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November 2018 Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

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Page 1: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

November 2018

Shrinking Civic Space: Survey Responses from Transparency, Accountability,

and Citizen Participation Organizations

Page 2: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

We are a Donor Collaborativeof leading funders of transparency, accountability and participation efforts worldwide

Associate Members

TAI is responsible for the content that follows; this information does not reflect TAI members’ views.

Page 3: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Table of contents

A. Research framing• Civic space learning questions• Defining civic space

B. Methodology• Online survey approach• Interpreting the survey

findings

C. Key survey findings

D. Survey respondent profile• Survey respondent office

location• Survey respondent staff size• Survey respondent operationsE. Survey findings• Civic space environment• Freedom of association• Access to resources• Freedom of expression• Grantee responses

Page 4: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Civic space learning questions

What did TAI seek to learn from this research?

1. Have member grantees been affected by closing civic space, and if so, how?

2. How are grantees responding to changing civic space conditions?

3. What are the implications of these findings for grantees and grantee-funder relationship?

Page 5: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Defining civic spaceThe ability of civic actors to organize, participate, and communicate freely to influence the political and social structures around them.

Survey components:

• Overall civic environment

• Freedom of association

• Ability of CSOs to access resources

• Freedom of assembly

• Freedom of expression

Among other resources, TAI referred to the CIVICUS Monitor civic space framework

Page 6: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Online survey approach• Total population sampling of

TAI members’ transparency, accountability, and participation portfolios

• Unit of analysis = grantee organization / office

• Responses collected in March 2018

• Preliminary survey findings webinars with members and grantees

Page 7: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Interpreting the survey findingsKey limitations

a. Population only TAI member grantees, not all groups pursuing TAP issues

b. 45% non-response; uncertain if findings are representative of TAI grantee ecosystem

c. Survey online and in English, uncertain of respondent comprehension

d. Respondents and data are not geographically representative

Contributions

a. Appears to be only TAP-specific data on shrinking civic space

b. 55% response rate offers some clear signals for civic space learning questions

c. Findings a good start for funder and grantee dialogue and reflection in any language

d. Can triangulate with available civic freedoms country data

Page 8: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Key survey findings

121 out of 220 (55%) grantee organizations completed the survey

• Widespread awareness of and concern with closing civic space reported

• Most concerns reported featured limitations with• freedom of expression (including self-

censorship), and • freedom of association (including

access to international funding)• Grantees reported applying a variety of

responses to closing civic space• International and national grantee

responses often differed

Page 9: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Survey respondent office location

Page 10: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Survey respondent staff size

Most respondents have 50 or less full-time staff

26%

53%

11%

10%

≤ 10

11-50

51-99

100+

0% 20% 40% 60%

Nu

mbe

r of

full-

tim

e st

aff

% of survey respondents

Page 11: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Survey respondent operations

Survey respondents self-identified their main geographic operating scale

Page 12: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Civic space environment

International grantees report more areas of critical concern* in the context of closing civic space than national grantees.

* Critical concern = 70% or more of respondents are ‘highly’ or ‘slightly’ concerned

45

43

42

42

56

43

57

49

53

48

46

46

47

0 20 40 60 80 100 120

Excessive bureaucraticrequirements

Propaganda attacks

Electronic surveillance

Loss of public trust

Restrictions to free speech

Inability to access funding fromabroad

Personal safety

Inability to work with certainpartners

Restrictions in programs

National Concerned (57 responses)International Concerned (64 responses)

Page 13: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Civic space environment

National and international grantees identified relatively similar* actors or institutions contributing to closing civic space, some of which may also be key accountability actors or programmatic partners.

* Except for armed groups (national) and private companies (international)

Responses

Domestic+ gov't bureaucracies

Political parties

Indv. politicians

Armed groups

Military forces

Media outlets

Private companies

None of above

National (57)

58% (33)

40% (23)

39% (22)

21% (12)

18% (10)

14% (8)

12% (7)

12% (7)

International (64)

84% (54)

41% (26)

45% (29)

28% (18)

28% (18)

23% (15)

41% (26)

3% (2)

Lowest value Highest value

+ ‘Domestic’ only for national respondents

Page 14: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Civic space environment

87% of respondents expressed concern about threats to their organization's digital security.*

*Examples include state-sponsored surveillance of electronic communication, phishing, hacking, malicious viruses or spyware.

11%

49%

38%

2%

121 responses

Not at all concernedSlightly, somewhat concernedDeeply concernedDon't know/can't answer

Page 15: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Freedom of association

More than a quarter of respondents report an increase in the threat of de-registration in past 5 years.

Also of note – 34% reported no changes, and 31% reported that this is not an issue for their organization.

28%

34%3%

31%

4%

121 responses

IncreasingNo changeDecreasingThis is not an issue for our organizationDon't know/can't answer

Page 16: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Access to resources

‘Donor requirements’ the most frequently cited factor making it harder to access international funding.

Though most respondents reported no changes in their ability to access international resources.

43

35

33

30

30

25

45

50

51

47

50

50

0 20 40 60 80 100 120

Donor requirements

NGO registration rules

Financial reporting/accountingregulations

Anti-money laundering rules

Legislation blocking or limitingforeign funding to CSOs

Anti-terrorism legislation

121 respondents

Harder No change

Page 17: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Freedom of expression

International grantees report more deterioration, while national grantees report greater improvements in their organizations’ ability to exercise freedom of expression.

26%

33%32%

9%

5%

39%

44%

11%

0%

10%

20%

30%

40%

50%

Greatly, slightlyimproved

No changeGreatly, slightlydeteriorated

Highly variable

National (57 responses) International (64 responses)

Page 18: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Freedom of expression

International and national grantees reported different factors contributing to reduced freedom of expression for their organizations or networks.

22%

47%

36%

23%

39%

28%

27%

20%

37%

26%

23%

18%

14%

9%

5%

4%

0% 20% 40% 60%

There has been no change

Self-censorship by civil society

Threats of state violence orintimidation

Public order laws

National security laws

Counter-terrorism laws

Official (state) secrets laws

Threats from private companies

International (64 respondents) National (57 respondents)

Page 19: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Grantee responses

At least half of all respondents cited three common measures in response to closing civic space.

95

79

76

10

8

15

10

24

21

0 20 40 60 80 100 120

Collaborating with other CSOs

Engaging in advocacy

Capacity building/support forinitiatives by other CSOs

121 respondents

Active Considering Not active

Page 20: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Grantee responses

At least 30% of allgrantee respondents are active in the top three common responses to closing civic space.

At least 30% of international grantee respondents are also active in other responses to closing civic space.

National

Active (57)

46

41

34

17

International

Active (64)

49

38

42

32

25

21

Responses

Collaborating with other CSOs

Engaging in advocacy

Capacity building/support for

initiatives by other CSOs

New digital or cybersecurity

procedures

Adjusting operational

structures/locations

New staff safeguard protocols

Lowest value Highest value

Page 21: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

Shifting Sands: Experiences and Responses to Shrinking Civic Space from the Transparency, Accountability, and Participation Field

Learn more about this research through TAI’s research brief, which includes survey findings, grantee organization voices from post-survey interviews, and recommendations to inform future funder efforts.

Page 22: Shrinking Civic Space: Survey Responses from Transparency ... · Shrinking Civic Space: Survey Responses from Transparency, Accountability, and Citizen Participation Organizations

W: www.transparency-initiative.orgE: [email protected]

T: @TAInitiative

November 2018