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NABL 102 National Accreditation Board for Testing and Calibration Laboratories (NABL) Specific Criteria for Biological Testing Laboratories ISSUE NO. : 04 ISSUE DATE : 25-Apr-2016 AMENDMENT NO. : 00 AMENDMENT DATE : --

Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

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Page 1: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

NABL 102

National Accreditation Board for Testing and Calibration Laboratories (NABL)

Specific Criteria for Biological Testing Laboratories

ISSUE NO. : 04 ISSUE DATE : 25-Apr-2016

AMENDMENT NO. : 00 AMENDMENT DATE : --

Page 2: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 1/72

AMENDMENT SHEET

Sl no

Page No.

Clause No.

Date of Amendment

Amendment Reasons Signature QM

Signature Director

1

2

3

4

5

6

7

8

9

10

Page 3: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 2/72

CONTENTS

S. No. Title Page No.

Amendment Sheet 1

Contents 2

1. Introduction and Scope of Document 3

2. Personnel 4

3. Accommodation and Environment 6

4. Test Methods and Method Validation 14

5. Equipment - Maintenance, Calibration and Performance 20

6. Sampling 34

7. Sample Handling 36

8. Disposal of Contaminated Waste 38

9. Assuring Quality of Test Results 39

10. Reporting the Results 43

Appendix – A Classes of Tests in Biological Discipline 46

Appendix – B Glossary of Terms 56

Appendix – C Method Validation 59

Appendix – D Reference Culture Maintenance, Subculture and Storage 61

Appendix – E Bio-safety Levels 64

Appendix – F Uncertainty of Measurement 66

References 71

Page 4: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 3/72

1. Introduction and Scope of Document

1.1. The general criteria for laboratory accreditation are laid down in the international standard,

General Requirements for the competence of testing and calibration laboratories (ISO/IEC

17025:2005). Laboratories seeking accreditation must meet all of these requirements.

1.2. This document describes specific requirements that a biological testing laboratory has to meet, in

addition to the requirements of ISO/IEC 17025: 2005.

1.3. This criteria document provides extra information and interpretation on classes of test, personnel,

accommodation and environment, equipments, reference materials/cultures and other aspects of

laboratory management practices which are considered to be minimum standards for biological

testing laboratories being accredited against NABL Laboratory Accreditation Program.

1.4. As majority of accredited biological testing laboratories are primarily involved in bacteriological

testing this document does have a bias towards these types of laboratories. However other

emerging areas of biological testing like molecular biology, GMO testing, medical devices,

toxicology, veterinary science, biochemistry and cell culture etc has given more emphasis in this

revised document.

1.5. Based upon assessors and laboratories feedback received with regard to not having a consensus

and definitive methodology for measurement uncertainty in biological testing pertaining to

quantitative measurements, this document has tried to provide a better insight in the

understanding of this concept.

1.6. In addition to this document there is one supplementary criteria document named as NABL-114

Guidelines for Food Testing Laboratories, being applicable to biological testing laboratories

engaged in the testing of food.

1.7. For the purpose of covering the activities pertaining to grant of accreditation, a group wise list of

biological tests for which NABL offers accreditation is given in Appendix A, under the heading of

Classes of Tests in Biological Discipline. The way of identifying these activities for the purpose of

accreditation is perhaps a convenient means of expressing an accredited laboratory capability

Page 5: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 4/72

2. Personnel (ISO/IEC 17025 clause 5.2)

The staff in the accredited laboratories must be competent and experienced in the relevant

technical area covered by their scope of accreditation. In addition, all the staff of the laboratory

shall have a general awareness about the requirements embodied in ISO/IEC 17025:2005.

Further the person designated as Quality Manager, shall have a formal certified training on

ISO/IEC 17025:2005.

2.1 The minimum qualification for the technical staff in a biological testing laboratory shall be

graduate in biology / microbiology / fisheries / food science / food technology / Pharmaceutical

Sciences / biotechnology / molecular biology / biochemistry / toxicology / veterinary science etc.

Alternative qualifications in biological sciences may meet requirements where staff has relevant

experience relating to the laboratory's scope of accreditation.

Staff should have a minimum of 1 year of work experience in similar area covered by the scope of

accreditation as proven by demonstrated competence on records. Freshers can be put under

training with adequate supervision.

2.2 Authorized signatory should fulfill either of the following requirements:

Minimum Years of Experience

Minimum Qualifications

Two Five Ten

Post Graduate in Science Same field of testing

Similar field of testing

--

Graduate in Science -- Same field of testing

Similar field of testing

Note -

(a) Similar field may be considered when that particular subject / field of testing is covered in at

least one year of the course;

(b) Qualification with specialized field like food, pharma etc. shall be considered eligible for

groups falling under multi-disciplines;

(c) In each case, merely requisite qualifications and experience is not sufficient to become the

Authorized signatory; the technical competence will be verified by NABL assessment team

before recommending as authorized signatory;

Page 6: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 5/72

(d) For carrying out testing of pathogens in Biological, the person shall have a graduate (Micro-

biology) or post graduate (Microbiology) with the above-mentioned experience.

(e) For GMO, qualification in ‘Similar field’ shall not be considered.

2.3 The laboratory management shall ensure that all personnel have received adequate training for

ensuring competency for the performance of assigned task. Personnel may only perform tests on

samples if they are either recognized as competent to do so, or working under adequate

supervision.

2.4 Technical competence of the personnel shall be monitored objectively with provision for re-

training where necessary. Where a method or technique is not in regular use, verification of

personnel performance is necessary before the testing is undertaken. The critical interval

between performances of non-routine tests should be established and documented by the

laboratory.

2.5 In addition to test methods, in some cases, it may be more appropriate to relate competence to a

particular technique or instrument, for example use of approved biochemical (i.e. FDA, AOAC),

serological kits or microbial identification kits.

Page 7: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 6/72

3. Accommodation and Environment (ISO/IEC 17025 Clause 5.3)

The requirements of accommodation and environmental conditions for biological testing vary

widely depending on the nature of the testing involved by the laboratory.

3.1 Irrespective of the kind of tests being performed in the laboratory, there must be adequate space

and storage facilities for carrying out the tests, recording of test data and report preparation etc.

Risk of cross contamination or mix ups must be avoided at each test stage activities as it may

interfere or compromise the integrity of the data.

3.2 Storage facilities of the laboratories must be sufficient enough to allow the sample retention and if

required segregation of samples for designated periods and provide conditions that maintain

sample integrity.

3.3 Laboratory testing areas should have appropriate lighting, ventilation, adequate bench space,

and freedom from dust and fumes, control of temperature and humidity. The extent to which

these environmental factors apply will vary according to the type and precision of the testing.

3.4 The layout of laboratory should be arranged in such a way so that the risks of cross contamination

can be reduced. This can be achieved by carrying out the test procedures in a sequential manner

using appropriate precautions to ensure test and sample integrity and by segregating the activities

by time or space in conjunction with regulatory requirements. It is generally considered as a good

practice to have separate areas for:

Sample receipt and sample storage

Media preparation and Sterilization

Sample preparation

Aseptic operations

Incubation

Storage of reference cultures/Reference materials

Decontamination and washing

Sterility testing

Animal House

Page 8: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 7/72

3.5 Laboratories, shall take all precautions to avoid cross contamination. Dedicated pipettes, tips,

centrifuges, tubes etc should be located in each work area.

3.6 Laboratory located in facilities where Products or ingredients are manufactured shall not conduct

test for pathogens unless the laboratory is physically separated with limited access, equipped with

bio-safety cabinets and is supervised by a qualified microbiologist.

For procedures that involve the handling of pathogens and reference stock cultures, they shall be

operated within a safety cabinet of a class commensurate with the risk level of the microorganism

handled. Most of the microbes encountered in a non-clinical testing laboratory belong to Risk

Group 2 microorganisms. When working with samples containing microorganisms transmissible

by the respiratory route or when the work produces a significant risk from aerosol production, a

biological safety cabinet of Class II shall be used.

3.6.1 Properly maintained biological safety cabinet and other appropriate personal protective equipment

shall be used whenever:

(i) Any infectious aerosol is likely to be produced while performing the test. These include

pipetting, centrifuging, grinding, blending, mixing, sonicating or opening and transferring

vials containing infectious materials, inoculating animals, and harvesting infected tissues

from animals or eggs, etc.

(ii) Concentrated infectious agents such as enriched cultures of pathogenic microorganisms,

infected tissues etc. used in a test methodology.

3.6.2 Protective lab coat, gowns designated for lab use must be worn while working in the lab.

Protective clothing should be removed before leaving for non-laboratory areas. Eye and face

protection (goggles, mask etc.) should be used for anticipated splashes when microorganisms

handled outside BSC. Gloves must be worn to protect hands from exposure to hazardous

materials. Gloves shall be disposed off with other contaminated waste after use. Disposable glove

shall not be reused. Eye and face protection should be used in rooms containing infected animals

3.7 Laboratories shall have an appropriate environmental monitoring programme with respect to the

type of tests being carried out. Records shall be maintained for it. Based on trends/anomalies

observed during the monitoring programme corrective action shall be taken and recorded. For

example, air borne/surface contamination can be monitored through exposure plates, air sampler

and surface swabbing etc.

Page 9: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 8/72

Acceptable backgrounds should be assigned and there shall be a documented procedure for

dealing with situations in which these limits are exceeded. Records of such situations, evaluation

of the effects, if any, on the test results and corrective actions taken shall be maintained.

Environmental contamination by microorganisms can be controlled by appropriate air- filters and

air-exchange systems and supervision by a qualified microbiologist.

3.8 The laboratory shall have pest control programme /schedule.

3.9 Additional Requirements for GMO Testing Laboratories

There shall be effective separation of the PCR testing area from neighboring laboratory areas to

minimize the spread of contamination from nucleic acids and or nucleases (both DNase and

RNase). Even minor degrees of cross contamination may result in erroneous results by nucleic

acid amplification. A separate room shall be used for PCR testing in a laboratory. Prevention of all

type of contamination is very essential. Procedure and precaution taken in avoiding the cross

contamination shall be documented. Such procedures shall include washing of lab ware,

generation of distilled, deionized or reagent water, decontamination of equipment between

samples during PCR analysis, cleaning of work surfaces and other relevant activities.

To avoid contamination, the laboratory should be organized to ensure unidirectional transfer of

samples. To fulfill this criterion, separate laboratories (or at least separate chambers) must be

made for each phase of the detection process, including sample storage, sample homogenization,

isolation of DNA, PCR reaction set-up, addition of isolated DNA, room for PCR instruments and a

room for post-PCR analysis (gel electrophoresis). Preventive actions such as decontamination

with UV radiation, changing laboratory clothing and gloves, using separate laboratory ware,

reaction reagents, pipette sets, etc., for each laboratory, ensure that no contamination is

transferred between different stages of the detection procedure.

The environmental conditions must also enable correct performance of the tests. Some parts of

the procedures are temperature-sensitive, especially where small volumes have to be measured.

Variation in the environmental temperature can cause large differences in pipetting accuracy,

causing differences in final concentrations of compounds in PCR. Thus, maintenance and

recording of constant temperature is essential

3.9.1 Reagents, consumables and equipment shall be located at appropriate designated areas to serve

their specific purposes. Nucleic acid samples should be kept in designated refrigerated

compartments after the sample preparation. They shall not be kept at areas where activity such

Page 10: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 9/72

as gel electrophoresis or PCR work is conducted. The movement of nucleic acid samples or

specimens should be as far as possible be unidirectional i.e. from pre-amplification to post-

amplification areas. Physically separate areas shall be provided for the following:

a. GMO negative control

b. GMO Positive control/plasmid/vector

c. Sample extracts and

d. Kits, master matrix, taq polymerase, primers, probes, reagents

3.10 General Requirements for Toxicology Laboratories

Laboratories carrying out toxicological testing shall have an animal house segregated from other

activities of testing. The space shall be adequate for proper segregation of animals. Animal house

should be air-conditioned. The feeding and breeding is to be done by properly trained personnel

in animal care under the supervision of a veterinary doctor. A veterinary doctor shall periodically

check up the animals. The animals required for pyrogen test for drugs should be supplied as per

the test norms of national pharmacopoeia. The whole environment of animal house should always

be kept hygienic. Log books and other records shall be kept for the animal house maintenance

and animal care.

3.10.1 Facilities for Test Systems

Toxicological testing constitute an important part of biological testing for determining the non-

clinical safety of a wide variety of industrial, environmental, pharmaceutical, agricultural and

consumer products. Biological test systems like laboratory animals, plants, fish and insects, etc

for in-vivo testing and cell cultures, micro organisms etc for in-vitro testing are often used for

toxicological testing. The laboratories should address the following issues to provide adequate

and appropriate accommodation and environment for housing, maintenance and assure their

health/viability and suitability through out the period of study.

Followings are the mandatory pre-requisites for the laboratories deploying Animal experiments:

i. CPCSEA Registration Number

ii. Institutional Animal Ethics Committee ( IAEC) Approval

3.10.2 Test System/Animal Facilities

3.10.2.1 A well planned, designed, constructed and maintained animal facility is required for efficient,

economical and safe operation in animal management for biological research and testing.

Page 11: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 10/72

The size of animal facility depends on the scope of institutional activity and the types of

animals housed. Animal facility should be physically separated from personnel and laboratory

areas. Construction material for interior surfaces (durable, moisture proof, fire-resistant,

seamless) should facilitate efficient and hygienic operation. Functional areas for animal

housing, quarantine, sanitation, storage of feed and materials, etc. should be clearly

designated. Corridors should be wide enough for free movement of personnel and equipment.

Corridors for clean and dirty operations should be clearly marked with arrangement to prevent

intermixing and contaminations during cleaning, disinfection, change of cages and racks,

autoclaving, waste removal and transport of animals, etc.

3.10.2.2 There should be proper separation of test animals by studies and species, separation of

healthy stock from diseased, separation of high hazard material and bio-hazardous materials

that can contaminate and affect the integrity of test system or invalidate the test data.

3.10.2.3 Space allocation for animals shall, at the minimum, allow every individual to turn around and

express normal postural adjustments, ready access to food and water, enough clean bedded

or unobstructed area to move, stand and rest in.

3.10.2.4 Environmental temperature and humidity conditions of animal house should be

complimentary to the normal variations of animal body temperatures for their well being and

suitability for the studies. For most of commonly used laboratory animals in biological testing

a temperature range of 223C and relative humidity of 30-70% is considered appropriate.

3.10.2.5 Adequate ventilation, necessary for adequate supply of oxygen, is generally considered

satisfactory with 10-15 fresh air changes per hour in the secondary enclosure (animal room)

subject to frequent cleaning of bedding and cages, control of recycled air, and use of air

filtration devices. Caging with forced ventilation that uses filtered room air and other types of

special primary enclosures with independent air-supplies can effectively address the

ventilation requirements of animals without ventilating secondary enclosures.

3.10.2.6 Illumination should generally be diffused throughout the animal holding area. Lighting in

animal rooms should provide for adequate vision and neuro-endocrine regulation of diurnal

and circadian cycles of animals. Most of the commonly used laboratory animals are nocturnal.

Photoperiod is a critical regulator of reproductive behaviour in many species of animals and

can affect food intake and body weight gain. A 12 hrs dark-light cycle is generally acceptable.

A time-controlled lighting system should be used to ensure regular diurnal cycle and the timer

Page 12: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 11/72

performance should be periodically checked and calibrated for accuracy. Light levels of about

325 lux (30 ft. candles) in an occupied room or 400 lux (37 ft candles) in an empty room,

about one meter (3.3 ft) above the floor, appear to be sufficient for animal care and do not

cause clinical signs of phototoxic retinopathy in albino rats (most susceptible species).

3.10.2.7 Noise, produced by animals and animal care related activities, is inherent in the operation of

an animal facility but it should be regulated to the minimum practicable. Measures such as

separation of human and animal areas, separation of noisy animals (dogs, swine, goats, and

non-human primates) from quieter animals (rodents), environmental design to absorb noise,

minimizing personnel and frequency of visits to animal rooms, etc. should be adopted to keep

the noise below 85dB.

3.10.2.8 Animals should be fed palatable, non-contaminated and nutritionally adequate food daily or

according to their particular requirements unless required otherwise by specific protocol. All

feed should be free from chemical, microbial, fungal contaminants and natural toxins.

Purchase, transport, storage and handling of all food should minimize introduction of

contaminants and diseases, parasites, potential disease vectors, etc. Autoclavable diets may

require adjustments in nutrient concentrations degraded during sterilization. The date of

sterilization should be recorded and the diet used quickly. Feeders should be designed and

placed to allow easy access to food and to minimize contamination with urine and feces.

Feeders should also be cleaned and sanitized regularly.

3.10.2.9 Animals should be provided potable, uncontaminated drinking water according to their

requirement. Periodic monitoring of drinking water for pH, hardness, microbial and chemical

contaminants should be done to ensure that water quality is acceptable. Water can be treated

or purified to eliminate contaminants if the protocol requires highly purified water however,

such process like chlorination, should be considered for adverse effects on the test system

and study results. Watering devices should be checked daily for their proper maintenance,

cleanliness and operation.

3.10.2.10 Appropriate and sufficient bedding should be provided in animal housing to keep the animals

clean and dry between cage/bedding changes. Bedding should be changed as frequently as

necessary due to leakage of water bottles, diarrhea, etc. Bedding should be transported and

stored off the floor on pellets, racks or carts to minimize contamination. It should be

autoclaved and dried (to evaporate moisture) before use.

Page 13: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 12/72

3.10.2.11 Adequate sanitation of animal house is necessary for good health of test system and integrity

of studies. Sanitation includes bedding change, cleaning (removal of dirt and debris) and

disinfection (reduction/elimination of unacceptable concentration of micro-organisms). The

frequency of sanitation operation is dependent on the type of housing, species of animal, type

of bedding material, environmental conditions, etc. Deodorants should not be used to

substitute good sanitation and adequate ventilation. Cleaning and disinfection of pens, cages

and other primary enclosures should be done with frequent flushing with water and periodic

use of detergents and disinfectants. The frequency of cleaning cages, racks, and associated

equipment like feeders, water bottles, etc should be preferably once a day. Acid wash may be

necessary to clean the cages of rabbits, guinea pigs and hamsters that produce urine with

high concentration of proteins and minerals.

Disinfection can be achieved with chemicals, hot water or a combination of the two. Washing

time should be sufficient to kill vegetative forms of common bacteria and other organisms that

are presumed to be controlled by the sanitation program. Disinfectants should be thoroughly

rinsed before reuse of equipment. Details of disinfectant use should be recorded. All areas of

animal facility should be routinely cleaned and disinfected. Cleaning utensils should be

assigned to specific area to limit possibility of cross contamination and be cleaned or replaced

themselves to be in good working condition. Effectiveness of sanitation can be monitored by

visual inspection, odors and microbiological testing.

3.10.2.12 Programs designed to prevent, control or eliminate pest infestation should be implemented in

an animal facility. Non-toxic means of pest control such as insect growth regulators, non-toxic

substances (amorphous silica gel) traps, etc. should be used. Use of pesticides should be

avoided but if necessary, it should be documented and any impact on study animals is to be

evaluated.

3.10.2.13 Institutional arrangements for emergency, weekend and holiday care of animals should be

prominently displayed along with responsible person’s names, phone etc. to contact in such

event.

3.10.2.14 Suitable rooms or areas should be available for the diagnosis, treatment and control of

diseases, in order to ensure that there is no unacceptable degree of deterioration of test

systems.

Page 14: Specific Criteria for Biological Testing Laboratories …...In addition to this document there is one supplementary criteria document named as NABL-114 Guidelines for Food Testing

National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 13/72

3.10.2.15 There should be separate areas designated for treatment and other test related procedures

on the animals. Area for necropsy should be separate from animal housing because killing

animals in presence of other animals is considered stressful and unethical. Necropsy areas

should be equipped for euthanasia.

3.10.2.16 Other test systems including tissues, cells, sub-cellular preparations, micro-organisms, etc.

should be provided appropriate accommodation and environmental conditions so as to

preserve their identity & characteristics, and avoid all forms of contaminations that may

influence their integrity and/or results. This may require appropriate equipment for their

transport, storage and handling, specific procedures for characterization, labeling and

handling, periodic sampling to assure their integrity, etc. Test systems requiring cryo-

preservation may be kept in multiple samples/aliquots in small

vials/tubes/receptacles/containers. Since the labels on such small containers may not allow

much detail, codes may be used on the containers and code-wise-records of test system

details (identity, characteristics, source, date of receipt, storage condition, expiry, etc.),

usage, reculture and disposal should be maintained.

3.10.2.17 There should be storage rooms or areas as needed for supplies and equipment. Storage

rooms or areas should be separated from rooms or areas housing the test systems and

should provide adequate protection against infestation, contamination, and/or deterioration.

3.10.2.18 There should be appropriate and adequate arrangement for un-interrupted power supply to

the animal/test system facility. The electric system should be safe with back-up power supply

in case of power failure through normal channel.

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National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 14/72

4. Test Methods and Method Validation (ISO/IEC 17025 clause 5.4)

Accreditation is granted for internationally or nationally accepted standard test procedures or non-

standard procedures /laboratory developed methods that have been appropriately validated and

which are performed regularly.

4.1 Standard Methods

The standard methods shall be used wherever available in order to ensure inter lab reproducibility

of the results. The laboratory shall maintain current versions of the controlled standard methods.

The laboratory must verify that it can properly operate the method, and can demonstrate (where

specified) the limits of detection, selectivity, repeatability and reproducibility. Laboratories shall

pay attention to the limitations, concentrations range and sample matrix specified in the test

standards. The laboratory shall validate standard methods applied to the matrices not specified

therein.

4.2 Lab developed/non standard methods

These include but not restricted to:

Methods prescribed by a customer (to be specified )

Modified standard test methods (to be specified )

Methods from scientific publications, but which have not been validated.(to be specified)

4.3 Kits

The use of commercial test systems (kits) will require further validation if the laboratory is unable

to source the validation data. When the manufacturer of the test kits supplies validation data, the

laboratory will only perform secondary validation (verification).

Laboratories shall retain validation data on commercial test systems (kits) used in the laboratory.

These validation data may be obtained through collaborative testing, from the manufacturers and

subjected to third party evaluation (e.g. AOAC. Refer www.aoac.org for information on methods

validation). If the validation data is not available or not applicable, the laboratory shall be

responsible for completing the primary validation of the method.

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National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 15/72

It has been found in some cases (e.g. veterinary microbiological testing) that a specific test kit

performs differently under local environmental conditions, to that of the original environmental

conditions when subjected to primary validation. In such cases the laboratory should conduct the

validation to prove that the kit performs under local environmental conditions.

4.4 Validation of Microbiological Test Methods (ISO/IEC 17025 Clause 5.4.3)

4.4.1 The validation of microbiological test methods should reflect actual test conditions. This may be

achieved by using naturally contaminated Products or Products spiked with a predetermined level

of contaminating organisms. The analyst should be aware that the addition of contaminating

organisms to a matrix only mimics in a superficial way the presence of the naturally occurring

contaminants. However, it is often the best and only solution available. The extent of validation

necessary will depend on the method and the application. The laboratory shall validate standard

methods applied to matrices not specified in the standard procedure.

4.4.2 Qualitative microbiological test methods, confirmation and identification procedures should be

validated by determining specificity, relative trueness, positive deviation, negative deviation, limit

of detection, matrix effect, repeatability and reproducibility, if appropriate. (See Appendix -B for

definitions).

4.4.3 For quantitative microbiological test methods, the specificity, sensitivity, relative trueness, positive

deviation, negative deviation, repeatability, reproducibility and the limit of determination within a

defined variability should be considered and, if necessary, quantitatively determined in assays.

The differences due to the matrices must be taken into account when testing different types of

samples. The results should be evaluated with appropriate statistical methods.

4.4.4 If a modified version of a method is required to meet the same specification as the original

method, then comparisons should be carried out using replicates to ensure that this is the case.

Experimental design and analysis of results must be statistically valid. Even when validation is

complete, the user will still need to verify on a regular basis that the documented performance can

be met, e.g. by the use of spiked samples or by incorporating reference materials in relevant

matrices.

Appendix- C provides some guidelines for method validation in microbiology

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National Accreditation Board for Testing and Calibration Laboratories Doc. No: NABL 102 Specific Criteria for Biological Testing Laboratories

Issue No: 04 Issue Date: 25-Apr-2016 Amend No: 00 Amend Date: -- Page No: 16/72

4.5 Test Methods and Method Validation of GMO testing

The current GMO testing using PCR technology covers several types of analysis including inter

alia, qualitative, semi quantitative and real time quantitative test. Requirements for method

validation for different analysis vary slightly.

4.5.1 Test Methods:

4.5.1.1 Laboratories should be clear about which matrices can and cannot be tested. For example, it

is generally accepted that refined oils cannot be tested due to the absence of DNA and

should document that such tests should normally be refused.

4.5.1.2 There are some processed food matrices (e.g. soy sauce) where the integrity of the DNA

needs to be assessed to decide whether the test has any validity.

4.5.1.3 GM testing methods should include background information on GM and the traits being tested

for. The laboratory shall maintain background information on which GM materials (crops) are

on the market, so that inappropriate testing is not undertaken, or inappropriate claims not

made from results.

4.5.1.4 When a GM screening test is used as a preliminary detection tool, the use of such test needs

to be validated to demonstrate that it would detect a defined range of foreign DNA. Individual

detection limits should be determined as the detection limits may vary in such screening test.

If a GM screening test is negative and no further testing conducted, the result should be

reported as no foreign DNA sequence detected with respect to the specific test conducted,

with a specification of which traits have been excluded.

4.5.1.6 If a GM screening test is positive, then the laboratory should proceed to determine the

specific trait present and can also specify the range of traits tested.

4.5.2 Validation of Methods:

4.5.2.1 The laboratory should be clear about which matrices are suitable for quantification. Basing

quantification on a line from reference materials prepared from one matrix may not be

appropriate for the same trait in a different (e.g. processed) matrix.

4.5.2.2 As the availability of GM reference materials for quantification will always lag behind the traits

that are on the market, the laboratory may mix its own quantification standards from 100%

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GM material, provided that the purity of the materials (GM and non GM) shall be established

and proper validation undertaken.

4.5.2.3 Commercial test systems (kits) may not require further verification if validation data based on

collaborative testing are available. Otherwise, laboratory shall be responsible for validation of

the method. The laboratory shall demonstrate their capability to achieve the limit of detection

quoted by the manufacturer or the laboratory has to establish its own limit of detection to

minimize false positive and false negative results.

4.5.2.4 Laboratories shall determine the method performance characteristics such as limit of

detection, precision, etc for quantitative tests.

4.5.2.5 DNA assessment for analysis of items containing several ingredients or having been

processed (e.g. food), laboratories shall verify that the extraction and clean up procedures

used are capable of extracting good quality amplifiable DNA and the resultant extracts are

free from inhibiting substances. Procedures and methods used shall be so designed as to

minimize the risk of false negative results due to the presence of inhibitors of nucleic acid

amplification or restriction enzyme activity. Extraction method shall be validated for their

ability to remove inhibiting substances.

4.5.2.6 Quality of the extracted DNA from all samples shall be assessed by some well-established

method (gel based assessment and amplification of a “house keeping gene” are common).

This provides a means of assessing whether the DNA has lost integrity, and in such situations

further testing would be inappropriate. A laboratory may have established an extraction

method for a single sample, and then assume that for all such samples the extraction is

effective and DNA is suitable for analysis.

4.5.2.7 For extraction method that has not been shown to remove consistently the inhibitors, an

inhibitor control shall be used. The inhibition can be estimated by the amplification of another

target nucleic acid expected to be present in all samples or a known DNA spiked in test

samples at known concentrations.

4.6 Test Methods for Toxicological Testing

4.6.1 Toxicological laboratories should use standard study protocols and standard operating

procedures/test methods referred in the BIS test procedures, OECD Test guidelines, Schedule-Y,

Gaitonde Committee report etc. Modifications to such standard guidelines should be described

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and justified with validation. Details of test method validation should be retained with the raw data

wherever applicable.

4.6.2 Laboratories should maintain details of experimental design including justification for selection of

test system and its characteristics (species, strain, sub strain, source, sex, age, weight, etc),

justification for the method, frequency and dose of exposure, chronology of events, methods and

materials, type and frequency of analysis/measurements and statistical evaluation etc.

4.7 Uncertainty of Measurement (ISO/IEC 17025 Clause 5.4.6)

It is important for testing laboratories to understand the concept of uncertainty of measurement.

The laboratory management should be aware of the effect that their own uncertainty of

measurement will have on test results produced in their laboratory.

It is well recognized that the current state of knowledge regarding uncertainty of measurement

across the full range of biological discipline is variable and a consensus agreement on the

definitive methodology to be used for estimating uncertainty is still some way off. All concerned

are encouraged to familiarize themselves with current developments through all available

sources such as relevant guidelines, specifications, publications, scientific texts or journals etc.

4.7.1 The following details the current requirements for laboratories accredited under Biological testing

program:

4.7.1.1 The laboratories need to make a formal estimate of measurement uncertainty for all tests in

the scope of accreditation that provide numerical results. Where the test results are not

numerical or are not based on numerical data e.g. detected/not detected, pass/fail,

positive/negative or based upon visual, tactile or other qualitative examination uncertainty

estimation is not required.

Nevertheless, individual sources of variability, e.g. consistency in the performance of

media/reagents, and analyst interpretations should be identified and demonstrated to be

under control. The laboratories should also be aware of the incidence of false positive and

false negative results associated with the qualitative test they perform.

4.7.1.2 Where the laboratory needs to estimate the measurement uncertainty, it is required to

document the procedures and processes on how this is to be done. There are various

published approaches to estimate the uncertainty in testing. ISO/IEC 17025 2005 does not

specify any particular approach. All approaches that give a reasonable estimation of

uncertainty are considered valid. What is important is that laboratories document with

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reference to published approaches, what their approach to estimating uncertainty in

measurement will be. The suitability and rigor of the adopted approach will be assessed

accordingly.

Out of various approaches available in the literature appendix- F sets out a possible approach

suggested to be consistent with the approaches available internationally. This approach is not

mandatory but in case any alternative approach is adopted the same will be considered as an

equally valid if sourced from published guide lines and expected to address the principles

embodied within it.

4.7.1.3 Once the approach is adopted and a procedure is established the laboratory needs to

develop and commence implementation of a program for applying this procedure to all

relevant tests within the scope of accreditation.

4.7.2 Reporting of measurement uncertainty

Clause 5.10.3.1(c) of ISO/IEC 17025: 2005 requires reporting of measurement uncertainty when it

is required for the correct application or interpretation of test results. One such instance is where

test results are used to determine if a sample conforms to a required numerical specification, and

where the specification limit falls within the limits of measurement uncertainty associated with the

test results obtained.

Biological testing laboratories are not required to report their measurement uncertainty on test

reports as a matter of routine

4.7.3 Measurement Uncertainty in calibrations:

Clause 5.4.6.1 of ISO/IEC 17025:2005 requires that the testing laboratories, which perform their

own calibrations, shall have and apply a procedure to estimate the uncertainty of measurement in

all calibrations. The full rigor of this requirement is expected to be applied where the equipment

item being calibrated has performance requirements that are critical to the accuracy or proper

performance of the test and are approaching the performance specification of that equipment

item. The example includes the calibration of analytical balances, incubators and thermometers

requiring high level of accuracy. For all these calibrations, a full measurement uncertainty budget

is expected to be estimated. This would normally be expected to be estimated in accordance

with the Guide to the expression of uncertainty of measurement.

Uncertainty of measurement estimations for periodic checks conducted in-house on

calibrated equipments, are not required

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5. Equipment - Maintenance, Calibration and Performance (ISO/IEC 17025 Clause 5.5)

As part of its quality system, all accredited laboratories are required to maintain a documented

programme for the maintenance, calibration and performance verification of its equipment

necessary to carry out the tests included in the scope of accreditation.

5.1 Maintenance

5.1.1 Maintenance of essential equipments used in the laboratory shall be carried out at specified

intervals as determined by factors such as the rate of use. Detailed records shall be kept.

If a test method or operating environment requires a more stringent calibration/verification interval

than that set by the laboratory, more frequent calibration will apply.

5.1.2 Laboratory should have established procedures & schedule (cleaning & sanitization) to ensure

avoidance of cross-contamination arising from the equipments used to perform the tests..

5.1.3 Apparatus, including validated computerized systems, used for the generation, storage and

retrieval of data, and for controlling environmental factors relevant to the toxicological test should

be suitably located, and of appropriate design and adequate capacity.

5.2 Calibration and Performance Verification

Commonly used equipment for biological tests that requires calibration and/or performance

verification include balances, thermometers, pH meter, timer, ovens, incubators, autoclaves,

water bath, Laminar Flow chamber, Biosafety cabinets, thermocycler and volumetric glassware.

5.2.1 Autoclave

5.2.1.1 Autoclave shall not be used to sterilize clean equipment and to decontaminate used

equipment during the same sterilization cycle. Ideally the laboratories should have separate

autoclave for these two purposes. Records of autoclave operations including temperature and

time shall be maintained. Acceptance and rejection criteria for operation conditions shall be

set and implemented.

5.2.1.2 Pressure measurements alone cannot guarantee that appropriate temperature has been

attained through the sterilization cycle. Measurement of temperature is essential for each

autoclave cycle to ensure that the unit has been correctly vented. Autoclaves therefore need

to incorporate a temperature recording device.

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5.2.1.3 Temperature controllers, temperature recording device and thermocouples need to be

calibrated initially and every six months using a reference thermometer or thermocouple,

which in turn an accredited calibration laboratory, has calibrated. The temperature calibration

results will reveal the pressure gauge deficiencies.

5.2.1.4 In addition to monitoring the temperature, the effectiveness of sterilization can be checked

with biological and chemical indicators. Temperature sensitive tape or indicator strips shall be

applied for each load. However they are used only to show that the load has been processed

but not as a monitor of the actual process applied.

5.2.1.5 Validation of autoclaves enables laboratories to demonstrate acceptable and consistent

temperature of sterilization. The main thrust of the need to validate autoclaves is to ensure

that the media used for microbiological analysis are not being “over cooked” in the

autoclaves. In particular the temperatures should not exceed 121C and that media are not

exposed to a high temperature for too long a time. Sufficient heat is needed to kill all spores

whilst protecting the media from excessive heat input thereby “overcooking”.

5.2.1.6 Performance of autoclaves shall be checked periodically with biological indicators.

5.2.2 Incubators, Water Bath, Hot Air Ovens

5.2.2.1 The stability of temperature, uniformity of temperature distribution and time required to

achieve equilibrium conditions in incubators, water baths ovens and temperature controlled

rooms shall be established initially and documented, in particular with respect to typical uses.

(for example position, space between and height of ,stacks of Petri dishes). Temperature of

incubators shall be verified against the specifications of the test standards and checks on the

shelves shall be recorded. Temperatures at different levels and different positions at same

level inside the incubator shall be verified at defined time intervals and at least annually

against the temperature specifications of the tests.

5.2.2.2 Performance of ovens shall be checked periodically with biological indicators.

5.2.3 Temperature Monitoring Devices

Where the accuracy of the temperature measurement has a direct effect on the result of the

analysis, the temperature measuring devices used in incubators and autoclaves shall be of

appropriate quality to achieve the specifications in the test methods. The graduation of the device

shall be appropriate for the required accuracy. Traceability of the temperature measurement

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device has to be established and overall uncertainty of measurement shall be estimated and must

be appropriate for the measurement.

5.2.4 Refrigerator, Freezer or Cold Storage Room

Permissible ranges of operation shall be specified and records of temperature checks shall be

maintained.

5.2.5 Weights and Balances

Weights and balances shall be calibrated traceably at regular intervals according to their intended

use.

5.2.6 Volumetric Equipment

5.2.6.1 Volumetric equipment such as automatic dispensers, dispenser /diluters, mechanical hand

pipettes and disposable pipettes may all be used in the biological laboratory. Laboratories

should carry out initial verification of volumetric equipment and then make regular checks

(Calibration / Verification) to ensure that the equipment is performing within the required

specification. Verification should not be necessary for glassware, which has been certified to

a specific tolerance. Equipment should be checked for the accuracy of the delivered volume

against the set volume (for several different settings in the case of variable volume

instruments) and the precision of the repeat deliveries should be measured.

5.2.6.2 For ‘single-use’ disposable volumetric equipment, laboratories should obtain supplies from

companies with a recognized and relevant quality system. After initial validation of the

suitability of the equipment, it is recommended that random checks on accuracy are carried

out. If the supplier does not have a recognized quality system, laboratories should check each

batch of equipment for suitability.

5.2.7 Laminar Flow Hoods

It is important that laminar flow hoods are serviced annually. High Efficiency Particulate Air

(HEPA, 99.9%) filters shall be checked and cleaned or replaced as needed.

Airflow rate shall be monitored regularly or at-least annually with a calibrated velometer,

anemometer or other appropriate flow instrument, to ensure that the exhaust system

functions properly. Particle count shall also be checked on a routine basis to comply with

relevant standard.

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Cleanliness of hood surfaces shall be maintained before and after each use. They shall

be routinely monitored using appropriate method such as the use of Replicate Organisms

Direct Agar Contact (RODAC) plates or by surface swabbing method.

During operation the aerial microbial contamination shall also be checked using agar

plates or air sampler.

Appropriate disinfection shall be carried out before and after use,

5.2.8 Biohazard Cabinet

Biohazard cabinet shall be used for personnel protection when testing for hazardous

microorganisms. It shall be maintained monthly, quarterly, or annually depending on the class of

the cabinet. Parameters such as final filter and exhaust filter integrity, air velocity and uniformity,

air barrier containment, induced air leakage, UV radiation, light intensity and noise level shall be

monitored.

Biosafety levels are explained in Appendix-E

5.2.9 PCR Equipment

The performance of the PCR equipment such as thermocycler and the built in spectroscopic

components of PCR equipment shall be verified regularly.

5.3 Reference Materials and Reference Cultures

5.3.1 Reference Materials

5.3.1.1 Reference materials and certified reference materials, if required should be used to provide

essential traceability in measurements and are used, for example;

To demonstrate the accuracy of results,

To calibrate equipment

To monitor laboratory performance,

To validate methods and

To enable comparison of methods

If possible, reference materials should be used in appropriate matrices.

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5.3.1.2 Regardless of the source of the certified reference materials, care shall be exercised to see

that they are stored and handled to prevent deterioration. They shall be kept under secure

and appropriate storage conditions, and records shall be maintained of their receipt and use.

5.3.1.3 Responsibility shall be documented for the maintenance of for certified reference materials

which typically include ordering or assisting in the ordering of new reference materials,

checking calculations of assays, keeping lists of laboratory-available certified reference

materials up to date, properly identifying reference material containers, maintaining reference

materials in their proper location, disposing old or outdated reference materials, and so forth.

5.3.1.4 Reference materials usage records shall be maintained to ensure traceability. Each analyst

using a certified reference material shall enter the name of the reference material, the date

and time, issued and returned, with initials.

5.3.1.5 Analysts shall be instructed in the care of certified reference materials and procedures for

handling them.

5.3.1.6 Biological testing laboratories are expected to source their reference materials from the

following possible sources (generally in decreasing order of preference) where availability

permits:

a) Reference standards from national measurement institutes and from ISO Guide 34

accredited reference material producers:

b) Reputable chemical supply houses (particularly kit manufacturers and for pure

biochemical standards or reagents);

c) Customer supplied reference standards, preferably with certification;

d) In-house produced reference standards

5.3.1.7 Laboratories shall demonstrate traceability for certified reference materials obtained from a

National / International institute.

5.3.1.8 DNA extracted from certified reference materials are stored to provide reference stocks.

Reference stocks shall be stored at a condition to minimize nucleic acid degradation.

Laboratories shall have a policy and procedures for purchase, handling, storage,

maintenance and use of certified reference materials and stocks. Reference stocks should be

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aliquoted to minimize damage due to freezing and thawing. Laboratories should verify stability

of stock DNA. Procedures for verification of stocks should be documented.

5.3.1.10 The following records shall be maintained:

a) The sources, lot numbers, dates of receipt and expiry, dates put in use, conditions and

integrity of packaging of certified reference material;

b) Preparation records of reference stocks with dates of preparation, expiration, and name

of operator;

c) Verification records of reference stocks; and

d) Records of monitoring of environmental conditions for storage of reference stocks.

5.3.1.11 Positive DNA reference materials/plasmids/vectors shall be verified by checking with at least

one reference material from a different manufacturer or source, if available, before use. The

requirements as in 5.3.1.10 should be fulfilled for maintaining the records.

5.3.2 Reference Cultures

5.3.2.1 Reference cultures are required for establishing acceptable performance of media (including

test kits), for validating methods and for assessing/evaluating on-going performance.

Traceability is necessary, for example, when establishing media performance and method

validations. To demonstrate traceability, laboratories must use reference strains of

microorganisms obtained directly from a recognized national or international collection, where

these exist.

5.3.2.2 Reference strains when obtained shall preferably have information related to the

microorganism which include reference number (e.g. ATCC,MTCC etc.), passage number,

colony characteristics on recommended media, microscopic features by staining technique,

phenotypic characteristics relevant to the scope of testing, pathogenic status of the strain &

any specific requirement for culture handling, storage conditions and relevant applications

(such as quality control, vitamin assay, antibiotic assay etc.)

If required, MTCC can provide the information related to diagnostic characteristics of the

culture, any specific requirement for culture handling, storage conditions and relevant

applications. In addition the information about the risk group that a particular strain belongs is

also available with MTCC.

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Reference cultures obtained from a recognized national or international collection shall be

verified for their characteristics on receipt as per the details in the certificate provided by the

culture collection and/or as per the requirements of the test method or activity. For example,

reference strain of Salmonella used for method verification should provide results as

mentioned in standard test procedure including biochemical tests. In case of antibiotic assay,

sensitivity of reference strain to a particular antibiotic should be verified & confirmed.

5.3.2.3 Reference cultures can be obtained from the following sources

a) American Type Culture Collection (ATCC)

b) Microbial Type Culture Collections, (MTCC),( IMTECH) Chandigarh

c) National Collection of Industrial Microorganisms (NCIM)- National Chemical

Laboratory, Pune

d) Christian Medical College, Vellore

e) National Institute of Communicable Diseases, Delhi

f) Central Research Institute, Kasauli, Himachal Pradesh

g) National Culture Type Collections, (NCTC), U.K.

h) Any other ISO Guide-34 accredited Reference Materials Producers

5.3.2.4 Reference cultures shall be sub-cultured once to provide reference stocks. Reference stocks

shall be preserved by a technique such as freeze-drying, liquid nitrogen storage, frozen

beads storage etc., which maintains desired characteristics of the strains. Laboratories shall

have a policy and procedures for purchase, handling, storage, preservation, maintenance and

use of reference cultures and stocks.

Reference stocks shall be used to prepare working stocks for routine work. Bacterial working

stocks if sub cultured should be done only up to a defined number of generations which is

recommended up to five passages from the original reference culture. Laboratory should take

responsibility to verify that the working stock used in daily QC checks or other bioassay will

meet the requirements of the test method i.e. there is no change in biochemical, serological

activity of the strain and no change in cell morphology and colony characteristics on growth/

selective media. Use of reference culture after 5 passages may be extended if the same

strain is found to retain all desired characteristics (morphological, biochemical and serological

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characteristics as required by the scope of activity) which is verified by the laboratory using

suitable tests and justification for extending its use is documented for the defined period from

the date of verification.

Procedures for verification of working stocks shall be documented.

5.3.2.5 Culture maintenance records:

Laboratories should maintain records of all their reference culture maintenance activities,

including certificates from the reference culture Collection, verification records, and sub-

culturing records including any purity/verification checks. Unambiguous culture code should

be assigned to each organism for easy identification and traceability.

5.3.2.6 Reference cultures of microorganisms available not directly from, but claimed to be traceable

to a national collection may be used for quality control checks, but the requirements on

number of passages and the relevant verification procedures required as mentioned in 5.3.2.4

shall also be observed. They shall not be further sub-cultured if no information on passage

number is available from the supplier

5.3.2.7 Specific records mentioned below shall be maintained by the laboratory:

a) Reference culture master records containing information of the source, lot number,

reference number, laboratory code for a particular strain, dates of receipt and expiration

(if available), date of revival;

b) verification records of working stocks for the parameters tested and the result summary

with original observation or cross reference to laboratory note book containing raw data;

c) history of subculture from reference stocks with dates of preparation and expiration,

media code, purity confirmation, and name of operator;

d) details of preservation of reference stocks and records of monitoring of environmental

conditions for storage of reference cultures, reference and working stocks.

General requirement on reference culture maintenance, subculture and storage is given as

Appendix-D

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5.4 Reagents and Culture Media

5.4.1 Laboratories should ensure that the quality of reagents used is appropriate for the test concerned.

They shall verify the suitability of each batch of reagents critical for the test, initially and during its

shelf life, using positive and negative control organisms, which are traceable to recognized

national or international culture collections.

5.4.2 Laboratories shall have a policy and procedure(s) for the selection and purchasing of services

and supplies. Quality and grade of reagents/media should be appropriate for the tests concerned.

They shall not contain any impurities that may inhibit bacterial growth. Guidance on precautions,

which should be observed in the preparation or use of reagents, should be documented.

The precautions related to toxicity, flammability, stability to heat, air and light, reactivity to other

chemicals, etc. should be taken while their handling and storage.

Persons responsible for preparation of reagents shall be identifiable from records.

5.4.3 The sources and history of consumables having an effect on the validity of tests such as media,

antisera, biochemical kits and membrane filters shall be recorded. A logbook shall be maintained

to record all such materials received at laboratories. This logbook shall include information such

as supplier, lot number, date received, date put in use, date of verification and date of expiration.

5.4.4 Media, supplements and additives

5.4.4.1 All dehydrated complete or pre-prepared media and purified agars shall be checked for their

physical states and verified for their microbiological performance prior to release for use.

Selective media shall be checked using positive strains with typical characteristics and

completely inhibited strains, where appropriate. Commercially pre-prepared media should

have evidence of evaluation of quantitative performance. All laboratory prepared media

starting from basic ingredients shall be checked for their recovery i.e. quantitative

performance. Criteria of recovery and records of verification shall be maintained. Laboratories

should establish and record an appropriate re-ordering schedule to prevent the holding of

stocks beyond their expiry dates.

Schedules for checking media for decomposition, discoloration, deterioration and caking shall

be documented. It is important to prevent dehydrated culture media from absorbing moisture

during storage. Dehydrated media should be stored in a dry, cool and dark environment.

Acceptance ranges of storage conditions and criteria for rejecting media should be

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documented. Records of monitoring the storage conditions and checks of media shall be

maintained.

5.4.4.2 All media recipes and procedures for preparation shall be fully documented and authorized.

Records shall be kept of all relevant details of each batch of medium prepared. The records

should include medium name, lot number, manufacturer, ingredient quantities (if applicable),

final pH (post sterilization), and sterilization process, date of preparation and name of

operator. Prepared media not put in use immediately shall be labeled with medium names or

codes, date of preparation, and date of expiration if applicable. Information on the life

expectancy of prepared media under specific storage conditions shall be specified and

documented. Guidance on the preparation, sterilization of media and recommended storage

times can be found in ISO 7218: 2007 ‘Microbiology of food and animal feeding stuffs –

General rules for microbiological examinations’ and American Public Health Association

Standard Methods for the Examination of Water and Wastewater (APHA) section 9020 B.

5.4.4.3 Quality of water used for testing should be specified and checked regularly for compliance

against the specific requirements, such as conductivity, pH and microbial load etc. Only water

that has been tested and found to be free from bactericidal or inhibitory compounds is to be

used for the culture media, reagents and diluents.

Glassware washing procedures need to ensure that no toxic residue left from detergents,

disinfectants and reagents etc

5.4.4.4 Serological and biochemical kits shall be verified with positive and negative strains with

typical and negative characteristics, if applicable.

5.4.4.5 Chemicals and reagents involved from sample preparation down to PCR testing shall be

molecular biology grade or equivalent and free from contaminating nucleic acids or nucleases

(both DNase and RNase). Extraction buffer or solution (If prepared in-house) has to be

autoclaved prior to use. Any special precautions in preparation or use of the reagents shall be

documented. Stability of the reagents to heat, air, light and other chemicals etc should be

included, if it is applicable and relevant.

5.4.4.6 All taq polymerase /master mix/kits/primers and probes shall be checked and verified for their

performance using GM positive materials prior to release for their use. Verification

procedures, criteria for acceptance, shelf lives and special storage conditions shall be

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documented. Records shall be maintained for verification and monitoring of the storage

conditions.

5.4.4.7 Membrane filtration units shall be stainless steel, glass, or autoclavable plastic, not scratched

or corroded and shall not leak. Diameter and pore size of membrane filters, and diameter and

absorption capability of absorbent pads shall meet the requirements specified in the test

standards. They shall be confirmed of their sterility prior to release for use.

5.4.4.8 Sterile metal or disposable plastic loops, wood applicator sticks, sterile swabs, spreaders etc.

should be used as inoculating equipment. The metal inoculating loops should be made of

alloys that do not interfere with any biochemical tests.

5.5 Handling and Use of Test Systems for Toxicological Laboratories

5.5.1 Laboratories using animals for biological testing should invariably have an institutional “Animal

Ethics Committee” to review and approve the use of animals for studies in accordance with the

CPCSEA (Committee for the Purpose of Control and Supervision of Experiments on Animals)

and other national/international guidelines on the “Care and Use of Animals for Biological

Research and Testing”.

5.5.2 Laboratories should routinely use applicable guidelines for the breeding, care, management,

housing and use of laboratory animals being available from BIS, CPCSEA, NRC-USA, etc. both

for ethical considerations as well as integrity of test data. The handling and breeding is to be

done by personnel properly trained in animal care. A veterinary doctor shall periodically check up

the animals. The animals required for pyrogen test for drugs should meet the test norms of

national pharmacopoeia. The whole environment of animal house should always be kept

hygienic. Log books and other records shall be kept for the animal house maintenance and

animal care.

5.5.3 Proper conditions should be established and maintained for the storage, housing, handling and

care of biological test systems, in order to ensure the quality of the data.

5.5.4 Newly received animal and plant test systems should be isolated until their health status has

been evaluated. If any unusual mortality or morbidity occurs, this lot should not be used in

studies and, when appropriate, should be humanely destroyed. At the experimental starting date

of a study, test systems should be free of any disease or condition that might interfere with the

purpose or conduct of the study. Test systems that become diseased or injured during the

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course of a study should be isolated and treated, if necessary to maintain the integrity of the

study. Any diagnosis and treatment of any disease before or during a study should be recorded.

5.5.5 Records of source, date of arrival, and arrival condition of test systems should be maintained.

5.5.6 Biological test systems should be acclimatized to the test environment for an adequate period

before the first administration/application of the test or reference item.

5.5.7 All information needed to properly identify the test systems should appear on their housing or

containers. Individual test systems that are to be removed from their housing or containers

during the conduct of the study should bear appropriate identification, wherever possible.

5.5.8 During use, housing or containers for test systems should be cleaned and sanitised at

appropriate intervals. Any material that comes into contact with the test system should be free of

contaminants at levels that would interfere with the study. Bedding for animals should be

changed as required by sound husbandry practice. Use of pest control agents should be

documented.

5.5.9 Standard operating procedures should be available for the test system with respect to the

following:

i) Room preparation and environmental room conditions for the test system.

ii) Procedures for receipt, transfer, proper placement, characterization, identification and care

of the test system.

iii) Test system preparation, observations and examinations, before, during and at the

conclusion of the study.

iv) Handling of test system individuals found moribund or dead during the study.

v) Collection, identification and handling of specimens including necropsy and histopathology.

5.5.10 Cellular and microbial test systems should be characterized to assure their identity, viability, and

proper responsiveness to standard reference molecules/conditions for appropriateness of use in

the biological tests. They should be sampled and handled in a manner to avoid contamination and

mix-up and also to prevent any hazard to personnel. Wherever required, such test systems

should be used in designated, restricted and sterile areas and all waste should be neutralized /

sterilized before disposal.

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5.5.11 Records including test item and reference item characterization, date of receipt, expiry date,

quantities received and used in studies should be maintained.

5.6 Handling and Characterization of Test and Reference Items

5.6.1 Handling, sampling, and storage procedures of the test/reference item should be identified in

order that the homogeneity and stability are assured to the degree possible and contamination or

mix-up are precluded.

5.6.2 Storage container(s) of the test/reference item should carry identification information, expiry date,

and specific storage instructions.

5.6.3 Each test and reference item should be appropriately identified (e.g., code, Chemical Abstracts

Service Registry Number [CAS number], name, biological parameters).

5.6.4 For each study, the identity, including batch number, purity, composition, concentrations, or other

characteristics to appropriately define each batch of the test or reference items should be known.

5.6.5 In cases where the test item is supplied by the sponsor, there should be a mechanism, developed

in co-operation between the sponsor and the test facility, to verify the identity of the test item

subject to the study.

5.6.6 The stability of test and reference items under storage and test conditions should be known for all

studies.

5.6.7 If the test item is administered or applied in a vehicle, the homogeneity, concentration and stability

of the test item in that vehicle should be determined. For test items used in field studies (e.g., tank

mixes) these may be determined through separate laboratory experiments.

5.6.8 A sample for analytical purposes from each batch of test item should be retained for all studies

except short-term studies.

5.6.9 All records of test/reference item characterization, expiry and quantities received and used should

be retained with the study data.

5.7 Test and Reference Items (including Negative and Positive Control Items) for In-Vitro

Toxicity Tests

5.7.1 In general, the specific requirements for receipt, handling, sampling, storage and characterization

for test and reference items that are used in studies utilizing in vitro test systems are same as

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applicable to in-vivo tests except that aseptic conditions need to be observed in their handling to

avoid microbial contamination of test systems.

5.7.2 For “positive reference items” the definition implies not to grade the response of the test system to

the test item, but rather to control the proper performance of the test system. For negative

(vehicle) and positive control items, it may or may not be necessary to determine concentration

and homogeneity, since it may be sufficient to provide evidence for the correct, expected

response of the test system to them.

5.7.3 The expiry date of such control items may also be extended by documented evaluation or

analysis. Such evaluation may consist of documented evidence that the response of the

respective test systems to these positive, negative and/or vehicle control items does not deviate

from the historical control values recorded in the test facility, which should furthermore be

comparable to published reference values.

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6. Sampling (ISO/IEC 17025 Clause 5.7)

6.1 In many cases, testing laboratories are not responsible for primary sampling to obtain test items.

Where they are responsible, it is strongly recommended that this sampling be covered by quality

assurance norms and must comply to applicable requirements. Customers taking their own

samples should be made aware of proper storage, sampling and transportation facilities.

Customers should be informed if the sample received is too small for meaningful analysis.

6.2 Transport and storage should be under conditions that maintain the integrity of the sample (e.g.

chilled or frozen where appropriate). The conditions should be monitored and records kept.

Where appropriate, responsibility for transport, storage between sampling and arrival at the

testing laboratory shall be clearly documented. Testing of the samples should be performed as

soon as possible after sampling and should conform to relevant standards and/or

national/international regulations.

6.3 Laboratories shall document the sampling procedures for taking test portions from laboratory

samples and shall have measures to ensure that the test portion is as representative of the

sample as possible, and the composition of the sample would not be altered in a way that would

affect the concentration or identification of the organisms/ targeted DNA being determined. In

GMO testing, for cases of whole beans or grains, sample shall be sufficiently large to provide

meaningful statistical data at the limit of detection of the method. The processed foods, canned

and bottled products, etc. could be collected in sufficient numbers belonging to the same batch for

analysis. In case different batches are used, details should be recorded and retained for

reference.

6.4 Special sampling procedures should be established for special/non-routine samples and made

available to the samplers as well as laboratory personnel. A copy of such documented procedure

shall be maintained with the raw data and retained for future reference.

6.5 Sampling should only be performed by trained personnel. It should be carried out aseptically

using sterile equipment. Environmental conditions for instance air contamination and temperature

should be monitored and recorded at the sampling site. Time of sampling should also be

recorded. Sampling procedure can form part of the test methods and shall include procedures for

sterilization of sampling equipment and precautions in performing aseptic techniques.

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6.6 In the case of seed testing laboratories sampling is the key activity and the laboratory

management must appoint specific personnel to perform particular types of sampling and seed

testing.

6.7 Seed testing laboratories must be able to demonstrate that it has a system for the approval of lot

identification, licensing of the seed samplers including the approval and /or provision of sampler

training programmes, and arrangements for maintaining and distributing up-to-date lists of

licensed seed samplers.

6.8 Seed testing laboratories should have procedures and practices to monitor the uniformity of seed

lots and to refuse the sampling and testing where doubt exists concerning uniformity.

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7. Sample Handling (ISO/IEC 17025 Clause 5.8)

7.1 Laboratories shall examine and record the conditions and appearance of samples upon receipt.

Where appropriate (e.g. environmental samples for quantitative results), the time of sampling

should also be recorded. Parameters to be checked include nature and characteristics of sample,

volume/amount of sample, storage temperature of sample on receipt, conditions of sample

container i.e. whether it has been sterilized before sampling, characteristics of the sampling

operation (sampling date and condition), etc. If there is insufficient sample or the sample is in poor

condition due to physical deterioration, incorrect temperature, torn packaging or deficient labeling,

laboratories should either refuse the sample or carry out the tests as instructed by the customers

and shall indicate the conditions on test reports.

7.2 Samples awaiting test shall be stored under suitable conditions to minimize any changes to any

microbial population present. Storage conditions and maximum holding times for different

samples shall be documented and shall fulfill the requirements of test standards. Where a sample

has to be held secure, the laboratory must have arrangements for storage and security that

protect the condition and integrity of the secured samples concerned.

7.3 Frequently, it is necessary to split or transfer samples for different testing parameters. The Sub-

sampling procedure should be designed to take account of uneven distribution of analytes. It

should be performed as per national/international standards, where they exist, or by validated in-

house methods. It is essential that procedures are available for preventing spread of

contamination, delivery of samples including special transportation such as refrigeration and

exclusion of light, disposal and decontamination processes and unbroken chain of identification of

the sub-samples/samples shall be provided.

7.4. In sampling, the documentation sent to the seed testing laboratory must contain the following

information;

a) Name / identification and signature of the sampler

b) Name and address of the customer/exporter

c) Date of sampling, method of sampling and number of samples drawn

d) Unambiguous and unique reference number(s) identifying the lot. This may be a lot reference

number or a sequence or sequences of label numbers.

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e) Lot weight

f) Number and type of containers.

g) Tests required

h) Details of any environmental or other conditions during sampling which may affect the

interpretation of the test results.

i) Any other available information requested by a customer.

7.5. There shall be a written procedure and defined period for the retention and disposal of the

samples in the laboratory. Samples should be stored until the test results are obtained, or longer if

required. Laboratory sample portions that are highly contaminated should be decontaminated

prior to being discarded. Seed sample retention must be for not less than one year after testing

has been completed.

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8. Disposal of Contaminated Waste

8.1 Waste Disposal

Decontamination of waste and the ultimate disposal are closely interrelated. Most glassware,

equipment, clothing are decontaminated or autoclaved within the laboratory for reuse. Other

contaminated or infectious waste shall be disposed of by using the documented procedures in line

with relevant regional or national regulatory standards, as applicable.

Identification and separation of contaminated waste materials are generally covered under the

following:

8.1.1 Contaminated sharps (broken glass, knife, scalpel etc) - should be collected in puncture proof

containers and incinerated. Contaminated materials decontaminated by autoclaving and

thereafter washed and reused – generally done within the lab.

8.1.1.1 Contaminated material decontaminated by autoclaving and thereafter disposed with/without

incineration as per regulatory norms. Except sharps, all other infectious materials should be

transported for disposal after autoclaving in a biohazard identifiable/ colour coded, leak proof

pack.

8.1.1.2 Non-contaminated (non-infectious) waste - to be discarded as general waste.

8.1.2 Autoclaved waste can be disposed off through off-site incineration facility, in licensed landfill sites,

effluent treatment plants subject to meeting local regulations. Laboratory shall be provided with

biohazard identifiable or color coded waste disposal containers strategically placed within the lab

(for e.g. decontamination area). Suitable provision should be made for collecting the waste safely

from different areas within the lab. Contaminated toxicological waste, microbiological cultures etc

shall be disposed off as early as practically feasible. Biological waste such as animal carcasses,

anatomical as well as other associated wastes used in toxicological and other biological tests

should be discarded by appropriate decontamination and disposal facilities.

8.1.3 Waste disposal records shall be maintained for wastes disposed through licensed contractors.

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9. Assuring Quality of Test Results (ISO/IEC 17025 Clause 5.9)

9.1 Laboratories shall establish and implement quality control plans to ensure and demonstrate that

the measurement process is in-control and test results generated are accurate and reliable. The

plans shall include types of quality control checks, their frequency and acceptance criteria, and

actions to be taken when results will be outside the defined acceptance criteria.

9.2 Internal Quality Control

9.3 Internal quality control consists of all the procedures undertaken by a laboratory for the

continuous evaluation of its work. The main objective is to ensure the consistency of day-to-day

results and their conformity with defined criteria.

9.4 Programme of periodic checks is necessary to demonstrate that variability (i.e. between analysts

and between equipment or materials etc.) is under control. All tests included in the laboratory’s

scope of accreditation need to be covered. This can be achieved by:

9.4.1. Sterility controls

Uninoculated samples shall be run at a minimum of once for every test run. Sterility controls are

used to detect the presence or absence of possible laboratory contamination.

9.4.2 Split samples (Duplicates) for quantitative tests

Duplicate analysis usually involves a replicate sample, sub sampled in the laboratory. This

practice measures precision of an analytical process. For analysis performed in spiked matrices

the method precision is documented and controlled based upon relative percent difference in

recovery for quantitative determinations and confirmation of positive response in qualitative

analysis. Analysis of split samples is normally expected to be conducted at a frequency of at least

once per parameter/matrix/analyst.

9.4.3 Confirmation/verification of presumptive positive samples

Positive and negative characteristic strains, if applicable, shall be tested concurrently with any

biochemical, serological and morphological tests/characteristics for confirmation of presumptive

microorganisms. The number or percentage of colonies stipulated in test standard required for

confirmation process shall be followed. Laboratories can also define the minimum number of

colonies for confirmation if such requirements are not specified.

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9.4.4 Matrix spiked sample

The sample is prepared by adding a predetermined quantity of stock solution of representative

analyte to an actual sample matrix prior to sample preparation for analysis. The method is used to

measure accuracy of the method for qualitative estimations. The criteria may be used to establish

the precision of test methods. Acceptance limit can be established by running spiked samples of

cell suspensions in duplicate or triplicate, using two or more operators. The criteria used to set

acceptance limit for precision (relative standard deviation or range) shall be based upon statistical

principles and is clearly presented for each test method.

9.5 The following can be practiced as a quality control measure in testing laboratories where PCR

technique is being used. Example - GMO testing labs.

9.5.1 In-process Control Check

The following controls shall be run at a minimum of once for every test run as shown below: -

9.5.1.1 Extraction negative (or blank) control

The extraction buffer employed for DNA extraction shall be prepared from sterile water and

shall be autoclaved prior to use.

9.5.1.2 Negative PCR control by use of non-GM material (0% GM content) exactly in the same

manner as the samples.

9.5.1.3 Detection limit control

A sample of known GM content or CRM can be used to establish the detection limit meeting

the limit of detection of the method. In the absence of a GM CRM, the laboratory can spike

appropriate amount of DNA enabling to achieve the desired detection limit.

9.5.1.4 Positive PCR amplification control

Reference DNA or DNA extracted from a CRM or a known positive sample representative of

a gene sequence under study shall be incorporated to demonstrate the unique performance

of the PCR assay.

9.5.1.5 Replicate analyses

PCR test samples shall be analyzed in at least duplicate for quantitative, semi quantitative

and qualitative testing. Because duplicate extractions and PCR of the same sample can give

qualitatively different results, one positive, one negative. In situations where false positive

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results occur due to contamination, rules out false negative results. This situation is most

likely to occur in cases where the test is working at concentrations close to the limit of

detection and/or there is some degree of inhibition of PCR due to co-extractives from the

sample.

9.5.1.6 Number of primer sets

It is normally expected that test results are based on the results of at least two, different GM-

specific primer sets, each providing consistent result. The requirement of using at least two

primer sets may be relaxed provided that other options for confirming the identity of an

amplicon on a gel, e.g. restriction enzyme cutting to produce fragments of the expected size,

shall be established to confirm test results.

9.6 Proficiency Testing Programme

9.6.1 Proficiency testing is defined as the “evaluation of participant performance against pre-

established criteria by means of inter-laboratory comparisons” (ISO/IEC 17043:2010) and is thus

a very important tool in a laboratory’s quality control programme to demonstrate the validity and

comparability of results.

9.6.2 Proficiency testing programme shall be scheduled and implemented on a regular basis relevant to

their scope of accreditation. Preference should be given to proficiency testing schemes, which

use appropriate matrices.

9.6.3 Laboratories should use external quality assessment not only to assess laboratory bias but also to

check the validity of the whole quality system.

9.6.4 In accordance with the policy of the Asia Pacific Laboratory Accreditation Co-operation (APLAC),

to which NABL is a member of their Mutual Recognition Arrangement (MRA), it is NABL policy

that applicant/accredited biological testing laboratories shall:

a) Demonstrate their technical competence by the satisfactory participation in proficiency testing

activity where such activity is available and that:

b) The minimum amount of appropriate proficiency testing required per laboratory is one activity

prior to gaining accreditation.

c) Accredited laboratories shall prepare a plan for PT/ILC participation so as to cover major

groups/subgroups in the scope. The plan shall consider the issue of changes in staff,

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methodology, instrumentation, scope and critical tests etc. The recommended plan for

participation would be done such that it complies with NABL 163. In addition to this, laboratory

should consider the requirements of regulators for PT participation.

For practical reasons if laboratory is not able to follow this plan, lab shall have sufficient basis

for non-compliance.

9.6.5 Laboratories are expected to select the proficiency testing activities according to the following

criteria (in a generally decreasing order of preference):

(a) Mandated programmes. In some areas of biological testing, participation in a particular

programme may be mandatory.

(b) International inter-laboratory comparison/PT programmes.

(c) National inter-laboratory comparison/PT programmes.

(d) Proficiency testing programmes operated in accordance with ISO/IEC 17043.

(e) Inter-laboratory comparison programmes involving several independent NABL accredited

laboratories for statistical inferences.

9.6.6. If unsatisfactory results are obtained, laboratories shall be able to show that the problems are

promptly investigated and rectified, and satisfactory performance for the test/method in question

can be achieved afterward. All findings in connection with unsatisfactory performance shall be

recorded. (Please refer NABL 162 and NABL 163)

9.6.7 The results from proficiency testing activities and their analysis will be reviewed in each NABL

assessment.

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10 Reporting the Results (ISO/IEC 17025 Clause 5.10)

10.1 Test Records

An adequate test record system in accordance with the various clauses of ISO/IEC 17025, e.g.

4.13, 5.4.7 is essential. Most laboratories have developed forms (proforma sheets) for all their

routine testing. These are generally the preferred option as their use prompts the recording of all

the required information, maintains consistency and increases recording efficiency.

10.2 Test records in the form of workbooks/worksheets shall be controlled and authorized by

designated key technical person and lab should ensure the traceability of raw data to the final

report.

10.3 Test Reports

10.3.1 Clause 5.10 of ISO/IEC 17025:2005 standard sets out the requirements for test report issued by

testing laboratories.

10.3.2 Test reports must give the customer all relevant information and every effort should be made to

ensure that the test report is unambiguous. All information in a test report must be supported by

the records pertaining to the test. All information required to be reported by the test specification

must be included in the report.

10.3.3 It is important to note that in many instances the test standards, regulatory requirements and

industry accepted practice will determine the report format and content.

10.3.4 Laboratories must retain an exact copy of all reports issued. These copies must be retained

securely and be readily available for the time specified in the laboratory’s documented policies.

10.3.6 Where an estimate of the uncertainty of the test result is expressed on the test report on demand,

any limitations (particularly if the estimate does not include the component contributed by the

distribution of microorganisms within the sample) have to be made clear to the customer.

10.3.7 Laboratories carrying out GMO testing activities with PCR shall accurately describe the primer

sets used and the results obtained. The specificity of the target sequence shall be reported, i.e.

‘35S promoter: detected’, or Roundup Ready: not detected’ or ‘Bt-176: not detected’ instead of a

general statement ‘does not contain GMO’. The latter wording would imply that primer sets

covering all potential GM events had been tested. Similarly, quantitative results shall be reported

as ‘x.x % of Roundup Ready Soybean’ instead of ‘x.x % GM material’.

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10.3.8 When test results are below the reporting limits, an indication of the reporting limits shall be given

in test reports.

10.3.9 The sample preparation procedure should be given for the proper interpretation of test results in

GMO testing laboratory’s test reports.

10.3.10 NABL symbol in the test reports shall be used in accordance with NABL 133.

10.4 Electronic Reporting

Traditionally, laboratories issued test reports in hard copy format with manual signatures. With

increased use of electronic media such as email and the Internet, and the use of electronic

databases, laboratories are now issuing the reports electronically. Such practices challenge the

generally accepted reporting criteria for accredited laboratories.

10.4.1 ISO/IEC 17025: 2005 clause 5.10.7 attempts in a general way to specify the specific requirements

for electronic reporting. While it is difficult to specify in detail a set of requirements to address

every eventuality (as laboratories will tend to develop electronic reporting systems to suit their

own circumstances and those of their customers), the following is intended to provide guidance on

common issues of concern.

10.4.1.1 Transmission of Report

It is the responsibility of the issuing laboratory to ensure that what was transmitted

electronically is what the customer received.

Email systems have proven to be robust in this regard, but laboratories need to consider

whether customers will have the appropriate software and version to open attachments

without corruption.

Laboratories should verify (at least initially, and periodically thereafter is recommended) the

integrity of the electronic link e.g. by asking the customer to supply a copy of what was

received and comparing it with what was transmitted. It is also important that the laboratory

and its customer agree as to which parts of the electronic transfer system they are

responsible for and the laboratory must be able to demonstrate data integrity at the point the

data comes under the control of the customer.

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10.4.1.2 Security

Laboratories should avoid sending test reports in an electronic format that can be readily

amended by the recipient. Where possible, reports should be in a read only format e.g. pdf

files.

Where this is not possible e.g. the customer may wish to transfer the reported results file into

a larger database, then laboratories are recommended to indicate these electronic reports

have an interim status and are followed-up by a hard copy (or more secure) final report.

Laboratories must retain an exact copy of the report that was sent to the customer. This may

be a hard copy (strongly recommended) or an electronic copy. These copies must be retained

securely and be readily available for the time specified in the laboratory’s documented

policies.

10.4.1.3 Electronic Signatures

The reports must not be released to the customer until authorized by individuals with the

authority to do so. For electronic reports there must be a clear audit trail with a positive

authorization record to demonstrate this is the case. Where this is managed through

password access levels in the laboratory’s electronic system, appropriate procedures should

be in place to prevent abuse of password access.

The electronic report should show the identity of the individual releasing the report

(authorized signatory approved by NABL). This may involve an electronic signature. The

security of these signatures should be such as to prevent inadvertent use or misuse.

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APPENDIX- A

CLASSES OF TESTS IN BIOLOGICAL DISCIPLINE

The biological testing discipline is described in terms of classes (Groups) and subclasses (subgroups) of

test. Application for accreditation may be made for one or more classes of tests or for subclasses or

specific test within a single class or subclass.

Where the existing group does not appear to cover the needs of a laboratory NABL secretariat welcomes

proposals for additional classes or tests to be included in this discipline.

The scope of accreditation may be reviewed and extended on request, provided that the laboratory

complies with conditions for accreditation for the classes of test or specific tests involved.

I. Food and Agricultural Products

Bakery & Confectionery Products

Beverages (Alcoholic / Non-Alcoholic)

Canned & Processed Foods

Coffee & Cocoa Products

Edible Salts

Edible Colours & Flavours

Edible Oils & Fats

Eggs & Egg Products

Essential Nutrients Including Vitamins

Fish & Sea Foods

Food Additives & Preservatives

Fruit & Fruit Products

Gelatin and Other Gums

Genetically Modified Foods and agricultural products

Herbs, Spices & Condiments

Honey & Honey Products

Infant Foods

Jams, Juices, Sauces & Concentrates

Meat & Meat Products

Milk & Dairy Products

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Natural Waxes

Nuts & Nut Products

Oil Seeds & By-Products

Pet Foods

Poultry & Poultry Products

Starch & Starch Products

Sugar & Sugar Products

Snacks and Instant Mixes

Tea

Tobacco & Tobacco Products

Vegetables & Vegetable Products

Other Specified Food Items

II. Drugs and Pharmaceuticals

Antibiotics

Chemotherapeutic Agents

Raw Materials

Drug Intermediates

Endotoxins

Drug Substances(Active Pharmaceuticals Ingredients ( API))

Filtrable Solutions & Soluble Preparations

Immunological Products

Microbial limit test

Non-Filterable Preparations Including Ointments

Preservative efficacy

Pyrogen tests

Sterility tests

Synthetic Drugs

Veterinary Drugs

Bioassays of Other Products (Other Than Those Products Mentioned Above)

Other Specified Tests

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III. Water

Drinking water

Packaged Drinking Water

Packaged Natural Mineral Water

Water for Swimming Pool and Spas

Water for Construction Purpose

Water Purifiers

Ground Water/ Surface Water

Water for Medicinal Purposes

Distilled /Demineralised Water

Water for Processed Food Industry

Water for industrial purpose

IV. Environment and Pollution

Bio burden Estimation of Classified and non classified area

Air /surface

Effluents/Waste water

Solid waste

Sewage

Soil

V. Biocides

Algicides

Bactericides

Fungicides

Herbicides

Insecticides

Sporicides

Viricides

Weedicides

Antiseptics,

Disinfectants

Sanitizers

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VI. Cosmetics and Essential Oils

Gram negative Pathogens

Microbial Count

Preservative Efficacy

VII. Industrial Cultures

Dairy Starter Cultures

Starter cultures for Effluent Treatment Plant

Rhizobial Cultures

Cultures for baking and brewing

Mushroom Spawn

Probiotics Cultures

Other specified cultures

VIII. Seed Testing

Purity

Germination

GM Testing

Other Specified Tests

IX. Plants and Plant Materials

Identification of Bacterial /Fungal/Viral Pathogens

Other Specified Tests

X. Molecular Analysis

(Tests for Various Matrices)

Genotyping

GMO Testing

Promoter & Terminator Screening

Detection of adulterants

Pathogen Detection

Gene Expression /Gene Copy Number

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Bacterial Mutagenicity Tests

Sister Chromatid Exchange Tests

Transformation Assays In Cell culture

Other Specified Tests

XI. Cell Culture

Purity

Cell permeability test

Other Specified Tests

XII. Resistance to Microbial Attack

Textiles and Fabrics

Leather & Leather Products

Electrical Components

Timber and Allied Material

Packaging Materials

Paints and surface coatings

Other Specified Materials

XIII. Biological Tests on Other Miscellaneous Test Items

Adhesives Glues and Sealant

Fuels and Oils

Lubricants

Pulp & Paper

Soaps & Detergents

Textiles & Fabrics

Wood & Wooden Products

Toys and Other Children’s Products

Packaging Materials

Paints and surface coatings

XIV. Biopesticides and Biofertilizers

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XV. Toxicology

Acute Toxicity (oral, dermal, inhalation)

Mucous membrane irritation test

Skin sensitization test

Eye irritation test

Environmental toxicity/Eco toxicology

Fish Toxicity

Bird Toxicity

Daphnia Toxicity

Earthworm Toxicity

Mutagenicity

Ame’s test

Dominant Lethal Mutation test

Note: The parameters such as Acute Oral & Acute dermal toxicity on Pharmaceuticals products as well as the tests on specific pesticide products shall not be considered for accreditation in accordance with ISO/IEC 17025:2005 as these are the studies on long term basis. However, tests on Medical devices including surgical devices may be considered for accreditation as per ISO/IEC 17025:2005.

Cytogenetics

Chromosomal aberration test

Micronucleus test

Sister chromatid exchange test

Cytotoxicity

Viability

DNA estimation

Protein estimation

MTT Assay

XVI. Identification/Enumeration of Microbial Pathogens by

Test Kits/ Rapid tests

ELISA

Qualitative PCR

Quantitative Real Time-PCR

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XVII. Residue Analysis

Antibiotic residue analysis by micro assay

XVIII. Veterinary Testing

Specified tests in biochemistry, haematology, cytopathology, histopathology, serology,

parasitological, virology, immunology etc.

XIX. Nutraceuticals & Functional Foods

Probiotics

Dietary Fibres

Carotenoids

Flavonoids

Prebiotics

Soy Proteins

Fortified Food

Phytoestrogens

Miscellaneous

XX. Nutritional Supplements

XXI. Animal Food & Feed

Pet Foods

Rapeseed Meal

Cotton seed cake

Guar Meal

Poultry feed additives

Animal Nutirition Supplements

Dog Food

Oil Cake

Groundnut meal

Miscellaneous

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XXII. Antimicrobial activity Products

Adhesives Glues and Sealant

Fuels and Oils

Lubricants

Pulp & Paper

Soaps & Detergents

Textiles & Fabrics

Wood & Wooden Products

Toys and Other Children’s Products

Packaging Materials

Paints and surface coatings

Water Miscible Products

XXIII. AYUSH Products

Ayurvedic drugs

Unani Drugs

Siddha Drugs

Homeopathic Drugs

Herbal formulations

XXIV. Biological Monitoring

Blood alcohol

Fluoride

Drugs & Drug Metabolites

Interferons

XXV. Biologicals Derived Pharmaceuticals

Harmones

Recombinant Proteins

Monoclonal Antibodies ( MABs)

Vaccines

Enzymes

Single Cell Proteins ( SCP)

Growth factors

Miscellaneous

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XXVI. Cosmetics & Essential Oil

Perfumes

Tooth Paste

Hygiene products

Cosmetics

XXVII. GM Products

Qualitative Detection

Quantitative analysis

Promoter & Terminator Screening

XXVIII. Marine /Aqua culture Food Products

Prawn & Prawn Products

Fish& Fish Products

Shrimps

Artemia & Artemia Products

Shrimps

Oyester

Molecular identification of bacterial, fungal, viral pathogens

Crab & Crab Products

Miscellaneous

XXIX. Medical Accessories & Surgical products

Tubal Rings

Copper T

Condoms

Hypodermic Needles

Cathetors

Blood Bags

Miscellaneous

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XXX. Molecular Analysis

(Tests for Various Matrices-Human,Plants,Animal,Microbial)

Genotyping

Fragment Analysis

Next Gen- Sequencing

16S r DNA sequencing

Detection of adulterants

Bacterial/ fungal/viral Pathogen Detection

Gene Expression /Gene Copy Number

Bacterial Mutagenicity Tests

Sister Chromatid Exchange Tests

Transformation Assays In Cell culture

Other Specified Tests

XXXI. Wild Life Forensic

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APPENDIX – B

GLOSSARY OF TERMS

Calibration

Set of operations that establish, under specified conditions, the relationship between values of quantities

indicated by a measuring instrument or measuring system, or values represented by a material measure

or a reference material, and the corresponding values realized by standards

NOTES

1 The result of a calibration permits either the assignment of values of measurands to the indications or

the determination of corrections with respect to indications.

2 A calibration may also determine other metrological properties such as the effect of influence

quantities.

3 The result of a calibration may be recorded in a document, sometimes called a calibration certificate

or a calibration report.

Certified Reference Material

Reference material, accompanied by a certificate, one or more of whose property values are certified by a

procedure, which establishes traceability to an accurate realisation of the unit in which the property values

are expressed, and for which each certified value is accompanied by an uncertainty at a stated level of

confidence.[ISO Guide 30]

Limit of Determination

Applied to quantitative microbiological tests - The lowest number of micro-organisms within a defined

variability that may be determined under the experimental conditions of the method under evaluation.

Limit of Detection

Applied to qualitative microbiological tests- The lowest number of micro-organisms that can be detected,

but in numbers that cannot be estimated accurately.

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Negative Deviation

Occurs when the alternative method gives a negative result without confirmation when the reference

method gives a positive result. This deviation becomes a false negative result when the true result can be

proved as being positive.

Positive Deviation

Occurs when the alternative method gives a positive result without confirmation when the reference

method gives a negative result. This deviation becomes a false positive result when the true result can be

proved as being negative.

Reference Cultures

Reference strains, Collective term for reference strain, reference stocks and working cultures.

Microorganisms defined at least to the genus and species level, catalogued and described according to its

characteristics and preferably stating its origin.[ISO 11133] Normally obtained from a recognized national

or international collection.

(Within India reference strain can be obtained from IMTECH, Chandigarh; National Chemical Laboratory,

Pune; Christian Medical College, Vellore; Central Research Institute, Kasauli, HP; National Institute of

Communicable Diseases, Delhi etc.)

Reference Material

Material or substance one or more of whose property values are sufficiently homogeneous and well

established to be used for the calibration of an apparatus, the assessment of a measurement method, or

for assigning values to materials. [ISO Guide 30]

Reference Method

Thoroughly investigated method, clearly and exactly describing the necessary conditions and procedures,

for the measurement of one or more property values that has been shown to have accuracy and precision

commensurate with its intended use and that can therefore be used to assess the accuracy of other

methods for the same measurement, particularly in permitting the characterization of a reference material.

Normally a national or international standard method.

Reference Stocks

A set of separate identical cultures obtained by a single sub-culture from the reference strain. [ISO 11133]

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Relative Trueness

The degree of correspondence of the results of the method under evaluation to those obtained using a

recognized reference method.

Repeatability

Closeness of the agreement between the results of successive measurements of the same measurand

under the same conditions of measurement.

Reproducibility

Closeness of the agreement between the results of measurements of the same measurand carried out

under changed conditions of measurement.

Sensitivity (applied to microbiological tests)

The fraction of the total number of positive cultures or colonies correctly assigned in the presumptive

inspection. [ISO 13843]

Specificity (applied to microbiological tests)

The fraction of the total number of negative cultures or colonies correctly assigned in the presumptive

inspection. [ISO 13843]

Working Culture

A primary sub-culture from a reference stock.

Validation

Confirmation, through the provision of objective evidence, that the requirements for a specific intended

use or application have been fulfilled. [ISO 9000: 2000]

Verification

Confirmation, through the provision of objective evidence, that specified requirements have been fulfilled.

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APPENDIX - C

METHOD VALIDATION

Laboratories with the appropriate knowledge, skills, experience and resources to do so in a competent

and thorough manner should only carry out validation of biological testing methods. The requirements for

method validation are detailed in Clause 5.4.5 of ISO/IEC 17025:2005.

The diagram on the following page (Figure 1) provides a very generalized approach to method validation

It is not intended to be a comprehensive reference to validation requirements, but rather a starting point to

assist laboratories to ensure the key components are considered. In some instances laboratories may

need to do more to demonstrate full validation; in other instances, some of the elements may not need to

be considered - depending on the purpose to which the method is to be applied.

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Customer requirements need to be defined and should Include but not be limited to: - Why is testing being done? - Is there a specification limit? - What accuracy is required? - What detection limit/precision is required? - Turn around time? - Cost (including development)? Source a validated method from: - International Standards - National Standards - Other Validated Methods e.g. ASTM, AOAC, AOCS, APHA etc. Verify laboratory performance through: - proficiency testing - reference materials - detection limit determination - repeatability determination - reproducability determination - consumables verified Unvalidated methods may be available from: - journals - customers - in house All methods need validation for example by: - proficiency testing - reference materials - linearity confirmation - specificity confirmation - robustness assessment - matrix effects/spiking - detection limit / determination - repeatability/reproducability determination - consumables verified If the method does not meet customer requirements then alternative methods need to be sourced and verified/validated, and/or customer requirements reviewed. Develop routine quality control programme: e.g. - duplicates - spikes - reference materials - proficiency testing

Following implementation a review programme should be instigated

Verify Laboratory

Performance

No

No

Yes

No

Validate Method

Document Laboratory

Method

Develop QC Programme

Implement Review

Define Customer

Requirements

Validated Method

Available?

Unvalidated Method

Fit for Purpose?

Document Validation Verification

Yes

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APPENDIX - D

Reference Culture Maintenance, Subculture and Storage

Microorganisms have an inherent tendency to mutate in laboratory culture. It is essential then that

laboratories use procedures to maintain their cultures in a viable and genetically stable state. Various

methods have been established to preserve cultures so that minimum genetic drift occurs.

This section provides information to laboratories on the general principles involved on culture

maintenance. They are generally applicable to most aerobic organisms that are in common use. However

it should be noted that culture conditions for anaerobic organisms are significantly different and will

require suitable anaerobic environment. These organisms may be grown in anaerobic jars or chambers.

General rules for preparation of reference / working stock from reference culture

Reference culture is defined as a culture that is obtained from recognized microbial type culture collection.

Reference stock is the one that is derived from an authentic reference culture. A working stock culture is

the one that is derived from a reference stock culture and is used on a day-to-day basis in most of the

microbiological laboratories.

Reference cultures shall be sub-cultured only once to provide reference stocks. The reference stocks

must be used to prepare working stocks for routine works and working stock must not be refrozen and

reused once thawed. Working stocks shall not be sub cultured to replace reference stocks.

Microorganism Maintenance Plan

Tier-1 Reference culture received from culture collection

Tier-2 Reference stocks

Tier-3 Working stock (Daily QC use)

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Storage of reference organisms

Appropriate technique shall be used to preserve the reference microorganism so that the desired

characteristics of the strains are maintained. The laboratory shall assign suitable trained staff for

maintenance of reference culture. Reference culture can be stored by one of the following techniques:

Reference culture

Reference culture procured from culture collection can be stored in refrigerator (2°C – 8°C) in the

original sealed vial or container till the expiry date. Reference culture once revived should be

stored as per the instructions provided by the agency or as per laboratory internal procedure.

Reference stock

The reference stock can be maintained at deep freezer (-18 0 C) or ultra cold freezer (-70°C) for a

long storage (typically 2 years depending on individual culture viability). If the reference stock is

maintained at 4°C on an appropriate medium, it can be used for a shorter time, typically up to

three months provided the culture viability is maintained. Some organisms used in antibiotic

testing lose their resistance over long storage hence advisable to prepare subcultures every 2

weeks. Many other tests require microorganisms not more than 24 hours old. Fastidious

organisms such as Streptococcus pneumoniae need to be subcultured every 3rd day. So

considering these specific cases, laboratory needs to decide their own storage plan which shall

be technically justifiable.

Working stock

Working stock cultures can be stored in refrigerator (2°C – 8°C) and used on a day-to-day basis.

All aerobic bacteria can be stored in 2°C – 8°C and used as per laboratory’s subculture plan.

Anaerobic organisms should be stored in anaerobic conditions as per instructions provided by

culture collection or reference texts.

Guidance on preparation of frozen beads for long term storage

Freezing on bead is one of the culture preservation methods to prepare a reference stock culture

for long term storage. This method employs the drying of organisms from the liquid state on inert

substrates, porcelain beads. These methods are suitable for short to medium term preservation at

-18°C to - 70°C for periods not exceeding one to five years respectively, with good genetic

stability.

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The viability of the culture in frozen condition is species or strain specific. In general most of the

cultures being used for various testing purposes can retain good viability at -700c for 1-5 years

and at -180c for six months to one year. When it is observed that the culture is non viable , it may

be procured again from the reputed culture collections.

The procedure essentially consists of taking a pure culture from solid media and inoculating into a

suitably prepared vial containing appropriate broth medium and unglazed porcelain beads. After

agitating the beads in the broth, all excess fluid is removed from the vial with a fine tip Pasteur

pipettes. The vial is stored at -18°C to -70°C. Recovery is affected by removing a single bead

aseptically from the vial and inoculating it directly onto solid media or in to broth (Tier 3). The

remaining beads are available for later use.

Storage of reference cultures must be appropriately segregated from test samples.

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APPENDIX - E

Biosafety Levels

There are four levels of biosafety precautions for biological agents.

Biosafety level 1 is suitable for involving well characterized agents not known to consistently cause

disease in healthy adult humans and of minimal potential hazard to laboratory personnel and the

environment, work is generally practiced on open bench tops using standard microbiological practices.

Special containment equipment or facility design is neither required nor generally designed. Laboratory

personnel have specific training in the procedures conducted in the laboratory and are supervised by a

qualified and trained person in the area of microbiology or related science.

Biosafety Level 2 is similar to Biosafety Level 1 and is suitable for work involving agents of moderate

potential hazard to personnel and the environment. It differs from the level 1 by

1) Laboratory personnel have specific training in handling pathogenic agents and are directed by

competent personnel.

2) Access to the laboratory is limited when work is being conducted

3) Extreme precautions are taken with contaminated sharp items and ;

4) Certain procedures in which infectious aerosols or splashes may be created are conducted in

biological safety cabinets or other physical containment equipment

Biosafety Level 3 is applicable to clinical, diagnostic, teaching research or production facilities in which

work is done with indigenous or exotic agents which may cause serious or potentially lethal disease as a

result of exposure by the inhalation route. Laboratory personnel have specific training in handling

pathogenic and potentially lethal agents, and are supervised by competent scientists who are experienced

in working with these agents.

All procedures involving the manipulation of infectious materials are conducted within biological safety

cabinets or other physical containment devices or by personnel wearing appropriate, personal protective

clothing and equipment. The laboratory has special engineering and design features.

It is recognized however that some existing facilities may not have all the facility features recommended

for Biosafety Level 3 (i.e., double door access zone and sealed penetration). In this circumstance, an

acceptable level of safety for the conduct of routine procedures, (e.g., diagnostic procedures involving the

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propagation of an agent for identification, typing, susceptibility testing, etc.) may be achieved in a

Biosafety Level 2 facility providing:

1) The exhaust air from the laboratory room is discharged to the outdoors

2) The ventilation to the laboratory is balanced to provide directional airflow into the room,

3) Access to the laboratory is restricted when work is in progress and the

4) Recommended Standard Microbiological Practices, special practices and safety equipment for

Biosafety level 3 are rigorously followed.

The decision to implement Biosafety level 3 recommendations should be made only by the laboratory

director.

Biosafety Level 4 is required for work with dangerous and exotic agents that pose a high individual risk of

aerosol transmitted laboratory infections and life threatening disease. Agents with a close or identical

antigenic relationship to Biosafety Level 4 agents are handled at this level until sufficient data are obtain

either to confirm continued work or to work them at a lower level.

Members of the laboratory staff have specific and thorough training in handling extremely hazardous

infectious agents and they understand the primary and secondary containment functions of the standard

and special practices, the containment equipment and the laboratory design characteristics. They shall be

supervised by competent scientists who are trained and experienced in working with these agents. The

laboratory director should strictly control access to the laboratory.

The facility is either a separate building or in a controlled area within a building, which is completely

isolated from all other areas of the building. A specific operation manual is prepared or adopted.

Within work areas of the facility all activities are confined to Class III biological safety cabinets or Class II

biological safety cabinets used with one-piece positive pressure personnel suits ventilated by a life

support system.

The Biosafety Level 4 laboratory has special engineering and design features to prevent microorganisms

from being disseminated into the environment.

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APPENDIX- F

Uncertainty of Measurement

The approach is based upon overall variability of analytical process being conducted by the use of a

specific method in a particular laboratory. In addition to follow the test procedure without any deviation the

laboratory must have properly designed in house quality checks. The approach is required to meet the

underlying principles of the process.

(A) For each of the methods in the scope of accreditation providing numerical results the laboratory

should identify all components of the testing process which will contribute to the uncertainty in the

final results. At this stage it is not necessary to quantify each component but rather confirm its

existence. .Possible approaches for doing this exercise are:

(1) By critically evaluating each step in the documented method to identify those components

that may affect the results.

(2) By using the method equation and critically evaluating each variable to identify the

components that will affect its value.

(B) Identify and gather or collate all available data relating to the performance of the method. The

source of such data may be external to the laboratory or data generated internally.

(1) External data such as:

Published validation data for the standard method

Result from Proficiency testing or inter laboratory comparison programs.

(2) Internal data such as:

In house validation studies

Precision or repeatability data from duplicates

M/U values from calibration certificates

Variability in spike recovery data.

Standard/in house reference material results

(C) Conduct a gap analysis to assess which of the component identified in (a) are incorporated in the

data collected in (b) It is important to have a clear understanding of how the data collected in (b)

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are generated and what they mean. The following are a few examples which illustrate the type of

issues that need to be considered.

For numerical estimations a data from duplicate plating alone will not provide an

adequate estimation of measurement uncertainty as this is only a measure of individual

ability to repeatable plate and count. It will not include the majority of other major

components of uncertainty such as sample preparation, initial dilutions, diluents, dilution

equipment, media performance and incubation etc.

In case data is being taken from duplicate sample testing without taking note of other

variables being identified in the first step, will only include the component associated with

taking the test portion from the submitted test sample and will not normally include the

component of uncertainty associated with different equipments, different operators,

different batches of media and reagents etc. The precision data from duplicates would in

itself give an under-estimation of the overall uncertainty.

In case if as many of the testing variables that are the components identified in (a) are

being incorporated in the analysis of each duplicate of each sample such as different

analysts, different batches of diluents, media reagents, different pipettes, incubators,

ovens etc, then this data (another form of intermediate precision) will provide a more

realistic assessment of measurement uncertainty. For many biological testing laboratories

where the received sample is not stable, this approach may be the only realistic one to

estimate measurement uncertainty.

The precision data from true duplicate sample testing collected over a long period of time

in which the identified components were varied, may provide a possible estimate of

uncertainty. Appropriate statistical analysis may be based upon the data generated in

intra or inter laboratory collaborative studies on the use of a method based upon

intermediate precision to analyze a diversity of matrices.

Intermediate precision data from reference materials analyzed repeatedly over time

would include the components associated with different analyst, media equipment and

reagents etc .However by their nature the reference materials are homogeneous and

stable and thus this intermediate precision data will not include the components

associated with sub sampling the test portions from real test samples.

Reproducibility data would generally give an over estimation of an individual laboratory

uncertainty of measurement as it include many different analysts, type of equipments,

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batches of media and often different methods and some of these components are not

relevant to a particular laboratory circumstances. In most of the cases such data is

normally generated from homogeneous and stable samples and that may not reflect

actual practices in working laboratories.

Spike recovery data needs to be carefully considered. The actual recovery itself is not a

component of measurement uncertainty as it can be corrected for. Spiking may also be

required in case intermediate precision approach is to be considered in order to obtain

statistical significant counts.

(D) Where there are components identified in (a) are not incorporated in data collected in (b) these

needs to be independently estimated and their significance assessed.

If they are significant the laboratories will need to review and re design their quality control data

collection programs in order to incorporate as many of these additional components of uncertainty

as possible. Components of uncertainty which cannot be incorporated in to the quality control

data generated can be estimated by separate experiment, from published data, from calibration

certificates, certificates of analysis or by professional judgment.

Depending upon the principles addressed in the above mentioned approach the laboratories

should be able to obtain data to sufficiently cover all significant identified components of

uncertainty coming from different sources.

The approaches suggested above will generally provide appropriate consideration of all these

issues and result in a reasonable estimate provided the data are generated from same or similar

matrix.

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Points of Consideration

In the vast majority of the tests of biological nature the result is dependent on the method being

used. If the method is followed the method bias does not contribute to the measurement

uncertainty. The best estimate of the uncertainty of measured results will therefore come from the

uncertainty associated with the performance of the method used.

In quantitative biological testing it is ideal if the uncertainty estimation is evaluated at selected

levels across the range application of the method. Often a test is conducted to assess compliance

with a particular specification /regulatory limit etc. In these instances laboratories should at least

estimate uncertainty value attributable to measurement results close to the specification limits.

For quantitative determinations the laboratories are reminded that results from plate count tests

have a skewed distribution and thus require log transformation to approximate normal distribution

statistics. Log standard deviation /confidence limits should then be calculated before anti logging

each limit independently

For tests involving MPN methods where test results are obtained from relevant tables, the

significant component of uncertainty are already built in to MPN table values. For MPN results the

values from the 95% confidence columns of the tables are being accepted as a reasonable

estimates of uncertainty of these results provided that laboratory follows the test methods and

subsequent reporting instructions along with the assurance that laboratory estimates of precision

(duplicate assays) fall within these values.

It is recognized that in some instances the approaches addressed in the procedure may take

some time for its implementation. The laboratory may require to re design their in house quality

checks program because the data may need to be collected over a reasonable length of time in

order to make a sufficiently rigorous assessment of measurement uncertainty. The laboratories

are required to maintain records of each test or type of tests to demonstrate full implementation of

the required procedure

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Uncertainty of measurement is one of the most difficult parameters to establish in GMO detection.

Variance associated with the sampling step is likely to constitute the major contribution to the

overall variance, since GMOs are usually non-homogeneously distributed in the bulk. The

biological diversity of a particular GMO, such as different zygosity or ploidy can be another source

of variance. The laboratory has no control over such variables but must be aware of them for the

correct interpretation of results. Quantitative PCR methods measure DNA%, if this needs to be

converted into copy numbers, weight%, GMO%, the factors listed above and the one listed in Lipp

et al. 2003 will apply and need to be factored into the MU.

In the testing laboratory, additional MU can result from in adequate sample homogenization,

resulting in differences in GMO content between test portions taken for DNA isolation. The

performance of the system of homogenization used is checked in due course by independent

analysis of test portions.

Additional uncertainty is added in subsequent PCR analysis due to MU of the endogenous

reference and of transgene copy number determination. The standard deviation of parallel PCR

quantity estimations increases when the target copy numbers in PCR reaction are low, resulting in

high final MU for samples with low target DNA content. Parallel real-time PCR measurements

must be performed to allow statistical evaluation of the variability introduced by the PCR analysis.

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REFERENCES

1. ISO/IEC 17025:2005, General Requirements for the Competence of Testing and Calibration

Laboratories.

2. ISO 7218:2007, Microbiology of Food and Animal Feeding Stuffs - General Rules for Microbiological

Examinations.

3. ISO 6887-1:1999 Microbiology of Food and Animal Feeding Stuffs - Preparation of Test Samples,

Initial Suspension and Decimal Dilutions for Microbiological Examination. Part 1 - General Rules for

the Preparation of the Initial Suspension and Dilution.

4. ISO Guide 30, Terms and Definitions Used in Connection with Reference Materials.

5. ISO 9000, Quality Management Systems - Fundamentals and Vocabulary.

6. ISO/IEC Guide 99:2007, International vocabulary of metrology -- Basic and general concepts and

associated terms (VIM)

7. ISO/IEC Guide 98-3:2008, Uncertainty of measurement -- Part 3: Guide to the expression of

uncertainty in measurement (GUM:1995)

8. Draft ISO/DIS 16140, Microbiology of Food and Animal Feeding Stuffs- Protocol for the Validation of

Alternative Methods.

9. ISO 13843, Water Quality – Guidance on Validation of Microbiological Methods.

10. ISO 11133, Microbiology of food, animal feed and water -- Preparation, production, storage and

performance testing of culture media

11. EN 12741, Biotechnology- Laboratories for Research, Development and Analysis – Guidance for

Biotechnology Laboratory Operations.

12. ISTA Seed Testing Laboratory Accreditation Standard Version 3.1

13. EA-04/10:2002 Accreditation for Microbiological Laboratories

14. IANZ Specific Criteria for Accreditation -Biological Testing

15. Guide for and the care use of Laboratory Animals, Institute of Laboratory Animal Resources,

Commission on Life sciences, National Research Council,Washington,DC,1996

16. INSA Guidelines for care and use of Animals in Scientific Research, New Delhi, 1992

17. CPCSEA guidelines for Laboratory Animal Facility

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18. Laboratory Animal Management, Series on Rodents and Dogs, National Research Council,

Washington, DC, 1996.

19. Eurachem guide: Quantifying Uncertainty in analytical measurements 2nd edition 2000.

20. APLAC TC 005- Interpretation and guidance on the estimation of uncertainty of measurements in

testing.

21. Nordic committee on food analysis (NMKL) Procedure No-08, Measurement of uncertainty in

microbiological examination of food (1999).

22. ASTG5, Uncertainty of measurement, precision and limit of detection in chemistry and microbiology.

23. Uncertainty of quantitative determinations derived by cultivation of microorganisms, published by

advisory commission for metrology, Finland, 2002.

24. Microbiology of food and animal feeding stuff-Guidelines for the estimation of measurement

uncertainty for quantitative determinations, ISO/TS-19036: 2006(E).

25. Miraglia; K.G. Berdal, C. Brera, P. Corbisier, A. Holst-Jensen, E.J. Kok, H.J.P. Marvin, H. Schimmel,

J. Rentsch, J.P.P.F. van Rie, J. Zagon (2004) Detection and traceability of genetically modified

organisms in the food production chain. Food Chem Toxicol 42:1157–1180.

26. Markus Lipp (2003) Testing for foods derived from modern biotechnology: opportunities and

limitations for metrology. Accreditation and Quality Assurance: Journal for Quality, Comparability and

Reliability in Chemical Measurement 8:454–460.

27. Trapmann et.al, (2007) European Commission, Directorate General-Joint Research Centre, Guidance

document on Measurement Uncertainty in GMO testing Laboratories- EUR report 22756 EN, 1-46.

28. ISO/IEC 17043:2010 Conformity Assessment – General requirements for Proficiency Testing

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National Accreditation Board for Testing and Calibration Laboratories (NABL) NABL House

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