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Simultaneous Wireless Information and Power Transfer (SWIPT) in 5G Wireless Systems: Opportunities and Challenges Shree Krishna Sharma 1 , Nalin D. K. Jayakody 2 , Symeon Chatzinotas 1 1 Interdisciplinary Center for Security, Reliability and Trust (SnT), University of Luxembourg 2 National Research Tomsk Polytechnic University, Russia and University of Tartu, Estonia 12 th September, 2016, Livorno, Italy

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Simultaneous Wireless Information and Power Transfer (SWIPT) in 5G Wireless Systems:

Opportunities and Challenges

Shree Krishna Sharma1, Nalin D. K. Jayakody2, Symeon Chatzinotas1

1Interdisciplinary Center for Security, Reliability and Trust (SnT), University of Luxembourg

2National Research Tomsk Polytechnic University, Russia and University of Tartu, Estonia

12th September, 2016, Livorno, Italy

Outline

2

Introduction

RF Energy Harvesting

Operating Modes

SWIPT Receiver Architecture

Trends in SWIPT

SWIPT Techniques

Example Scenarios

Multi-antenna SWIPT Systems

Multiuser MISO SWIPT Systems

Cooperative SWIPT in CR networks

Massive MIMO enabled SWIPT systems

SWIPT with Symbol Level precoding

Case study

Research Challenges

Conclusions

Introduction

Wireless Energy Transfer

Non-radiative (near field)

Techniques

Inductive Coupling

Resonant Inductive Coupling

Air Ionization (lightening)

Capacitive coupling

Applications

Electric automobile charging

Consumer Electronics

charging cellular phones,

laptops, and other portable

electronic devices

Industrial applications

Radiative (Far-Field)

Techniques

RF Power Transmission

LASER Power Transmission

Applications

Solar power satellites

Wireless powered drone aircraft

Cellular networks

Wireless sensor networks

Internet of Things (IoT)

Very low power devices or

sensor network

High power space, military, or

industrial applications

3

Introduction

4 X. Lu, P. Wang, D. Niyato, D. I. Kim and Z. Han, ‘’Wireless Networks With RF Energy Harvesting: A Contemporary

Survey’’, in IEEE Communications Surveys & Tutorials, vol. 17, no. 2, pp. 757-789, Secondquarter 2015.

Comparison of the main wireless energy transfer techniques

RF Energy Harvesting

Main Characteristics Controllable and constant energy transfer over distance for RF energy harvesters

In a fixed scenario, harvested energy is predictable and relatively stable over time due to fixed distance

Rate-energy tradeoff

Doubly near-far problem

RF Sources for energy harvesting

Dedicated RF Sources For the applications with QoS constraints

High deployment cost

Ambient RF Sources

Static ambient RF sources Stable sources such as TV and radio towers

Dynamic ambient RF sources

Time varying sources such as WiFi access point and licensed users in a cognitive radio networks

5

Source Source Power

Frequency

Distance

Energy harvested rate

Isotropic RF Tx

4 W 902-928 MHz

15 m

5.5 µW

Isotropic RF Tx

1.78 W 868 25 m

2.3 µW

TX91501 Powercaster Tx

3 W 915 MHz

5 m 189 µW

TX91501 Powercaster Tx

3 W 915 MHz

11 m

1 µW

KING-TV tower

960 kW

672-680 MHz

4.1 km

60 µW

Experimental data of RF energy harvesting in various scenarios

X. Lu, P. Wang, D. Niyato, D. I. Kim and Z. Han, ‘’Wireless Networks With RF Energy Harvesting: A Contemporary Survey’’, in IEEE Communications Surveys & Tutorials, vol. 17, no. 2, pp. 757-789, Secondquarter 2015.

RF Energy Harvesting

6

An architecture of RF energy harvesting device

X. Lu, P. Wang, D. Niyato, D. I. Kim and Z. Han, ‘’Wireless Networks With RF Energy Harvesting: A ContemporarySurvey’’, in IEEE Communications Surveys & Tutorials, vol. 17, no. 2, pp. 757-789, Secondquarter 2015.

The efficiency of the RF energy harvester depends on efficiency of the antenna accuracy of the impedance matching between the antenna and the voltage multiplier power efficiency of the voltage multiplier that converts the received RF signals to DC voltage

Operating Modes

Wireless Power Transfer (WPT)

Power transfer in one direction

Continuous and controllable transfer

Applications: charging mobile device and sensor

Techniques: Inductive coupling, Coupled magneticresonance, EM radiation, RF energy beamforming

Wireless Powered Communication Network (WPCN)

Wireless power transfer in the downlink

Information transfer with wireless harvested energy

Doubly near-far problem

Applications: sensor network charging and info collection, RFID

Simultaneous wireless information and power transfer (SWIPT)

Info and energy transmit simultaneously in downlink

Applications: heterogeneous sensor networks, IoT devices, cellular system

Rate-and-energy tradeoff

7

SWIPT Base station

Transceiver

Energy and/or information

receiver

Downlink

Uplink

Energy flow

Information flow

A receiver cannot simultaneously harvest energy and decode information

Different receiver sensitivities Wireless information receiver: > -

60dBm Wireless energy receiver: > -

10dBm

R. Zhang, “Wireless Powered Communication: Opportunities and Challenges’’, ICC Turorial, Sydney, Australia, 2014.

SWIPT Receiver Architecture

8

Types of SWIPT receivers (a) Separated receiver, (b) Time Switching, (c) Power splitting, (d) Integrated receiver

X. Lu, P. Wang, D. Niyato, D. I. Kim and Z. Han, ‘’Wireless Networks With RF Energy Harvesting: A Contemporary Survey’’, in IEEE Communications Surveys & Tutorials, vol. 17, no. 2, pp. 757-789, Secondquarter 2015.

Trends in SWIPT

Harvest and then transmit protocol

Rate-energy trade-off analysis for various networks

Joint Energy & Information Scheduling and Resource Allocation

Dynamic power splitting and antenna switching

Location based transmission scheduling

Harvest energy when user is close to BS

Receive information when user is far from BS

Joint information and energy beamforming

Opportunistic energy harvesting in cognitive radio networks

Crowed Harvesting

9

Trends in SWIPT

Techniques to deal with doubly near-far problem User Cooperation

Cooperative/collaborative SWIPT: Energy/information relaying

Joint beamforming (downlink) and power control (uplink)

Adaptive time allocation in the uplink

Exploitation of interference Interference is harmful to wireless information transmission (treated as noise if not

decodable at receiver

but helpful to wireless energy transmission (additional source of energy harvesting at the receiver)

SWIPT in massive MIMO and mmWave wireless systems

SWIPT in wideband multicarrier systems

10

SWIPT Techniques

Time Division Mode Switching (TDMS) Scheme Transmission interval into two time slots and two receivers coherently switch between the EH and ID

modes

In one time slot, both receivers operate in the EH mode, whereas,

In the other time slot, both receivers switch to the ID mode.

TDMA Scheme In each time slot of TDMA scheme, one receiver operates in the ID mode and the other receiver

operates in the EH mode.

TDMA via Deterministic Signal for Energy Harvesting If one user operates in the EH mode, the transmitter may simply transmit some deterministic signals

(e.g., training/pilot signals) known to both receivers

Power Splitting Scheme The received signal is split into two parts for simultaneous EH and ID

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C. Shen, W. C. Li and T. H. Chang, "Wireless Information and Energy Transfer in Multi-Antenna Interference Channel," in IEEE Transactions on Signal Processing, vol. 62, no. 23, pp. 6249-6264, Dec.1, 2014.

Multi-antenna SWIPT Systems

Example: MISO broadcast system: exploit near-far channel conditions

Schedule near users for energy harvesting (EH)

Schedule far users for information decoding (ID)

Multi-antenna Interference channel

Cross-link signals can degrade the information sum rate

At the same time boosts energy harvesting of the receivers

12

Illustrations of multi-antenna base station with ID and EH receivers

R. Zhang, “Wireless Powered Communication: Opportunities and Challenges’’, ICC Turorial, Sydney, Australia, 2014.

Multiuser MISO SWIPT Systems

Scenario: Multi-antenna AP transmitting simultaneously to multiple single-antenna

receivers which implement either EH or ID, but not both at the same time

Problem :joint information and energy transmit beamforming design to maximize the

weighted sum-power transferred to all EH receivers subject to a given set of minimum SINR

constraints at different ID receivers

Two types of ID receivers

Type I do not possess the capability of cancelling

the interference from simultaneously transmitted energy signals

Type 2 and possess the interference cancellation capability

13 J. Xu, L. Liu and R. Zhang, "Multiuser MISO Beamforming for Simultaneous Wireless Information and Power

Transfer," in IEEE Transactions on Signal Processing, vol. 62, no. 18, pp. 4798-4810, Sept.15, 2014.

With Type I ID receivers, separate information and energy

beamforming design approach performs severely worse

than the optimal joint design

In contrast, dedicated energy beamforming is beneficial

when ID receivers possess the capability of cancelling the

interference from energy signals, even with suboptimal

designs

Cooperative SWIPT in CR networks

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Two level Information and energy cooperation First phase: Information cooperation

PT broadcasts the primary signal and after receiving it, the ST retransmits it to the PU

Second phase: energy cooperation

PT transmits power to the ST via either cable or wireless medium, such that the ST can obtain extra power to help the PU, as well as serve its own SU.

G. Zheng, Z. Ho, E. A. Jorswieck and B. Ottersten, "Information and Energy Cooperation in Cognitive Radio Networks,"

in IEEE Transactions on Signal Processing, vol. 62, no. 9, pp. 2290-2303, May1, 2014.

Three cooperation schemes Ideal cooperation : primary information is non-

causally known at the ST and the transmit power can

be shared between the PT and the ST

Power splitting scheme: ST uses part of received

signal for ID and the rest for EH

Time splitting scheme: a fraction of time is reserved

for wireless energy transfer from the PT to the ST and

the rest of time is used for information listening and

forwarding.

Massive MIMO enabled SWIPT systems

Benefits

Massive MIMO system can provide a large number of degree of freedom, which benefits the performance for both ID and EH.

Enhancement in energy and spectral efficiencies to address the following challenges of practical energy harvesting technique

received low signal strength due to path loss

inherent low RF to DC conversion efficiency

Challenges Antenna selection with ID/EH Mode

A part of antennas for ID and remaining for EH

Tradeoff b/w achieved throughput and harvested energy

Interference effect

a balance of the tradeoff in the presence of interference

Large number of antennas

Need of a low-complexity antenna partition strategy

15 H. Wang, W. Wang, X. Chen and Z. Zhang, "Wireless information and energy transfer in interference aware massive

MIMO systems," 2014 IEEE Global Communications Conference, Austin, TX, 2014, pp. 2556-2561.

Symbol Level Precoding for SWIPT Systems

Traditional concept

Interference is always harmful

New concept

Taking advantage of constructive interference among the users as a source of both useful

information signal energy and electrical wireless energy

Data-aided precoding (symbol level precoding)

With the knowledge of both the instantaneous CSI and the data symbols at the BS, the

received interference can be constructive or destructive

Destructive interference deteriorates performance while constructive one moves the

received symbols away from the decision thresholds of the constellation, thus improving

the detection.

Symbol level precoding for SWIPT

To exploit the constructive interference for both information decoding and energy

harvesting

16

S. Timotheou, G. Zheng, C. Masouros and I. Krikidis, "Symbol-level precoding in MISO broadcast channels for SWIPT systems," 2016 23rd International Conference on Telecommunications (ICT), Thessaloniki, 2016, pp. 1-5.

M. Alodeh, S. Chatzinotas and B. Ottersten, "Constructive Interference through Symbol Level Precoding for Multi-LevelModulation," 2015 IEEE Global Communications Conference (GLOBECOM), San Diego, CA, 2015, pp. 1-6.

Symbol Level Precoding for SWIPT Systems

Problem: Symbol level precoding design which minimizes the transmit power while guaranteeing QoS and energy harvesting constraints for generic phase shift keying modulated signals.

17 S. Timotheou, G. Zheng, C. Masouros and I. Krikidis, "Symbol-level precoding in MISO broadcast channels for SWIPT

systems," 2016 23rd International Conference on Telecommunications (ICT), Thessaloniki, 2016, pp. 1-5.

A QPSK constellation example for information decoding with constructive interference

Constructive interference can be exploited to improve the signal power as well as act as a source of wireless power transfer

Case study on Hardware Impairment in WPCN assisted Cognitive - DF Relaying

18

Cognitive relay network: No direct link One primary receiver Three nodes relay Rayleigh fading channel

Secondary users RF energy harvesting relay Two-way DF relaying protocol

2 data transmission protocols 2 energy transfer policies

Transmission rule Harvest then transmit Relay transmit data in half-duplex

mode

D. K. Nguyen and D. N. K. Jayakody, "Self-Powered Two-Way Cognitive Relay Networks:Protocol Design and Performance Analysis," submitted to IEEE Access ??

Two-way relaying with RF energy transfer data frame structure• TDBC: EH can be either DS or SFS

19

MABC: EH can be either DS or SFS

T

TD. K. Nguyen and D. N. K. Jayakody, "Self-Powered Two-Way Cognitive Relay Networks:Protocol Design and Performance Analysis," submitted to IEEE Access

Energy Harvesting Phase

• Dual-source (DS) Single-fixed source (SFS)

Both A and B transmit RF signal to R in the energy harvesting phase

The harvested power at R is 𝐸𝐻

Only one B or A transmits RF signal to R in the energy harvesting phase

The harvested power at R is 𝐸𝐻

Effect of Hardware Impairment in Throughput

1. Energy transfer policy left a small effect while hardware impairment caused a big loss

2. Rate 𝑅𝐴 = 𝑅𝐵 =2 [bits/s/Hz], the ceiling throughput are 1.6, 1.07, 1 and 0.67 [bits/s/Hz].

3. α (time ratio) gave a big different on ceiling throughput

Throughput vs. 𝜸 = 𝑰𝑷 𝑵𝒐

(𝜿𝑨𝟐 = 𝜿𝑩

𝟐 = 𝜿𝑹𝟐 = 𝟎. 𝟎𝟖, 𝟎. 𝟏𝟕𝟓 )

D. K. Nguyen and D. N. K. Jayakody, "Self-Powered Two-Way Cognitive Relay Networks:Protocol Design and Performance Analysis," submitted to IEEE Access

Bistatic Scatter Radio for RF Energy Harvesting

Conventional monostatic method: carrier emitter and the reader are in a single

reader box as in widely used RFID systems

Emerging Bistatic scatter radio concept the carrier emitter is displaced from SDR reader where backscattered signals are

received

long range scatter radio communication for sensor networks

Easier setup with multiple carrier emitters and one centralized reader

Novel research area Carrier emitters in Bistatic scatter radio as a Potential RF harvesting source

Exploiting scatter radio emitter’s transmissions to capture much more unused ambient energy

22 N. Fasarakis-Hilliard, P. N. Alevizos and A. Bletsas, "Coherent Detection and Channel Coding for Bistatic Scatter Radio Sensor Networking," in IEEE Transactions on Communications, vol. 63, no. 5, pp. 1798-1810, May 2015.

Challenges in SWIPT

Rate-energy tradeoff: two competitive objectives

Doubly near-far problem

CSI acquisition for information/energy beamforming

Feedback overhead

the effect of antenna correlation

the effect of imperfect channel reciprocity

Devising low-complexity antenna partition algorithms

Investigating optimal design for joint energy and information beamforming and scheduling

Adaptive bandwidth/carrier allocation, time allocation

Low-complexity transceivers for symbol level precoding

Need of high efficiency microwave power source (transmitter)

Need of high efficiency microwave rectifier (receiver)

All have to be lightweight to reduce deployment cost

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Conclusions

An emerging concept for 5G and beyond wireless

Emerging trend in exploiting

SWIPT in massive MIMO systems

Cooperative techniques

Data-aided precoding design

Multicarrier systems

SWIPT with NOMA and other 5G technologies

Several challenges from practical perspectives Need of low-complexity solutions

Need of extensive research to implement

Besides technical, environmental, cost and health issues

Hardware impairment in SWIPT assisted wireless networks

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Thank you for your attention!

Contact: [email protected]