ShortTermBondFund-Jumbo KIM FORM

8/10/2019 ShortTermBondFund-Jumbo KIM FORM

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Minimum Application Amount

Despatch of Repurchase(Redemption) Request

Benchmark Index

Dividend Policy:

Name of Fund Managers

Name of Trustee Company

Performance of the Scheme

Expenses of the Scheme

Waiver of Load forDirect Application

Tax Treatment for the Investors(Unitholders)

Daily Net Asset Value (NAV)Publication:

For Investor Grievances

please contact

Unit Holders Information

Purchase Additional Purchase Repurchase

Rs. 5,000/- and in multiples of Re. 1/- thereafter Rs. 1,000/- and in multiples of Re. 1/- thereafter Any Amount

Redemption or repurchase proceeds shall be dispatched to Unit Holders within 10 working days from the date of redemption or repurchase.

CRISIL Short Term Bond Fund Index

The Trustee reserves the right to declare dividends under the Dividend Option of the Scheme depending on the net distributable surplus available under the Scheme.

The procedure and manner of payment of dividend shall be in line with SEBI circular / guidelines no. SEBI / IMD / CIR No. 1 / 64057 / 06 dated April 04, 2006 and SEBI /IMD / CIR No. 3 / 65370 / 06 dated April 21, 2006 as amended from time to time.

Mr. Alok Sahoo & Ms. Hetal Shah

Not Applicable.

The Board of Trustees is the Trustee of Baroda Pioneer Mutual FundThis is a new Scheme and does not have any performance track record.

A. NEW FUND OFFER (NFO) EXPENCESS :

Pursuant to SEBI Circular No. SEBI/IMD/ CIR No. 1/ 64057/06 dated April 4, 2006, New Fund Offer expenses will not be charged to the Scheme.

The expenses incurred during the NFO are mainly for the purpose of various activities related to the NFO including but not limited to sales and distribution fees,marketing and advertising, registrar expenses, printing and stationary and bank charges. These expenses will be borne by the AMC.

B. Load Structure for New Fund Offer and Continuous Offer

Pursuant to SEBI Circular no. SEBI/IMD/CIR no. 4/168230/09 dated June 30 2009 no entry load will be charged by the Scheme to investors.

Upfront commission shall be paid directely by the investor to the ARN holders (AMFI registered distributors) based on the investorsassessment of various factors,including the services rendered by the ARN holder.

Exit Load: 0.10% if redeemed on or before 15 days from date of allotment.

C. Recurring Expenses

The recurring expenses of the Scheme (including the investment management and advisory fess) shall be as per the limit prescribed under the SEBI ( Mutual Fund)Regulations 1996. These are as follows,

i) 2.25% on the first Rs. 100 Crore of average weekly net assets.

ii) 2.00% on the next Rs. 300 Crore of average weekly net assets.

iii) 1.75% on the next Rs. 300 Crore of average weekly net assets.

iv) 1.50% on the balance of the average weekly net assets.

Actual expenses for the previous year

Not Applicable, as it is a new Scheme.

Not ApplicablePursuant to SEBI Circular no. SEBI/IMD/CIR no. 4/168230/09 dated June 30 2009 no entry load will be charged by the Scheme on any purchase as subscription of units. Sowaivers of load for direct applications does not apply.

Investors are advised to refer to the paragraph on Taxation in the Statement of Additional Information and also consult their own tax advisor with respect to thespecific tax implications arising out of their participation in the Scheme.

The NAV will be calculated and declared by the mutual fund on each Working Day. NAV will be published in 2 newspapers as prescribed under the SEBI (Mutual Funds)Regulations, 1996. NAV can also be viewed on www.barodapioneer.in and www.amfiindia.com.

The AMC shall update the NAVs on the website of Association of Mutual Funds in India AMFI (www.amfiindia.com) by 9 pm

Name and Address of Registrar Investor Relation Officer

Karvy Computershare (Pvt.) Ltd. Mr. Amitabh Ambastha

Karvy House, 21, Avenue 4, 501, Titanium, 5th Floor, Western Express Highway,

Street No. 1, Banjara Hills, Goregaon (E), Mumbai - 400063

Hyderabad - 500 034. Email: [email protected]

Phone: +91 22 30741000

Account Statement

The AMC shall issue to the investor whose application has been accepted, an account statement specifying the number of Units allotted.

Dispatch of Unit statement of account will be made within 30 business days from the date of allotment. However, it is the endeavour of the Fund to dispatch accountstatements within 10 Business Days from the date of allotment.

For those Unit Holders who have provided an email address, the AMC will send the account statement by e-mail.

Unit Holders may request for a physical account statement by writing to/calling the AMC/ISC/R&T. If an investor specifically makes a request in writing for issue of a UnitCertificate, the Unit Certificate shall be sent to the investor within 6 weeks of receipt of request as stipulated under the Regulations.

Investors will be issued a Unit Statement of Account in lieu of Unit Certificate.

Annual Account Statement:

The Fund shall provide Account Statements to Unit Holders who have not transacted during the last six months prior to the date of generation of account statements. TheAccount Statement shall reflect the latest closing balance and value of the Units prior to the date of generation of the account statement.

The account statements in such cases may be generated and issued along with the Portfolio Statement or Annual Report of the Scheme.

Alternately, soft copy of the account statements shall be mailed to the investorse-mail address, instead of physical statement, if so mandated.

Half yearly Disclosures: Portfolio / Financial Results

Baroda Pioneer Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close of each half year(i.e. 31st March and 30th September), by way of an advertisement at least in one National English daily and one regional newspaper in the language of the region where the headoffice of the mutual fund is located.

Annual Report

The Fund will, not later than four months after the close of each financial year (March 31), mail to the Unit Holders an abridged Scheme wise annual report. Further, the full text ofthe Annual Report will be available for inspection at the office of the Fund. A copy of the Annual Report will be sent to Unit holders, free of cost, on specific request.

How is Baroda Pioneer Short Term Bond Fund different from the existing debt schemes offered by Baroda Pioneer Mutual Fund?

Baroda Pioneer Short Term Bond Fund endeavors to predominantly invest in debt instruments with a residual maturity of 1 - 3 years, which is different from the existing debtschemes, viz., Baroda Pioneer Income Fund, Baroda Pioneer Monthly Income Plan (MIP) Fund, Baroda Pioneer Treasury Advantage Fund and Baroda Pioneer Public SectorUndertaking (PSU) Bond Fund.

Baroda Pioneer Income Fund is free to invest in any debt instrument without restriction of maturity period. Baroda Pioneer Monthly Income Plan (MIP) Fund invests 0-100% in debtand money market instruments and upto 20% in equity & equity related instruments. Baroda Pioneer Treasury Advantage Fund is scheme which predominantly invests (65-100%)in debt and money market instruments of less than one year maturity. Baroda Pioneer Public Sector Undertaking (PSU) Bond Fund predominantly invests in fixed income

instruments of Public Sector Undertaking ( PSU) - banks, financial institutions and companies.Baroda Pioneer Short Term Bond Fund will endeavor to predominantly invest in debt instruments with residual maturity of 1-3 years. The Scheme will endeavour to offer investorsa portfolio comprising fixed income securities of a short term maturity period which is different from the portfolio of the existing debt schemes offered by Baroda Pioneer MutualFund. The average maturity of the portfolio of Baroda Pioneer Short Term Bond Fund will be betweenone and threeyears.

Comparison with the Existing Income Schemes of Baroda Pioneer Mutual Fund.

BARODA PIONEER MUTUAL FUND

Baroda Pioneer Income Fund

To generate regular income byinvesting in a portfolio of good qualityFixed Income Securi t ies bymaintaining a balance between Risk& Return.

Baroda Pioneer Monthly Income

Plan (MIP) Fund

To generate regular income throughinvestment in debt and moneymarket instruments and also tog e ne ra t e l o ng - t e rm c a p i t a lappreciation by investing a portion ine q u i t y a n d e q u i t y r e l a t e dinstruments.

B a r o d a P i o n e e r T r e a s u r y

Advantage Fund

The main objective of the scheme isto provide optimal returns andl iquidi ty through a port fol iocomprising of debt securities andmoney market instrument.

Name of Schemes

Investment Objectives

Baroda Pioneer Public Sector

Undertaking ( PSU) Bond Fund

The investment objective of thePSU Scheme is to generate stablereturns with lower risk by investing inFixed Income instruments of PublicSector Undertakings (PSUs) - banks,financial institutions & companies.

Baroda Pioneer Short Term Bond

Fund

The investment objective of the Fundis to generate income from a portfolioconstituted of short term debt andmoney market securities.

Name of Scheme Types of Instruments Normal Allocation (% of Net Assets )

Baroda Pioneer Income Fund Debt Instruments 80-100

Money Market Instruments 0-20

Securitised Debt 0-15

Baroda Pioneer Monthly Income Plan Equity & Equity Related Securities 0-20

(MIP) Fund Money Market Instruments, Debt Securities and Securitised debt 0-100

Securitized Debt 0-20

Baroda Pioneer Treasury Advantage Fund Money Markets instruments/ Debt Instruments with average maturity of not greater than 1 year 65-100Debt Instruments with average maturity more than 1 year 0-35

Baroda Pioneer Public Sector Undertaking Debt & Debt Related Instruments with daily call/put option of Public Sector Undertakings/Public Financial Institutions &(PSU) Bond Fund Money Market Instruments issued by Public Sector Undertakings / Public Financial Institutions 65-100

Treasury Bills / Government securities created and issued by the Central Government and/ or State Government(s) and/or other similar instruments, as may be permitted from time to time, Repo and CBLO 0-35

Baroda Pioneer Short Term Bond Fund Debt instruments with residual maturity of 1-3 years 60-100

Debt & Money market instruments of residual maturity less than 1 year 0-40


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Application Form for Baroda Pioneer Short Term Bond Fund(An Open Ended Income Scheme)

NFO Period : 14th June to 24th June, 2010.

Scheme Re-Opens for Continuous Sale on : 02nd July 2010.

BARODA PIONEER SHORT TERM BOND FUND

Please refer the instructions while filling the Application Form. Tick () Whichever is applicable. (Strike out whichever is not required / applicable.)

Upfront commission shall be paid directly by the investor to the AMFI registered Distributor based on the investors' assessment of various factors, including the service rendered by the distributor.

Overseas Address (Mandatory in case of NRI / FII applicant in addition to mailing address P.O. Box address is not sufficient)


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Baroda Pioneer Mutual Fund shall credit the redemption / Dividend / Refund payout into investor s account electronically in case the IFSC Code / MICR code has been provided bythe investor. In case of bank not crediting the investor's bank account with/ without assigning any reason thereof or if the transaction is delayed or not effected at all for reasons ofincomplete or incorrect information, the Investor shall not hold Baroda Pioneer Mutual Fund responsible. In case account number furnished by the investor is found incorrect, he/ she/it shall not hold Baroda Pioneer Mutual Fund responsible for the credit going to the wrong account. Further, the Mutual Fund reserves the right to issue a demand draft/payable at parcheque in case it is not possible to make payment by DC/NEFT/ECS. If however you wish to receive payouts by cheque, please tick here

Ahmedabad :201, Shail Building, Opp. Madhusudhan House, Nr. Navrangpura Telephone Exchange, Navrangpura, Ahmedabad - 380006. Ph: 079-26402967 (D), 2 6400527/ 26400528, Fax: 079-26565551. Bangalore :No. 51/25, 1st Floor, SuryaBuilding, Ratna Avenue, Richmond Road, Bangalore - 560025. Ph: 080-32008452 (D), 25320085, Fax: 080-25 320086. Baroda : Piccadilly, Office # 5, First Fl oor, Opp. Adani Super Market, Jetalpur Road, Vadodara - 390007. Ph: 0265-6640873 (D),6640870/ 71/ 72/ 73/ 74. Bhopal :Kay Kay Busniss Centre, 133 Zone I, M P Nagar, Bhopal - 462021. Ph: 0755-4092706/ 08/ 09. Chandigarh :Sco 371-372, First Floor, Above HDFC Bank, Sector 35B, Chandigarh - 160022. Ph: 0172-5071725 (D),5071726/ 27/ 28, Fax: 0172-5071726. Chennai : Flat No. F11, First Floor, Akshya Plaza (Erstwhile Harris Road), Opp. Chief City Metropolitan Court, # 108, Adhithanar Salai, Egmore, Chennai - 600002. Ph: 044 - 42028512 (D), 42028513/ 2858777 2/28587781, Fax: 044 - 42028514. Cochin :Room No. 2, IInd Floor, Jewel Arcade (Above Oriental Insurance Ltd.), Layam Road, Cochin - 682011. Ph: 0484-4027672/ 4011885/ 4027671 (D), 4010273. Coimbatore : 29/1, Ist Floor, ChinthamaniNagar, Opp. to Indian Overseas Bank, NSR Road, Saibaba Colony, Coimbatore - 641011. Ph: 0422-43847 70 (D), Fax: 0422-4384770. Hyderabad :8-2-596 Karvy Plaza, Avenue 4, Street No. 1, Banjara Hills, Hyderabad - 500034. Ph: 04 0-23312454. Jaipur :S-16 A, 3rd Floor, Land Mark, Opp. Jaipur Club, Mahavir Marg, C-Scheme, Jaipur - 302001. Ph: 0141-2375039/ 2363321/ 2375039, Fax: 0141-2378703. Kanpur :15/46, Opp. Muir Mills, Civil Li nes, Kanpur - 208001. Ph: 0512-3209782/3246390 (D), Fax: 0512-2330127. Kolkata : 16, Jatin Bagchi Road, Kolkata - 700029. Ph: 033-24659297/ 395 18643/ 24635432 (D), 24659263/ 24659267, Fax: 033-24635432. Lucknow :Usha Sadan, 24, Prem Nagar, Ashok Marg, Lu cknow -226001. Ph: 0522-3213115 (D), 2236819/ 2236820/ 28, Fax: 0522-2236826. Mumbai :DAS Chambers, Ground Floor, Opp. BSE & Next to Corporation Bank, Dalal Street, Fort, Mumbai - 400023. Ph: 022-662 35353 (D), Fax: 022-66341966. New Delhi :2E / 23, Jhandewalan Extn., New Delhi - 110055. Ph: 011-43681700 (D), Fax: 011-43681710. Patna :3A, 3rd Floor, Anand Tower, Beside Chankya Cinema Hall, Exhibition Road, Patna - 800001. Ph: 0612-6453098 (D), 2321354/2321356. Pune : Srinath Plaza, C Wing, Office No. 58 & 59, 3rd Floor, Dyaneshwar Paduka Chowk, Survy No. 184/4, F C Road, Pune - 411004. Ph: 020-25533795/ 25532783/ 25533592 (D), 25539957, Fax: 020-25533742. Surat :G-16, EmpireState Building, Nr. Udhna Darwaja, Ring Road, Surat - 395009. Ph: 0261-3017158/ 3237924 (D), 3042 170. Varanasi :D-64/132, KA, 1st Floor, Anant Complex, Sigra, Varanasi - 221010. Ph: 0542-3204893/ 2223814/ 2225365 (D), 2227259/ 3206494.

Baroda Pioneer Short Term Bond Fund

Growth Dividend Payout Dividend Reinvest(Please tick any one)

a) Having read & understood the contents of the Scheme Information Document (SID) / Statement of Additional Information (SAI) of the Scheme, I/We hereby apply for units of theScheme & agree to abide by the terms, conditions, rules & regulations governing the Scheme. I / We hereby declare that the amount invested in the Scheme is through legitimate sourcesonly & does not involve & is not designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directions or the provisions of the Income Tax Act, AntiMoney Laundering Laws, Anti Corruption Laws or any other applicable laws enacted by the Govt of India from time to time. I / We have understood the details of the Scheme. In theevent Know Your Customer process not completed by me/us to the satisfaction of the AMC, I/We hereby authorise the AMC to redeem the funds invested in the Scheme, at theapplicable NAV prevailing on the date of such redemption, & to undertake such other action with such funds as may be required by law. b) For NRIs: I / We confirm that I am / we are NonResidents of Indian Nationality / Origin & that I / we have remitted funds from abroad through approved banking channels or from funds in my / our Non-Resident External / Non-

Resident Ordinary Account. I / We confirm that details provided by me / us are true and correct. I / We confirm that I / we hold a valid PAN card. d) The ARN holder has disclosed tome/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing schemes of various mutual funds from amongst which theScheme is being recommended to me/us.

All communication/payments will be made to first applicant or to Karta in case of HUF. Bank account details of First Unitholder required, without which the application will be rejected.

[A] INVESTMENT DETAILS (Strike out Whichever is not applicable)

Type of A/c

Proportion (%) in which the units willbe allocated to each nominee (Total 100%)


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INSTRUCTIONS TO INVESTORS FOR FILLING UP THE APPLICATION FORM. General Instructions:

1. Please read the Key Information Memorandum (KIM), Scheme Information Document (SID) and Statement of Additional Information (SAI) containing the terms ofoffer carefully before investing. It must be understood clearly that all Applicants are deemed to have accepted the terms subject to which this offer is being madeand bind themselves to the terms upon signing the Application Form and tendering payment.

2. The application form must be filled in English in BLOCK LETTERS, using black or dark blue coloured ink. Incomplete applications are liable to be rejected. Pleaseensure that the requisite details and documents have been provided.

3. Please strike out any section that is not applicable. Correction/ Cancellation on any of the mandatory information should be countersigned by the investors.

I. Applicant Information

1. Name should be given in full without any abbreviation. Preferably write exactly as it appears in your Bank Account, or as it appears in the incorporation document,as the case may be.

2. Name and date of birth of the minor are mandatory for investment on behalf of minor.3. Please write the Applicants Name & Application Serial Number on the reverse of the Cheque/ Demand Draft.

4. Please mention the Pin Code Number in the Address column. In case the Pin Code is not mentioned, all correspondence will be sent by ordinary post.

5. All communication and/or payments will be made to the sole/ first applicant.

6. Signatures should be in English or in any Indian language, thumb impressions must be attested by a Magistrate/ Notary Public under his/her official seal. In case ofHUF, the Karta should sign on behalf of the HUF. In case of Partnership Firms, the Partner should sign on behalf of the Partnership Firm. Similarly, for Association ofPersons (AoP), Company, etc. the application must be signed by the Authorised Signatory/Signatories, as applicable.

7. Individual(s) as Applicant/unit holder only can make nomination. Nominee must be an individual and not a trust, society, body corporate, partnership firm, Karta ofHindu Undivided Family or a power of attorney Holder. Nomination stands rescinded upon transfer/ redemption/ switchover of Units.

8. Where the units are held in the names of two or three persons, such persons shall be deemed to hold the units on first holder basis. In case of HUF/PartnershipFirm/AoP/Company, etc,. no joint holding will be considered. All tax exemptions can be availed of only by the First holder in case of additional holdings.

9. In case of applications under Power of Attorney or by a Limited Company or by a Corporate Body or Eligible Institution or a Registered Society or a Trust or a Fund,the original Power of Attorney or the certified copy thereof duly notarised and the relevant resolution or authority to make the application, as the case may be,including authority granted in favour of the officials signing the application and their specimen signature etc., or duly certified copy thereof alongwith a certifiedcopy of the Memorandum and Articles of Association and/or bye-laws and/or trust deed and/or partnership deed and certificate of registration must be lodged atthe office of the Registrar, quoting the serial number of application simultaneously with the submission of the Application Form, failing which the application is liable

to be rejected.10.Any application without broker code will be treated as Direct Investment.

II. Bank Account Details:

SEBI Regulations have made it mandatory for Unitholders to mention their bank account number in their purchase applications/requests for redemptions. Unitholdersare requested to give the full particulars of their Bank A/c, i.e. nature of A/c, A/c Number, 9 digit Bank Code Number (For Electronic Credit Facility), branch address ofthe banks at the appropriate space in the application form. Please provide the MICR code / IFSC code to help you in future for ECS / NEFT credit of dividend &redemption payout. Please attach a copy of a cancelled cheque leaf.

Any application for subscription / request for redemption without Bank A/c details cannot be considered for subscription, and hence will be rejected.

V. Permanent Account Number (PAN) of Investors

SEBI has made it mandatory for all applicants (in the case of application in joint names, each of the applicants) to mention his/her permanent account number (PAN)irrespective of the amount of purchase*. Where the applicant is a minor, and does not possess his / her own PAN, he / she shall quote the PAN of his/ her father ormother or guardian, as the case may be. In order to verify that the PAN of the applicants (in case of application in joint names, each of the applicants) has been duly andcorrectly quoted therein, the applicants shall attach along with the purchase* application, a photocopy of the PAN card duly self-certified along with the original PANCard. The original PAN Card will be returned immediately across the counter after verification. Investors residing in the state of Sikkim are exempt from the mandatoryrequirement of PAN proof for submission, however sufficient documentary evidence shall have to be submitted for verifying that they are resident of the state ofSikkim.

Prevention of Money Laundering & Know Your Customer (KYC) ComplianceIn terms of the Prevention of Money Laundering Act, 2002, the Rules issued thereunder and the guidelines/circulars issued by SEBI regarding the Anti Money LaunderingLaws (AML Laws), all intermediaries, including mutual funds, have to formulate and implement a client identification programme, verify and maintain the record of identityand address(es) of investors.

In order to make the data capture and document submission easy and convenient for the investors, the Mutual Fund Industry has collectively entrusted theresponsibility of collection of documents relating to identity and address of the investor(s) to an independent agency [presently CDSL Ventures Limited (CVL)]whichwill act as central record keeping agency (Central Agency).As a token of having verified the identity and address of the investor(s) and for efficient retrieval of records,the Central Agency will issue a KYC Acknowledgement Letter (previously known as Mutual Fund Identification Number - MIN^ Allotment Letter) to each investor whosubmits an application and the prescribed documents to the Central Agency.

Investors should note that it is mandatory for all applications for subscription of value Rs. 50,000/- and above to quote the KYC Compliance Status of each applicant(guardian, in case of minor) in the application for subscription and attach proof of KYC Compliance viz. KYC Acknowledgement Letter (or the erstwhile Mutual FundIdentification Number^ (MIN) Allotment Letter) / Printout of KYC Compliance Status downloaded from CVL website (www.cvlindia.com) using the PAN Number.

Applicants intending to apply for units through a Power of Attorney (PoA) must ensure that the issuer of the PoA and the holder of the PoA must mention their KYCCompliance Status and attach proof of KYC Compliance at the time of investment above the threshold.

The KYC status will be validated with the records of the Central Agency before allotting units. Baroda Pioneer Mutual Fund will not be held responsible and /or liable forrejection of KYC Form, if any, by the Central Agency. Applications for subscriptions of value Rs. 50,000 and above without a valid KYC compliance are liable to berejected. Provided further, where it is not possible to verify the KYC compliance status of the investor at the time of allotment of units, the Trustee / AMC shall verify theKYC compliance status of the investor within a reasonable time after the allotment of units. In the event of non compliance of KYC requirements, the Trustee / AMCreserves the right to freeze the folio of the investor(s) and effect mandatory redemption of unit holdings of the investors at the applicable NAV, subject to payment ofexit load, if any.

^Valid only where investors who have already obtained the erstwhile Mutual Fund Identification Number (MIN) by submitting PAN copy as proof of identity.

SEBI has made it mandatory for all applicants (in the case of application in joint names, each of the applicants) to mention his/her Permanent Account Number (PAN)irrespective of the amount of purchase*. Where the applicant is a minor, and does not possess his/ her own PAN, he/ she shall quote the PAN of his/ her father or mother orguardian, as the case may be.

In order to verify that the PAN of the applicants (in case of application in joint names, each of the applicants) has been duly & correctly quoted therein, the applicantsshall attach along with the purchase* application, a photocopy of the PAN card duly attested by the distributor / agent (AMFI registered) through whom the application iseffected or by a Bank Manager or Notary or Investor Service Centres of BARODA PIONEER MUTUAL FUND or ISCs of KARVY. Attestation will be done after verificationwith the original PAN card.

*includes fresh/additional purchase.

Applications not complying with the above requirement may not be accepted/processed. Additionally, in the event of any application form being subsequentlyrejected for mismatch of applicant's PAN details with the details on the website of the Income Tax Department, the investment transaction will be cancelled & theamount may be redeemed at the applicable NAV, subject to payment of exit load, if any, Please contact any of the Investor Service Centres / KARVY / Distributors or

visit our website, www.barodapioneer.in for further details. If PAN is already validated along with MIN, please dont attach any proof.

(Contd.)


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V. Payment Procedure

1. Payment may be made by MICR cheque/DD drawn on/ made payable at any of those places where Investor Service Centres are located, and mailed to the

nearest ISC. THE CHEQUE/DD MUST BE DRAWN IN THE NAME OF THE SCHEME and crossed ACCOUNT PAYEE & NOT NEGOTIABLE.

2. Investment of Rs. 50 lakhs and above can only be made through ELECTRONIC FUND TRANSFER.

3. Incase of subscription by NRIs/ FIIs, where the payment is made through Indian Rupee draft purchased abroad or from FCNR or NRE A/c, an Account DebitCertificate from the bank issuing the draft, confirming the debit, should be submitted. For subscription made by NRE/FCNR account cheques, the application formsmust be accompanied by a photocopy of the cheque or Account Debit letter/ Certificate from the banker.

Applicants who cannot Invest:

Any individual who is a Foreign national or any other entity that is not an Indian resident under the Foreign Exchange Management Act, 1999, except whereregistered with SEBI as an FII or FII sub account cannot invest in the Scheme.

Overseas Corporate Bodies (OCBs) shall not be allowed to invest in the Scheme. These would be firms & societies which are held directly or indirectly butultimately to the extent of atleast 60% by NRIs & trusts in which atleast 60% of the beneficial interest is similarly held irrevocably by such persons (OCBs).

Non-Resident Indians residing in the United States of America & Canada.

4. Subscription by Multilateral Funding Agencies, on full repatriation basis, is subject to approval by the Foreign Investment Promotion Board.

5. Investor also have the option of sending by Mail, the application form (duly completed), along with a cheque / DD (payable at Hyderabad) to the Registrar, viz.KARVY Computershare Private Limited, KARVY REGISTRY HOUSE H. No : 8-2-596, Avenue 4, Street No.1, Banjara Hills, Hyderabad - 500034.

If there is no Authorised Investor Service Centres where the investor resides, he/she may purchase a Demand Draft from any other Bank in favour of the "Scheme"

(please mention the name of the scheme) & crossed "A/c Payee & Not Negotiable". If you are residing/ located in a city/ town where we dont have an official

Acceptance Point, please draw a Demand Draft payable at your nearest city/ town where we have a Transaction Acceptance Point, after deducting bank charges/commission (not exceeding charges prescribed by State Bank of India) from the amount of investment.

6. Applicants are requested to note the following points before submitting the applications to any of the collection centres.

i) Separate cheque/demand draft is required for each scheme. Such Cheques/ Demand Draft should be drawn in the name of the Scheme.

ii) Stockinvests, Outstation Cheques/ DD, Post Dated Cheques, Money Orders and Postal Orders will not be accepted and such applications will not beconsidered for allotment.

iii) Cheques once returned in clearing will not be re-presented and the accompanying applications may not be considered for allotment.

7. Applications which are incomplete are liable to be rejected & the Trustee of Baroda Pioneer Mutual Fund shall not be responsible for any consequences thereof.

8. Where an application is rejected in full or in part, application money will accordingly be refunded to the applicant. No interest will be paid on the amount sorefunded. Letters of regret together with Refund Cheques / Orders, if any, will be despatched to the applicant. Refund will be made by cheques or pay order drawnon the Bankers of Baroda Pioneer Mutual Fund.

9. The right to accept or reject any application in whole or in part lies with the Trustee of Baroda Pioneer Mutual Fund.

VI. Nomination

1. Nomination can be made only by individuals applying for/holding Units on their own behalf singly or jointly. Non-Individuals, including society, trust, bodycorporate, partnership firm, Karta of Hindu Undivided Family, holder of Power of Attorney, cannot nominate. If the units are held jointly, all joint holders will sign thenomination form.

2. Minor(s) can be nominated & in that event, the name, address & signature of the guardian of the minor nominee(s) shall be provided by the unit holder.

3. The Nominee shall not be a trust, society, body corporate, partnership firm, member of Hindu Undivided Family or a Power of Attorney holder. A non-resident Indiancan be a Nominee, subject to the policy of exchange control for the time being in force.

4. Nomination in respect of the units stands rescinded upon the transfer of units.

5. Transfer of units in favour of Nominee(s) shall be valid discharge by the Asset Management Company (AMC) against the legal heirs, executors, administrators, etc.

6. Cancellation of nomination can be made only by those individuals who hold units in their own name, either solely or jointly and who have originally made thenomination.

7. On cancellation of nomination, the nomination shall stand rescinded & the Asset Management Company (AMC) shall not be under any obligation to transfer the unitsin favour of the Nominee(s).

8. Nomination can be made in favour of a maximum number of three nominees. Incase of multiple nominees, the percentage of allocation/share should be inwhole numbers without any decimals, making a total of 100% (in the event of unitholders not indicating the percentage of allocation/ share for each of thenominees, the AMC, by invoking default option, shall settle the claims equally amongst all the nominees).

NSTRUCTIONS TO INVESTORS FOR FILLING UP THE APPLICATION FORM (Contd.)

KARVY COLLECTION CENTRES

Agra : Deepak Wasan Plaza, Behind Holiday Inn, Opp Megdoot Furnitures, Sanjay Place, Agra -282002 (U.P). Ph. : 0562-2526663, 0562-3247227. Ahmedabad :201,Shail Building, Opp : Madhusudhan House, Nr. Navrangpura Telephone Exchange; Navrangpura, Ahmedabad - 380 006. Ph. : 079-26400527, 079 -32997508, Fax :079-26565551. Ajmer : 1-2, II Floor, Ajmer Tower, Kutchary Road, Ajmer - 305 001. Ph. 0145-5120725 . Allahabad : RSA Towers, 2nd Floor, Above Sony TV

Showroom, 57, S P Marg, Civil Lines, Allahabad - 211001. Ph. : 0532- 2260291/ 2260292/ 3294280, Fax. : 0532- 2260293 / 2260291. Anand : F-6, Chitrangana

Complex, Opp: Motikaka Chawl ; V V Nagar, Anand - 388 001. Ph. : 02692 - 248980 / 248873. Bangalore : No : 51/25, 1 St Floor, Surya Building, Ratna Avenue,

Richmond Road, Bangalore - 560 025. Ph. : 080 - 25320085 / 080-41233439. Fax No. : 080 - 25320086. Baroda : SB-4&5, Mangaldeep Complex, Opposite Mesonic

Hall, Productivity Road, Alkapuri, Vadodara - 390007 ; Gujarat. Bharuch : Ground Floor ,Office No-6,Aditya Complex, Opp.Kasak Temple, Bharuch - 392 001. Bhopal :

Kay Kay Busniss Centre, 133 Zone I M P Nagar, Bhopal-462021. Ph. : 0755-4092708, Fax : 0755-4092709. Bhubaneswar : Plot No- 104/105(P), Jaydev Vihar, Besides

Hotel Pal Heights, Bhubaneswar-751013. Orissa. Ph. : 0674-2547531 / 2547532 Fax : 0674 - 2547531. Chandigarh : Sco-371-372; First Floor; Above HDFC Bank;Sector 35B, Chandigarh - 160 022. Ph. : 0172-5071726 / 5071727 / 5071728, Fax No. : 0172-5071726. Chennai : Flat No F11,First Floor, Akshya Plaza,(Erstwhile HarrisRoad), Opp Chief City Metropolitan Court, # 108, Adhithanar Salai, Egmore, Chennai - 600002. Ph. : 044-28587781 / 42028858 (Exclusive for DWS), Fax No. : 044 -42028514. Cochin : Room No 2, IInd Floor, Jewel Arcade, (Above Oriental Insurance Limited), Layam Road, Cochin - 682 011. Ph. : 0484-4027672. Coimbatore : 29/1,

St Floor,Chinthamani Nagar, Opp to Indian Overseas Bank, Nsr Road, Saibaba Colony, Coimbatore- 641011. Fax No. : 0422-4384770. Hyderabad : 8-2-596 Karvy

Plaza, Avenue 4, Street No.1, Banjara Hills, Hyderabad - 500 034. Indore : G - 7, Royal Ratan Building, M.G. Road, Opp. Kotak Mahindra Bank, Indore - 452010. Jaipur

S-16 A, 3rd Floor, Land Mark, Opposite Jaipur Club, Mahavir Marg, C- Scheme, Jaipur - 302 001. Ph. : 0141-2375039 / 2363321 / 2375039, Fax No. : 0141-2378703.

Jamshedpur : Kanchan Tower, 3Rd Floor, Chhaganlal Dayalji @ Sons, 3-S B Shop Area, ( Near Traffic Signal ), Main Road, Bistupur, Jamshedpur - 831 001. Ph : 0657-

2487045/2487020. Jodhpur : 203, Modi Arcade; Chupasni Road, Jodhpur - 342 001. Fax No. : 0291 - 2638479. Kanpur : 15/46, Opp: Muir Mills, Civil Lines, Kanpur -

208001. Fax No. : 0512 - 2330127. Kolkata : 16 Jatin Bagchi Road, Kolkata - 700 029. Ph. : 033-24659263 / 24659267, Fax No. : 033 - 24635432. Lucknow : Usha

Sadan, 24, Prem Nagar, Ashok Marg, Lucknow - 226001. Ph. : 0522-2236819 / 0522-2236820 / 28 Fax : 0522-2236826. Mumbai : DAS Chambers, Ground Floor, Opp.

BSE & next to Corporation Bank, Dalal Street, Fort, Fort Mumbai - 400 023. Fax No. : 022 - 66341966. Nagpur : 1st Floor, Sadoday Arcade, WHC Road, Above Top N

Town, Dharampeth, Nagpur - 440 001. Ph. No. : 0712- 6618583. Nasik : S-12, Second Floor, Suyojit Sankul, Sharanpur Road, Nasik - 422 002. New Delhi : 2E / 23,

Jhandewalan Extn., New Delhi - 110055. Fax No. : 011- 43681710. Panjim : City Business Centre,Coelho Pereira Building, Room Nos.18,19 & 20, Dada Vaidya Road,

Panjim - 403 001. Ph. : 0832 - 2426871/73. Fax No. : 0832-2426873. Patna : 3A, 3rd floor, Anand Tower, Beside Chankya Cinema Hall; Exhibition Road, Patna - 800001.

Ph. : 0612-2321354/ 2321356. Pune : Shop No. 16, 17 & 18, Ground Floor, Sreenath Plaza, Dyaneshwar Paduka Chowk, F C Road, Pune - 411004. Ph. No. : 020

25539957. Fax No. : 020 - 25533742. Raipur : Room No. TF 31, 3rd Floor, Millennium Plaza, Behind Indian Coffee House, G E Road, Raipur - 492 001. Rajkot : 104,

Siddhi Vinayak Complex, Dr. Yagnik Road, Opp. Ramkrishna Ashram, Rajkot - 360 001. Surat : G-6 Empire State Building, Near Parag House,Udhna Darwaja, Ring

Road, Surat-395002. Ph. : 0261-3042170. Udaipur : 201-202, Madhav Chambers, Opp. G.P.O, Chetak Circle, Madhuban, Udaipur-313001. Ph. : 0294-5101601 /5101602 / 5101603. Varanasi - D-64/132, KA 1st Floor, Anant Complex, Sigra, Varanasi - 221 010. Ph. No. : 0542-2227259 / 3206494.

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