291012.000 A1238/ / Y


InnSight Technology Inc1R&DCluster:

US National Science Foundation (NSF)Fed Agency:4,615 4,615SBC InnSight Tech 2016-02986-0047.041 AC547/ / Y


FY16 SEFA Pass-through detailsInnSight Technology Inc Page 219


Pass-Through Entity


Cluster


InoMedic Health Applications IncOther ProgramsCluster:

US NASAFed Agency:1,924 1,924CAL NASA 2012-NTN-1-0543.000 A0807/ / N


Inprentus IncorporatedOther ProgramsCluster:

US National Science Foundation (NSF)Fed Agency:399 399Inprentus FUA 2013-0316147.041 B8807/ / N


Institute for Clinical Research Inc.1R&DCluster:

National Institutes of Health (NIH)Fed Agency:13,051 13,051Institute for Clinical Research93.941 E2296/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:72,365 72,365ICR M19CH00809073 Task Order 493.855 E3514/ / Y88,578 88,578ICR M19CH00809073 Task Order 393.855 E4843/ / Y


Institute for Rehabilitation and Research1R&DCluster:

Administration for Community LivingFed Agency:53,393 53,393TIRR H133A120008 ADA-UI-1-1593.433 E3240/ / Y


Institute of International EducationOther ProgramsCluster:

US State DepartmentFed Agency:18,985 18,985STATE Sub IIE 2013-0401119.401 AA696/ / N3,863 3,863STATE Sub IIE 2016-03648 ANTC19.401 AC599/ / N

42,281 42,281STATE Sub IIE 2015-0646919.432 AB264/ / N


FY16 SEFA Pass-through detailsInstitute of International Education Page 220


Pass-Through Entity


Cluster


Intel Corp1R&DCluster:

US Department of Energy (DOE)Fed Agency:39,617 39,617DOE Sub Intel PO300086642181.000 AA807/ / Y21,439 21,439DOE Sub Intel 300085131481.049 AA862/ / Y


Intelinair1R&DCluster:

US National Science Foundation (NSF)Fed Agency:41,732 41,732SBC IntelinAir 2015-03404-0047.041 AB150/ / Y


Intelligent Automation Inc1R&DCluster:

Office of Naval Research (ONR)Fed Agency:656 656Navy Sub IAI 2067-112.000 AA157/ / Y


IntelliWheels Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:47,245 47,245NIH SUB IW 2014-0292093.865 AB663/ / Y


International Business Machines Corp (IBM)1R&DCluster:

US Department of Defense (DoD)Fed Agency:126,381 126,381IBM FA8650-15-C-756112.910 E2158/ / Y


International Computer Science Institute1R&DCluster:

US National Science Foundation (NSF)Fed Agency:378,002 378,002SBC ICSI ACI-134807747.070 AA529/ / Y


FY16 SEFA Pass-through detailsInternational Computer Science Institute Page 221


Pass-Through Entity


Cluster


International Research and Exchanges Board (IREX)Other ProgramsCluster:

US State DepartmentFed Agency:34,025 34,025STATE Sub IREX YALI-PM-UIUC-0119.009 AC605/ / N95,598 95,598STATE Sub IREX FY16-YALI-CL-IL0119.009 AC798/ / N


International Wheat Genome Sequencing Consortium1R&DCluster:

US National Science Foundation (NSF)Fed Agency:59,329 59,329SBC IWGSC 2016-02329 TTA47.074 AC948/ / Y


Iowa Economic Development Authority1R&DCluster:

US Department of Energy (DOE)Fed Agency:12,822 12,822IEDA Agreement # SEP-CHP-00181.119 E2291/ / Y


Iowa Soybean Association1R&DCluster:

USDA Natural Resources Conservation Service (NRCS)Fed Agency:29,536 29,536AG Sub ISA 2011-0468710.912 A0597/ / Y


Iowa State University1R&DCluster:

National Institute of Food and Agriculture/USDAFed Agency:21,030 21,030AG Sub Iowa State 416-40-17C10.309 A0746/ / Y

National Institute of JusticeFed Agency:37,588 37,588Iowa State Unv 4282007B16.560 E2345/ / Y

United States Agency for International Development (AID)Fed Agency:24,994 24,994AID Sub Iowa State 404-21-77C98.000 AA295/ / Y

US Department of Agriculture (USDA)Fed Agency:48,656 48,656AG Sub ISU 416-17-01B10.310 A0961/ / Y76,967 76,967AG Sub ISU 416-40-63F10.310 A1273/ / Y

119 119AG Sub IA 416-40-96C10.310 AA839/ / YOther ProgramsCluster:

FY16 SEFA Pass-through detailsIowa State University Page 222


Pass-Through Entity


Cluster


US Health & Human Services (HHS)Fed Agency:8,751 8,751HHS SUB IA 430-30-01F93.103 AC490/ / N


IRIS Educational Media1R&DCluster:

US Department of Justice (DOJ)Fed Agency:40,129 40,129DOJ Sub IRIS UI-8016.560 AC891/ / Y


Jaeb Center for Health Research1R&DCluster:

National Institutes of Health (NIH)Fed Agency:119 119Jaeb Center For Health Research93.847 E3423/ / Y40 40JCHR U10EY01423193.867 E2354/ / Y

742 742JCHR Protocol V 8 12 1393.867 E2788/ / Y14,484 14,484Jaeb Ctr For Hlth93.867 E8333/ / Y

NIH / National Eye InstituteFed Agency:3,390 3,390Jaeb Center for Health Research93.847 E3914/ / Y

-1,918 -1,918JCHR U10EY01423193.867 E3555/ / Y


JBS International Inc1R&DCluster:

Substance Abuse & Mental Health Services Admin (SAMHSA)Fed Agency:6,327 6,327JBS Intl HHSS283201200002I93.959 E2091/ / Y


Johns Hopkins University1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:177,882 177,882AF Sub JHU 200162586212.800 A0092/ / Y

National Institutes of Health (NIH)Fed Agency:41,266 41,266Johns Hopkins U 20076495993.853 E4583/ / Y

58,818 58,818NIH SUB JH 200285805393.859 AC647/ / YNIH / National Inst on Deafness & Other Communication DisordersFed Agency:

94,356 94,356JHU 2002405094 U01 DC013778-0193.173 E2420/ / YNIH / National Institute of General Medical SciencesFed Agency:

FY16 SEFA Pass-through detailsJohns Hopkins University Page 223


Pass-Through Entity


Cluster


12 12John Hopkins Univ 200077914893.859 E4552/ / YNIH / National Institute of Neurological Disorders & StrokeFed Agency:

22,036 22,036Johns Hopkins 1U01NS080824-01A193.853 E2760/ / YUS Department of Energy (DOE)Fed Agency:

47,984 47,984DOE Sub JHU 200198514781.049 AA402/ / Y


Kaiser Permanente Ctr for Health ResearchOther ProgramsCluster:

Agency for Healthcare Research and Quality (AHRQ)Fed Agency:9,832 9,832Kaiser U19HS021107 OOS100238UIC93.226 E1717/ / N


KalScott Engineering Inc1R&DCluster:

NavyFed Agency:24,000 24,000Navy Sub KalScott 2016-0000812.000 AB206/ / Y


Kansas State Univ1R&DCluster:

Federal Railroad AdministrationFed Agency:15,389 15,389DOT Sub KSU S1302420.313 A0120/ / Y

Office of Naval Research (ONR)Fed Agency:4,120 4,120Navy Sub KS S1217412.300 A0989/ / Y

United States Agency for International Development (AID)Fed Agency:206,180 206,180AID Sub KSU S1413198.001 AA134/ / Y447,213 447,213AID Sub KSU S1601998.001 AB078/ / Y

Other ProgramsCluster:National Institute of Food and Agriculture/USDAFed Agency:

31,370 31,370AG Sub KSU S1402710.319 AA434/ / N40,346 40,346AG Sub KSU S1520310.500 AB348/ / Y

263 263AG Sub KSU S1514110.500 AB516/ / YUS Department of Agriculture (USDA)Fed Agency:

5,639 5,639AG Sub KSU S1506810.500 AB647/ / Y11,420 11,420AG Sub KSU S1608910.500 AC809/ / Y


FY16 SEFA Pass-through detailsKansas State Univ Page 224


Pass-Through Entity


Cluster


Keystone Research CenterOther ProgramsCluster:

US Department of Labor (DOL)Fed Agency:59,468 59,468Keystone Research Center17.283 E3084/ / N


Kickapoo Tribe in KansasOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:4,084 4,084CAL EPA 2015-NTN-4-16 KS9766.000 AC848/ / N


King County Sheriffs OfficeOther ProgramsCluster:

US Department of Justice (DOJ)Fed Agency:81,019 81,019King County Contract 574525116.710 E2262/ / N


Kyma Technologies1R&DCluster:

Office of Naval Research (ONR)Fed Agency:22,290 22,290Kyma Technologies Inc-No 041812.300 E2131/ / Y


Lake Michigan Air Directors Consortium (LADCO)Other ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:5,774 5,774CAL EPA 2015-AMT-1-4066.000 AB270/ / N

54,318 54,318CAL EPA 2015-MDN-4-4666.000 AB537/ / N23,690 23,690CAL EPA LADCO 2016-MDN-4-4666.000 AC591/ / N1,039 1,039CAL EPA 2016-AMT-1-41 IN2166.034 AC521/ / N


Lawrence Livermore National Lab1R&DCluster:

Lawrence Livermore National LabFed Agency:103,058 103,058DOE LLNL B59861281.000 A0643/ / Y71,576 71,576DOE LLNL B59333881.000 A1362/ / Y

FY16 SEFA Pass-through detailsLawrence Livermore National Lab Page 225


Pass-Through Entity


Cluster


-3 -3DOE LLNL B58907081.000 A2432/ / Y106,434 106,434DOE LLNL B60340681.000 AA799/ / Y17,840 17,840DOE LLNL B60301781.000 AA947/ / Y73,046 73,046DOE LLNL B61398881.000 AB089/ / Y50,000 50,000DOE LLNL B61464881.000 AB106/ / Y4,497 4,497DOE LLNL B61320081.000 AB404/ / Y

92,434 92,434DOE LLNL B61180881.000 AB581/ / Y55,442 55,442DOE LLNL B61102181.000 AB680/ / Y11,823 11,823DOE LLNL B61742081.000 AC564/ / Y23,383 23,383DOE LLNL B61657181.000 AC623/ / Y

175,053 175,053DOE LLNL B61595081.000 AC853/ / Y12,649 12,649LLNL Sub No. B61601581.000 E1951/ / Y

Other ProgramsCluster:Lawrence Livermore National LabFed Agency:

19,325 19,325DOE LLNL B617162 TTA81.000 AC621/ / N


Leading Healthy Futures IncorporatedOther ProgramsCluster:

US Health & Human Services (HHS)Fed Agency:10,559 10,559Leading Healthy Futures93.193 E2020/ / N


Leech Lake Band of OjibweOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:9,825 9,825CAL EPA 2015-MDN-4-5166.000 AB322/ / N


Lehigh University1R&DCluster:

Office of Naval Research (ONR)Fed Agency:188,842 188,842Navy Sub LeHigh 542549-7800312.300 A0987/ / Y


FY16 SEFA Pass-through detailsLehigh University Page 226


Pass-Through Entity


Cluster


LGS Innovations LLC1R&DCluster:

Intelligence Advanced Research Projects Activity (IARPA)Fed Agency:128,699 128,699IARPA SUB LGS161173G99.999 AC598/ / Y


Los Alamos National Lab1R&DCluster:

Los Alamos National LabFed Agency:-53 -53DOE LANL 76604-001-1081.000 A2261/ / Y

36,840 36,840DOE LANL 36229781.000 AC876/ / Y


Loyola University Chicago1R&DCluster:

National Institutes of Health (NIH)Fed Agency:19,613 19,613Loyola LU 20661093.837 E2388/ / Y

NIH / National Institute of Diabetes & Digestive & Kidney DiseasesFed Agency:53,993 53,993Loyola 1U01DK10689893.847 E2166/ / Y


LSST Data Management Corporation1R&DCluster:

US National Science Foundation (NSF)Fed Agency:21,899 21,899SBC LSSTC N518800-L47.000 AB615/ / Y

3,014,332 3,014,332SBC LSST N51857C47.049 AB622/ / Y


Luna Innovations1R&DCluster:

US Department of Energy (DOE)Fed Agency:677 677Luna Innovations Inc81.049 E1772/ / Y


M Davis and Company Inc1R&DCluster:

Housing & Urban Development (HUD)Fed Agency:31,309 31,309MDAC Project Code 175714.000 E3160/ / Y

FY16 SEFA Pass-through detailsM Davis and Company Inc Page 227


Pass-Through Entity


Cluster



Marquette University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:43,482 43,482Marquette Unv 70765 00193.279 E2285/ / Y

US National Science Foundation (NSF)Fed Agency:-2,412 -2,412SBC Marquette CHE-101207547.049 A1925/ / Y

-2,412 43,482 41,070Pass-through entity total:

Massachusetts Department of Public Health1R&DCluster:

National Institute of JusticeFed Agency:-15,303 -15,303DOJ INTF3030HH4W2291603616.000 A0138/ / Y90,774 90,774DOJ INTF3030HH4W22916036 YR 416.000 AB260/ / Y

US Department of Justice (DOJ)Fed Agency:14,525 14,525DOJ INTF3030HH4W22916036 YR316.000 AB884/ / Y


Massachusetts General Hospital1R&DCluster:

National Institutes of Health (NIH)Fed Agency:148,308 148,308NIH SUB MGH 22642193.286 AB249/ / Y

17,493 17,493Subward no. 224816 GM089745-0693.859 E2456/ / Y219,438 219,438MA General Hospital Sub 22499093.859 E2522/ / Y

NIH / National Heart Lung & Blood InstituteFed Agency:78,251 78,251Massachusets General Hospital A533293.837 E2122/ / Y


Massachusetts Institute of Technology1R&DCluster:

Office of Naval Research (ONR)Fed Agency:78,217 78,217Navy Sub MIT 700026775512.000 AA217/ / Y

US Department of Energy (DOE)Fed Agency:-19 -19DOE MIT 571000235281.000 A3953/ / Y

595,990 595,990DOE Sub MIT DE-SC000874381.049 A0041/ / YUS National Science Foundation (NSF)Fed Agency:

672,905 672,905SBC MIT #571000290547.041 A1792/ / Y

FY16 SEFA Pass-through detailsMassachusetts Institute of Technology Page 228


Pass-Through Entity


Cluster


572,311 572,311SBC MIT 571000396747.041 AC768/ / Y17,213 17,213SBC MIT 571000361247.070 AA189/ / Y


Mathematica Pollicy Research1R&DCluster:

Social Security AdministrationFed Agency:66,082 66,082Math Policy Res 40112 50305096.007 E3064/ / Y


Mathematical Association of America1R&DCluster:

US National Science Foundation (NSF)Fed Agency:786 786SBC MAA 2015-0668347.049 AB341/ / Y


MATSYS IncOther ProgramsCluster:

ArmyFed Agency:4,713 4,713ARMY Sub MATSYS 2015-01718 TTA12.000 AB651/ / N


Mayo Clinic1R&DCluster:

National Institutes of Health (NIH)Fed Agency:57,659 57,659NIH SUB Mayo 19011893.393 AB942/ / Y86,059 86,059NIH SUB MC 6324613493.394 AA891/ / Y56,866 56,866NIH SUB MC UNI-180748-0393.394 AC400/ / Y4,693 4,693NIH SUB MC UNI-20873593.865 AC769/ / Y

US Army Medical Research AcquisitionFed Agency:65,219 65,219PO No. 64338904 Sub ILL-20680712.420 E1901/ / Y


MC10 Inc1R&DCluster:

Air ForceFed Agency:5,755 5,755AF SUB MC10 S-875-001-01212.800 AB590/ / Y

ArmyFed Agency:

FY16 SEFA Pass-through detailsMC10 Inc Page 229


Pass-Through Entity


Cluster


5,927 5,927ARMY Sub MC10 1006-14-2-812.000 AB526/ / YDefense Advanced Research Projects Agency (DARPA)Fed Agency:

-4,520 -4,520DARPA Sub MC 10 2015-0096612.000 AB786/ / Y


McGill University1R&DCluster:

Defense Threat Reduction Agency (DTRA)Fed Agency:76,027 76,027DTRA Sub McGill 23285912.351 A1057/ / Y


MCHC Services CorporationOther ProgramsCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:15,000 15,000MCHC CN-3069493.074 E2155/ / N


McKing Consulting Corporation1R&DCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:5,416 5,416The Chicago ALS Reporting Project93.161 E2821/ / Y


McREL InternationalOther ProgramsCluster:

US Department of EducationFed Agency:16,511 16,511DE Sub McREL 16-00384.000 AC791/ / N


Medical College of Wisconsin1R&DCluster:

Health Resources and Services Administration (HRSA)Fed Agency:-144,019 -144,019Medical College of WI93.110 E2317/ / Y


FY16 SEFA Pass-through detailsMedical College of Wisconsin Page 230


Pass-Through Entity


Cluster


Membrane Technology & Research Inc1R&DCluster:

US Department of Energy (DOE)Fed Agency:6,469 6,469DOE Sub MTRI 361-DOE-FE05795B ARRA81.000 AB457/ / Y


Memorial Hermann Health System1R&DCluster:

US Health & Human Services (HHS)Fed Agency:130,104 130,104MHHS Grant 90DP002693.433 E1785/ / Y


Metis Design Corporation1R&DCluster:

US Department of Defense (DoD)Fed Agency:51,344 51,344Metis Design Corp N68335-13-C-041712.000 E2818/ / Y


Michigan Public Health Institute1R&DCluster:

National Institutes of Health (NIH)Fed Agency:508 508MPHI K 30206 116 50420093.865 E3021/ / Y

NIH / National Institute of Child Health & Human DevelopmentFed Agency:-12,163 -12,163Michigan Public Health Institute93.209 E2641/ / Y35,899 35,899MI Pub Hlth K3020911650420093.865 E2242/ / Y


Michigan State University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:23,753 23,753NIH SUB MSU RC103842U193.242 AA378/ / Y

10,158 10,158Michigan Sate Univ RC104648UIC93.242 E2327/ / Y43,215 43,215MSU RC105335C93.866 E1781/ / Y10,396 10,396MSU RC104284UI93.866 E2322/ / Y

United States Agency for International Development (AID)Fed Agency:364,537 364,537AID MSU 61-294998.001 A3674/ / Y

US Department of Agriculture (USDA)Fed Agency:36,689 36,689AG Sub MSU RC10167UI10.304 A0325/ / Y

FY16 SEFA Pass-through detailsMichigan State University Page 231


Pass-Through Entity


Cluster


US Department of Energy (DOE)Fed Agency:10,328 10,328Michigan State UnivRC102100UIC81.122 E3151/ / Y

US Department of Transportation (DOT)Fed Agency:182,054 182,054DOT Sub MSU RC103194 UIUC20.701 AA220/ / Y

US National Science Foundation (NSF)Fed Agency:27,081 27,081Michigan State Univ RC104162UI47.076 E2511/ / Y


4,286 4,286AG Sub MSU RC105240E10.303 AC935/ / NUnited States Agency for International Development (AID)Fed Agency:

62,793 62,793AID Sub MSU RC102095 U100298.000 AA609/ / N42,167 42,167AID Sub MSU RC10209598.000 AB311/ / N

US Department of Agriculture (USDA)Fed Agency:2,509 2,509CAL AG Sub MSU 2015-NTN-1-1610.000 AB513/ / N6,669 6,669CAL AG Sub MSU 2016-NTN-1-1610.203 AC972/ / N


Michigan Technological University1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:53,050 53,050AF Sub MI Tech U 1311051Z212.800 AB609/ / Y


Microbiotix Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:147,703 147,703Microbiotix Inc RR41AI12043793.855 E2194/ / Y162,193 162,193Microbiotix 1 R41 AI11812293.855 E2334/ / Y95,579 95,5791 R41 A1112045-2014-00456-Rong93.855 E2739/ / Y82,831 82,831Microbiotix Inc-2013-0507393.855 E2740/ / Y-1,429 -1,429Microbiotix Inc.UIC005 R01 AI08959093.855 E4135/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:-3,635 -3,635Microbiotix 2 R44 AI 072861-03A193.855 E3362/ / Y


FY16 SEFA Pass-through detailsMicrobiotix Inc Page 232


Pass-Through Entity


Cluster


Microelectronics Advanced Research Corporation1R&DCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:3,139,987 3,139,987MARCO 2013-MA-238512.000 C4432/ / Y


Middle Tennessee State UniversityOther ProgramsCluster:

US Department of Agriculture (USDA)Fed Agency:11,949 11,949AG Sub MTSU C16-0437 TTA10.310 AC803/ / N


Mississippi State University1R&DCluster:

US Department of Energy (DOE)Fed Agency:25,212 25,212DOE Sub MSSU 060803.362065.0181.086 AA288/ / Y


40,155 40,155AG Sub MS St 018000.340753.0910.000 AC922/ / N


Missouri Department of Natural ResourcesOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:19,752 19,752CAL EPA 2013-MDN2-43 MO46/0366.460 AA705/ / N


Missouri University of Science and Technology1R&DCluster:

US Department of Energy (DOE)Fed Agency:222,649 222,649DOE MUST 00042619-0281.087 AA385/ / Y29,814 29,814DOE Sub MUST 0043043-0281.121 AA136/ / Y

US Department of Transportation (DOT)Fed Agency:54,932 54,932DOT Sub MO 0042134-02-120.701 AB888/ / Y49,025 49,025DOT Sub MO 0042134-05-0220.701 AB927/ / Y


FY16 SEFA Pass-through detailsMissouri University of Science and Technology Page 233


Pass-Through Entity


Cluster


MIT Lincoln Laboratory1R&DCluster:

Air ForceFed Agency:34,645 34,645AF Sub MIT 700033868312.000 AC712/ / Y

US Department of Defense (DoD)Fed Agency:27,881 27,881DOD Sub MIT LL 700029921112.000 AB654/ / Y3,122 3,122DOD Sub MIT LL 700034512012.000 AC792/ / Y


MITRE Corporation1R&DCluster:

Air ForceFed Agency:53,785 53,785AF Sub MITRE 10831212.000 AC931/ / Y


Montana State University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:75,015 75,015Montana State Univ G172-15-W517393.286 E2471/ / Y

US National Science Foundation (NSF)Fed Agency:37,189 37,189SBC Montana St G128-14-W459647.074 AA407/ / Y


Moon Ark Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:20,749 20,749NIH SUB MA 2014-0050493.121 AB719/ / Y


Morgridge Institute for Research Inc1R&DCluster:

Air ForceFed Agency:319,633 319,633AF Sub Morgridge D13-J003397.065 A0454/ / Y


FY16 SEFA Pass-through detailsMorgridge Institute for Research Inc Page 234


Pass-Through Entity


Cluster


Moss Rehabilitation Research Institute1R&DCluster:

National Institutes of Health (NIH)Fed Agency:106,215 106,215NIH SUB AEHN DC00019193.173 A0832/ / Y


NASDA Research FoundationOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:-801 -801EPA Sub NASDARF PSEP2014_Illinois66.716 AB699/ / N


National 4-H CouncilOther ProgramsCluster:

US Department of Justice (DOJ)Fed Agency:-3,640 -3,640DOJ SUB 4-H YR4 2013-JU-FX-002216.726 AA419/ / N

129,015 129,015DOJ SUB 4-H YR5 2014-JU-FX-002516.726 AB652/ / N60,177 60,177DOJ Sub 4-H YR6 2015-JU-FX-001516.726 AC735/ / N


National Academy of Sciences1R&DCluster:

US Department of Transportation (DOT)Fed Agency:-330 -330DOT NAS NCHRP-170 SUB000022020.200 AA832/ / Y


National Bureau of Economic Research Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:56,727 56,727NBER 1R01HD75118-0193.865 E3169/ / Y

149,871 149,871NIH SUB NBER 33-4151-UIUC93.866 AA294/ / YNIH / National Institute on AgingFed Agency:

61,727 61,727Nat Bereau Ec Research 33-4151UIC93.866 E2658/ / Y


FY16 SEFA Pass-through detailsNational Bureau of Economic Research Inc Page 235


Pass-Through Entity


Cluster


National Centre for Agricultural Research and Extension1R&DCluster:

United States Agency for International Development (AID)Fed Agency:9,295 9,295NCARE TA-MOU-11-M31-02798.000 E3374/ / Y


National Childhood Cancer Foundation1R&DCluster:

NIH / National Cancer InstituteFed Agency:8,359 8,359NCCF 98543 1194 02081693.395 E5103/ / Y

171 171Natl Childhood Cancer Fdtn 02105093.395 E5169/ / Y


National College Advising CorpsOther ProgramsCluster:

Corporation for National & Community ServiceFed Agency:-101,456 -101,456National College Advising Corps94.019 E2548/ / N


National Energy Technology Laboratory (NETL)1R&DCluster:

National Energy Technology Laboratory (NETL)Fed Agency:277,572 277,572DOE DE-EE000686481.086 AB722/ / Y

-332 -332DOE DE-NT000534381.089 A3313/ / Y-296 -296DOE DE-NT000549881.089 A3316/ / Y

4,110,218 4,110,218DOE DE-FC26-05NT4258881.089 A5507/ / Y924,678 924,678DOE DE-FE002613681.089 AB205/ / Y202,595 202,595DOE NETL DE-FE002401581.089 AB804/ / Y

1,216,222 1,216,222DOE DE-OE000078081.122 AC995/ / YOther ProgramsCluster:

National Energy Technology Laboratory (NETL)Fed Agency:8,845 8,845DOE NETL DE-FE0002462 ARRA81.133 A2348/ / N


National Fish & Wildlife Foundation1R&DCluster:

US Department of InteriorFed Agency:14,608 14,608National Fish and Wildlife FDN15.608 E1903/ / Y

FY16 SEFA Pass-through detailsNational Fish & Wildlife Foundation Page 236


Pass-Through Entity


Cluster



National Forum to Accelerate Mid-Grades Reform1R&DCluster:

US Department of EducationFed Agency:14,380 14,380Natl Forum U396C10118284.411 B8988/ / Y

Other ProgramsCluster:US Department of EducationFed Agency:

97,706 97,706DE Sub National Forum 2016-0272184.367 AC899/ / N125,700 125,700Natl Forum U411C130028 DOE84.411 B8649/ / N


National Honey Board1R&DCluster:

USDA Agricultural Marketing Service (AMS)Fed Agency:257 257AG Sub NHB 2014-0278710.000 AA239/ / Y


National Institute of AerospaceOther ProgramsCluster:

US NASAFed Agency:1,733 1,733NASA Sub NIA 2015-0512443.000 AB440/ / N5,500 5,500NASA SUB NIA 2016-0651843.000 AC404/ / N


National Mentoring Partnership1R&DCluster:

US Department of Justice (DOJ)Fed Agency:180,281 180,281GMS Award 2013-JU-FX-K00116.726 E2396/ / Y


National Opinion Research Council NORC1R&DCluster:

NIH / National Institute of Child Health & Human DevelopmentFed Agency:22,820 22,820PSA 7423.UIC Magasi.TO3 COA 1193.000 E2754/ / Y


FY16 SEFA Pass-through detailsNational Opinion Research Council NORC Page 237


Pass-Through Entity


Cluster


National Radio Astronomy Observatory (NRAO)1R&DCluster:

US National Science Foundation (NSF)Fed Agency:27,344 27,344SBC NRAO 2015-0699747.049 AB271/ / Y3,534 3,534SBC NRAO 2016-0539847.049 AC548/ / Y


National Renewable Energy Lab1R&DCluster:

National Renewable Energy LabFed Agency:27,282 27,282DOE NREL KAGN-4-42504-0181.000 AC688/ / Y

51,103 51,103NREL No. XEU-2-22078-0181.000 E3323/ / Y


National Writing Project Corporation1R&DCluster:

US Department of EducationFed Agency:452 452National Writing Project84.367 E1845/ / Y


9,483 9,483DE Sub NWP 08-IL07-SEED201284.367 AA138/ / N3,499 3,499NWP U367I315000484.367 E1914/ / N8,689 8,689National Writing Project84.367 E2709/ / N


NBD Nanotechnologies1R&DCluster:

US National Science Foundation (NSF)Fed Agency:25,639 25,639NBD Nanotechnologies47.000 E2882/ / Y


NDT CorporationOther ProgramsCluster:

US Department of Transportation (DOT)Fed Agency:18,458 18,458DOT NDT 2015-05665 TTA20.000 AB423/ / N


FY16 SEFA Pass-through detailsNDT Corporation Page 238


Pass-Through Entity


Cluster


NEON Inc1R&DCluster:

US National Science Foundation (NSF)Fed Agency:3,008 3,008SBC NEON 1010-225-00047.074 AB910/ / Y


New Age Services CorporationOther ProgramsCluster:

Substance Abuse & Mental Health Services Admin (SAMHSA)Fed Agency:131,077 131,077NASC RFA TI 14 01393.243 E2240/ / N


New England Research Institute (NERI)1R&DCluster:

NIH / National Heart Lung & Blood InstituteFed Agency:15,857 15,857New England Rsch N01 HC 4520793.837 E6185/ / Y


New Growth GroupOther ProgramsCluster:

US Department of Labor (DOL)Fed Agency:14,568 14,568DOL Sub NGG 2016-0090317.000 AC892/ / N35,513 35,513DOL Sub NGG 2015-0027117.282 AB908/ / N


New Profit IncorporatedOther ProgramsCluster:

Corporation for National & Community ServiceFed Agency:34,742 34,742New Profit Inc94.019 E2549/ / N-1,860 -1,860New Profit Inc94.019 E3073/ / N


New York Academy of Medicine1R&DCluster:

Agency for Healthcare Research and Quality (AHRQ)Fed Agency:30,697 30,697NYAM 03 1 R01HS022670 01A193.226 E2451/ / Y


FY16 SEFA Pass-through detailsNew York Academy of Medicine Page 239


Pass-Through Entity


Cluster


New York State Department of Environmental ConservationOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:14,214 14,214CAL EPA NY 0017735 NY03/4366.000 AC677/ / N6,000 6,000CAL EPA NY 0017734 NY03/4366.000 AC678/ / N3,000 3,000CAL EPA 2015-04881 NY 06-4366.034 AB519/ / N4,938 4,938CAL EPA 2015-04879 NY 06 4366.034 AB520/ / N


New York Univ1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-3,894 -3,894NYU F6570-0693.121 E4312/ / Y9,246 9,246NYU S3644-0193.865 E1786/ / Y

US Department of Homeland Security(USDHS)Fed Agency:30,515 30,515DHS Sub NYU F7589-0297.044 AC629/ / Y

US National Science Foundation (NSF)Fed Agency:139,685 139,685SBC New York University F7304-0147.074 AB636/ / Y


NextGen Aeronautics Inc1R&DCluster:

Office of Naval Research (ONR)Fed Agency:66,978 66,978UIC/ARAMS PO Contract 14-0712.000 E2349/ / Y


NextWatt LLC1R&DCluster:

US National Science Foundation (NSF)Fed Agency:68,265 68,265NextWatt LLC47.041 E2320/ / Y


North Carolina Department of Transportation1R&DCluster:

US Department of Transportation (DOT)Fed Agency:-50 -50DOT Sub NCDOT 2013-1820.205 AA990/ / Y

10,758 10,758NCDOT USDOT RP2015-2320.205 B8488/ / Y

FY16 SEFA Pass-through detailsNorth Carolina Department of Transportation Page 240


Pass-Through Entity


Cluster



North Carolina State University1R&DCluster:

US Department of CommerceFed Agency:45,031 45,031COM NOAA Sub NCSU 2014-2918-0411.432 AC666/ / Y

US Department of Energy (DOE)Fed Agency:218,471 218,471DOE Sub NCSU 2014-0501-0281.113 AB839/ / Y

US National Science Foundation (NSF)Fed Agency:3,727 3,727SBC NCSU 2010-1348-0147.074 A1657/ / Y


21,575 21,575DOE CNEC 2014-0501-02-F1 FLLW81.113 AB075/ / N


Northeastern Univ IL1R&DCluster:

US National Science Foundation (NSF)Fed Agency:74,697 74,697NEIU47.000 E1954/ / Y


Northeastern Univ MA1R&DCluster:

US National Science Foundation (NSF)Fed Agency:27,373 27,373SBC Northeastern 2014-00186-00 TTA47.041 AA635/ / Y


Northern California Institute for Research & Education1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-1,365 -1,365NCIRE YAF1637 0493.847 E3649/ / Y


Northern Cheyenne TribeOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:2,469 2,469CAL EPA 2014-MDN-4-32 MT9566.038 AB688/ / N7,407 7,407CAL EPA 2015-MDN-4-32-MT9566.038 AC906/ / N

FY16 SEFA Pass-through detailsNorthern Cheyenne Tribe Page 241


Pass-Through Entity


Cluster



Northern Illinois University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:19,159 19,159NIU G1A62575-B R21MD00958593.307 E1878/ / Y


Northern Ohio Recovery Association IncOther ProgramsCluster:

Substance Abuse & Mental Health Services Admin (SAMHSA)Fed Agency:1,624 1,624NORA93.243 E1842/ / N8,115 8,115NORA TI02545893.243 E2224/ / N


Northwestern University1R&DCluster:

Agency for Healthcare Research and Quality (AHRQ)Fed Agency:19,940 19,940Northwestern R18HS023459 S-6003809893.226 E2350/ / Y

160,476 160,476NU SP0034124 PROJ001010693.226 E2820/ / YNational Institutes of Health (NIH)Fed Agency:

62,726 62,726NWU 60037699 UIC93.113 E2455/ / Y89,634 89,634NIH SUB NW 60034952UIUC93.121 AB911/ / Y

604 604NU 60029306 UIC93.279 E3807/ / Y23,022 23,022NIH SUB NW SP0030422PROJ000817693.286 AB414/ / Y34,627 34,627NIH SUB NW 60038651 UOFI93.286 AC467/ / Y

11,645 11,645NU 1R21CA202552-01 6004220893.393 E1782/ / Y176,872 176,872NU SP0015308-PROJ000567093.393 E3166/ / Y106,677 106,677NU 60039741 UIC93.397 E2040/ / Y19,258 19,258Northwestern Univ 6003664093.837 E2460/ / Y15,238 15,238Northwestern Univ 60024563UIC93.837 E3088/ / Y5,269 5,269Northwestern Unv 60038201UIC93.847 E2418/ / Y

110,877 110,877NIH SUB NU PROJ000498293.859 AA440/ / Y125,545 125,545NIH SUB NWU 60040600 UOFI93.865 AB243/ / Y

66,517 66,517NWU Sub No 6003224193.865 E1923/ / Y13,595 13,595Northwestern Univ 60040977 UIC93.865 E2009/ / Y19,561 19,561NW University Sub 60037584UIC93.865 E2338/ / Y25,437 25,437Northwestern Univ 1R01AG046352-01A193.866 E1865/ / Y

FY16 SEFA Pass-through detailsNorthwestern University Page 242


Pass-Through Entity


Cluster


NIH / National Cancer InstituteFed Agency:10,159 10,159NU 60038196 R01CA18688593.395 E2426/ / Y

149 149Northwestern U 60038394 UIC TNYIA93.397 E2828/ / YNIH / National Heart Lung & Blood InstituteFed Agency:

49,460 49,460Northwestern Univ. 60029742 UIC93.837 E3045/ / Y139,993 139,993NU 60025439UIC CRSDC93.837 E3490/ / Y

US Department of Energy (DOE)Fed Agency:-4,655 -4,655DOE Sub NU PROJ000153781.049 A2430/ / Y

US NASAFed Agency:41,263 41,263NASA Sub Northwestern SP0032248-PRO43.012 AB148/ / Y

US National Science Foundation (NSF)Fed Agency:235,345 235,345SBC Northwestern SP003226647.041 AB135/ / Y

42,611 42,611NWU Sub SP0032327-PROJ000856947.041 E1939/ / Y53,875 53,875Sub No SP0029341-PROJ000771847.070 E2217/ / Y34,155 34,155NWU SP0023050 PROJ000580247.075 E2779/ / Y13,587 13,587NW SP0007920 PROJ000477147.076 E4016/ / Y-3,920 -3,920NWU CNV0057239 PROJ000025647.079 E5766/ / Y

US Nuclear Regulatory CommissionFed Agency:28,885 28,885NRC Sub NW SP0029021-PROJ00872377.009 AB388/ / Y

Other ProgramsCluster:National Center for Health Statistics CDCFed Agency:

9,083 9,083NU 60041787 UIC93.079 E2104/ / NOffice of Naval Research (ONR)Fed Agency:

580 580NAVY Sub NW 2016-03868 FUA12.000 AC748/ / NUS Health & Human Services (HHS)Fed Agency:

53,034 53,034Northwestern 60041550 UIC93.638 E1787/ / N

685,123 1,106,001 1,791,124Pass-through entity total:

Novalex Therapeutics Incorporated1R&DCluster:

National Institutes of Health (NIH)Fed Agency:65,942 65,942Novalex Inc Dr Hyun Lee93.855 E2599/ / Y64,901 64,901 Novalex Inc93.855 E2600/ / Y


FY16 SEFA Pass-through detailsNovalex Therapeutics Incorporated Page 243


Pass-Through Entity


Cluster


NRG Oncology Foundation Inc.1R&DCluster:

NIH / National Cancer InstituteFed Agency:313 313NRG Oncology Foundation Inc.93.395 E2414/ / Y


Nyanza Reproductive Health Society (NRHS)1R&DCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:51,107 51,107Awd No 1U01GH000762-0193.067 E2858/ / Y


OAI IncorporatedOther ProgramsCluster:

US Department of CommerceFed Agency:6,389 6,389COM Sub OAI 16-060-N15-1811.419 AC579/ / N


Oak Ridge National Lab1R&DCluster:

Oak Ridge National LabFed Agency:35,690 35,690DOE ORNL 400009508981.000 A1981/ / Y84,283 84,283DOE ORNL 400012023281.000 AA927/ / Y70,492 70,492DOE Sub ORNL 400013487881.000 AB715/ / Y

160,533 160,533DOE Sub ORNL 400013457581.000 AB764/ / Y


Ohio Aerospace Institute1R&DCluster:

US NASAFed Agency:46,176 46,176NASA SUB OAI OAI-NASAI-160001743.000 AC551/ / Y


Ohio Environmental Protection AgencyOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:5,356 5,356CAL EPA 2016-04640 OH02/5266.000 AC423/ / N

FY16 SEFA Pass-through detailsOhio Environmental Protection Agency Page 244


Pass-Through Entity


Cluster



Ohio State Univ1R&DCluster:

Air ForceFed Agency:133,294 133,294AF Sub OSU 6003823812.800 AA797/ / Y

Army Research Office (ARO)Fed Agency:278,659 278,659Army Sub OSU 6004337512.431 AA252/ / Y

Defense Threat Reduction Agency (DTRA)Fed Agency:88,622 88,622DTRA Sub OSU 6004778312.351 AB438/ / Y

NIH / National Cancer InstituteFed Agency:150,429 150,429OH State U PO RF01375101 6004541793.395 E2671/ / Y345,499 345,499Ohio State U Sub RF0137302293.395 E2672/ / Y

US Department of Agriculture (USDA)Fed Agency:38,047 38,047AG Sub OSU 60039552 PO RF0135306510.217 AA284/ / Y

US National Science Foundation (NSF)Fed Agency:84,590 84,590SBC Ohio State EFRI-143346747.041 AB780/ / Y

623,212 495,928 1,119,140Pass-through entity total:

Oklahoma Medical Research Foundation1R&DCluster:

National Institutes of Health (NIH)Fed Agency:49,223 49,223NIH SUB OK JM 2016-05749 ANTIC93.837 AC575/ / Y


Oregon Department of Human Services1R&DCluster:

Administration for Children and Families (ACF)Fed Agency:382,198 382,198OR DHS 14649993.658 B8608/ / Y


Oregon Health Sciences Univ1R&DCluster:

NIH / National Institute on Alcohol Abuse & AlcoholismFed Agency:27,897 27,897OHSU 1008167 AA02294893.273 E1784/ / Y13,843 13,843OHSU 100796 7R21AA0218760393.273 E1811/ / Y


FY16 SEFA Pass-through detailsOregon Health Sciences Univ Page 245


Pass-Through Entity


Cluster


Oregon State University1R&DCluster:

US National Science Foundation (NSF)Fed Agency:302,001 302,001SBC Oregon State S1615B-A47.070 AA370/ / Y10,020 10,020SBC Oregon State S1809A-A47.074 AC626/ / Y


5,929 5,929AG Sub OR ST 2016-05873 TTA10.680 AC576/ / N


Ounce of Prevention1R&DCluster:

US Department of EducationFed Agency:43,300 43,300Ounce of Prevention84.411 E3607/ / Y


Pacific Northwest National Lab1R&DCluster:

Pacific Northwest National LabFed Agency:186,116 186,116DOE PNNL 24589981.000 AB655/ / Y14,533 14,533DOE PNNL 29834781.000 AC542/ / Y


Packet Clearing House1R&DCluster:

Air ForceFed Agency:107,594 107,594AF PCHSUB20150729001-IL12.800 AB029/ / Y


Palo Alto Medical Foundation1R&DCluster:

Agency for Healthcare Research and Quality (AHRQ)Fed Agency:25,902 25,902Palo Fdn Rsrch 382200766 0819893.226 E2043/ / Y

National Institutes of Health (NIH)Fed Agency:80,062 80,062Palo Fdn Rsrch 388220755 0319D93.310 E2035/ / Y


FY16 SEFA Pass-through detailsPalo Alto Medical Foundation Page 246


Pass-Through Entity


Cluster


Palo Alto Veterans Institute for Research (PAVIR)Other ProgramsCluster:

National Institutes of Health (NIH)Fed Agency:41,322 41,322NIH SUB TTA P 2015-0232693.121 AB640/ / N89,349 89,349NIH SUB TTA P 2015-0232593.310 AB642/ / N


Park Nicollet Institute1R&DCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:6,177 6,177PNI 1N1910-84195193.262 E2478/ / Y

National Institute for Occupational Safety & HealthFed Agency:1,327 1,327CDC 2R01OH003884-07A293.262 E2925/ / Y


Park Ridge Police DepartmentOther ProgramsCluster:

US Department of Justice (DOJ)Fed Agency:19,547 19,547Park Ridge Police Dept E226316.710 E2263/ / N


Passamaquoddy TribeOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:1,968 1,968CAL EPA 2014-NTN-1-46 ME9466.000 AB572/ / N4,084 4,084CAL EPA 2015-NTN-1-46-ME9466.000 AC919/ / N


Pegasus Technical ServicesOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:18,713 18,713EPA Sub Pegasus UIUC-16-00166.000 AC855/ / N


Pennsylvania State Univ1R&DCluster:

Air ForceFed Agency:122,076 122,076AF Sub PA ST 5298-UIUC-UM-020312.800 AC881/ / Y

FY16 SEFA Pass-through detailsPennsylvania State Univ Page 247


Pass-Through Entity


Cluster


Air Force Office of Scientific Research (AFOSR)Fed Agency:122,988 122,988AF Sub PA ST 5151-UIUC-AFOSR-015812.800 AB631/ / Y

US Department of Energy (DOE)Fed Agency:25,864 25,864DOE Sub PSU 4952-UIUC-SU-105B81.049 AA330/ / Y

US NASAFed Agency:5,289 5,289NASA Sub PSU 4620-UI-NASA-C99G43.001 A0505/ / Y


800 800AG Sub PSU 5192-UI-USDA-262810.500 AB426/ / YUS Environmental Protection Agency (EPA)Fed Agency:

-2,833 -2,833EPA Sub PASU 4272-UIBT-EPA-055066.469 A1680/ / N


Pennsylvania State University1R&DCluster:

NIH / National Eye InstituteFed Agency:2,661 2,661Penn State Univ. UILEY02353393.867 E2644/ / Y

US Department of Energy (DOE)Fed Agency:60,058 60,058DOE Sub PSU 5386-UIUC-DOE-062681.000 AC657/ / Y94,620 94,620DOE Sub PSU 5106-UIUC-USDOE-826681.121 AB660/ / Y

US National Science Foundation (NSF)Fed Agency:14,609 14,609SBC Penn State 5037-U1-NSF-491147.075 AB851/ / Y


Penobscot Indian ReservationOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:3,628 3,628CAL EPA PIN 2015-MDN-2-9766.001 AC681/ / N2,469 2,469CAL EPA 2014-MDN-2-97 ME0466.034 AB592/ / N


Peoria Tribe of Indians of OklahomaOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:-1,887 -1,887CAL EPA 2012-MDN-4-4166.310 AA828/ / N


FY16 SEFA Pass-through detailsPeoria Tribe of Indians of Oklahoma Page 248


Pass-Through Entity


Cluster


Phi Optics Inc1R&DCluster:

US National Science Foundation (NSF)Fed Agency:83,455 83,455SBC Phi Optics 2014-0391247.041 AA131/ / Y


Porifera Inc1R&DCluster:

ArmyFed Agency:-136 -136Army Sub Porifera 2009-0026512.910 A2444/ / Y


Princeton Univ1R&DCluster:

US National Science Foundation (NSF)Fed Agency:99,928 99,928SBC Princeton Univ 0000197347.041 A0821/ / Y

56,182 56,182Princeton 00002026-0447.049 E3485/ / Y131,083 131,083SBC Princeton Univ SUB000008547.050 AB143/ / Y


Public Health Institute1R&DCluster:

US Health & Human Services (HHS)Fed Agency:43,320 43,320PHI R01DA036606 PHI 102049493.279 E2339/ / Y


Public Health Institute of Metropolitan ChicagoOther ProgramsCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:6,129 6,129PHIMC 2015-06500-00-00 EC93.940 E2252/ / N

1 1Public Health Inst. of Metro. Chgo.93.940 E2763/ / N69,739 69,739Public Health Inst of Metro Chicago93.940 E2764/ / N

Health Resources and Services Administration (HRSA)Fed Agency:113,352 113,352PHIMC93.914 E2251/ / N

US Health & Human Services (HHS)Fed Agency:3,150 3,150PHI of Metropolitan Chicago93.940 E1742/ / N

60,000 60,000PHIMC 2016-0314593.940 E1964/ / N

FY16 SEFA Pass-through detailsPublic Health Institute of Metropolitan Chicago Page 249


Pass-Through Entity


Cluster



Purdue University1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:11,568 11,568AF SUB PURDUE 4104-6018312.800 AA137/ / Y

National Institutes of Health (NIH)Fed Agency:139,459 139,459Purdue Univ 4102-5142093.859 E3224/ / Y

United States Agency for International Development (AID)Fed Agency:372 372AID Sub Purdue 20749598.000 AB492/ / Y974 974AID Sub Purdue 800007269098.000 AC693/ / Y

3,572 3,572AID Sub Purdue 2016-02832 ANTC98.000 AC734/ / Y2,877 2,877AID Sub Purdue 800007411198.000 AC736/ / Y

US Army Medical Research AcquisitionFed Agency:85,644 85,644ARMY Sub Purdue 4104-6550412.420 AB342/ / Y

US Department of Agriculture (USDA)Fed Agency:17,272 17,272AG Sub Purdue 8000071291-AG10.200 AB008/ / Y

624 624AG Sub Purdue 8000073490-AG10.200 AC664/ / Y7,065 7,065AG Sub PU 8000041927-AG10.310 A1007/ / Y

US National Science Foundation (NSF)Fed Agency:-3,715 -3,715SBC Purdue 4101-1991647.041 A4213/ / Y68,730 68,730SBC PURDUE 4101-3805047.070 A2209/ / Y92,082 92,082SBC Purdue 4101-5167747.079 A0014/ / Y

USDA Agricultural Research Service (ARS)Fed Agency:-956 -956AG Sub Purdue 800005778110.001 AA441/ / Y

44,787 44,787AG Sub PURDUE 8000006908510.001 AB210/ / Y15,416 15,416AG Sub Purdue 800006304410.001 AB677/ / Y

Other ProgramsCluster:Defense Advanced Research Projects Agency (DARPA)Fed Agency:

971 971DARPA Sub Purdue 2015-07692 FUA12.000 AB093/ / NUnited States Agency for International Development (AID)Fed Agency:

22,706 22,706AID Sub Purdue 800006960798.000 AB331/ / NUS Bureau of Land ManagementFed Agency:

7,085 7,085INT SUB PURDUE TTA 2015-0491815.231 AB478/ / NUS Department of Agriculture (USDA)Fed Agency:

57,604 57,604AG SUB PURDUE 8000051993-AG10.500 AA921/ / Y4,515 4,515AG Sub Purdue 800005819710.771 AA219/ / N

FY16 SEFA Pass-through detailsPurdue University Page 250


Pass-Through Entity


Cluster



QED Group LLC1R&DCluster:

United States Agency for International Development (AID)Fed Agency:45,670 45,670AID Sub QED KDAD-16-00298.000 AC866/ / Y


Quantlogic Corporation1R&DCluster:

US National Science Foundation (NSF)Fed Agency:-95 -95SBC QuantLogic IIP-0945850-Sub-UIUC47.041 A1813/ / Y


Quapaw Tribe of OklahomaOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:22 22CAL QUAPAW EPA 2015-AMO-1-01166.038 B8401/ / N


Rand Corporation1R&DCluster:

National Institutes of Health (NIH)Fed Agency:38,572 38,572NIH SUB RAND 992012008593.279 A0523/ / Y


Rao Research and Consulting LLC1R&DCluster:

US National Science Foundation (NSF)Fed Agency:13,484 13,484SBC Rao Research 2016-00223 TTA47.041 AB202/ / Y


Rector and Visitors of the University of Virginia1R&DCluster:

Advanced Research Projects Agency - Energy (ARPA-E)Fed Agency:46,281 46,281DOE Sub U VA 2015-07696 Antc81.135 AC728/ / Y

Defense Advanced Research Projects Agency (DARPA)Fed Agency:79,561 79,561DARPA Sub VA GG11856-15004212.000 AC716/ / Y

FY16 SEFA Pass-through detailsRector and Visitors of the University of Virginia Page 251


Pass-Through Entity


Cluster


58,159 58,159DARPA VA GG11379-13686212.910 A1381/ / Y


Red Lake Band of Chippewa IndiansOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:2,600 2,600CAL EPA 2014-MLI-1-0766.001 AA033/ / N


Regents of the University of California (San Diego)1R&DCluster:

National Institutes of Health (NIH)Fed Agency:73,649 73,649NIH SUB UCSD 6383277293.847 AB169/ / Y

US National Science Foundation (NSF)Fed Agency:1,215 1,215UCSD Subaward P010313545-00747.070 E4258/ / Y


Regents of the University of California (San Francisco)1R&DCluster:

Administration for Community LivingFed Agency:67,177 67,177U of CA San Francisco 7942SC Amd 193.433 E2790/ / Y


Regents of the University of California (Santa Cruz)1R&DCluster:

NIH / National Institute of Environmental & Health SciencesFed Agency:8,646 8,646U CA Santa Cruz Sub S018305893.113 E4080/ / Y


Regents of the University of California Berkeley1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:205,369 205,369AF Sub UCB 000781812.800 A0707/ / Y

Defense Advanced Research Projects Agency (DARPA)Fed Agency:138,998 138,998UCB MARCO BB0014416712.900 C4348/ / Y

US Department of Energy (DOE)Fed Agency:46,629 46,629U of C Subcontract No. 711918581.000 G4356/ / Y

28,268 28,268DOE Sub Berkeley 0000903481.121 AC714/ / Y

FY16 SEFA Pass-through detailsRegents of the University of California Berkeley Page 252


Pass-Through Entity


Cluster


US Environmental Protection Agency (EPA)Fed Agency:15,061 15,061EPA Sub Berkeley 2012-06295 ANTC66.509 AC494/ / Y

US NASAFed Agency:169,878 169,878NASA Sub UCB 0000785643.000 A0764/ / Y


Regents of the University of California Los Angeles1R&DCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:344,356 344,356UCLA 0145SQA136 Amend 612.910 E3444/ / Y

NASA Shared Services CenterFed Agency:118,148 118,148NASA Sub UCLA 1295G TA10943.001 AC953/ / Y

NavyFed Agency:79,074 79,074NAVY Sub UCLA 1015GTA24512.300 AC744/ / Y

NIH / National Institute of General Medical SciencesFed Agency:80,425 80,425NIH SUB UCLA 2301 G PC63793.389 A1062/ / Y

NIH / National Institute of Mental HealthFed Agency:6,547 6,547Univ of California 2000 G RD88093.242 E2833/ / Y


Regents of the University of California Riverside1R&DCluster:

US Department of Agriculture (USDA)Fed Agency:25,444 25,444AG Sub UCR S-00076510.025 AC805/ / Y

US NASAFed Agency:897 897NASA Sub UCR S-00055743.001 A0448/ / Y

USDA Animal & Plant Health Inspection Serv (APHIS)Fed Agency:256 256AG Sub UC Riverside S-00070410.025 AB664/ / Y


Rehabilitation Institute of Chicago1R&DCluster:

Administration for Community LivingFed Agency:30,550 30,550RIC CL3802 HHS 90RT5027-01-0093.433 E2245/ / Y

-376 -376RIC CC# 8211993.433 E3530/ / YNational Institutes of Health (NIH)Fed Agency:

12,760 12,760RIC #371993.286 E2454/ / YNIH / National Institute of Neurological Disorders & StrokeFed Agency:

FY16 SEFA Pass-through detailsRehabilitation Institute of Chicago Page 253


Pass-Through Entity


Cluster


103,984 103,984RIC 2R01NS053606-05A193.853 E2943/ / YUS Health & Human Services (HHS)Fed Agency:

24,367 24,367RIC 285493.433 E1904/ / Y


Rehabilitation Institute Research Corporation1R&DCluster:

Administration for Community LivingFed Agency:98,742 98,742RIC NIDRR CL380293.433 E2431/ / Y51,295 51,295Rehabilitation Inst of Chgo #8175893.433 E3072/ / Y

114,215 114,215Rehabilitation Inst of Chgo #8175993.433 E3094/ / YNational Institutes of Health (NIH)Fed Agency:

-9,138 -9,138RIC #311993.853 E2577/ / YUS Department of EducationFed Agency:

408 408RIRC Hammel 1009 to 091184.133 E4550/ / Y


Rensselaer Polytechnic Institute1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:31,455 31,455AF Sub RPI A12358 P010003012.800 A0765/ / Y

US National Science Foundation (NSF)Fed Agency:-290 -290SBC RENSSELAER A1179947.049 A4888/ / Y


Research Triangle Institute1R&DCluster:

Food and Drug Administration (FDA)Fed Agency:46,931 46,931 RTI PO No 51955L93.077 E2447/ / Y

US Health & Human Services (HHS)Fed Agency:389 389RTI PO 52534L93.305 E1765/ / Y


Respiratory Health Association1R&DCluster:

National Institutes of Health (NIH)Fed Agency:98,625 98,625RHA PTE Sub Award 00493.837 E2024/ / Y

FY16 SEFA Pass-through detailsRespiratory Health Association Page 254


Pass-Through Entity


Cluster



Rice Univ1R&DCluster:

Army Research Office (ARO)Fed Agency:-8,948 -8,948Army Sub Rice R1654212.431 A2789/ / Y

Office of Naval Research (ONR)Fed Agency:-149 -149Navy Sub Rice R1698112.300 A1287/ / Y


Riverside Research Institute1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:21,785 21,785AF Sub RRI PO 01333912.000 AC908/ / Y


Rochester Institute of Technology1R&DCluster:

US Department of Energy (DOE)Fed Agency:4,467 4,467DOE Sub RIT 31616-0181.000 AC586/ / Y


Rolling Hills Research Corporation1R&DCluster:

US NASAFed Agency:4,081 4,081NASA Sub RHRC 10-DFRC-STTR-0443.000 A1778/ / Y

82,872 82,872NASA RHRC 14-DFRC-STTR-0743.000 AB703/ / Y212,261 212,261NASA Sub RHRC 15-LEARN-0843.002 AB539/ / Y

Other ProgramsCluster:US NASAFed Agency:

11,513 11,513NASA RHRC 2016-00097 TTA43.000 AB124/ / N


Rosalind Franklin University of Medicine and Science1R&DCluster:

National Institutes of Health (NIH)Fed Agency:2,977 2,977Rosalind Frank Univ Sub 212800UIC93.846 E2039/ / Y

FY16 SEFA Pass-through detailsRosalind Franklin University of Medicine and Science Page 255


Pass-Through Entity


Cluster



Rose-Hulman1R&DCluster:

US National Science Foundation (NSF)Fed Agency:10,623 10,623SBC Rose-Hulman 27550-A47.041 AA442/ / Y


Roswell Park Cancer Institute1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-1,221 -1,221Roswell Park HRI 42-0193.393 E3201/ / Y


RTI International1R&DCluster:

National Institutes of Health (NIH)Fed Agency:42,742 42,742RTI Int 1312021455351988l93.000 E2297/ / Y


Rural Community Assistance Partnership, IncorporatedOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:81,801 81,801EPA Sub RCAP X7-8356080166.424 AA016/ / N21,573 21,573EPA Sub RCAP X6-8356070166.424 AA058/ / N

133,480 133,480EPA Sub RCAP X6-8358040166.424 AC929/ / N95,919 95,919EPA Sub RCAP X7-8358050166.436 AC928/ / N

USDA Rural Utilities Service (RUS)Fed Agency:1,506 1,506AG Sub RCAP 2015-0520510.762 AB412/ / N


Rush University Medical Center1R&DCluster:

Agency for Healthcare Research and Quality (AHRQ)Fed Agency:20,417 20,417Rush University 1R01HS024273 0193.226 E1902/ / Y

National Institutes of Health (NIH)Fed Agency:115,353 115,353Rush Univ 4P20MD00688693.307 E3398/ / Y

10,184 10,184NIH SUB RU 1310160593.393 AC747/ / Y

FY16 SEFA Pass-through detailsRush University Medical Center Page 256


Pass-Through Entity


Cluster


51,346 51,346Rush Univ 1R01AI114688-01A193.855 E2012/ / Y5,000 5,000RUMC 5P30AI082151-0393.855 E2026/ / Y

67,659 67,659RUMC 3P30AG010181-25S193.866 E2008/ / Y10,107 10,107Rush Univ93.866 E2422/ / Y

NIH / National Heart Lung & Blood InstituteFed Agency:6,811 6,811Rush Univ Med 1 P50 HL105189-01 0293.837 E3796/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:-11,519 -11,519Rush Univ 5P01AI082971-0593.855 E4520/ / Y30,374 30,374Rush U Med Center 5 P30 AI082151-0593.855 E4911/ / Y

NIH / National Institute of Diabetes & Digestive & Kidney DiseasesFed Agency:14,053 14,053Rush University 5 R01DK098256-0293.847 E2432/ / Y

NIH / National Institute on Drug AbuseFed Agency:105,907 105,907Rush Med U Snap 5R01DA012828-1293.279 E2755/ / Y

US Army Medical Research AcquisitionFed Agency:3,632 3,632Army Sub Rush W81XWH-14-1-031512.420 AB574/ / Y

US Department of EducationFed Agency:4,095 4,095RU R305AI50189 14072907-UIC84.305 E1838/ / Y

US Health & Human Services (HHS)Fed Agency:24,177 24,177Rush Presbyterian St Luke Med Cntr93.000 E2424/ / Y


Rutgers The State University1R&DCluster:

ArmyFed Agency:24,902 24,902Army Sub Rutgers 588812.000 AC434/ / Y

US Department of EducationFed Agency:23,605 23,605Rutgers 5384 Acct 438286 Org 1026784.305 E2042/ / Y

US Department of Homeland Security(USDHS)Fed Agency:100,296 100,296DHS Sub Rutgers 574497.061 AC920/ / Y


Rutgers Univ1R&DCluster:

US Army Medical Research AcquisitionFed Agency:108,030 108,030Rutgers 4-29429 10578 PO S199499412.420 E2713/ / Y

US Department of Transportation (DOT)Fed Agency:63,822 63,822Rutgers Univ Sub 00005256 Rev 220.200 E2677/ / Y

FY16 SEFA Pass-through detailsRutgers Univ Page 257


Pass-Through Entity


Cluster



Sac and Fox Nation of MissouriOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:715 715CAL EPA 2014-AMO-1-00466.038 AB605/ / N

1,905 1,905CAL EPA 2015-AMO-004 KS0366.038 AC522/ / N


Sahane Biotech Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:14,379 14,379Sahane Biotech93.839 E1780/ / Y


Sandia National Lab1R&DCluster:

Sandia National LabFed Agency:-34 -34DOE SNL 109246381.000 A1464/ / Y

56,089 56,089DOE Sub SNL 145408781.000 AA139/ / Y45,420 45,420DOE SNL 160540881.000 AB038/ / Y21,868 21,868DOE SNL 159842781.000 AB079/ / Y30,722 30,722DOE SNL 155293481.000 AB419/ / Y14,775 14,775DOE SNL 155285281.000 AB441/ / Y5,044 5,044DOE SNL 153530581.000 AB538/ / Y

101,144 101,144DOE SNL 151918981.000 AB626/ / Y11,065 11,065DOE SNL 167757481.000 AC482/ / Y18,173 18,173DOE SNL 167388781.000 AC567/ / Y20,354 20,354DOE SNL 167281481.000 AC568/ / Y6,538 6,538DOE SNL 166731481.000 AC611/ / Y

23,833 23,833DOE SNL 166759481.000 AC613/ / Y22,729 22,729DOE SNL 165673281.000 AC620/ / Y7,562 7,562DOE SNL 1464343881.000 AC644/ / Y

28,363 28,363DOE SNL 164783981.000 AC645/ / Y31,439 31,439DOE SNL 165055281.000 AC668/ / Y56,338 56,338DOE SNL 164344181.000 AC738/ / Y32,094 32,094DOE SNL 161086781.000 AC856/ / Y

Other ProgramsCluster:

FY16 SEFA Pass-through detailsSandia National Lab Page 258


Pass-Through Entity


Cluster


Sandia National LabFed Agency:24,001 24,001DOE Sub SNL 1488651 FLLW81.000 AB817/ / N39,627 39,627DOE SNL 1484943 FLLW81.000 AB886/ / N


Sanford-Burnham-Prebys1R&DCluster:

National Institutes of Health (NIH)Fed Agency:12,600 12,600SBMRI-5979-1286-UIC93.837 E1927/ / Y


Sangamon County Court Services1R&DCluster:

US Department of Justice (DOJ)Fed Agency:7,630 7,630583 SCCS Mental Health Crt1416.745 K9467/ / Y


Santee Sioux Nation of NEOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:7,407 7,407CAL EPA 2015-MDN-4-48 NE9866.038 AB095/ / N2,469 2,469CAL EPA 2014-MDN-4-48 NE9866.038 AB893/ / N


Savannah River Nuclear Solutions LLCOther ProgramsCluster:

US Department of Energy (DOE)Fed Agency:16,398 16,398CAL DOE 2011-MDN2-3681.000 A0810/ / N


Schweitzer Engineering Laboratories Incorporated1R&DCluster:

US Department of Energy (DOE)Fed Agency:425,682 425,682DOE Sub SEL DE-OE000067981.086 AA283/ / Y


FY16 SEFA Pass-through detailsSchweitzer Engineering Laboratories Incorporated Page 259


Pass-Through Entity


Cluster


Science Applications International Corporation (SAIC)1R&DCluster:

Air ForceFed Agency:-406 -406AF Sub SAIC PO10085981 Oct 201212.000 A1106/ / Y


Seattle Instit for Biomedical & Clinical Resrch (SIBCR)1R&DCluster:

National Institutes of Health (NIH)Fed Agency:54,774 54,774SIBCR AD22- U-I 193.838 E2048/ / Y


Seattles Childrens Hospital1R&DCluster:

NIH / National Institute of Dental & Craniofacial ResearchFed Agency:53,489 53,489SCH 11299SUB RDE022438-0493.121 E1882/ / Y16,807 16,807Seattle Children's 11131SUB93.121 E2452/ / Y


Semprius Incorporated1R&DCluster:

Advanced Research Projects Agency - Energy (ARPA-E)Fed Agency:39,479 39,479DOE Sub Semprius 2015-0666081.135 AC656/ / Y


Serionix Inc.1R&DCluster:

US National Science Foundation (NSF)Fed Agency:268 268SBC Serionix 2013-06950 FUA47.041 AA690/ / Y

17,547 17,547SBC Serionix 12-56639 SBIR47.041 AC861/ / Y


Silicon Power Corporation1R&DCluster:

US Department of Energy (DOE)Fed Agency:-9,418 -9,418SPC DE-AR-0000336 SPCO-23581.135 E2975/ / Y


FY16 SEFA Pass-through detailsSilicon Power Corporation Page 260


Pass-Through Entity


Cluster


Sivananthan Laboratories Inc1R&DCluster:

US Department of Defense (DoD)Fed Agency:351 351Sivananthan Lab Inc7668-13-SUIC-00112.000 E3034/ / Y


Smithsonian Astrophysical Observatory1R&DCluster:

US NASAFed Agency:52 52NASA SAO GO5-16116A43.001 AB062/ / Y

16,729 16,729NASA Sub SAO TM5-16008X43.001 AB601/ / Y8,620 8,620NASA Sub SAO G04-15043A43.001 AB990/ / Y

18,119 18,119NASA Sub SAO G03-14103A43.001 AC653/ / Y


Soil Diagnostics Incorporated1R&DCluster:

US National Science Foundation (NSF)Fed Agency:10,423 10,423SBC Soil Diagnostics 2016-04657 TTA47.041 AC634/ / Y


SolarBridge Technologies Inc1R&DCluster:

US Department of Energy (DOE)Fed Agency:-570 -570DOE Sub SB DE-AR000021781.135 A0817/ / Y


South Carolina State UniversityOther ProgramsCluster:

US Department of Energy (DOE)Fed Agency:3,724 3,724CAL DOE 2014NTN415MDN450 NC17FL9581.000 AB687/ / N


South Dakota State University1R&DCluster:

National Institute of Food and Agriculture/USDAFed Agency:309 309AG Sub SDSU 3TR11410.320 AA272/ / Y

US Department of Agriculture (USDA)Fed Agency:

FY16 SEFA Pass-through detailsSouth Dakota State University Page 261


Pass-Through Entity


Cluster


12 12AG Sub SDSU 3TP114/A10.320 A0027/ / YUS Department of Energy (DOE)Fed Agency:

33,905 33,905DOE Sub SDSU 3TG67681.000 AB503/ / Y27,160 27,160DOE SDSU 3TA15281.079 A3436/ / Y


65,827 65,827AG Sub SDSU TTA 2015-07494-0010.310 AB258/ / NUSDA Natural Resources Conservation Service (NRCS)Fed Agency:

2,545 2,545AG Sub SDSU 3TC49110.902 AB693/ / N


Southern Illinois University Carbondale (SIU)Other ProgramsCluster:

US National Science Foundation (NSF)Fed Agency:167 167SBC SIU 2011-02582 FUA47.049 A1496/ / N


Southwest Sciences Inc1R&DCluster:

US Department of Energy (DOE)Fed Agency:106,377 106,377DOE Sub SWSI 2014-0192481.049 AA266/ / Y


Space Telescope Science Institute1R&DCluster:

US NASAFed Agency:30,222 30,222NASA HST-GO-12941 06-A43.000 A0037/ / Y

-43 -43NASA HST-GO-12999.007-A43.000 AA228/ / Y54,421 54,421NASA HST-GO-13286.01-A43.000 AA316/ / Y24,095 24,095NASA HST-GO-13282.01-A43.000 AA326/ / Y13,200 13,200NASA HST-GO-12875.01-A43.000 AA761/ / Y1,005 1,005NASA HST-GO-12935.01-A43.000 AA919/ / Y

31,684 31,684NASA HST-GO-13647.001-A43.000 AB354/ / Y17,018 17,018NASA HST-GO-12875.004-A43.000 AC397/ / Y57,772 57,772NASA HST-GO-12521.005-A43.000 AC673/ / Y4,478 4,478NASA HST-GO-14125.012-A43.000 AC834/ / Y

24,471 24,471NASA HST-AR-14291.001-A43.000 AC884/ / Y9,060 9,060NASA HST-GO-12892.008A43.000 AC893/ / Y

FY16 SEFA Pass-through detailsSpace Telescope Science Institute Page 262


Pass-Through Entity


Cluster


3,063 3,063739 STScI Eta Carinae 201499.999 J9400/ / Y


Spectral Sciences Inc1R&DCluster:

US Department of Defense (DoD)Fed Agency:50,000 50,000DOD Sub SSI 3401-001-4712.000 AC985/ / Y


SpectroClick Inc1R&DCluster:

CERL ChampaignFed Agency:4,970 4,970ARMY Sub SPECTROCLICK 2015-0400112.000 AB547/ / Y


SRI International1R&DCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:363,990 363,990AF Sub SRI 19-00022212.000 A0298/ / Y

US Department of EducationFed Agency:10,738 10,738SRI International 115-00002984.305 E4061/ / Y


St Luke's Roosevelt Institute for Health Sciences1R&DCluster:

National Institutes of Health (NIH)Fed Agency:1,918 1,918St Lukes Roosevelt Inst IIHTT93.867 E4252/ / Y


Stanford University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:148,318 148,318NIH SUB TTA SU 2016-0326893.855 AC878/ / Y30,729 30,729NIH SUB TTA SU 2016-0178993.855 AC971/ / Y

24,921 24,921Stanford Univ 60201393-108731-A93.865 E3303/ / YOffice of Naval Research (ONR)Fed Agency:

212,483 212,483Navy Sub Stanford 60744746-11440712.300 AB787/ / YUS Department of Energy (DOE)Fed Agency:

FY16 SEFA Pass-through detailsStanford University Page 263


Pass-Through Entity


Cluster


-2,606 -2,606DOE SLAC 10498581.000 A0660/ / Y29,995 29,995DOE Sub Stanford 61053107-11852581.049 AC903/ / Y


Starfire Industries LLC1R&DCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:211,340 211,340DARPA Sub Starfire 2015-0307412.000 AB286/ / Y


-84 -84DOE Sub Starfire TTA 2014-0428181.049 AA154/ / N85,784 85,784DOE Starfire 2015-05878 TTA81.049 AB130/ / N40,000 40,000DOE Sub Starfire 2015-04697 TTA81.049 AB200/ / N

US National Science Foundation (NSF)Fed Agency:-80 -80SBC Starfire 2011-06289 TTA47.041 A0785/ / N


State of Arizona1R&DCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:30,813 30,813DARPA Sub AZ 301552012.431 AB015/ / Y

US National Science Foundation (NSF)Fed Agency:10,157 10,157SBC AZ Geological Survey UIL 13402347.050 AA299/ / Y


State of Illinois Emergency Management Agency (IEMA)Other ProgramsCluster:

Federal Emergency Management Agency (FEMA)Fed Agency:-1,286 -1,286IEMA 08IECGCPSJ97.055 D6651/ / N

181 181IEMA 13IFSITRG97.067 D6476/ / N189 189IEMA 13IFSIDEP97.067 D6477/ / N

-3,976 -7,139 -11,115IEMA 12UCPSJPRG97.067 D6594/ / NUS Department of Homeland Security(USDHS)Fed Agency:

-42,985 -42,985IEMA 12HSNTPCPS97.005 D6679/ / N142,964 142,964IEMA 12HSNTPCPS97.005 H7858/ / N

2,718 2,718IEMA 14IFSIUASI97.067 D6077/ / N737,064 737,064IEMA 15IFSI97.067 D6138/ / N881,526 881,526IEMA 14IFSIDEP97.067 D6290/ / N

FY16 SEFA Pass-through detailsState of Illinois Emergency Management Agency (IEMA) Page 264


Pass-Through Entity


Cluster


264,673 264,673IEMA 14IFSITRG97.067 D6291/ / N-2,386 -3,101 -5,487IEMA 11SCPSJCR97.067 D6583/ / N-1,590 -2,081 -3,671IEMA 11UCPSJCR97.067 D6584/ / N-1,477 -3,364 -4,841IEMA 11UCPSJPLC97.067 D6585/ / N-2,386 -3,101 -5,487IEMA 11SCPSJPLC97.067 D6586/ / N-3,976 -6,318 -10,294IEMA 12SCPSJPRG97.067 D6595/ / N

2 2IEMA 12IFSI97.067 D6687/ / N-30,341 -30,341IEMA 10SHSPCPSJ97.067 D6861/ / N-14,350 -14,350IEMA 10UASICPSJ97.067 D6862/ / N-24,248 -24,248IEMA 09RICP 2010-0297597.067 D7364/ / N

US Department of Transportation (DOT)Fed Agency:322,020 322,020IEMA 15IFSIHMEP20.703 D6149/ / N100,664 100,664IEMA 14IFSIHMEP20.703 D6259/ / N

US Environmental Protection Agency (EPA)Fed Agency:7,598 7,598IEMA 16UIUCRRNC66.032 D6107/ / N

53,569 53,569IEMA 16UIUCTEMP66.032 D6108/ / N

2,256,994 127,173 -25,104 2,359,063Pass-through entity total:

State of MaineOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:30,797 30,797CAL EPA ME 2016-MDN-2-4066.605 AC789/ / N


State of Maine Department of Environmental ProtectionOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:12,345 12,345CAL EPA 2015-MDN-2-40ME000209969866.605 AB690/ / N6,018 6,018CAL EPA 2015-NTN1-44ME029960066.605 AB691/ / N

16,338 16,338CAL EPA 2016-NTN1-44-ME02/09/96/0066.605 AC910/ / N


State of Oklahoma/University of Oklahoma1R&DCluster:

National Institutes of Health (NIH)Fed Agency:114,630 114,630NIH SUB OK 2015-0393.859 AB850/ / Y


FY16 SEFA Pass-through detailsState of Oklahoma/University of Oklahoma Page 265


Pass-Through Entity


Cluster


State of UtahOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:2,620 2,620CAL EPA 2014-AMO-1-009 UT0966.605 AA167/ / N9,876 9,876CAL EPA 2013-MDN-2-9066.605 AA347/ / N6,000 6,000CAL EPA 2013-AMT-1-01766.605 AA348/ / N5,240 5,240CAL EPA 2012-AMO-1-00566.605 AA349/ / N


State Univ of New York - Buffalo1R&DCluster:

US Department of Agriculture (USDA)Fed Agency:77,037 77,037AG Sub St. Univ NY R77549910.310 A0547/ / Y


State University of New York(SUNY)1R&DCluster:

US Department of Energy (DOE)Fed Agency:174,571 174,571State Univ. of New York 6879981.049 E2533/ / Y


Stephenson County Health DepartmentOther ProgramsCluster:

HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:66,953 66,953SCHD D04RH2841393.912 F8979/ / N


Stone Aerospace PSC Inc1R&DCluster:

US National Science Foundation (NSF)Fed Agency:236 236Stone Aerospace PSC Inc47.078 E3230/ / Y


Strange Loop Games1R&DCluster:

US Department of EducationFed Agency:1,491 1,491DE Sub SLG ED-IES-14-C-004484.000 AA006/ / Y

FY16 SEFA Pass-through detailsStrange Loop Games Page 266


Pass-Through Entity


Cluster



Structural Fuse LLC1R&DCluster:

US National Science Foundation (NSF)Fed Agency:20,331 20,331SBC Structural Fuse 2016-02128 TTA47.000 AC932/ / Y


Synclesis Inc1R&DCluster:

Army Research Office (ARO)Fed Agency:50,489 50,489ARMY Sub Synclesis 2015-0754612.000 AC955/ / Y


Systems Science Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-8,641 -8,641Systems Science Inc93.286 G4865/ / Y


Temple University1R&DCluster:

HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:15,832 15,832Temple Univ93.110 E1942/ / Y

US Department of EducationFed Agency:76,073 76,073DE Sub TU 300161-UIUC84.305 AB831/ / Y


Texas A&M Research Foundation1R&DCluster:

US Department of Agriculture (USDA)Fed Agency:21,317 21,317AG Sub TXA&M 06S13068210.310 AA742/ / Y


Texas A&M University1R&DCluster:

Defense Threat Reduction Agency (DTRA)Fed Agency:92,915 92,915DTRA Sub TX A&M C087112.351 AA841/ / Y

FY16 SEFA Pass-through detailsTexas A&M University Page 267


Pass-Through Entity


Cluster


US Department of Energy (DOE)Fed Agency:20,672 20,672DOE Sub TAM TEES B668381.049 A0812/ / Y54,250 54,250DOE Sub TXAM 57079181.135 A0578/ / Y

Other ProgramsCluster:NASA HeadquartersFed Agency:

20,027 20,027NASA Sub TAMU 02-S15029043.001 AC854/ / N


Texas Commission on Environment QualityOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:2,743 2,743CAL TCEQ EPA 2016-NTN-1-03066.460 B8403/ / N4,988 4,988CAL TCEQ EPA 2016-MDN-2-02166.460 B8404/ / N


Texas Tech University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:7,395 7,395Texas Tech Univ Subaward 21F08393.273 E2678/ / Y

46,875 46,875Texas Tech University Health Scienc93.393 E2976/ / Y


The Arc of the United States1R&DCluster:

US Health & Human Services (HHS)Fed Agency:1,763 1,763Arc Of The US93.184 E2693/ / Y


The Bad River Band of Lake Superior Chippewa TribeOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:2,600 2,600CAL EPA 2015-MLI-1-002-WI9566.469 AC937/ / N


The Nature Conservancy1R&DCluster:

USDA Natural Resources Conservation Service (NRCS)Fed Agency:33,188 33,188AG Sub TNC G13-003-MAC-G10.912 AA631/ / Y

FY16 SEFA Pass-through detailsThe Nature Conservancy Page 268


Pass-Through Entity


Cluster



The Urban Institute1R&DCluster:

Housing & Urban Development (HUD)Fed Agency:68,770 68,770The Urban Inst 08577-004-UIL-0114.000 E2647/ / Y


TiptekOther ProgramsCluster:

US National Science Foundation (NSF)Fed Agency:4,452 4,452TipTek FUA 2012-0694447.041 C4615/ / N


Town of NormalOther ProgramsCluster:

Housing & Urban Development (HUD)Fed Agency:34,992 34,992HUD Sub Normal 2015-0579114.000 AB306/ / N8,925 8,925Hud Sub Normal 2016-0608514.000 AC544/ / N


Transient Electronics Inc1R&DCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:34,678 34,678DARPA Sub Transient 2014-0301312.910 AB490/ / Y

Other ProgramsCluster:Defense Advanced Research Projects Agency (DARPA)Fed Agency:

360 360DARPA Sub Trans Elec 2014-0506612.910 AA216/ / N


Triton Algae InnovationsOther ProgramsCluster:

National Institutes of Health (NIH)Fed Agency:-1,077 -1,077NIH SUB TAI 2015-0065193.855 AB834/ / N


FY16 SEFA Pass-through detailsTriton Algae Innovations Page 269


Pass-Through Entity


Cluster


Tufts University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:69,007 69,007Tufts Univ. HH4034 2R01EY02085693.867 E2256/ / Y

US National Science Foundation (NSF)Fed Agency:-5,319 -5,319SBC Tufts NS224047.049 A0021/ / Y

Other ProgramsCluster:Institute of Museum & Library Services (IMLS)Fed Agency:

1,290 1,290IMLS Sub Tufts MFD721 LG721500091545.312 AB274/ / N


Tuskegee University1R&DCluster:

National Institute of Food and Agriculture/USDAFed Agency:12,965 12,965AG Sub TU 36 22091 347 7619010.310 AC635/ / Y


U of MS Medical Center1R&DCluster:

National Institutes of Health (NIH)Fed Agency:10,975 10,975UMMC Subaward 66105170515-UIC93.837 E2324/ / Y


UES Inc1R&DCluster:

Air ForceFed Agency:-31,313 -31,313AF Sub UES S-875-203-00112.000 AB697/ / Y

Air Force Office of Scientific Research (AFOSR)Fed Agency:31,042 31,042AF Sub UES S-925-001-01412.800 AA185/ / Y99,334 99,334AF Sub UES S-999-123-00112.800 AB132/ / Y

538 538AF SUB UES S-875-181-00112.800 AB724/ / YUS National Science Foundation (NSF)Fed Agency:

-92 -92SBC UES S-856-000-00147.041 A3340/ / Y


FY16 SEFA Pass-through detailsUES Inc Page 270


Pass-Through Entity


Cluster


UI Labs1R&DCluster:

US Department of Defense (DoD)Fed Agency:38,611 38,611UI LABS DMDII 2016-0510612.630 C2802/ / Y

Other ProgramsCluster:ArmyFed Agency:

67,602 67,602UI LABS DMDII 2014-0666612.000 B8604/ / N


Underwriters Laboratories Inc1R&DCluster:

US Department of Homeland Security(USDHS)Fed Agency:180,885 180,885DHS Sub UL 2015-0353997.000 AB602/ / Y25,758 25,758DHS Sub UL 710200024797.044 AC601/ / Y


United States - India Educational Foundation (USIEF)Other ProgramsCluster:

US State DepartmentFed Agency:9,058 9,058STATE Sub USIEF OSI/2015/0319.000 AC727/ / N


United States Automotive Materials Partnership1R&DCluster:

US Department of Energy (DOE)Fed Agency:108,093 108,093DOE USAMP 13-2830-AMP81.000 AA873/ / Y


Universal Technology Corporation1R&DCluster:

Air ForceFed Agency:55,352 55,352AF Sub UTC 16-S7415-03-C112.800 AB168/ / Y

Air Force Office of Scientific Research (AFOSR)Fed Agency:52,156 52,156AF Sub UTC 15-S7412-07-C112.000 AC913/ / Y


FY16 SEFA Pass-through detailsUniversal Technology Corporation Page 271


Pass-Through Entity


Cluster


Universities Research Association IncorporatedOther ProgramsCluster:

US Department of Energy (DOE)Fed Agency:-2,386 -2,386DOE URA 15-S-28 FLLW81.000 AB362/ / N8,652 8,652DOE URA 15-S-18 FLLW81.000 AB364/ / N


Universities Space Research Association (USRA)1R&DCluster:

US NASAFed Agency:5,092 5,092NASA USRA SOF 03-004343.000 AB368/ / Y6,499 6,499NASA USRA SOF 03-004443.000 AB370/ / Y


University of Alabama @ Birmingham1R&DCluster:

Administration for Community LivingFed Agency:46,356 46,356University Of Alabama Birmingham93.433 E2737/ / Y

Centers for Disease Control and Prevention (CDC)Fed Agency:-983 -983U of AL Birmingham 433099-00993.184 E2309/ / Y

National Institutes of Health (NIH)Fed Agency:20,525 20,525Univ Alabama Birmingham93.184 E2176/ / Y

173,598 173,598NIH SUB AL50113393.394 AA854/ / Y266,389 266,389UAB Sub. 000503356-SP002-SC01493.855 E2265/ / Y


University of Alabama Huntsville1R&DCluster:

Missile Defense Agency (MDA)Fed Agency:3 3MDA Sub UA SUB2013-178 TASK 212.000 AA264/ / Y

39,862 39,862MDA Sub UA 2015-04912.000 AB390/ / Y


University of Arizona1R&DCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:155,290 155,290PO 210969 - W911NF-14-1-039512.431 E2572/ / Y

National Institutes of Health (NIH)Fed Agency:

FY16 SEFA Pass-through detailsUniversity of Arizona Page 272


Pass-Through Entity


Cluster


6,221 6,221Univ of AZ93.279 E1802/ / Y123,489 123,489U of AZ Sub 23832293.286 E2357/ / Y

NIH / National Heart Lung & Blood InstituteFed Agency:22,970 22,970Subaward no. 12401193.838 E2852/ / Y

US Department of InteriorFed Agency:7,536 7,536INT Sub AZ 2015-0550515.820 AC898/ / Y

US National Science Foundation (NSF)Fed Agency:50,644 50,644SBC Univ AZ 18773547.049 AA162/ / Y


University of Arkansas1R&DCluster:

National Institute of Food and Agriculture/USDAFed Agency:40,124 40,124AG Sub U of A UA AES 91099-0110.310 A0854/ / Y


University of California - Davis1R&DCluster:

United States Agency for International Development (AID)Fed Agency:1,021 1,021AID Sub UC Davis 016258-10398.000 AA102/ / Y

US National Science Foundation (NSF)Fed Agency:60,042 60,042SBC Univ of CA Davis 2016-00373 TTA47.074 AB179/ / Y14,685 14,685SBC UC Davis 201224699-0147.076 AA403/ / Y

Other ProgramsCluster:United States Agency for International Development (AID)Fed Agency:

2,614 2,614AID Sub UC Davis 016258-12898.000 AB036/ / N13,647 13,647AID Sub UC Davis 016258-12398.000 AB327/ / N18,984 18,984AID Sub UC Davis 016258-12598.000 AB415/ / N


University of California - Irvine1R&DCluster:

US Department of Defense (DoD)Fed Agency:128,954 128,954Subaward No 2010-251312.431 E4038/ / Y

US Environmental Protection Agency (EPA)Fed Agency:12,478 12,478EPA Sub UC 2011-270066.509 A0793/ / Y

US National Science Foundation (NSF)Fed Agency:22,632 22,632SBC UC Irvine 2014-315447.070 AB554/ / Y

FY16 SEFA Pass-through detailsUniversity of California - Irvine Page 273


Pass-Through Entity


Cluster



University of California - Santa Barbara1R&DCluster:

Army Research Office (ARO)Fed Agency:81,442 81,442ARMY Sub UCSB KK162412.431 AC885/ / Y


University of Central Florida1R&DCluster:

US Department of Energy (DOE)Fed Agency:1 1DOE Sub UCF AXL-1-11909-01 PO23130381.087 A1304/ / Y


University of Chicago1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:68,913 68,913AF Sub Chicago FP047558-A12.800 A0651/ / Y

Centers for Disease Control and Prevention (CDC)Fed Agency:151,272 151,272University of Chicago 46066 A93.136 E4068/ / Y

Centers for Medicare and Medicaid ServicesFed Agency:403 403Univ of Chgo Sub FP050658-093.610 E3204/ / Y

National Center for Health Statistics CDCFed Agency:54,991 54,991UChicago93.940 E2144/ / Y

National Institutes of Health (NIH)Fed Agency:10,637 10,637Univ of Chgo R01ES02383493.113 E2576/ / Y-2,141 -2,141U of C Sub43400 Kozikowski93.113 E4415/ / Y

-130,007 -130,007U Chicago 40092-A93.173 E4882/ / Y52,844 52,844Univer of Chicago FP046983-F93.242 E2366/ / Y

295,931 295,931Univ of Chgo FP039839-B93.279 E2244/ / Y387,580 387,580NIH SUB UC FP05584393.286 AA083/ / Y46,432 46,432NIH SUB UC FP04986493.286 AA453/ / Y

612 612Univ of Chgo R01MD00921793.307 E2347/ / Y42,483 42,483University of Chicago FP057364-A93.393 E2640/ / Y41,860 41,860UChicago R01-CA10743193.393 E2681/ / Y

115,826 115,826Univ of Chicago Subaward No. A93.395 E2179/ / Y60,768 60,768NIH SUB FP031042-03 A93.396 AA282/ / Y

-1,070 -1,070Univ of Chicago FP05474793.396 E2751/ / Y

FY16 SEFA Pass-through detailsUniversity of Chicago Page 274


Pass-Through Entity


Cluster


737,818 737,818Univ of Chi UH2HL12361093.838 E2479/ / Y24,351 24,351NIH SUB UIC FP05101593.847 AA955/ / Y

9,182 9,182Univ of Chicago Sub FP047431 E93.847 E2404/ / Y6,935 6,935University Of Chicago FP03572-0293.847 E2620/ / Y9,650 9,650Univ of Chicago FP055818 (A)93.855 E1820/ / Y

78,709 78,709UIC-R21A111176093.855 E2717/ / Y-12,068 -12,068NIH SUB UC 43359-5-3148893.859 A1394/ / Y

-592 -592NIH SUB UC 43359-5-31488-860393.859 A1397/ / Y26,890 26,890NIH SUB UC FP043359-P93.859 AC543/ / Y33,277 33,277NIH SUB UC FP043359-Q93.859 AC552/ / Y74,313 74,313NIH SUB UC FP043359-O93.859 AC555/ / Y

109,256 109,256UofC Sub FP056994 B93.866 E2005/ / Y9,055 9,055University of Chicago FP053744_E93.866 E2444/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:91,216 91,216Univ of Chicago FP059651-A93.855 E2178/ / Y

NIH / National Institute of Diabetes & Digestive & Kidney DiseasesFed Agency:15,182 15,182Univ of Chicago FP047431-0793.847 E1950/ / Y

NIH / National Institute of Environmental & Health SciencesFed Agency:14,186 14,186UoChicago FP048528-B P42ES01034993.143 E2766/ / Y

US Department of CommerceFed Agency:23,447 23,447COM NIST Sub UC FP060337-A11.609 AC741/ / Y

US Health & Human Services (HHS)Fed Agency:36,382 36,382Univ. of Chgo. Prime R01AA013746-1293.273 E2588/ / Y

273,665 273,665UOC Subaward # FP05569093.867 E2646/ / YUS National Science Foundation (NSF)Fed Agency:

20,272 20,272SBC U of Chicago FP048009-B47.049 A0468/ / Y710,234 710,234SBC U of Chicago FP047654-B47.049 A0521/ / Y80,664 80,664SBC Univ of Chicago 2015-0614247.076 AC863/ / Y

2,548 2,548U of C Subaward 48026 A47.079 E3903/ / YOther ProgramsCluster:

Centers for Disease Control and Prevention (CDC)Fed Agency:11,943 11,943University of Chicago NU58DP00607993.800 E1975/ / N7,481 7,481Univ of Chicago93.940 E1779/ / N1,067 1,067University of Chicago - 3059793.940 E2555/ / N

National Center for Health Statistics CDCFed Agency:463,088 463,088Univ of Chi FP058209 A93.270 E2499/ / N

1,544,481 2,511,004 4,055,485Pass-through entity total:

FY16 SEFA Pass-through detailsUniversity of Chicago Page 275


Pass-Through Entity


Cluster


University of Cincinnati1R&DCluster:

National Institutes of Health (NIH)Fed Agency:141,915 141,915NIH SUB UC 009844-00293.142 AB155/ / Y

33,680 33,680Cincinnati COEUS #008147-00693.837 E2570/ / Y189,092 189,092Univ of Cincinnati 6883 5U01NS0697693.853 E4161/ / Y

NIH / National Cancer InstituteFed Agency:115,745 115,745UC Subaward No. 009705-00493.396 E2323/ / Y

NIH / National Heart Lung & Blood InstituteFed Agency:38,804 38,804Univ of Cincinnati 007562-00793.837 E2232/ / Y55,939 55,939Unvi of Cincinnati 007686-00793.837 E2558/ / Y18,026 18,026Unv of Cincinnati 007099-00793.837 E2604/ / Y


7,682 7,682NIH SUB UC COEUS007038-00993.142 AA029/ / N


University of Colorado1R&DCluster:

Food and Drug Administration (FDA)Fed Agency:193,425 193,425CU FY16.491.001AMD3 Proj 2-5-8261293.103 E2809/ / Y

National Institutes of Health (NIH)Fed Agency:923 923NIH SUB UC 155093593.242 AB996/ / Y

US National Science Foundation (NSF)Fed Agency:3,234 3,234CAL NSF UOFCO 2015-NTN1-66 CO9047.000 AC800/ / Y

73,386 73,386SBC Univ of CO 100001615347.041 A0816/ / Y2,342 2,342CAL NSF 2014-NTN1-66 CO9047.050 AB656/ / Y2,342 2,342CAL NSF 2016-NTN1-01 CO0247.050 AB657/ / Y3,234 3,234CAL NSF Sub UOFCO 2017-NTN1-01CO0247.050 AC846/ / Y

10,848 10,848SBC Univ Colorado 155308947.050 AC949/ / YOther ProgramsCluster:

Health Resources and Services Administration (HRSA)Fed Agency:3,190 3,190Univ of Colorado FY14.643.002 AMD193.145 E3202/ / N


FY16 SEFA Pass-through detailsUniversity of Colorado Page 276


Pass-Through Entity


Cluster


University of Connecticut1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-3,093 -3,093U of Connecticut 11831293.242 E4064/ / Y

61,622 61,622NIH SUB CHC UCHC6-7022391793.859 AC676/ / YUS Department of EducationFed Agency:

261,077 261,077UCONN Subaward No 3370084.305 E3040/ / YUS National Science Foundation (NSF)Fed Agency:

33,109 33,109Sub 38274 NSF DMR 130911447.049 E2813/ / Y


University of Delaware1R&DCluster:

US National Science Foundation (NSF)Fed Agency:-2,755 -2,755SBC Univ of Delaware 2729247.074 A0809/ / Y


University of Florida1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-16,818 -16,818Univ of FL 00094739 UF1121993.393 E3713/ / Y

US National Science Foundation (NSF)Fed Agency:85,992 85,992SBC Univ of FL UFDSP0001115747.041 A0063/ / Y-4,922 -4,922SBC Univ of FLA UF1018947.049 A1512/ / Y

81,070 -16,818 64,252Pass-through entity total:

University of Florida Research Foundation Inc1R&DCluster:

US National Science Foundation (NSF)Fed Agency:14,873 14,873UFSF 00123627 UFDSP0001123847.076 E1752/ / Y


University of Georgia1R&DCluster:

US National Science Foundation (NSF)Fed Agency:11,834 11,834SBC Univ of GA RR272-815/505420647.074 AB523/ / Y


FY16 SEFA Pass-through detailsUniversity of Georgia Page 277


Pass-Through Entity


Cluster


University of Georgia Marine Institute1R&DCluster:

US National Science Foundation (NSF)Fed Agency:2,808 2,808CAL NSF 2016-NTN1-58A-GA3347.050 AC936/ / Y


University of Hawaii1R&DCluster:

US National Science Foundation (NSF)Fed Agency:732,515 732,515UH No MA140027 PO Z1007527647.070 E2675/ / Y


University of Houston1R&DCluster:

US Department of Energy (DOE)Fed Agency:46,716 46,716DOE Sub UH R-13-001781.121 A0497/ / Y


University of Iowa1R&DCluster:

National Institutes of Health (NIH)Fed Agency:116,852 116,852NIH SUB UI W00038277893.173 A0666/ / Y47,247 47,247NIH SUB IA W00080644693.173 AC413/ / Y

National Reconnaissance OfficeFed Agency:33,534 33,534Univ. of Iowa P.O. 100106102312.000 E3314/ / Y

NIH / National Institute of Diabetes & Digestive & Kidney DiseasesFed Agency:80,275 80,275U of Iowa W000678131 PO 100142012393.847 E3223/ / Y

US National Science Foundation (NSF)Fed Agency:-2,320 -2,320SBC Iowa 1 52274 00 0147.049 A0368/ / Y


University of Kansas Medical Center Research Institute Inc1R&DCluster:

National Institutes of Health (NIH)Fed Agency:83,106 83,106NIH SUB UKMC QD85289093.847 A0486/ / Y15,166 15,166NIH SUB UK QC86260093.865 AA454/ / Y3,329 3,329NIH SUB KU QC86260193.865 AC409/ / Y

FY16 SEFA Pass-through detailsUniversity of Kansas Medical Center Research Institute Inc Page 278


Pass-Through Entity


Cluster



University of Kentucky1R&DCluster:

National Institutes of Health (NIH)Fed Agency:18,413 18,413NIH SUB TTA KY 2016-0111193.865 AB071/ / Y13,687 13,687NIH SUB TTA UK 2015-0652793.865 AB376/ / Y

228,512 228,512NIH SUB UKY 3200000306-16-18093.865 AC546/ / Y15,978 15,978NIH SUB UK 3048111571-15-07993.866 AA082/ / Y

NIH / National Cancer InstituteFed Agency:11,588 11,588Univ of Kentu 3048110753-14-03593.399 E2807/ / Y

US NASAFed Agency:22,479 22,479NASA SUB KY 3200000407-16-17543.012 AC488/ / Y


University of Kentucky Research FoundationOther ProgramsCluster:

National Institute of Food and Agriculture/USDAFed Agency:16,570 16,570AG Sub UKY 3048111260-14-13410.217 AA274/ / N

US Department of Agriculture (USDA)Fed Agency:5,176 5,176AG Sub UK 3048109631-13-03810.000 A0049/ / N


University of Louisville Research Foundation1R&DCluster:

National Institutes of Health (NIH)Fed Agency:15,925 15,925NIH SUB ULRF 10-625-0193.393 AC799/ / Y


University of Maryland1R&DCluster:

NavyFed Agency:-1,465 -1,465Army Sub UM Z85520212.431 A2465/ / Y

US Department of Homeland Security(USDHS)Fed Agency:88,000 88,000Univ. of Maryland 2012-ST-061CS000197.061 E2181/ / Y58,177 58,177University of Maryland Z93730197.061 E2928/ / Y

US NASAFed Agency:58,197 58,197NASA Sub UMDBC 1457043.001 AB864/ / Y

FY16 SEFA Pass-through detailsUniversity of Maryland Page 279


Pass-Through Entity


Cluster


US National Science Foundation (NSF)Fed Agency:199,260 199,260SBC Maryland Q246400147.049 AA130/ / Y


44,718 44,718AG Sub UofM Z55280710.310 A0697/ / NUS National Endowment for the Humanities (NEH)Fed Agency:

-4 -4NEH SUB MD Z90740245.169 AA920/ / N


University of Massachusetts Amherst1R&DCluster:

US Department of InteriorFed Agency:24,390 24,390INT SUB UMASS 14-008143A-0015.000 AA304/ / Y

Other ProgramsCluster:US Environmental Protection Agency (EPA)Fed Agency:

48,456 48,456EPA Sub UMASS 15-008462B0066.509 AB668/ / N


University of Massachusetts Boston1R&DCluster:

US Department of EducationFed Agency:74,269 74,269DE Sub UMASS PO B00032600884.324 AB158/ / Y

US National Science Foundation (NSF)Fed Agency:1,144 1,144SBC Univ of Mass 2016-03927 TTA47.074 AC797/ / Y


University of Memphis1R&DCluster:

US National Science Foundation (NSF)Fed Agency:9,819 9,819SBC Univ of Memphis 2016-00683 TTA47.074 AB128/ / Y


University of Miami1R&DCluster:

NASA Shared Services CenterFed Agency:8,090 8,090NASA Sub U of Miami S15001743.001 AC857/ / Y

National Institutes of Health (NIH)Fed Agency:126,460 126,460NIH SUB UM 66536893.855 AB183/ / Y

FY16 SEFA Pass-through detailsUniversity of Miami Page 280


Pass-Through Entity


Cluster


22,890 22,890NIH SUB UM 66344693.855 AB961/ / Y31,349 31,349Miami 663444 MS45037 AI08955693.855 E2603/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:661,108 661,108Univ of Miami 665365 PO MS9145493.855 E2004/ / Y

US National Science Foundation (NSF)Fed Agency:19,140 19,140Univ of Miami GEO-121161347.050 E3097/ / Y


University of Michigan1R&DCluster:

ArmyFed Agency:-328 -328Army Sub UM 300174276012.431 A1387/ / Y

Defense Advanced Research Projects Agency (DARPA)Fed Agency:216,281 216,281Univ MI MARCO 300256516812.000 C4347/ / Y

National Institutes of Health (NIH)Fed Agency:509,527 509,527U of Michigan 300278694893.839 E2927/ / Y

101,840 101,840NIH SUB UM 300219356993.846 A0555/ / Y125,999 125,999NIH SUB MI 300287954793.865 AA366/ / Y

NIH / National Institute of Allergy & Infectious DiseasesFed Agency:43,743 43,743Univ of Michigan #300364264993.855 E2121/ / Y

US Department of Energy (DOE)Fed Agency:152,425 152,425DOE Sub UM 300322239081.113 AB840/ / Y

US National Science Foundation (NSF)Fed Agency:35,145 35,145SBC Univ of Michigan 300210094347.049 A0845/ / Y

628,990 628,990SBC Michigan 300208395047.070 A1091/ / Y15,969 15,969SBC Michigan 300316785547.070 A1290/ / Y

18,253 18,253University Of Michigan 300258326647.078 E3078/ / YUS State DepartmentFed Agency:

44,912 44,912STATE Sub UM 300369091819.345 AC874/ / YOther ProgramsCluster:

US Dept of Commerce NOAAFed Agency:18,803 18,803COM NOAA Sub U of MI 300320150211.417 AB696/ / N


University of Minnesota1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:22,784 22,784AF SUB UNIV OF MN 2A00165020512.800 AB465/ / Y

FY16 SEFA Pass-through detailsUniversity of Minnesota Page 281


Pass-Through Entity


Cluster


National Institute of Food and Agriculture/USDAFed Agency:9,990 9,990AG Sub UMN H00440373410.215 AB101/ / Y4,486 4,486AG Sub Univ of MN H00367943110.215 AB861/ / Y1,206 1,206AG Sub UMN H00440374110.215 AC705/ / Y

US Department of Agriculture (USDA)Fed Agency:58,957 58,957AG Sub UMN H00189720210.310 A1232/ / Y25,967 25,967AG Sub UMN A00444840110.310 AC795/ / Y

US Department of EducationFed Agency:86,318 86,318Univ of MN A004497003 PF116F14003384.116 E2413/ / Y

US Department of Transportation (DOT)Fed Agency:213,352 213,352DOT Sub UMN H00366240220.701 AB711/ / Y

US National Science Foundation (NSF)Fed Agency:319,080 319,080SBC MINN T530669250147.041 A4998/ / Y13,021 13,021SBC U of MN A003927905 REU Site47.041 AA214/ / Y3,997 3,997SBC Minnesota A00516220247.075 AC528/ / Y


7,851 7,851AG Sub UMN H00367940610.215 AA097/ / N18,228 18,228AG Sub Univ of MN H00440371010.215 AB560/ / N3,760 3,760AG Sub UMN H00248461610.500 A0449/ / Y5,795 5,795AG Sub UMN H00370370610.500 AA056/ / Y

US Department of Agriculture (USDA)Fed Agency:3,122 3,122AG Sub UMN H00304011910.215 AA718/ / N

14,328 14,328AG Sub UMN 2016-05691 TTA10.310 AC485/ / N6,299 6,299AG Sub UMN H00304461610.500 AA711/ / Y

US Environmental Protection Agency (EPA)Fed Agency:12,985 12,985EPA Sub MN D00314910666.469 AA784/ / N


University of Missouri1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:226,773 226,773AF SUB UNIV OF MO C00043936-112.800 AA350/ / Y

National Institutes of Health (NIH)Fed Agency:34,675 34,675NIH SUB MO C00046785-193.859 AC896/ / Y

US Department of Agriculture (USDA)Fed Agency:139,575 139,575AG Sub MO C00031587-310.310 A1123/ / Y

FY16 SEFA Pass-through detailsUniversity of Missouri Page 282


Pass-Through Entity


Cluster



University of Missouri - Kansas CityOther ProgramsCluster:

US Health & Human Services (HHS)Fed Agency:26,982 26,982 U of Missouri 006515/10005243093.243 E1956/ / N


University of Nebraska - Lincoln1R&DCluster:

US Department of Agriculture (USDA)Fed Agency:7,416 7,416Univ of NE 26-6228-0209-00210.219 E1943/ / Y

US National Science Foundation (NSF)Fed Agency:188,131 188,131UNL Subaward 25-0521-0178-00947.049 E2698/ / Y


576 576AG Sub UNL 256329008630310.500 AA336/ / Y-1,902 -1,902AG Sub UNL 25-6365-0050-05310.500 AB608/ / Y

US Department of Agriculture (USDA)Fed Agency:1,254 1,254CAL AG 2015-NTN1-21 NE1510.000 AB571/ / N3,334 3,334CAL AG Sub UNE 2016-NTN1-21 NE1510.000 AC847/ / N


University of Nebraska - Medical Center1R&DCluster:

HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:26,405 26,405Univ of Nebraska 34-5311-3012-00293.110 E2223/ / Y


University of Nevada Las Vegas1R&DCluster:

National Institutes of Health (NIH)Fed Agency:3,945 3,945NIH SUB NV 16-923X-0193.989 AC394/ / Y


FY16 SEFA Pass-through detailsUniversity of Nevada Las Vegas Page 283


Pass-Through Entity


Cluster


University of New Mexico1R&DCluster:

US National Science Foundation (NSF)Fed Agency:22,672 22,672SBC New Mexico 133623-874A47.050 AC871/ / Y

198,115 198,115SBC Univ New Mexico 063045-874A47.070 AB705/ / Y


University of North Carolina1R&DCluster:

Health Resources and Services Administration (HRSA)Fed Agency:101,218 101,218UNC-CH 510202693.110 E2930/ / Y

National Institutes of Health (NIH)Fed Agency:44,367 44,367NIH SUB NC 510190493.242 AB085/ / Y

US National Science Foundation (NSF)Fed Agency:309 309SBC UNC Chapel Hill 503728947.075 A0164/ / Y


University of North Texas1R&DCluster:

US National Science Foundation (NSF)Fed Agency:6,821 6,821SBC Univ North Texas GF1648-147.070 AA968/ / Y


University of Notre Dame1R&DCluster:

National Institutes of Health (NIH)Fed Agency:218,376 218,376NIH SUB ND 202359UIUC93.855 AA036/ / Y

-535 -535Notre Dame Subaward No. 201659-UIC93.855 E4291/ / YUS Department of Energy (DOE)Fed Agency:

9,808 9,808DOE Sub ND 20190181.049 A1051/ / YUS National Science Foundation (NSF)Fed Agency:

134,458 134,458SBC Notre Dame 20205447.049 A0067/ / Y3,983 3,983U of Notre Dame PHY 121944447.049 E3135/ / Y

83,855 83,855SBC Notre Dame 20236947.070 AA008/ / Y


FY16 SEFA Pass-through detailsUniversity of Notre Dame Page 284


Pass-Through Entity


Cluster


University of Pennsylvania1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:180,166 180,166AF Sub PA 55601612.800 A1283/ / Y

National Institutes of Health (NIH)Fed Agency:29,264 29,264UPENN Sub 567370/10039997/1563493.077 E1995/ / Y

441,256 441,256UPENN TCORS 5P50CA179546-0393.077 E2168/ / Y100,009 100,009Univ of PA 564814 PO335357793.077 E2335/ / Y13,294 13,294Univ of PA 564814 PO335359993.077 E2336/ / Y-2,831 -2,831Univ of PA 562155 PO-315641093.077 E2823/ / Y-3,397 -3,397Univ of PA 562155 PO-315640093.077 E2824/ / Y19,724 19,724University Of Pennsyl 56162493.847 E2684/ / Y18,481 18,481U of PA Subaward No. 56133493.856 E2965/ / Y

NIH / National Eye InstituteFed Agency:1,115 1,115Univ of Penn Sub No 56827993.867 E1918/ / Y

US Health & Human Services (HHS)Fed Agency:27,425 27,425UPENN 567370/10039997/1553893.077 E2171/ / Y


University of Pittsburgh1R&DCluster:

Army Research Office (ARO)Fed Agency:107,655 107,655Army Sub Pitt 0036744 409347-212.431 AA195/ / Y

National Institutes of Health (NIH)Fed Agency:3,686 3,686NIH SUB UP 004309793.136 AB577/ / Y8,015 8,015NIH SUB UP 0043097 126446-293.136 AC428/ / Y

NavyFed Agency:150,131 150,131Navy Sub Pitt 0041302 410042-212.300 AB827/ / Y

US Department of EducationFed Agency:17,159 17,159Univ of PItts 002799584.305 E2849/ / Y

US National Science Foundation (NSF)Fed Agency:23,112 23,112Univ Pitt 003264647.041 E2085/ / Y


University of Rhode IslandOther ProgramsCluster:

US Department of Agriculture (USDA)Fed Agency:2,163 2,163AG Sub URI 022312_00031810.303 A0592/ / N

FY16 SEFA Pass-through detailsUniversity of Rhode Island Page 285


Pass-Through Entity


Cluster



University of Rochester1R&DCluster:

National Institutes of Health (NIH)Fed Agency:82,505 82,505NIH SUB UR 416827-G93.855 AC739/ / Y


University of South Carolina1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:-22 -22AF Sub USC 10-1788 PO2224612.800 A2091/ / Y

National Institutes of Health (NIH)Fed Agency:44,617 44,617U of SC Sub No. 16-3107 P0 8142493.393 E2941/ / Y

US National Science Foundation (NSF)Fed Agency:3,981 3,981SBC South Carolina 15-284747.041 AB508/ / Y

Other ProgramsCluster:US Department of Transportation (DOT)Fed Agency:

4,112 4,112DOT FRA Sub Univ SC TTA 2016-0557520.000 AC479/ / N


University of South Florida1R&DCluster:

US Department of Transportation (DOT)Fed Agency:20,171 20,171University of Florida Transport20.701 E2129/ / Y78,350 78,350Univ of Florida Competition20.701 E2130/ / Y

633,750 633,750Univ of South Florida #2117906002C20.701 E2157/ / Y-182,952 -182,952U of South Florida 2117-9050-02-C20.701 E3474/ / Y


University of Southern California1R&DCluster:

National Institutes of Health (NIH)Fed Agency:142,489 142,489NIH SUB SC 6687801893.310 AC909/ / Y

Office of Naval Research (ONR)Fed Agency:31,448 31,448Navy Sub USC Y84279/1003669912.300 A0381/ / Y

US Department of Homeland Security(USDHS)Fed Agency:31,022 31,022DHS Sub USC 6579725197.061 AC875/ / Y

FY16 SEFA Pass-through detailsUniversity of Southern California Page 286


Pass-Through Entity


Cluster


US National Science Foundation (NSF)Fed Agency:16,090 16,090SBC Univ of Southern CA 6084003247.050 AB383/ / Y


University of Tennessee1R&DCluster:

US National Science Foundation (NSF)Fed Agency:-20 -20SBC Univ TN A12-0044-S00647.041 AA091/ / Y


University of Texas - Austin1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:50,567 50,567AF Sub TX UTA11-00084312.800 A0795/ / Y

National Institutes of Health (NIH)Fed Agency:54,416 54,416NIH SUB UT UTA15-00093893.859 AC864/ / Y

NavyFed Agency:11,753 11,753NAVY Sub UTA UTA16-00055812.300 AC342/ / Y

US Army Corps of EngineersFed Agency:32,074 32,074ARMY Sub UTA UTA15-00096212.000 AC840/ / Y

US National Endowment for the Humanities (NEH)Fed Agency:18,926 18,926NEH Sub UTA 14-00017545.149 AB915/ / Y

US National Science Foundation (NSF)Fed Agency:58,236 58,236SBC Univ of Texas UTA11-00108247.050 A0863/ / Y


University of Texas Arlington1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:35,844 35,844AF Sub UT 2602014906112.000 AC860/ / Y

US NASAFed Agency:21,381 21,381NASA Sub UT-A 261201326243.001 AA211/ / Y


University of Texas Health Science Center at Houston1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-8,775 -8,775U Of TX 000435993.867 E8310/ / Y

FY16 SEFA Pass-through detailsUniversity of Texas Health Science Center at Houston Page 287


Pass-Through Entity


Cluster


NIH / National Cancer InstituteFed Agency:-64 -64U of TX 21686/9841259393.393 E5623/ / Y


University of Texas MD Anderson Cancer Ctr1R&DCluster:

National Institutes of Health (NIH)Fed Agency:134,982 134,982NIH SUB UT 0000205593.853 AB604/ / Y


University of Utah1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-17,307 -17,307U of Utah 10009050-0793.839 E4425/ / Y

-11,268 -11,268NIH SUB UT 1002938693.859 AA802/ / YNIH / National Heart Lung & Blood InstituteFed Agency:

39,106 39,106University Of Utah 10022504-0793.837 E3586/ / YUS Health & Human Services (HHS)Fed Agency:

110,168 110,168The University of Utah 10007039-0193.131 E2839/ / Y241,518 241,518Univ of Utah 10009050-07 Capitated93.839 E3670/ / Y


University of Vermont & State Agr College1R&DCluster:

National Institutes of Health (NIH)Fed Agency:89,775 89,775NIH SUB VT SUB5151793.837 AA387/ / Y

9,811 9,811University of Vermont 27220SUB5141693.853 E2524/ / Y


University of Washington1R&DCluster:

Administration for Community LivingFed Agency:52,508 52,508U of WA UWSC7260 BPO1046093.433 E2400/ / Y

102,448 102,448Univ of Washington93.433 E3621/ / YDefense Advanced Research Projects Agency (DARPA)Fed Agency:

25,810 25,810DARPA Sub U Wash UWSC848212.910 AB021/ / YNational Institutes of Health (NIH)Fed Agency:

106,932 106,932University of Washington BPO539993.121 E2348/ / Y

FY16 SEFA Pass-through detailsUniversity of Washington Page 288


Pass-Through Entity


Cluster


-40 -40NIH SUB UOW 746426 A93.394 AA969/ / Y45,411 45,411NIH SUB UW 76345793.847 AB716/ / Y87,238 87,238NIH SUB UW UWSC792893.847 AC895/ / Y

96,994 96,994Univ. of Washington Sub. UWSC776793.853 E2789/ / YNIH / National Heart Lung & Blood InstituteFed Agency:

2,510 2,510Washington U WU 14-12893.838 E3633/ / YOffice of Naval Research (ONR)Fed Agency:

13,597 13,597ARMY Sub U-WA 2016-0333012.300 AC624/ / YUS Department of EducationFed Agency:

-239 -239Univ. of Washington No. 75547084.133 E2830/ / YUS Department of Transportation (DOT)Fed Agency:

104,489 104,489DOT FAA Sub UW UWSC8427 PO76549620.000 AB454/ / YUS National Science Foundation (NSF)Fed Agency:

39,540 39,540SBC Washington UWSC672747.049 A0224/ / Y-1,196 -1,196SBC UW 43115347.049 A4378/ / Y


149,902 149,902NIH SUB UW 76301793.600 AB960/ / Y


University of Wisconsin - Madison1R&DCluster:

NIH / National Cancer InstituteFed Agency:73,422 73,422Subaward No 566K10193.393 E2492/ / Y

US Department of Transportation (DOT)Fed Agency:18,568 18,568Univ Of Wis Madison 550K85220.205 E2551/ / Y63,491 63,491Univ of Wis Madison 557K31420.701 E2417/ / Y99,117 99,117U of WI Madison #393K97120.701 E3299/ / Y

-87 -87U of Wisc Mad 995B70220.721 G6771/ / YUS National Science Foundation (NSF)Fed Agency:

8,090 8,090SBC Wisconsin 416K21647.049 A0150/ / Y134,841 134,841SBC UW 408K11147.049 A0196/ / Y113,828 113,828SBC Wisconsin 630K54547.049 AB050/ / Y


2,443 2,443NIH SUB TTA WI 2014-0553393.865 AA206/ / NUS Dept of Commerce NOAAFed Agency:

1,528 1,528COM Sub UofWI Madison 612K62511.417 AB277/ / N

FY16 SEFA Pass-through detailsUniversity of Wisconsin - Madison Page 289


Pass-Through Entity


Cluster



University of Wyoming1R&DCluster:

National Institutes of Health (NIH)Fed Agency:13,543 13,543NIH SUB TTA WY 2016-0605493.859 AC549/ / Y


Upper Midwest Community Policing InstituteOther ProgramsCluster:

US Department of Justice (DOJ)Fed Agency:-3,235 -3,235DOJ Sub UMCPI 2013-0225016.320 A0009/ / N


URS Corporation1R&DCluster:

US Department of Energy (DOE)Fed Agency:-598 -598DOE Sub URS 235990.US81.089 A2322/ / Y


US Civilian Research Development Foundation (CRDF)Other ProgramsCluster:

Defense Threat Reduction Agency (DTRA)Fed Agency:5,000 5,000DTRA Sub CRDF IBEX-14-6101512.000 AB489/ / N


UT-Battelle LLC1R&DCluster:

US Department of Energy (DOE)Fed Agency:12,096 12,096DOE Sub Battelle 400012389081.000 AA652/ / Y75,718 75,718DOE Sub Battelle 400014251981.000 AC914/ / Y


UT-Battelle LLC/Oak Ridge Natl Lab1R&DCluster:

US Department of Energy (DOE)Fed Agency:34,853 34,853DOE Sub UT-Battelle 400014316481.000 AC902/ / Y

FY16 SEFA Pass-through detailsUT-Battelle LLC/Oak Ridge Natl Lab Page 290


Pass-Through Entity


Cluster



Valdosta State UniversityOther ProgramsCluster:

US Department of Agriculture (USDA)Fed Agency:33,696 33,696AG Sub VSU S51139S10.200 AC639/ / N


Vanderbilt University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:14,274 14,274NIH SUB VUMC 4398493.242 AB612/ / Y

6,140 6,140VUMC 43987 R01MH10167993.242 E2430/ / Y130,949 130,949Vanderbilt Univ VUMC5574693.837 E2075/ / Y

NIH / National Institute of Neurological Disorders & StrokeFed Agency:44,991 44,991Vanderbilt 4R01NS081259-0493.853 E3000/ / Y


156,795 156,795Venderbilt Univ Sub 3121 01844784.325 E2512/ / N


Village of Oak ParkOther ProgramsCluster:

Housing & Urban Development (HUD)Fed Agency:-375 -375Oak Park 2012 R 97 I 2 06041214.704 F9046/ / N


Virginia Tech Institute & State University1R&DCluster:

Air Force Office of Scientific Research (AFOSR)Fed Agency:203,156 203,156AF Sub Virginia 450174-1931812.800 A0046/ / Y

National Institutes of Health (NIH)Fed Agency:35,540 35,540VATech R01AR063144 431902-1960393.846 E2076/ / Y

US Department of Agriculture (USDA)Fed Agency:11,954 11,954AG Sub VT 422262-1931810.310 A1268/ / Y55,659 55,659AG Sub VT 422506-1931810.310 AC701/ / Y


FY16 SEFA Pass-through detailsVirginia Tech Institute & State University Page 291


Pass-Through Entity


Cluster


Virginia Transportation Research Council1R&DCluster:

US Department of Transportation (DOT)Fed Agency:94,753 94,753VTRC VDOT 9816020.205 B9006/ / Y


Von Braun Center for Science and Innovation1R&DCluster:

Marshall Space Flight CenterFed Agency:6,430 6,430VCSI NNM07AA13A43.000 E3648/ / Y


Wake Forest University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:61,138 61,138WFUHS 11154693.837 E1978/ / Y14,997 14,997WFUHS 110918 Lamar93.866 E2326/ / Y

US Department of Defense (DoD)Fed Agency:257,420 257,420Wake Forest WFUHS 441034 CTA0412.420 E2714/ / Y279,814 279,814Wake Forest WFUHS 441031 CTA0112.420 E2715/ / Y


Washington State University1R&DCluster:

National Institute of Food and Agriculture/USDAFed Agency:2,559 2,559AG Sub WSU 116034 G00300410.310 A0777/ / Y


Washington University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:-63 -63NIH SUB WU-14-16793.286 AA319/ / Y

88,638 88,638NIH SUB WU-16-14193.286 AB248/ / Y44,918 44,918NIH SUB WU-15-5793.286 AB639/ / Y76,732 76,732NIH SUB WU-16-20093.310 AC873/ / Y5,477 5,477NIH SUB WU WU-14-20193.394 AA279/ / Y

197,824 197,824NIH SUB WU-16-2993.853 AB087/ / Y10,921 10,921NIH SUB WU-15-6793.853 AB701/ / Y

FY16 SEFA Pass-through detailsWashington University Page 292


Pass-Through Entity


Cluster


1,340 1,340NIH SUB WUSM WU-13-3293.855 A0210/ / YNavyFed Agency:

19,374 19,374Navy Sub WUSTL WU-16-512.000 AB204/ / Y7,524 7,524NAVY Sub WUSTL WU-16-17712.000 AC865/ / Y

NIH / National Cancer InstituteFed Agency:-3,918 -3,918NIH SUB WU 12-4493.394 A1118/ / Y

US Department of Energy (DOE)Fed Agency:170,057 170,057DOE Sub WU-13-117 PO2916927W81.049 A0032/ / Y

-30 -30DOE Sub WU WU-11-51 P02910748P81.049 A1741/ / Y82,811 82,811DOE Sub WU-15-141 PO 2922576Y81.049 AB638/ / Y


Waukegan Public School 21st Century STARSOther ProgramsCluster:

US Department of EducationFed Agency:22,557 22,557DE Sub WPS BW PO 13273484.000 A0121/ / N


Wayne State University1R&DCluster:

NIH / National Institute of Neurological Disorders & StrokeFed Agency:-119 -119Wayne State Univ WSU1305593.853 E2944/ / Y

US Department of Defense (DoD)Fed Agency:30,371 30,371WSU 1510612.420 E2703/ / Y

US National Science Foundation (NSF)Fed Agency:6,838 6,838SBC Wayne State PO712869 TTA47.074 AB472/ / Y


West Virginia Humanities CouncilOther ProgramsCluster:

US National Endowment for the Humanities (NEH)Fed Agency:4,810 4,810NEH Sub WVHC 1407745.129 AB548/ / N


Westat1R&DCluster:

US Health & Human Services (HHS)Fed Agency:165,020 165,020Westat 6048-S05 HHSN261201100102C93.399 E2803/ / Y

FY16 SEFA Pass-through detailsWestat Page 293


Pass-Through Entity


Cluster



WestEd1R&DCluster:

US Department of EducationFed Agency:43,332 43,332WestEd R305C10002484.305 E4281/ / Y


Winnebago County Health Department1R&DCluster:

Health Resources and Services Administration (HRSA)Fed Agency:88 88Winnebago County Health Department93.505 F9016/ / Y


Winnebago TribeOther ProgramsCluster:

US Environmental Protection Agency (EPA)Fed Agency:2,469 2,469CAL EPA 2014-MDN-4-31 NE2566.038 AB536/ / N7,107 7,107CAL EPA 2015-MDN-4-31 NE2566.038 AC588/ / N


Wisconsin Department of Children and Families1R&DCluster:

HRSA/BHPR/DADPHP (Health Resources and Services)Fed Agency:125,438 125,438WI DCFS CFE0050893.505 E2381/ / Y

National Institutes of Health (NIH)Fed Agency:226,464 226,464NIH SUB WI CFO0023593.658 AA874/ / Y


Wisconsin Dept of Transportation1R&DCluster:

US Department of Transportation (DOT)Fed Agency:27,291 27,291WisDOT 0092-12-08-USDOT20.205 B8914/ / Y


FY16 SEFA Pass-through detailsWisconsin Dept of Transportation Page 294


Pass-Through Entity


Cluster


Woods Hole Oceanographic Institution1R&DCluster:

National Institutes of Health (NIH)Fed Agency:36,691 36,691NIH SUB WHOI A10119393.393 AB469/ / Y

Other ProgramsCluster:US National Science Foundation (NSF)Fed Agency:

6,234 6,234WHOI TTA 2010-0340547.050 C5789/ / N


Worcester Polytechnic Institute1R&DCluster:

US National Science Foundation (NSF)Fed Agency:339 339Worcester Polytechnic Inst 1220303047.041 E3170/ / Y


Wyle Laboratories Inc1R&DCluster:

Air ForceFed Agency:192,471 192,471AF Sub Wyle Lab WSCS0004212.000 AB367/ / Y


Wyoming Department of Environmental QualityOther ProgramsCluster:

US Department of InteriorFed Agency:2,012 2,012CAL WY DEQ 2014-NTN-4-00615.252 B8580/ / N7,703 7,703CAL WY DEQ 2013-MDN-2-09215.252 B8581/ / N


Yale University1R&DCluster:

National Institutes of Health (NIH)Fed Agency:420 420Yale University 5U10HD055925-0793.865 E2294/ / Y

NIH / National Institute of Neurological Disorders & StrokeFed Agency:18,192 18,192Insulin Resistant Intervention Afte93.853 E5174/ / Y1,847 1,847Yale Univ A06760 M0828893.853 E5603/ / Y

US Department of Defense (DoD)Fed Agency:-34 -34Yale University C13K11519 K0018412.910 E3235/ / Y

FY16 SEFA Pass-through detailsYale University Page 295


Pass-Through Entity


Cluster



Zyvex Labs LLCOther ProgramsCluster:

Defense Advanced Research Projects Agency (DARPA)Fed Agency:290 290DARPA Sub Zyvex 2016-05540 FUA12.000 AC590/ / N


GRAND TOTALS for pass-through funding detail: 95,831,768 52,492,763 935,209 149,259,740


Major Program Codes:Y - Cluster, program, or award tested as a major programN - Not tested as a major program

Schedule of Expenditures of Federal Awards presentation:

See also the notes to the Schedule of Expenditures of Federal Awards; these notes are an integral part of this Schedule.

FY16 SEFA Pass-through detailsZyvex Labs LLC Page 296


NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS June 30, 2016

297

Note 1. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the “Schedule”) includes the federal award activity of the University of Illinois (University) under programs of the federal government for the fiscal year ended June 30, 2016. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirement, Cost Principles, and Audit Requirements for Federal Awards (“Uniform Guidance”). Because the Schedule presents only a selected portion of the operations of the University, it is not intended to and does not present the financial position, changes in net assets, or cash flows of the University. The schedule designates federal awards as direct and pass-through. Direct awards represent federal funding awarded directly to the University by a federal agency, pass-through awards are federal awards passed through a non-federal entity. Pass-through identifying information is presented when available and when applicable. Note 2. Summary of Significant Accounting Policies Expenditures reported on the Schedule are presented on a modified cash basis of accounting. The methodology for determining federal awards expended is:

Direct costs are reported as federal expenditures on a cash basis, with the following exceptions:

1. Academic Year (nine-month) faculty salaries charged to sponsored projects are earned over nine months and paid over twelve months.

2. Salaries and wages earned between the last payroll date in June and June 30 are accrued and included as a current year federal expenditure.

3. Payroll related fringe benefits costs that are charged on an actuarial basis are included as a current year federal expenditure.

Indirect costs are assessed as a percentage of direct costs and are included as a current year federal expenditure.

Expenditures reported on the Schedule meet the cost principles contained in OMB Circular A-21, Cost Principles for Educational Institutions, and/or in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. The University of Illinois has not elected to use the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance. The University has approved federally recognized indirect cost rates negotiated between the University and the Federal Government.



298

Note 3. Federal Student Loan Programs As disclosed in the Schedule of Expenditures of Federal Awards, the Federal Direct Student Loans Program (CFDA No. 84.268) administered by the University of Illinois awarded approximately $203.2 million at Urbana, $239 million at Chicago, and $20.4 million at Springfield. In addition, the University of Illinois administers a series of loan programs as part of the Student Financial Assistance Cluster program. Loan balances subject to continuing compliance requirements during the year ended June 30, 2016 under the Federal Perkins Loan Program (Perkins), Health Professional Student Loans (HPSL), Nursing Faculty Loan Program (NFLP), Nursing Student Loan Program (Nursing), and Loans for Disadvantaged Students (LDS) programs were as follows:

Perkins

CFDA No. 84.038

HPSLCFDA No.

93.342

NFLPCFDA No.

93.264

Nursing CFDA No.

93.364

LDSCFDA No.

93.342 Beginning loan balances

41,853,165

8,222,005

341,152

809,008

616,381

New loans issued

2,044,488

1,436,275

-

131,441

199,538

Federal capital contributions

-

22,886 - - -

Administrative cost allowance

107,074

- - - -

Total 44,004,727 9,681,166 341,152 940,449 815,919

The total loan balances outstanding at June 30, 2016 were approximately $37.73 million for Perkins, $8.4 million for HPSL, $270 thousand for NFLP, $727 thousand for Nursing, and $745 thousand for LDS.

Perkins = Federal Perkins Loan Program HPSL = Health Professions Student Loans NFLP = Nurse Faculty Loan Program Nursing = Nursing Student Loans Program LDS = Loans to Disadvantaged Students



299

Note 4. Non-Cash Federal Assistance The University of Illinois received a pass-through grant from Illinois Department of Human Services (IDHS) to review the applications of families seeking subsidized day care under the Temporary Assistance Needy Families cluster, the Child Care Development Funds cluster, and the Social Service Block Grant programs. The applications were reviewed according to guidelines set by IDHS, the prime recipient of the federal funds. As a result of the University’s application review, the Illinois State Comptroller distributed $6,976,369 of federal funds to day care providers as follows:

Program Number Assistance

Temporary Assistance Needy Families 93.558 4,450,408

Child Care Development Funds Cluster:

Child Care Development Block Grant 93.575 906,678


93.596

1,574,276

Social Service Block Grant 93.667 45,007

Total non-cash federal assistance: 6,976,369

These federal funds, which are paid directly by the State of Illinois to the day care providers, are considered to be non-cash federal assistance to the University of Illinois. The amounts are reported on the Schedule of Federal Awards and have been included for purposes of determination of major programs. Note 5. Federal Insurance Disclosure Federally funded medical malpractice insurance was in effect under the Federal Tort Claims Act for Health Resources and Services Administration Deeming Notice Number 1-F00000300-14-01 from July 1, 2015 to December 31, 2015 and Deeming Notice Number 1-F00000300-15-01 from January 1, 2016 through June 30, 2016. Note 6. Federal Depository Library The University’s Government Documents Library (Urbana), Albert E. Jenner Jr. Memorial Law Library (Urbana), Richard J. Daley Library (Chicago), and Norris L. Brookens Library (Springfield) serve as depository libraries in the U.S. Government Publishing Office’s Federal Depository Library Program (CFDA 40.001, Depository Libraries for Government Publications). The Federal Depository Library Program gives the public free access to government information. The University is the legal custodian of government publications received under this program; however, these publications remain the property of the federal government.