OpportunitiesSPONSORSHIP

5,500+5,500+

5,100+5,100+

500+500+

100+100+

$1.7M$1.7M

Company Meetings

Attendees

Participating Companies

Sponsoring Companies

Raised for Charity

888 San Clemente Drive • Newport Beach CA 92660 • 800.678.9147 • www.roth.com • Member SIPC/FINRA 2

WHY ATTEND? .......................... 3

WHY SPONSOR? ...................... 3

SPONSORSHIP LEVELS .......... 4

TRACK SPONSORSHIPS .......... 5

ADDITIONAL SPONSORSHIPOPPORTUNITIES ....................... 6

PAST SPONSORS ....................... 7

PARTICIPANT BREAKDOWN... 8

SPONSORSHIP AGREEMENT... 9

Please join us for the 32nd Annual ROTH Conference, March 15-17, 2020 at The Ritz-Carlton, Laguna Niguel, featuring presentations from hundreds of growth companies, Q&A sessions, and thousands of management 1-on-1/small group meetings – one of the largest of its kind in the U.S. And, of course, top-notch food and entertainment each evening!

This event is designed to provide investors with a unique opportunity to gain insight into emerging growth companies across a variety of sectors.

For more information, please contact Isabel Mattson-Pain or email sponsor@roth.com.

Book your hotel room early – the primary hotels will sell out fast!

32 YEARS AND STILL Awesome Contents:

The ROTH Conference has been ranked in the Top 100 Events in the United States for 6 consecutive years:

2019: #5 for Business & Financial Industry Event

2018: #4 for Business & Financial Industry Event

2017: #5 for Business & Financial Industry Event

2016: #7 for Business & Financial Industry Event

2015: #6 for Business & Financial Industry Event

2014: #6 for Business & Financial Industry Event

-- Source: Bizbash.com

BUZZ-WORTHYAlways

CLICK TO WATCH THE 2019 ROTH CONFERENCE VIDEO

888 San Clemente Drive • Newport Beach CA 92660 • 800.678.9147 • www.roth.com • Member SIPC/FINRA 3

• One of the premier annual small and mid-cap investor conferences in the U.S.• Top-level company management presenting at the conference• Quality institutional investors in attendance• Prestigious keynote speakers• Educational industry panels and workshops• Fun entertainment and social activities• Valuable networking platform• Co-branding opportunities

• Speaking opportunities on panels and workshops• Identification in all marketing materials and media exposure• Logo with link to company website on ROTH website conference pages• Mobile App sponsor listing• Onsite exposure and distribution of sponsor materials and branded promos• Complimentary passes to the conference and evening events• Signage at the conference identifying the company as a

sponsor

Hands down the ROTH

OC Conference is the best

conference of the year. We get

an incredible amount of face

time with clients and prospects

making it an exceptional value.

If relationships are important to

you this conference is a must.”

-- Tom Runzo, CEO, Equisolve

Always the best conference

of the year. Byron, Isabel and

the team do a fantastic job!

The conference is productive

for us and from what I hear

companies and investors really

look forward to the conference

each year.”

-- Andrew Hall, Managing Director, Nasdaq Listing Services

“

“

We offer unique ways to get your brand noticed during the conference. Go to Page 6 for more details.

GET Creative !

WHY ATTEND THE ROTH Conference

WHY Sponsor

888 San Clemente Drive • Newport Beach CA 92660 • 800.678.9147 • www.roth.com • Member SIPC/FINRA 4

ROTH is pleased to offer a range of sponsorship packages tailored to match your company’s requirements and budget. For more information, or to discuss additional sponsorship opportunities, please e-mail sponsor@roth.com.

YOUR SPONSORSHIP INCLUDES: PARTIC-IPATING

SILVER$10,500

GOLD$15,500

PLATINUM$30,500

MOBILE APP$37,500

DIAMOND$50,500

PREMIER$100,500

Complimentary conference passes (Number of passes strictly enforced. Additional passes may be purchased at $1,500 each. Passes to be used by employee of sponsoring firm only.)

4 4 6 8 8 10 15

Display table and signage in exhibit area (Includes booth identification sign, 6’ draped table, and two chairs) N/A 6’ x 6’ 8’ x 8’ 10’ x 10’ 10’ x 10’ 15’ x 15’ 15’ x 15’Logo with link to company website on the ROTH website Conference Pages and Conference App 3 3 3 3 3 3 3

Mobile App Sponsor Listing(Includes logo, tagline and link to your mobile website) 3 3 3 3 3 3 3

Company logo included on conference signage 3 3 3 3 3 3 3Special mention in 2020 Conference Photo Book 3 3 3 3 3 3 3Media coverage - sponsoring companies mentioned in event press releases 3 3 3 3 3 3 3

First option of same sponsorship level for 2021 Conference 3 3 3 3 3

Priority booth space 3 3 3 3 3Early access to booking hotel rooms at host hotel 3 3 3 3Promotional literature placed in registration area with top level visibility (Content subject to approval) 3 3 3 3

Consideration for panel participation(Topic subject to approval by conference management) 3 3 3 3

2 VIP backstage passes to Meet & Greet/Photo Op with headline entertainment 3 3 3 3

Prominent placement of sponsor booth on sponsor level, plus additional presence on lobby level 3 3

Exclusive use of VIP Meeting Lounge for duration of Conference 3 3

Exclusive home screen icon & banner ad on ROTH Conference Mobile App 3

Lead Sponsor - exclusivity in Premier level 3

SOLD FOR 2020!

EQUISOLVESOLD FOR 2020!

LOEB & LOEB

Don’t miss your chance for enhanced brand exposure with our Presentation Track and Special Event Sponsorships, and other exciting opportunities for 2020. See pages 5 and 6 for details.Plus:

SPONSORSHIP Levels

888 San Clemente Drive • Newport Beach CA 92660 • 800.678.9147 • www.roth.com • Member SIPC/FINRA 5

Enhance your brand and presence at the ROTH Conference by sponsoring one of the tracks/rooms during the duration of the conference. This is an add-on to your already existing sponsorship level and a great way to increase your brand’s exposure.

Benefits include:• Branded wall mural installed in your track/room

• Signage with your company logo outside the room to direct people to the track with the opportunity to supply branded pens and stationery in the room

• Opportunity for a senior officer from your firm to give a brief introduction of companies in your track/room (ROTH will provide list and info about the companies you will

introduce approximately two weeks before the conference.)

Track Sponsorship / $10,000

BECOME A Track Sponsor

888 San Clemente Drive • Newport Beach CA 92660 • 800.678.9147 • www.roth.com • Member SIPC/FINRA 6

ADDITIONAL SPONSORSHIP Opportunities

Enhance your brand and presence at the ROTH Conference by adding on one or more of the below special events to your already existing sponsorship. (Sponsorships are not exclusive and events can be shared by several sponsors. All food and beverage events will be coordinated through ROTH and includes bar/apps and entertainment/signage as appropriate).

• Breakfast/Buffet/Box lunch on Monday/Tuesday • Activity Sponsor - ROTH Ride, Spin, Yoga, Tennis • Private Receptions – Monday or Tuesday

SPECIAL EVENT SPONSOR (PRICED INDIVIDUALLY)

ADDITIONAL PROMOTIONAL OPPORTUNITIES

Get creative with custom sponsorship opportunities: • NEW! Event Shuttles – Wrap one of our 100% electric vehicles with

your brand and be seen by attendees as they travel to and fro during the conference

• VIP Treatment – Your company logo placed at Preferred Parking and VIP Seating areas

• Live “Shout Out” – Your company name called out during live performances• Café Tables – Your company logo placed predominantly on café table tops throughout

the venue• Video Intermissions – Your brand’s marketing video, supplied by you, played

during breaks • Drink Cups – Your company logo placed on limited edition barware• Charging Stations – Your company logo placed on phone charging stations

throughout the venue• Event T-Shirts – Your company logo placed on limited edition event t-shirts

Other branding opportunities include stackable display cubes, hotel key cards, turn down chocolates, conference badges, water bottles, CAF activity goodie bag, schedule-at-a-glance, info screens, wi-fi sponsor, 1-on-1 Meeting check-in devices, water station, espresso cart, java jackets, post-conference survey and more. (Prices vary. Custom concepts available upon request. All must be pre-approved by ROTH. Please e-mail sponsor@roth.com to discuss.)

ROTH Conference Key Cards sponsored by

888 San Clemente Drive • Newport Beach CA 92660 • 800.678.9147 • www.roth.com • Member SIPC/FINRA 7

PAST SPONSORS - Join Our Growing List of 100s ! AculiefADDO Investor RelationsAdvanced Financial ApplicationAFH Holdings & AdvisoryAHT InsuranceAlphaSenseAmerican Stock ExchangeAnslow + JaclinAnton & Chia, LLPAON Risk SolutionsAQUAhydrateAT&T WirelessAudit AnalyticsAvantair Inc.Azunia TequilaBackstop Solutions GroupBaker TillyBarney & BarneyBDO Seidman, LLPBike ReligionBIOCOMBlank RomeBloomberg LLPBNY Mellon Depositary ReceiptsBowneBoys & Girls Clubs of America (BGCA)Bridge BankBryan Cave LLPBullivant Houser Bailey PCBusiness WireCannondaleCANYONCargill Inc.Castle BrandsCatalyst Financial ResearchCCG Investor RelationsCelsius Holdings, Inc.Centri Business ConsultingCentri Business ConsultingChallenged Athletes Foundation (CAF)ChinaVenture GroupChord Advisors, LLCChristensen IRCircadian GroupCKR Law LLPCleanTech SDCMACONNECTContinental Stock Transfer & TrustCoreIRCoronado BreweryCorporate Stock Transfer, Inc.Craft Brew Alliance, Inc.Crank and GrindCrone Law GroupCrone Rozynko, LLPCroneKlineCrowe LLPCryo ScienceCynetDealCloudDeloitteDelta Apparel, Inc.DevicePharm | BradoDickinson-Wright LLCDiscount EDGARDLA Piper LLPDorsey & Whitney LLPDOW JonesDreamTeamGroup (DTG)Drinker Biddle & Reath LLPDuane Morris LLP

DUKE SpiritsEastside DistillingEdgar Agents LLCEdison Inc.EFP Rotenberg, LLPEisnerAmper LLPElev8 New MediaElite Financial Communications GroupElite Productions InternationalEllenoff Grossman & Schole LLPEnergous CorporationEquisolve, LLCEquities MagazineEquities.comEquity Stock TransfereSentireFinancial Buzz MediaFinancial ProfilesFinsight Group, Inc.First ColumbusFlowFox RothschildFriedman LLPG2 BikeGBH CPAs, PCGenesis SelectGibson, Dunn & Crutcher LLPGiftagramGlastonburyGlobal Consulting GroupGlobal Financial DataGoldSheepGoodwin Procter LLPGRACEDBYGRITGrant Thornton LLPGreenberg Traurig, P.A.GritCycleGuzov Ofsink, LLCHarter Secrest & Emery LLPHayden IRHaynes and Boone, LLPHealth Ade KombuchaHii TechnologiesHogan Lovells US LLPHoltz Rubenstein Reminick LLPHouse BeerHouse of LyncInternational Energy Insurance BrokersIRTH CommunicationsiSatori, Inc.Issuer DirectJMJ FinancialJoele FrankJohn R. Wooden CourseJUJA ActiveJunior AchievementK&L Gates LLPKarl Strauss Brewing CompanyKatten Muchin Rosenman LLPKCSA Strategic CommunicationsKelley Drye & Warren LLPKilowatt BrewingKingsdale AdvisorsKona Grill, Inc.KPMGKrollLambert, Edwards & AssociatesLatham & WatkinsLEAFLegends BrewingLiolios Investor RelationsLKP Global Law LLP

Locke Lord LLPLoeb & Loeb LLPLOVEthirteenLowenstein Sandler LLPLucosky Brookman, LLPM2 Compliance, Inc.MaloneBailey LLPManatt, Phelps & PhillipsManley SolutionsMantraMaskMarcum LLPMarshMattervalue LLCMcConnell, Dunning & Barwick LLPMD BeckerMedMenEnterprisesMeetmaxmergermarketMeridianMerrill CorporationMHM (Mayer Hoffman McCann P.C.)Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PCMitchell Silberberg & Knupp LLPMODe LLCModern Pop, Inc.Montalvo Spirits, Inc.Montana MexMorgan, Lewis & Bockius, LLPMorrison & FoersterMoss Adams LLPMRC 360MSKMZ GroupNaked Group BrandNasdaqNational Association of Corporate Directors (NACD)Nekter JuiceNetworkNewsWireNew Age BeveragesNew York Stock ExchangeOCTANeOil and Gas InvestorOKAPI PartnersOracle Capital AdvisorsOTC Markets Group, Inc.Pacific Stock TransferPatrizio & ZhaoPaul Hastings Janofsky & Walker LLPPepper Hamilton LLPPhyter FoodPillsbury Winthrop Shaw Pittman LLPpm2netPower PlatePR NewswirePrivateRaisePrivé RevauxProSeederPryor Cashman LLPPuro Sound LabsQSGQuigley Fine WinesReed SmithREEDS, Inc.ReedSmith LLPRegistrar and Transfer CompanyRepurpose, Inc.Reynolds & Reynolds Inc.RhinomedRichardson & Patel, LLPRIMRobinson BrogRothstein Kass

RRBBRutan & Tucker LLPS&P Global Market IntelligenceS2 FilingsSafety Quick LightSambazon Inc.Savvy TravelersSD Sport Innovators (SDSI)SEC Compliance IncorporatedSEC ConnectSecurities Transfer CorporationSeeThruEquityShadow Warrior ProjectShearman & Sterling LLPSheppard MullinShop-Eat-SurfSichenzia Ross Ference LLPSidley Austin LLPSinger Lewak Greenbaum & GoldsteinSkullcandy, Inc.Snell & WilmerSNN IncorporatedSolar Energy Industries Association (SEIA)Sony/EricssonStonefield JosephsonStonegate Capital PartnersStradling Yocca Carlson & RauthStroock & Stroock & Lavan LLPSumits YogaSummit LawSungard Availability ServicesSustain SoCalSzaferman, Lakind, Blumstein & Blader, P.C.The Alkaline Water Company, Inc.The Blueshirt GroupThe Brew ProjectThe Inventure Group Inc.The Joint CorpThe Lost BeanThe Piacente Group, Inc.The Trout Group LLCThompson Coburn LLPThomson Reuters is now RefinitivTMX GroupToppan MerrillToronto Stock Exchange & TSX Venture ExchangeTroutman Sanders LLPUHY LLPUNXUTEK CorporationUtter ClarityV3-Vcorp Services, Vstock Transfer, Vcheck GlobalVaporVariedyVirtua ResearchVStock Transfer, LLCVycloneWall Street WebcastingWeinbergWeintraub Genshlea ChediakWilhelmina InternationalWilliam O’NeilWillis InsuranceWoodruff SawyerWyrick Robbins Yates & Ponton LLPXpresSpaYogaSixYogaWorksZAG-S&W

(Subject to change / as of 4/17/19)

888 San Clemente Drive • Newport Beach CA 92660 • 800.678.9147 • www.roth.com • Member SIPC/FINRA 8

STATISTICS & Highlights • 5,100+ Attendees• 500+ Participating Companies• 440+ Public Participating Companies• 75+ Private Participating Companies• ~5,500 Company Meetings

• 45 Industry Panels• 3 Special Presentations/Keynotes• 15,000+ Company Webcast Hits• 100+ Sponsors• 96,000+ Mobile App Page Views

l Top Management (C-Level & Board Member)

l Senior Management (President, Director and VP)

l Other (Manager, IR, Analyst)

PARTICIPATING COMPANIES BY SECTOR

PARTICIPATING COMPANY ATTENDEE BREAKDOWN

Healthcare

Technology

Consumer

Cleantech & Industrial Growth

Health & Wellness

Metals & Mining

Energy (Oil & Gas)

Services

120

80

4727

1720

80

111

Source: ROTH Capital Partners | April 17, 2019

The ROTH OC Conference

is the ‘gold standard’ among

conferences for small- and

mid-cap companies. Year after

year, the ROTH team assembles

hundreds of companies,

investors and market

participants in a world-class

setting that remains unmatched

in the industry.”

-- John D. (“Jack”) Hogoboom, Partner, Lowenstein Sandler PC

I’ve been to over 20 ROTH

conferences, and it’s simply

the best of the best for making

connections and cementing

relationships.”

-- Steven Pidgeon, Co-Managing Partner, DLA Piper

“

“

91%7%

2%

888 San Clemente Drive • Newport Beach CA 92660 • 800.678.9147 • www.roth.com • Member SIPC/FINRA 9

SPONSORSHIP Agreement

SPONSORSHIP LEVEL

CUSTOM SPONSORSHIP OPPORTUNITIES

COMPANY INFORMATION

CONTACT INFORMATION

Complete and return the application as soon as possible to maximize your sponsorship benefits and to be included on the conference website and in all marketing materials.

Please e-mail completed form to:Isabel Pain – sponsor@roth.com, 949-720-7117

Please e-mail logo in a high resolution file format to:Isabel Pain – sponsor@roth.com

Cancellation Policy: No cancellations, refunds, or changes will be made within ten business days of the conference.

q Participating q Silver / $10,500 q Gold / $15,500 q Platinum / $30,500 Mobile App / $37,500 q Diamond / $50,500 Premier / $100,500 Additional Conference Passes: X $1,500 each Additional Sponsorship Request:

Please call Isabel Pain at 949-720-7117 to discuss your custom sponsorship ideas/requests.q Track Sponsor / $10,000 q Special Event Sponsor / Event of Interest: Custom Concept Request:

Name of Firm: Street Address: Suite / Floor Number: City: State: Zip:

Contact Name: E-mail Address: Office: Mobile: Fax:

SOLD!SOLD!

Payment is due before the conference. Please make checks payable to:ROTH Capital Partners888 San Clemente Drive, Newport Beach, CA 92660