8
Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobato a , Arturo I. Martinez a,n , Dale L. Perry b , M. Castro-Roman a , R.A. Zarate c , L. Escobar-Alarcon d a Center for Research and Advanced Studies of the National Polytechnic Institute, Cinvestav Campus Saltillo, Carr. Saltillo-Monterrey Km. 13, Ramos Arizpe, Coah. 25900, Mexico b Mail Stop 70A1150, Lawrence Berkeley National Laboratory, University of California, Berkeley, CA 94720, USA c Departamento de Fı ´sica, Facultad de Ciencias, Universidad Cato ´lica del Norte, Casilla 1280, Antofagasta, Chile d Departamento de Fı ´sica, Instituto Nacional de Investigaciones Nucleares, A.P. 18-1027, 11801 Mexico article info Article history: Received 27 August 2010 Accepted 19 October 2010 Available online 13 November 2010 Keywords: Iron oxide films Electrochromism Hematite Magnetite Feroxyhyte abstract Nanostructured hematite thin films were electrochemically cycled in an aqueous solution of LiOH. Through optical, structural, morphological, and magnetic measurements, the coloration mechanism of electrochromic iron oxide thin films was elucidated. The conditions for double or single electrochromic behavior are given in this work. During the electrochemical cycling, it was found that topotactic transformations of hexagonal crystal structures are favored; i.e. a-Fe 2 O 3 to Fe(OH) 2 and subsequently to d-FeOOH. These topotactic redox reactions are responsible for color changes of iron oxide films. & 2010 Elsevier B.V. All rights reserved. 1. Introduction Electrochromic (EC) materials reversibly change their optical properties when an electric potential is applied. One topical use of EC materials is in smart windows, which helps to minimize the energy consumption for climate control in buildings [1–3]. Cur- rently, tungsten and nickel oxides are the most popular EC materials, although there are many transition metal oxides and some polymers that exhibit electrochromism [4,5]. The iron oxides have been studied for a great variety of applications [6,7]; however, their EC properties have not been fully explored, and their coloration mechanism is not completely understood [4]. There are two outstanding published books regarding electrochromism; they were publishedover the last two decades [4,5]. It is important to note that these books dedicated a short discussion to the EC behavior of iron oxides. Based in some seminal works, both books describe that iron oxides exhibit a bleached state at cathodic potentials or an anodic-like coloration [8–11]. These works employed iron electrodes oxidized electrochemically in an aqueous solution of OH ions; subsequently, the thick oxide layers were cycled displaying EC activity. However, the prepared EC films on iron rods were not able to develop practical applications [8–11]. Some papers published some years later also reported bleached states at cathodic potentials in iron oxide films prepared by sol–gel techniques [12,13]. As a conclusion, it was reported that only the g-Fe 2 O 3 phase displays electrochromism, while the a-Fe 2 O 3 phase is chromogenically inert [12]. Furthermore, other works reported that iron oxide films immersed in organic solvents get dark at cathodic potentials with a little optical modulation when Li + ions are inserted [14]; also, higher optical modulation has been reported for amorphous and b-Fe 2 O 3 films [15,16]. Additionally, in iron oxide films prepared with sulfate residues, a double EC behavior was described later [17]. All these discrepancies can be caused by the presence of different phases of the iron oxide films and to the electrolytes/solvents used in the electrochromic cycles. In order to explain the EC mechanism of iron oxides, the reported papers can be divided into two groups, those that use basic aqueous solutions and those that use organic solvents with a Li electrolyte. For the latter, the coloration mechanism can be considered similar to that described in WO 3 electrochromic films [4], where the Li + ions are intercalated/deintercalated in the iron oxide structure; i.e., Fe 2 O 3 + xLi + + xe ¼ Li x Fe 2 O 3 [15,16]. This reac- tion describes a cathodic darkening by the Li + /e intercalation in the iron oxide structure. Although it has not been completely understood, similarly to tungsten oxide, the darkening can be due to the formation of small polarons. Otherwise, when aqueous solutions of NaOH, LiOH or KOH are used, the coloration mechan- ism is absolutely different, and only some assumptions have been made in some papers. By visual inspections and reflectance Contents lists available at ScienceDirect journal homepage: www.elsevier.com/locate/solmat Solar Energy Materials & Solar Cells 0927-0248/$ - see front matter & 2010 Elsevier B.V. All rights reserved. doi:10.1016/j.solmat.2010.10.017 n Corresponding author. E-mail address: [email protected] (A.I. Martinez). Solar Energy Materials & Solar Cells 95 (2011) 751–758

Solar Energy Materials & Solar Cells - itvictoria.edu.mx · Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobatoa, Arturo I. Martineza,n,

  • Upload
    others

  • View
    0

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Solar Energy Materials & Solar Cells - itvictoria.edu.mx · Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobatoa, Arturo I. Martineza,n,

Solar Energy Materials & Solar Cells 95 (2011) 751–758

Contents lists available at ScienceDirect

Solar Energy Materials & Solar Cells

0927-02

doi:10.1

n Corr

E-m

journal homepage: www.elsevier.com/locate/solmat

Elucidation of the electrochromic mechanism of nanostructurediron oxides films

M.A. Garcia-Lobato a, Arturo I. Martinez a,n, Dale L. Perry b, M. Castro-Roman a,R.A. Zarate c, L. Escobar-Alarcon d

a Center for Research and Advanced Studies of the National Polytechnic Institute, Cinvestav Campus Saltillo, Carr. Saltillo-Monterrey Km. 13, Ramos Arizpe, Coah. 25900, Mexicob Mail Stop 70A1150, Lawrence Berkeley National Laboratory, University of California, Berkeley, CA 94720, USAc Departamento de Fısica, Facultad de Ciencias, Universidad Catolica del Norte, Casilla 1280, Antofagasta, Chiled Departamento de Fısica, Instituto Nacional de Investigaciones Nucleares, A.P. 18-1027, 11801 Mexico

a r t i c l e i n f o

Article history:

Received 27 August 2010

Accepted 19 October 2010Available online 13 November 2010

Keywords:

Iron oxide films

Electrochromism

Hematite

Magnetite

Feroxyhyte

48/$ - see front matter & 2010 Elsevier B.V. A

016/j.solmat.2010.10.017

esponding author.

ail address: [email protected] (A.I. Martinez

a b s t r a c t

Nanostructured hematite thin films were electrochemically cycled in an aqueous solution of LiOH.

Through optical, structural, morphological, and magnetic measurements, the coloration mechanism of

electrochromic iron oxide thin films was elucidated. The conditions for double or single electrochromic

behavior are given in this work. During the electrochemical cycling, it was found that topotactic

transformations of hexagonal crystal structures are favored; i.e. a-Fe2O3 to Fe(OH)2 and subsequently to

d-FeOOH. These topotactic redox reactions are responsible for color changes of iron oxide films.

& 2010 Elsevier B.V. All rights reserved.

1. Introduction

Electrochromic (EC) materials reversibly change their opticalproperties when an electric potential is applied. One topical use ofEC materials is in smart windows, which helps to minimize theenergy consumption for climate control in buildings [1–3]. Cur-rently, tungsten and nickel oxides are the most popular ECmaterials, although there are many transition metal oxides andsome polymers that exhibit electrochromism [4,5]. The iron oxideshave been studied for a great variety of applications [6,7]; however,their EC properties have not been fully explored, and theircoloration mechanism is not completely understood [4]. Thereare two outstanding published books regarding electrochromism;they were published—over the last two decades [4,5]. It isimportant to note that these books dedicated a short discussionto the EC behavior of iron oxides. Based in some seminal works,both books describe that iron oxides exhibit a bleached state atcathodic potentials or an anodic-like coloration [8–11]. Theseworks employed iron electrodes oxidized electrochemically in anaqueous solution of OH� ions; subsequently, the thick oxide layerswere cycled displaying EC activity. However, the prepared EC filmson iron rods were not able to develop practical applications [8–11].

ll rights reserved.

).

Some papers published some years later also reported bleachedstates at cathodic potentials in iron oxide films prepared by sol–geltechniques [12,13]. As a conclusion, it was reported that only theg-Fe2O3 phase displays electrochromism, while the a-Fe2O3 phaseis chromogenically inert [12]. Furthermore, other works reportedthat iron oxide films immersed in organic solvents get dark atcathodic potentials with a little optical modulation when Li+ ionsare inserted [14]; also, higher optical modulation has been reportedfor amorphous and b-Fe2O3 films [15,16]. Additionally, in ironoxide films prepared with sulfate residues, a double EC behaviorwas described later [17]. All these discrepancies can be caused bythe presence of different phases of the iron oxide films and to theelectrolytes/solvents used in the electrochromic cycles.

In order to explain the EC mechanism of iron oxides, thereported papers can be divided into two groups, those that usebasic aqueous solutions and those that use organic solvents with aLi electrolyte. For the latter, the coloration mechanism can beconsidered similar to that described in WO3 electrochromic films[4], where the Li+ ions are intercalated/deintercalated in the ironoxide structure; i.e., Fe2O3+xLi+ +xe�¼LixFe2O3 [15,16]. This reac-tion describes a cathodic darkening by the Li+/e� intercalation inthe iron oxide structure. Although it has not been completelyunderstood, similarly to tungsten oxide, the darkening can be dueto the formation of small polarons. Otherwise, when aqueoussolutions of NaOH, LiOH or KOH are used, the coloration mechan-ism is absolutely different, and only some assumptions have beenmade in some papers. By visual inspections and reflectance

Page 2: Solar Energy Materials & Solar Cells - itvictoria.edu.mx · Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobatoa, Arturo I. Martineza,n,

M.A. Garcia-Lobato et al. / Solar Energy Materials & Solar Cells 95 (2011) 751–758752

spectroscopy, it was assumed that the EC effect may be due to thecyclic transformation of Fe(OH)2 to FeOOH [8,11]. It was supposedbecause the Fe(OH)2 is white in color, while FeOOH phases presentthe absorption edge at wavelengths between 380 and 420 nm[10,11].

In order to fill the gap on the EC properties of iron oxides, thispaper reports a systematic study of changes that take place in thestructure, morphology, optical and magnetic properties of nanos-tructured iron oxide films. All the information generated in thisstudy helps us to elucidate an EC mechanism of nanostructurediron oxide films immersed in basic aqueous solutions and increasethe understanding of the properties of iron oxides at thenanoscale level.

2. Experimental details

2.1. Deposition of Fe2O3 thin films

Iron oxide films were formed on SnO2:F (FTO) substrates(5 O/&) by the spray pyrolysis technique. For the spraying process,two different starting solutions of FeCl3 were prepared, a 1 Maqueous solution and a 0.25 M ethanolic solution. The solutionswere atomized through a pneumatic nebulizer operated at 2 bar ofcompressed dried air. The depositions were carried out inside of agas extraction chamber at different temperatures ranging from 200to 400 1C. The substrate temperature was regulated with a tem-perature controller (Omron E5CN) and kept constant during thedeposition time by pausing the spraying process for intervals of10 s. In order to decrease the residual stress of the film/substratesystem, the coated substrates were slowly cooled until reachingambient temperature.

2.2. Characterization

In-situ optical changes of iron oxide films during the electro-chemical cycles were registered in an Ocean Optics USB4000-VIS-NIRspectrometer at wavelengths from 350 to 930 nm. Electrochemicalmeasurements of cyclic voltammetry and chronoamperometry wererealized in a Pine Wavenow potentiostat, the electrolyte used wasLiOH dissolved in water, though NaOH or KOH yields similar results.The structure of as-prepared, bleached and colored films wasdetermined using X-ray diffraction (XRD) in a Philips X’Pert diffract-ometer, Micro-Raman spectroscopy in a Horiba LABRAM-HR (laser ofl¼532 nm), a Witec CRC200 (laser l¼514.5 nm), and transmissionelectron microscopy (TEM) in a FEI-Titan 80–300 kV microscope. In

Fig. 1. (a) XRD patterns of as-deposited iron oxide thin films prepared on FTO substrates

at 200 1C.

order to minimize the structural changes promoted by the laser, alight intensity as low as 0.7 mW was used for the Raman character-ization [18,19]. The morphology of the as-prepared and cycled filmswas determined by atomic force microscopy (AFM) in a WitecMercury 100 microscope. The thickness of the iron oxide films wasmeasured using a Vecco Dektak-8 Stylus profiler. The magneticproperties were measured at room temperature in an alternatinggradient magnetometer (AGM Micromag 2900) manufactured byPrinceton Measurements Corporation.

3. Results and discussion

3.1. As-deposited films

Fig. 1(a) shows the XRD patterns of iron oxide films prepared atdifferent temperatures using starting ethanolic solutions. It isimportant to note that XRD patterns for films prepared withaqueous solutions exhibit a similar behavior. The more intensereflections located at 2y¼26.61, 33.91, and 381 correspond to thecassiterite structure of the FTO substrates, which is preferentiallyoriented in the (2 0 0) plane. Additionally, some weak reflectionslocated at 2y¼33.181 and 35.641 can be observed (see arrows inFig. 1(a)), corresponding to thea-Fe2O3 phase and are observable attemperatures as low as 200 1C. With the reflection located at2y¼35.61, the presence ofg-Fe2O3 can be inferred; the weak signalsof the XRD patterns, however, are not adequate to make a realisticconclusion about the occurrence of this phase in the films. Fig. 1(b)shows a typical AFM image of the topography of the surface of aniron oxide film deposited at 200 1C. It shows that the films arecomposed of round shaped particles with two particle size dis-tributions, the smallest of around 150 nm, while the biggerconglomerates are around 500 nm.

Fig. 2 shows the Raman spectra of as-deposited iron oxide filmsprepared at different temperatures. All the spectra show a bandlying near 1100 cm�1, it coming from the FTO/glass substrate.Additionally, the other bands lying at 225, 245, 291, 411, 500, 611,and 1320 cm�1 match very well to the Raman modes of thea-Fe2O3 phase [18–20]. The films prepared from ethanolic solu-tions exhibited a band located at �655 cm�1; this band has alsobeen assigned to hematite and is related to disorder [18]. For thefilms prepared from ethanolic solutions, it is observed that higherdeposition temperatures promote stronger bands; it indicates animprovement of crystallinity with deposition temperature. Addi-tionally, the spectrum observed in the upper side of Fig. 2 exhibitsweaker bands than those observed in the other spectra. It indicates

at different temperatures. (b) AFM image of an as-deposited a-Fe2O3 film prepared

Page 3: Solar Energy Materials & Solar Cells - itvictoria.edu.mx · Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobatoa, Arturo I. Martineza,n,

M.A. Garcia-Lobato et al. / Solar Energy Materials & Solar Cells 95 (2011) 751–758 753

that the use of aqueous solutions promotes the growth of lesscrystallized hematite films even at high temperatures. All theRaman spectra shown in Fig. 2 corroborate the presence of a-Fe2O3

as a unique phase; similar results have been reported using spraypyrolysis [21]. The pyrolytic reaction that forms hematite films canbe written as follows:

FeCl3þH2O��!D

a�Fe2OþHCl ð1Þ

3.2. Electrochemical behavior of electrochromic iron oxide films

It is worthy to mention that iron oxide films with a thickness ofaround 120 nm exhibit the bleached state at cathodic potentials(�1.1 V vs. Ag/AgCl) and turn colored at anodic potentials (0.2 V vs.Ag/AgCl). This behavior is known as anodic electrochromism and

Fig. 2. Raman spectra of iron oxide thin films prepared at different temperatures

using aqueous or ethanolic solutions.

Fig. 3. Electrochemical behavior of iron oxide films with a thickness of �120 nm prepare

vs. time for the IC/DIC cycles. Filled and dotted lines indicate sweep rates of 80 and 20 m

0.1 M in range from �1.1 to 0.2 V (vs. Ag/AgCl).

does not depend on the solvent used in the spraying process.Otherwise, if thicker films are evaluated (about twice as much inthickness), the bleached state is also reached at �1.1 V (vs. Ag/AgCl), but very long times are needed. This is because the colorationchange is limited by the diffusion rate of ions into the films.Nevertheless, if the potential is increased up to �1.5 V, the filmsbecome black; this performance can be described as cathodicelectrochromism; however, although the color change is verynoticeable, its reversibility is much lower. In this work, a majorhighlighting is directed to the thinner films, because their opticalmodulations are quicker and exhibit their electrochromic proper-ties in the potential window of water.

Fig. 3 shows the electrochemical behavior of iron oxide filmsprepared at different temperatures with a typical thickness of�120 nm. In Fig. 3(a), the voltammograms of the 10th cycleobtained at different sweep rates is shown, while Fig. 3(b) showsthe evolution of current density with cycling in a current density vs.time graphic. One can observe that the deposition temperature hasnot a great effect on the extent of current density; also, as isexpected, a higher sweep rate yields an increment of the currentdensity. It is important to note that the current density increaseswith the number of intercalation/deintercalation (IC/DIC) cyclesand reaches almost stable values at longer times. On the otherhand, the cyclic voltammograms for thicker films are similar tothose obtained for thinner films. However, if a cathodic potential of�1.5 V is applied, the presence of water hydrolysis is the maindrawback of using the cathodic electrochromism.

3.3. Optical changes regarding electrochemical potential

Fig. 4 shows the changes that occurred in the transmittancespectra at different IC/DIC cycles of an iron oxide film of �120 nmin thickness. In these graphics, the optical measurements weretaken in the electrochemical cell when the peak potentials arereached, i.e. �1.1 and 0.2 V (vs. Ag/AgCl) using cyclic voltammetry;a sweep rate as low as 20 mV/s was selected, because at highersweep rates, the color changes are not visible. For comparison, the

d at 200 and 400 1C. (a) Cyclic voltammograms of the 10th cycle. (b) Current density

V/s, respectively. The experiments were carried out in an aqueous solution of LiOH

Page 4: Solar Energy Materials & Solar Cells - itvictoria.edu.mx · Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobatoa, Arturo I. Martineza,n,

Fig. 4. Transmittance spectra of an iron oxide thin film taken at different number of IC/DIC cycles. The film was prepared at 200 1C and subsequently cycled between �1.1 and

0.2 V (vs. Ag/AgCl) in an aqueous solution of LiOH 0.1 M. For comparison, the spectra of the FTO substrate and of the as-deposited a-Fe2O3 are included.

Fig. 5. Transmittance and current vs. time graphs that show the evolution of %T at

l¼350 and 850 nm while a cathodic potential at �1.1 is applied to the iron oxide

film in an aqueous solution of LiOH 0.1 M. (a) First cycle. (b) After 100 cycles. Insets

show similar graphics for anodic potentials at 0.2 V (vs. Ag/AgCl).

M.A. Garcia-Lobato et al. / Solar Energy Materials & Solar Cells 95 (2011) 751–758754

spectra of the FTO substrate and of the as-deposited a-Fe2O3 areincluded in the graphics. In Fig. 4(a), it is observed that at �1.1 V,the film is more transparent at wavelengths (l) shorter than�550 nm. Simultaneously, a slight diminishing at larger l isobserved. This phenomenon can be described as a double cathodicelectrochromism, because the films exhibit simultaneously anincreasing and a diminishing of their transparency at different l.As can be observed in Fig. 4, the original hue (wavelength cut-off) ofthe as-deposited films cannot be restored when the anodicpotential is applied. It suggests that an irreversible phase trans-formation occurs after the 1st cathodic cycle. Fig. 4(b) shows theoptical changes at the 10th cycle; similar to the 1st cycle, anincrease in the transparency is observed at short l. However, thediminishing at larger l is less noticeable. It is important to note thatat the 25th electrochemical cycle (Fig. 4(c)), only an increase in thetransparency is observed in all the analyzed electromagneticspectra, and the transmittance is comparable to that of the FTOsubstrate. Additionally, at the anodic potential, it is observed that agradual blue-shift of the wavelength cut-off occurs when theelectrochemical cycles increase. These results suggest that (1)the double EC behavior is disappearing with the number of IC/DICcycles, (2) the cathodic bleached state is gaining importance, and(3) a gradual transformation take place in the iron oxide films.

In order to understand the kinetics of the double EC behavior, as-deposited iron oxide thin films were submitted to a constantcathodic potential of �1.1 V. Subsequently, the anodic potential of0.2 V was applied; the evolution of the current and the transmit-tance was observed with respect to the time. Due to the opticalmodulation being more noticeable in the UV and the NIR part of thespectrum (see Fig. 4), the bleached state was monitored at al¼350 nm; while for the darkish hue, alof 850 nm was consideredfor the measurements. Fig. 5 shows the results of these experi-ments for a new and an aged film submitted for 100 IC/DIC cycles.For a new film submitted at -1.1 V, it is observed that thetransmittance at l¼350 nm increases gradually and reaches amaximum at �700 s. While the transmittance at l¼850 nmexperiences a decrement first and reaches a minimum at �65 s,then, it experiences a gradual increase; again, at �700 s themaximum is reached. For the aged film, a similar behavior isobserved; however, the process seems to be faster, reaching themaximum transmittance at �35 s, while the minimum at l¼850nm is observed at �7 s, see Fig. 5(b).

It is worth mentioning that the duration of the darkish hue isabout 10 times shorter in aged films. This explains why in the 25thIC/DIC cycle of Fig. 4(c), the darkish hue is not observed in the

Page 5: Solar Energy Materials & Solar Cells - itvictoria.edu.mx · Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobatoa, Arturo I. Martineza,n,

M.A. Garcia-Lobato et al. / Solar Energy Materials & Solar Cells 95 (2011) 751–758 755

spectra. Otherwise, when the anodic potential is applied to thefilms (see insets of Fig. 5), a rapid decrement of the transmittance atl¼350 nm takes place, while at l¼850 nm, the curve shows aslight decrease in the transmittance at �2 s. It is notable that thecycle number has a modest effect on the coloration rate at anodicpotentials, and in comparison with the cathodic process, the anodicone is quicker. The kinetics study realized in this work corroboratesthe three premises formulated above and reveals that the double ECperformance is an essential step in the coloration mechanism of theiron oxide films.

During the development of this work, we found some aspectsthat have to be considered for the study of the EC properties of ironoxide films; these are as follows. First, if it is intended to measurethe optical spectrum of the bleached state outside of the electro-chemical cell, the spectra will be very similar to that obtained if thefilm is subjected to the anodic potential period. It speaks of theinstability of the bleached state in air. Additionally, if the cathodicpotential is released, the colored state is recovered in about 10 min.On the other hand, the color and the same absorption edge of the as-deposited films can be recovered, if cycled films are annealed attemperatures above 200 1C. It suggests that the phase obtained atanodic potentials can be easily transformed to hematite withannealing.

3.4. Structural and morphological changes regarding electrochemical

potential

In order to understand the changes that occur in iron oxide thinfilms during electrochromic cycling, a structural and morphologi-cal study was realized. First, as was shown above, the as-depositedfilms exhibited a single hematite phase; subsequently, usingRaman spectroscopy, AFM and high resolution (HR)-TEM, itstransformation with the IC/DIC cycles was studied.

It is important to mention here that similarly to the transmit-tance measurements, the bleached state outside of the electro-chemical cell yields the same Raman spectrum as that of the filmsextracted in the anodic cycle. Fig. 6(a) shows Raman spectra of ironoxide films of �120 nm submitted at two different IC/DIC cyclesusing a sweep rate of 20 mV/s. It is observed that at the firstcathodic cycle, weak hematite bands are yet observable. On theother hand, after 25 IC/DIC cycles, new bands are clearly observedat 297, 392, and 666 cm�1 (see Fig. 6(a) lower spectrum). These

Fig. 6. Raman spectra of iron oxide films submitted to different number of IC/DIC

cycles. (a) A thin film submitted to �1.2 V (vs. Ag/AgCl). (b) A thick film submitted to

�1.5 V (vs. Ag/AgCl). (H) indicates hematite, (n) d-FeOOH, and (+) magnetite

Raman bands.

bands match very well with the d-FeOOH structure, which exhibitsthe strongest and the next strongest bands at 392 and 666 cm�1

[18,20,22]. Raman spectroscopy shows clearly that the hematitephase transforms gradually to thed-FeOOH phase during the IC/DICcycles.

Otherwise, Fig. 6(b) shows the Raman spectrum of a thickiron oxide film exhibiting the cathodic darkened phase at �1.5 V(vs. Ag/AgCl). The bands lying at 300, 532, and 662 cm�1 matchvery well with the magnetite phase [18,20]. Additionally, otherbands of smaller intensity show that other structure is present inthe films. Because of the presence of a high intensity band at392 cm�1 and a broad band at 667 cm�1, the presence of d-FeOOHcan be deduced; the smaller peak seen at 226 cm�1 evidences thepresence of hematite residues, and the presence of zero valenceiron cannot be ruled out. It is important to point out that thedarkened phase is very stable outside of the solution; indeed, it isstable at room conditions for more than one year.

Fig. 7 shows the topography of a cycled film obtained by AFM. Itis seen that after 25 IC/DIC cycles, the round shaped hematiteparticles transform to d-FeOOH with a leaf-like morphology ofaround 600 nm in length; in the magnification seen in Fig. 7(b), theplatelets thickness is estimated to be less than 15 nm. In theliterature, it has been found that feroxyhyte (a low crystallizedform of d-FeOOH) nanopowders grow with a platy morphology,where the platelets are of around 20–80 nm in length and athickness of 2–8 nm [23–25]. Similarly, the cycled films ofd-FeOOH present platy morphology, although the films presentgroupings of platelets with a bended tip and look like leaves. Thismorphology may be encouraged by the stress promoted by theIC/DIC of charge during the electrochromic cycles. It is worthwhileto mention that this morphology is not dependent on the prepara-tion conditions of the as-deposited samples, thus the leaf-likemorphology is promoted only by the electrochemical cycling.

Fig. 8 shows a HR-TEM image of a thin film sample prepared at200 1C and subsequently submitted to 25 IC/DIC cycles. Fig. 8(a)shows the image of a big single-crystal with some defective zones.According to the Fourier transforms (FT) of the image, it was takenalong the [0 0 1] zone axis of the d-FeOOH structure. The structuredetermined by Raman spectroscopy is confirmed with the HR-TEMstudies. The defective crystal shown in Fig. 8(a) shows someamorphous areas such as the one specified in the circle; it canbe assumed that these defects are promoted by the IC/DIC of charge.Fig. 8(b) shows a filtered HR-TEM image where sets of moire fringesare observed. With the FT, two lattices of similar parameters areseen. The moire fringes observed in the figure present a periodicityof �2 nm and a tilt angle; these are because two parallel plateletswith very similar lattice parameters promote the interference.According to the moire fringes observed by HR-TEM, a similargrouping of d-FeOOH platelets observed by AFM is inferred.Additionally, the HR-TEM images demonstrate that the plateletscan be ordered in similar crystal directions.

3.5. Modification of the magnetic properties regarding

electrochemical potential

Because of the fascinating magnetic properties of iron oxides,magnetic measurements are also considered in this work. Fig. 9shows the magnetic hysteresis loops of an iron oxide thin filmsubmitted to different numbers of IC/DIC cycles. According to Fig. 9,the saturation magnetization increases with the number of cycles,and reaches stable values after around 25 cycles. It is well knownthat a-Fe2O3 is a canted ferromagnetic material at room tempera-ture [20,23]; this behavior is observed in the as-deposited ironoxide films (see Fig. 9). The increase in saturation magnetizationwith the number of cycles is due to the transformation of hematite

Page 6: Solar Energy Materials & Solar Cells - itvictoria.edu.mx · Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobatoa, Arturo I. Martineza,n,

Fig. 8. HR-TEM images of an iron oxide thin film submitted to 25 IC/DIC cycles. (a) A defective single crystal of d-FeOOH. (b) Sets of moire fringes.

Fig. 9. Magnetic hysteresis loops for iron oxide thin films submitted to different

number of IC/DIC cycles.

Fig. 7. AFM images showing the topography of an iron oxide film submitted to 25 IC/DIC cycles. Images of (a) 3.5�3.5 mm2, (b) 1.25�1.25 mm2.

M.A. Garcia-Lobato et al. / Solar Energy Materials & Solar Cells 95 (2011) 751–758756

to a more ferrimagnetic structure. The unique alternative is itstransformation to magnetite or to d-FeOOH. As is observed in thetransmittance spectra of Fig. 4, the gradual blue shift of theabsorption edge with the cycle number can be associated with atransformation of hematite to an oxyhydroxide. Unlike all the other

iron oxyhydroxides, the d-FeOOH phase is ferrimagnetic [23,25,26].The transformation to d-FeOOH is also confirmed with magneticmeasurements. Additionally, in the early cycles, the presence ofsmall amounts of magnetite is not discounted because of the doubleelectrochromic behavior observed in early IC/DIC cycles. However,it is confirmed that the major contribution to the magnetizationloops comes from the d-FeOOH phase.

The hysteresis loops of darkened iron oxide thick films at �1.5 Vexhibit saturation magnetizations up to 2.5�10�3 emu/cm2 andcoercive fields of 300 Oe. This high magnetization agrees with thepresence of magnetite found by Raman spectroscopy.

3.6. Insights of the coloration mechanism of iron oxide films

In accordance with the characterization presented in this work,the as-deposited hematite films transform gradually to a trans-parent state at cathodic potentials, which is unstable in air. Thequick transformation of the bleached state in open atmospheregives the same compound that the obtained at anodic potentials,which was identified as d-FeOOH. A typical synthesis of d-FeOOHnanopowders involves a quick oxidation of Fe(OH)2 with H2O2 athigh pH (414) [20,23]; also, its formation can be favored if the rateof air supply is high [27]. Fe(OH)2 is a white powder, and its bandgap lies in the UV region of the spectrum [20]. The transformation ofFe(OH)2 to d-FeOOH is a topotactic redox reaction, where an

Page 7: Solar Energy Materials & Solar Cells - itvictoria.edu.mx · Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobatoa, Arturo I. Martineza,n,

M.A. Garcia-Lobato et al. / Solar Energy Materials & Solar Cells 95 (2011) 751–758 757

electron and ion transference take place. In the reaction eachFeII(OH)6 octahedron becomes a FeIII(OOH)3 octahedron while thehexagonal structure is conserved [20,28,29]. According to theoptical properties of the bleached state in the electrochromic films,it is feasible that Fe(OH)2 causes the bleaching. Additionally, in aninteresting mass-balance diagram of the transformation of Fe(OH)2

to d-FeOOH, magnetite is reported as an intermediate state [28];remembering the double electrochromic behavior, the darkish huemay be due to the presence of magnetite (see Figs. 4 and 5). Thepresence of magnetite in thicker films was demonstrated by Ramanspectroscopy.

Once the phases responsible for different color states in the filmswere identified, a coloration mechanism of iron oxide films can beformulated. First, the reduction of hematite to a mixture of Fe(OH)2

and Fe3O4 takes place, identified as double electrochromism. Forsubsequent IC/DIC cycles, the reduction to Fe(OH)2 gains moreimportance, because the topotactic reduction is favored vs. thechange in the structure that is necessary for the transformation tomagnetite. The IC/DIC of charge can be schematized as follows:

At cathodic potentials:

2a�Fe2O3þ2Hþ þ2e�-Fe3O4þFeðOHÞ2

Orange-darkishþtransparent ð2Þ

d�FeOOHþHþ þe�-FeðOH2Þ

Yellow-transparent ð3Þ

At anodic potentials:

FeðOHÞ2�e��Hþ-d�FeOOH

Transparent-yellow ð4Þ

The first half redox reaction that forms magnetite is not-topotactic. The reaction of (2) seems to be irreversible, becausethe hematite structure can only be restored if the films are annealedat temperatures above 200 1C. The complete transformation ofd-FeOOH to hematite is at 200 1C [29]. The coexistence of bothphases and the absence of other phases such as goethite have beenreported at temperatures as low as 100 1C [29,30]. For thinner films,(2) is important at early cycles (double electrochromic behavior)and involves a change in the morphology of the iron oxide particles.The reactions (3) and (4) are more significant at long terms (anodiccoloration), while the morphology of the particles is conserved.Through kinetic studies, it was found that the morphologicalchanges from round shaped nanoparticles to a platy morphologytake long times. It is in contrast to the topotactic transformationsshown in (3) and (4) that are faster.

4. Conclusions

According to the structural characterization, all as-preparedfilms exhibited the presence of hematite. After a process ofintercalation/deintercalation of charge, the presence of thed-FeOOH phase was determined by different characterizationtechniques. The thickness of the films is an important parameterfor the observance of color changes at featured times, because thecoloration process is mediated by the diffusion of charge. Typically,thinner iron oxide films exhibit coloration changes at shorter times.It was found that the anodic coloration is attributable to topotactictransformations from the initial a-Fe2O3 to the transparent stateattributed to the Fe(OH)2 phase and subsequently to the d-FeOOHphase (yellow state). Otherwise, it was found that the doubleelectrochromic behavior that was observed for short times is due totwo different transformations; e.g., the topotactic one jointly withthe formation of magnetite.

Acknowledgements

This work was supported by the Initiative of MultidisciplinaryProjects of Cinvestav. The support of Conacyt is also recognized.We greatly thank M.A. Gatica, Alcides Lopez, and Arturo Poncefor fruitful discussion. MAGL thanks the doctoral scholarshipsponsored by Conacyt. DLP wishes to acknowledge supportof the U. S. Department of Energy under Contract numberDE-AC02-05CH11231. RA Zarate thanks the Fundacion Andesunder the project C-13876 for the development of experimentalphysics.

References

[1] C.G. Granqvist, P.C. Lansaker, N.R. Mlyuka, G.A. Niklasson, E. Avendano,Progress in chromogenics: new results for electrochromic and thermochromicmaterials and devices, Sol. Energy Mater. Sol. Cells 93 (2009) 2032–2039.

[2] I. Valyukh, S. Green, H. Arwin, G.A. Niklasson, E. Wackelgard, C.G. Granqvist,Spectroscopic ellipsometry characterization of electrochromic tungsten oxideand nickel oxide thin films made by sputter deposition, Sol. Energy Mater. Sol.Cells 94 (2010) 724–732.

[3] N.A. Galiote, R.L.T. Parreira, J.M. Rosolen, F. Huguenin, Self-assembled filmsfrom WO3: Electrochromism and lithium ion diffusion, Electrochem. Commun.12 (2010) 733–736.

[4] C.G. Granqvist, Handbook of Inorganic Electrochromic Materials, Elsevier,Amsterdam, 2002.

[5] P.M.S. Monk, R.J. Mortimer, D.R. Rosseinsky, Electrochromism Fundamentalsand Applications, VCH, Weinheim, 1995.

[6] A. Navrotsky, L. Mazeina, J. Majzlan, Size-driven structural and thermodynamiccomplexity in iron oxides, Science 319 (2008) 1635–1638.

[7] A.I. Martinez, M.A. Garcia-Lobato, D.L. Perry, Study of the properties of ironoxide nanostructures, in: A. Barranon (Ed.), New Nanotechnology Develop-ments, Nova Science Pubishers Inc., New York2009, pp. 183–194.

[8] L.D. Burke, O.J. Murphy, Growth of an electrochromic film on iron in base underpotential cycling conditions, J. Electroanal. Chem. 109 (1980) 379–383.

[9] L.D. Burke, M.E.G. Lyons, The formation and stability of hydrous oxide films oniron under potential cycling conditions in aqueous solution at high pH,J. Electroanal. Chem. 198 (1986) 347–368.

[10] C. Gutierrez, B.J. Beden, UV-Visible differential reflectance spectroscopy of theelectrochromic oxide layer on iron in 0.1 M NaOH, Electroanal. Chem. 293(1990) 253–259.

[11] G. Larramona, C. Gutierrez, The passive film on iron at pH 1–14, a potential-modulated reflectance study, J. Electrochem. Soc. 136 (1989) 2171–2178.

[12] B. Orel, M. Macek, A. Surka, Electrochromism of dip-coated Fe-oxide, Fe/Ti-oxide and Fe/Si-oxide films prepared by the sol–gel route, Proc. SPIE 2255(1994) 273–284.

[13] B. Orel, M. Macek, F. Svegl, K. Kalcher, Electrochromism of iron oxide filmsprepared via the sol-gel route by the dip-coating technique, Thin Solid Films246 (1994) 131–142.

[14] G. Campet, S.J. Wen, S.D. Hall, M.C.R. Shastry, J. Pottier, C. Guizard, L. Cot, Y. Xu,J. Salardenne, Reversible electrochemical insertion of lithium in fine-grainedpolycrystalline thin films of mixed-valency metal oxides: application toLixFe2O3 thin film electrodes prepared by the sol-gel process, Mater. Sci.Eng. B 18 (1993) 201–208.

[15] T. Maruyama, T. Kanagawa, Electrochromic properties of iron oxide thin filmsprepared by chemical vapor deposition, J. Electrochem. Soc. 143 (1996)1675–1677.

[16] N. Ozer, F. Tepehan, Optical and electrochemical characteristics ofsol–gel deposited iron oxide films, Sol. Energy Mater. Sol. Cells 56 (1999)141–152.

[17] Z. Wang, X. Hu, P.O. Kall, U. Helmersson, High Li-ion storage capacity anddouble-electrochromic behavior of sol–gel derived iron oxide thin films withsulfate residues, Chem. Mater. 13 (2001) 1976–1983.

[18] D.L.A. de Faria, S.V. Silva, M.T. de Oliveira, Raman microspectroscopy ofsome iron oxides and oxyhydroxides, J. Raman Spectrosc. 28 (1997)873–878.

[19] M. Hanesch, Raman spectroscopy of iron oxides and (oxy)hydroxides at lowlaser power and posible applications in environmental magnetic studies,Geophys. J. Int. 177 (2009) 941–948.

[20] R.M. Cornell, U. Schwertmann, The Iron Oxides: Structure, Properties, Reac-tions, Occurrences, and Uses, Wiley-VCH, Weinheim, 2000.

[21] C.J. Sartoretti, B.D. Alexander, R. Solarska, I.A. Rutkowska, J. Augustynski,R. Cerny, Photoelectrochemical oxidation of water at transparent ferric oxidefilm electrodes, J. Phys. Chem. B 109 (2005) 13685–13692.

[22] L. Mazzetti, P.J. Thistlethwaite, Raman spectra and thermal transformationsof ferrihydrite and schwertmannite, J. Raman Spectrosc. 33 (2002) 104–111.

[23] U Schwertmann, R.M. Cornell, Iron Oxides in the Laboratory, Preparation, andCharacterization, Wiley-VCH, Weinheim, 2000.

[24] J. Majzlan, C.B. Koch, A. Navrotsky, Thermodynamic properties of feroxyhyte(d0-FeOOH), Clays Clay Miner. 56 (2008) 526–530.

Page 8: Solar Energy Materials & Solar Cells - itvictoria.edu.mx · Elucidation of the electrochromic mechanism of nanostructured iron oxides films M.A. Garcia-Lobatoa, Arturo I. Martineza,n,

M.A. Garcia-Lobato et al. / Solar Energy Materials & Solar Cells 95 (2011) 751–758758

[25] O. Muller, R. Wilson, W. Krakow, d-FeOOH and its solid solutions, J. Mater. Sci.14 (1979) 2929–2936.

[26] C.B. Koch, C.A. Oxborrow, S. Morup, M.B. Madsen, A.J. Quinn, J.M.D. Coey,Magnetic properties of feroxyhyte (d-FeOOH), Phys. Chem. Miner. 22 (1995)333–341.

[27] L. Carlson, U. Schwertmann, Natural occurrence of feroxyhyte (d0-FeOOH),Clays Clay Miner. 28 (1980) 272–280.

[28] J.M.R. Genin, C. Ruby, A. Gehin, P. Refait, Synthesis of green rusts by oxidation ofFe(OH)2,their products of oxidation and reduction of ferric oxyhydroxides;Eh–pH Pourbaix diagrams, C.R. Geosci. 338 (2006) 433–446.

[29] J.D. Bernal, D.R. Dasgupta, A.L. Mackay, The oxides and hydroxides of iron andtheir structural interrelations, Clay Miner. Bull. 4 (1959) 15–30.

[30] H. Liu, H. Guo, P. Li, Y. Wei, Transformation from d-FeOOH to hematite in thepresence of trace Fe(II), J. Phys. Chem. Solids 70 (2009) 186–191.