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Skills, Schools and Synapses
James HeckmanUniversity of Chicago
Albert A. Michelson Memorial LectureU.S. Naval AcademyAnnapolis, MarylandSeptember 11, 2006
1 / 1
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Skills are an essential ingredient of the success of moderneconomies.
A skilled workforce is a source of productivity growth,innovation and adaptability.
It can better respond to increased uncertainty intechnology and in trade patterns that is characteristic ofour age.
2 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Skills are an essential ingredient of the success of moderneconomies.
A skilled workforce is a source of productivity growth,innovation and adaptability.
It can better respond to increased uncertainty intechnology and in trade patterns that is characteristic ofour age.
2 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Skills are an essential ingredient of the success of moderneconomies.
A skilled workforce is a source of productivity growth,innovation and adaptability.
It can better respond to increased uncertainty intechnology and in trade patterns that is characteristic ofour age.
2 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Inequality in the labor market is largely due to inequalityin skills and to long term trends in the demand for laborthat favor skilled workers and and have raised their wagesboth absolutely and relative to unskilled workers becausethey have become more scarce.
The wage premia for skill (college vs. high school andhigh school vs. high school dropout) have increased.
3 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Inequality in the labor market is largely due to inequalityin skills and to long term trends in the demand for laborthat favor skilled workers and and have raised their wagesboth absolutely and relative to unskilled workers becausethey have become more scarce.
The wage premia for skill (college vs. high school andhigh school vs. high school dropout) have increased.
3 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
March CPS full-time weekly earnings, 1963–2005.3
5.4
.45
.5.5
5C
OLL
EG
E-G
RA
D/H
SG
all
1960 1970 1980 1990 2000Earnings year
1963-2005.March CPS Full-Time Weekly Earnings.
4 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Percent change in the relative weekly wages of high school dropouts to highschool graduates, CPS March 1963–2003
Figure X. Percentage Change in the Relative Weekly Wages of HS Dropouts to HS
Graduates, CPS March 1963-2003
-0.6-1.4
-5.1
-3.7 -4.0
-14.8-16.0
-14.0
-12.0
-10.0
-8.0
-6.0
-4.0
-2.0
0.0
2.0
4.0
1963-1971 1971-1979 1979-1987 1987-1995 1995-2003 1963-2003Year Range
Perc
enta
ge C
hang
e
Source: Autor, Katz and Kearney (2005) "Trends in U.S. Wage Inequality: Re-Assessing the Revisionists". Based on full time full year workers.
5 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Percent change in the relative weekly wages of high school dropouts tocollege graduates, CPS March 1963–2003Figure X.
Percentage Change in the Relative Weekly Wages of HS Dropouts to College Graduates, CPS March 1963-2003
-8.4
6.1
-15.2-13.0
-7.6
-38.2
-50.0
-40.0
-30.0
-20.0
-10.0
0.0
10.0
1963-1971 1971-1979 1979-1987 1987-1995 1995-2003 1963-2003Year Range
Perc
enta
ge C
hang
e
Source: Autor, Katz and Kearney (2005) "Trends in U.S. Wage Inequality: Re-Assessing the Revisionists". Based on full time full year workers.
6 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Skilled workers are much less likely to participate in crimeor in other social pathologies. Consider the case of crime.
7 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Regression-adjusted probability of incarceration, by years of schooling(whites)
Regression-Adjusted Probability of
Incarceration, by Years of Schooling
Source: Lochner and Moretti (2004)
8 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Regression-adjusted probability of incarceration, by years of schooling(blacks)
Source: Lochner and Moretti (2004)
9 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Men Incarcerated (2000) overall and by educational status
Whites Hispanics Blacks
All men, age 20–40 1.6% 4.6% 11.5%
High school dropouts, age 20–40 6.7% 6.0% 32.4%
Source: Western, Bruce (2006). Punishment and Inequality inAmerica. New York: Russell Sage Foundation.
10 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
On many dimensions, participation in productive andpathological behaviors is closely linked to educationalattainment.
Therefore, it is a source of great concern that at a timewhen the demand for skill has increased, the supply ofskill has slowed down.
11 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
On many dimensions, participation in productive andpathological behaviors is closely linked to educationalattainment.
Therefore, it is a source of great concern that at a timewhen the demand for skill has increased, the supply ofskill has slowed down.
11 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Educational characteristics of the labor force aged 25 and over, 1980, 2000,2020
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Educational Characteristics of the Labor ForceAged 25 and Over1980, 2000, 2020
*Assumes that subsequent cohorts have same education at age 25 as the cohort age 25 in 2000.
Source: Ellwood (2001).
Table 2
12 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Characteristics of the labor force aged 25 and over and components ofchange, 1980, 2000, 2020 (millions of workers)
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Characteristics of the Labor Force Aged 25 and Overand Components of Change 1980, 2000, 2020
(Millions of Workers)
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Source: Ellwood (2001).
Table 2
13 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Characteristics of the labor force aged 25 and over and components ofchange, 1980, 2000, 2020 (millions of workers)
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14 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Characteristics of the labor force aged 25 and over and components ofchange, 1980, 2000, 2020 (millions of workers)
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15 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Percent distribution of education among 30 year olds by year������������ ��������� ��������������������������������
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Figure 3
(Ellwood, 2001)
16 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Postsecondary participation rates for adults aged 18-24, by combinations ofsex and race/ethnicity, 1974-2003
17 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
College enrollment rates of recent high school completers, by sex35
4045
5055
6065
70C
olle
ge P
artic
ipat
ion
Rat
e (%
)
1960 1963 1966 1969 1972 1975 1978 1981 1984 1987 1990 1993 1996 1999 2002 Year
All Males Females
Source: Authors calculations based on three year moving averages of NCES unpublished sources and, CPS, October 1970 to 2003 data. Table 183Note: Recent high school completers are those who graduated or obtained a GED in the previous 12 months
College Enrollment Rates of Recent High School Completers, by Sex
18 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
College enrollment rates of recent high school completers, by race35
4045
5055
6065
70C
olle
ge P
artic
ipat
ion
Rat
e (%
)
1960 1963 1966 1969 1972 1975 1978 1981 1984 1987 1990 1993 1996 1999 2002 Year
All Whites Blacks Hispanics
Source: Authors calculations based on three year moving averages of NCES unpublished sources and, CPS, October 1970 to 2003 data. Table 183Note: Recent high school completers are those who graduated or obtained a GED in the previous 12 months
College Enrollment Rates of Recent High School Completers, by Race
19 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
College-going among graduates is increasing.
But when you count GEDs as dropouts, as you should,the dropout is rate increasing.
20 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
College-going among graduates is increasing.
But when you count GEDs as dropouts, as you should,the dropout is rate increasing.
20 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The fraction of high school dropouts in the USA, 1971–2000: Twoalternative measures
10.0
15.0
20.0
25.0
30.0
35.0
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
100 - the fraction of graduates as a percent of 17-year-old population
High school dropouts excluding the GEDs - CPS data
Source:
(1) the Department of Education National Center for Education Statistics and (2) American Council on Education, General Educational Development Testing
Service
and (3) U.S. Department of Commerce, Bureau of the Census, Current Population Survey, unpublished tabulations; and U.S. Department of Education, National
Center for Education Statistics, Dropout Rates in the United States.
21 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Cumulative official high school dropout rate by race-ethnicity: persons 14to 20 years old, 1973–1997
22 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The official rate on high school dropouts disguises asubstantial problem.
Many American children taking GEDs.
GEDs are dropouts who pass a test to certify that theyare just as good as high school graduates.
GEDs earn the wages of dropouts.
They do not complete college.
When we adjust the high school dropout rate for GEDs,the high school dropout rate is rising.
23 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The official rate on high school dropouts disguises asubstantial problem.
Many American children taking GEDs.
GEDs are dropouts who pass a test to certify that theyare just as good as high school graduates.
GEDs earn the wages of dropouts.
They do not complete college.
When we adjust the high school dropout rate for GEDs,the high school dropout rate is rising.
23 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The official rate on high school dropouts disguises asubstantial problem.
Many American children taking GEDs.
GEDs are dropouts who pass a test to certify that theyare just as good as high school graduates.
GEDs earn the wages of dropouts.
They do not complete college.
When we adjust the high school dropout rate for GEDs,the high school dropout rate is rising.
23 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The official rate on high school dropouts disguises asubstantial problem.
Many American children taking GEDs.
GEDs are dropouts who pass a test to certify that theyare just as good as high school graduates.
GEDs earn the wages of dropouts.
They do not complete college.
When we adjust the high school dropout rate for GEDs,the high school dropout rate is rising.
23 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The official rate on high school dropouts disguises asubstantial problem.
Many American children taking GEDs.
GEDs are dropouts who pass a test to certify that theyare just as good as high school graduates.
GEDs earn the wages of dropouts.
They do not complete college.
When we adjust the high school dropout rate for GEDs,the high school dropout rate is rising.
23 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The official rate on high school dropouts disguises asubstantial problem.
Many American children taking GEDs.
GEDs are dropouts who pass a test to certify that theyare just as good as high school graduates.
GEDs earn the wages of dropouts.
They do not complete college.
When we adjust the high school dropout rate for GEDs,the high school dropout rate is rising.
23 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
GED credentials issued as a percentage of public and private high schoolgraduates, USA, 1960–2001
GED Credentials Issued as a Percentage of Public and Private High School Graduates, USA 1960-2001
0.0
5.0
10.0
15.0
20.0
25.0
1960 1962 1964 1966 1968 1970 1972 1974 1976 1978 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000
Year
Per
cen
t
Source: (1) The Department of Education National Center for Education Statistics Digest of Educational Statistics, 2001, and (2) American Council on Education, General Educational
Development Testing Service Statistical Report 1989 and 2002
24 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The high rate of dropout leads to a group of people withvery low skills.
Low compared to other advanced nations.
Another way to gauge this is by looking at adult literacyin the U.S. compared to other countries.
25 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The high rate of dropout leads to a group of people withvery low skills.
Low compared to other advanced nations.
Another way to gauge this is by looking at adult literacyin the U.S. compared to other countries.
25 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The high rate of dropout leads to a group of people withvery low skills.
Low compared to other advanced nations.
Another way to gauge this is by looking at adult literacyin the U.S. compared to other countries.
25 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Percentage of each gender who perform at Level 1 on the IALS DocumentLiteracy Scale
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!���"�#/���;�����;�������������<���������=�>����>�����=���;����������==�;<���?����/�@�>�����������������=<�;���������������;�K�@�>��� ������������;��X����K�#/������������������;���������<�����/������X�������Z�Z���������=���������/��������=��/���<�>���[\\ =����/����������������?�\\Z�=����/���]?�����\\ �\\��=���������^K���������������������;��;<������<������/�����/����������;��X������_�@��[��^K
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26 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
To an economist, the sluggish response of the supply ofskills is an enigma — when the rate of return hasincreased, the supply response should lead to many moreeducated workers, not less.
27 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The increase in education is concentrated among themost affluent American families.
This trend threatens to perpetuate and enhanceinequality across income groups and race groups.
Threatens workforce productivity because more of ourfuture workers are coming from disadvantaged families.
28 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The increase in education is concentrated among themost affluent American families.
This trend threatens to perpetuate and enhanceinequality across income groups and race groups.
Threatens workforce productivity because more of ourfuture workers are coming from disadvantaged families.
28 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The increase in education is concentrated among themost affluent American families.
This trend threatens to perpetuate and enhanceinequality across income groups and race groups.
Threatens workforce productivity because more of ourfuture workers are coming from disadvantaged families.
28 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The most common explanation for gaps in collegeattendance is tuition costs.
Tuition has been rising.
To many, this suggests that we should subsidize tuition.
29 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The most common explanation for gaps in collegeattendance is tuition costs.
Tuition has been rising.
To many, this suggests that we should subsidize tuition.
29 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The most common explanation for gaps in collegeattendance is tuition costs.
Tuition has been rising.
To many, this suggests that we should subsidize tuition.
29 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Cameron and Heckman (1998) show that tuition explainslittle of the gap in college going between the affluent andless affluent, between rich and poor, between majoritiesand minorities.
Controlling for ability at the age college decisions aremade, minorities are more likely to enroll in college.
Tuition costs cannot explain the dramatic gaps in highschool dropping out.
30 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Cameron and Heckman (1998) show that tuition explainslittle of the gap in college going between the affluent andless affluent, between rich and poor, between majoritiesand minorities.
Controlling for ability at the age college decisions aremade, minorities are more likely to enroll in college.
Tuition costs cannot explain the dramatic gaps in highschool dropping out.
30 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Cameron and Heckman (1998) show that tuition explainslittle of the gap in college going between the affluent andless affluent, between rich and poor, between majoritiesand minorities.
Controlling for ability at the age college decisions aremade, minorities are more likely to enroll in college.
Tuition costs cannot explain the dramatic gaps in highschool dropping out.
30 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Gaps in test scores are substantial between the affluentand the poor; between majority group members andminority group members.
This suggests that perhaps the schools are to blame.
31 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Gaps in test scores are substantial between the affluentand the poor; between majority group members andminority group members.
This suggests that perhaps the schools are to blame.
31 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Gaps in ranks or achievement across race groups andacross income groups open up early, before schools canhave any effect.
Absolute levels of test scores grow. Percentage ranks arestable.
Schools add knowledge.
But gaps open up as early as they are measured.
In a statistical sense, gaps can be closed by controlling forfamily traits.
Consistent with Coleman Report (1966).
32 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Gaps in ranks or achievement across race groups andacross income groups open up early, before schools canhave any effect.
Absolute levels of test scores grow. Percentage ranks arestable.
Schools add knowledge.
But gaps open up as early as they are measured.
In a statistical sense, gaps can be closed by controlling forfamily traits.
Consistent with Coleman Report (1966).
32 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Gaps in ranks or achievement across race groups andacross income groups open up early, before schools canhave any effect.
Absolute levels of test scores grow. Percentage ranks arestable.
Schools add knowledge.
But gaps open up as early as they are measured.
In a statistical sense, gaps can be closed by controlling forfamily traits.
Consistent with Coleman Report (1966).
32 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Gaps in ranks or achievement across race groups andacross income groups open up early, before schools canhave any effect.
Absolute levels of test scores grow. Percentage ranks arestable.
Schools add knowledge.
But gaps open up as early as they are measured.
In a statistical sense, gaps can be closed by controlling forfamily traits.
Consistent with Coleman Report (1966).
32 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Gaps in ranks or achievement across race groups andacross income groups open up early, before schools canhave any effect.
Absolute levels of test scores grow. Percentage ranks arestable.
Schools add knowledge.
But gaps open up as early as they are measured.
In a statistical sense, gaps can be closed by controlling forfamily traits.
Consistent with Coleman Report (1966).
32 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Gaps in ranks or achievement across race groups andacross income groups open up early, before schools canhave any effect.
Absolute levels of test scores grow. Percentage ranks arestable.
Schools add knowledge.
But gaps open up as early as they are measured.
In a statistical sense, gaps can be closed by controlling forfamily traits.
Consistent with Coleman Report (1966).
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Average percentile rank on PIAT-Math score, by income quartileAverage Percentile Rank on PIAT-Math Score, by Income Quartile
35
40
45
50
55
60
65
6 8 10 12
Age
Scor
e p
erce
nti
le
Lowest income quartile Second income quartile Third income quartile Highest income quartile
33 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Average percentile rank on PIAT-Math score, by race
Average Percentile Rank on PIAT-Math Score, by Race
30
35
40
45
50
55
60
65
6 8 10 12
Age
Scor
e p
erce
nti
le
Hispanic Black White
34 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Average percentile rank on anti-social score, by income quartile (whites)H. Average Percentile Rank on Anti-Social Score, by Income Quartile*
Whites Only
25
30
35
40
45
50
55
60
65
4 6 8 10 12
Age
Scor
e p
erce
nti
le
Lowest income quartile Second income quartile Third income quartile Highest income quartile
35 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Average percentile rank on anti-social score, by race
I. Average Percentile Rank on Anti-Social Score, by Race
30
35
40
45
50
55
4 6 8 10 12
Age
Scor
e p
erce
nti
le
Hispanic Black White
36 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Average percentile rank on anti-social score, by income quartile
G. Average Percentile Rank on Anti-Social Score, by Income Quartile*
20
25
30
35
40
45
50
55
4 6 8 10 12
Age
Scor
e p
erce
nti
le
Lowest income quartile Second income quartile Third income quartile Highest income quartile
37 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Controlling for early family factors eliminates a lot of thegaps in ranks.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Residualized average PIAT-Math score percentiles, by income quartile
D. Residualized Average PIAT-Math Score Percentiles by Income Quartile*
35
40
45
50
55
60
65
6 8 10 12
Age* Residualized on maternal education, maternal AFQT (corrected for the effect of schooling) and broken
home at each age
Scor
e p
erce
nti
le
Lowest income quartile Second income quartile Third income quartile Highest income quartile
39 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Residualized average PIAT-Math score percentiles, by race
F. Residualized Average PIATM Score Percentile by Race*
30
35
40
45
50
55
60
65
6 8 10 12
Age* Residualized on maternal education, maternal AFQT (corrected for the effect of schooling) and broken
home at each age
Scor
e p
erce
nti
le
Hispanic Black White
40 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Residualized average anti-social score percentile, by income quartile
J. Residualized Average Anti-Social Score Percentile by Income Quartile*
20
25
30
35
40
45
50
55
60
4 6 8 10 12
Age* Residualized on maternal education, maternal AFQT (corrected for the effect of schooling) and broken
home at each age
Scor
e p
erce
nti
le
Lowest income quartile Second income quartile Third income quartile Highest income quartile
41 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Residualized average anti-social score percentile, by race
L. Residualized Average Anti-Social Score Percentile by Race*
30
35
40
45
50
55
4 6 8 10 12
Age* Residualized on maternal education, maternal AFQT (corrected for the effect of schooling) and broken
home at each age
Scor
e p
erce
nti
le
Hispanic Black White
42 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Family factors matter.
A source of concern because, as we have seen, a greaterfraction of American children are being born todisadvantaged families.
While the situation is improving, there is still a majorproblem with child environments.
43 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Family factors matter.
A source of concern because, as we have seen, a greaterfraction of American children are being born todisadvantaged families.
While the situation is improving, there is still a majorproblem with child environments.
43 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Family factors matter.
A source of concern because, as we have seen, a greaterfraction of American children are being born todisadvantaged families.
While the situation is improving, there is still a majorproblem with child environments.
43 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Trends in unhealthy child environmentsFigure 17
Trends in Unhealthy Child Environments
0
5
10
15
20
25
30
35
40
45
50
1940
1942
1944
1946
1948
1950
1952
1954
1956
1958
1960
1962
1964
1966
1968
1970
1972
1974
1976
1978
1980
1982
1984
1986
1988
1990
1992
1994
1996
1998
2000
Year
% of All Births to Unmarried Women 15-44 Birth rate for 1000 Unmarried Women 15-44Birth Rate per 1000 Unmarried Women 15-19 % of All Children Under 18 Living W/ 1 Parent% of All Children Under 18 Living in Poverty
Data for births and birth rates are from Ventura and Bachrach (2000). Data for children living with one parent are available at the census bureau at http://www.census.gov/population/socdemo/hh-fam/tabCH-1.txt. Data for children living in poverty is available at www.childtrendsdatabank.org/
44 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Abilities Are Multiple
To understand the sources of difference in schooling, andparticipation in a variety of social pathologies, and eventhe development of animal species, we need to appreciatethat there are multiple abilities.
45 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Much public policy discussion is devoted to cognitivescores or “smarts”.
NCLB focuses on achievement on a test score at a certainage to measure success or failure in schools.
Yet an emerging body of evidence shows that, as isintuitively obvious and commonsensical, much more thansmarts are required.
Motivation,Attention,Self Esteem,Time Preference.
46 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Much public policy discussion is devoted to cognitivescores or “smarts”.
NCLB focuses on achievement on a test score at a certainage to measure success or failure in schools.
Yet an emerging body of evidence shows that, as isintuitively obvious and commonsensical, much more thansmarts are required.
Motivation,Attention,Self Esteem,Time Preference.
46 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Much public policy discussion is devoted to cognitivescores or “smarts”.
NCLB focuses on achievement on a test score at a certainage to measure success or failure in schools.
Yet an emerging body of evidence shows that, as isintuitively obvious and commonsensical, much more thansmarts are required.
Motivation,Attention,Self Esteem,Time Preference.
46 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Much public policy discussion is devoted to cognitivescores or “smarts”.
NCLB focuses on achievement on a test score at a certainage to measure success or failure in schools.
Yet an emerging body of evidence shows that, as isintuitively obvious and commonsensical, much more thansmarts are required.
Motivation,
Attention,Self Esteem,Time Preference.
46 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Much public policy discussion is devoted to cognitivescores or “smarts”.
NCLB focuses on achievement on a test score at a certainage to measure success or failure in schools.
Yet an emerging body of evidence shows that, as isintuitively obvious and commonsensical, much more thansmarts are required.
Motivation,Attention,
Self Esteem,Time Preference.
46 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Much public policy discussion is devoted to cognitivescores or “smarts”.
NCLB focuses on achievement on a test score at a certainage to measure success or failure in schools.
Yet an emerging body of evidence shows that, as isintuitively obvious and commonsensical, much more thansmarts are required.
Motivation,Attention,Self Esteem,
Time Preference.
46 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Much public policy discussion is devoted to cognitivescores or “smarts”.
NCLB focuses on achievement on a test score at a certainage to measure success or failure in schools.
Yet an emerging body of evidence shows that, as isintuitively obvious and commonsensical, much more thansmarts are required.
Motivation,Attention,Self Esteem,Time Preference.
46 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Their importance tends to be underrated in current policydiscussions because they are not easily measured.
Evidence from the GED program (Heckman andRubinstein, 2001).
47 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Their importance tends to be underrated in current policydiscussions because they are not easily measured.
Evidence from the GED program (Heckman andRubinstein, 2001).
47 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The GED program is a second chance program given tosecondary school dropouts.
We have already seen that participation in the GEDprogram is growing.
GEDs are required to pass a test of cognitive abilities.
Level relatively low–at the grade 8 to grade 10 level.
Test is successful in its own terms.
48 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The GED program is a second chance program given tosecondary school dropouts.
We have already seen that participation in the GEDprogram is growing.
GEDs are required to pass a test of cognitive abilities.
Level relatively low–at the grade 8 to grade 10 level.
Test is successful in its own terms.
48 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The GED program is a second chance program given tosecondary school dropouts.
We have already seen that participation in the GEDprogram is growing.
GEDs are required to pass a test of cognitive abilities.
Level relatively low–at the grade 8 to grade 10 level.
Test is successful in its own terms.
48 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The GED program is a second chance program given tosecondary school dropouts.
We have already seen that participation in the GEDprogram is growing.
GEDs are required to pass a test of cognitive abilities.
Level relatively low–at the grade 8 to grade 10 level.
Test is successful in its own terms.
48 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The GED program is a second chance program given tosecondary school dropouts.
We have already seen that participation in the GEDprogram is growing.
GEDs are required to pass a test of cognitive abilities.
Level relatively low–at the grade 8 to grade 10 level.
Test is successful in its own terms.
48 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Density of age adjusted AFQT scores, GED recipients and high schoolgraduates with twelve years of schooling
GED recipients and high school graduates with twelve years of schooling
Figure 2.13Density of age adjusted AFQT scores,
(c) Black males
0
5
10
15
20
25
30
35
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(a) White males
0
5
10
15
20
25
30
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(b) White females
0
5
10
15
20
25
30
35
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
HS graduates
GEDs
(e) Hispanic males
0
5
10
15
20
25
30
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(f) Hispanic females
0
5
10
15
20
25
30
35
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(d) Black females
0
5
10
15
20
25
30
35
40
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5
Source: Heckman, Hsee and Rubinstein (2001).
Source: Heckman, Hsee and Rubinstein (2001)
49 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Density of age adjusted AFQT scores, GED recipients and high schoolgraduates with twelve years of schooling
GED recipients and high school graduates with twelve years of schooling
Figure 2.13Density of age adjusted AFQT scores,
(c) Black males
0
5
10
15
20
25
30
35
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(a) White males
0
5
10
15
20
25
30
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(b) White females
0
5
10
15
20
25
30
35
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
HS graduates
GEDs
(e) Hispanic males
0
5
10
15
20
25
30
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(f) Hispanic females
0
5
10
15
20
25
30
35
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(d) Black females
0
5
10
15
20
25
30
35
40
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5
Source: Heckman, Hsee and Rubinstein (2001).
Source: Heckman, Hsee and Rubinstein (2001)
50 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Density of age adjusted AFQT scores, GED recipients and high schoolgraduates with twelve years of schooling
GED recipients and high school graduates with twelve years of schooling
Figure 2.13Density of age adjusted AFQT scores,
(c) Black males
0
5
10
15
20
25
30
35
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(a) White males
0
5
10
15
20
25
30
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(b) White females
0
5
10
15
20
25
30
35
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
HS graduates
GEDs
(e) Hispanic males
0
5
10
15
20
25
30
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(f) Hispanic females
0
5
10
15
20
25
30
35
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5
(d) Black females
0
5
10
15
20
25
30
35
40
-2.5 -2 -1.5 -1 -0.5 0 0.5 1 1.5
Source: Heckman, Hsee and Rubinstein (2001).
Source: Heckman, Hsee and Rubinstein (2001)
51 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Yet GEDs earn at the rate of high school dropouts.
52 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
GEDs are as “smart” as ordinary high school graduates.
They lack noncognitive skills.
The GEDs are the wise guys who can’t finish anything.
Most branches of the military recognize this in theirrecruiting strategies.
53 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
GEDs are as “smart” as ordinary high school graduates.
They lack noncognitive skills.
The GEDs are the wise guys who can’t finish anything.
Most branches of the military recognize this in theirrecruiting strategies.
53 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
GEDs are as “smart” as ordinary high school graduates.
They lack noncognitive skills.
The GEDs are the wise guys who can’t finish anything.
Most branches of the military recognize this in theirrecruiting strategies.
53 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
GEDs are as “smart” as ordinary high school graduates.
They lack noncognitive skills.
The GEDs are the wise guys who can’t finish anything.
Most branches of the military recognize this in theirrecruiting strategies.
53 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
There is a lot of evidence that both cognitive andnoncognitive skills are important.
Both cognitive and noncognitive skills matter in a varietyof aspects of life.
54 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
There is a lot of evidence that both cognitive andnoncognitive skills are important.
Both cognitive and noncognitive skills matter in a varietyof aspects of life.
54 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Cognitive and noncognitive ability are importantdeterminants of schooling and socioeconomic success.
In the U.S., schooling gaps have more to do with abilitydeficits than family finances in the school-going years.
Those with higher abilities of both types are more likelyto take post-school company job training.
Look at effects of both cognitive and noncognitive skillson many measures of social performance.
55 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Cognitive and noncognitive ability are importantdeterminants of schooling and socioeconomic success.
In the U.S., schooling gaps have more to do with abilitydeficits than family finances in the school-going years.
Those with higher abilities of both types are more likelyto take post-school company job training.
Look at effects of both cognitive and noncognitive skillson many measures of social performance.
55 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Cognitive and noncognitive ability are importantdeterminants of schooling and socioeconomic success.
In the U.S., schooling gaps have more to do with abilitydeficits than family finances in the school-going years.
Those with higher abilities of both types are more likelyto take post-school company job training.
Look at effects of both cognitive and noncognitive skillson many measures of social performance.
55 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Cognitive and noncognitive ability are importantdeterminants of schooling and socioeconomic success.
In the U.S., schooling gaps have more to do with abilitydeficits than family finances in the school-going years.
Those with higher abilities of both types are more likelyto take post-school company job training.
Look at effects of both cognitive and noncognitive skillson many measures of social performance.
55 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of being a 4-year college graduate, by ability
0
.2
.4
.6
Pro
bab
ility
0 20 21 40 41 60 61 80 81 100Percentile
Males Cognitive Males Non Cognitive Females Cognitive Females Non Cognitive
Note: This figure plots the probability of a given behavior associated with moving up in one ability distribution forsomeone after integrating out the other distribution. For example, the lines with markers show the effect ofincreasing noncognitive ability after integrating the cognitive ability. Source: Heckman, Stixrud, and Urzua (2006).
Probability of Being a 4 yr College Graduate, by Ability
56 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Ever been in jail by age 30, by ability (males)
0
.05
.1
.15
Pro
bab
ility
0 20 21 40 41 60 61 80 81 100Percentile
Cognitive Non Cognitive
Note: This figure plots the probability of a given behavior associated with moving up in one ability distribution forsomeone after integrating out the other distribution. For example, the lines with markers show the effect ofincreasing noncognitive ability after integrating the cognitive ability. Source: Heckman, Stixrud, and Urzua (2006).
Ever in Jail by Age 30, by Ability Males
57 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of being single with children (females)
.02
.04
.06
.08
.1
Pro
bab
ility
0 20 21 40 41 60 61 80 81 100Percentile
Cognitive Non Cognitive
Note: This figure plots the probability of a given behavior associated with moving up in one ability distribution forsomeone after integrating out the other distribution. For example, the lines with markers show the effect ofincreasing noncognitive ability after integrating the cognitive ability. Source: Heckman, Stixrud, and Urzua (2006).
Probabilty of Being Single with Children Females
58 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of being a high school dropout by age 30 (males)
24
68
10
24
68
10
0
0.2
0.4
0.6
0.8
1
Decile of Noncognitive
Figure 1A. Probability of Being a High School Dropout by Age 30 - Malesi. By Decile of Cognitive and Noncognitive Factors
Decile of Cognitive
Pro
bab
ility
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1ii. By Decile of Cognitive Factor
Decile
Pro
bab
ility
an
dC
on
fiden
ce I
nte
rval
(2.
5-97
.5%
)
Notes: The data are simulated from the estimates of the model and our NLSY79 sample. We use the standard convention that higher deciles are associated with higher values of the variable.The confidence intervals are computed using bootstrapping (200 draws).
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1iii. By Decile of Noncognitive Factor
Decile
59 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of being a high school dropout by age 30 (males) (cont.)
24
68
10
24
68
10
0
0.2
0.4
0.6
0.8
1
Decile of Noncognitive
Figure 1A. Probability of Being a High School Dropout by Age 30 - Malesi. By Decile of Cognitive and Noncognitive Factors
Decile of Cognitive
Pro
bab
ilit
y
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1ii. By Decile of Cognitive Factor
Decile
Pro
bab
ilit
y a
nd
Co
nfid
en
ce I
nte
rval (2
.5-97.5
%)
Notes: The data are simulated from the estimates of the model and our NLSY79 sample. We use the standard convention that higher deciles are associated with higher values of the variable.The confidence intervals are computed using bootstrapping (200 draws).
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1iii. By Decile of Noncognitive Factor
Decile
60 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of being a 4-year college graduate by age 30 (males)
24
68
10
123456789100
0.2
0.4
0.6
0.8
1
Decile of Noncognitive
Figure 1C. Probability of Being a 4-yr College Graduate by Age 30 - Malesi. By Decile of Cognitive and Noncognitive Factors
Decile of Cognitive
Pro
bab
ility
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1ii. By Decile of Cognitive Factor
Decile
Pro
bab
ility
an
dC
on
fiden
ce I
nte
rval
(2.
5-97
.5%
)
Notes: The data are simulated from the estimates of the model and our NLSY79 sample. We use the standard convention that higher deciles are associated with higher values of the variable.The confidence intervals are computed using bootstrapping (200 draws).
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1iii. By Decile of Noncognitive Factor
Decile
61 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of being a 4-year college graduate by age 30 (males) (cont.)
24
68
10
123456789100
0.2
0.4
0.6
0.8
1
Decile of Noncognitive
Figure 1C. Probability of Being a 4-yr College Graduate by Age 30 - Malesi. By Decile of Cognitive and Noncognitive Factors
Decile of Cognitive
Pro
bab
ilit
y
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1ii. By Decile of Cognitive Factor
Decile
Pro
bab
ilit
y a
nd
Co
nfid
en
ce I
nte
rval (2
.5-97.5
%)
Notes: The data are simulated from the estimates of the model and our NLSY79 sample. We use the standard convention that higher deciles are associated with higher values of the variable.The confidence intervals are computed using bootstrapping (200 draws).
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1iii. By Decile of Noncognitive Factor
Decile
62 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of incarceration by age 30 (males)
24
68
10
24
68
10
0
0.2
0.4
0.6
0.8
1
Decile of Noncognitive
Figure 1E. Probability of Incarceration by Age 30 - Malesi. By Decile of Cognitive and Noncognitive Factor
Decile of Cognitive
Pro
bab
ility
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1ii. By Decile of Cognitive Factor
Decile
Pro
bab
ility
an
dC
on
fiden
ce I
nte
rval
(2.
5-97
.5%
)
Notes: The data are simulated from the estimates of the model and our NLSY79 sample. We use the standard convention that higher deciles are associated with higher values of the variable.The confidence intervals are computed using bootstrapping (200 draws).
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1iii. By Decile of Noncognitive Factor
Decile
63 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of incarceration by age 30 (males) (cont.)
24
68
10
24
68
10
0
0.2
0.4
0.6
0.8
1
Decile of Noncognitive
Figure 1E. Probability of Incarceration by Age 30 - Malesi. By Decile of Cognitive and Noncognitive Factor
Decile of Cognitive
Pro
bab
ilit
y
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1ii. By Decile of Cognitive Factor
Decile
Pro
bab
ilit
y a
nd
Co
nfid
en
ce I
nte
rval (2
.5-97.5
%)
Notes: The data are simulated from the estimates of the model and our NLSY79 sample. We use the standard convention that higher deciles are associated with higher values of the variable.The confidence intervals are computed using bootstrapping (200 draws).
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1iii. By Decile of Noncognitive Factor
Decile
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of daily smoking by age 18 (males)
24
68
10
24
68
10
0
0.2
0.4
0.6
0.8
1
Decile of Noncognitive
Figure 1F. Probability Of Daily Smoking By Age 18 - Malesi. By Decile of Cognitive and Noncognitive Factor
Decile of Cognitive
Pro
bab
ility
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1ii. By Decile of Cognitive Factor
Decile
Pro
bab
ility
an
dC
on
fiden
ce I
nte
rval
(2.
5-97
.5%
)
Notes: The data are simulated from the estimates of the model and our NLSY79 sample. We use the standard convention that higher deciles are associated with higher values of the variable.The confidence intervals are computed using bootstrapping (200 draws).
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1iii. By Decile of Noncognitive Factor
Decile
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Probability of daily smoking by age 18 (males) (cont.)
24
68
10
24
68
10
0
0.2
0.4
0.6
0.8
1
Decile of Noncognitive
Figure 1F. Probability Of Daily Smoking By Age 18 - Malesi. By Decile of Cognitive and Noncognitive Factor
Decile of Cognitive
Pro
bab
ilit
y
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1ii. By Decile of Cognitive Factor
Decile
Pro
bab
ilit
y a
nd
Co
nfid
en
ce I
nte
rval (2
.5-9
7.5
%)
Notes: The data are simulated from the estimates of the model and our NLSY79 sample. We use the standard convention that higher deciles are associated with higher values of the variable.The confidence intervals are computed using bootstrapping (200 draws).
1 2 3 4 5 6 7 8 9 100
0.2
0.4
0.6
0.8
1iii. By Decile of Noncognitive Factor
Decile
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Mean log wages by age 30 (males)
24
68
10
123456789102
2.2
2.4
2.6
2.8
3
Decile of Non-Cognitive
Mean Log Wages by Age 30 - Males i. By Decile of Cognitive and Non-Cognitive Factors
Decile of Cognitive
Lo
g W
ages
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Mean log wages by age 30 (males) (cont.)
2 4 6 8 102
2.5
3i. By Decile of Cognitive Factor
Decile
Lo
g W
ages
and
Con
fid
en
ce In
terv
al (
2.7
5-9
7.5
%)
2 4 6 8 102
2.5
3ii. By Decile of Non-Cognitive Factor
Decile
Notes: The data are simulated from the estimates of the model and our NLSY79 sample. We use the standard convention that higher deciles are associated withhigher values of the variable. The confidence intervals are computed using bootstrapping (50 draws).
Mean Log Wages by Age 30 - Males
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
How do these early differences in abilities arise?
Is the difference due to genetics?
Herrnstein and Murray claimed so in The Bell Curve.
They used an achievement test score measurement at 14to show that genes were important.
They also implicitly claimed that compensation for earlydeficits was not possible.
This score has been shown to be affected by schoolingand family environments.
But possibly, with better measures, they are right.
69 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
How do these early differences in abilities arise?
Is the difference due to genetics?
Herrnstein and Murray claimed so in The Bell Curve.
They used an achievement test score measurement at 14to show that genes were important.
They also implicitly claimed that compensation for earlydeficits was not possible.
This score has been shown to be affected by schoolingand family environments.
But possibly, with better measures, they are right.
69 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
How do these early differences in abilities arise?
Is the difference due to genetics?
Herrnstein and Murray claimed so in The Bell Curve.
They used an achievement test score measurement at 14to show that genes were important.
They also implicitly claimed that compensation for earlydeficits was not possible.
This score has been shown to be affected by schoolingand family environments.
But possibly, with better measures, they are right.
69 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
How do these early differences in abilities arise?
Is the difference due to genetics?
Herrnstein and Murray claimed so in The Bell Curve.
They used an achievement test score measurement at 14to show that genes were important.
They also implicitly claimed that compensation for earlydeficits was not possible.
This score has been shown to be affected by schoolingand family environments.
But possibly, with better measures, they are right.
69 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
How do these early differences in abilities arise?
Is the difference due to genetics?
Herrnstein and Murray claimed so in The Bell Curve.
They used an achievement test score measurement at 14to show that genes were important.
They also implicitly claimed that compensation for earlydeficits was not possible.
This score has been shown to be affected by schoolingand family environments.
But possibly, with better measures, they are right.
69 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
How do these early differences in abilities arise?
Is the difference due to genetics?
Herrnstein and Murray claimed so in The Bell Curve.
They used an achievement test score measurement at 14to show that genes were important.
They also implicitly claimed that compensation for earlydeficits was not possible.
This score has been shown to be affected by schoolingand family environments.
But possibly, with better measures, they are right.
69 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
How do these early differences in abilities arise?
Is the difference due to genetics?
Herrnstein and Murray claimed so in The Bell Curve.
They used an achievement test score measurement at 14to show that genes were important.
They also implicitly claimed that compensation for earlydeficits was not possible.
This score has been shown to be affected by schoolingand family environments.
But possibly, with better measures, they are right.
69 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Evidence on epigenetics suggests that the genes vs.environment distinction is obsolete.
A large body of recent work suggests thatgene-environmental interactions are central to explaininghuman (and animal) development.MOA gene expression is modified by the environment.Suomi: short allele / long allele species are affecteddifferently by the environment.Turkheimer (2003) on behavioral genetics.
70 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Evidence on epigenetics suggests that the genes vs.environment distinction is obsolete.
A large body of recent work suggests thatgene-environmental interactions are central to explaininghuman (and animal) development.
MOA gene expression is modified by the environment.Suomi: short allele / long allele species are affecteddifferently by the environment.Turkheimer (2003) on behavioral genetics.
70 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Evidence on epigenetics suggests that the genes vs.environment distinction is obsolete.
A large body of recent work suggests thatgene-environmental interactions are central to explaininghuman (and animal) development.MOA gene expression is modified by the environment.
Suomi: short allele / long allele species are affecteddifferently by the environment.Turkheimer (2003) on behavioral genetics.
70 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Evidence on epigenetics suggests that the genes vs.environment distinction is obsolete.
A large body of recent work suggests thatgene-environmental interactions are central to explaininghuman (and animal) development.MOA gene expression is modified by the environment.Suomi: short allele / long allele species are affecteddifferently by the environment.
Turkheimer (2003) on behavioral genetics.
70 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Evidence on epigenetics suggests that the genes vs.environment distinction is obsolete.
A large body of recent work suggests thatgene-environmental interactions are central to explaininghuman (and animal) development.MOA gene expression is modified by the environment.Suomi: short allele / long allele species are affecteddifferently by the environment.Turkheimer (2003) on behavioral genetics.
70 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Evidence that shows that family backgrounds eliminatetest score gaps is correlational in nature.
Correlational evidence is always suspect.
We cannot know true causal effect without some furtherassumption because of some possible unmeasured thirdcommon cause.
There is evidence from experimental interventions thatavoids some of the interpretive problems with thecorrelational evidence.
71 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Evidence that shows that family backgrounds eliminatetest score gaps is correlational in nature.
Correlational evidence is always suspect.
We cannot know true causal effect without some furtherassumption because of some possible unmeasured thirdcommon cause.
There is evidence from experimental interventions thatavoids some of the interpretive problems with thecorrelational evidence.
71 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Evidence that shows that family backgrounds eliminatetest score gaps is correlational in nature.
Correlational evidence is always suspect.
We cannot know true causal effect without some furtherassumption because of some possible unmeasured thirdcommon cause.
There is evidence from experimental interventions thatavoids some of the interpretive problems with thecorrelational evidence.
71 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Evidence that shows that family backgrounds eliminatetest score gaps is correlational in nature.
Correlational evidence is always suspect.
We cannot know true causal effect without some furtherassumption because of some possible unmeasured thirdcommon cause.
There is evidence from experimental interventions thatavoids some of the interpretive problems with thecorrelational evidence.
71 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The most reliable data come from experiments thatprovided substantial enrichment of the early environmentsof children living in low-income families.
Two of these investigations, the Perry Preschool Programand the Abecedarian Program, are the most informativefor the purposes of this discussion because they employeda random assignment design and collected long-termfollow-up data.
72 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The most reliable data come from experiments thatprovided substantial enrichment of the early environmentsof children living in low-income families.
Two of these investigations, the Perry Preschool Programand the Abecedarian Program, are the most informativefor the purposes of this discussion because they employeda random assignment design and collected long-termfollow-up data.
72 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
These longitudinal studies demonstrated substantial,positive effects of early environmental enrichment on arange of cognitive and “non-cognitive” skills, schoolingachievement, job performance, and social behaviors, longafter the intervention ended.
Data from non-controlled assessments of Head Start andthe Chicago Child-Parent Centers programs suggestsimilar conclusions. The data from Head Start representonly short-term effects.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
These longitudinal studies demonstrated substantial,positive effects of early environmental enrichment on arange of cognitive and “non-cognitive” skills, schoolingachievement, job performance, and social behaviors, longafter the intervention ended.
Data from non-controlled assessments of Head Start andthe Chicago Child-Parent Centers programs suggestsimilar conclusions. The data from Head Start representonly short-term effects.
73 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Early Intervention Programs for Disadvantaged Children
The Perry Program was an intensive preschool programthat was administered to 58 disadvantaged, black childrenin Ypsilanti, Michigan between 1962 and 1967.
The treatment consisted of a daily 2.5 hour classroomsession on weekday mornings and a weekly 90 minutehome visit by the teacher on weekday afternoons. Thelength of each preschool year was 30 weeks.
The control and treatment groups have been followedthrough age 40.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Early Intervention Programs for Disadvantaged Children
The Perry Program was an intensive preschool programthat was administered to 58 disadvantaged, black childrenin Ypsilanti, Michigan between 1962 and 1967.
The treatment consisted of a daily 2.5 hour classroomsession on weekday mornings and a weekly 90 minutehome visit by the teacher on weekday afternoons. Thelength of each preschool year was 30 weeks.
The control and treatment groups have been followedthrough age 40.
74 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Early Intervention Programs for Disadvantaged Children
The Perry Program was an intensive preschool programthat was administered to 58 disadvantaged, black childrenin Ypsilanti, Michigan between 1962 and 1967.
The treatment consisted of a daily 2.5 hour classroomsession on weekday mornings and a weekly 90 minutehome visit by the teacher on weekday afternoons. Thelength of each preschool year was 30 weeks.
The control and treatment groups have been followedthrough age 40.
74 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The Abecedarian Program involved 111 disadvantagedchildren, born between 1972 and 1977, whose familiesscored high on a risk index. The mean age at entry was4.4 months.
The program was a year-round, full-day intervention thatcontinued through age 8. The children were followed upuntil age 21, and the project is ongoing.
75 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The Abecedarian Program involved 111 disadvantagedchildren, born between 1972 and 1977, whose familiesscored high on a risk index. The mean age at entry was4.4 months.
The program was a year-round, full-day intervention thatcontinued through age 8. The children were followed upuntil age 21, and the project is ongoing.
75 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
In both the Perry and Abecedarian Programs there was aconsistent pattern of successful outcomes for treatmentgroup members compared with control group members.
For the Perry Program, an initial increase in IQdisappeared gradually over 4 years following theintervention, as has been observed in other studies.
76 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
In both the Perry and Abecedarian Programs there was aconsistent pattern of successful outcomes for treatmentgroup members compared with control group members.
For the Perry Program, an initial increase in IQdisappeared gradually over 4 years following theintervention, as has been observed in other studies.
76 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
However, in the more intensive Abecedarian Program,which intervened earlier (starting at age 4 months) andlasted longer (until age 8), the gain in IQ persisted intoadulthood (21 years old).
This early and persistent increase in IQ is importantbecause IQ is a strong predictor of socioeconomic success.
Positive effects of these interventions were alsodocumented for a wide range of social behaviors.
At the oldest ages tested (Perry: 40 yrs; Abecedarian: 21yrs), individuals scored higher on achievement tests,reached higher levels of education, required less specialeducation, earned higher wages, were more likely to own ahome, and were less likely to go on welfare or beincarcerated than individuals from the control groups.
77 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
However, in the more intensive Abecedarian Program,which intervened earlier (starting at age 4 months) andlasted longer (until age 8), the gain in IQ persisted intoadulthood (21 years old).
This early and persistent increase in IQ is importantbecause IQ is a strong predictor of socioeconomic success.
Positive effects of these interventions were alsodocumented for a wide range of social behaviors.
At the oldest ages tested (Perry: 40 yrs; Abecedarian: 21yrs), individuals scored higher on achievement tests,reached higher levels of education, required less specialeducation, earned higher wages, were more likely to own ahome, and were less likely to go on welfare or beincarcerated than individuals from the control groups.
77 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
However, in the more intensive Abecedarian Program,which intervened earlier (starting at age 4 months) andlasted longer (until age 8), the gain in IQ persisted intoadulthood (21 years old).
This early and persistent increase in IQ is importantbecause IQ is a strong predictor of socioeconomic success.
Positive effects of these interventions were alsodocumented for a wide range of social behaviors.
At the oldest ages tested (Perry: 40 yrs; Abecedarian: 21yrs), individuals scored higher on achievement tests,reached higher levels of education, required less specialeducation, earned higher wages, were more likely to own ahome, and were less likely to go on welfare or beincarcerated than individuals from the control groups.
77 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
However, in the more intensive Abecedarian Program,which intervened earlier (starting at age 4 months) andlasted longer (until age 8), the gain in IQ persisted intoadulthood (21 years old).
This early and persistent increase in IQ is importantbecause IQ is a strong predictor of socioeconomic success.
Positive effects of these interventions were alsodocumented for a wide range of social behaviors.
At the oldest ages tested (Perry: 40 yrs; Abecedarian: 21yrs), individuals scored higher on achievement tests,reached higher levels of education, required less specialeducation, earned higher wages, were more likely to own ahome, and were less likely to go on welfare or beincarcerated than individuals from the control groups.
77 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Perry preschool program: educational effects, by treatment group
45%
66%
15%
49%
34%
15%
0% 10% 20% 30% 40% 50% 60% 70%
On Time Grad.from HS
High Achievementat Age 14*
SpecialEducation
Source: Barnett (2004).Notes: *High achievement defined as performance at or above the lowest 10th percentile on the California AchievementTest (1970).
Perry Preschool Program: Educational Effects, by Treatment Group
Figure 7B
Treatment Control
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Perry preschool program: economic effects at age 27, by treatment group
14%
29%
13%
36%
7%
29%
0% 10% 20% 30% 40%
Never on Welfareas Adult*
Own Home
Earn +$2,000Monthly
Source: Barnett (2004). *Updated through Age 40 using recent Perry Preschool Program data, derived from self reportand all available state records.
Perry Preschool Program: Economic Effects at Age 27, by Treatment Group
Figure 7C
Treatment Control
79 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Perry preschool program: arrests per person before age 40, by treatmentgroup
1.2 3.9 .4
2.1 6.7 .6
0 2 4 6 8 10
Treatment
Control
Source: Perry Preschool Program. Juvenile arrests are defined as arrests prior to age 19.
Perry Preschool Program: Arrests per Person before Age 40, by Treatment Group
Figure 7D
Felony Misdemeanor Juvenile
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Perry did not raise IQ.
It raised noncognitive skills.
81 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Perry did not raise IQ.
It raised noncognitive skills.
81 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Perry preschool program: IQ, by age and treatment group
79.6
95.5 94.9
91.3 91.7
88.1 87.7
85
78.5
83.3 83.5
86.387.1 86.9 86.8
84.6
75
80
85
90
95
100
IQ
4 5 6 7 8 9 10Entry
Age
Treatment Group Control Group
Source: Perry Preschool Program. IQ measured on the Stanford Binet Intelligence Scale (Terman & Merrill, 1960).Test was administered at program entry and each of the ages indicated.
Perry Preschool Program: IQ, by Age and Treatment Group
Figure 7A
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Other similar programs
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Academic and social benefits at school exit for CPC participants6
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Abecedarian academic outcomes 8D
85 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Other benefits of Abecedarian8E
86 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Intervening at an early enough age can actually raise IQof the participants.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Abecedarian program: IQ, by age and treatment group
98.4 97.8
94.795.8
89.7
93.893.3
88.65
90.1
85.2
80
85
90
95
100
IQ
6.5 8 12 15 21
Age
Treatment Group Control Group
Source: Barnett (2004).
Abecedarian Program: IQ, by Age and Treatment Group
Figure 8A
88 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Many studies have shown that these aspects of behaviortranslate directly or indirectly into high economic return.An estimated rate of return (the return per dollar of cost)to the Perry Program is in excess of 17%.
This high rate of return is much higher than standardreturns on a stock market equity and suggests thatsociety at large can benefit substantially from these kindsof interventions.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Many studies have shown that these aspects of behaviortranslate directly or indirectly into high economic return.An estimated rate of return (the return per dollar of cost)to the Perry Program is in excess of 17%.
This high rate of return is much higher than standardreturns on a stock market equity and suggests thatsociety at large can benefit substantially from these kindsof interventions.
89 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The evidence from these intervention studies shows thefollowing.
First, skills beget skills.
That is, all capabilities are built on a foundation ofcapacities that are developed earlier.
90 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The evidence from these intervention studies shows thefollowing.
First, skills beget skills.
That is, all capabilities are built on a foundation ofcapacities that are developed earlier.
90 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The evidence from these intervention studies shows thefollowing.
First, skills beget skills.
That is, all capabilities are built on a foundation ofcapacities that are developed earlier.
90 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
This principle stems from two characteristics that areintrinsic to the nature of learning:
Early learning confers value on acquired skills, whichleads to self-reinforcing motivation to learn more;Early mastery of a range of cognitive, social, andemotional competencies makes learning at later agesmore efficient and therefore easier and more likely tocontinue.
91 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
This principle stems from two characteristics that areintrinsic to the nature of learning:
Early learning confers value on acquired skills, whichleads to self-reinforcing motivation to learn more;
Early mastery of a range of cognitive, social, andemotional competencies makes learning at later agesmore efficient and therefore easier and more likely tocontinue.
91 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
This principle stems from two characteristics that areintrinsic to the nature of learning:
Early learning confers value on acquired skills, whichleads to self-reinforcing motivation to learn more;Early mastery of a range of cognitive, social, andemotional competencies makes learning at later agesmore efficient and therefore easier and more likely tocontinue.
91 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Technology of skill formation
St+1 = f (St , It)↑ ↑ ↑
Skill attime t + 1
Skill attime t
Investment
92 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Two polar cases
“Leontief cases” and perfect substitution.
St+1 = min (St , It)
A polar opposite is the case of perfect substitutes
St+1 = a St + b It
Leads to ideas of critical and sensitive periods.
Language in humans is an example of sensitive periods.
93 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Two polar cases
“Leontief cases” and perfect substitution.
St+1 = min (St , It)
A polar opposite is the case of perfect substitutes
St+1 = a St + b It
Leads to ideas of critical and sensitive periods.
Language in humans is an example of sensitive periods.
93 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Two polar cases
“Leontief cases” and perfect substitution.
St+1 = min (St , It)
A polar opposite is the case of perfect substitutes
St+1 = a St + b It
Leads to ideas of critical and sensitive periods.
Language in humans is an example of sensitive periods.
93 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Two polar cases
“Leontief cases” and perfect substitution.
St+1 = min (St , It)
A polar opposite is the case of perfect substitutes
St+1 = a St + b It
Leads to ideas of critical and sensitive periods.
Language in humans is an example of sensitive periods.
93 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Second language learning
200
220
240
260
280
Native 3-7 8-19 11-17 17 -22 23-28 31-39
Second Language Learning������ 6
94 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Legend
Sensitive period for second language acquisition. Englishlanguage proficiency scores as a function of age of arrival inthe United States for a group of Chinese and Korean adultimmigrants (n = 46). All subjects were students or faculty atthe University of Illinois and had been in the U.S. for at least10 years prior to testing. The test measured a variety ofgrammatic judgements. From Johnson and Newport (1989).
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Romanian adoption study supports this
Within-UK Adoptees Romanian Orphans
Age of Adoption (Months): 6 Before 6 Age 6-24 Age 24-42
Weight at Adoption - -2.1 -2.3 -- (1.7) (1.7) -
Height at Adoption - -1.8 -2.2 -- (1.6) (2.4) -
Denver Developmental - 76.5 48.1 -Scale at Adoption - (48.1) (25.4) -
See Rutter et al. (1998) and O’Connor et al. (2000) for more details on the analysis.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Romanian adoption study supports this (cont.)
Within-UK Adoptees Romanian Orphans
Age of Adoption (Months): 6 Before 6 Age 6-24 Age 24-42
Weight at Age 4 0.45 -0.02 0.04 -(0.79) (0.92) (0.94) -
Height at Age 4 0.25 -0.29 -0.36 -(0.91) (0.89) (1.02) -
Denver Developmental 117.7 115.7 96.7 -Scale at Age 4 (24.3) (23.4) (21.3) -
McCarthy GCI at 109.4 105.9 91.7 -Age 4 (14.8) (17.9) (18.0) -
See Rutter et al. (1998) and O’Connor et al. (2000) for more details on the analysis.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Romanian adoption study supports this (cont.)
Within-UK Adoptees Romanian Orphans
Age of Adoption (Months): 6 Before 6 Age 6-24 Age 24-42
Weight at Age 6 0.30 0.02 -0.25 -0.85(0.90) (0.97) (0.96) (0.98)
Percentage with Denver 2 0 5 18Developmental Scale at (1) (0) (2) (7)Age 6 Below 70
McCarthy GCI at 117 114 99 90Age 6 (17.8) (18.3) (19.2) (23.8)
See Rutter et al. (1998) and O’Connor et al. (2000) for more details on the analysis.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Similar results found in animal studies
Experimental evidence on macaque monkey populationsupports this conclusion.
Draw on the work of Judy Cameron, Oregon NationalPrimate Research Center.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Similar results found in animal studies
Experimental evidence on macaque monkey populationsupports this conclusion.
Draw on the work of Judy Cameron, Oregon NationalPrimate Research Center.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Studies of Monkeys
1 monthsurrogate mother provided at:
2 monthnone
0
10
20
30
40
50
0 2 4 6 8 10 12 14
1.5 month
������ 5
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
A model of critical and sensitive periods
Consider a simple model–two periods of childhood (takenfrom Cunha and Heckman, 2006).
Human Capital S2 in Period 2:
S2 =[γI φ
1 + (1− γ) I φ2
] 1φ
I1 is early investment; I2 is late investment.
101 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
A model of critical and sensitive periods
Consider a simple model–two periods of childhood (takenfrom Cunha and Heckman, 2006).
Human Capital S2 in Period 2:
S2 =[γI φ
1 + (1− γ) I φ2
] 1φ
I1 is early investment; I2 is late investment.
101 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
A model of critical and sensitive periods
Consider a simple model–two periods of childhood (takenfrom Cunha and Heckman, 2006).
Human Capital S2 in Period 2:
S2 =[γI φ
1 + (1− γ) I φ2
] 1φ
I1 is early investment; I2 is late investment.
101 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The ratio of early to late investment in human capital as a function of theskill multiplier for different values of complementarity
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.90
0.5
1
1.5
2
2.5
3
3.5
4
Figure 10
Leontief= - 0.5
CobbDouglas= 0.5
Skill Multiplier ( )
The Ratio of Early to Late Investment in Human Capital as a
Function of the Skill Multiplier for Different Values of Complementarity
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Legend
This figure shows the optimal ratio of early to late investments, 1
2
as a function of the skill multiplierparameter for di erent values of the complementarity parameter assuming that the interest rate is zero.The optimal ratio 1
2
is the solution of the parental problem of maximizing the present value of the child’s wealththrough investments in human capital, and transfers of risk-free bonds, In order to do that, parents have todecide how to allocate a total of dollars into early and late investments in human capital, 1 and 2 respectively,and risk-free bonds. Let denote the present value as of period “3” of the future prices of one e ciency unit ofhuman capital: =
P=3 (1+ ) 3 The parents solve
max
μ1
1 +
¶2[ + ]
subject to the budget constraint
1 +2
(1 + )+(1 + )2
=
and the technology of skill formation:
=h
1 + (1 ) 2
i
for 0 1 0 1 and 1 From the first-order conditions it follows that 1
2
=h(1 )(1+ )
i 1
1
This
ratio is plotted in this figure when (Leontief), = 0 5 = 0 (Cobb-Douglas) and = 0 5 and forvalues of the skill multiplier between 0 1 and 0 9
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Recent work by Cunha and Heckman estimates this technologyand shows the relative effectiveness of early and lateinterventions.
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Baseline
Changing Initial Conditions -
Moving Children to the 4th
Adolescent Intervention:
Moving Investments at Last
Transition from 1st to 9th
Decile
High School Graduation 0.4109 0.6579 0.6391
Enrollment in College 0.0448 0.1264 0.1165
Conviction 0.2276 0.1710 0.1773
Probation 0.2152 0.1487 0.1562
Welfare 0.1767 0.0905 0.0968
Disadvantaged Children: First Decile in the Distribution of Cognitive and Non-Cognitive Skills at Age 6
Comparison of Different Investment Strategies
Mothers are in First Decile in the Distribution of Cognitive and Non-Cognitive Skills at Ages 14-21
Decile of Distribution of Skills
only through Early Investment
105 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Baseline
Changing Initial
Conditions - Moving
Children to the 4th
Decile of Distribution of
Skills
Changing Initial
Conditions and
Performing Adolescent
Intervention
Changing Initial
Conditions and
Performing a Balanced
Intervention
High School Graduation 0.4109 0.6579 0.8477 0.9135
Enrollment in College 0.0448 0.1264 0.2724 0.3755
Conviction 0.2276 0.1710 0.1272 0.1083
Probation 0.2152 0.1487 0.1009 0.0815
Welfare 0.1767 0.0905 0.0415 0.0259
Disadvantaged Children: First Decile in the Distribution of Cognitive and Non-Cognitive Skills at Age 6
Comparison of Different Investment Strategies
Mothers are in First Decile in the Distribution of Cognitive and Non-Cognitive Skills at Ages 14-21
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Using the estimated technology to simulate balanced interventions
2 4 6 8 10 12 14 16 1878
80
82
84
86
88
90
92
94
96
Figure 18
Using the Estimated Technology to Simulate Balanced Interventions
Age
Simulated Perry Contro l
Simulated Perry Treatment
Simulated Perry Plus Follow Up
Sco
re i
n C
og
nit
ive S
kills
107 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Using the estimated technology to simulate Perry preschool with follow up
2 4 6 8 10 12 14 16 1875
80
85
90
95
100
105
110
Figure 19
Using the Estimated Technology to
Simulate Perry Preschool with Follow Up
Age
Simulated Perry ControlSimulated Perry TreatmentSimulated Lifetime Perry Treatment
Cognit
ive
Sco
re
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Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The evidence strongly supports early initial investmentthat is sustained.
Optimal distribution of investment:
Invest early? Yes.But must be followed up to be effective.
This is a consequence of complementarity.
109 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The evidence strongly supports early initial investmentthat is sustained.
Optimal distribution of investment:
Invest early? Yes.But must be followed up to be effective.
This is a consequence of complementarity.
109 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The evidence strongly supports early initial investmentthat is sustained.
Optimal distribution of investment:
Invest early? Yes.
But must be followed up to be effective.
This is a consequence of complementarity.
109 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The evidence strongly supports early initial investmentthat is sustained.
Optimal distribution of investment:
Invest early? Yes.But must be followed up to be effective.
This is a consequence of complementarity.
109 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
The evidence strongly supports early initial investmentthat is sustained.
Optimal distribution of investment:
Invest early? Yes.But must be followed up to be effective.
This is a consequence of complementarity.
109 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Skills matter.
America has a skills problem. Rising inequality is a signalof this problem.
More than smarts is required.
NCLB and a lot of American social policy focus only onsmarts.
Skill gaps emerge early and can be traced in part toadverse early environments.
110 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Skills matter.
America has a skills problem. Rising inequality is a signalof this problem.
More than smarts is required.
NCLB and a lot of American social policy focus only onsmarts.
Skill gaps emerge early and can be traced in part toadverse early environments.
110 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Skills matter.
America has a skills problem. Rising inequality is a signalof this problem.
More than smarts is required.
NCLB and a lot of American social policy focus only onsmarts.
Skill gaps emerge early and can be traced in part toadverse early environments.
110 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Skills matter.
America has a skills problem. Rising inequality is a signalof this problem.
More than smarts is required.
NCLB and a lot of American social policy focus only onsmarts.
Skill gaps emerge early and can be traced in part toadverse early environments.
110 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Skills matter.
America has a skills problem. Rising inequality is a signalof this problem.
More than smarts is required.
NCLB and a lot of American social policy focus only onsmarts.
Skill gaps emerge early and can be traced in part toadverse early environments.
110 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Schools and tuition do not matter as much as is oftenthought.
Late remediation not very effective.
Remediation can work, but is costly.
Social policy should be directed toward the malleableearly years.
Evidence from human and animal species supports thisconclusion.
111 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Schools and tuition do not matter as much as is oftenthought.
Late remediation not very effective.
Remediation can work, but is costly.
Social policy should be directed toward the malleableearly years.
Evidence from human and animal species supports thisconclusion.
111 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Schools and tuition do not matter as much as is oftenthought.
Late remediation not very effective.
Remediation can work, but is costly.
Social policy should be directed toward the malleableearly years.
Evidence from human and animal species supports thisconclusion.
111 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Schools and tuition do not matter as much as is oftenthought.
Late remediation not very effective.
Remediation can work, but is costly.
Social policy should be directed toward the malleableearly years.
Evidence from human and animal species supports thisconclusion.
111 / 111
Outline Gaps in Test Scores Explanation Abilities and Outcomes Early Interventions Neuroscience Summary
Summary
Schools and tuition do not matter as much as is oftenthought.
Late remediation not very effective.
Remediation can work, but is costly.
Social policy should be directed toward the malleableearly years.
Evidence from human and animal species supports thisconclusion.
111 / 111